Abstract
Conscious memory for a new experience is initially dependent on information stored in both the hippocampus and neocortex. Systems consolidation is the process by which the hippocampus guides the reorganization of the information stored in the neocortex such that it eventually becomes independent of the hippocampus. Early evidence for systems consolidation was provided by studies of retrograde amnesia, which found that damage to the hippocampus-impaired memories formed in the recent past, but typically spared memories formed in the more remote past. Systems consolidation has been found to occur for both episodic and semantic memories and for both spatial and nonspatial memories, although empirical inconsistencies and theoretical disagreements remain about these issues. Recent work has begun to characterize the neural mechanisms that underlie the dialogue between the hippocampus and neocortex (e.g., “neural replay,” which occurs during sharp wave ripple activity). New work has also identified variables, such as the amount of preexisting knowledge, that affect the rate of consolidation. The increasing use of molecular genetic tools (e.g., optogenetics) can be expected to further improve understanding of the neural mechanisms underlying consolidation.
To establish long-term memories, the hippocampus guides the reorganization of the information stored in neocortex such that it becomes independent of the hippocampus. Several lines of recent work have illuminated this process.
Memory consolidation refers to the process by which a temporary, labile memory is transformed into a more stable, long-lasting form. Memory consolidation was first proposed in 1900 (Müller and Pilzecker 1900; Lechner et al. 1999) to account for the phenomenon of retroactive interference in humans, that is, the finding that learned material remains vulnerable to interference for a period of time after learning. Support for consolidation was already available in the facts of retrograde amnesia, especially as outlined in the earlier writings of Ribot (1881). The key observation was that recent memories are more vulnerable to injury or disease than remote memories, and the significance of this finding for consolidation was immediately appreciated.
In normal memory a process of organization is continually going on—a physical process of organization and a psychological process of repetition and association. In order that ideas may become a part of permanent memory, time must elapse for these processes of organization to be completed. (Burnham 1903, p. 132)
It is useful to note that the term consolidation has different contemporary usages that derive from the same historical sources. For example, the term is commonly used to describe events at the synaptic/cellular level (e.g., protein synthesis), which stabilize synaptic plasticity within hours after learning. In contrast, systems consolidation, which is the primary focus of this review, refers to gradual reorganization of the brain systems that support memory, a process that occurs within long-term memory itself (Squire and Alvarez 1995; Dudai and Morris 2000; Dudai 2012).
Systems consolidation is typically, and accurately, described as the process by which memories, initially dependent on the hippocampus, are reorganized as time passes. By this process, the hippocampus gradually becomes less important for storage and retrieval, and a more permanent memory develops in distributed regions of the neocortex. The idea is not that memory is literally transferred from the hippocampus to the neocortex, for information is encoded in the neocortex as well as in hippocampus at the time of learning. The idea is that gradual changes in the neocortex, beginning at the time of learning, establish stable long-term memory by increasing the complexity, distribution, and connectivity among multiple cortical regions. Recent findings have enriched this perspective by emphasizing the dynamic nature of long-term memory (Dudai and Morris 2013). Memory is reconstructive and vulnerable to error, as in false remembering (Schacter and Dodson 2001). Also, under some conditions, long-term memory can transiently return to a labile state (and then gradually stabilize), a phenomenon termed reconsolidation (Nader et al. 2000; Sara 2000; Alberini 2005). In addition, the rate of consolidation can be influenced by the amount of prior knowledge that is available about the material to be learned (Tse et al. 2007; van Kesteren et al. 2012).
Neurocomputational models of consolidation (McClelland et al. 1995; McClelland 2013) describe how the acquisition of new knowledge might proceed and suggest a purpose for consolidation. As originally described, elements of information are first stored in a fast-learning hippocampal system. This information directs the training of a “slow learning” neocortex, whereby the hippocampus gradually guides the development of connections between the multiple cortical regions that are active at the time of learning and that represent the memory. Training of the neocortex by the hippocampus (termed “interleaved” training) allows new information to be assimilated into neocortical networks with a minimum of interference. In simulations (McClelland et al. 1995), rapid learning of new information, which was inconsistent with prior knowledge, was shown to cause interference and disrupt previously established representations (“catastrophic interference”). The gradual incorporation of information into the neocortex during consolidation avoids this problem. In a recent revision of this framework (McClelland 2013), neocortical learning is characterized, not so much as fast or slow, but as dependent on prior knowledge. If the information to be learned is consistent with prior knowledge, neocortical learning can be more rapid.
This review considers several types of evidence that illuminate the nature of the consolidation process: studies of retrograde amnesia in memory-impaired patients, studies of healthy volunteers with neuroimaging, studies of sleep and memory, studies of experimental animals, both with lesions or other interventions, and studies that track neural activity as time passes after learning.
STUDIES OF RETROGRADE AMNESIA IN MEMORY-IMPAIRED PATIENTS
One useful source of information about memory consolidation comes from studies in memory-impaired patients of memory for past news events or other public facts. In an early study of memory for television programs that had broadcast for only a single season, patients receiving electroconvulsive therapy for depressive illness showed temporally limited retrograde amnesia extending back 1–3 years (Squire et al. 1975). This phenomenon was slow to be related to neuroanatomy because of the need to test patients with well-characterized lesions who developed a memory impairment at a known time. In one of the first studies to meet these requirements, six memory-impaired patients with bilateral damage limited to the hippocampus were given a test of 250 news events covering 50 years (Manns et al. 2003). The patients showed a similar graded memory loss extending just a few years into the premorbid period (for two additional patients, see Kapur and Brooks 1999). Similar results have been obtained in neuroimaging studies of hippocampal activity, for example, when volunteers recalled past news events that had occurred 1–30 years ago (Smith and Squire 2009). These results suggest a consolidation process whereby the human hippocampus can be needed to support memory for factual information (semantic memory) for as long as a few years after learning, but is not needed after that time.
Patients with damage that not only includes the hippocampus but larger regions of the medial temporal (and sometimes lateral temporal) lobes as well can have severe retrograde memory loss covering decades (Bayley et al. 2006; Bright et al. 2006). Nevertheless, patients with medial temporal lobe lesions can have considerable sparing of premorbid memory (e.g., recognition of famous faces: patient H.M. in Marslen-Wilson and Teuber 1975; spatial knowledge of the childhood environment: patient E.P. in Teng and Squire 1999). These findings show that the brain regions damaged in such patients, for example, the entorhinal, perirhinal, and parahippocampal cortices, although important for new learning, are not similarly important for recollecting the past. The implication is that information initially requires the integrity of medial temporal lobe structures, but is reorganized as time passes so as to depend much less (or not at all) on these same structures.
Another useful source of evidence about memory consolidation comes from studies of autobiographical memory for past events (episodic memory). The study of autobiographical memory presents unique challenges because it depends on the analysis of spoken narratives that are often difficult to corroborate and on elaborate scoring methods that can be difficult to duplicate across laboratories. The findings from studies of autobiographical memory are mixed. In several studies, patients with restricted hippocampal lesions, or larger medial temporal lobe lesions, successfully recalled detailed memories from early life (Eslinger 1998; Bayley et al. 2003; Buchanan et al. 2005; Kirwan et al. 2008; Kopelman and Bright 2012). Squire and Bayley (2007) offer additional discussion of single-case reports. Whether assessed by counting the details in tape-recorded narratives, rating the quality of narratives, or scoring responses to a few standardized questions (on a 0–9 scale), patients performed like controls (Fig. 1). Recall of episodes from the recent past was impaired (see also Thaiss and Petrides 2008). Yet, other patients produced fewer details about past events, even events from early life (Rosenbaum et al. 2005; Steinvorth et al. 2005; Race et al. 2011).
Why are the findings mixed? A lingering and challenging issue concerns the locus and extent of brain damage and the possibility that damage outside the medial temporal lobe contributes to impaired performance. Lesions that extend lateral to the medial temporal lobe, for example, could impair remote memory by damaging regions thought to be repositories of long-term memory. In one of the studies reporting an extensive deficit in autobiographical memory (Rosenbaum et al. 2005), all four patients had significant damage to the posterior temporal cortex. Although the deficit was attributed to hippocampal damage, the data show that the best predictor of retrograde memory performance was the volume of the posterior temporal cortex and the cingulate cortex. The findings seem as consistent with the idea that an extended network of regions supports remote autobiographical recollection (Svoboda et al. 2006) as with the idea that the medial temporal lobe itself is especially critical. In another study of eight patients (Race et al. 2011), quantitative magnetic resonance imaging (MRI) data were available for only four and, of these, two had damage to lateral temporal cortex.
The fate of past autobiographical memories has special significance for ideas about consolidation. Multiple-trace theory (Moscovitch et al. 2006), later elaborated as the transformation hypothesis (Winocur and Moscovitch 2011), holds that memories retaining contextual details (such as episodic memories) remain dependent on the hippocampus so long as they persist. The consolidation of memory into the neocortex is thought to involve a loss of time and place, contextual information, and a transition to more gist-based, fact-like semantic memory. By this account, detailed context information about past autobiographical events does not consolidate into the neocortex. Note that, if the hippocampus supports the capacity for episodic recollection during the full lifetime of a memory, then hippocampal damage should not only reduce the number of details that can be produced (as has sometimes been reported), but should also result in fact-based narratives that reflect semantic knowledge and lack episodic (time and place) information.
Tulving (1985) introduced a method that can be used to test this idea. He argued that it is possible to recover information about past events from either episodic or semantic memory. In the former case, the phenomenal experience is remembering (becoming aware of one’s own past). In the latter case, the experience is knowing, as when one is simply convinced that something is true without appreciating when or where the knowledge was acquired.
The method then involves asking people when they recall a past event whether they “remember” the occurrence of the event, or whether they simply “know” in some other way that it occurred. The so-called “remember–know” procedure has been used extensively in studies of learning and memory and has also been used to assess the quality of retrieved memories from the past. This procedure is well suited to address the question of interest. When memory-impaired patients with restricted medial temporal lobe lesions recollect an event from the remote past, do they report that they “remember” or that they simply “know” about the event? It took a long time to test this question experimentally. In the first formal test, three patients with hippocampal lesions and two with large medial temporal lobe lesions recalled events from their early life and, then, were asked to decide whether they “remembered” the incident or simply “knew” that it had happened (Bayley et al. 2005). The patients produced as many details as controls and also rated most of their memories as “remember” (87.1% vs. 80.3% for controls). Thus, these patients reported that they were “remembering” and retrieving from episodic memory. The results suggest that episodic retrieval from the remote past is possible after medial temporal lobe damage and that such retrieval is independent of the medial temporal lobe.
There are patients who cannot “remember” the past at all, but these are not patients with damage limited to the hippocampus. These are patients with significant damage outside the medial temporal lobe whose narratives are not just short on detail, but also lack any episodic content. Their knowledge of the past seems impersonal like their other knowledge of the world (patient S.S. in Cermak and O’Connor 1983; patient K.C. in Rosenbaum et al. 2005; patient G.T. in Bayley et al. 2005). They know a few facts about their own past, but cannot recall a single incident or event. For example, patient K.C. is described as follows:
The most striking fact about K.C.’s amnesia is that he cannot recollect a single personal happening or event from his life. He does not remember any incidents from all the years preceding his accident, nor can he remember any of the normally highly memorable things that have happened to him. (Tulving et al. 1988, p. 9)
If episodic memory depends on the hippocampus for as long as memory persists, then patients with restricted hippocampal lesions should be as empty of a personal past as patient K.C. Yet, a condition so severe has not, to our knowledge, been described for patients with restricted hippocampal lesions. The available evidence suggests that autobiographical memories consolidate and ultimately depend on a distributed network of cortical regions.
NEUROIMAGING STUDIES OF NORMAL MEMORY
Consolidation has also been explored in healthy volunteers using neuroimaging methods like positron emission tomography (PET) or functional magnetic resonance imaging (fMRI). Neuroimaging studies can establish whether or not a particular structure (e.g., the hippocampus, medial prefrontal cortex, or a network of structures) is active when recent and remote memories are retrieved, but this method does not indicate whether a structure is necessary for retrieval. Thus, a temporal gradient of hippocampal activation (e.g., greater activation for recent than for remote memories) might reflect a decreasing dependence on the hippocampus as memories age, but such a result might also reflect differences in the extent to which memories of different ages are relearned and reencoded as they are recollected. Considerations such as these point to the complexities of interpreting neuroimaging data and may help to explain why the relevant neuroimaging literature is decidedly mixed.
In neuroimaging studies, participants are often tested for their semantic knowledge of public events that occurred at various times in the recent and remote past. With this approach, some studies have found greater activity in the medial temporal lobe during the recollection of recent memories compared with remote memories (Haist et al. 2001; Douville et al. 2005; Smith and Squire 2009), but other studies have found no difference (e.g., Maguire et al. 2001; Maguire and Frith 2003; Bernard et al. 2004). The latter results (like all null results) are difficult to interpret and may reflect a failure to detect a true difference. If so, the available results may not be as contradictory as they appear. More work is needed to settle this issue.
With respect to episodic (autobiographical) memories, several approaches have been used, and the literature is similarly mixed. In one typical design, a prescan interview is conducted to elicit autobiographical memories from the recent and remote past, and these memories are then queried during scanning (e.g., Niki and Luo 2002; Piefke et al. 2003; Bonnici et al. 2012, 2013; Söderlund et al. 2012). Studies using this design sometimes found greater medial temporal lobe activity in association with recent recollections compared with remote recollections (i.e., evidence of a temporal gradient), but sometimes there was no evidence for a temporal gradient. However, a recognized limitation of the prescan interview is, that later in the scanner, participants may retrieve what they had just recollected about their recent and remote memories. If so, all the memories are effectively recent, a circumstance that would work against finding a temporal gradient (Cabeza and St Jacques 2007).
An alternative design involves cueing subjects in the scanner for recent and remote autobiographical memories without a prescan interview (e.g., Gilboa et al. 2004; Rekkas and Constable 2005; Viard et al. 2010). In one study (Rekkas and Constable 2005), volunteers took a prescan tour of a campus (to create recent memories) and then, in the scanner, recalled either recent events from the campus tour or remote events that had occurred during elementary school years. A temporal gradient of hippocampal activity was observed, but the level of activity was “higher” for remote memories than for recent memories (a result not anticipated by any account of memory consolidation). In fMRI studies, it is often difficult to know whether measured activity reflects reencoding or retrieval (Stark and Okado 2003). One possibility is that interesting and personally significant memories from the remote past might have stimulated greater reencoding activity in the hippocampus than less interesting, and less significant, memories from the recent past.
A different approach is to use a prospective design that affords experimental control over the memories from different time periods. In this design, participants learn similar materials at multiple different time points before scanning. A number of recent neuroimaging studies have used this approach (Takashima et al. 2006, 2009; Yamashita et al. 2009; Furman et al. 2012; Harand et al. 2012). For example, in one study (Takashima et al. 2009), participants memorized two sets of face-location associations; one was studied 24 h before testing (remote memories) and the other studied 15 min before testing (recent memories). Activity in the hippocampus decreased (and activity in the neocortex increased) as a function of time after learning. Concomitantly, functional connectivity between the hippocampus and cortical areas decreased over time, whereas connectivity within the cortical areas increased. This temporal gradient is shorter than what is typically observed in lesion studies, but the findings are nevertheless in agreement with the idea that the hippocampus becomes less important for memory as time passes. We shall consider the speed of consolidation in more detail in a later section on animal studies.
Furman et al. (2012), also using a prospective design, tested memory of documentary film clips. Hippocampal activity declined as time passed over a period of months when memory was tested by recognition (an indication of memory consolidation), but it remained stable across time when memory was tested by recall. A complementary increase in activity in cortical areas as a function of time was not observed; instead, cortical activity decreased as well.
A concern that could be raised about prospective studies is that, by the time memory is tested in the scanner, many older memories will have been forgotten. As a result, the surviving remote memories are relatively durable and are being compared with a mixture of durable and less durable recent memories. One elegant prospective memory study addressed this issue (Yamashita et al. 2009). Activity in the hippocampus and temporal neocortex was monitored as participants recalled two sets of paired-associate figures (fractal images), which they had memorized at two different times. One set had been studied 8 weeks before testing (remote memories), and the other had been studied just before testing (recent memories). Overall memory accuracy at the time of the test was equated for these two conditions by providing more study time for the items studied 8 weeks earlier. The results were that a region in the right hippocampus was more active during retrieval of new memories than old memories, whereas in the left temporal neocortex, the opposite pattern was observed. These results are consistent with a decreasing role of the hippocampus and an increasing role of the neocortex as memories age across a period of 50 days.
Imaging studies have also been used to explore how and under what conditions consolidation occurs—a process that presumably involves some relatively long-lasting communication between the hippocampus and the neocortex. One proposal for how this could be accomplished is through the phenomenon of “neural replay,” which refers to the spontaneous recurrence of hippocampal activity that occurred originally during learning. Neural replay has most often been observed in rats during “non”–rapid eye movement [NREM]) slow-wave sleep (Wilson and McNaughton 1994), but something akin to neural replay seems to occur in humans as well. For example, a study of regional cerebral blood flow found that hippocampal areas that were active during route learning in a virtual environment (a hippocampus-dependent, spatial learning task) were active again during subsequent slow-wave sleep (Peigneux et al. 2004). Moreover, the degree of activation during slow-wave sleep correlated with performance on the task the next day. In a conceptually related study (Rasch et al. 2007), cueing recently formed odor-card associations by odor reexposure during slow-wave sleep, but not during rapid eye movement (REM) sleep, increased hippocampal activity (as measured by fMRI), and resulted in less forgetting after sleep. In both studies, hippocampal reactivation, which presumably initiated hippocampal–neocortical dialogue, occurred within hours of the learning episode.
Other studies have found that the replay-like activity observed during NREM sleep can also occur during quiet wakefulness, suggesting that consolidation-related processes may proceed whenever the hippocampus is not otherwise engaged in encoding activity (Karlsson and Frank 2009; Mednick et al. 2011). For example, following paired-associates learning (objects or scenes paired with faces), functional connectivity between the hippocampus and a portion of the lateral occipital complex increased during a postlearning rest period (Tambini et al. 2010). Moreover, the strength of this effect predicted subsequent memory performance. The specific patterns of activity associated with encoding experiences can also recur during subsequent offline rest periods. In one study (Tambini and Davachi 2013), hippocampal activity patterns persisted into postencoding rest periods, and the persistence of some of these patterns correlated with later memory performance for the material presented during the study. In related work, an object-scene paired-associates learning task was followed by a 2-min delay, followed by a cued-recall test (Staresina et al. 2013). Successful recall of individual study events was predicted by the degree to which those events elicited similar patterns of activation in the entorhinal cortex during the encoding and delay periods. Inasmuch as these studies have involved activity occurring rather soon after learning, it will be useful to evaluate the possible role of rehearsal, either intentional or spontaneous.
If neural replay is related to memory consolidation, it should be possible to find evidence of replay at longer time intervals after learning (i.e., across the portion of long-term memory during which consolidation is thought to occur). In a study of trace eyeblink conditioning in rats, activity in the medial prefrontal cortex, selective for the acquired association, developed over a period of several weeks and in the absence of continued training (Takehara-Nishiuchi and McNaughton 2008). In this case, training initiated gradual processes that developed within long-term memory. These findings are consistent with the idea that the encoding of a memory can be followed by replay-like activity during subsequent offline periods. The extended hippocampal–cortical communication resulting from replay is thought to lead gradually to a memory that is represented in the neocortex and independent of the hippocampus.
ANIMAL STUDIES OF MEMORY CONSOLIDATION
Animal research on memory consolidation has the same starting point as human work: establishing whether and how memory stabilizes with the passage of time. It differs in allowing for invasive experiments using interventions, such as lesions, physiological monitoring and recording, and molecular techniques. Key empirical issues include (1) Are temporal gradients of retrograde amnesia reliably observed after comparable experimental interventions? (2) Is there evidence of time-dependent changes in physiological function that relate to or mediate aspects of memory consolidation? (3) Can contemporary molecular-genetic techniques be used to shed new light on the systems issues concerning hippocampal–neocortical dialogue?
Are Temporal Gradients of Retrograde Amnesia Reliably Observed in Animals?
Beginning more than 20 years ago, studies in nonhuman primates, rodents, and other species confirmed the existence of a temporal gradient of amnesia in animals. Thus, monkeys learned multiple object discrimination tasks at five different intervals before surgery (Fig. 2A). After lesions of the hippocampal formation, they remembered better the problems learned 12 weeks before the lesion than problems learned just before the lesion (Zola-Morgan and Squire 1990). A study of the social transmission of food preference task in rats yielded a similar but shorter temporal gradient (Winocur 1990). In context fear conditioning, rats given hippocampal lesions 28 days after conditioning still displayed fear of the chamber in which conditioning had occurred (indexed as “freezing”), whereas those trained only 1 day before the lesion did not (Kim and Fanselow 1992). Similarly, in a within-subjects procedure, rats froze in the context in which fear conditioning had occurred 50 days before a hippocampal lesion, but not in a different context in which fear conditioning had occurred just before the lesion (Anagnostaras et al. 1999).
These studies made two important points. First, their prospective designs enabled behavioral training to be appropriately timed in relation to lesions that could be both complete and limited to a structure of interest. Second, the findings indicated that it was not simply that a lesion after training caused a deficit in memory. The key finding was that a group with a long time interval between training and surgery performed paradoxically better than a group with a shorter training–surgery interval. Discussions of retrograde amnesia have emphasized the importance of this feature of the data (Squire 1992). Indeed, the finding that remote memory can be better than recent memory after a lesion is usually considered to be the gold standard for showing memory consolidation.
However, not all studies of retrograde amnesia in animals have yielded a gradient, for example, in context fear conditioning. Thus, one group has repeatedly failed to find a temporal gradient (Lehmann et al. 2007; Sutherland et al. 2008; Sparks et al. 2011). Another group found no temporal gradient despite systematic manipulation of potentially relevant parameters: lesion method, lesion size, single trial training, and massed and spaced multitrial training (Broadbent and Clark 2013).
Early studies in the water maze also did not find a temporal gradient (Bolhuis 1994; Sutherland et al. 2001). Our two groups investigated this in detail. Varying the task to a dry-land version, called the “oasis” maze, revealed no sparing of remote memory after radio frequency lesions of the hippocampus (Clark et al, 2005a). Extended training of the water maze task before the lesion, in an effort to minimize floor effects, also did not reveal a gradient (Clark et al. 2005b). One possibility was that this impairment in remote memory was a retrieval deficit rather than a true loss of consolidated memory. To address this, a reminder procedure was used in two water maze studies involving neurotoxic lesions (de Hoz et al. 2004; Martin et al. 2005). The Atlantis platform procedure provided the reminder. The platform is near the bottom of the water maze during a probe trial, but becomes available for escape after 60 sec. In this way, a probe test can be performed and the animal is “reminded” of the correct location. Performance in a second probe test 1 h later was significantly better, indicating that reminding can work. However, this effect occurred only in partially lesioned rats that had been trained shortly before the lesion. Furthermore, successful reminding of memory was not observed in remote memory groups trained long before the lesion. Thus, a temporal gradient can appear in the water maze once access to memory is improved but in the direction opposite to that predicted by standard consolidation theory.
However, as navigation through space involves the hippocampal formation in rodents (O’Keefe and Nadel 1978; Moser et al. 2008), the failure to see intact memory could be because of a secondary disruption of the expression of memory, even for a memory that had been consolidated in the cortex. It may be, for this reason, that the reminding effect was observed in animals with partial neurotoxic lesions with intact fibers of passage. If so, reducing the navigational demands by arranging for swimming and escape within a circular corridor or “annulus” might reveal intact memory in animals with larger lesions. However, such a finding was also not observed (Clark et al. 2007). Thus, something about allocentric spatial memory tasks, at least in the water maze, appears to be different from the tasks discussed earlier, possibly including some long-term storage of spatial information in the hippocampus. This difference has recently been driven home by a study using a within-subjects design. In the same experimental subjects, a temporal gradient was found for context fear conditioning but not for spatial memory (Winocur et al. 2013). Why the gradient is reliably seen in some studies of context fear conditioning but not in others, nor in the water maze, is an issue of current interest (Winocur et al. 2013).
It has been shown that the hippocampus has to be active at the time of retrieval for the expression of both recent and remote memory in rodents (Liang et al. 1994; Broadbent et al. 2006), and this fact points to the need for a different approach. One would like to inactivate the hippocampus reversibly during the putative memory consolidation process, but allow it to work normally during learning and, later, at recall. One relevant study used a chronic reversible blockade of GluR1-5 receptors in the dorsal hippocampus (for 7 days, beginning 1 or 5 days after learning), with blockade confirmed metabolically using 2-deoxyglucose (2-DG). Memory retention was tested 16 days after training with the hippocampus, once again, working normally (Riedel et al. 1999). A deficit in the consolidation of memory was observed whether the inhibition was begun 1 day after training or after a delay of 5 days. These findings suggest that “turning off” the hippocampus for 7 days after learning, despite normal function during encoding and retrieval, does cause retrograde amnesia. Although this study lacked a long-delay condition before the onset of hippocampal inhibition (which might then show spatial memory to be intact), it confirms the idea that water maze learning may involve posttraining consolidation just as the standard model predicts. However, it is unclear whether the pharmacological intervention affects only the dialogue between the hippocampus and neocortex for stabilization of cortical traces (Alvarez and Squire 1994), or might also affect memory traces within the hippocampus itself (Nadel and Moscovitch 1997). A further difficulty is that a study using continuous posttraining infusions of either lidocaine or CNQX for 7 days did not replicate the Riedel et al. (1999) findings (Broadbent et al. 2010). However, a later study using postlearning transection of the temporoammonic path from the entorhinal cortex to area CA1 of the hippocampus did reveal poor memory tested 28 days later (Remondes and Schuman 2004), which was interpreted as interrupting hippocampal–neocortical dialogue. That is, after learning, ongoing cortical input conveyed by the temporoammonic path is required to consolidate long-term spatial memory. Follow-up studies need to be conducted that look not only at the impact of sustained and reversible inactivation of the hippocampus, but also at relevant structures of the neocortex (retrosplenial, anterior cingulate, medial prefrontal cortex) that might be engaged in systems consolidation.
For the present, it is clear that after appropriately timed lesions, a temporal gradient favoring better remote memory is seen too often to discount, including in a spatial paired-associate task to be discussed below (Tse et al. 2007), but it is unclear why it is not always observed with either permanent lesions or temporary inactivation. The next section identifies some relevant factors.
Interpreting Behavioral Measures and Cognitive Factors
Human studies are characterized by distinct ways of measuring memory—from simple measures of percent correct to more subjective measures, such as the remember–know procedure. It is unclear how to apply such subtle qualitative distinctions to animals who cannot verbally report a specific event. In a typical task, it is simply the apparent strength of a memory that is being tested. Recent animal research has endeavored to determine whether different temporal gradients of retrograde amnesia are associated with different training protocols and/or whether representations in memory change qualitatively with the passage of time. What is emerging is evidence that features of a test protocol can matter and that the temporal gradient of retrograde amnesia is not a fixed entity.
One important variable is whether the information being learned is completely novel or can be related to previously acquired knowledge. How easily new information can be assimilated into a neocortical knowledge structure, such as a “schema,” may depend on the extent to which subjects have an available framework of prior knowledge relevant to the new information being learned (Bransford 1979; McClelland 2013; Ghosh and Gilboa 2014). Rapid assimilation of information into a schema should speed up the time course of systems consolidation. This idea was investigated in rats by first training them to learn multiple paired associates. The associations involved the flavor/odor of a food reward buried in a sand well and the spatial location in an “event arena” where the food could be found (Tse et al. 2007). The use of spatial location as one member of a paired associate enabled the animals to build a map or “schema” indicating what food was where. Learning was slow, ∼6 weeks, but the animals could eventually use the taste or smell of the food to direct their digging at the location where the corresponding food could be found. The initial learning of paired associates was impaired by neurotoxic hippocampal lesions given before training, indicating that this learning is “hippocampus dependent.” Critically, when normal animals were trained and acquired a schema, and lesions were made at different times after the introduction of new paired associates, a temporal gradient of retrograde amnesia was observed. Specifically, when lesions were made only 3 h after training, later memory was poor. However, when lesions were made 2 days after training, the animals showed good memory. Thus, a rapid temporal gradient was observed (unlike in the water maze), reflecting the apparent assimilation of new information into the previously trained neocortical schema.
These results raise the question: What is different about context fear conditioning, the water maze, and the event arena? Temporal gradients are seen in the first and third of these, but not usually in the second. Spatial navigation is important in the water maze, but not in context fear conditioning, and not so important in the event arena because the animal can decide whether or not to dig for food at each sand well after it gets to it. Another difference between these three tasks, to which Tse et al. (2007) drew particular attention, is that in studies to date, animals entering context fear conditioning and water maze experiments are “experimentally naïve.” That is, they have not been trained on other tasks, nor do they have a history of prior learning like adult humans. The implicit supposition has been that this exceptional degree of control is a desirable feature of animal protocols, but this may be incorrect. The results from Tse et al. (2007) raise the possibility that the temporal parameters of consolidation are not a biological given (such as the interaction of fast [hippocampal] and slow [cortical] learning systems discussed by McClelland et al. 1995), but can be influenced by cognitive factors, that is, the time course of consolidation is not fixed, and that this is the case is an important topic of current study (Tse et al. 2007). The paired-associate protocol may produce a relatively short temporal gradient of retrograde amnesia because the animals do not remember the individual events associated with a paired-associate learning trial, but can nevertheless modify a preexisting semantic memory in the cortex (Fig. 3B). An additional justification for this second point is that new computational modeling indicates that past experience may make the extraction of statistical regularities easier and faster (McClelland 2013).
It is possible that this same idea may illuminate context fear conditioning studies in some circumstances. For example, following up earlier work (Riccio et al. 1984), new studies of fear conditioning have shown that the ability to discriminate between the training context (context A) and a novel context (context B) diminishes over the course of a month (Wiltgen and Silva 2007; Wiltgen et al. 2010). Importantly, these studies revealed a temporal gradient of retrograde amnesia when mice were tested in the training context (context A) 1 or 28 days after training (hippocampal inactivation impaired performance after 1 day, but not after 28 days). What is the relationship between the loss of discriminability between contexts A and B across 28 days and the evidence for consolidation over the same time period? One possibility is that consolidation occurs against a background of normal forgetting. Alternatively, the decline in discriminability might mean that consolidation is a time-dependent process that gradually extracts statistical regularities while permitting details to be lost.
A study relevant to these issues assessed fear conditioning 14 days after training. A significant negative correlation was found between an individual animal’s discrimination ability (trained vs. novel context) and the extent to which the animal showed freezing in the “novel” context (Wiltgen et al. 2010). There was no correlation between discrimination ability and the extent of freezing in the “trained” context. In addition, pharmacological inactivation of the hippocampus after 14 days impaired memory for the training context in animals that discriminated between contexts, but not in animals that failed to discriminate (Fig. 2B). One interpretation of this result is that, if a detailed contextual (“episodic-like”) memory is available, whether immediately or long after training, the hippocampus is engaged and required. Moreover, if only a “semantic” or “gist” memory is available, which does not discriminate between contexts, memory can be supported by the cortex alone.
An alternative way to understand these results is that they may reflect group differences in the rate of consolidation. Mice were separated into two groups based on their ability to discriminate context A from context B. Accordingly, the two groups could have differed from each other in many other ways as well (notwithstanding the finding that performance in context A was similar for the two groups). Indeed, the amount of gist or detailed memory that was available may not be relevant. The high-discrimination group might take longer to consolidate than the low-discrimination group and, even after that point is reached, the animals in the high-discrimination group might still be able to discriminate between contexts. This result would imply that even memory for detail can consolidate. This analysis predicts that if a much longer period of posttraining consolidation were allowed, enabling the high-discriminating group to fully consolidate, hippocampal inactivation would have no effect despite successful context discrimination.
Another study of how memory changes over time involved use of the water maze (Richards et al. 2014). Mice were trained on a delayed matching-to-place protocol in which the escape platform moved location each day. On each day, there was a rapid decline in escape latency as each new location was learned. In one version of this task, the platform was located in various places in the north quadrant of the pool twice as often as in various places in the east quadrant. When tested 1 day after completing 8 days of training, mice searched primarily in the most recently trained location. However, when tested after 30 days, mice tended to search twice as often in the north quadrant as in the east quadrant. That is, after 30 days, search was driven less by any single day’s training, or even by the last day’s training, but rather by the cumulative statistical distribution of training experience across days. When mice had to learn a new escape location either 1 day or 30 days after training, they could remember this new location better if it conflicted with the distribution of locations learned 30 days earlier than if it conflicted with the distribution of locations learned only 1 day earlier.
The nature of this stabilization of pattern memory or gist memory over time remains unclear. The investigators propose that the finding is unlikely to be caused by the degradation of memories over time or to memory strength being simply a function of relative recency. Instead, like Wiltgen et al. (2010), they favor the view that consolidation entails an active process of extracting the gist or pattern from what was learned, although forgetting individual instances (including the most recent instance). Whereas this perspective does provide an accurate description of the data, it is unclear whether a qualitative process/mechanism of gist extraction is, in practice, actually required. Successive training days to platforms in distinct locations will create multiple rapidly declining memory traces whose residual strength over time may not decline to zero. Instead, these traces could gradually summate to result in particular areas of the water maze having different associative strengths. This summation process could occur during posttraining consolidation and result in the time-dependent appearance of an apparent gist memory even in the absence of a specific pattern extraction process.
Taken together, the studies summarized in this section indicate that temporal gradients of retrograde amnesia can be observed, but there is presently uncertainty about both the time course of the gradients and the factors that mediate them. The possibility that there are qualitative changes in the character of memory during consolidation is currently an active area of research.
MONITORING METABOLIC, IMMEDIATE EARLY GENE, AND NEUROPHYSIOLOGICAL SIGNATURES OF CONSOLIDATION AT VARIOUS TIMES AFTER TRAINING
Monitoring physiological changes over time offers a different window on consolidation processes. One strategy has been to look at region-specific alterations of 2-DG uptake or immediate early gene (IEG) activation in the hippocampus and neocortex at various times after training. One study trained mice in an eight-arm radial-maze task (Olton et al. 1979) in which some arms were rewarded and others were never rewarded (Bontempi et al. 1999). Increased 2-DG uptake in the hippocampus was found when testing occurred shortly after training. Importantly, there was a time-dependent decrease in hippocampal uptake when testing was delayed for several weeks, and there was a corresponding increase in 2-DG uptake in the neocortex (Fig. 2C). Follow-up work found similar temporal patterns in the expression levels of IEGs, such as c-fos (Frankland et al. 2004; Maviel et al. 2004). Direct transfer of information from the hippocampus to the cortex is not thought to occur in consolidation. However, the process of cortical stabilization may require guidance, whether the stabilization involves synaptogenesis or persistent changes in synaptic strength in the cortex. One suggestion for this process is the idea of a “tagging” process at neocortical synapses (Lesburgueres et al. 2011). Tagging refers to a local, posttranslational change in cortical neurons that occurs in parallel with memory encoding.
Using a social transmission of food-preference paradigm in which a demonstrator animal “teaches” an observer animal which foods are safe to eat, these investigators explored the idea that neurons might undergo a “tagging process” in the orbitofrontal cortex at the time of memory encoding. This process would help to ensure that the gradual, hippocampus-driven rewiring of cortical networks, which ultimately support long-term memory, is directed appropriately. Using a combination of lesions and pharmacological interventions, these studies established that tagging was amino-3-(5-methyl-3-oxo-1,2-oxazol-4-yl) propanoic acid (AMPA)- and N-methyl-d-aspartate receptor–dependent, information-specific, and capable of modulating remote memory persistence by affecting the temporal dynamics of hippocampal–cortical interactions. The concept emerging from these studies is in line with standard consolidation theory. Specifically, the concept is that neocortical tags are set early at the time of memory encoding and time-dependent changes develop across time as dynamic interactions occur between the hippocampus and neocortex.
When animals were tested for their memory of context fear conditioning at 1 and 30 days after training, correlations in the expression of the IEG c-fos were observed across brain areas (Wheeler et al. 2013). Specifically, the absolute levels of IEG expression in up to 80 brain areas revealed a striking change in the correlation matrix between brain areas 1 and 30 days after training. These results indicate time-dependent changes in cortical networks over this time period. This “functional connectome” is strongly suggestive of a time-dependent reorganization and stabilization of neocortical networks. However, given the uncertainty about which factors influence temporal gradients of behavioral memory (Broadbent and Clark 2013), caution is also appropriate in the case of IEG measures. That time-dependent changes are observed in IEG expression is clear. Less clear is what these changes correspond to in terms of underlying memory processes. For example, c-fos activation likely reflects increased neural activity at the time of retrieval, but this activation does not necessarily measure retrieval itself. Although there was no opportunity for “new” fear learning during the retrieval tests (because reexposure to the training context was not accompanied by additional presentations of the unconditional shock stimulus), it is nevertheless possible that retrieval could be associated with new encoding (of the retrieval test itself, for example). That is, what is procedurally a retrieval paradigm (Wheeler et al. 2013) might reflect gene expression associated with retrieval-related encoding.
IEG expression in the hippocampus and cortex has also been measured as animals express a learned schema in the event arena or are required to assimilate new information (Tse et al. 2011). In that study, two IEGs, zif-268 and Arc, were measured and found to be up-regulated throughout consolidation-relevant midline regions of the neocortex at the time of memory encoding, broadly similar to the areas identified in earlier work at long time periods after learning (Frankland and Bontempi 2005). The magnitude of the increase for these IEGs was related to how readily the new information would later be expressed, that is, how easily it would be assimilated into the existing and activated knowledge structure if the full period of consolidation had been allowed to take place. These findings support the possibility, raised earlier (Lesburgueres et al. 2011), that cortical tagging helps promote the neocortical consolidation process. They are also consistent with the idea, derived from studies of amygdala-dependent fear conditioning, that neurons are recruited into a memory trace as a function of neuronal excitability (Yiu et al. 2014).
Another and distinct window onto putative consolidation mechanisms comes from neurophysiological recordings from relevant neuronal ensembles of the hippocampus and neocortex during sleep. It has been proposed that consolidation occurs specifically during NREM sleep (Jenkins and Dallenbach 1924; Marr 1971; Smith 1996). Two mechanisms have since been proposed. One is “replay,” the reactivation of patterns of network activity that had occurred during previous experience and that are thought to lead to potentiation of relevant synaptic connections in the cortex. Replay starts in the hippocampus and propagates to the cortex, with reprocessing there to extract statistical overlap from different encoding episodes (Wilson and McNaughton 1994; Diekelmann and Born 2010; Battaglia et al. 2012; Genzel et al. 2014). The other suggested mechanism for consolidation during sleep is “downscaling”—“with sleep homeostatically but nonspecifically regulating synaptic weights to improve the signal-to-noise ratio of memory traces” (Tononi and Cirelli 2006, 2014). The combined “push–pull” action of replay on the one hand (“push” equals potentiating “important” traces) and downscaling on the other (“pull” equals weakening irrelevant traces) may together aid the construction and updating of memory networks in the cortex (Diekelmann and Born 2010; Lewis and Durrant 2011; Genzel et al. 2014). Sleep replay seems to be a widespread phenomenon requiring participation and cooperation among many different brain areas, whereas downscaling is thought to be a more local process, which is locally initiated and regulated.
What mechanisms are responsible for memory traces becoming consolidated during sleep? To initiate replay in the hippocampus, a slow oscillation starts in the prefrontal cortex, consisting of an alternation between states of generalized cortical excitation and depolarized membrane potentials (UP states) and generalized states of relative neuronal silence (DOWN states). This oscillation, as seen in intracranial recordings of patients being evaluated for epileptic surgery, travels across the brain to the medial temporal lobe (Nir et al. 2011), where it is followed by sharp wave ripples in the hippocampus. During sharp wave ripples, 30% of hippocampal neurons increase their firing rate, and the replay of sequential firing of neurons that encode, for example, previous spatial experiences occurs in a temporally compressed form (Wilson and McNaughton 1994). Hippocampal replay was first observed in the rat when place cells were seen to fire during sleep in the same sequence as they fired on a linear track when the rat was actually running (Wilson and McNaughton 1994). Since then, many other interesting attributes of sharp wave ripples and replay have been reported. Replay occurs 7–10 times faster than the original experience (Euston et al. 2007) and seems to be homeostatically regulated. The increased appearance of sharp wave ripples after their disruption is seen only after a significant learning period (Girardeau et al. 2014). Further, the type of neural network being activated during replay, that is, the specific memory, can be recognized by the typical morphology of the ripple (Reichinnek et al. 2010), and longer memories seem to be replayed across multiple sharp wave ripples (Davidson et al. 2009). By recording neuronal firing patterns in the prefrontal cortex at choice points in a maze and during sleep, it has been shown that hippocampal replay during sleep (but not during the awake state) is directly communicated to the prefrontal cortex. As a result, there is simultaneous expression in the hippocampus and prefrontal cortex of learning-associated neural firing patterns (Peyrache et al. 2009). Evidence for replay has also been found in other brain areas, including the striatum, motor cortex, and visual cortex (Euston et al. 2007; Ji and Wilson 2007; Aton et al. 2009; Lansink et al. 2009; Yang et al. 2014). Additionally, if sharp-wave ripples are followed by neocortical spindles, secondary larger waves of increased firing rates can be observed in the cortex (Wierzynski et al. 2009). At the same time, by comparing unit firing in the cortex and hippocampus during spindles, it was observed in one study that the cortex became functionally deafferented from hippocampal inputs during sleep spindles (Peyrache et al. 2011). Spindles may also play an additional but separate role in local cortical processing during sleep, which is independent of the hippocampal replay mechanism (Andrillon et al. 2011).
As discussed earlier, recent studies in humans have tried to increase the probability of replay during sleep by cueing recently learned memories via smell or sound associations (Rasch et al. 2007; Rudoy et al. 2009). In a related study in rats, two running tracks were associated with distinct sounds. In this case, cueing replay during sleep did not increase the absolute amount of replay. Instead, cueing biased replay toward the cued content at the cost of the noncued content (Bendor and Wilson 2012).
Interestingly, replay is observed not only during sleep, but can occur during waking as well. Intervention studies have addressed whether there are different functions of replay in sleep versus awake states by interrupting sharp wave ripples with electrical stimulation whenever they occur (Fig. 2D). This work has hinted at the possibility that replay during sleep is important for consolidation processes, whereas awake replay is more associated with spatial working memory and navigational planning (Girardeau et al. 2009; Ego-Stengel and Wilson 2010; Jadhav et al. 2012; Pfeiffer and Foster 2013). However, both awake and sleep replay do seem to contribute to later memory performance (Dupret et al. 2010), with awake replay, perhaps, serving to initially stabilize memory but with sleep replay operating in association with systems consolidation.
To summarize, there are time-dependent changes in physiological function that relate to or mediate aspects of systems memory consolidation, as now shown with 2-DG, immediate early gene mapping, and electrophysiological recordings. New technologies, notably optical recording, offer the opportunity to study these changes dynamically in large numbers of neurons. This approach might require a head-fixed, virtual-reality paradigm that could be used over the time periods after learning when consolidation occurs.
THE USE OF MOLECULAR–GENETIC TECHNIQUES TO ILLUMINATE MECHANISMS OF HIPPOCAMPAL–NEOCORTICAL DIALOGUE
New approaches are starting to use elegant inducible and reversible genetic interventions to examine systems consolidation. The focus here is not on the specific molecular mechanisms of consolidation (discussed elsewhere in this collection), but on the use of molecular engineering approaches to illuminate the dynamics of systems consolidation. Two studies illustrate the approach.
In one study, optogenetic inhibition of the hippocampus was deployed to examine the interplay of the hippocampus and neocortex, emphasizing the opportunity that this technique offers for precise temporal intervention (Goshen et al. 2011). Halorhodopsin-induced inhibition of area CA1 of the hippocampus reduced the frequency of cell firing and blocked the acquisition and retrieval of contextual fear conditioning. Brief optogenetic inhibition (for 5 min) of hippocampus consistently interfered with retrieval (after 28 days, 9 weeks, and 12 weeks). In contrast, more extended pharmacological and optogenetic inhibition spared remote memory, but impaired recent memory, revealing a temporal gradient (Fig. 2E). Brief inhibition of CA1 resulted in a decreased c-fos expression at recall in both CA1 and the anterior cingulate cortex (ACC), whereas extended inhibition decreased expression in CA1, but increased expression in ACC. These results could mean that prolonged inhibition allows for compensatory activity to develop and that this compensatory activity supports remote memory performance. An alternative is that prolonged inhibition allows nonspecific effects of the inhibition to wear off and remote memory to be successfully expressed.
The concept of rapid cortical tagging (Lesburgueres et al. 2011; Tse et al. 2011) suggests that, even if the hippocampus is normally engaged for a short period for “binding” disparate cortical networks during memory encoding and the early stages of consolidation, a memory trace of some kind is rapidly formed in the cortex. The cortical trace in this case corresponds to the episodic memory-like trace that was formed during the initial experience and not to a gist-memory trace. This trace may ordinarily require co-occurrent activity in the hippocampus for behavioral expression during the consolidation period, but this involvement of the hippocampus might be mimicked optogenetically. That is, if the role of the hippocampus during the consolidation period is to engage cortical neurons selectively during the stabilization process, this function of the hippocampus might be achieved optogenetically by selectively activating those cortical neurons that are involved in the memory.
A relevant step forward has used context fear conditioning and tet-TAG mice in which c-fos is used to drive the insertion of a channelrhodopsin-like protein into learning-activated cells (Cowensage et al. 2014). A subset of neurons in the retrosplenial cortex (RSC) was tagged in this way during context fear conditioning. Subsequently, it was possible to activate just this subset of RSC cells optogenetically (despite diffuse light activation of all cells) because only those neurons were activated that had been firing at the time of cortical memory encoding and had, therefore, expressed c-fos. The mice showed elevated freezing in response to the light, an observation made even more secure through the use of a context discrimination procedure (reminiscent of Wiltgen’s work cited earlier). Increased freezing was also observed in response to light activation of the RSC network when the hippocampus was simultaneously inactivated with lidocaine (Fig. 2F). Thus, although the hippocampus may ordinarily serve to guide the process of neocortical stabilization, its role can be bypassed if another (exogeneous) method is used to activate the appropriate subset of neocortical neurons. Whereas the method of bypassing the hippocampus is artificial, this is an important proof-of-principle study establishing that memory traces in the cortex are sufficient for memory expression.
CONCLUSIONS
Evidence for memory consolidation has accumulated in the laboratory and the clinic for more than 100 years. Yet, quantitative studies of retrograde amnesia began only in the 1970s, and the idea that consolidation involves a dialogue between the hippocampus and neocortex is even more recent. Information is stored initially in both the hippocampus and neocortex, and the hippocampus then guides a gradual process of reorganization and stabilization whereby information in the neocortex eventually becomes independent of the hippocampus. This is the so-called standard model of memory consolidation depicted in Figure 3A. It is now known that the rate of this process depends on the extent to which new information can be related to preexisting knowledge, such as networks of connected neurons called “schemas” (Fig. 3B). Consolidation occurs for both facts and events and for both spatial and nonspatial information, although it appears to be masked in tasks that depend prominently on spatial navigation (e.g., the water maze in rodents), as the integrity of the hippocampal formation is required for memory expression. Molecular genetic tools, including optogenetics and metabolic markers, are now being used to explore further the mechanisms by which consolidation occurs.
ACKNOWLEDGMENTS
This work is supported by the Medical Research Service of the Department of Veterans Affairs (L.R.S.), The National Institute of Mental Health (NIMH) Grant 24600 (L.R.S.), an Advanced Investigator Grant (Project 268800-NEUROSCHEMA) from the European Research Council (R.G.M.), and a postdoctoral fellowship from Society-in-Science (L.G.).
Footnotes
Editors: Eric R. Kandel, Yadin Dudai, and Mark R. Mayford
Additional Perspectives on Learning and Memory available at www.cshperspectives.org
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