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. 2014 Oct 10;31(10):1011–1044. doi: 10.1007/s12325-014-0157-1

Recommendations for Pneumococcal Immunization Outside Routine Childhood Immunization Programs in Western Europe

Paolo Castiglia 1,
PMCID: PMC4209094  PMID: 25300593

Abstract

The global burden of pneumococcal diseases is high, with young children and adults ≥50 years of age at highest risk of infection. Two types of vaccine are available for the prevention of pneumococcal diseases caused by specific Streptococcus pneumoniae serotypes: the pneumococcal polysaccharide vaccine (PPV23) and the pneumococcal conjugate vaccine (PCV7, PCV10, and PCV13). Despite pneumococcal immunization programs in adults and children, the burden in adults has remained high. Most European countries have national or local/regional vaccination recommendations. The objective of this review was to provide an overview of the government recommendations for pneumococcal vaccination outside routine childhood vaccination programs for 16 Western European countries as of August 2014. We found that recommendations for pneumococcal immunization across Europe are complex and vary greatly among countries in terms of age groups and risk groups recommended for vaccination, as well as which vaccine should be administered. Clarifying or simplifying these recommendations and improving their dissemination could help to increase pneumococcal vaccine uptake and decrease the high burden of pneumococcal diseases in adults, both through a direct effect of the vaccine and via a herd effect in unvaccinated individuals.

Electronic supplementary material

The online version of this article (doi:10.1007/s12325-014-0157-1) contains supplementary material, which is available to authorized users.

Keywords: Age, Europe, Immunization, Infectious diseases, Pneumococcal conjugate vaccine, Pneumococcal diseases, Pneumococcal polysaccharide vaccine, Recommendations, Reimbursement, Risk

Introduction

Pneumococcal infection causes a spectrum of diseases from mild presentations such as sinusitis and otitis media, to more serious diseases such as meningitis, bacteremia, and pneumonia [1]. The 23-valent pneumococcal polysaccharide vaccine (PPV) was introduced in 1983 and is available in Europe for immunization against pneumococcal diseases caused by the 23 serotypes contained in the vaccine (1, 2, 3, 4, 5, 6B, 7F, 8, 9N, 9V, 10A, 11A, 12F, 14, 15B, 17F, 18C, 19F, 19A, 20, 22F, 23F, and 33F) in adults and children aged ≥2 years [2]. The first pneumococcal conjugate vaccine (PCV7) was licensed in 2000 for immunization against pneumococcal diseases, including sepsis, meningitis, pneumonia, bacteremia, and acute otitis media (AOM) caused by the seven serotypes contained in the vaccine (4, 6B, 9V, 14, 18C, 19F, and 23F) in infants and children aged 2 months to 5 years [3]. PCV10 (serotypes 1, 4, 5, 6B, 7F, 9V, 14, 18C, 19F, and 23F) was approved in 2009 for protection against invasive pneumococcal disease (IPD), pneumonia, and AOM in infants and children aged from 6 weeks up to 5 years [4]. A higher-valent PCV, PCV13, comprising six additional serotypes to PCV7 (serotypes 1, 3, 5, 6A, 7F, and 19A) is now available in Europe for the prevention of IPD in adults aged ≥18 years, and for the prevention of IPD, pneumonia, and AOM in infants and children aged between 6 weeks and 17 years [5].

The global burden of pneumococcal diseases is high, with young children and adults ≥50 years of age at particular risk of infection. In the 1990s, the age groups with the highest incidence of IPD and highest case fatality rates were infants aged <2 years and adults aged >50 years [6]. Routine childhood pneumococcal immunization programs have helped to alleviate the burden of disease in children [7, 8]. Since 2006, the World Health Organization (WHO) has recommended that PCV be included in all routine childhood immunization programs [9]. Consequently, PCV use has increased from 1% of all WHO member states in 2000 to 44% in 2012, representing 31% of the global birth cohort [9]. Of the European region member states, 49% had introduced PCV by 2012 [9]. Over time the benefits of childhood vaccination with PCV in countries with high uptake have extended to unvaccinated children and adults as a result of the herd effect [1013]. However, despite pneumococcal immunization programs covering adults and children, the burden in adults has remained high [14].

Recommendations for pneumococcal immunization across Europe are complex and are regularly updated. The objective of this review is to provide an overview of current government recommendations (not including scientific society recommendations), both national and regional where applicable, outside routine pneumococcal immunization programs for infants and children, in 16 individual countries across Western Europe (Austria, Belgium, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Luxembourg, The Netherlands, Norway, Portugal, Spain, Sweden, and the United Kingdom [UK]), as of August 2014. A summary of the recommendations is provided in the text below, with more detailed information supplied for reference purposes in Table 1. To ensure the most up-to-date information for each country was included, Pfizer’s country Medical Affairs offices provided information regarding national and regional recommendations for pneumococcal vaccination. This article is based on pre-existing source material and does not include any studies with human or animal subjects performed by the author.

Table 1.

Comparison of the recommendations and funding for pneumococcal immunization outside routine vaccination programs for children in Western European countries

Country Recommended vaccine Region (date of recommendations) Population (age, years) Definition of risk Funding Additional information
Austria [28] PCV13/PPV23 National (2014) At risk and high risk (≥6)

High risk

 Asplenia (anatomical, functional)

 Chronic renal insufficiency

 Cochlear implant

 Complement and properdin deficiency

 Hematopoietic organ disorder

 HIV

 Hypogammaglobulinemia

 Immunodeficiency (congenital, acquired)

 Liquor fistula

 Nephritic syndrome

 Nephrotic syndrome prior to immunosuppressive therapy

 Neurological disorder (in children)

 Sickle-cell anemia

 Transplantation (organ, subsequent to stem cell transplantation)

At risk

 Body weight below third percentile (in infants and children)

 Chronic cardiovascular disease (except hypertension)

 Chronic respiratory disease

 Cirrhosis

 Diabetes

 Metabolic disease

 Neoplastic disease

Private

Naïve

 PCV13 followed by PPV23 after ≥8 weeks

Pre-vaccinated with PCV

 After interval of ≥8 weeks 1xPPV23

Pre-vaccinated with PPV23

 After interval of ≥8 weeks 1xPCV13 and after another interval of ≥8 weeks 1xPPV23 again (second PPV23 dose recommended ≥5 years after first PPV23 dose)

 Investigations ongoing into necessity of further vaccinations

PCV13/PPV23 National (2014) All (≥50) N/a Private

Naïve

 PCV13 followed by PPV23 after 1 year

Pre-vaccinated with PCV13

 After interval of ≥1 year 1xPPV23

Pre-vaccinated with PPV23

 After interval of ≥2 years 1xPCV13

 Investigations ongoing into necessity of further vaccinations

Belgium [29, 30] PCV13/PPV23 National (2013) High risk (≤17)

Asplenia

Chronic disease (heart, lung, renal)

Cochlear implant

CSF leak

Diabetes (non-stable)

Immunodeficiency (congenital, immunosuppressant induced)

Metabolic disease

Private PCV13 (schedule depending on age) followed by PPV23 (revaccination every 5 years for asplenia)
High risk (≥18)

Autoimmune disease/immune-mediated inflammatory disease

Asplenia

Cancer (hematological)

Cochlear implant

HIV

Immunodeficiency

Transplantation (organ)

Private

High-risk populations

 PCV13 followed by PPV23 after at least 8 weeks and revaccination with PPV23 every 5 years

Adults aged ≥50 years with certain co-morbidities and all ≥65 years

 Either PPV23 with 1 revaccination after 5 years or PCV13 followed by PPV23 after 8 weeks with 1 revaccination after 5 years (except >75 years who do not require revaccination)

At risk (≥50)

Alcoholism

Chronic disease (heart, kidney, liver, respiratory)

Smoking

All (≥65) N/a
Denmark [31] PCV13 National (2012) At risk (any age)

Asplenia (functional)

Cochlear implant

CSF leak

History of IPD

HIV

Lymphoma

Splenectomy (completed/planned)

Transplantation (organ)

Limited subsidy (to cover vaccination of at-risk groups and some age groups) For individuals at risk aged ≥6 years vaccination with PCV13 should be followed by 1 dose of PPV23 after ≥8 weeks
At risk (<18)

Chronic lung disease

Cyanotic heart disease

Heart failure/insufficiency

Hypodynamic respiratory insufficiency

Immunodeficiency (excluding agammaglobulinemia and SCID)

Nephrotic syndrome

Palliative surgery for heart disease

At risk (18–65)

Chronic disease (heart, kidney, liver, lung)

Diabetes

Private For individuals at risk vaccination with PCV13 should be followed by 1 dose of PPV23 ≥8 weeks after PCV13 vaccination
All (≥65) N/a
Finland [32] PCV13 National (2013) High risk (≥5)

Asplenia (anatomical, functional)

Cochlear implant

HIV

Immunodeficiency (congenital, acquired)

Liquor fistula

Lymphoma

Multiple myeloma

Nephrotic syndrome

Patients treated with systemic corticosteroids or other immunosuppressants

Transplantation (organ and tissue)

Private (except stem cell transplantation patients)

PCV13 preferred in high-risk individuals (e.g., immunocompromised) and may be followed by PPV23. However, physicians can choose whether to give PCV13 or PPV23

PCV13 is funded for stem cell transplantation patients of all ages

PCV13 may also be considered in healthy individuals of all ages

PPV23 At risk or in permanent institutional care (≥5)

Chronic disease (cardiac, pulmonary)

Diabetes (type 1)

Hepatic insufficiency

Patients treated with systemic corticosteroids or other immunosuppressants

Renal insufficiency

Transplantation (organ, tissue)

All (≥65) N/a
France [33] PCV13 National (2013) At risk (≥2)

Asplenia or hyposplenia

Cancer treated by chemotherapy (solid tumor, hematological)

Cochlear implant or planned cochlear implant

HIV

Immunodeficiency (congenital)

Immunosuppressive therapy, biotherapy, or corticotherapy for autoimmune disease or chronic inflammation

Meningeal fistula

Nephrotic syndrome

Transplantation or waiting for transplantation (organ, hematopoietic stem cell)

Public

For all at-risk individuals aged ≥2 years, PCV13 followed by PPV23 after ≥8 weeks

In some cases the vaccination schedule may differ and there are slight differences for specific populations (for asplenic and immunosuppressed patients PCV is preferred), but PCV13 should be administered first in all cases

For high-risk individuals aged ≥6 years to <50 years funding procedure ongoing

PPV23 At risk (≥5)

Asthma (severe with continuous treatment)

Chronic liver disease (alcoholic or non-alcoholic origin)

Chronic respiratory failure

COPD

Cyanotic congenital heart disease

Diabetes (not balanced by diet)

Emphysema

Heart failure

Kidney failure

Public
Germany [34] PCV Saxony [35] (updated January 2014) At risk (>2)

Asplenia

Autoimmune disease

Bone marrow transplantation

Chronic disease (heart, kidney, respiratory)

CSF leaks, cochlea implant

HIV

Hematological diseases

Immunodeficiency (primary)

Metabolic disease

Neurological diseases in children

Occupational risk (laboratory personnel at risk of infection, medical personnel in contact with patients)

Sickle-cell anemia

Transplantation (organ)

Public

All infants from the age of 2 months to 5 years should receive PCV (vaccination should be started in the third month of life, according to schedule of vaccine manufacturer)

PCV may be PCV10 or PCV13 for those aged 2–<5 years; PCV will be PCV13 for those aged ≥5 years. Children with persisting risk for pneumococcal infection should be vaccinated in the third year of life with PPV23 in addition to PCV (interval of at least 2 months after last vaccination with PCV)

Non-vaccinated infants (aged ≥5 years), adolescents and adults should receive one dose of PCV or PPV23 (according to approval)

PCV can be supplemented with PPV23 if protection against further serotypes is required (interval at least 4 years)

In those pre-vaccinated with PPV23, catch-up vaccination with PCV is useful (interval at least 5 years)

In at-risk individuals and those aged ≥60 years revaccination with PPV23 is possible (≥5 years for adults, ≥3 years for children aged <10 years)

All (≥60) N/a
PCV National (PCV funding 2013; PCV recommendations 2014) At risk (2–<5)

Chronic disease (e.g., heart, kidney, liver, respiratory diseases, metabolic disorders [e.g., diabetes], neurological diseases [e.g., cerebral pareses, seizure disorders])

Immunodeficiency (congenital, acquired, e.g., T cell, B cell or antibody deficiency, deficiency or functional disorders of myeloic cells [e.g., neutropenia, chronic granulomatosis, leukocyte adhesion or signal transduction defects], complement or properdin deficiency, functional hypersplenism or splenectomy, neoplastic diseases, HIV infection, bone marrow transplantation, immunosuppressive therapy [e.g., due to organ transplantation, autoimmune disease])

Anatomic risks, risks associated with foreign bodies for pneumococcal meningitis (e.g., liquor fistula, cochlea implant)

For this age group, PCV may be PCV10 or PCV13

For congenital or acquired immunodeficiencies, chronic renal diseases/nephrotic syndrome, revaccination can be considered every 5 years (for those aged >10 years) or every 3 years (for those aged <10 years)

PCV13/PPV23 National (PCV funding 2013; PCV recommendations 2014; PPV 1982) At risk (≥5)

Chronic disease (e.g., heart, kidney, liver, respiratory diseases, metabolic disorders [e.g., diabetes], neurological diseases [e.g., cerebral pareses, seizure disorders])

Immunodeficiency (congenital, acquired, e.g., T cell, B cell or antibody deficiency, deficiency or functional disorders of myeloic cells [e.g., neutropenia, chronic granulomatosis, leukocyte adhesion or signal transduction defects], complement or properdin deficiency, functional hypersplenism or splenectomy, neoplastic diseases, HIV infection, bone marrow transplantation, immunosuppressive therapy [e.g., due to organ transplantation, autoimmune disease])

Anatomic risks, risks associated with foreign bodies (e.g., liquor fistula, cochlea implant)

For this age group, PCV will be PCV13

For congenital or acquired immunodeficiencies, chronic renal diseases/nephrotic syndrome, revaccination can be considered every 5 years (for those aged >10 years) or every 3 years (for those aged <10 years)

PPV23 National (1998) All (≥60) N/a
Greece [36] PCV13 National (2011) All (>50) N/a Public
Ireland [37] PCV13/PPV23 National (2013) Medium risk and high risk (2–<5)

Medium risk

 Children <5 years of age following IPD

 Chronic heart, lung, or liver disease

 Chronic renal disease or nephrotic syndrome

 Diabetes mellitus requiring insulin or oral hypoglycemic drugs

 Down syndrome

High risk

 Asplenia, hyposplenia (including splenectomy, sickle-cell disease, hemoglobinopathies, and celiac disease)

 Candidates for, or recipients of, a cochlear implant

 Complement deficiency (particularly C1–C4)

 CSF leaks (congenital or complicating skull fracture or neurosurgery)

 Immunosuppressive conditions (e.g., some B and T cell disorders, HIV infection, leukemia, lymphoma) and those receiving immunosuppressive therapies

 Intracranial shunt

 Post-hematopoietic stem cell transplant

 Solid organ transplant

PCV13 supplied free of charge to all those in risk groups; individuals pay an administration fee 2–5 years: 1 or 2 doses of PCV13 at 2-month intervals followed by 1 dose of PPV23 ≥2 months after final PCV dose
High risk (5–<18; 18–64)

Asplenia, hyposplenia (including splenectomy, sickle-cell disease, hemoglobinopathies, and celiac disease)

Candidates for, or recipients of, a cochlear implant

Complement deficiency (particularly C1–C4)

CSF leaks (congenital or complicating skull fracture or neurosurgery)

Immunosuppressive conditions (e.g., some B and T cell disorders, HIV infection, leukemia, lymphoma) and those receiving immunosuppressive therapies

Intracranial shunt

Post-hematopoietic stem cell transplant

Solid organ transplant

PCV13 supplied free of charge to all those aged <18 years in risk groups; individuals pay an administration fee

PCV13 is not free of charge to those aged ≥18 years

PPV23 supplied free of charge to all those in risk groups; individuals pay an administration fee unless they have a medical or doctor-only card

>5–<18 years: 0, 1 or 2 doses of PCV13 followed by 1 dose of PPV23 ≥2 months after PCV
PPV23 Medium risk (5–<18)

Children <5 years of age following IPD

Chronic heart, lung, or liver disease

Chronic renal disease or nephrotic syndrome

Diabetes mellitus requiring insulin or oral hypoglycemic drugs

Down syndrome

Vaccine supplied free of charge to all those in risk groups; individuals pay an administration fee unless they have a medical or doctor-only card 1 Dose of PPV23
Medium risk (18–64)

Chronic heart, lung, or liver disease

Chronic renal disease or nephrotic syndrome

Diabetes mellitus requiring insulin or oral hypoglycemic drugs

Smokers and alcoholics

Individuals with occupational exposure to metal fumes (i.e., welders)

All (≥65) N/a
Italy PCV13/PPV23 Basilicata [38] (2012) At risk (any age)

Chronic disease (heart, liver [hepatic cirrhosis], respiratory)

Metabolic disease

Public For at-risk adults aged <50 years, PCV13 is recommended in addition to PPV23. PPV23 should be administered after >8 weeks
All (≥65) N/a
Bolzano [39] (2013) At risk (any age)

Alcoholism

Asplenia

Chronic disease (cardiac, liver, pulmonary)

Cirrhosis

Cochlear implant

Diabetes

HIV

Immunodeficiency

Immunosuppression (clinically significant)

Leukemia

Liquor fistula

Lymphoma

Multiple myeloma

Neoplastic spread

Nephrotic syndrome

SCID

Thalassemia

Transplantation (organ, bone marrow)

Public
All (>65) N/a
Cagliari (LHU Cagliari 8) [40] (2011) At risk (≥50)

Asplenia

Chronic disease (heart, kidney, liver, respiratory)

Cochlear implant

CSF leak

HIV

Immunodeficiency

Metabolic disease

Other pathologies predisposed to high IPD risk

Transplantation (organ)

Public

PCV13 recommended in addition to PPV23

PPV23 to be administered 8 weeks following PCV13

Emilia Romagna [41] (2014) At risk and high risk (any age)

High risk

 Asplenia

 Chronic disease (kidney [renal failure])

 Cochlear implant

 CSF leak

 Hemoglobinopathy

 HIV

 Immunodeficiency (acquired)

 Immunosuppression (iatrogenic)

 Leukemia

 Lymphoma

 Multiple myeloma

 Neoplastic spread

 Nephrotic syndrome

 Transplantation (organ, bone marrow)

At risk

 Alcoholism

 Chronic disease (heart, liver [hepatic cirrhosis], respiratory)

 Diabetes

 Residents in an institution (e.g., nursing home) aged >65 years

Public

High-risk individuals

 PCV13 recommended in addition to PPV23

 PPV23 should be administered ≥8 weeks after PCV13; for bone marrow transplantation, 3 doses of PCV13 (interval 2 months); a fourth dose is recommended in case of chronic graft versus host disease

In permanent institutional care (≥65) N/a
Friuili–Venezia Giulia [42] (2012) At risk (≥18)

Asplenia

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

CNS disease

Metabolic disease

Others

Public

PCV13 recommended in addition to PPV23

At-risk individuals: PCV13, 2 doses 8 weeks apart (3 doses for bone marrow transplantation)

All (≥65) N/a
Lazio [43] (2012) At risk (any age)

Asplenia

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

CNS disease

Metabolic disease

Public
Liguria [44] (2013) At risk (any age)

Asplenia

Cancer (hematological)

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

CSF leak

Diabetes

Immunodeficiency (congenital, acquired)

Neoplastic spread

Transplantation (organ, bone marrow)

Public
All (>70) N/a
Lombardia (LHU Milan) [45] (2012) At risk and high risk (>18)

High risk

 Asplenia

 Chronic disease (renal)

 Cochlear implant

 CSF leak

 Hemoglobinopathy

 HIV

 Immunodeficiency (congenital, acquired)

 Leukemia

 Lymphoma

 Multiple myeloma

 Neoplastic spread

 Previous IPD

 Transplantation (organ, bone marrow)

At risk

 Chronic disease (heart, liver, pulmonary)

 Diabetes

Public (PCV13 is available on medical prescription)

PCV13 recommended in addition to PPV23

PPV23 should be administered 8 weeks after PCV13

Individuals already vaccinated with PPV23 should be vaccinated with PCV13 1 year after PPV23

For adults aged <50 years PPV23 is recommended

For adults aged ≥50 years PCV13 is recommended

All (≥65) N/a PCV13 if not previously vaccinated
Marche [46] (2013) At risk (any age)

Asplenia

Chronic disease (heart, kidney disease [renal failure], respiratory)

Cochlear implant

CSF leak

Diabetes

Hepatic cirrhosis and chronic liver disease due to alcoholism

HIV

Immunodeficiency (congenital, acquired)

Immunosuppression (iatrogenic)

Leukemia

Lymphoma

Multiple myeloma

Neoplasia

Thalassemia

Transplantation (organ, bone marrow)

Public
Piemonte [47] (2012) At risk (>5)

Asplenia

Chronic disease (heart [excluding hypertension], kidney [renal failure], liver, respiratory)

Cochlear implant

Complement deficiency

CSF leak

Diabetes (type 1)

Hemoglobinopathy

Immunodeficiency (congenital, acquired)

Private PCV13 + PPV23 6 months apart
Puglia [48] (2012) At risk (≥50)

Asplenia

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

Cochlear implant

CSF leak

Diabetes

Hemoglobinopathy

HIV

Immunodeficiency (congenital, acquired)

Leukemia

Lymphoma

Multiple myeloma

Neoplasia

Public
Cohort (65, 70, 75) N/a
Sicilia [49] (2012) At risk (50–64)

Asplenia

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

CNS disease

Metabolic disease

Public
Cohort (65, 75) N/a
Trento [50] (2012) At risk or nursing home residents (any age)

Asplenia

Chronic cardiac disease

Chronic renal failure

Cochlear implant

COPD

Diabetes

HIV

Immunodeficiency (congenital)

Immunosuppression

Liquor leakage

Nephrotic syndrome

SCID

Public
All (>65) N/a
Tuscany LHU [51] (Local Directive to GPs—April 2012) (2012) At risk or in permanent institutional care (≥6)

Asplenia

Cardiac decompensation (severe)

Chronic disease (hematopoietic, liver)

Chronic renal failure

COPD

Diabetes

Immunodeficiency

Public
All (≥50) N/a
Umbria [52] (2012) At risk or in permanent institutional care (≥50)

Asplenia

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

CNS disease

Metabolic disease

Public
Veneto [53] (2012) At risk (any age)

Asplenia

Cancer (hematological, solid)

Chronic disease (heart, kidney [renal failure], liver [hepatic cirrhosis], respiratory)

CNS disease

Immunodeficiency (primary)

Metabolic disease

Transplantation (organ)

Public
PPV23 National [54] (2005) At risk (any age)

Agammaglobulinemia

Asplenia

Asthma

Autoimmune disease

Cancer (hematological, solid tumor)

Chronic disease (heart, kidney, liver, respiratory)

Cyanotic heart disease

Immunodeficiency (primary)

Metabolic disease

SCID

Transplantation (organ)

Public
Luxembourg [55, 56] PCV13 National (2011) At risk (<5)

Asplenia

Chronic disease (heart, liver, renal, respiratory [excluding asthma])

Cochlear implant

CSF leak

Diabetes

HIV

Immunocompromised

Premature birth

Private
PPV23 National (2008) At risk or in permanent institutional care (≥18)

Alcoholism

Asplenia

Chronic disease (cardiovascular, renal, respiratory)

Cirrhosis

Cochlear implant

CSF leak

Diabetes

HIV

Liquor fistula

Lymphoma

Multiple myeloma

Nephrotic syndrome

Sickle-cell disease

Transplantation (organ)

All (>60) N/a
Netherlands [57] PCV13/PPV23 National (2012) At risk (any age) Asplenia Private

1 Dose of PCV13 followed by 1 dose of PPV23 after ≥8 weeks

PPV23 should be repeated once after 5 years

Norway [58, 59] PCV13 National (2013) At risk (any age)

Asplenia

HIV

Stem cell transplantation

Considered for following groups after collective evaluation of risk:

B cell deficiency

Cancer (hematological)

Cochlear implant

CSF leak

Transplantation (organ, bone marrow)

Public (for asplenia, HIV, and stem cell transplantation only)

PCV13 recommended only in addition to PPV23

Administer PCV13 ≥8 weeks prior to PPV23

For asplenia and HIV administer PPV23 in addition to PCV13

Repeat PPV23 every 5 years for asplenia and every 10 years for other risk groups

PPV23 At risk (any age)

Asplenia

B cell deficiency

Cancer (hematological)

Cochlear implant

CSF leak

HIV

Transplantation (organ, bone marrow)

All (≥65) N/a
Portugal [60] PCV13 National (2010) At risk and high risk (<5, 59 months)

High risk

 Asplenia (anatomical, functional)

 Cochlear implant or cochlear implant placement planned

 Down syndrome

 HIV infection

 Premature birth (≤28 weeks)

Sickle-cell disease and other hemoglobinopathies

Presumable high risk

 Acquired immunodeficiency

  Immunosuppressive therapy, prolonged corticosteroid therapy, chemotherapy, or radiotherapy

  Hematological cancer, mainly lymphocytic leukemia (acute and chronic), Hodgkin disease and multiple myeloma

 Bone marrow donor

 Chronic disease (cardiac [cyanotic congenital cardiopathy, heart failure], liver, pulmonary [excluding asthma, except patients on high doses of corticosteroids])

 Chronic renal failure

 Congenital immunodeficiency

 Diabetes

 CSF fistula (congenital malformation, cranial fracture, or neurosurgery procedure)

 Nephrotic syndrome

 Organ or bone marrow transplantation

Public
PPV23 At risk and high risk (2–17)

High risk

 Asplenia (anatomical, functional)

 Cochlear implant or cochlear implant placement planned

 Down syndrome

 HIV infection

 Premature birth (≤28 weeks)

 Sickle-cell disease and other hemoglobinopathies

Presumable high risk

 Acquired immunodeficiency

  Immunosuppressive therapy, prolonged corticosteroid therapy, chemotherapy, or radiotherapy

  Hematological cancer, mainly lymphocytic leukemia (acute and chronic), Hodgkin disease and multiple myeloma

 Bone marrow donor

 Chronic disease (cardiac [cyanotic congenital cardiopathy, heart failure], liver, pulmonary [excluding asthma, except patients on high doses of corticosteroids])

 Chronic renal failure

 Congenital immunodeficiency

 Diabetes

 CSF fistula (congenital malformation, cranial fracture, or neurosurgery procedure)

 Nephrotic syndrome

 Organ or bone marrow transplantation

Spain [61] PCV13 National (2012) At risk (≥50)

Cancer (hematological)

Chemotherapy or immunosuppressive treatment

HIV

Nephrotic syndrome

Renal insufficiency

Transplantation (organ, hematopoietic cell)

Public
Cataluña [62] (2014) At risk (≥5)

Asplenia or asplenic dysfunction

Cancer (hematological)

Cochlear implant

CSF leak

HIV

Immunodeficiency (congenital, acquired)

Immunosuppressive treatment, including systemic steroids and radiotherapy

Nephrotic syndrome

Renal insufficiency

Sickle-cell disease

Transplantation

Galicia [63] (2012) At risk (≥50)

Asplenia

Cancer (hematological)

Chemotherapy or immunosuppressive treatment

Chronic renal disease (stage ≥3)

Cochlear implant

CSF leak

HIV

Nephrotic syndrome

Transplantation (organ, hematopoietic cell)

Murcia [64] (2014) At risk (≥6)

Asplenia or asplenic dysfunction

B or T cell deficiency

Cancer (hematological)

Chemotherapy or radiotherapy

Chronic liver disease (including cirrhosis)

Chronic renal insufficiency (advanced)

Complement deficiency

Hemodialysis

History of IPD

HIV

Phagocytosis dysfunction

Transplantation (organ, hematopoietic cell)

At risk (6–50)

Cochlear implant

CSF leak

Basque Country [65] (2013) At risk (≥50)

Asplenia

Cancer (hematological)

Chemotherapy or immunosuppressive treatment

Chronic renal insufficiency (advanced)

Cochlear implant

CSF leak

Hemodialysis

History of IPD

HIV

Immunodeficiency (congenital, acquired)

Transplantation (organ, hematopoietic cell)

Valencia [66] (2013) At risk (≥18)

Asplenia or asplenic dysfunction

B or T cell deficiency

Cancer (hematological)

Chemotherapy or radiotherapy

Chronic renal disease (stage ≥3)

Complement deficiency

Cochlear implant

CSF leak

Hemodialysis

HIV

Nephrotic syndrome

Phagocytosis dysfunction

Transplantation (organ, hematopoietic cell)

Madrid [67] (2013) At risk (≥50)

Asplenia (including elective splenectomy and late complement component deficiency)

Cancer (hematological)

Chemotherapy or immunosuppressive treatment

Chronic alcoholism

Chronic liver disease

Cirrhosis

Coagulation factor concentrate recipients

Cochlear implant

CSF leak

Hemodialysis

HIV

Nephrotic syndrome

Renal disease (end-stage)

Renal insufficiency

Sickle-cell disease

Transplantation (organ, hematopoietic cell)

Navarra [68] (2013) At risk (≥18)

Asplenia

Cancer (hematological)

Chemotherapy or immunosuppressive treatment

HIV

Nephrotic syndrome

Renal insufficiency (severe)

Transplantation (organ, hematopoietic cell)

Extremadura [69] (2013) At risk (≥50)

Cancer (hematological)

Chemotherapy or immunosuppressive treatment

HIV

Nephrotic syndrome

Renal insufficiency

Transplantation (organ, hematopoietic cell)

PPV23 All Spanish autonomous regions [70] (varies) At risk or older adults in permanent institutional care (≥2 to ≤60/65)

Alcoholism

Asplenia

Cancer (hematological)

Chronic disease (cardiovascular, respiratory)

Cirrhosis

Cochlear implant

Diabetes

HIV

Nephrotic syndrome

Renal insufficiency

Sickle-cell disease

Transplantation (organ)

Funded by Public Health of the different Spanish Regions

Date of implementation differs between the 19 different autonomous regions

Most Spanish autonomous regions [70] (varies) All (≥60/≥65) N/a

Recommended vaccination by age at time of influenza vaccination campaign

Date of implementation varies between different regions

Sweden PCV13/PPV23 Stockholm [71] (2013) At risk (≥2)

Asplenia

Cochlear implant

Cystic fibrosis

Immunosuppression (e.g., transplantation, receiving cytostatics or other medication severely affecting the immune system)

Liquor fistula

Nephrotic syndrome

Transplantation (organ)

Public (for high-risk individuals) Regional recommendations for high-risk individuals in Stockholm, PCV13 recommended followed by PPV23 after ≥8 weeks
PPV23 National [72] (1994) At risk (≥2)

Agammaglobulinemia

Alcoholism

Asplenia

Asthma

Autoimmune disease

Cancer (hematological, solid tumor)

Chronic disease (heart, kidney, liver, respiratory)

Cyanotic heart disease

CNS disease

CSF leak

Hemodynamically significant residual lesion after surgery

Hemodynamic respiratory insufficiency

History of IPD

HIV

Immunodeficiency (primary)

Intracranial shunt

Metabolic disease

SCID

Sickle-cell disease and other hemoglobinopathies

Transplantation (organ)

Varies Funding is decided by the local county council, in some areas vaccination of individuals aged ≥65 years is free of charge, in other areas it is partially subsidized, and in the remainder the full cost is paid by the individual
All (≥65) N/a
United Kingdom PCV13 [73] National (2013) At risk (<5)

Asplenia

Asthma (only if high-dose systemic steroids)

Cancer (hematological, solid tumor)

Chronic disease (heart, kidney, liver, respiratory)

Cochlear implant

CSF leak

Diabetes (excludes diet controlled)

HIV

Immunosuppression

Sickle-cell disease

Transplantation (organ)

Via the National Health Service
At risk—severely immunocompromised (≥5)

Genetic disorders severely affecting the immune system (e.g., IRAK-4, NEMO, complement deficiency)

Leukemia (acute, chronic)

Multiple myeloma

Transplantation (bone marrow)

PPV23 [73] National (1992) At risk (≥2)

Asplenia

Asthma (only if high-dose systemic steroids)

Cancer (hematological, solid tumor)

Chronic disease (heart, kidney, liver, respiratory)

Cochlear implant

CSF leak

Diabetes (excludes diet controlled)

HIV

Immunosuppression

Sickle-cell disease

Transplantation (organ)

National (2003) All (≥65) N/a

CNS Central nervous system, COPD chronic obstructive pulmonary disease, CSF cerebrospinal fluid, GPs general practitioners, HIV human immunodeficiency virus, IPD invasive pneumococcal disease, LHU local health unit, N/a not applicable, PCV pneumococcal conjugate vaccine, PPV pneumococcal polysaccharide vaccine, SCID severe combined immunodeficiency

Recommendations Outside Routine Immunization Programs for Children for Pneumococcal Immunization in Western Europe

In addition to routine pneumococcal immunization programs in infants and children, most countries across Europe have further local or national recommendations (Table 1). Those without such recommendations may follow other guidelines, such as society guidelines or those from the Advisory Committee on Immunization Practices (ACIP; e.g., The Netherlands). Although generally falling within the prescribing information for the vaccines, pneumococcal immunization practices differ across Europe with regards to age groups and risk groups immunized, which vaccine (PPV versus PCV) is advised for which groups, and eligibility for reimbursement. The majority of the 16 Western European countries included in this article implement immunization programs with both age-based and risk-based elements. PPV23 is widely recommended across Western Europe; however, many countries have now included PCV in their pneumococcal immunization recommendations for certain groups of children and adults, either alone or in addition to PPV23. Figure 1 details the current adult national recommendations and reimbursement of PCV13.

Fig. 1.

Fig. 1

European national recommendations and reimbursement of 13-valent pneumococcal conjugate vaccine (PCV13) in adults

Age-Based Elements of Pneumococcal Immunization Programs

Age-based recommendations (usually for older adults) form part of the full immunization programs across most countries in Western Europe. However, the recommended vaccine and the age group eligible for vaccination vary between countries (Table 1). For example, immunization programs recommending PPV23 are implemented in Luxembourg (age >60 years), Finland, Ireland, Norway, Sweden, UK (all age ≥65 years), and most autonomous regions of Spain (age ≥60/≥65 years). Immunization programs recommending PCV exist in Greece (PCV13; >50 years), Germany (Saxony only; PCV; ≥60 years), Denmark (PCV13; ≥65 years), and some regions of Italy, including Tuscany (PCV13; ≥50 years), Basilicata, Bolzano, and Trento (all PCV13; >65 or ≥65 years), Liguria (PCV13; >70 years), Puglia (PCV13; cohorts 65, 70, 75 years), and Sicilia (PCV13; cohorts 65, 75 years). Additionally, age-based immunization programs recommending PCV and/or PPV23 exist in Austria, Belgium, and some regions of Italy.

Risk-Based Elements of Pneumococcal Immunization Programs

Some countries/regions across Western Europe advise pneumococcal immunization in individuals with specific co-morbidities that are considered to place them at an increased risk of pneumococcal diseases, regardless of age. Such purely risk-based elements are implemented in the pneumococcal immunization programs in Denmark, Norway, Sweden, UK, and some regions of Italy (Basilicata, Bolzano, Emilia Romagna, Lazio, Liguria, Marche, Trento, and Veneto; see Table 1 for specific risk groups and recommended vaccines).

Risk-based elements of pneumococcal immunizations programs across Europe can be very complex. For example, the risk groups eligible for vaccination can vary by age group (e.g., Belgium, Denmark, France, Germany, Ireland, Luxembourg, Spain [Murcia], and the UK), different vaccines may be advised for different risk groups (e.g., Finland, France, Ireland, Norway, and the UK) or different vaccines may be advised in different age groups considered to be at risk of pneumococcal diseases (e.g., France, Germany, Ireland, Luxembourg, and Portugal). Many European countries/regions advise vaccination with both PCV and PPV23 in individuals at risk of pneumococcal diseases (see the Additional information column in Table 1). However, PCV is preferred over PPV23 in individuals at risk of pneumococcal diseases in Finland (all high-risk individuals) and France (immunosuppressed and asplenic individuals).

Heterogeneity in the Definition of Individuals Considered to be at Risk of Pneumococcal Diseases

There is a marked variation between countries concerning which individuals are considered to be at risk of pneumococcal diseases and their eligibility for immunization, with some countries including many more medical conditions (e.g., Austria, Ireland, and Portugal) than others (e.g., Norway and national recommendations for Spain). Consistent with the ACIP recommendations for immunization of children and adults at risk of pneumococcal diseases [15, 16], common conditions considered to place individuals at an increased risk in Europe include underlying co-morbidities such as chronic kidney (risk category in adults only), heart, liver or respiratory disease, metabolic diseases (e.g., diabetes mellitus), central nervous system diseases (e.g., cerebrospinal fluid leak) and immunocompromised individuals, including human immunodeficiency virus (HIV)-positive individuals, primary immunodeficiency, organ transplantation, asplenia (functional or anatomical), and hematological cancer. Other risk factors less commonly included are previous IPD (Denmark, Ireland [children under the age of 5 years], Italy [Lombardia], Spain [Murcia and Basque Country], and Sweden) and lifestyle risk factors such as alcoholism (Belgium, Ireland, Italy [Bolzano and Emilia Romagna], Luxembourg, Spain [Madrid and all autonomous regions], and Sweden), smoking (Belgium and Ireland), and residing in a nursing home or permanent institution (Finland, Italy [Emilia Romagna, Trento, Tuscany, Umbria], Luxembourg, and Spain [all autonomous regions]). Most European countries recommend initial vaccination with PCV13 for individuals at risk of pneumococcal diseases, followed by PPV23 vaccination ≥8 weeks later. Although broadly in line with ACIP recommendations [15, 16], age groups and timing of vaccination vary between countries.

Funding of Pneumococcal Immunization Programs

Further differences between countries across Europe also relate to public reimbursement for pneumococcal immunization. It is not funded for any age or risk groups in Austria, Belgium, or Luxembourg. Partial funding is available in Denmark, Finland (stem cell transplantation patients), Ireland (all individuals receiving PCV <18 years of age and some patients receiving PPV23 at risk of pneumococcal disease required to pay an administration fee; no funding for those aged ≥18 years), Norway (asplenia, HIV and stem cell transplantation), and Sweden (PCV13 funded in Stockholm county in individuals at high risk of pneumococcal diseases; PPV23 varies regionally between local councils). In contrast, full public funding is provided in France, Germany, Greece, Portugal, Spain, and Italy (except Piemonte).

Impact of Recommendations and Pneumococcal Immunization on Disease

The impact of pneumococcal immunization is highly dependent on vaccine uptake. Differences in pneumococcal immunization recommendations can impact the rates of immunization between countries. Risk-based immunization programs require the identification of individuals with specific diseases, while targeting of vaccination is simpler for age-based programs and thus they are easier to implement. Countries with age-based recommendations and public reimbursement have demonstrated a higher uptake of PPV23 than countries immunizing only individuals at risk of pneumococcal diseases or countries without public reimbursement [17].

A meta-analysis of the efficacy of PPV in clinical trials demonstrated a high degree of heterogeneity between trials with little evidence of protection among elderly individuals or adults with chronic respiratory illness, for whom the vaccine was recommended [18]. Similarly, a meta-analysis of randomized controlled trials published up to June 2012 demonstrated the effectiveness of PPV in preventing IPD, but not all-cause pneumonia or mortality in the elderly [19]. However, data are conflicting. For example, in Japanese nursing home residents, PPV23 was shown to reduce the prevalence of pneumococcal pneumonia and all-cause pneumonia, as well as decrease mortality from pneumococcal pneumonia [20]. Although it is too early to assess the long-term impact of the inclusion of PCV in adult immunization programs, estimations can be made based on impact data from PCV7 childhood immunization programs, which have substantially reduced the burden of pneumococcal diseases in children [7, 8]. Emerging impact data in children show a decline in IPD due to serotypes contained in PCV13, following the introduction of PCV13 in Spain, England, and Norway [2123]. Furthermore, it is anticipated that PCV13 will be cost-effective. Cost-effectiveness studies have predicted net savings of 102 million Euros over 5 years based on a model of a 65-year-old cohort immunization campaign in Spain [24], and between 7 million and 19 million Euros based on a model of an age-based PCV13 immunization program in adults aged ≥65 years in Italy [25].

Conclusion

Young children and adults aged ≥50 years are at particular risk of pneumococcal infection and despite childhood and adult immunization programs, burden of disease in adults remains high. Since the approval of PCV13 in adults aged ≥50 years in 2011, PCV13 is gradually being included in recommendations for adult pneumococcal immunization in addition to inclusion in childhood immunization programs within Western European countries. Ultimately, this should help to increase vaccine uptake and decrease the high burden of pneumococcal diseases in adults both through a direct effect of the vaccine and via a herd effect in unvaccinated individuals. Vaccine uptake and the effectiveness of pneumococcal immunization programs could be somewhat increased by raising awareness among healthcare professionals of the burden of pneumococcal diseases in adults, and improving the dissemination of recommendations for pneumococcal immunization. Moreover, the recommendations for pneumococcal immunization can be very complex and vary greatly between European countries in terms of age, risk, and which vaccine should be administered. When revising recommendations, public health officials should consider clarifying or simplifying recommendations, taking into account the merits of age-based versus risk-based recommendation for ease of implementation. This could help to increase vaccine uptake and thus reduce the burden of disease. Furthermore, the Community Acquired Pneumonia Immunization Trial in Adults (CAPiTA; ClinicalTrials.gov #NCT00744263), a randomized placebo-control trial involving >84,000 pneumococcal vaccination-naïve, community-dwelling adults ≥65 years of age, will provide valid data on the role of adult PCV13 vaccination in preventing vaccine-type pneumococcal diseases, including pneumococcal community-acquired pneumonia and IPD, and thus has the potential to impact future pneumococcal vaccination recommendations [26, 27].

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Acknowledgments

The author thanks Ornella Zuccaro, Pfizer Italia, and Pfizer’s country Medical Affairs offices for providing information regarding national and regional recommendations for pneumococcal vaccination, Lidia Oliveira (Pfizer International Operations, France) for coordinating the collation of these recommendations, as well as Jackie van Bueren (Neostar Communications Ltd, Oxford, UK; funded by Pfizer, Paris, France) for providing her editorial assistance with the preparation of this manuscript. The author was involved at all stages of manuscript development and approved the final version of the review. Professor Castiglia is the Guarantor for this article and takes full responsibility for the integrity of the work as a whole. Sponsorship for the article processing charges for this study was funded by Pfizer, Paris, France.

Conflict of interest

Paolo Castiglia has received non-financial support and personal fees from GlaxoSmithKline, Novartis, Pfizer, and Sanofi Pasteur, and his institution has received Grants from Novartis and Sanofi Pasteur.

Compliance with ethical guidelines

This article is based on pre-existing source material and does not include any studies with human or animal subjects performed by the author.

Open Access

This article is distributed under the terms of the Creative Commons Attribution Noncommercial License which permits any noncommercial use, distribution, and reproduction in any medium, provided the original author(s) and the source are credited.

References

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