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. Author manuscript; available in PMC: 2015 Apr 8.
Published in final edited form as: Neurobiol Learn Mem. 2011 Sep 6;96(4):529–543. doi: 10.1016/j.nlm.2011.08.003

The Aβ oligomer hypothesis for synapse failure and memory loss in Alzheimer's diseas

Sergio T Ferreira 1, William L Klein 2
PMCID: PMC4390395  NIHMSID: NIHMS327850  PMID: 21914486

Abstract

Alzheimer's disease is the 3rd most costly disease and is estimated to be the 6th leading cause of death. Alzheimer's disease (AD) is fatal and affected individuals can sometimes linger many years. Current treatments are palliative and transient, not disease modifying. This article reviews progress in the search to identify the primary AD-causing toxins. We summarize the shift from an initial focus on amyloid plaques to the contemporary concept that AD memory failure is caused by small soluble oligomers of the Aβ peptide, toxins that target and disrupt particular synapses. Evidence is presented that links Aβ oligomers to pathogenesis in animal models and humans, with reference to seminal discoveries from cell biology and new ideas concerning pathogenic mechanisms. These findings have established the oligomer hypothesis as a new molecular basis for the cause, diagnosis, and treatment of AD.

Keywords: Alzheimer's disease, oligomer, neurodegeneration


At an annual cost estimated to exceed $180 billion in the US alone, Alzheimer’s is the 3rd most costly disease, afflicting 1 person in 8 over 65, and almost 1 in 2 over 85 (Alzheimer's Association, 2010; Hebert et al., 2003). It is the leading cause of dementia in the elderly. Progressively incapacitating, Alzheimer’s disease (AD) can linger many years. The average is 8, but it can be as long as 20 (Alzheimer's Association, 2011). Ultimately, AD is fatal and is estimated to be the 6th leading cause of death.

Current treatments are palliative and transient, not disease modifying. This is not surprising, as the disease is complex with multiple clinical manifestations. Although AD is classically defined as dementia with plaques and tangles, its inherent complexity and variability have led some to suggest that AD might be a spectrum of diseases, not just one. Its complexity increases even further with the occurrence of age-related co-morbidities. The broad clinical phenotype and underlying neuropathology of AD are summarized in Table 1.

TABLE 1.

Complex clinical and pathological characteristics of Alzheimer's Disease

Clinical Neuropathology
Mild Cognitive Impairment
  • Impairment of executive functions

  • Deterioration of short-term and episodic memory

  • Amyloid β oligomerization and accumulation

  • Upregulation of cell cycle proteins

  • Upregulation of adhesion factors

  • Neuroinflammation; Astrogliosis

  • Tau hyperphosphorylation and tangle formation

  • Synapse atrophy

  • Granulovacuolar degeneration

  • Amyloid plaques

  • Prominent cholinergic nerve cell damage; other neurons affected

  • CNS insulin dysfunction and trophic factor loss

  • Oxidative damage

  • Early hippocampal atrophy

  • Widespread neuronal damage

  • Significant loss of brain volume

  • Enlargement of brain ventricles

Early AD
  • Disorientation

  • Agnosia

  • Apraxia

  • Decreased vocabulary and fluency

  • Decreased or poor judgment

  • Apathy/depression

Moderate AD
  • Changes in behavior & mood, including:

    • Wandering

    • Irritability

    • Outbursts of aggressiveness

    • Resistance to caregiving

    • Delusions

  • Inability to perform daily activities without assistance

Severe AD
  • Impaired long term memory, including recognition of loved ones

  • Bed-bound, requires 24/7 care

  • Loss of self

This article reviews progress in the search for primary AD-causing toxins. Despite the complexity of AD, the symptom that first brings patients to a physician is a troubling inability to form new memories, and early AD is largely regarded as a disease of memory formation. If we could regard AD as having a single disease-initiating cytotoxin (albeit one likely elicited by multiple factors), its action minimally must provide a basis for memory dysfunction. If the toxin were to serve as an optimal target for therapeutics, its actions should also account for the major facets of AD neuropathology. We summarize here why attention has shifted away from amyloid plaques as the toxic agents of AD to the contemporary concept that memory failure is caused by small soluble oligomers of the Aβ peptide, toxins that target and disrupt particular synapses. Evidence is presented that links Aβ oligomers to pathogenesis in animal models and humans, with reference to seminal discoveries from cell biology and new ideas concerning pathogenic mechanisms. This evidence has established the oligomer hypothesis as an appealing molecular basis for the cause, diagnosis, and treatment of AD.

The original amyloid cascade hypothesis

Neurodegeneration in AD can be linked to multiple cellular abnormalities. At one time or another, a number of these have been considered upstream events that initiate neurological damage (e.g., anomalies in tau and the cytoskeleton; mitochondrial dysfunction and oxidative damage; inflammation and gliosis (Butterfield et al., 2001; Finch et al., 2001; Mandelkow and Mandelkow, 1998)). However, at least until recently, the dominant theory for AD has attributed disease onset to the toxicity of amyloid plaques. The amyloid plaque hypothesis, or “amyloid cascade,” emerged in the late 1980s (Allsop et al., 1988; Selkoe, 1989) and was formalized in 1992 in a review by Hardy and Higgins (Hardy and Higgins, 1992). The hypothesis attributed dementia to nerve cell death caused by the toxicity of large insoluble amyloid fibrils. The straightforward therapeutic consequences were appealing: clear away fibrils, block nerve cell death, eliminate dementia.

The hypothesis was in harmony with precedents from a wide range of degenerative diseases involving various amyloids. Amyloid is a generic term that refers to fibrillar protein assemblies that bind dyes such as Congo Red or Thioflavin T and show birefringence under polarized light. While the “amyloid” in Alzheimer’s-affected brain comprises fibrils of a peptide called amyloid beta (Aβ), a number of proteins and peptides other than Aβ also produce amyloids associated with more than two dozen different disease states. These include Parkinson’s disease, Creutzfeld-Jacob and related prionoses, and type 2 diabetes (Ferreira et al., 2007). A link between amyloid deposits and AD pathogenesis is thus intuitively appealing.

Support for the original amyloid cascade hypothesis was substantial. Opening the door were two seminal discoveries – first, that amyloid fibrils in AD are polymers made from a ∼4.5 kDa peptide (amyloid beta; Aβ; (Glenner and Wong, 1984)) , and second, that Aβ comes from a precursor membrane protein of ∼ 110 kDa (amyloid precursor protein; APP; (Koo et al., 1990)). These molecular-level discoveries were followed by a third major breakthrough -- the discovery that a simple mutation in APP can cause familial AD (FAD;(Goate et al., 1991)). Observations from human genetics earlier determined that some cases of familial AD show linkage to chromosome 21 (Tanzi et al., 1988), which was found to be the locus for the APP gene. An additional indication that APP might play a critical role in AD were the findings that it is overexpressed in Down syndrome (Podlisny et al., 1987), which is caused by an extra chromosome 21, and that individuals with Down syndrome invariably develop AD (Giaccone et al., 1989; Lemere et al., 1996).

Although APP is not overexpressed in AD (Podlisny et al., 1987), its metabolism is altered significantly by mutations that cause FAD. Physiologically, APP is broken down by alternative proteolytic pathways, some of which generate the Aβ peptide (Cole and Vassar, 2008; Gralle and Ferreira, 2007). Despite being the subunit of amyloid fibrils, Aβ is in fact a normal metabolite. However, its production is increased by mutations either in APP or in the γ-secretase protease complex that helps generate Aβ from APP (Bertram et al., 2010; Citron et al., 1997; De Strooper et al., 2010; Goate et al., 1991; Scheuner et al., 1996; Selkoe, 2000; Sherrington et al., 1995). The increase in Aβ characteristically is for a sequence with 42 amino acids. There also is a more abundant species comprising 40 amino acids, which is less hydrophobic, not as prone to self-association, and whose concentration correlates less well with AD. Although the FAD pool represents only a small fraction of all AD patients, less than 10%, Aβ also is elevated in sporadic, late-onset disease. What promotes Aβ accumulation in sporadic AD remains largely a mystery (as discussed below).

Besides the evidence from molecular pathology and human genetics, discoveries from cell biology provided further support for the amyloid cascade by linking assemblies of Aβ to neurotoxicity (Kowall et al., 1991; Lorenzo and Yankner, 1994; Pike et al., 1991a; Pike et al., 1991b). Monomeric Aβ is innocuous to cultured neurons, but it becomes neurotoxic upon self-association. This gain of function initially was found to be accompanied by a robust accumulation of Aβ fibrils (Lorenzo and Yankner, 1994). Nonetheless, despite strong evidence indicating that deposition of toxic amyloid fibrils causes AD, some neuropathologists rejected the hypothesis, emphasizing that a poor correlation exists between plaque load and cognitive function (Terry et al., 1994).

In fact, while toxicity does depend on Aβ self-association, fibrils are not the only toxin formed by Aβ, and probably not the most significant ones. As discussed below, it now appears the most pathogenically relevant Aβ-derived toxins are small soluble oligomers, not readily detected. Moreover, the disease-initiating pathology does not appear to be nerve cell death but rather an oligomer-induced disruption of the mechanisms of synaptic plasticity.

Amyloid and nerve cell death are not the primary disease-causing pathologies

As early as 1975, Scheibel and colleagues introduced an interesting concept presaging the modern view of dementia mechanisms (Scheibel et al., 1975). Investigating neuronal morphology in the aging human brain, Scheibel found that neurons in demented individuals showed drastic deterioration in their dendritic arbors. Scheibel proposed that senility is a function of damaged neuropil, arguing it to be at least equal in importance to nerve cell death. A classic study by Terry, Masliah and colleagues subsequently confirmed that synapse loss is the best pathological correlate of Alzheimer’s dementia (Terry et al., 1991).

Synapse deterioration manifests in transgenic mouse AD models as well as in human AD brain. Significantly, in comparing several mouse lines carrying APP transgenes, Mucke and colleague found that synapse loss does not require the presence of amyloid deposits (Mucke et al., 2000). This disconnect between amyloid and disease state extends to behavior. In two startling observations, Dodart, Paul and colleagues found that memory loss was reversed in APP tg-mice injected with antibodies against Aβ and that this reversal, moreover, did not require removal of amyloid plaques (Dodart et al., 2002). Similar findings with a different memory task, antibody, and animal model were obtained by Ashe’s group (Kotilinek et al., 2002). Thus, while Aβ is essential for memory loss, the fibrillar Aβ in amyloid deposits is not the agent. Amyloid in fact is a poor correlate of disease state in AD models as in humans (Terry et al., 1991),

An earlier clue strongly indicating a disconnect between amyloid and Aβ-dependent pathogenesis was reported by Oda, Finch and colleagues (Oda et al., 1994; Oda et al., 1995). In toxicology experiments with the PC12 pheochromocytoma cell line, they looked at the effect of exposing Aβ to clusterin (apoJ), a protein that is elevated in AD and that occurs in amyloid deposits. Surprisingly, rather than promoting amyloidogenesis, clusterin was found to prevent it. Even more surprisingly, clusterin-Aβ solutions appeared to be more cytotoxic than amyloid-containing controls.

Memory loss is a disruption of synaptic plasticity: the oligomer hypothesis

Investigation into the action of clusterin by Lambert, Klein and colleagues established that, concomitant with inhibition of amyloid formation, clusterin promotes accumulation of soluble Aβ oligomers (Lambert et al., 1998). Small oligomers were evident by gel electrophoresis in the presence of SDS, with larger SDS-unstable species also present in aqueous buffer. Imaging the oligomers by atomic force microscopy showed globular proteins a few nanometers in diameter, about the dimensions of average-sized globular proteins. Oligomers were not in complexes with clusterin, and they also formed in the absence of clusterin when solutions contained very low levels of Aβ. The oligomers were relatively long-lived, not converting into amyloid over periods of several days.

Most importantly, these amyloid-free Aβ oligomers were potent CNS neurotoxins. In a discovery providing the first molecular-level insight into AD memory loss, oligomers were found to inhibit functional synaptic plasticity (Lambert et al., 1998). Long-term potentiation (LTP) was inhibited within minutes. This rapid loss of LTP, measured in rat brain slices and in situ in mice, occurred without impact on baseline excitability, indicating impairment of signaling rather than degeneration. With chronic exposure, neurons ultimately were killed. Death was selective for subpopulations of vulnerable neurons and was prevented by knockout of Fyn, a protein tyrosine kinase linked to NMDA receptor signaling. Consistent with dependence on signal transduction, toxicity required maturation of the hippocampus and association of oligomers with protease-sensitive cell surface toxin receptors.

These findings led to a new hypothesis for the role of Aβ in Alzheimer’s disease, the “oligomer hypothesis.” Memory loss, beginning early in the disease, was attributed to oligomer-induced disruption of synaptic plasticity, with later stages of dementia attributed to oligomer-induced cellular degeneration and death. Based on a central role for impaired signaling, the oligomer hypothesis predicted that early memory loss should be reversible. This prediction was confirmed in the transgenic mouse experiments mentioned above (Dodart et al., 2002; Kotilinek et al., 2002). The impact of oligomers is in harmony with recent findings that clusterin, which prevents amyloid formation and promotes oligomer formation, is an AD risk factor (Harold et al., 2009; Lambert et al., 2009; Thambisetty et al., 2010).The conclusion that Aβ oligomers can be neurologically significant toxins, possibly the most important ones for AD, is now supported by more than a decade of further investigation, with over 1,000 papers addressing the oligomer hypothesis.

Clinical relevance: build up of toxic oligomers in AD and AD animal models

The oligomer hypothesis evolved from experiments with synthetic preparations applied to experimental models. Its clinical relevance has been established by evidence that equivalent oligomers accumulate in AD-affected human brain and animal AD models.

Although oligomers assemble from soluble Aβ monomers, which are abundant in normal brain tissue, their detection proved feasible through development of sensitive, conformation-dependent antibodies. These antibodies target oligomers without binding Aβ monomers (Kayed et al., 2003; Lambert et al., 2007; Lambert et al., 2001). Dot immunoblots of soluble extracts from human brain show major increases in oligomers in AD-affected tissue (Gong et al., 2003; Kayed et al., 2003; Lambert et al., 2001). Immunohistochemistry confirms that oligomers associate with neurons, accumulating very early in disease progression (Lacor et al., 2004), in loci distinct from amyloid deposits (Kayed et al., 2003). Recent studies have shown that oligomers also manifest in the Aβ-related muscle disease inclusion body myositis (Nogalska et al., 2010). Furthermore, oligomers accumulate with age in diseased brain of essentially all tg AD models examined so far, including mouse, rat, and C. elegans (Chang et al., 2003; Kotilinek et al., 2002; Leon et al., 2010; Wu et al., 2006) for reviews of tg models used in AD research, including their limitations, see (Wisniewski and Sigurdsson, 2010) and (Ashe and Zahs, 2010)).

Synthetic and brain-derived oligomers appear structurally equivalent, consistent with the ability of conformation sensitive antibodies generated against oligomers formed in vitro to bind oligomers formed in situ. Analyzed by two-dimensional gel electrophoresis, synthetic and brain-derived oligomer show biochemical identity (Gong et al., 2003). Although synthetic oligomers have a tendency to clump into large aggregates, this is fostered by high peptide concentrations required by relatively insensitive analytical assays (Hepler et al., 2006). The toxicology of synthetic and brain-derived oligomers also appears parallel, and effects of brain-derived oligomers are prevented by conformation-sensitive antibodies (De Felice et al., 2008). The ability of synthetic oligomers to mimic the structure and activity of brain-derived species validates their use for experimentation.

One caveat is that oligomers of different apparent sizes have been reported. At present it is uncertain whether one class is more germane to pathogenesis than another. Some groups suggest dimers through tetramers are most critical (Jin et al., 2011; Klyubin et al., 2008; Shankar et al., 2007; Shankar et al., 2008; Townsend et al., 2006; Walsh et al., 2005), while others suggest higher order oligomers are most relevant, including12mers (Gong et al., 2003; Lesne et al., 2006) and 24 mers (Peng et al., 2009). Part of the uncertainty derives from inadequate means to measure size, which is typically determined by SDS-PAGE and Western blots. These assays measure oligomers that are SDS-resistant. The spectrum of SDS-resistant species is not equivalent to the spectrum of oligomers that are stable only in aqueous buffers (Chromy et al., 2003; Lambert et al., 1998). Other factors that affect detection of particular species in gels include choice of antibody, whether samples are heat denatured, and the presence or absence of detergent during protein transfer. Innovative crosslinking approaches (Bernstein et al., 2009; Bitan et al., 2003) have elucidated the stages of in vitro oligomerization, lending support to a prominent 12mer product. Formation of SDS-stable12mers is promoted in vitro by factors likely to be disease-relevant, such as prostaglandins (Boutaud et al., 2006), metal ions (Bush and Tanzi, 2008), and insulin receptor dysfunction (Zhao et al., 2009). The discovery that memory failure in tg mice coincides with the appearance of SDS-stable 12mers is compelling in situ evidence that this species is pathogenic (Lesne et al., 2006). However, extensive evidence also has been marshaled in support of smaller species (Klyubin et al., 2008; Shankar et al., 2008). While the issue of size awaits resolution, it is not unreasonable that oligomers of different sizes could be neurologically relevant, consistent with the generation of multiple pathologies, as considered below. If so, targeting different species may be an important factor in developing treatment strategies.

Typical of novel phenomena, a confusing nomenclature has developed to describe toxic oligomers, e.g., globulomer, Abeta*56, Abeta-o, amylospheroid, protofibril, etc. The term first applied was ADDLs, for Abeta-Derived Diffusible Ligands with dementing action. It was introduced to distinguish toxic oligomers, which are non-fibrillar, from the well-known fibrillar amyloid. By definition, ADDLs and toxic oligomers refer to the same set of pathogenic molecules. Which term is most suitable remains to be settled.

It should be noted that oligomers actually had been found in AD brain extracts several years before the discovery of their toxicity (Frackowiak et al., 1994). At first, however, they were considered irrelevant to pathogenesis, regarded only as indicators of ongoing formation of amyloid, which was considered the actual pathogenic culprit. And in fact, not all oligomers are toxic, even those oligomers of a given size. Subtle conformation changes affect toxicity and immunoreactivity (Chromy et al., 2003; Pitt et al., 2009). However, those oligomers that are toxic appear germane to the disease process, likely at its earliest stages.

It is now known that a large variety of amyloidogenic peptides and proteins that are disease-associated make soluble cytotoxic oligomers. Prominent examples include prion protein in Creutzfeld-Jacob diseases (Martins et al., 2006), islet amyloid polypeptide in diabetes, and α-synuclein in Parkinson’s (Ferreira et al., 2007; Klein, 2006). Cytotoxicity of oligomers thus has emerged as a new basis for understanding pathogenic mechanisms in an array of degenerative diseases. Aβ oligomers simply were the first to be discovered in this new structural class of toxin.

Why do toxic oligomers accumulate?

In FAD, metabolic effects of mutations promote increased levels of total Aβ, or increased Aβ42 to Aβ40 ratio (Borchelt et al., 1996; Citron et al., 1992), conditions that favor oligomerization. Relative levels of Aβ42 to Aβ40 appear to influence the mechanism of oligomerization, with higher levels of Aβ40 in normal individuals likely impeding formation of stable toxic oligomers (Giuffrida et al., 2009).

It is not known why toxic oligomers accumulate in sporadic AD. Most likely, accumulation is a consequence of various factors. Those affecting Aβ clearance may be especially germane, as the Aβ monomer is a metabolite with rapid turnover, determined by extracellular microdialysis in animal models and human subjects (Cirrito et al., 2005; Kang et al., 2007; Kang et al., 2009); Recent findings by Bateman and colleagues show that clearance of Aβ in AD patients is reduced by 30% (Mawuenyega et al., 2010). The mechanisms underlying reduced clearance are not known, but expression of the ApoE4 allele, a major risk factor for sporadic AD (Corder et al., 1993; Schmechel et al., 1993; Strittmatter et al., 1993), may be involved. Individuals homozygous for ApoE4 show an 8-fold elevated risk for AD compared to those with the more common ApoE3 allele. Biochemically, ApoE3 helps clear extracellular Aβ, whereas ApoE4 does not (Yang et al., 1999), but whether this underlies elevated risk has not been determined. Comorbidity factors also are important. For example, individuals with type2 diabetes have an elevated AD risk (Luchsinger, 2008). At the cellular level, deficient insulin signaling results in impaired removal of Aβ (Plum et al., 2005) and Aβ oligomers from the extracellular milieu (Zhao et al., 2009). Somewhat surprisingly, acutely elevated oligomer levels have been noted after exposure to general anesthetics (Eckenhoff et al., 2004). Traumatic brain injury also is associated with acutely elevated levels in CSF, with a positive correlation between oligomer levels and severity of sequelae (David Brody, MP Lambert, and WL Klein, unpublished). This is in harmony with rapid plaque formation seen in about 30% of brain injury patients (Johnson et al., 2009). Association with injury is consistent with APP, a trauma-induced protein that is upregulated in the optic nerve in shaken baby syndrome (Gleckman et al., 2000), being the link between mechanical trauma and AD. Suggestions also have been made that AD could be transmissible, like a prion disease (Soto et al., 2006), and it is possible that regulation of APP translation may be stimulated by oligomers themselves, producing a pathogenic spiral (discussed below).

Neurological consequences: Oligomers impair synapse plasticity and learning

The conclusion that oligomers are neurologically active is firmly established for synthetic and metabolically derived oligomers (i.e., obtained from AD brain extracts or from cells transfected with human APP). In hippocampal slices, synthetic oligomers cause rapid LTP inhibition (Barghorn et al., 2005; Fa et al., 2010; Jurgensen et al., 2011; Lambert et al., 1998; Nimmrich et al., 2008; Rammes et al., 2011; Wang et al., 2002). Inhibition also has been observed in a number of experiments using uncharacterized Aβ preparations (Cullen et al., 1997; Freir et al., 2001). In the latter cases, the presence of oligomers can be inferred, as Aβ42 rapidly oligomerizes at 10 nM and presumably lower concentrations (Chang et al., 2003). Remarkably, at sub-nanomolar doses, the effect on LTP is reversed, and Aβ markedly enhances LTP. Discovered by Arancio and colleagues in a detailed analysis (Puzzo et al., 2008), enhancement occurs over a narrow range of concentrations and is associated with presynaptic activation of alpha7 nicotinic receptors. A role for nicotinic receptors in mediating presynaptic Aβ responses had been suggested earlier by experiments with synaptosomes (Dougherty et al., 2003). Functional effects observed at extremely low doses suggest a physiological role for synaptic Aβ. This possibility is consistent with the axonal trafficking of APP to the presynaptic terminal (Koo et al., 1990). Additional electrophysiological effects of soluble Aβ in various states of assembly have now been reported (Varghese et al., 2010). APP also is translated within dendritic terminals (Westmark and Malter, 2007), where the impact of toxic oligomers appears focused ((Lacor et al., 2004; Lacor et al., 2007); discussed below).

Disruption of functional plasticity includes LTD, which is promoted, not inhibited (Shankar et al., 2008; Wang et al., 2002). The overall impact of oligomers thus is depressed synaptic output. Because synaptic depression is linked in development to synapse pruning, it was predicted that oligomers would initiate synapse loss (Wang et al., 2002). This prediction has indeed been confirmed (Lacor et al., 2007), as have the related predictions that oligomers cause dysfunctional trafficking of ionotropic glutamate receptors and metabotropic glutamate receptors (Gong et al., 2003; Lacor et al., 2004).

Plasticity failure has amply been substantiated in situ. Compelling evidence was first provided in cerebral microinjection experiments by Walsh, Rowan, Selkoe and colleagues, who used oligomers from the conditioned medium of APP-transfected cell cultures (Walsh et al., 2002). Their soluble preparations were fibril free, and Aβ monomers were eliminated by insulin degrading enzyme, which proteolyzes monomers but not oligomers. Those oligomers were found to be particularly potent, possibly as a result of oligomerization occurring at low concentrations in culture media. High concentrations of Aβ foster assembly of seeds that catalyze formation of amyloid fibrils, and fibrils have minimal impact on plasticity. Protofibrils derived from Aβ dimers, however, have been shown to cause plasticity dysfunction (O'Nuallain et al., 2010). Small oligomers obtained from AD-affected human brain also are active in plasticity assays (Barry et al., 2011; Klyubin et al., 2008; Li et al., 2011).

Tg-mouse AD models manifest a spontaneous age-onset impairment of LTP (Gong et al., 2004) that presumably is linked to impaired performance in memory tests (Arendash et al., 2001). Functional recovery provided by oligomer-directed antibodies indicates the deficits are induced by toxic oligomers. In an important developmental analysis, Lesne, Ashe and colleagues showed memory failure coincides with extracellular accumulation of SDS-stable12mers (Lesne et al., 2006). The size of these oligomers is identical to prominent species observed in AD-affected human brain (Gong et al., 2003). Involvement of the 12mer was validated by direct tests in which immuno-isolated 12mers injected into brains of wild-type rats caused impairment of spatial memory. Another paradigm, an operant task called the alternating level cyclic ratio (ALCR) test, has been used to confirm oligomer-induced impairment of memory function, although results point to oligomeric species comprising trimers and dimers rather than 12mers (Cleary et al., 2005). Recently, spontaneous impairment of memory has been observed in Aβ transgenic Drosophila, opening powerful new opportunities for genetic studies of toxic mechanisms (Chiang et al., 2010; Iijima et al., 2008).

The oligomer hypothesis of AD memory failure, initially proposed based on the finding that synthetic oligomers inhibit LTP in hippocampal slices, is now supported by strong in situ evidence. Synapse plasticity and memory formation are impaired by intracerebral injections of oligomers, whether made in vitro or in vivo, and transgenic models that are cognitively impaired show significant benefits from immuno-depletion of endogenous oligomers. Oligomers thus arguably can account for the primary aspect of dementia in early AD. As presented next, oligomers can also be linked to the major facets of AD neuropathology.

Synapse-specific and other pathological cellular consequences of ADDL binding to neurons

Once bound to synapses, Aβ oligomers instigate a variety of pathological processes, some of which affect synapses specifically (e.g., inhibition of LTP and interference with mechanisms of plasticity) and some of which appear to cause more general neuronal dysfunction (e.g., tau hyperphosphorylation, impairment of fast axonal transport of organelles). Many of these pathologies appear directly correlated to changes in brain function in AD. A comprehensive review of all cellular functions and pathways affected by Aβ oligomers would be beyond the scope of the present review. Such a task would be further complicated by the fact that published studies have made use of different oligomer preparations (which differ substantially in terms of the composition of oligomer species), in the concentrations and incubations times employed, and in other experimental conditions that conceivably may affect the outcome of the studies, such as brain region and maturation stage of neuronal cultures in vitro.

Some of the most notable effects of Aβ oligomers in terms of their connection to AD-specific neuropathologies are highlighted in Tables 2 and 3. Synapse-specific effects of Aβ oligomers (Table 2) include alterations in neurotransmitter (glutamate/D-serine) levels, down-regulation (due to abnormal trafficking or degradation) of plasticity-related receptors at the plasma membrane, altered plasticity (inhibition of long term potentiation and/or facilitation of long term depression), cytoskeletal abnormalities and synapse loss. More generalized neuronal impacts of Aβ oligomers (Table 3) include Ca2+ dyshomeostasis, oxidative stress and mitochondrial damage, proteasome inhibition, tau accumulation and hyperphosphorylation, impairment of fast axonal transport, ER stress, inhibition of the proteasome, cell cycle re-entry and, ultimately, cell death.

TABLE 2.

Synaptic impact of ADDLs

Synaptic defects Refs
Alterations in neurotransmitter release/uptake
Changes in receptor levels or localization Internalization of NMDARs
Internalization of AMPARs
Internalization/degr adation of EphB receptors
Internalization of insulin receptors
Impairment of plasticity Inhibition of LTP
Facilitation /potentiation of LTD
Cytoskeletal abnormalities
Synapse deterioration /elimination

TABLE 3.

Broader cellular impact of ADDLs

Broader cellular defects Refs
Dysregulation of Ca2+ Homeostasis
Oxidative stress, mitochondrial damage, energy depletion
Tau accumulation and hyperphosphorylation
Inhibition of axonal transport of vesicles and mitochondria
ER stress
Proteasome inhibition
Cell cycle re-entry
Impact (recruitment/activation) on astrocytes and microglia
Neuronal death

In conclusion, besides directly affecting memory-related processes, the various impacts of Aβ oligomers on neurons have the potential to account for major facets of AD neuropathology (e.g., tau hyperphosphorylation, oxidative stress, synapse loss), supporting the concept that Aβ oligomers provide a unifying mechanism for initiation of AD pathogenesis.

Neuronal insulin resistance induced by Aβ oligomers: AD as a novel form of brain-specific diabetes

In a recent and surprising twist in the Alzheimer field, clinical studies have revealed that type 2 diabetes patients are at higher risk of developing AD (for reviews, see (Carlsson, 2010; Kopf and Frolich, 2009; Riederer et al., 2011)). For several years, however, the basis for this link between diabetes and AD remained elusive. Recent evidence suggests that insulin resistance, a hallmark of diabetes, develops in Alzheimer’s brains (, 2000; Craft et al., 1999; de la Monte, 2009; Moroz et al., 2008; Pedersen and Flynn, 2004; Razay and Wilcock, 1994; Watson and Craft, 2003). This led to the intriguing notion that a form of brain-specific diabetes, also referred to as type 3 diabetes, develops in AD (de la Monte and Wands, 2005; Steen et al., 2005). Supporting this idea, AD-like changes have been observed in experimental models of insulin resistance, including animals fed a high fat diet or receiving intracerebral or IP injections of streptozotocin (Cao et al., 2007; Labak et al., 2010; Lester-Coll et al., 2006; Ma et al., 2009; Pratchayasakul et al., 2011; Tong et al., 2009; Zhang et al., 2009). Further support was provided by studies in AD transgenic mice, in which hyperinsulinemia develops in parallel to accumulation of Aβ deposits and cognitive impairment (Pedersen and Flynn, 2004). Experimentally-induced diabetes moreover causes accelerated cognitive failure in AD mouse models (Cao et al., 2007; Ho et al., 2004; Plaschke et al., 2010; Wang et al., 2010).

Brain insulin signaling declines with age (Frolich et al., 1998; , 1999; Hoyer, 1998; Rivera et al., 2005), the primary risk factor for AD. As noted, an elevated risk for AD also exists in type 2 diabetes patients, who manifest deficient CNS insulin signaling (Matsuzaki et al., 2010; Ott et al., 1999; Toro et al., 2009; Watson and Craft, 2003), likely as a consequence of decreased insulin uptake into the brain following sustained peripheral hyperinsulinemia (Gerozissis et al., 1993; Kaiyala et al., 2000; Schwartz et al., 1990). Significantly, levels of brain insulin and insulin receptors (IRs) are lower in AD (Frolich et al., 1998; Rivera et al., 2005). As a result, brain insulin signaling, which plays important roles in learning and memory (see below), is thought to be impaired in AD.

The molecular mechanisms by which neurons become insulin-resistant in AD are becoming apparent from recent studies using hippocampal cell cultures. Aβ oligomers induce a striking redistribution of IRs, causing their internalization from dendritic membranes and accumulation in the cell body. This renders neurons insulin resistant (De Felice et al., 2009; De Felice et al., 2008; Zhao et al., 2008). Internalization occurs by a mechanism mediated by casein kinase 2 (CK2) and Ca2+/calmodulin-dependent kinase 2 (CaMK II), which also are involved in ADDL-induced internalization of NMDA receptors (De Felice et al., 2009). Removal of IRs from the surface of neurons was subsequently verified in AD brains (Moloney et al., 2010), establishing the pathophysiological significance of the initial cell-based findings.

Recent results show that Aβ oligomers further impact insulin signaling by inducing serine phosphorylation of the insulin receptor substrate (IRS-1) (Bomfim, De Felice and collaborators, submitted). Physiologically, IRS-1 is phosphorylated at tyrosine residues by the tyrosine kinase activity of the IR, which activates downstream signaling in the insulin pathway (Araki et al., 1994; White, 2003). Serine phosphorylation precludes tyrosine phosphorylation of IRS-1, blocking downstream insulin signaling. Insulin signaling in ADDL-attacked neurons thus is effectively blocked by the combined effect of internalization of IRs and aberrant serine phosphorylation of IRS-1.

Although the brain once was considered insulin-insensitive, it is now clear that CNS insulin signaling is important for many aspects of neuronal survival and function (Broughton and Partridge, 2009; de la Monte and Wands, 2005; Reagan, 2007; Zhao and Alkon, 2001; Zhao et al., 2004). IRs are present in the brain, where they are abundantly distributed in synaptic membranes of the cerebral cortex and hippocampus (Abbott et al., 1999; Havrankova et al., 1981; Marks et al., 1990; Unger and Betz, 1998). Neuronal IRs are involved in diverse brain functions including synapse plasticity, learning and memory (Chiu et al., 2008; Craft et al., 1996; Kern et al., 2001; Lee et al., 2005; Park et al., 2000). Therefore, impairment in insulin signaling instigated by Aβ oligomers may be a central mechanism by which memory deficits develop in the earliest stages of AD.

Interestingly, and somewhat surprisingly, insulin itself blocks the pathological binding of Aβ oligomers and the resulting redistribution of IRs and synapse loss (De Felice et al., 2009). The mechanism of protection does not involve direct competition between Aβ oligomers and insulin for a common binding site on the neuronal surface. Rather, it consists of an IR signaling-dependent down-regulation of neuronal ADDL binding sites. The insulin-sensitizing drug rosiglitazone, a PPAR-γ agonist, potentiates the ability of insulin to protect synapses against Aβ oligomers, while a cell-permeant inhibitor of the tyrosine kinase activity of the IR abrogates the protection by insulin. Thus, physiological insulin signaling may play an important role in defending neurons against AD, suggesting the loss of CNS insulin signaling in aging and diabetes is a potential risk factor for AD. Consistent with expectations based on this idea, human subjects have been found to respond to CNS insulin signaling stimulation with enhanced verbal memory performance (Reger et al., 2008a). When given to subjects with early AD, intranasal insulin also improves performance (Reger et al., 2008b) but only at higher doses, consistent with expected insulin resistance and suggesting possible involvement of additional mechanisms other than stimulation of plasticity. The beneficial effect of insulin in AD may derive, at least in part, from an acute decrease in ADDL synaptotoxicity. In harmony with this possibility, it was recently shown that insulin ameliorates Aβ oligomer-induced inhibition of LTP (Lee et al., 2009). Long-term stimulation of CNS insulin signaling potentially could be of further benefit to AD patients by reducing ADDL-induced neuronal deterioration. Besides decreasing ADDL binding, ADDL-induced spine degeneration, oxidative stress and insulin receptor loss (De Felice et al., 2009), stimulation of insulin signaling also protects against accumulation of hyperphosphorylated tau (Escribano et al., 2010), a pathological hallmark of AD that is induced by Aβ oligomers (De Felice et al., 2008).

A possible caveat of the insulin signaling approach in AD therapeutics is that, as noted above, Aβ oligomers induce a marked removal of IRs from synapses, decreasing the responsiveness of nerve cells to insulin. As a consequence, use of insulin or IR agonists might not be the best way to combat AD. To overcome this hurdle, alternative approaches are currently being developed to bypass IRs and activate pathways common to insulin signaling by targeting other receptors, e.g., glucagon-like peptide 1 receptors (Bomfim, Klein, Ferreira De Felice and colleagues, unpublished).

Initiating mechanisms – the targets are synapses

A premise for investigating the effects of exogenous oligomers on memory and neuropathology is that oligomers presumably act from the extracellular milieu. Although consistent with evidence presented below, this premise is not uniformly accepted, largely because of findings that all mouse, rat, and invertebrate transgenic AD models show oligomers that are abundantly intracellular (Oakley et al., 2006; Oddo et al., 2003). A factor that likely contributes to this intracellular abundance in the models is the excessively high level of Aβ fostered by the transgenes.

It is noteworthy that one mouse model clearly mimics the human disease state. In the E693Delta APP mutation discovered in a Japanese kindred (Nishitsuji et al., 2009), the presence of intracellular oligomers is essentially identical in patients and in the transgenic mouse model (Tomiyama et al., 2010). What is especially compelling for the oligomer hypothesis is that this AD phenotype and its mouse model manifest only oligomers, no amyloid plaques.

For the various animal models, it is unknown if oligomers maintain their intracellular localization and attack cells only from within. Evidence indicates, in fact, that a dynamic equilibrium exists between intracellular and extracellular oligomers (Oddo et al., 2003). This possibility is in harmony with the ability of antibodies to reverse intracellular tau and synapse pathology (Chauhan et al., 2008; Oddo et al., 2006) and to provide cognitive benefits (Hillen et al., 2010; Takamura et al., 2011). Extracellular occurrence of oligomers is consistent with the rapid outpouring of Aβ, and perhaps small oligomers, into brain interstitial fluid, measured by microdialysis in mouse models and humans (Cirrito et al., 2005; Kang et al., 2007; Kang et al., 2009). Direct evidence that oligomers do occur extracellularly has come from nanotechnology-based immunoassays. These assays, which can be many orders of magnitude more sensitive than ELISAs, have established an AD-dependent accumulation of oligomers in human CSF (Fukumoto et al., 2010; Gao et al., 2010; Georganopoulou et al., 2005; Haes et al., 2005). The clear difference in CSF levels between AD and normal individuals has not yet been exploited as a biomarker, however, as measuring extremely low oligomer levels is inherently challenging.

The possible source of extracellular oligomers and how they interact with neurons in human brain are suggested by their peri-somatic localization, observed in early-stage disease (Figure 1, left; (Lacor et al., 2004)). These oligomer-targeted neurons are distributed sparsely, indicating oligomers might originate within the cells they surround (Figure 1, right). While immunohistochemistry cannot determine precise distribution, and some indications from electron microscopy suggest an intracellular distribution (Takahashi et al., 2002), it is clear that oligomers are not abundant in the soma. This is in marked contrast to the pattern in tg-mouse brain. High levels of somatic expression found in transgenic mice may mask any peri-somatic distribution. Importantly, the peri-somatic distribution in human brain is evident in the complete absence of amyloid plaques, indicating oligomer pathology occurs early in the disease process.

Figure 1. Dendritic oligomer pathology occurs early in disease progression.

Figure 1

(Left) Perineuronal localization of oligomers detected using oligomer-specific antibody, enlarged from field at right (box). Stain is associated with dendritic arbor, not somatic cytoplasm. (Right) Low magnification of human brain section stained with anti-oligomer antibody. Pattern indicates association with only scattered individual neurons early in disease, prior to amyloid plaques. Taken from Lacor et al, 2004 (Lacor et al., 2004).

Cell biology experiments indicate the pattern in human brain might be attributable to autocrine-like ligand interactions with sites in the dendritic arbor. Cultured hippocampal neurons incubated with brain-derived oligomers show patterns that recapitulate the in situ distribution (Gong et al., 2003). Dendrites of particular neurons richly manifest bound oligomers. Significantly, some neurons are targeted while others are not, establishing clear-cut specificity. Patterns observed in culture reveal details not evident in tissue sections. Attachment of brain-derived oligomers shows a highly punctate nature. The same binding specificity and punctate pattern is observed for synthetic oligomers, particularly those greater than 50 kDa (Lacor et al., 2004).

Significantly, the sites at which oligomers accumulate in culture comprise synapses, consistent with the rapid and specific effects seen on LTP and LTD. Oligomers show > 90% co-localization with the post-synaptic marker PSD-95 (Lacor et al., 2004). High resolution confocal imaging confirms accumulation of oligomers at dendritic spines (Lacor et al., 2007). Double-labeling with synaptophysin or FM463 establishes this localization to be at functional synapses (Renner et al., 2010). As expected, the pattern of binding depends on cell maturation. Clustering of oligomers at synapses, moreover, shows a cause-and-effect relationship with characteristic Alzheimer neuropathologies. AD type tau hyperphosphorylation (De Felice et al., 2008), redistribution of insulin receptors (De Felice et al., 2009; Zhao et al., 2008), spine loss (Lacor et al., 2007) and oxidative stress (De Felice et al., 2007; Decker et al., 2010a) are manifest exclusively in neurons showing synapses targeted by oligomers. It can be concluded that oligomers are gain-of-function pathogenic ligands that target and disrupt signaling at particular synapses, a specificity that may explain why early AD is a disease of memory.

How spines are targeted by Aβ oligomers – receptors, co-receptors, scaffolds and toxic clusters

A major challenge in AD research has been to determine whether the deleterious impact of Aβ oligomers on neurons is mediated by one or more specific receptors on the neuronal surface and, if so, to identify such receptors. Despite evidence that oligomers bind specifically to dendritic spines, some studies have suggested that, due to their hydrophobic nature, Aβ and oligomers may insert into the neuronal plasma membrane, perturbing normal membrane structure and dynamics and creating large conductance pores that disrupt ion homeostasis (Arispe, 2004; Arispe et al., 1993a; Arispe et al., 1993b; Bhatia et al., 2000; Demuro et al., 2005; Lashuel et al., 2002; Lin et al., 2001). However, mounting and convincing evidence indicates that interaction of Aβ oligomers with synaptic membranes is mediated by cell surface proteins that act as toxin receptors. Supporting this contention, ADDL binding to synapses displays saturable kinetics (Renner et al., 2010) and early studies showed that binding is lost upon controlled trypsin treatment of neurons (Lambert et al., 1998).

A number of candidate oligomer-binding proteins have been proposed in the past few years. A controversial but highly interesting recent study from Lauren, Strittmatter and colleagues showed that Aβ oligomers bind with nanomolar affinity to cellular prion protein (PrPC) and that anti-PrP antibodies reduce oligomer binding to neurons and rescue synaptic plasticity (Lauren et al., 2009). Similarly, oligomer binding is significantly reduced in PrPC knock-out cells (Lauren et al., 2009). These findings suggest that PrPC is involved in synaptic binding and synaptotoxicity of Aβ oligomers (Gimbel et al., 2010). On the other hand, other studies have shown that PrP-expressing and PrP-knockout mice are equally susceptible to long-term memory impairment induced by Aβ oligomers (Balducci et al., 2010; Calella et al., 2010), supporting the notion that, at least in part, the deleterious effects of Aβ oligomers on plasticity are independent of PrPC (Kessels et al., 2010). Although the involvement of PrPC in the synaptic impact of Aβ oligomers is still a matter of debate, it is noteworthy that Aβ oligomers were recently shown to cause a rapid increase in surface exposure and clustering of PrPC in hippocampal neurons and cell lines (Caetano et al., 2011). This suggests that initial ADDL binding recruits more PrPC molecules (presumably by exocytosis of vesicles located proximal to the plasma membrane; (Caetano et al., 2011)) to form a higher order complex that may initiate toxic signaling at the neuronal membrane.

The glutamate receptor family of proteins appears to be centrally involved in neuronal targeting by Aβ oligomers. Co-immunoprecipitation and photoactivated amino acid cross-linking studies indicated that Aβ oligomers interact with complexes containing the GluR2 subunit of AMPA (α-amino-3-hydroxyl-5-methyl-4-isoxazole-propionate) receptors, a conclusion that was corroborated by the observation that pharmacological inhibition or removal of surface AMPA receptors reduced oligomer binding to neurons (Zhao et al., 2010). Moreover, single particle tracking of quantum dot-labeled Aβ oligomers has demonstrated the participation of metabotropic glutamate receptors (mGluR5) in oligomer binding and clustering at synapses (Renner et al., 2010). Additionally, NMDARs co-immunoprecipitate with Aβ oligomers from detergent-extracted oligomer-treated rat synaptosomal membranes, and an N-terminal anti-NR1 antibody markedly reduced oligomer binding to dendrites (De Felice et al., 2007). Consistent with those findings, oligomer binding is virtually abolished in dendrites of NMDAR knock-down neurons (Decker et al., 2010a). As predicted, NMDAR knock-down also abrogates neuronal oxidative stress induced by Aβ oligomers, which is mediated by aberrant activation of NMDARs (De Felice et al., 2007). NMDARs thus are specifically required for pathogenic oligomer binding to dendrites.

Interestingly enough, however NMDARs do not appear to be directly responsible for ADDL binding. In hippocampal cultures, between 50% and 85% of the neurons bind Aβ oligomers, while the others are spared. If NMDARs were directly responsible for ADDL binding, the amount of bound Aβ oligomers should correlate with surface levels of NMDARs. However, the ADDL-attacked and ADDL-spared neurons exhibit similar levels of surface NMDARs (Decker et al., 2010a). Additionally, NMDARs are not down-regulated in insulin-treated neurons, despite decreases in ADDL binding sites induced by insulin (Decker et al., 2010a). These observations indicate that NMDARs are necessary but not sufficient for ADDL binding, and suggest that ADDL binding to synapses may involve the assembly of a multi-protein receptor whose assembly is promoted by NMDARs and likely involves other participants, including PrPC.

Other putative receptors/co-receptors involved in neuronal binding of Aβ oligomers include the p75 neurotrophin receptor (p75NTR) (Knowles et al., 2009), the receptor for advanced glycation end products (RAGE) (Sturchler et al., 2008), nicotinic acetylcholine receptors (Magdesian et al., 2005) and Frizzled (Magdesian et al., 2008). The latter appears particularly noteworthy as Frizzled-mediated Wnt/β-catenin signaling has been shown to play an important role in synaptic plasticity (Chen et al., 2006; Varela-Nallar et al., 2010; Varela-Nallar et al., 2009). In a very interesting recent report, Mucke and colleagues (Cisse et al., 2011) showed that Aβ oligomers bind to and trigger subsequent proteasomal degradation of the receptor tyrosine kinase EphB2. EphB2 receptors interact functionally and physically with NMDARs at synapses, and thus are greatly appealing as candidate components of an ADDL receptor complex. A previous study established that EphB2 receptor levels are reduced in parallel with NMDAR levels in ADDL-treated hippocampal neurons (Lacor et al., 2007).

Novel insight into the dynamics of ADDL interactions with synapses has come from high resolution particle tracking experiments. In these, the movements of individual quantum dot-labeled ADDL molecules were followed after their binding to membranes of living neurons (Renner et al., 2010). Initially, Aβ oligomers diffused as if bound to an untethered protein. Within minutes, however, movement slowed and oligomers became immobilized, typically at active synapses labeled with FM4-64. The synaptic trapping of oligomers was accompanied by co-clustering and immobilization of mGluR5 metabotropic glutamate receptors.

What emerges from current evidence is that Aβ oligomers first bind to the neuronal plasma membrane at freely moving receptors, but lateral diffusion leads to interactions between Aβ oligomers and membrane proteins such as mGluR5 that ultimately target Aβ oligomers to synaptic sites. At synapses, the relatively diffusible complex between Aβ oligomers and mGluR5 (or other component) becomes trapped in a larger, diffusion-restricted complex whose assembly is organized by key synaptic proteins. These “organizers” likely include NMDARs and PrPC, explaining the finding that knocking-down these proteins or adding antibodies against their extracellular domains blocks the accumulation of ADDL clusters (“hotspots”) at synapses (De Felice et al., 2007; Decker et al., 2010a; Lauren et al., 2009). In this regard, it is interesting to note that PrPC has been proposed to act as a cell-surface platform that orchestrates several physiological signaling pathways at the neuronal plasma membrane (for reviews, see (Linden et al., 2008; Martins et al., 2010)). Interaction with Aβ oligomers could potentially dysregulate such signaling pathways, resulting in neurotoxicity. On the other hand, NMDARs are known to < interact physically with a number of proteins in the post-synaptic density. Of particular relevance may be the fact that NMDARs are anchored by PSD-95, which acts as a scaffold to organize multiple membrane-associated proteins at synapses (Kennedy, 2000; Kim and Sheng, 2004; Siekevitz, 1985; Ziff, 1997). Both PrPC and NMDARs are thus poised to act as platforms that drive the assembly of a multi-protein complex responsible for the accumulation of synaptotoxic ADDL clusters.

Oligomer-induced Ca++ elevation: Consequences and a novel triggering mechanism

The mechanism of oligomer synapto-toxicity appears to be tied closely to accumulation of excessive levels of Ca++ (Marx, 2007), consistent with involvement of NMDA and mGluR5 receptors. One rapid consequence is an aberrant expression of Arc (Activity-Regulated Cytoskeletal associated protein; (Lacor et al., 2004)). Arc is an immediate early gene product that is translated from mRNA in dendritic spines (Bramham, 2008). Synaptically controlled transient expression of Arc is essential for LTP and memory formation (Guzowski et al., 2000; Kelly and Deadwyler, 2003). Within minutes of exposure to oligomers, neurons show a localized over-expression of Arc, which later spreads ectopically throughout the dendrite. Because Arc is an actin binding protein, its aberrant expression was predicted to disrupt receptor trafficking (Lacor et al., 2004), which could consequently disrupt plasticity (Gong et al., 2003). This prediction was first confirmed for NMDA-Rs (Lacor et al., 2004; Lacor et al., 2007; Snyder et al., 2005). NMDA-R down-regulation appears to explain why glutamate stimulation of the CREB pathway is impaired by oligomers (Tong et al., 2001; Vitolo et al., 2002). Receptor downregulation has been extended to other plasticity-associated receptors, including EphB2 receptors (Lacor et al., 2007), AMPA-Rs (Jurgensen et al., 2011; Zhao et al., 2010), and insulin Rs (Zhao et al., 2008). Although receptors are lost from the surface, total levels are at first unchanged, indicating dysfunctional trafficking, and pharmacological experiments indicate involvement of CaMKII and casein kinase II (De Felice et al., 2009). These receptor pathologies discovered in cell culture have been confirmed in tg-mouse models and human AD brain (Cisse et al., 2011; Moloney et al., 2010).

A second prediction based on altered Arc expression is that oligomers would induce aberrant dendritic spine morphology, and this also has been confirmed in culture and in situ (Lacor et al., 2007; Ma et al., 2009). Spines after short-term exposure to oligomers are long and spindly, resembling immature spines that express low levels of AMPA-Rs, as found early in development. Such aberrant spines also are seen in traumatic brain injury and prionoses (Fiala et al., 2002). Eventually, spines deteriorate and synapses are lost, consistent with low levels of Arc found in mature tg-mice (Chin et al., 2005). Another actin binding protein found in spines, drebrin, also becomes greatly diminished in culture (Lacor et al., 2007) and in tg-mice (Calon et al., 2004). Synapse deterioration in tg-mice is prevented by ICV injections of oligomer-specific antibodies (Chauhan, 2007; Oddo et al., 2006).

Underlying the mechanism of synapse deterioration is hyperactive glutamatergic signaling. Excessive Ca++ caused by Aβ oligomers is partially inhibited by NMDA-R antagonists, including the clinically approved AD drug Namenda (De Felice et al., 2007). This reduction is sufficient to inhibit synapse deterioration (Lacor et al., 2007). Interestingly, protection also is afforded by antagonists of metabotropic mGluR5 receptors (Rammes et al., 2011; Renner et al., 2010; Wang et al., 2004). Consistent with action upstream in the mechanism, mGluR5 stimulation is known to enhance NMDA-R responses (Blaabjerg et al., 2001). The profound impact of oligomers on mGluR5 mobility and the induced formation of mGluR5 clusters appears germane to the mechanism by which Ca++ is elevated to synapto-toxic levels. Clustering can be elicited by mGluR5 antibodies, and antibody-induced clustering mimics the effects of oligomers in causing elevated Ca++ and synapse deterioration. Whether oligomers act directly on mGluR5 receptors, like antibodies, or indirectly through interactions with other scaffolding molecules, it appears that it is the clustering that causes synapto-toxic mGluR5 hyperactivity. This mechanism is in many respects analogous to the clustering of receptors at immunological synapses during T cell activation (Douglass and Vale, 2005), with the fundamental difference that oligomer-induced clustering is toxic.

Comparison with another disorder of learning and memory: AD and Fragile X Syndrome show striking similarities

Alzheimer’s drastically affects learning and memory in older individuals. Its emerging molecular mechanisms, however, show parallels with those of the leading heritable cause of mental retardation in childhood, Fragile X Syndrome. Fragile X is a developmental disorder caused by inability to express the regulatory protein FMRP. FMRP participates in the trafficking and expression of mRNAs that target spines. Its control of Arc is a prime example (Iacoangeli et al., 2008). As in oligomer-exposed neurons, neurons in Fragile X ectopically overexpress Arc (Zalfa et al., 2003). Additional synaptic pathologies instigated by oligomers also are present in Fragile X, including aberrant spine morphology, loss of NMDA and AMPA receptors, and elevated LTD (Bear et al., 2004). Fragile X also leads to hyperactivity in the protein phosphatase PP2a (Kim et al., 2008) which inactivates MAPK, an enzyme with impaired activity in oligomer-exposed neurons (Tong et al., 2001).

A particularly intriguing commonality between Fragile X and oligomer synaptotoxicity is the involvement of mGluR5 receptors. In healthy neurons, Ca++ mobilization by mGluR5 leads to dephosphorylation of FMRP, relieving FMRP repression of translation (Bear et al., 2004). Excessive mGluR5 activity is prevented by FMRP itself through a negative feedback loop. In the absence of FMRP, mGluR5 is hyperactive, with the consequences detailed above, and mGluR5 antagonists have been suggested as an approach to Fragile X treatment. Hyperactivity of mGluR5 receptors caused by oligomers is due to a clustering mechanism, as described earlier, and this receptor state hypothetically could be insensitive to negative feedback by FMRP. The consequent chronic mGluR5 activity would keep FMRP dephosphorylated and eliminate the ability of FMRP to repress mRNA translation. This impact of oligomers would be functionally equivalent to eliminating FMRP protein.

Intriguingly, the relationship between mGluR5 hyperactivity and FMRP may also be related to the accumulation of oligomers in AD. mGluR5, through its physiological inactivation of FMRP, has been reported to stimulate translation of APP (Westmark and Malter, 2007). Oligomer-induced hyperactivity of mGluR5 in Alzheimer’s disease would thus promote production of even more Aβ and oligomers. Coupled with the potential of dendrites for activity-stimulated exocytosis (Kennedy et al., 2010), such a phenomenon could account for the “perineuronal deposits” of oligomers seen in Figure 1 (Lacor et al., 2004). A positive feedback loop in dendrites theoretically could provide a basis for a progressive self-stimulating disease mechanism at the level of individual neurons.

Although by no means identical, the behavioral and cognitive abnormalities in AD and Fragile X appear to have common roots at the molecular and synaptic level. Mechanistic similarities may even be sufficient to regard AD theoretically as a type of autism spectrum disorder that shows age-onset and, conversely, to ask if Fragile X might be a very early manifestation of oligomer-induced disease. While there is no direct evidence to support this speculation, the absence of FMRP and excessive mGluR5 activity in Fragile X hypothetically could stimulate overexpression of APP and local accumulation of toxic oligomers.

Promise of therapeutics

Studies reviewed above suggest a number of targets that might be exploited towards the development of novel and effective therapeutics for AD (Figure 2) or the mild cognitive impairment that is often a prodrome to AD (Allain et al., 2007). In particular, the discovery that insulin resistance plays an important role in the pathogenesis of AD suggests that strategies aimed to bolster brain insulin signaling might be beneficial in preventing synapse failure and neuronal damage in AD. Also of interest, a connection has recently been established between dopaminergic signaling and AD, with demonstration that selective activation of D1/D5 dopamine receptors prevents pathological changes in synapse composition and function (including inhibition of LTP) induced by Aβ oligomers (Jurgensen et al., 2011). One of the implications of this finding is that D1/D5 receptors may constitute a target for the development of novel approaches to combat synapse failure in AD. In addition, the recent finding that mGluR5 is implicated in the toxic clustering of Aβ oligomers at synapses and the ensuing aberrant calcium signaling (Renner et al., 2010) suggests that selective mGluR5 inhibitors may hold potential to block oligomer-induced synapse dysfunction. While these and other possible pharmacological targets are being explored, there is also reason to believe that non-pharmacological approaches based on these novel findings might be beneficial to ameliorate AD symptoms (Schaeffer et al., 2009). For example, exercise and a balanced diet might have positive effects on both peripheral and brain insulin signaling. In addition, dopaminergic neurotransmission, centrally implicated in the brain reward system and known to decline with aging (De Keyser et al., 1990), plays important roles in non-pharmacological strategies aimed to improve age-related cognitive decline, such as environmental enrichment and physical exercise (van Praag et al., 2000). In the current absence of effective pharmacological treatments, keeping a physically and mentally active, stimulating lifestyle may be the best approach to warding off Alzheimer’s.

Figure 2.

Figure 2

Drug targets emerging from the oligomer hypothesis for Alzheimer' disease.

Highlights.

Abeta oligomers comprise a variety species ranging from dimers to 12mers or higher. -The molecular identity of the oligomer species that cause synapse failure is still a matter of debate. -Oligomers target excitatory synapses and bind to a receptor complex that involves NMDA and mGluR5 receptors. -Oligomers instigate AD pathology and provide a unifying basis for elucidating pathogenesis and developing therapeutics.

Acknowledgements

WLK is co-founder of Acumen Pharmaceuticals, which has been licensed by Northwestern University to target Aβ oligomers for Alzheimer’s therapeutics and diagnostics. Work in the authors’ laboratories has been funded by grants from NIH, NSF, the American Health Assistance Foundation, and the Alzheimer’s Association (WLK), and by the Brazilian agencies Conselho Nacional de Desenvolvimento Cientifico e Tecnologico, Fundacao de Amparo `a Pesquisa do Estado do Rio de Janeiro and National Institute of Translational Neuroscience (STF). We wish to acknowledge Kirsten L. Viola for her assistance with preparation of this manuscript.

Footnotes

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Contributor Information

Sergio T Ferreira, Institute of Medical Biochemistry, Federal University of Rio de Janeiro, Rio de Janeiro, RJ 21941-590, Brazil, ferreira@bioqmer.ufrj.br.

William L Klein, Department of Neurobiology, Cognitive Neurology and Alzheimer’s Disease Center, Northwestern University, Evanston, IL 60208, wklein@northwestern.edu.

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