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Microbial Biotechnology logoLink to Microbial Biotechnology
. 2014 Oct 29;7(6):496–516. doi: 10.1111/1751-7915.12186

Biofilm formation by enteric pathogens and its role in plant colonization and persistence

Sima Yaron 1,*, Ute Römling 2
PMCID: PMC4265070  PMID: 25351039

Abstract

The significant increase in foodborne outbreaks caused by contaminated fresh produce, such as alfalfa sprouts, lettuce, melons, tomatoes and spinach, during the last 30 years stimulated investigation of the mechanisms of persistence of human pathogens on plants. Emerging evidence suggests that Salmonella enterica and Escherichia coli, which cause the vast majority of fresh produce outbreaks, are able to adhere to and to form biofilms on plants leading to persistence and resistance to disinfection treatments, which subsequently can cause human infections and major outbreaks. In this review, we present the current knowledge about host, bacterial and environmental factors that affect the attachment to plant tissue and the process of biofilm formation by S. enterica and E. coli, and discuss how biofilm formation assists in persistence of pathogens on the plants. Mechanisms used by S. enterica and E. coli to adhere and persist on abiotic surfaces and mammalian cells are partially similar and also used by plant pathogens and symbionts. For example, amyloid curli fimbriae, part of the extracellular matrix of biofilms, frequently contribute to adherence and are upregulated upon adherence and colonization of plant material. Also the major exopolysaccharide of the biofilm matrix, cellulose, is an adherence factor not only of S. enterica and E. coli, but also of plant symbionts and pathogens. Plants, on the other hand, respond to colonization by enteric pathogens with a variety of defence mechanisms, some of which can effectively inhibit biofilm formation. Consequently, plant compounds might be investigated for promising novel antibiofilm strategies.

Introduction

The number of outbreaks of foodborne illness arising from the consumption of fresh and fresh-cut produce increased dramatically two decades ago and has, since then, continued to be high in both, absolute numbers of outbreaks and relative numbers compared with other foodborne outbreaks with an identified source (Anonymous, 2008; Olaimat and Holley, 2012; CDC, 2014). Microorganisms that have been frequently associated with illness related to consumption of fresh produce include bacteria as diverse as Salmonella enterica serovars, Escherichia coli pathovars, Listeria monocytogenes, Bacillus cereus, Vibrio cholerae, Shigella spp., Campylobacter spp., Yersinia enterocolitica, Aeromonas hydrophila and Clostridium spp.; viruses such as norovirus and hepatitis A; and protozoa such as Cyclospora cayetanensis and Cryptosporidium parvum. Specific types of fresh foods that have been identified as common sources in produce-associated outbreaks include sprouts, green leaves like lettuce and spinach, and fruits and vegetables like melons and tomatoes (Doyle and Erickson, 2008; Yaron, 2014). Salmonella enterica and E. coli are the two major species that cause large outbreaks of foodborne illness associated with fresh produce. Salmonella enterica is more frequent in outbreaks caused by fruits, seeds and sprouts, while E. coli O157:H7 is more frequent in leafy greens (Brandl, 2006).

Since fruits, vegetables and leafy greens are typically consumed without thermal treatment, outbreaks originating from such food sources usually affect a large number of individuals. An example is the recent E. coli O104:H4 outbreak in North Germany in 2011. A newly emerged E. coli O104:H4 strain caused the highest frequency of haemolytic uremic syndrome and death ever recorded in a single E. coli outbreak. Seeds of fenugreek imported from Egypt were likely the source of the outbreak (Mariani-Kurkdjian and Bingen, 2012).

Another problem associated with enteric pathogens linked to fresh produce is relating to the fact that washing of produce with chlorine or other antimicrobial solutions fails to significantly reduce the attached pathogens (Beuchat, 1997; Gandhi et al., 2001; Kondo et al., 2006). Most of the available literature regarding the use of chemicals for washing has concluded that each treatment reduces the pathogens associated with the produce by no more than 3 logs, and usually less than 1 log (Beuchat et al., 2004; Gonzalez et al., 2004; Allende et al., 2007; Shirron et al., 2009). Moreover, recent evidence has shown that enteric pathogens are less susceptible to common sanitizing agents like chlorine than the indigenous microorganisms, suggesting that after sanitizing, remaining pathogens can survive and regrow on the wet products with less competition (Shirron et al., 2009).

Plants were commonly considered not to support the persistence and colonization of enteric pathogens. Until recently, the conventional view was that bacterial enteric pathogens such as E. coli O157:H7 and S. enterica survive poorly in the harsh environment encountered on plant surfaces. The raise in produce-borne outbreaks during the last decades has evoked intensive surveys of fresh produce products. These studies indicate that contamination of fresh produce with foodborne pathogens might occur more frequently than previously thought. For example, surveillance studies to determine the incidence of S. enterica serovars on farm and retail products have shown that the prevalence of S. enterica ranges from 0% to as high as 35.7% of the sampled foods (Doyle and Erickson, 2008). However, it seems that routine testing of fresh produce using standard recovery methods may fail in recognition of contaminations, because in cases of low abundance of the pathogens, such methods may not be sensitive enough to detect the presence of the pathogens, resulting in underestimation of the contamination frequency (Kisluk et al., 2012). Furthermore, it was reported that pathogens form aggregates or biofilms (Brandl and Mandrell, 2002), or alternatively can evolve into a viable but non-cultivable (VBNC) state on plants (Dinu and Bach, 2011). The limited ability to enumerate aggregated bacteria or to detect low levels of the pathogens, and the possibility of induction of VBNC cells in plants are a source of concern, since the infective dose in several large outbreaks was considered to be as low as a few cells (Lehmacher et al., 1995; Collignon and Korsten, 2010; Kisluk et al., 2012).

Recent analyses of outbreaks associated with identified contaminated sources showed that contamination of at least 20% of the products occurred on the farm, while the rest of the outbreaks was associated with improper handling of produce after leaving the farm (Yaron, 2014). Contamination of fresh produce is aided as enteric pathogens are able to survive on the produce in the field or post-harvest for long periods of time although their overall populations most often decline after inoculation (Brandl and Mandrell, 2002; Brandl, 2006; Kisluk and Yaron, 2012). For example, S. Typhimurium inoculated on parsley or basil survived for at least 100 days on the leaves (Kisluk and Yaron, 2012; Kisluk et al., 2013), E. coli O157:H7 survived on parsley 177 days (Islam et al., 2004) and E. coli O104:H4 survived even better than E. coli O157:H7 on spinach, basil and lettuce (Markland et al., 2012). In all of these examples, the bacteria survived without causing disease symptoms in planta. Although these microorganisms are considered to be adapted to colonize warm- and cold-blooded animals, enteric bacteria are usually exposed to a new host via contaminated foods or water, and excreted back to the environment through the animal feces. As these pathogens persist for a certain time in the environment, plants may serve as potential vehicles for their transfer from the environment to a new host (Ochman and Groisman, 1995). Consequently, enteric bacteria not only survive, but also replicate on the plants until the plant is consumed by a new potential host. Thus, it is reasonable to propose intimate interactions between the bacteria and the plant (Shirron and Yaron, 2011), interactions that recently have begun to be scrutinized (Hernandez-Reyes and Schikora, 2013).

One of the most fascinating strategies to gain fitness against the challenging conditions on or in the plant is the formation of biofilms. Microbial biofilms can be formed on leaves, on root surfaces and also within intercellular spaces of plant tissues. As a benefit, biofilm formation protects attached bacteria from desiccation, UV radiation and other environmental stresses, as well as from the plant immune response and from antimicrobial compounds produced by the plant or by indigenous microorganisms. The ability to form biofilms also provides enhanced protection against chemicals used for disinfection during processing of the food (Scher et al., 2005; Lapidot et al., 2006). This review will present the factors affecting the attachment to and the process of biofilm formation on plant tissue by foodborne pathogens, and will discuss the topic of how biofilm formation assists in persistence of pathogens on the plants. Although a variety of pathogens have been implicated in outbreaks arising from produce, this review will focus primarily on S. enterica and E. coli because of the high frequency of outbreaks associated with these pathogens and the relative depth to which these foodborne pathogens have been studied in relation to biofilm formation on plants.

The plant environment and bacterial survival strategies

In order to understand the fate of enteric pathogens on plants, it is important to be familiar with the conditions the bacteria face in the plant environment. Depending on the route of transmission (water, manure, improper handling and other measures), bacteria may be located in the rhizosphere or the phyllosphere. The root zone in the soil is relatively rich in nutrients, thus supporting the persistence of 106 to 109 bacteria per gram of roots (Hallmann et al., 2001). The rhizosphere contains root exudates including compounds released as a consequence of root cell metabolism or after lysis of plant cells. A major compound of root secretions is mucilage composed of hydrated polysaccharides, organic acids, vitamins and amino acids which are excellent substrates for microbial growth. Mucilage binds water and thus helps to form a well-hydrated environment for the roots and rhizosphere microorganisms. Some bacteria that colonize the root surface are able to infect the vascular parenchyma followed by invasion into the xylem vessels and transfer to the upper parts of the plants (Kutter et al., 2006; Klerks et al., 2007).

Unlike the rhizosphere, nutrients are scarce on the foliage surface. The few plant-derived nutrients on leaves probably originate from mesophyll and epidermal cell exudates leaking onto the surface as well as from wounds and broken trichomes. The distribution of these nutrients is highly heterogeneous. Moreover, the phyllosphere is subjected to large and rapid fluctuations in temperature, solar radiation and water availability, and therefore typically supports fewer than 103 to 107 bacteria per gram leaf (Hallmann et al., 2001). These environmental conditions differ significantly from the comparatively weak and buffered fluctuations of abiotic conditions prevailing in the rhizosphere or the rich and relatively stable environment in the intestine of animals. Foliar bacteria may follow two major strategies for their growth and survival on the plant surface: A tolerance strategy that requires the ability to resist exposure to environmental stresses on leaf surfaces or an avoidance strategy by which the bacteria seek sites that are protected from those stresses (Beattie and Lindow, 1999). Based on these strategies, a general model of leaf colonization was developed. According to this model, the bacteria that arrive on the leaf surface are randomly distributed. Some bacteria enter into the leaf via openings such as stomata, and those that stay on the surface modify their local environment. The bacteria adhere to the surface, start to multiple and form aggregates or microcolonies, which may be further developed into biofilms. Some bacteria continue to invade into internal spaces, in which they modify the habitat.

Knowledge about the behaviour of human enteric pathogens on plants has just begun to accumulate. It is however emerging that those ‘non-professional’ plant-interacting organisms use similar mechanisms with plants as described above (Brandl, 2006). Using a similar strategy for survival, the main difference between plant and human enteric pathogens is that no significant multiplication on leaves surfaces of mature plants is observed for enteric pathogens, though growth was observed under specific conditions such as on cut products (Pan and Schaffner, 2010) or during germination of sprouts (Gandhi et al., 2001). In addition, in most cases, enteric pathogens survive on or in the leaf without significant changes of the habitat, and thus, without visible symptoms. These bacteria rarely modify the plant structure, but tend to aggregate or to form biofilms as will be discussed in next sections.

Bacterial biofilms

Biofilms are complex communities of microorganisms in which cells are attached to a surface and to each other, and are embedded in a self-produced matrix of extracellular polymeric substances (EPS) (Costerton et al., 1999). The major component of biofilms is actually water (up to 97%) and bacterial cells make up to 35% of the dry weight. Apart of live and dead bacteria, a variety of secreted compounds such as polysaccharides, proteins, lipopolysaccharides (LPS), DNA and lipids contribute to the dry weight of the biofilm in addition to minerals and other components from lysed or dead cells or from the environment (like host components) that jointly form the biofilm matrix (Costerton et al., 1999).

Development of bacterial biofilms on surfaces typically involves several stages, which are likely to occur also on the surface of plants. The initial stages of biofilm formation depend on bacterial motility which enables the free-swimming bacteria to reach a suitable surface (Blair et al., 2008). Consequently, the flagella act as motility organelles that assist in arrival to favourable habitats and can be adhesion factors that promote attachment to the surface. Stringent regulation of flagella rotation and functionality is subsequently required for optimal biofilm formation. For example, in Bacillus subtilis, disengaging the flagellum from the rotor facilitated the transition to the biofilm state (Blair et al., 2008). Next, the bacteria adhere to the surface, irreversibly attach to it, form microcolonies and secrete EPS that are required for the interactions of the cells with the surface, with other cells and with alternative matrix components to develop the complex architecture of the biofilm. Proteins in the biofilm matrix carry out primarily both structural and physiological functions. Exopolysaccharides confer mechanical stability and have a role in water retention and nutrient availability. In late stages of biofilm development, the microcolonies develop into mature biofilms with complex three-dimensional structures. Bacteria may actively or passively detach from the biofilm, and dispersed individual cells or clumps may spread into a new environment. Environmental signals, quorum sensing and cyclic dimeric guanosine monophosphate (di-GMP) secondary messenger signalling are major components to regulate the different stages of the biofilm developmental process (Blair et al., 2008; Ahmad et al., 2013). Consequently, mature biofilms are dynamic heterogenic environments.

Cells in the biofilm are more resistant to chemicals, stress conditions and components of the host immune system (Costerton et al., 1999), and thus it was suggested that the formation of biofilms by bacterial cells on plant surfaces is a survival strategy to withstand the harsh conditions in this environment. Several mechanisms contribute to the enhanced resistance of biofilm-associated cells, which also depend on the property of the antimicrobial compound and the genetic potential of the bacterial strain (reviewed in del Pozo and Patel, 2007). For example, EPS can provide a physical barrier against the diffusion of antimicrobial agents and compounds of the defence response and offers protection against environmental stress factors such as UV radiation, osmotic stresses and desiccation.

Like other species, the ecological success of enteric pathogens such as S. enterica and E. coli in a variety of hosts, including plants, and in different niches in the environment is in part due to their ability to grow in biofilm (Costerton et al., 1995; Davey and O'Toole, 2000). These species form biofilms on abiotic surfaces such as stainless steel and glass (Joseph et al., 2001; Zogaj et al., 2001; Kim and Wei, 2007; Schlisselberg and Yaron, 2013), on surfaces in the host such as the epithelial cell layer and gallstones (Prouty and Gunn, 2003; Esteves et al., 2005), and on plant surfaces (Mahon et al., 1997; Campbell et al., 2001; Franz et al., 2007). Additional biofilms are pellicles at the air–liquid interface (Anriany et al., 2001; Scher et al., 2005; 2007), biofilms colonizing cancer tissue, food stuff, equipment in the food industry and biofilms occurring under many more circumstances (Thomas and McMeekin, 1981; Craven and Williams, 1998; Prouty et al., 2002; Winfield and Groisman, 2003; Chia et al., 2009; Vestby et al., 2009; Crull et al., 2011).

Reversible and irreversible attachment of native bacteria and enteric pathogens to plant tissue

As mentioned above, attachment is an initial step crucial for biofilm formation on the plant surface. Analysis of attachment of plant pathogens and symbionts such as Rhizobium and Agrobacterium to the root or leaf surfaces showed a biphasic process that occurs after bacterial contact with plant surfaces. In the first few seconds, the initial adhesion is characterized by a weak, reversible and unspecific binding that usually depends on hydrophobic and electrostatic interactions. In the second phase of binding, a strong irreversible attachment might occur (Dunne, 2002). This form of attachment has also been called ‘firm’ attachment, since removal of the attached bacteria cannot be readily achieved. In many symbionts, the second attachment step involves bacterial cellulose fibres (Laus et al., 2005).

Studies of the attachment of human enteric pathogens indicate that they can rapidly adhere to a variety of plant tissues (leaves, fruits, roots) of growing or harvested plants using a similar scheme of attachment. Attachment is irreversible, since bacteria are not removed by washing. Table 1 lists studies on the attachment of E. coli and S. enterica serovars to different plants types and plant tissues. Adhesion studies conducted for more than 4 h were excluded, because after a long time, attached bacteria may die, or, alternatively, particularly in sprouts or cut plant tissues, can grow, so it is impossible to discriminate attachment, from other processes such as survival and growth. Exemplified in Table 1, ubiquitously a firm attachment was obtained within few seconds to less than few hours as depending on the detection time. More than qualitative comparisons are however not applicable due to major differences in the experimental set-up, including preparation of the inoculum, concentration of the bacteria in the binding assay, type of liquid (water, saline, buffer, etc.), temperature of the assay, methods used to recover the attached bacteria and different reports of result output parameters.

Table 1.

Adhesion and attachment of Salmonella and E. coli to plants tissues

Pathogen Plant/part Time No. attached Comments Reference
E. coli O157:H7 Cut green pepper 2 h 6.6–7.3 log cfu g−1 Injured fruits also investigated (Han et al., 2000)
E. coli O157:H7 Salmonella serovars Alfalfa sprouts 4 h 2.8–3 log cfu per sprout 3.0–3.3 log cfu per sprout (Barak et al., 2002)
E. coli O157:H7 Arugula leaves 1 h 2 log cfu cm−2 Mutants investigated (Shaw et al., 2008)
E. coli O157:H7 Salmonella serovars Peach fruits 60 s 1.6 log cfu cm−2 4.1 log cfu cm−2 (Collignon and Korsten, 2010)
E. coli O157:H7 Salmonella serovars Plum fruits 30 s 0.6 log cfu cm−2 3.2 log cfu cm−2 (Collignon and Korsten, 2010)
E. coli O157:H7 Spinach leaves < 1 h 2.7–2.9 log cfu per leaf Mutants investigated (Macarisin et al., 2012)
E. coli O157:H7 E. coli K-12 Lettuce leaves 0.25–2 h 1–2.5 log cfu cm−2 Mutants investigated (Fink et al., 2012)
S. Stanley Cantaloupes 10 min 3.8 log cfu cm−2 (Ukuku and Sapers, 2001)
S. Chester Cut green pepper 30 s 5.85 log cfu per disc (56 mm2) (Liao and Cooke, 2001)
S. Montevideo Tomatoes 1.5 h 4–5.4 log cfu per fruit After few sec the attachment is fourfold lower. Type of product, temperature and relative humidity affect attachment (Iturriaga et al., 2003)
S. Newport Alfalfa sprouts 1 h 700–800 cfu per sprout Mutants investigated (Barak et al., 2005)
S. Typhimurium Parsley leaves 1 h 7.4 log cfu g−1 Mutants investigated (Lapidot et al., 2006)
S. Enteritidis Alfalfa sprouts 1 h 2.3 log cfu per sprout Mutants investigated (Barak et al., 2007)
S. Typhimurium and Senftenberg Basil, lettuce, rocket and spinach leaves 1 h 200–250 cfu mm−2 Mutants investigated. Attachment is affected by temperature in Senftenberg. (Berger et al., 2009)
S. Typhimurium Parsley leaves Cucumber fruits 30 min 6.1 log cfu g−1 5.1 log cfu g−1 (Shirron et al., 2009)
S. serovars Negev, Newport, Tennessee, Thompson, Braenderup Intact and cut lettuce (Romaine, Iceberg) and cabbage 1–4 h 2–4 log cfu cm−2 Attached to Romaine lettuce at higher numbers than those attached to Iceberg lettuce or cabbage. Differences between serovars. Attached preferentially to cut surface of all produce. Attachment increased with time. (Patel and Sharma, 2010)
S. Typhimurium Cut Romaine lettuce leaves 2 h 6.4–7.7 log cfu g−1 Levels depend on the leaf region and age. Maximal attachment is near the petiole or on older leaves. (Kroupitski et al., 2011)
S. Typhimurium, Senftenberg and Thompson Tomato fruits 1 h 4.9–5.1 log cfu mm−2 Mutants investigated (Shaw et al., 2011)
S. Typhimurium and Saintpaul Intact spinach leaves Grape tomatoes 10 min 6–7 log cfu per 3 leaves 5–6 log cfu per 3 fruits Mutants investigated (Salazar et al., 2013)

Besides the bacterial inoculum and exposure time, both host plants and bacterial properties influence the efficacy by which the enteric pathogens attach to plants. Attachment to basil, lettuce or spinach leaves differed among S. enterica serovars, as S. Senftenberg and S. Typhimurium showed higher attachment compared with S. Agona or S. Arizonae. Interestingly, the S. Senftenberg strain with highest adhesion capability to basil was a clinical isolate from a basil-derived outbreak in the UK in 2007 (Berger et al., 2009). Microscopic observations of three Salmonella serovars attached to tomato fruits show that although all investigated serovars were attached to tomatoes with similar efficiencies, serovars Senftenberg and Typhimurium adhered to the fruits in an aggregative pattern, while serovars Thompson adhered in a diffuse pattern (Shaw et al., 2011). Enteric pathogens such as E. coli, Salmonella and Listeria adhered more effectively to the peach fruit than plum surfaces attributed to the increased surface area of the peach fruits due to the presence of trichomes (Collignon and Korsten, 2010). Also, in line with epidemiological data, the affinity of Salmonella serovars to lettuce was significantly twofold to threefold higher than to cabbage (Patel and Sharma, 2010). Lettuce is very often associated with foodborne outbreaks, whereas outbreaks associated with cabbage are rare.

Environmental factors affect the attachment as well. The adhesion of pathogens in wash water to fresh cucumber surfaces depends on temperature, and is less extensive at lower temperatures. The effect of dewaxing of fruits on adhesion depends on the bacteria. While adhesion of Listeria to dewaxed fruits was higher than to waxed fruits, the opposite was reported for S. Typhimurium and Staphylococcus aureus (Reina et al., 2002).

Factors that play a role in attachment of S. enterica and E. coli to plants

Properties of plant surfaces

Most aerial plant surfaces are covered in cuticle, a hydrophobic material composed primarily of fatty acids, waxes and polysaccharides. The cuticle favours attachment of hydrophobic molecules. However, breaks in the cuticle may expose hydrophilic structures (Patel and Sharma, 2010). In this case and on the root surface, the bacteria are exposed to the plant cells, which are generally covered with glycoproteins and polysaccharides such as cellulose and pectins. Many of these molecules are hydrophilic and in some cases have negative charge (Torres et al., 2005). Plant surface charge correlates with the strength of attachment (Ukuku and Fett, 2002; 2006), but the exact receptors or binding sites, if existent, have not been identified. Investigation of attachment of S. Typhimurium to sliced potatoes indicated that the bacteria attach to cell wall junctions. In particular, the bacteria appeared to attach to the pectin layer at the junctions, indicating that pectin may be the bacterial attachment site (Saggers et al., 2008). In contrary, Tan and colleagues have shown that Salmonella attached in lower numbers to plant cell wall components when pectin was part of the composite, supporting that pectin is unfavourable for the bacterial attachment compared with cellulose (Neff et al., 1987; Tan et al., 2013).

Topography and architecture of the surface of the plant are also important factors in microbial adhesion. Roughness is important not only for adherence but also for survival on the plant tissue, as demonstrated for E. coli O157:H7 adhesion on leaves of different spinach cultivars (Macarisin et al., 2013). The surface roughness of the plant organs such as leaves depends on the nature of the plant and on the age of the leaves. Indeed, the affinity of Salmonella to artificially contaminated old lettuce leaves was higher compared with young leaves. Moreover, higher numbers of S. Typhimurium were localized close to the petiole, and the bacteria displayed higher affinity towards the abaxial side compared with the adaxial side of the leaves (Kroupitski et al., 2011). Fissures in the cantaloupe netting provided attachment sites for cells of Salmonella which aid bacterial survival when in contact with aqueous sanitizers (Annous et al., 2004; 2005).

The plant microflora is not homogenously distributed on the leaf surface, rather bacterial cells have been shown to attach and colonize at specific sites in and on leaf surfaces, including the base of trichomes, at stomata, epidermal cell wall junctions, as well as in grooves along veins and depressions or beneath in the cuticle (Beattie and Lindow, 1999). These habitats apparently constitute stress-protected, rich-in-water and rich-in-nutrients sites. Plant appendages such as secretory cavities or ducts may release plant metabolites. Glandular trichomes are epidermal protuberances which serve as sites of secretion and accumulation of different compounds such as Ca, Na, Mn and Pb ions, defensive proteins and secondary metabolites such as essential oils, monoterpenoids and phenylpropanoids. Larger numbers of bacteria can also be found on the lower than upper leaf surface, possibly due to lower radiation exposure, or because of higher density of stomata or trichomes and a thinner cuticular layer (Karamanoli et al., 2012). Consequently, bacteria attached on the lower leaf surface find better conditions for survival and growth, which increase the probability of their survival compared with bacteria attached to other parts of the leaf.

Evidence indicates that human enteric pathogens demonstrate similar behaviour on leaves, with a few differences. Salmonella enterica serovar Thompson was shown to attach around stomata of spinach leaves and in cell margins, similar to where native bacteria are detected (Warner et al., 2008). Use of confocal microscopy to visualize cells of E. coli attached at stomata and trichomes of cut lettuce plants concluded that attachment sites for E. coli are similar to those reported for plant pathogens (Seo and Frank, 1999). The stomata provide protective niches for the bacteria, and also can serve as a source of nutrients. Golberg and colleagues confirmed that Salmonella cells prefer this niche by showing that the bacteria are mostly located near and within the stomata of lettuce leaves. However, the ability of Salmonella to colonize the surface around the stomata was observed only with certain serovars on specific plants (Golberg et al., 2011). On the other hand, while E. coli better attached to cut surfaces of lettuce, Pseudomonas fluorescens preferentially attached to the intact areas, and S. Typhimurium attached to both, cut and intact surfaces in a similar manner (Takeuchi et al., 2000). Whether the ability of enteric pathogens to localize to similar adhesion sites on the leaves like plant pathogens or the natural microflora contributes to long-term survival in the plant environment is an issue that should be addressed.

Enteric bacteria penetrating into the soil through water, fertilizers or directly exposed to the roots during hydroponic growth, are able to attach to the rhizosphere of the plant host. Following attachment, these bacteria can invade or move to the upper parts of the plant (Lapidot and Yaron, 2009). In the case of attachment to the root surface, in contrast to leaves and fruits, more significant differences were observed between the location of the natural microflora and enteric pathogens. The natural plant microflora and plant pathogens tend to attach to the epidermis and to the root hairs formed by trichomes. Plant pathogens bind rapidly and particularly well to cut ends of roots and wound sites and bind poorly to the root tips (Matthysse and Kijne, 1998). In contrast, E. coli strains prefer to attach to the root tips of alfalfa sprouts, but attach to the roots very slowly. Further, not all investigated E. coli strains are able to bind to the root hairs (Jeter and Matthysse, 2005).

Bacterial properties

It is mostly believed that attachment of Salmonella and E. coli is an active process, but not all observations support this assumption. Only viable Salmonella cells were able to attach to vegetable tissues such as slices of potatoes (Saggers et al., 2008). On the other hand, similar levels of attachment to lettuce were observed with live E. coli O157:H7, killed E. coli O157:H7 and fluorescent polystyrene microspheres (Solomon and Matthews, 2006). The difference was attributed to the method used for bacterial inactivation. Escherichia coli cells were inactivated with glutaraldehyde, which is known to alter the adhesive properties of the bacterial envelope, while Salmonella cells were inactivated by different methods including formalin, ethanol, kanamycin and thermal treatment (Saggers et al., 2008).

A number of authors investigated the role of cell surface charge, presence of divalent cations, hydrophobicity and capsule production in passive or active attachment of E. coli to lettuce tissue (Hassan and Frank, 2003; 2004; Boyer et al., 2007). Collectively, these studies have shown very little correlation between the presence of cell surface appendages, charge or hydrophobicity and the ability of the bacteria to attach to lettuce tissue. Subsequently, treatment with the hydrophobic surfactant Span85 detached only 80% of attached E. coli O157:H7 from intact lettuce leaves, and this surfactant was ineffective in detaching the pathogen from cut edges, indicating that the nature of surface is heterogeneous (Hassan and Frank, 2003). Alternatively, for Salmonella, a linear correlation was reported between bacterial cell surface hydrophobicity and the strength of attachment to melon fruits (Ukuku and Fett, 2002; 2006).

On the molecular level, studies investigating the role of specific bacterial factors in adhesion to plants have shown contradictory results, and until now, very few genetic elements have been definitively identified as essential for attachment or survival of human pathogens on leaves, roots, fruits or sprouts. The specific bacterial factors that contribute to attachment to plant tissue were identified by different experimental approaches like differential expression analysis upon contact with plants or plants extracts and assessment of the ability of mutants and overexpression strains to attach to plant tissues. Table 2 presents major genes frequently identified and investigated. Interestingly, many genes that have a role in adhesion to plants tissues have also been identified as attachment or virulence factors of E. coli and S. Typhimurium when infecting animals. This phenomenon occurs despite of the fact that many studies not only focused on genes with known function in the host, but also screened for functional genes using whole genome transcription analysis or transposons libraries.

Table 2.

Bacterial genes involved in attachment of pathogens on plants

Gene Function Pathogen Plant/part Method Maximal effect of mutant Reference
adrA Regulation of cellulose biosynthesis S. Newport and S. Enteritidis Alfalfa sprouts Directed deletion expressed on the sprouts, but no effect in attachment (Barak et al., 2007)
bcsA Cellulose biosynthesis S. Enteritidis Alfalfa sprouts Directed deletion 1 log reduction in attachment (Barak et al., 2007)
bcsC Cellulose biosynthesis S. Typhimurium Tomato fruits Directed deletion 1 log reduction in attachment (Shaw et al., 2011)
csgB/csgD Curli subunit/regulatory protein S. Newport Alfalfa sprouts Transposon insertion Eightfold reduction in attachment (Barak et al., 2005)
csgA (agfA) Curli subunit E. coli O157:H7 Alfalfa sprouts Directed deletion Fourfold reduction in attachment (Torres et al., 2005)
csgA (agfA) Curli subunit E. coli K-12 and E. coli O157:H7 Lettuce leaves Directed deletion 1 log reduction in attachment in the first 30 min (Fink et al., 2012)
csgA/bcsA Curli subunit/Cellulose biosynthesis S. Typhimurium Parsley leaves Transposon insertion No effect on attachment (Lapidot et al., 2006)
csgB/bcsA Curli subunit/Cellulose biosynthesis S. Enteritidis Alfalfa sprouts Directed deletion 1.5 log reduction in attachment (Barak et al., 2007)
csgD (agfD) Regulatory protein E. coli O157:H7 Alfalfa sprouts Directed deletion 12-fold increase in attachment (Torres et al., 2005)
fliC Flagella E. coli O157:H7 Spinach and lettuce leaves Directed deletion reduction in attachment (Xicohtencatl-Cortes et al., 2009)
fliC Flagella S. Typhimurium and Senftenberg Basil leaves Directed deletion Fivefold reduction in attachment in Senftenberg but not in Typhimurium (Berger et al., 2009)
fliC Flagella S. Senftenberg Tomato fruits Directed deletion No effect on attachment (Shaw et al., 2011)
fliC/fliB Flagella S. Typhimurium Tomato fruits Directed deletion No effect on attachment (Shaw et al., 2011)
escN T3SS E. coli O157:H7 Arugula leaves Directed deletion No attachment (Shaw et al., 2008)
espB T3SS E. coli O157:H7 Arugula leaves Directed deletion Twofold reduction in attachment (Shaw et al., 2008)
ompA Membrane protein E. coli O157:H7 Alfalfa sprouts Directed deletion 31-fold reduction in attachment (Torres et al., 2005)
pgaC poly-β-1,6-N-acetylglucosamine production E. coli O157:H7 Alfalfa sprouts Transposon insertion 3.7 log reduction in attachment (Matthysse et al., 2008)
rpoS Stationary-phase Sigma factor S. Newport Alfalfa sprouts Transposon insertion Eightfold reduction in attachment (Barak et al., 2005)
waaI LPS production E. coli O157:H7 Alfalfa sprouts Transposon insertion 1 log increment in attachment (Matthysse et al., 2008)
wcaD Colanic acid production E. coli O157:H7 Alfalfa sprouts Transposon insertion 2.9 log reduction in attachment (Matthysse et al., 2008)
wcaJ Colanic acid production S. Enteritidis Alfalfa sprouts Directed deletion No effect (Barak et al., 2007)
ycfR Putative membrane protein involved in biofilm E. coli K-12 and E. coli O157:H7 Lettuce leaves Transposon insertion No effect (Fink et al., 2012)
ycfR Putative membrane protein involved in biofilm S. Typhimurium and Saintpaul Spinach leaves Grape tomatoes Directed deletion 4 log reduction in attachment (Salazar et al., 2013)
yhjN Cellulose production E. coli O157:H7 Alfalfa sprouts Transposon insertion 1.8 log reduction in attachment (Matthysse et al., 2008)
yidE Adherence mediator E. coli O157:H7 Alfalfa sprouts Directed deletion Fivefold increase in attachment (Torres et al., 2005)
yigG Putative inner membrane protein S. Typhimurium and Saintpaul Spinach leaves Grape tomatoes Directed deletion 2 log reduction in attachment (Salazar et al., 2013)
yihO O-antigen capsule assembly S. Enteritidis Alfalfa sprouts Directed deletion 1 log reduction in attachment (Barak et al., 2007)

Strains of E. coli and S. enterica produce a diversity of pili and fimbriae and non-fimbrial adhesins that function as ‘professional’ adhesion systems as well as surface structures such as type III secretion systems (T3SSs) and flagella with alternative major functions (Hernandez-Reyes and Schikora, 2013; Yaron, 2014). Pili and fimbriae are hair-like appendages on the surface of the bacterial cells that often contain adhesins on their tips with affinity to different carbohydrates. Examples are the type 1, P, S and F1C fimbriae in E. coli. The adhesins interact with mammals' components, either non-specifically via hydrophobic or electrostatic interactions, or by binding to specific host cell receptor moieties, and are responsible to the tropism in adhesion to a specific host or tissue (Wagner and Hensel, 2011). Several adhesins and fimbriae of E. coli and Salmonella like amyloid curli fimbriae have widely been investigated in relation to adhesion to plants (Table 2). The studies demonstrated that curli usually have a role in attachment of E. coli and Salmonella to sprouts and leaves, but the effect of their inactivation is low. For example, deletion of csg genes resulted in no more than 1-log reduction in binding (Table 2). Furthermore, these results point out the complexity of adhesion and show that very little is known about the role of these adhesins in adherence of human pathogens to plant tissue. For example, mutations in the csgA gene had a very low effect on the ability of E. coli O157:H7 to bind to sprouts, but increased the binding of the same strain to Caco-2 human cells. On the other hand, insertion of csgA into the E. coli K-12 laboratory strain enabled the bacteria to bind to sprouts, indicating that E. coli O157:H7 possesses several redundant protein adhesins and that overexpression of each adhesin alone is sufficient to promote binding to alfalfa sprouts (Torres et al., 2005).

Taking adhesins of plant-associated bacteria into consideration indicates that additional factors that have hardly been investigated may have a role in attachment of enteric pathogens to plants. The type 1 fimbriae are widespread among members of the Enterobacteriaceae and are specified by their binding to mannosides in glycoproteins on the surface of mammalian cells. Type 1 fimbriae were also suggested to mediate adhesion of nitrogen fixating Klebsiella as well as Klebsiella pneumoniae to specific sites on the root hairs of bluegrass (Haahtela et al., 1985). Moreover, E. coli type V-secreted adhesins, such as the antigen 43, bind to integrins in the animal tissue via conserved RGD motifs (Henderson and Owen, 1999). Interestingly, plant pathogens also secrete RGD-containing proteins which might bind to specific receptor proteins of plants, but their involvement in adhesion has not been examined (Senchou et al., 2004).

Contradictory results have been obtained concerning the role of flagella in adherence of Salmonella and E. coli to plants. Deletion of the flagella subunit encoding gene fliC of E. coli O157:H7 or S. Senftenberg rendered the bacteria significantly less adherent to baby spinach and lettuce leaves (Xicohtencatl-Cortes et al., 2009), and leaf epidermis of basil (Berger et al., 2009), respectively, but deletion of the same gene in S. Typhimurium did not affect leaf attachment (Berger et al., 2009). It was suggested that this contradiction relates to the fact that the alternative flagellar subunit protein FliB is functional in this serovar, when FliC is not expressed. However, flagella were also not involved in attachment of S. Typhimurium to tomato fruits, even when both genes, fliB and fliC, were deleted (Shaw et al., 2011). In a further study, two genes of unknown function essential for swarming were found to be important factors for infection of alfalfa sprouts (Barak et al., 2009).

The role of biofilm formation in survival on the plant will be further discussed, but several genes products involved in production of biofilm components like bcs and rpoS have also a significant role in the initial attachment of E. coli and Salmonella. As can be seen in Table 2, the genes that have the most significant effect on the levels of attachment are genes involved in production of extracellular carbohydrates on the bacterial surface such as pgaC [synthesis of poly-β-1,6-N-acetylglucosamine (PGA)], wcaD (synthesis of colanic acid) in E. coli O157:H7 and ycfR (putative membrane protein involved in biofilm formation) in Salmonella. Mutants deficient in cellulose production reduced the ability of E. coli O157:H7 to attach to alfalfa sprouts (Matthysse et al., 2008), or the ability of S. Typhimurium to attach to tomato fruits (Shaw et al., 2011), but the influence of these mutations on the ability of the mutants to attach to other plants was much less noteworthy, with up to 1-log reduction. On the other hand, a plasmid carrying the cellulose gene allowed E. coli K-12 to bind to sprouts (Matthysse et al., 2008). Interestingly, the impact of each of these polysaccharides in attachment to mammalian cells and sprouts was different (Matthysse et al., 2008).

Collectively, these studies demonstrate that enteric pathogens specifically attach rapidly and irreversibly to produce surfaces. Attachment depends on plant and bacterial factors as well as on environmental conditions, but no single factor was found to be essential for attachment, possibly because bacteria use several parallel mechanisms to ensure tight attachment to different plants or to different plant cells under a wide variety of conditions. Moreover, despite the high numbers of publications in this topic, the exact contribution of each identified factor is not clear yet, probably due to redundancy in adhesion factors, diversity of adhesion factors in each pathogen and plant receptors, as well as the differences in cell surface composition.

Biofilm of S. enterica and E. coli and its regulation

After or in parallel to attachment, the bacteria start to produce the biofilm matrix. The extracellular matrix produced by many Enterobacteriaceae is composed of proteinaceous components and exopolysaccharides. A major protein component is curli (amyloid fimbriae also known as thin aggregative fibres), which are encoded by at least seven genes organized in the csgBAC and csgDEFG operons (also termed agf genes). The csgBA genes encode the curli structural genes (Hammar et al., 1996), and the csgDEFG operon encodes, besides the major transcriptional regulator, CsgD, required for curli expression and biofilm formation, three accessory proteins required for the assembly of curli on the cell surface (Hammar et al., 1996; Loferer et al., 1997; Robinson et al., 2006). In Salmonella, the secreted large surface protein BapA (biofilm-associated protein) is also a major component of the biofilm matrix (Barnhart and Chapman, 2006; Latasa et al., 2006). Like fimbriae, this protein mediates the interactions between different cells leading to aggregation (Latasa et al., 2006).

A major exopolysaccharide in S. enterica and E. coli biofilms is cellulose (Zogaj et al., 2001), while some E. coli and S. enterica serovars also secrete capsular polysaccharides or other exopolysaccharides like colanic acid (Gibson et al., 2006). Many E. coli strains also have the potential to secrete PGA (Itoh et al., 2008). Cellulose consists of linear chains of glucose monomers connected by β-1,4-glycosidic bonds, which assemble into macromolecular fibrillar structures. These crystalline fibres are water insoluble and have a rigid structure (Ross et al., 1991). The two operons, bcsABZC and bcsEFG, encode the structural genes required for cellulose biosynthesis (Nobles et al., 2001; Zogaj et al., 2001; Solano et al., 2002), whereby BcsA and BcsB form the cellulose synthase complex (Romling, 2002; Omadjela et al., 2013).

Escherichia coli and Salmonella strains produce more than 80 distinct capsules which can also be a constituent of the biofilm matrix, and are classified into several groups. Group 4 capsules comprise of O-polysaccharides, structurally similar to the O-polysaccharides of the LPS, termed the O-antigen capsules. In E. coli, they are polymerized by the Wxy polymerase, and transferred across the membrane by the Wzx complex (Whitfield and Roberts, 1999). In Salmonella, two yih operons were found to be important for capsule assembly and translocation (Gibson et al., 2006).

A regulatory scheme for the main biofilm components is illustrated in Fig. 1. For clarity, only major regulators and regulators that have been investigated in relation to association of the bacteria with plants are shown. As outlined above, the extracellular matrix components, cellulose, curli fimbriae and in S. enterica BapA are positively regulated by CsgD, the major hub of biofilm formation (Romling et al., 2000; Uhlich et al., 2001; Latasa et al., 2006; Simm et al., 2014). Synthesis of the Salmonella O-antigen capsule coregulates with the cellulose synthesis. CsgD also regulates the yih genes in coordination with cellulose and curli (Gibson et al., 2006). Regulation of CsgD and subsequently the expression of the matrix components is highly responsive to many environmental signals such as growth phase, nutrients, oxygen tension, ethanol, temperature, osmolarity and a number of regulatory proteins (Gerstel and Romling, 2003). For most strains of Salmonella and also a fraction of E. coli strains, csgD expression is optimal at temperatures below 30°C in media with low salt (Romling et al., 1998; Bokranz et al., 2005). Maximal expression is observed during stationary phase upon limitation of nutrients such as nitrogen, phosphate and iron (Gerstel and Romling, 2003), which, directly and indirectly, requires the stationary-phase sigma factor RpoS (Arnqvist et al., 1994). The response regulator OmpR, a component of the two-component regulatory system OmpR/EnvZ that responds to changes in osmolarity (Pratt et al., 1996), is absolutely required for CsgD expression. Oxygen tension also plays a major determinative role in CsgD expression (Romling et al., 1998; Gerstel and Romling, 2001). Investigating 51 S. Typhimurium strains from different origins indeed demonstrated that most strains form optimal biofilm at acidic pH (∼ 5.5), 0.5% NaCl and 25°C (Lianou and Koutsoumanis, 2012). In the same line, the genes involved in curli and cellulose production were highly induced in a panel of S. enterica strains at 25°C and low nutrient availability (Castelijn et al., 2012), and also colanic acid is generally not produced at temperatures above 30°C (Whitfield and Roberts, 1999). PGA is synthesized at 37°C, but it is also implicated in attachment to surfaces during growth at lower temperatures (Wang et al., 2004).

Fig 1.

Fig 1

Regulation of components of the biofilm matrix in Salmonella typhimurium and Escherichiacoli.Proteins and sRNAs controlling the synthesis of biofilm components are shown. Straight arrows: direct activation. Straight lines with blunt ends: direct inhibition. Dotted lines: indirect effects. Proteins are in boxes (green, E. coli only; grey, S. Typhimurium only; violet, in both species), and regulatory sRNAs are in circle. Cyclic di-GMP binding proteins are marked with an asterisk. Additional regulatory elements were not included for clarity. The figure is mainly based on data from the following references: (Gibson et al., 2006; Mika and Hengge, 2013; Anwar et al., 2014).

Regulation of cellulose biosynthesis by CsgD is indirect. Once CsgD is expressed in the stationary phase of growth, it activates the transcription of adrA encoding a diguanylate cyclase that subsequently leads to cellulose biosynthesis through the production of the allosteric activator cyclic di-GMP (Romling et al., 1998; 2000). However, cellulose biosynthesis can be uncoupled from CsgD expression, as alternative diguanylate cyclases encoded by the S. enterica chromosome like STM4551 and STM1987 can activate cellulose biosynthesis under alternative growth conditions (Anwar et al., 2014; Simm et al., 2014). Cyclic di-GMP has emerged as a major regulatory secondary messenger signalling system activating csgD expression in S. enterica and E. coli (Römling et al., 2013), and is usually with oppositely regulated with the flagella synthesis and function (Mika and Hengge, 2013). Regulation of csgD expression by cyclic di-GMP is complex and involves at least four di-guanylate cyclases and four phosphodiesterases in S. Typhimurium.

Hfq, a RNA chaperone, is another central positive regulator of biofilm formation in S. Typhimurium and E. coli (Holmqvist et al., 2010; Monteiro et al., 2012). In S. Typhimurium, Hfq together with its associated small RNAs ArcZ and SdsR positively control the expression of CsgD. ArcZ also regulates the transition between sessility and motility, and the timing of type 1 fimbriae versus curli fimbriae surface attachment at ambient temperatures (Monteiro et al., 2012).

Recently, it has been shown that hyper-expression of the T3SS-1 of Salmonella facilitates a cell aggregation phenotype that results in biofilm formation (Jennings et al., 2012). A similar observation was also described in the plant pathogen Erwinia chrysanthemi (Yap et al., 2005). This biofilm is not dependent on cellulose, curli or flagella production, and its extracellular matrix contains different virulence proteins secreted by the T3SS-1 system like SipA and SopB (Jennings et al., 2012). Other types of biofilms of S. Typhimurium are mainly dependent on type 1 fimbriae (Monteiro et al., 2012) and flagella (Crawford et al., 2010).

Biofilm formation by S. enterica and E. coli on produce surfaces and its role in survival on plants

The formation of biofilms by plant epiphytic or pathogenic bacteria has long been known (Danhorn and Fuqua, 2007); however, the discovery that human enteric pathogens are able to establish biofilms on plant surfaces was unexpected. Escherichia coli, Salmonella, Campylobacter, Listeria and Shigella have been found to form distinct biofilms on surfaces of produce such as tomatoes, melons and parsley (Agle, 2003; Annous et al., 2005; Iturriaga et al., 2007). Consequently, the number of studies on the formation of biofilms by foodborne pathogens on produce surfaces has expanded in the last decade only. A correlation between the ability to form biofilms and the attachment to fresh produce and/or survival was shown as strains with pronounced biofilm formation in vitro also attached to plants in significantly higher numbers, or survived better after disinfection (Lapidot et al., 2006; Patel and Sharma, 2010). This correlation extended to strains isolated from produce-related outbreaks. Isolates of Salmonella collected during tomato outbreaks produced biofilms and better adhered and attached to tomato leaflets compared with non-biofilm-producing strains (Cevallos-Cevallos et al., 2012). The E. coli O104:H4 strain that caused the devastating fenugreek seed outbreak in 2011 possesses a unique composition of multiple virulence factors, as well as the ability to produce rapidly a more stable and thicker biofilm compared with E. coli O157:H7. The ability of this strain to form a biofilm is probably aided by the production of high levels of exopolysaccharides and fimbriae due to overexpression of pgaA and aggR genes products, involved in the production of PGA, and regulation of type 1 aggregative adherence fimbriae respectively (Al Safadi et al., 2012). Also, E. coli strains isolated from plants formed significantly more biofilms and produced more cellulose and curli compared with E. coli strains isolated from human and other animals (Meric et al., 2013). Similarly, Salmonella isolates from produce commodities formed significantly thicker biofilms and persisted on spinach plants at higher numbers than poultry Salmonella isolates. Increasing persistence of the isolates was attributed to curli expression in several isolates. However, S. Tennessee formed a greater biofilm, but produced less curli, suggesting that other extracellular appendages contribute to attachment and biofilm formation (Patel et al., 2013). In contrast to the observations indicating that the ability to produce a biofilm improves the survival of the pathogens on the plant, recent evidence has shown that during adaptation of S. Typhimurium in green tomato fruits, the bacteria lose the ability to produce biofilms (Salazar et al., 2013). In line with this finding, a survey of the Salmonella strains recovered from produce-associated outbreaks revealed that many of them do not synthesize cellulose and/or curli (Zaragoza et al., 2012). Similarly, the majority of E. coli O157:H7 strains isolated from various outbreaks do not express curli and show only weak or non-biofilm formation in vivo (Liu et al., 2014). The reasons for these opposing observations are not clear.

Bacteria embedded within biofilms on plant tissue are more difficult to remove and more resistant to inactivation than their planktonic counterparts (Chmielewski and Frank, 2003). Biofilm-associated cells as well as capsule producing cells are also significantly more tolerant to desiccation, as deletion of CsgD, the major biofilm activator in Salmonella, resulted in increased susceptibility to desiccation stress (Gibson et al., 2006). Generally, in recent years, the role of biofilm-related genes in survival on sprouts, leaves or fruits of different plants was investigated (Table 3). The most investigated genes demonstrated various effects under different experimental conditions. For example, deletion of the cellulose synthase gene bcsA in Salmonella serovars resulted in a significant reduction in survival on alfalfa sprouts (Barak et al., 2007), but caused no effect on tomatoes (Noel et al., 2010). The genes with the most significant effect in survival on both alfalfa sprouts and tomatoes were the yih genes, involved in the synthesis of O-antigen capsule in Salmonella (Table 3).

Table 3.

Bacterial genes involved in biofilm formation and/or survival on plants

Gene Function Pathogen Plant/part Method Comments Reference
adrA Regulation of cellulose synthesis S. Newport Alfalfa sprouts Directed deletion No effect on survival 24–48 hpi (Barak et al., 2007)
aroA 5-enolpyruvylshikimate 3-phosphate synthase S. Typhimurium Red tomatoes Directed deletion reduction in survival (Noel et al., 2010)
bcsA Cellulose synthase S. Enteritidis Alfalfa sprouts Directed deletion 2 log reduction in survival (Barak et al., 2007)
bcsA Cellulose synthase S. Typhimurium Red tomatoes Directed deletion No effect on survival (Noel et al., 2010)
csgB/bcsA Curli/Cellulose S. Enteritidis Alfalfa sprouts Directed deletion 1.5 log reduction in survival (Barak et al., 2007)
csgA Curli subunit E. coli K-12 and E. coli O157:H7 lettuce leaves Transposon insertion 0.5–3 log reduction in survival (Fink et al., 2012)
csgA Curli subunit E. coli O157:H7 Spinach grown on hydroponics and in soil Directed deletion and overexpression No effect on root uptake and internalization (Macarisin et al., 2014)
csgB/csgC Curli subunit and curli assembly S. Typhimurium Red tomatoes Directed deletion No effect on survival (Noel et al., 2010)
csgD Regulation of biofilm and rdar morphotype S. Typhimurium Tomato leaves and fruits Directed deletion and point mutation rdar morphotype better survived in the plant (Gu et al., 2011)
csrB/csrC sRNAs, Global regulation S. Typhimurium Red tomatoes Directed deletion No effect on survival (Noel et al., 2010)
cysB Regulation of cysteine operon and antibiotic resistance S. Typhimurium Red tomatoes Directed deletion reduction in survival (Noel et al., 2010)
flhDC Flagella regulators S. Typhimurium Red tomatoes Transposon insertion No effect on survival (Noel et al., 2010)
flhF Flagella S. Typhimurium Red tomatoes Directed deletion No effect on survival (Noel et al., 2010)
hilA Regulator of virulence genes S. Typhimurium Red tomatoes Directed deletion Trend of improved survival (Noel et al., 2010)
lpfA Long polar fimbriae S. Typhimurium Red tomatoes Directed deletion No effect on survival (Noel et al., 2010)
motA Flagella motor S. Typhimurium Red tomatoes Transposon insertion Improved survival (Noel et al., 2010)
pgaC Poly-β-1,6-N-acetylglucosamine production E. coli Alfalfa sprouts Transposon insertion Decreased biofilm formation (Matthysse et al., 2008)
sirA Type VI secretion protein S. Typhimurium Red tomatoes Directed deletion Improved survival (Noel et al., 2010)
sirA Type VI secretion protein S. Typhimurium and Saintpaul Spinach leaves Grape tomatoes Directed deletion 2 log reduction in survival (Salazar et al., 2013)
wcaD Colanic acid production E. coli Alfalfa sprouts Transposon insertion Lowers biofilm formation (Matthysse et al., 2008)
wcaJ Colanic acid production S. Enteritidis Alfalfa sprouts Directed deletion No effect on survival (Barak et al., 2007)
ycfR Putative membrane protein involved in stress response and biofilm E. coli K-12 and E. coli O157:H7 Lettuce leaves Transposon insertion 1.5–3 log reduction in survival (Fink et al., 2012)
yhjN Cellulose production E. coli Alfalfa sprouts Transposon insertion Lowers biofilm formation (Matthysse et al., 2008)
yihO O-antigen capsule assembly S. Enteritidis Alfalfa sprouts Directed deletion 2.5 log reduction in survival 24 hpi (Barak et al., 2007)
yihT O-antigen capsule assembly S. Typhimurium Green and red tomatoes Directed deletion 2–3 log reduction in survival 34 dpa on green tomatoes and in fruits defective in ethylene perception (Marvasi et al., 2013)

Presumably, these and other mechanisms aid long-term survival of biofilm-associated cells on the plant surface not only in the field but also during harvest, transport, sanitation and storage. On parsley plants, for instance, resistance to disinfection treatments (i.e. chlorination) was improved in biofilm producing S. Typhimurium compared with non-producing mutants, when washing was conducted a week after inoculation, but no differences were observed when the treatment was carried out a few hours after inoculation (Lapidot et al., 2006).

Regulation of biofilm formation on plants

As discussed above, several environmental conditions were shown to have an impact on biofilm production. For example, biofilm formation of Salmonella has been reported to be maximal under reduced nutrient availability, aerobic conditions, low osmolarity and mid temperatures (25–28°C) (Gerstel and Romling, 2003). All these conditions exist on a plant surface rather than in the gut environment. Indeed, several studies reported about induction of biofilm-associated genes in the plant environment. Assessment of the transcriptional profile in E. coli O157:H7 attached to intact lettuce leaves showed that 10% of the genes have at least a twofold expression change between day 0 and day 1 and/or day 3 (Fink et al., 2012). Among them, csgA and csgB showed 34.6-fold and 13.9-fold induction, respectively, and rpoS 2.1-fold induction. Other genes probably involve in biofilm regulation, such as ybiM and yceP, also show a very strong induction (Fink et al., 2012). In line with these findings, E. coli attached to the lettuce rhizosphere upregulates the csg genes (Hou et al., 2012), and S. Weltevreden upregulated csg and TTSS-2 genes during alfalfa sprout colonization as compared with M9 minimal medium (Brankatschk et al., 2013). Screening for Salmonella genes differentially regulated in tomatoes relative to growth in Luria–Bertani soft agar identified several genes, including genes associated with attachment, stress response, biofilm formation and capsule formation (Noel et al., 2010). Furthermore, deletion of SirA, involved in regulation of type 1 fimbriae and biofilm formation (Teplitski et al., 2006), and MotA, involved in motility, modestly affected fitness, while YihT, involved in synthesis of the capsule, affected the fitness in green, but not ripe tomatoes. In these studies, known Salmonella genes associated with regulation of motility and virulence in animals, such as hilA, flhDC and fliF, did not contribute to the fitness of the bacteria (Noel et al., 2010; Marvasi et al., 2013).

Incorporation of pathogens in multi-species biofilms

Bacterial cells introduced to the leaf surface, if not producing their own aggregates or biofilms, have a better chance of surviving when they are deposited on or in aggregates of existing bacteria (Monier and Lindow, 2005). Salmonella enterica serovar Thompson and the plant pathogen Pantoea agglomerans, for instance, were shown to form co-aggregates on cilantro leaves (Brandl and Mandrell, 2002), and the epiphytes Wausteria paucula supported the survival of E. coli O157:H7 on lettuce leaves (Cooley et al., 2006). Also, the fungal plant pathogens Cladosporium cladosporioides and Penicillium expansum promoted the colonization of Salmonella in cantaloupe (Richards and Beuchat, 2005). A recent study has shown that E. coli O157:H7 strains promote biofilm formation of some strong biofilm-producing species isolated from fresh produce processing facilities, such as Burkholderia caryophylli and Ralstonia insidiosa. Likewise, the population of E. coli increases by 1 log in the dual-species biofilms (Liu et al., 2014). These studies demonstrate that indigenous microorganisms may aid attachment and long-term survival of foodborne pathogens on the plant surface and during washing with antimicrobials. However, it is not clear whether this positive effect results from embedding of foodborne pathogens in the already existing biofilms or from other interactions like lesion and release of nutrients.

The plant response and its effect on bacterial biofilms

Discussion of plant-associated biofilms is not completed without referring to the plant defence response. Plants apply a range of mechanisms for protection against microorganisms. The plant protection includes local or systemic production of defence enzymes and antimicrobial molecules. Some mechanisms, like the production of essential oils with a broad-range antimicrobial activity, are constitutively active, while others, like secretion of reactive oxygen species (ROS), are induced after exposure to pathogens. Evidence indicates that plants apply similar mechanisms of defence in response to internalization of human enteric pathogens as against plant pathogens. Microorganisms encounter surface receptors on host cells, termed pattern recognition receptors (PRRs), that recognize conserved pathogen-associated molecular patterns (PAMPs) and trigger downstream defence signalling pathways. PAMPs include conserved microbial surface molecules such as flagellin, LPS and glycoproteins (Nurnberger et al., 2004). Recognition of PAMPs by PRRs initiates PAMP-triggered immunity (PTI), which usually prevents microbial growth and halts infection before the microorganism gains a hold in the plant (Chisholm et al., 2006). Many surface components of E. coli and Salmonella such as LPS, flagella, peptidoglycans, curli and pili are homologous to PAMPs of plant pathogens. Deletion of these PAMPs from E. coli or Salmonella usually resulted in better colonization of the interior of the plants than the wild-type strains (Iniguez et al., 2005; Seo and Matthews, 2012). Some of these molecules are also components of the biofilm matrix. Curli can serve as a PAMP (Seo and Matthews, 2012), and the S. Typhimurium LPS being a strong PAMP in tobacco plants (Shirron and Yaron, 2011). The flagellin subunit FliC, but not FliB, is recognized by Nicotiana benthamiana and tomato plants as a PAMP and activates their PTI (Meng et al., 2013). These observations indicate that components of the bacteria and the biofilm matrix may induce the plant response. On the other hand, biofilm production may mask the underlying bacterial surface, providing further protection. Indeed, an E. coli O157:H7 mutant that produces a great amount of exopolysaccharides and a thick capsule exhibits a better survival pattern on Arabidopsis compared with the wild-type strain (Meng et al., 2013).

The response of the plant cells results in production of ROS, nitric oxide, different ions as well as molecular signals like jasmonate, salicylic acid and ethylene (Jones and Dangl, 2006). Some of these compounds were found to have a role not only against persistence of enteric pathogens in plants but also against biofilm formation. Ethylene and salicylic acid decreased endophytic colonization of Salmonella in alfalfa (Iniguez et al., 2005). Interestingly, an inverse correlation was observed between in vitro biofilm formation by uropathogenic E. coli and the salicylate concentration (Vila and Soto, 2012). Moreover, the synthesis of fimbriae such as P fimbriae and type 1 fimbriae was reduced following growth in the presence of salicylate (Kunin et al., 1994). In the case of type 1 fimbriae, salicylate decreased the expression of fimA coding for its major structural subunit (Vila and Soto, 2012). Similarly, jasmonic acid reduced the synthesis of the O-antigen capsule by Salmonella in tomatoes. In mammals, the yih operon of Salmonella is induced by bile and enhances biofilm formation on gallbladder by triggering the O-antigen capsule production. In tomatoes, on the other hand, jasmonic acid and its precursors, produced during the plant response, strongly reduce the expression of YihT, and thus inhibit biofilm formation (Marvasi et al., 2013).

Other microorganisms in the plant environment can also affect, directly or indirectly, through induction of the plant defence response, the biofilm formation by human enteric pathogens. The soil bacterium B. subtilis colonizes roots of different plants and is currently used as a biocontrol agent against plant pathogens. During colonization of the roots, it produces surfactin, an antimicrobial lipopeptide that not only inhibits the growth of common plant pathogens, but also induces the plant defence response (reviewed in Vlamakis et al., 2013). Interestingly, surfactin molecules also delay adhesion of Salmonella and Listeria strains to solid surfaces (Nitschke et al., 2009), and inhibit biofilm formation by Salmonella (Mireles et al., 2001). However, their influence on colonization of enteric pathogens on plants has not been investigated yet.

In addition to the plant immune response triggered upon exposure to microorganisms, many plants produce antimicrobial compounds constitutively. Interestingly, some of these compounds do not only inhibit bacterial growth, but also inhibit biofilm formation or even efficiently kill the pathogens specifically in biofilms. For example, 3% of 498 investigated plant extracts inhibited biofilm formation of E. coli O157:H7. The most active extract, Carex dimorpholepis, inhibits curli formation and decreases swimming and swarming motility, probably by repression of quorum sensing genes (Lee et al., 2013). In another study, Carex plant extracts inhibited E. coli O157:H7 and Pseudomonas aeruginosa biofilm formation without affecting planktonic cells growth. One of the active antibiofilm compounds in these extracts was ε-viniferin (Cho et al., 2013). Plant sterols such as the β-sitosterol glucoside from citrus are potent inhibitors of E. coli O157:H7 biofilm formation and motility, without affecting the cell viability. This inhibition probably occurs through repression of rssAB and hns, regulatory elements of the flagellar operon (Vikram et al., 2013). Essential oils from cassia (Cinnamomum aromaticum) and Peru balsam (Myroxylon balsamum) kill plant and human pathogens within biofilms in similar efficacy as the planktonic cells, and the oil of red thyme (Thymus vulgaris) is even more effective against biofilms cells than planktonic bacteria (Kavanaugh and Ribbeck, 2012). Helichrysum italicum produces several metabolites such as acylated styrylpyrones derivatives with anti-biofilm properties against P. aeruginosa (D'Abrosca et al., 2013).

In conclusion, regulation of biofilm formation on the plant is a complex process affected by many factors. There are several levels of interactions of the plant response with bacteria and their biofilms. Current study indicates a role of biofilm formation in triggering or evading the plant response, while molecules produced by the plant either constituently or in response to the bacteria may trigger or inhibit the process of biofilm formation.

Conclusion

Most likely, plants do not provide optimal conditions for growth of human enteric pathogens, but the pathogens use different mechanisms to tightly attach to favourable sites on the plant organs and to fit the harsh conditions in order to survive in the plants long enough and in sufficient numbers for successful infection of new mammalian hosts with the consequence of a significant number of outbreaks. The studies detailed in this review indicate that production of biofilms is a common strategy employed by pathogenic Salmonella and E. coli strains to survive in different niches of the plant. Following a tight adhesion on favourable sites, the process of biofilm formation on the plant is affected by many environmental factors, as well as properties of the plant and characters of the pathogenic strain or the ingenious plant microflora. The synthesis of the biofilm matrix components such as cellulose and curli occurs under environmental conditions similar to the ones existing on the plants and may be further induced or inhibited by compounds produced by the plants or neighbouring microorganisms (Fig. 2). Although intensive research activity is ongoing, our current understanding of the factors that affect biofilm formation and its role in survival of foodborne pathogens on the plants is rudimentary. The different strains, serovars and pathovars and a wide variety of host plants in combination with diverse experimental methods of inoculation and plant growth, limit the ability to compare the results of different studies and to unambiguously conclude the dominant factors for adhesion and biofilm formation.

Fig 2.

Fig 2

Illustration of biofilm formation by Salmonella cells on a leaf.Upon attachment of Salmonella cells to the leaf, the bacteria are exposed to environmental conditions (temperature below 30°C, atmospheric oxygen, etc.) that trigger expression of regulatory sRNAs and proteins such as RpoS, CsgD and SirA. Expression of these proteins and sRNAs is enhanced by stress signals existing on the leaf surface such as low availability of nutrients, and activity of antimicrobial compounds produced by the plant or indigenous microorganisms. The induced regulatory proteins activate the genes involved in production of components of the biofilm matrix such as cellulose, curli, BapA and capsules (CP), leading to the development of biofilms on the leaf surface. While the biofilm structure stabilizes the colonization on the plant and provides protection from different stresses, its components also contribute to the induction of the local and systemic plant defence response. As part of the plant response, triggered by both, single bacteria and biofilms, the plant produces and secretes different signal and antimicrobial compounds such as ROS compounds, salicylic acid, jasmonic acid and sterols. Some of these compounds kill free and biofilm associated bacteria and/or inhibit the process of biofilm formation.

Recent evidence has shown that several plant hosts and environmental plant-associated bacteria such as B. subtilis are able to synthesize and secrete compounds that not only target planktonic cells, but also inhibit attachment and biofilm formation or even specifically kill bacteria in biofilms. Future studies on plant-related compounds or plant symbionts that affect bacterial biofilm formation are required and might discover novel substances involved in biofilm formation. Subsequently, understanding of the mode of action of such compounds will aid in development of novel strategies to decrease the fitness of human enteric pathogens on fresh produce and prevent outbreaks, and also in inhibition of biofilm formation not only on such foodstuff, but also on many other types of solid surfaces of medical, industrial and agricultural importance.

Acknowledgments

The authors expresses thanks to Dr. Natali Shirron, Lee Shavit, Eden Eran and Noga Cohen who contributed to the preparation of the figures in this review.

Conflict of interest

None declared.

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