Abstract
Schizophrenia is a complex mental health disorder with positive, negative and cognitive symptom domains. Approximately one third of patients are resistant to currently available medication. New therapeutic targets and a better understanding of the basic biological processes that drive pathogenesis are needed in order to develop therapies that will improve quality of life for these patients. Several drugs that act on neurotransmitter systems in the brain have been suggested to model aspects of schizophrenia in animals and in man. In this paper, we selectively review findings from dopaminergic, glutamatergic, serotonergic, cannabinoid, GABA, cholinergic and kappa opioid pharmacological drug models to evaluate their similarity to schizophrenia. Understanding the interactions between these different neurotransmitter systems and their relationship with symptoms will be an important step towards building a coherent hypothesis for the pathogenesis of schizophrenia.
Keywords: amphetamine, cannabis, drug models, kappa opioid, ketamine, LSD, models, PCP, psilocybin, psychosis, salvia divinorum, schizophrenia, THC
Introduction
Existing antipsychotic medications have their main therapeutic effect through dopamine D2 receptor blockade [Kapur and Mamo, 2003]. Although approximately 30% of patients respond to antipsychotic treatment and enter full remission, and a further 30% show some response, around 20–30% do not respond to these medications at all [Meltzer, 1997; Mosolov et al. 2012], perhaps due to them having a different neuropathological basis to their condition [Stone et al. 2010; Egerton et al. 2012; Demjaha et al. 2012]. With the exception of clozapine, current antipsychotic medications do not show significant differences in efficacy, and are primarily differentiated by their side-effect profiles [Meltzer, 1997; Abbott, 2010; Lieberman et al. 2005]. Side effects can be severe, with extrapyramidal symptoms being typically problematic in typical antipsychotic drugs, and metabolic changes, leading to weight gain and type 2 diabetes, commonly occurring with atypical antipsychotic drugs [Lieberman et al. 2005; Langer and Halldin, 2002]. For those patients that do respond, long-term compliance is required, with attempts to discontinue medication generally leading to relapse [Langer and Halldin, 2002; Boonstra et al. 2011; Stefansson et al. 2008; Pratt et al. 2012]. In addition, even when effective in reducing positive symptoms, dopamine-blocking antipsychotic drugs are largely ineffective at reducing negative symptoms and cognitive impairments, and it is these domains that are the most important predictors for long-term social functioning [Langer and Halldin, 2002; Stefansson et al. 2008; Pratt et al. 2012]. There is thus a pressing need to develop novel treatments that have more tolerable side effects, and that are effective in those patients who fail to respond to currently available antipsychotic drugs. Drug models of psychosis may assist in the identification of alternative therapeutic targets and may be utilized in the development and screening of novel compounds prior to testing in patients.
The ideal model of schizophrenia would faithfully mimic the biological changes driving pathogenesis and carry high predictive value for the efficacy of novel therapeutics [Langer and Halldin, 2002]. Many drug models of schizophrenia have been investigated for this purpose, and several have shown promising results. It is important to note that, in contrast to drug models, schizophrenia is chronic, neurodevelopmental, and episodic with different symptom domains predominating at different stages. Therefore, any purely pharmacological model is likely destined to be incomplete in the extent to which it can represent the full picture of schizophrenia.
Common discrepancies between pharmacological models and schizophrenia include an inability to faithfully mimic all of the symptom domains, insight into the fact that the symptoms were caused by a drug, and the experience of euphoria, or simply of liking the drug effects [Curran et al. 2009; Abi-Saab et al. 1998]. Furthermore, some drugs known to induce schizophrenia-like symptoms in humans do so only after continued administration (e.g. amphetamine), which make them less suitable for experimental medicine studies due to ethical concerns as well as issues with practicality and the increased risk of adverse effects. In testing novel antipsychotics against drug models of psychosis, it is also worth considering that any observed attenuation of symptoms with the antipsychotic may be due to a pharmacological interaction that is irrelevant to the biology of schizophrenia [Jones et al. 2011].
Animal models of psychosis have some advantages for testing novel agents, as chronic and perinatal dosing regimens are possible, but they are difficult to interpret unless they have been extensively cross-validated with human models. All of the primary symptoms of schizophrenia, such as hallucinations, delusions and thought disorder, require verbal report for their measurement in order to be properly tested and measured, and it is not always clear how relevant animal-based biomarkers are to the uniquely human symptoms of schizophrenia. Furthermore, putative therapeutic agents do not always have the same effects in animals as in man [Pratt et al. 2012; Curran et al. 2009; Jones et al. 2011].
Several drugs induce effects that resemble at least some of the symptoms of schizophrenia in animals and man [Curran et al. 2009; Jones et al. 2011; Marcotte et al. 2001]. In this review, we investigate the relative strengths of dopaminergic, glutamatergic, serotonergic, endocannabinoid, GABAergic, cholinergic and kappa-opioid pharmacological models of schizophrenia, comparing neurochemical findings in schizophrenia supporting the models, considering the effects of the candidate drugs in humans and contrasting evidence from animal models.
Pharmacological models of schizophrenia
Dopaminergic
The relationship between the clinical effective dose of antipsychotic drugs and their affinity for the D2 receptor has been established for more than 30 years [Seeman and Lee, 1975; Kapur et al. 2005]. Patients with schizophrenia have been shown to have evidence of abnormal dopaminergic function, with increased dopamine release following amphetamine administration, elevated synaptic dopamine and increased [18F]DOPA uptake [Laruelle et al. 1996, 2003; Kegeles et al. 2002, 2010; Abi-Dargham et al. 2009; Howes et al. 2012]. The dopaminergic theory of aberrant salience provides an explanation for some of the positive delusional symptoms of psychosis due to overactive mesolimbic dopaminergic transmission [Kapur et al. 2005; Seeman, 1987; Seeman and Kapur, 2000]. In contrast, it has been suggested that an underactive dopamine system in the frontal cortex may underlie some of the negative symptoms [Davis et al. 1991].
The psychostimulants amphetamine and cocaine increase synaptic levels of dopamine, and have been reported to exacerbate psychotic episodes in people with existing schizophrenia [Farren et al. 2000; Bramness et al. 2012]. In early studies of amphetamine administration in healthy volunteers, large single oral doses were found to induce an acute psychosis [Angrist and Gershon, 1970; Bell, 1973]. However, at lower doses, paranoid and other psychotic symptoms emerge only with repeated dosing, and only in some individuals. It has been suggested that amphetamines may act as a stressor to induce psychosis in a vulnerable subset of the population [Bramness et al. 2012].
Positive symptoms induced by amphetamines and cocaine include auditory hallucinations, thought disorder and grandiose delusions, and chronic amphetamine users have been found to score highly on the Positive and Negative Syndrome Scale (PANSS) [Angrist and Gershon, 1970; Harris and Batki, 2000; Wolkin et al. 1994; Angrist et al. 1974]. However, in a recent survey of effects associated with amphetamine use, we found that schizophrenia-like effects were relatively rare in regular users, and that experienced users ranked amphetamine behind ketamine and alcohol in terms of its propensity to cause thought disorder, and behind cannabis, psilocybin and ketamine in terms of likelihood of inducing hallucinations and delusions [Carhart-Harris et al. 2013a].
In rodents, administration of dopaminergic stimulants has been reported to induce repeated (‘stereotyped’) behaviours, such as locomotion, sniffing and chewing, that may be related to the positive symptoms of psychosis, as well as to impaired prepulse inhibition (PPI), a marker of sensory gating impairment also seen in patients with schizophrenia [Segal and Mandell, 1974]. With chronic dosing, the PPI and stereotyped behaviours occur at increasing frequency and duration over time [Segal and Mandell, 1974]. This phenomenon is termed ‘sensitization’ and some groups have suggested that sensitization shares common mechanisms with the development of psychosis in man [Ujike, 2002; Featherstone et al. 2007]. This induced state has been linked to: (1) changes in the inhibitory dopamine D3 receptor function (possibly by downregulating their availability for stimulation); (2) altered dopamine transmission in the nucleus accumbens; and (3) increases in total D2 receptor dimerization [Wang et al. 2010; Richtand et al. 2001]. As in patients with schizophrenia, sensitized rats show an enhanced dopamine release in response to amphetamine compared with controls, and some limited but long-term cognitive impairments have also been reported in attention and set-shifting which are features of schizophrenia [Tenn et al. 2003; Fletcher et al. 2005]. Amphetamine-induced sensitization is commonly used as a model for the positive symptoms of schizophrenia but it is not thought to fully resemble the cognitive and negative symptom domains [Jones et al. 2011; Wang et al. 2010]. Furthermore, purely dopaminergic models are likely to lead to the development of more dopamine-targeting antipsychotic drugs, which may be unlikely to lead to a great improvement in efficacy or safety. Thus, alternative models are of interest for the identification of novel drug targets.
Glutamatergic
The NMDA receptor hypofunction hypothesis of schizophrenia has been suggested as an alternative or additional neurochemical model of schizophrenia to the dopamine hypothesis [Olney and Farber, 1995; Goff and Coyle, 2001]. Glutamate signalling plays an important role in synaptic plasticity and cortical processing in the brain and genetic studies have implicated abnormalities in this system as possible drivers of pathogenesis in schizophrenia [Schwartz et al. 2012]. It has also been suggested that glutamate-driven excitotoxicity could underlie reductions in grey matter volume seen in schizophrenia [Olney and Farber, 1995; Okugawa et al. 2007; Hertzmann et al. 1990]. Although there is little direct evidence of NMDA receptor hypofunction in schizophrenia, one imaging study using an NMDA receptor single photon emission tomography tracer reported a reduction in NMDA receptor binding in medication free patients with schizophrenia [Pilowsky et al. 2006]. Similarly, NMDA receptor NR1 subunit mRNA has been reported to be reduced in post-mortem patients with schizophrenia [Law and Deakin, 2001].
The dissociative anaesthetics phencyclidine (PCP) and ketamine are both uncompetitive NMDA receptor antagonists suggested to be pharmacological models of schizophrenia [Laruelle et al. 2000]. They have been shown to lead to increases in the power of gamma oscillations [Rotaru et al. 2012], increases in functional connectivity [Driesen et al. 2013], and increases in prefrontal glutamate (or glutamine) levels, demonstrated both in animal microdialysis studies, and in human proton magnetic resonance spectroscopy (1H-MRS) studies [Moghaddam et al. 1997; Rowland et al. 2005; Stone et al. 2012a]. The mechanism by which they lead to these changes is still controversial, although it has been shown that NMDA receptor inhibition leads to a reduction in GABAergic interneuron function, possibly through preferential effects of ketamine on NMDA receptors expressed on these cells [Homayoun and Moghaddam, 2007]. This has been suggested to lead to increases in pyramidal cell firing due to disinhibition [Olney and Farber, 1995]. Recent work suggests that the preferential blockade of NMDA receptors on cortical GABAergic interneurons is unlikely to occur, however, with more evidence for a preferential sensitivity of pyramidal cell NMDA receptors to ketamine [Rotaru et al. 2012]. One intriguing possibility is that reductions in GABAergic interneuron function may be mediated by the generation of brain superoxide, since inhibiting superoxide levels prevented reductions in interneuron activity following ketamine administration [Behrens et al. 2007]. Furthermore, inhibition of the formation of reactive oxygen species prevents the psychosis-like effects of NMDA receptor blockade in animal models [Sorce et al. 2010; Levkovitz et al. 2007; Zhang et al. 2007; Monte et al. 2013].
Ketamine has been demonstrated to exacerbate positive and negative symptoms in pre-existing schizophrenia [Lahti et al. 1995b] and, in some patients, use has been linked to impairment in cognition, specifically by inducing a larger deficit in recall memory in people with schizophrenia compared to controls [Malhotra et al. 1997; Lahti et al. 1995a]. Acute doses of ketamine in healthy volunteers induce schizophrenic-like positive and negative symptoms, and may also lead to impairments in cognitive function that resemble schizophrenia [Stone et al. 2012a; Krystal et al. 2005; Morgan et al. 2004; Deakin et al. 2008]. Ketamine binding to NMDA receptors has been reported to correlate with its effect on negative symptoms [Stone et al. 2008] whereas downstream effects of ketamine, including increases in 1H-MRS-measured prefrontal glutamate levels and ketamine-induced changes in functional magnetic resonance imaging (fMRI) signal, correlated with ratings of positive psychotic symptoms [Stone et al. 2012a; Deakin et al. 2008], suggesting that different symptom clusters may have distinct underlying mechanisms.
There are several dissimilarities between the ketamine-induced state and schizophrenia [Steen et al. 2006]. For example, auditory hallucinations are one of the most common symptoms in schizophrenia, but the hallucinations and illusions experienced following acute administration of ketamine are more commonly visual [Abi-Saab et al. 1998; Steen et al. 2006]. On this basis, it has been suggested that, rather than modelling chronic schizophrenia, acute ketamine administration may induce a state closer to the prodrome/early stages of schizophrenia, when fleeting visual changes of the type that occur following ketamine administration have also been reported to occur [Klosterkotter et al. 2001; Corlett et al. 2007].
Another criticism of acute ketamine or PCP administration is that it is unlikely to be able to replicate the neurobiological changes that occur over time in the schizophrenic brain [Malhotra et al. 1997; Tsai and Coyle, 2002]. Thus, there has been considerable interest in the long-term effects of these drugs. Some chronic PCP and ketamine users have been found to have persistent schizophrenia-like symptoms [Jentsch and Roth, 1999; Krystal et al. 1994], and such patients may present with a symptomatic profile that can so closely resemble schizophrenia that it may even be misdiagnosed as such [Abi-Saab et al. 1998; Javitt, 1987]. Reported symptoms in chronic PCP and ketamine users may include paranoid delusions, persistent cognitive deficits and, in chronic PCP users, there have been reports of a greater incidence of auditory than visual hallucinations [Jentsch and Roth, 1999]. Depressive and dissociative symptoms also increase with persistent use of ketamine in chronic users [Morgan et al. 2004].
Biochemical brain changes that are similar to those seen in patients with schizophrenia have been found in chronic ketamine and PCP users. Dopamine D1 receptors are upregulated in the frontal cortex of patient with schizophrenia and in chronic ketamine users [Narendran et al. 2005]. This upregulation is associated with cognitive impairment and dopaminergic hypofunction [Narendran et al. 2005]. Chronic ketamine users have also been found to have other brain imaging changes associated with schizophrenia including reduced thalamic NAA [Stone et al. 2014b], and reduced prefrontal grey matter volume [Liao et al. 2011]. Furthermore, chronic PCP users have been found to have decreased blood flow in the frontal cortex, similar to that seen in schizophrenia [Hertzmann et al. 1990].
In animal models, NMDA receptor antagonists induce behavioural, locomotor and cognitive changes, and chronic administration also induces neurobiological changes similar to those found in the brains of schizophrenia patients [Jones et al. 2011; Jentsch and Roth, 1999]. Primates given a chronic infusion of PCP display scanning and pacing behaviours and rodents develop deficits in motor planning, working memory and stereotypies [Linn et al. 1999]. These symptoms can be attenuated, but not abolished completely, with antipsychotic medication, which may suggest something of their underlying neurobiology [Steinpreis et al. 1994]. Importantly, chronic administration of PCP may be a useful means to study similar degeneration to that seen in the brains of schizophrenia patients because it also induces cortical neurodegenerative changes in rats [Olney and Farber, 1995; Wang and Johnson, 2005]. This effect can be blocked by AMPA receptor antagonists and so it may be that excess glutamate release is driving neurotoxicity in the model [Olney and Farber, 1995; Deutsch et al. 2001]. In rodents with chronic PCP treatment, PPI is disrupted, dopaminergic transmission in the frontal lobe is reduced and changes in the mesolimbic and frontal–cortical dopamine systems mimic those of schizophrenia [Jones et al. 2011; Jentsch and Roth, 1999]. Chronic neonatal administration of PCP induces lasting cognitive deficits and increases in putative animal equivalents of positive symptoms [Stefani and Moghaddam, 2005; Uehara et al. 2010]. Furthermore, in primate models, these neurobiological changes persist beyond the acute effects of the drug and behavioural and cognitive deficits can still be seen after PCP administration has been stopped [Olney and Farber, 1995; Jentsch et al. 1997].
The models generated by the use of dissociative anaesthetics demonstrate that NMDA receptor dysfunction could be a key factor in the pathogenesis of schizophrenia [Olney and Farber, 1995; Laruelle et al. 2000; Javitt and Zukin, 1991]. NMDA receptor antagonist models of schizophrenia could have value in predicting the efficacy of much needed therapies that target the cognitive and negative symptom domains of the illness because of their evident interaction with areas of cognition relevant to schizophrenia [Laruelle et al. 2000; Neill et al. 2010]. It should be borne in mind, however, that these drugs are known to act on multiple neurotransmitter systems in the brain including dopamine [Jentsch et al. 1997; Kapur and Seeman, 2002], and this may be central to their generation of a more complete clinically picture of schizophrenia than those that act primarily on a single neurotransmitter system.
Serotonergic
Although less widely studied than dopamine or glutamate, there is evidence that the serotonin (5-HT) system may also be involved in psychotic symptom formation. Support comes from the observation that hallucinogens such as LSD and psilocybin are 5-HT2A receptor agonists [Vollenweider and Geyer, 2001]. These drugs induce psychopathologies which include agitation, anxiety, visual hallucinations and illusions, which are similar to symptoms seen in the first psychotic episode of the illness [Fletcher and Honey, 2006; Hyde et al. 1978]. Furthermore, these drugs disrupt PPI through direct stimulation of the 5-HT2A receptors [Quednow et al. 2012; Aghajanian and Marek, 2000], lead to a blending of the brain networks engaged during rest and active task performance [Carhart-Harris et al. 2013b], and lead to downstream increases in glutamate release [Scruggs et al. 2003; Muschamp et al. 2004], closely resembling effects seen in patients with psychosis. It is interesting to note that blockade of 5-HT2A receptors inhibits the effects of NMDA receptor antagonists, suggesting that at least some of the psychosis-like effects of NMDA receptor antagonism may be mediated via serotonergic mechanisms [Aghajanian and Marek, 2000; Breese et al. 2002].
Many atypical antipsychotics such as clozapine, risperidone and olanzapine are 5-HT2A receptor antagonists, having higher affinity for 5-HT2A receptors than for dopamine D2 receptors [Jentsch and Roth, 1999; Williams et al. 1997; Meltzer, 1996]. It is unclear to what extent these properties are involved in their antipsychotic effect, however. 5-HT2A receptor antagonists have been suggested to be potentially useful in improving cognition or negative symptoms in patients with schizophrenia [Akhondzadeh et al. 2008; Roth et al. 2004], but trials of 5-HT2A antagonists for schizophrenia to date have not progressed beyond phase III due to lack of efficacy against positive symptoms [de Paulis, 2001; Ebdrup et al. 2011].
There are several differences between the symptoms of schizophrenia and the hallucinogenic state induced by serotonergic drugs [Corlett et al. 2009]. With serotonergic drugs, subjects tend to experience hallucinations which are generally visual, and so not typical of established schizophrenia, although they may resemble symptoms that occur in the early phase of psychosis [Klosterkotter et al. 2001; Geyer and Vollenweider, 2008]. Perceptions and expectations of the action of these drugs can also alter the subsequent psychedelic experience and this means that the effects of the drugs can be unpredictable for different subjects, possibly making it a model that is difficult to reliably reproduce [Corlett et al. 2009]. Nonetheless, schizophrenia-like states can be observed in people while on these drugs and altered activity in the prefrontal cortex results in mild thought disorder and altered perception which are similar to that seen in schizophrenia [Carter et al. 2005; Strassman et al. 1994; Carhart-Harris et al. 2012]. Furthermore, individuals with a family history of schizophrenia appear to be at greater risk of schizophreniform symptoms following LSD [Vardy and Kay, 1983], and it has been suggested that LSD use may lead to an earlier onset of schizophrenia [Breakey et al. 1974].
Many studies have shown that humans and rodents can develop tolerance to psychedelics and so this model may be limited in the extent to which it can represent the long-term neurobiological changes that characterize the schizophrenic brain [Marcotte et al. 2001]. However, a recent study has shown that chronic administration of lower doses of LSD in rodents can induce a behavioural syndrome that persists after the drug is stopped [Marona-Lewicka et al. 2011]. Symptoms from this chronic administration include irritability, hyper-sensitivity to noise, anhedonia, social withdrawal and locomotor changes, which can be reduced by the administration of antipsychotic drugs [Marona-Lewicka et al. 2011].
Endocannabinoid
Manipulation of the endocannabinoid system provides another possible way to model schizophrenic-like symptoms. The primary active component of cannabis, delta-9 tetrahydrocannabinol (THC) is an agonist of the cannabinoid receptor CB1. Its mechanism of action is not fully understood but binding of this molecule may act downstream of dopamine release and play a regulatory role in several neurotransmitter systems [Kuepper et al. 2010; Koethe et al. 2009]. The endocannabinoid system plays a role in attention, learning and memory and so dysregulation of this system could plausibly be another contributor to the pathogenesis of schizophrenia [Fernandez-Espejo et al. 2009; Solowij and Michie, 2007].
Acute cannabis or THC administration may induce positive and negative symptoms as well as cognitive impairments resembling those of schizophrenia in healthy individuals, and may also exacerbate the symptoms of schizophrenia in those already affected by the condition [Koethe et al. 2009; Morrison et al. 2009; Morrison and Stone, 2011; D’Souza, 2007; D’Souza et al. 2004, 2005; Stone et al. 2014a]. Cannabis administration is associated with changes in neurophysiological measures that resemble those seen in patients with schizophrenia including P50 suppression, mismatch negativity and the P300 potential [Gallinat et al. 2012]. THC has also been shown to modulate binocular depth perception, in a manner that resembles changes seen in prodromal psychosis and schizophrenia [Koethe et al. 2006]. THC-induced psychotic symptoms have been shown to be associated with disruption of coherence between frontal theta brain activity [Morrison et al. 2011], and with changes to the normal pattern of brain activity preceding conscious action [Stone et al. 2012b; Ford et al. 2002, 2007]. Disruptions of brain activity prior to the onset of willed action have also been demonstrated in patients with schizophrenia, and are suggested to underlie impairments in efference copy generation, leading to misrecognition of self-generated actions as arising from an external source [Stone et al. 2012b; Ford et al. 2002].
Rodent and primate THC models mimic some of the cognitive impairments seen in schizophrenia. For example, a dose-dependent impairment in spatial working memory has been reported in adult rhesus monkeys following THC administration and the effect is more marked when THC is administered in adolescence when the brain is more vulnerable to chemical interference [Verrico et al. 2012]. Working memory dysfunction, impaired PPI and persisting behavioural changes with underlying neurobiological changes following adolescent exposure, have been observed in rodents following THC treatment, effects that could be symptomatically controlled with antipsychotic agents given to adult rats [Realini et al. 2009; Rubino et al. 2008; Schneider and Koch, 2003].
Further support for endocannabinoid models of psychosis comes from research using cannabidiol (CBD). Although it has relatively low affinity for CB1 and CB2 receptors in displacement studies, cannabidiol appears to act as noncompetitive antagonist of both CB1 and CB2 receptors at relatively low concentrations when studied in vivo, although the mechanism by which this occurs has still not been fully elucidated [Thomas et al. 2007]. CBD has been reported to have anxiolytic and antipsychotic properties, with a recent double-blind placebo-controlled study in patients with early stage schizophrenia reporting efficacy versus psychotic symptoms of similar magnitude to existing antipsychotic agents, but with a lower incidence of side effects [Leweke et al. 2012]. This suggests that the symptoms of schizophrenia may emerge, at least in part, through activation of CB1 and/or CB2 receptors, and CBD may inhibit this effect. Interestingly, CBD has been reported to reduce the psychomotor activating effects of ketamine, with a trend to reduce ketamine-induced depersonalization [Hallak et al. 2011], suggesting that some of the downstream effects of NMDA receptor blockade may be mediated by the endocannabinoid system.
GABAergic
There is a growing body of evidence for the dysfunction of GABAergic neurons in schizophrenia and, as gamma-aminobutyric acid (GABA) signalling interacts very closely with glutamatergic and dopaminergic, models of GABAergic dysfunction may help to unify our understanding of schizophrenia [Pratt et al. 2012]. Post-mortem studies have found differences in GABA receptor subunit expression and reduced GABAergic cell types in the brains of schizophrenic patients [Pratt et al. 2012]. It is also known that the GABA system undergoes changes during adolescence and that this is a time where patients commonly begin to show symptoms of schizophrenia [Lewis et al. 1999]. Furthermore GABAergic firing regulates dopamine transmission in the prefrontal cortex and a GABA interneuron deficit in schizophrenia has been proposed to underlie some of the clinical symptoms [Lewis et al. 1999; Japha and Koch, 1999]. GABA-A antagonists disrupt PPI when injected into the rodent medial prefrontal cortex through their action on the dopaminergic system, an effect which can be reversed with D2-blocking antipsychotic drugs [Japha and Koch, 1999]. In a related theory (arising from the methylazoxymethonol acetate rodent model of schizophrenia), Lodge and Grace hypothesized that increased hippocampal glutamatergic outputs, arising secondary to reductions in hippocampal parvalbumin staining GABAergic interneurons in schizophrenia, drive increased striatal dopamine activity [Lodge and Grace, 2011; Gill et al. 2011]. Grace and collaborators subsequently showed that a novel positive allosteric modulator of the alpha-5 subunit of GABA-A receptors reduced hyperactive locomotor response and spontaneously active VTA dopamine neurons in this model [Gill et al. 2011], suggesting that normalization of hippocampal GABAergic function might be a valid approach to antipsychotic drug development.
There is some evidence that GABA-A receptor manipulation affects psychotic symptoms on humans. In a recent study, the benzodiazepine receptor antagonist iomazenil led to worsening of psychotic symptoms and perceptual alterations in patients with schizophrenia, but not controls [Ahn et al. 2011]. In healthy volunteers, the combination of iomazenil with m-cholorphenylpiperizine (m-CPP), a partial agonist of 5-HT2A/2C receptors, has also been shown to lead to perceptual disturbances and other effects suggested to resemble psychosis [D’Souza et al. 2006]. In contrast, the psychoactive component of the fly agaric mushroom, muscimol, is a potent GABA-A receptor agonist, and this, and other, GABA-A agonists have generally been found to lead to confusion in healthy volunteers, and worsening of schizophrenia in patients, possibly through preferential action at presynaptic receptors [Meldrum, 1982; Yamamoto et al. 2011].
Although there is considerable interest in the potential for novel drugs targeting GABA neurotransmission in schizophrenia [Rudolph and Knoflach, 2011], results from existing compounds in patients have not been promising [Rudolph and Knoflach, 2011; Buchanan et al. 2011]. It is hoped that novel approaches to this system may yield additional benefit [Rudolph and Knoflach, 2011].
Cholinergic
There has been considerable interest in both nicotinic and muscarinic neurotransmission in schizophrenia.
Nicotinic
It is well recognized that patients with schizophrenia have a much higher use of tobacco than other patients with mental illness, and it was hypothesized that this may be in an effort to self-medicate and reduce some of the negative and cognitive symptoms of the illness [Ripoll et al. 2004]. Patients with schizophrenia have been reported to have reduced alpha-4 and alpha-7 nicotinic receptor brain expression in post-mortem studies [Ripoll et al. 2004], and nicotine has been reported to improve PPI in NMDA receptor antagonist models of psychosis [Domino et al. 2004; Levin et al. 2005], although nicotine did not attenuate ketamine effects in humans [D’Souza et al. 2012]. A number of alpha-7 nicotinic agonists have been developed for use in patients with schizophrenia, and early trials have shown promising results on cognitive and negative symptoms [Lieberman et al. 2013; Freedman et al. 2008].
Although nicotinic antagonists are generally used as muscle relaxants and are not thought to have any effects on mental state, the centrally acting drug bupropion has some effect on inhibiting nicotinic receptors and has also been reported that it may be associated with the development of psychotic symptoms [Kumar et al. 2011]. However, given its rich pharmacology, including actions as a dopamine and noradrenaline reuptake inhibitor [Arias et al. 2009], it is questionable whether nicotinic receptor antagonism is involved in this effect. Furthermore, Varenicline, a partial agonist at alpha-4 nicotinic receptors, and a full agonist at alpha-7 nicotinic receptors [Mihalak et al. 2006], has been reported to have no significant effect in worsening psychotic symptoms in patients with schizophrenia, with only 5% of patients reporting an increase in symptoms [Cerimele and Durango, 2012]. It thus seems that nicotinic receptor antagonism does not reliably induce or worsen positive psychotic symptoms, and due to the systemic effects of full nicotinic receptor antagonists, it is unlikely nicotinic antagonists would be useful to model for cognitive impairment in schizophrenia.
Muscarinic
Blockade of acetylcholine receptors with atropine, scopolamine and other drugs have been reported to lead to delirium and hallucinations (generally visual) [Perry and Perry, 1995], as well as cognitive impairments [Minzenberg et al. 2004; Klinkenberg and Blokland, 2010], and it has been suggested that antimuscarinic drugs may induce a syndrome closely related to schizophrenia [Barak, 2009].
Unmedicated first episode patients with schizophrenia have been reported to have reduced muscarinic receptor availability [Raedler et al. 2003], and clozapine has higher occupancy of muscarinic receptors than olanzapine [Raedler, 2007]. It is possible that this binding may underlie some of clozapine’s enhanced efficacy, as has been shown to be an M1/M4 partial agonist, and another drug (xanomeline) sharing this property has been reported to show antipsychotic efficacy versus positive and negative symptoms, as well as improvements in measures of cognition in early clinical trials [Mirza et al. 2003; Shekhar et al. 2008]. Problems with cholinergic side effects from xanolemine have led to high levels of drop-out from these studies, however [Mirza et al. 2003]. Scopolamine has been used to model cognitive impairments [Klinkenberg and Blokland, 2010], and it seems reasonable that these drug-induced effects may have a similar neurochemical basis to those occurring in schizophrenia, and so could provide a target for the development of novel agents to improve cognition in affected patients [Barak and Weiner, 2011].
Kappa opioids
Salvia divinorum is a kappa opioid agonist, which is becoming more commonly used as a recreational drug, and which leads to potent symptoms of dissociation and complex and vivid hallucinations (visual, tactile and auditory) [Johnson et al. 2011; Lange et al. 2010; Ranganathan et al. 2012]. However, the effects of salvia divinorum may not be particularly representative of schizophrenic psychosis, since participants describe entering other realms and meeting entities or beings [MacLean et al. 2013] and this is rarely reported in schizophrenia. Although long-term effects have not generally been reported, there is one case report of an individual developing schizophreniform psychosis following exposure to salvia divinorum [Przekop and Lee, 2009].
There has been some suggestion that kappa opioid receptors may be abnormally distributed in the hippocampus in patients with schizophrenia, and that cerebrospinal fluid (CSF) level of dynorphins, the endogenous peptide ligands for kappa opioid receptors, may correlate with symptomatology and response to antipsychotic treatment [Tejeda et al. 2012]. However, research studies into the kappa opioid system in schizophrenia have been relatively small in scale, and further work is required [Tejeda et al. 2012].
Convergence of models via prefrontal glutamate
Several of these proposed models, in particular, acute NMDA receptor blockade, 5HT2A agonism, THC administration and amphetamine administration, have all been reported to increase synaptic glutamate levels in prefrontal cortex (either measured directly by microdialysis, or estimated using 1H-MRS) [Moghaddam et al. 1997; Rowland et al. 2005; Stone et al. 2012a; Scruggs et al. 2003; Muschamp et al. 2004; Pistis et al. 2002; Del Arco et al. 1998]. Although it has not been established whether the increased glutamate levels are associated with the psychosis-like effects of these drugs, it is interesting to note that glutamine, a marker of increased prefrontal glutamate release, has been reported in patients in the early phase of psychosis [Marsman et al. 2013] and, furthermore, that prefrontal glutamate levels appear to be associated with failure to achieve remission following dopaminergic antipsychotic drug treatment [Egerton et al. 2012; Demjaha et al. 2014; Szulc et al. 2013].
It should be noted that studies using 1H-MRS are still somewhat conflicting in terms of the metabolites affected in the medial prefrontal cortex – studies investigating response to antipsychotic drugs have generally reported associations with glutamate levels, which may represent a total pool of glutamate (both metabolic and neurotransmitter), whereas early psychosis has been associated with increased glutamine levels in the same brain region. Furthermore, in one study in healthy volunteers ketamine was reported to increase medial prefrontal glutamine levels acutely [Rowland et al. 2005], whereas in a second study, ketamine increased glutamate levels subacutely [Stone et al. 2012a]. It is possible that estimated glutamine levels (generated following the release of glutamate as a neurotransmitter) may reflect a higher active turnover of glutamate through neurotransmission, with increased estimated glutamate concentration occurring as a downstream consequence (possibly due to more glutamate being generated secondary to the increased turnover). The only way to study this directly in humans at present is with 13C MRS, which, although a powerful approach, is costly and limited in resolution [Rothman et al. 2011; Ramadan et al. 2013].
Conclusion
Dopaminergic psychostimulants provide a good model of the paranoid psychosis of schizophrenia but do not accurately mimic the cognitive or negative symptom domains [Pratt et al. 2012]. Use of dopaminergic models to predict the efficacy of novel therapeutics is likely to select only the medications that primarily act on dopamine transmission. In contrast, NMDA receptor antagonists and THC both generate a more complete model of schizophrenia, including aspects of the positive, negative and frontal cognitive symptoms [Krystal et al. 1994; Morrison et al. 2009; Morrison and Stone, 2011; D’Souza et al. 2004]. Chronic administration of THC and NMDA receptor antagonists in animal models also induce neurobiological changes similar to those seen in schizophrenia and their action on several overlapping neurotransmitter systems means that these drugs could give more insight into the complex clinical condition.
While much research has been done into the role of dopamine, glutamate and cannabis in schizophrenia, other models may also have value with further investigation. Serotonergic hallucinogens model some aspects of prodromal and first episode psychosis in humans and chronic low doses in animal models seem to be able to mimic more symptom domains [Marona-Lewicka et al. 2011]. Furthermore, although drugs affecting GABAergic and cholinergic receptors are less likely to directly induce psychosis-like effects in healthy volunteers, there is a substantial amount of evidence for these neurotransmitter systems being altered in patients with schizophrenia. Drugs targeting GABA and acetylcholine receptors may still prove to be a promising avenue for novel treatments in schizophrenia [Rudolph and Knoflach, 2011; Foster et al. 2012].
The development of translational animal models based on findings from human studies is important for the rapid testing of novel antipsychotic agents. Objective measurements for different symptoms have already begun to show promise in being able to predict the therapeutic efficacy of new antipsychotics and could give key insight into the effects of abnormalities in specific brain circuitry in schizophrenia [Curran et al. 2009].
While pharmacological models may never be able to accurately mimic all aspects of such a complex condition as schizophrenia, they may still be able to provide valuable insight into the neurobiological mechanisms underlying specific symptom domains [Curran et al. 2009]. Targeting individual neurotransmitter systems has highlighted the extent to which these systems interact and understanding these links will be an important step towards building a single coherent hypothesis for the pathogenesis of schizophrenia [Japha and Koch, 1999]. It is hoped that new developments in this field will generate new understanding of the biological underpinnings of schizophrenia and so facilitate the development of improved therapeutics [Abbott, 2010; Curran et al. 2009].
Footnotes
Funding: This work was supported by the NIHR Biomedical Research Centre for Mental Health at the South London and Maudsley NHS Foundation Trust and Institute of Psychiatry, King’s College London.
Conflict of interest statement: The authors have no conflicts of interest to declare.
Contributor Information
Hannah Steeds, Imperial College London, Division of Brain Sciences, Du Cane Road, London W12 0NN, UK.
Robin L. Carhart-Harris, Imperial College London, Division of Brain Sciences, Du Cane Road, London W12 0NN, UK
James M. Stone, King’s College London, Institute of Psychiatry Psychology and Neuroscience, De Crespigny Park, London SE5 8AF, UK, Imperial College London, Division of Brain Sciences, Du Cane Road, London W12 0NN, UK
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