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Published in final edited form as: Obes Res Clin Pract. 2015 Aug 29;10(3):283–290. doi: 10.1016/j.orcp.2015.07.010

STRESS EATING AND SLEEP DISTURBANCE AS MEDIATORS IN THE RELATIONSHIP BETWEEN DEPRESSION AND OBESITY IN LOW-INCOME, MINORITY WOMEN

Jessica Yu 1,2, Kezhen Fei 2, Ashley Fox 2, Rennie Negron 2, Carol Horowitz 2
PMCID: PMC4769965  NIHMSID: NIHMS714458  PMID: 26324859

Abstract

The purpose of this study was to explore potential mediators of the relationship between depression and obesity in a sample of low-income, minority women. Data were extracted from a sample of 535 women enrolled in a weight loss intervention for the prevention of type 2 diabetes. Using a non-parametric bootstrapping procedure, the potential mediation effects of stress eating and sleep disturbance on the relationship between depression and obesity were tested. Results of a single mediation model indicated that depressive symptomatology was significantly associated with obesity (β = 0.800, SE = 0.290, p = 0.006), and that stress eating (β = 0.166, 95% CI [0.046, 0.328]) and sleep disturbance (β = 1.032, 95% CI [0.612, 1.427]) were significant independent mediators of this relationship. Sleep disturbance remained a significant mediator in a combined mediation model (β = 1.009, 95% CI [0.653, 1.399]). Findings add to the growing literature on the psychosocial factors implicated in the link between depression and obesity, particularly among disadvantaged populations. Future longitudinal research should aim to establish causal pathways between obesity, stress eating, sleep disturbance, and depression.

Keywords: mediation, obesity, depression, stress eating, sleep disturbance


Overweight and obesity are problems of global proportion, with nearly 40% of adults worldwide considered overweight (body mass index [BMI] ≥ 25 kg/m2) and 13% considered obese (BMI ≥ 30 kg/m2) [1]. Over the past three decades, these prevalence rates have risen in high-, middle-, and low-income countries alike [1], with some of the highest rates in North America, Western Europe, Oceania, and parts of Africa and Latin America [2]. This increase in prevalence is alarming given that overweight and in particular obesity increase risk for other health problems, including cardiovascular disease, stroke, metabolic syndrome, cancer, osteoarthritis, sleep apnea, and reproductive problems [3].

Depression is another problem of global proportion, affecting approximately 4% of adults worldwide [4]. Similar to obesity, it is increasingly prevalent across high-, middle-, and low-income countries [4] – and is considered the number one cause of disability in the world [5]. It is associated with increased prevalence of other mental health problems, including anxiety, substance use, impulse control disorders, and suicide [6]. It is also considered a risk factor for a wide range of medical problems including cardiovascular disease, diabetes, and noncompliance with medical treatment [7].

In developed countries such as the United States, significant racial and ethnic differences in the prevalence and treatment of overweight, obesity, and depression have gained attention as health disparities. The prevalence of overweight and obesity are 1.2 times greater among Hispanics and Latinos than among Non-Hispanic Whites [8], and low-income, minority populations are less likely to seek treatment for depression [9]. Postulated reasons for these differences include lower education and income, lack of affordable healthy food and venues for physical activity, increased exposure to fast food, lack of social norms that value healthy eating and exercise, and lack of awareness or stigma about mental health and available services among minority populations [9,10,11].

It is thus clear, from the research to date, that overweight, obesity, and depression are all problems within low-income, minority populations. It may also be that these problems are functionally related to one another within such populations. Studies in the U.S. and abroad have found associations between obesity and depressive symptoms, history of depression, and psychological distress [12,13] – and one important and relatively unexplored element in the link between depression and obesity, particularly in low-income, minority populations, is stress. In neighborhoods of lower income, stressors such as financial strain, work stress, marital and family conflict, and community-wide strain are common [14] and potentially increase stress-related behaviors such as stress-induced eating (otherwise known as “stress eating” [14]) and problems such as sleep apnea [15]. Dysregulated food intake and sleep problems are indeed shared symptoms of depression and obesity [16] – and it may be that these symptoms mediate the relationship between depression and obesity.

A prime example of how obesity, depression, stress eating, and sleep problems may be interrelated can be found in the community of East Harlem, New York. Due to the high rates of poverty [17] and disease, particularly obesity and obesity-related conditions such as diabetes [18], found in East Harlem, academic and community partners in the neighborhood came together in 2005 to develop Project Help Educate to Eliminate Diabetes (HEED), a weight loss intervention for individuals at risk for developing type 2 diabetes. Salient to the current study was the community partners’ assertion that eating and sleep problems were prevalent phenomena in a community characterized by chronic life stress associated with poverty and could be potential causes of the high rates of obesity witnessed in the community.

Building upon previous research on the relationship between depression and obesity, the current study utilized data from Project HEED to examine how stress-related symptoms, specifically stress eating and sleep disturbance, mediate the relationship between depression and obesity. It was hypothesized that there would be a significant direct relationship between depression and obesity, and that this relationship would be mediated by stress eating and sleep disturbance.

METHOD

Participants

Between May and July 2007, participants were recruited via advertisements, announcements, and events at community agencies in East Harlem, NY to participate in Project HEED, a randomized controlled trial aimed at measuring the effectiveness of a peer-led lifestyle intervention in promoting weight loss among overweight adults. Participants were eligible for the trial if they: 1) at least 18 years of age; 2) resided in East Harlem, NY; 3) spoke English or Spanish; 4) had a BMI of at least 25 kg/m2; and 5) were available to participate in a group intervention. Participants were excluded if they: 1) were diagnosed with diabetes; 2) were prescribed glucose-altering medications; or 3) were currently pregnant.

All participants provided written informed consent. Participants were not compensated for completing the baseline measures described below and used for the current analysis. A total of 641 adults were recruited for the study; however, because men constituted only 16% of the sample and have been shown to exhibit lower obesity-depression co-morbidity [20], they were excluded from the current analysis. The study was approved by the Institutional Review Board at the Icahn School of Medicine at Mount Sinai.

Measures

All measures were developed and approved by the Project HEED Evaluation Subcommittee, which identified domains of interest and asked study staff to supply validated scales to explore these domains [19]. The committee piloted scales and items in the community, revised the measures accordingly, and wrote supplemental questions as needed. The measures were compiled into a survey designed for a fourth grade reading level and translated into Spanish. Trained community members piloted the initial survey with 183 East Harlem adults at multiple community locations. After this initial pilot phase, existing measures and scales were adjusted in accordance with the community's input, including the inclusion of a specific question on eating in response to stress [21]. The survey items relevant to this analysis are outlined below.

Obese

Participants’ height and weight were measured by study staff at study entry and used to calculate BMI. In the current study, obesity was entered into the hypothesized mediation model as a dichotomous outcome variable, with a BMI greater than or equal to 30 considered obese and a BMI less than 29 kg/m2 considered non-obese.

Patient Health Questionnaire-8 Item Version (PHQ-8)

Depression was measured using 8 of the 9 items of the PHQ-9 [22]. The question regarding suicidal ideation and intent was excluded, as suicidality was a specific exclusion criterion for the study. On the PHQ-9, participants are asked how often, over the past two weeks, they have experienced symptoms such as apathy, depression, difficulty concentrating, and low self-esteem. Responses are coded as 0, “not at all”; 1, “several days”; 2, “more than half the days”; or 3, “nearly every day.” These responses are summed for a total score, with a PHQ-8 score of 10 or more considered clinically significant depression. Therefore, in the current study, depression was entered into the hypothesized mediation model as a dichotomous variable, with participants categorized as depressed if their PHQ-8 score was greater or equal to 10. The internal consistency of the PHQ-8, measured by Cronbach's alpha, was 0.78.

Stress Eating

Stress eating was assessed using a single item. Participants were asked, “How often do you eat as a way to manage your stress?” Responses were captured via a 5-point Likert scale, with 1 indicating “never” and 5 indicating “always”. Stress eating was entered into the hypothesized mediation model as a dichotomous variable, with participants categorized as stress eaters if they responded “always”, “often”, or “sometimes”.

Sleep Disturbance

Sleep disturbance was operationalized as having high sleep apnea risk and assessed using the Berlin Questionnaire [23]. On the Berlin Questionnaire, participants were asked to respond to nine questions regarding their sleep habits and quality, with response options varying by question. Sample items include: “Do you snore?” (with potential responses of “yes” or “no”); “How often do you snore?” (with potential responses ranging from “never or nearly never” to “nearly every day”); and “How often do you feel tired or fatigued after your sleep?” (with potential responses ranging form “never or nearly never” to “nearly every day”). An individual's sleep apnea risk is classified as “high” or “low” based on his or her responses to these nine items as well as his or her hypertension and obesity status. Sleep disturbance was entered into the hypothesized mediation model as a dichotomous variable, with participants categorized as having sleep disturbance if they met criteria for high sleep apnea risk. The Berlin Questionnaire has been shown to have adequate test-retest reliability [24].

Demographic Variables

A self-report questionnaire was used to assess demographic items including age, ethnicity, race, marital status, and household income.

Procedure

The current study was a secondary, cross-sectional, analysis of baseline data from Project HEED. During Project HEED, study staff met with participants for a baseline assessment after obtaining their written informed consent. During this assessment, study staff first obtained various physical data, including participants’ height and weight. Weight was taken without shoes and using a Siltec PS500L scale (Precision Weighing Balances, Bradford, MA). Study staff then administered the baseline survey to participants. The survey lasted approximately 30 minutes and included the measures described above. After completing the survey, participants were randomized to either an intervention or control group. Additional details concerning the parent study's methods can be found elsewhere [19].

Statistical Analysis

We first described participant characteristics using summary statistics including frequencies, means, and standard deviations. We compared participant characteristics by obesity status (obese v. non-obese) in order to describe any differences among overweight and obese individuals in our sample, using χ2 tests for categorical variables and t-tests for continuous variables. We then used the procedure described by Cuevas and colleagues [25] to examine the total effect of depressive symptomatology on obesity and the indirect effect of depressive symptomatology on obesity through stress eating and sleep disturbance. We controlled for possible confounders and covariates significantly related to main outcome, including age, race, marital status, and income. Each model was tested using the INDIRECT macro in SPSS 20.0 [26,27]. This macro produced information on the direct association between depression and obesity, and multivariate logistic regressions were used to confirm the direct effect measured by the mediation model. The indirect effects were tested using a non-parametric, bias-corrected bootstrapping procedure that provided an empirical approximation of the sampling distribution of the product of the estimated coefficients in the indirect paths using 1,000 resamples from the data set. Parameter estimates were generated using logistic regression. Unstandardized estimates were presented and are reported. All other analyses were conducted in SAS 9.3. Statistical significance was set at the p = 0.05 level.

RESULTS

Participant Characteristics

Table 1 summarizes participant characteristics. Our sample of 535 females had a mean age of 43.7 (SD = 15.0). Participants were predominantly of minority racial status, under-educated, and living in poverty. All were overweight and 60% were obese, with a mean BMI of 32.2 (SD = 5.6). In comparing obese and non-obese participants, African Americans were more likely than other racial or ethnic groups to be obese (74% vs. 57%, respectively, p = 0.001) and obese participants were less likely than non-obese participants to have an annual income less than $15,000 (45% vs. 60%, p = 0.001).

TABLE 1.

Participant characteristics at baseline

Characteristic Overall (N=535) Obese BMI ≥ 30 (N=324; 61%) Non-Obese BMI 25-29 (N=211; 39%) p
Age, mean ± SD 43.7 ± 15.0 44.6 ± 14.4 42.3 ± 15.9 0.087

BMI, mean ± SD 32.2 ± 5.6 35.3 ± 5.0 27.4 ± 1.4 <.0001

Race, N (%) 0.006
    Black 108 (20%) 80 (25%) 28 (13%)
    Hispanic 408 (76%) 235 (73%) 173 (82%)
    White 4 (1%) 3 (1%) 5 (2%)
    Other 14 (3%) 6 (2 %) 5 (2%)

Income < $15K/year, N (%) 225 (51%) 120 (45%) 105 (60%) 0.001

Insurance 0.001
    No Insurance 221 (42%) 109 (34%) 112 (54%)
    Medicaid 122 (23%) 84 (26%) 38 (18%)
    Medicare 45 (8%) 29 (9%) 16 (8%)
    Commercial 143 (27%) 100 (31%) 43 (21%)

< High school education 249 (46%) 142 (44%) 107 (51%) 0.102

Married/living with partner 323 (60%) 183 (56%) 140 (66%) 0.023

Employed 0.050
    Working F/P time 164 (31%) 109 (34%) 55 (26%)
    Looking for work/laid off 35 (7%) 25 (8%) 10 (5%)
    Keeping house/Retired/Unable work 276 (52%) 152 (47%) 124 (59%)
    School/Other 60 (11%) 38 (12%) 22 (10%)

Excellent/Very good health 68 (13%) 35 (11%) 33 (16%) 0.111

Stressful life 221 (41%) 143 (44%) 78 (37%) 0.099
    Extremely/Very stressful 97 (18%) 62 (19%) 35 (17%) 0.435

Depressed (PHQ8 ≥ 10) 88 (16%) 63 (19%) 25 (12%) 0.021

Stress eating 235 (44%) 162 (50%) 73 (35%) 0.001

High sleep apnea risk 181 (34%) 164 (51%) 17 (8%) <.0001

Current smoker 43 (8%) 32 (10%) 11 (5%) 0.0723

Drink about once/week (Reference: Never drink) 154 (29%) 104 (32%) 50 (24%) 0.0402

Overall, 16% of participants endorsed a PHQ-8 ≥ 10, indicating clinically significant major depression. Over 40% of participants reported having a stressful life, with 44% reporting stress eating and 34% presenting with high sleep apnea risk. Obese participants were more likely than non-obese participants to be depressed, stress eat, and meet criteria for high sleep apnea risk.

Main Analyses

Figure 1 illustrates the hypothesized conceptual model of the relationship between depression and obesity, mediated by stress eating and sleep disturbance. Depressive symptomatology was significantly associated with obesity after adjusting for age, race/ethnicity, income, and marital status (β = 0.800, SE = 0.290, p = 0.006). Depressive symptomatology was significantly associated with greater likelihood of stress eating (β = 0.287, SE = 0.063, p < 0.001), and stress eating was significantly associated with greater likelihood of obesity (β = 0.568, SE = 0.210, p = 0.007). A single mediation model indicated that stress eating was a significant mediator between depression and obesity (indirect effect β = 0.166, 95% CI [0.046, 0.328]). Depressive symptomatology was also significantly associated with greater likelihood of sleep disturbance (β = 0.404, SE = 0.059, p < 0.001), and sleep disturbance was significantly associated with greater likelihood of obesity (β = 2.487, SE = 0.307, p < 0.001). A single mediation model indicated that sleep disturbance, too, was a significant mediator between depression and obesity (indirect effect β = 1.033, 95% CI [0.612, 1.427]).

Figure 1.

Figure 1

Hypothesized conceptual model of the relationship between depression and obesity (c path), mediated by stress eating and sleep disturbance (ab paths). Note: β = Unstandardized parameter estimate from the regression model; SE = Standard error for the parameter estimate; p = probability for testing the null hypothesis that the parameter estimate is equal to 0; *p<0.05, **p<0.001, ***p<0.0001.

Since stress eating and sleep disturbance were significantly related in the sample (p = 0.001), a multiple mediator analysis was carried out to account for the shared variance. This combined mediation analysis showed that sleep disturbance continued to significantly mediate the relationship between depression and obesity (indirect effect β = 1.009, 95% CI [0.653, 1.399]). However, stress eating was no longer a significant mediator in this combined analysis (indirect effect β = 0.684, 95% CI [−0.053, 0.225]). The results of both the single and multiple mediator analyses are displayed in Table 2.

TABLE 2.

Results of single and multiple mediator models for relationship between depression and obesity

Results of Single and Multiple Mediator Models
Single Mediator Models

Estimate of Indirect Effect BCa 95% CI

Proposed Mediator 1 2 SE Lower Upper
    Stress Eating .1631 .1662 0717 .0464 .3278
    Sleep Disturbance 1.0053 1.0325 .2097 .6116 1.4268
Multiple Mediator Model

Estimate of Indirect Effect BCa 95% CI

Proposed Mediators 1 2 SE Lower Upper
    Stress Eating .0703 .0684 .0708 −.0527 .2251
    Sleep Disturbance .9866 1.0087 .1938 .6533 1.399
    Combined 1.0569 1.0770 .2008 .6985 1.4670

Notes. Results were calculated using the SPSS INDIRECT macro syntax for estimating models with binary (or continuous) outcomes and continuous mediators. Logistic regression is used for binary outcomes.

1= The indirect effect calculated in the original sample

2= The mean of the indirect effect estimates calculated across 1000 bootstrap samples

SE = The standard deviation of the 1000 bootstrap estimates of the indirect effect

BCa 95% CI = Bias corrected and accelerated 95% confidence interval

Depression = PHQ-8 score ≥ 10

Stress Eating = Endorsed eating as a way to control stress

Sleep Disturbance = High risk of sleep apnea

Covariates = age, race, marital status, income

DISCUSSION

The aim of the current study was to examine the relationships between depression, obesity, and stress-related responses in a large sample of Black and Latino, low-income adults from East Harlem, New York. Specifically, the aim was to understand whether the relationship between depression and obesity was mediated by two specific behavioral correlates of stress – stress eating and sleep disturbance. To meet this aim, we undertook single and multiple mediation analyses. Results of the single mediation analysis found that depressive symptomatology was significantly associated with obesity, and that stress eating and sleep disturbance were indeed significant independent mediators of this relationship. Results of the multiple mediation analysis found that sleep disturbance alone was a significant mediator of this relationship, indicating that it may be a stronger mediator.

These findings add to the growing literature on the psychosocial factors implicated in the link between depression and obesity, particularly among disadvantaged populations. Consistent with the findings presented here, previous studies have found that depressed individuals are likely to report experiencing stress-related symptoms associated with increased weight. For example, Konttinen et al. [14] found that depressive symptomatology is positively associated with emotional (i.e., stress) eating, characterized by the consumption of sugary, sweet foods in particular. Other studies have found that depressed individuals report sleep difficulties [28], and that sleep difficulties increase risk for obesity [29]. The current study extends previous research by examining how stress eating and sleep disturbance link depression and obesity.

Our findings, particularly the full mediation of sleep disturbance in the relationship between depression and obesity, have broad clinical implications. Sleep disturbance is prevalent among low-income, minority populations such as the one in this study. This is attributable to numerous issues, including obesity-related sleep apnea [30,31], but it may also be related to chronic stress [32]. One potential way to improve quality of life among adults similar to those in our sample is to help them to find ways to tackle the chronic and daily stress that may exacerbate the eating and sleep problems they experience. In the current study, participants were not asked to identify specific stressors or reasons for endorsing stress; however, the stressors that low-income, minority individuals face in their daily lives have been well documented and include financial hardship, racial discrimination and prejudice, and lack of access to medical care, proper nutrition, and other resources [33]. This stress is not easily extinguished. It may be important to address the daily and chronic stress these adults face using approaches such as mindfulness-based stress reduction (MBSR), which has been effective in Black and Latino populations [34,35].

An additional way to improve quality of life among adults like those in our sample may be to educate and encourage low-income, minority adults to seek treatment for depression. Although this may seem like anything but a novel suggestion, the fact is that adults from low-income and minority backgrounds often fail to seek mental health treatment due to myriad factors, including cost, stigma, and language and structural barriers [36]. Innovative strategies to improve access to quality mental health care include universal clinical depression screening, expanding care teams to include navigators and community health workers, and embedding care in “everyday” locations, including barbershops and beauty parlors [37].

Limitations of the current study mainly include assessment issues. We assessed for the presence of stress eating using single question rather than a more comprehensive scale and further dichotomized the responses; this decreases the variability of the measure and could cause bias in the results. In addition, the current study was based upon baseline data only; thus, causality between depression, stress eating, sleep disturbance, and obesity cannot be established. However, the current study had several strengths, including a large sample size, measured height and weight, and efforts by the research team to collaborate with community stakeholders in designing a culturally sensitive assessment.

The current study is one of the first to conceptualize stress eating and sleep disturbance as specific mediators of the relationship between depression and obesity in a low-income, minority population. Thus, it serves as a catalyst for future research examining the ways in which stress-related symptoms can affect the relationship between depression and obesity in underserved populations. Such research will help identify modifiable factors that can be targeted to reduce the burden of depression and obesity across the globe.

ACKNOWLEDGEMENTS

This study was supported by the National Center on Minority Health and Health Disparities (1R24 MD001691-03) and the New York State Department of Health Diabetes Prevention and Control Program (C020123 and C021751).

Footnotes

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