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. 2016 Feb 24;19(8):1375–1388. doi: 10.1017/S1368980016000276

Prevalence and trends in the childhood dual burden of malnutrition in low- and middle-income countries, 1990–2012

Emma Tzioumis 1,*, Melissa C Kay 1, Margaret E Bentley 1, Linda S Adair 1
PMCID: PMC5470367  NIHMSID: NIHMS856643  PMID: 26905921

Abstract

Objective

To describe trends in country- and individual-level dual burden of malnutrition in children <5 years, and age-stratified (<2 years, ≥2 years) country-level trends, in thirty-six low- and middle-income countries (LMIC).

Design

Using repeated cross-sectional nationally representative data, we calculated the prevalence of malnutrition (stunting, wasting, overweight) at each survey wave, annualized rates of prevalence change for each country over time, and trends before and after 2000, for all children <5 years and separately for those </≥2 years. We examined country- (ratio of stunting to overweight) and individual-level (coexistence of stunting and overweight) dual burden in children <5 years.

Setting

Demographic and Health Surveys from thirty-six LMIC between 1990 and 2012.

Subjects

Children <5 years.

Results

Overall malnutrition prevalence decreased in children <5 years, driven by stunting decreases. Stunting rates decreased in 78 % of countries, wasting rates decreased in 58 % of countries and overweight rates increased in 36 % of countries. Rates of change differed for children </≥2 years, with children <2 years experiencing decreases in stunting in fewer countries yet increases in overweight in more countries. Countries with nearly equal prevalences of stunting and overweight in children <5 years increased from 2000 to the final year. Within a country, 0·3–10·9 % of children <5 years were stunted and overweight, and 0·6–37·8 % of stunted children <5 years were overweight.

Conclusions

The dual burden exists in children <5 years on both country and individual levels, indicating a shift is needed in policies and programmes to address both sides of malnutrition. Children <2 years should be identified as a high-risk demographic.

Keywords: Children, Developing countries, Nutritional status, Dual burden


Childhood nutritional diseases are a significant global problem, but the distribution of under- and overnutrition is changing, especially in low- and middle-income countries (LMIC). The various forms of undernutrition (e.g. stunting, wasting, micronutrient deficiencies) in children <5 years of age continue to pose a substantial public health concern( 1 , 2 ), with an estimated 171 million children <5 years stunted worldwide in 2010( 3 ). As the nutrition transition progresses diets become simultaneously more energy-dense yet nutrient-poor, while lifestyles become more sedentary, leading to overnutrition( 4 ). In 2010, globally, 43 million children <5 years were overweight or obese, with an additional 93 million children at risk of overweight( 5 ). Despite sustained economic development in many countries, substantial economic disparities remain within LMIC and nutritional insufficiencies continue even while obesity prevalence is increasing, resulting in a ‘dual burden’ of malnutrition on the population level( 6 8 ). The dual burden presents a unique and complex public health challenge.

Tracking of population-level anthropometric trends has focused primarily on children <5 years of age. WHO and UNICEF commonly report anthropometric indicators for this age group and children <5 years are targeted in the Millennium Development Goals( 9 , 10 ). However, the first 2 years of life have emerged as a critical developmental period, as recognized by the creation of the 1,000 Days initiative( 11 ). A child’s linear growth potential is largely determined by this age; thus much of the developmental origins of adult health and human capital work uses linear growth status at 2 years to predict future growth and health( 2 , 12 14 ). Studies in high-income countries have also documented the role of early development of overweight and obesity in the first 2 years of life, since early weight status predicts later weight status and chronic disease risk( 15 ). Recent evidence from a collaboration of five birth cohorts in LMIC also suggests that faster relative weight gain before 2 years is associated with increased risk of overweight in young adults( 16 ). However, the extent of the dual burden in this younger age group has not been estimated. The transition from exclusive breast-feeding to family foods is typically complete around 2 years of age, and appropriate nutrition interventions will differ for children aged <2 years and ≥2 years. Therefore, age-specific information is critical when targeting children for nutritional interventions to reduce stunting and, at the same time, prevent overweight and obesity.

Direct comparisons of population-level trends in under- and overnutrition in children are scarce, outdated and imprecise. The most recent comprehensive assessment was in 2000, which compared overweight and wasting in children <5 years( 17 ). However, more than half of the countries only had one survey, precluding the authors from establishing time trends, and the data came from WHO Country Surveys which vary in quality and representativeness. Since 2000, few explicit comparisons of global trends in child nutrition status have been published. Studies using similar data sources have been published on global trends in stunting( 3 ) and overweight( 5 ), separately. The 2013 Lancet Maternal and Child Nutrition series included a section on childhood anthropometrics( 1 ). However, time trends were aggregated by region, and the country-level data were from a combination of sources and often more than 10 years old. Others have reported on the dual burden in various countries in Latin America, Africa, the Middle East and Asia, but these studies do not use nationally representative data, which limits generalizability and prevents direct comparisons with other countries( 18 25 ). To our knowledge, there are no comparisons of population-level studies of the dual burden in children (<5 years) or that distinguish between children aged <2 years and ≥2 years.

The current paper documents contemporary trends in the population-level prevalence of stunting, wasting and overweight in children <5 years in LMIC, and separately reports these trends for children aged <2 years and ≥2 years. We also provide estimates of country-level and individual-level (concurrent stunting and overweight in the same child) dual burden in children <5 years. Demographic and Health Surveys (DHS), which are rigorously collected and standardized, provide the necessary data to directly calculate and compare trends across countries and time.

Materials and methods

Data source and study population

We use publicly available DHS (available from http://www.measuredhs.com) data for infants and young children (0–59 months). DHS data derive from nationally representative, household-based surveys of women of reproductive age and their young children (0–5 years). Conducted in more than ninety countries since 1984, they provide data on population health, maternal and child health, and nutrition. DHS respondents are selected with a two-stage sampling process, described elsewhere in detail( 26 , 27 ). Participant response rates are often over 90 %( 26 ). Interviewers are rigorously trained to ensure reliability, and questionnaires have been standardized and pre-tested to ensure comparability across time and countries( 26 ).

We identified sixty-three LMIC with at least one survey with child anthropometry between 1988 and 2012. To be included in the present analysis, each country had to have at least two surveys with child anthropometry, and at least one survey had to occur in 2005 or later to capture recent trends. Thirty-six countries met these criteria, with survey years from 1990 to 2012, two to eight surveys each, and sample sizes from 1270 to 44827. Intermediate surveys conducted between the first and final surveys were included when more than two surveys were available. The study population includes all singleton children aged 0–59 months identified in the thirty-six LMIC with a survey since 2005 (n 839 507).

Measures

Our main variables are height (or length if age <2 years), weight, age and sex. All measurements were collected by trained field staff. Standing height (>2 years) or recumbent length (<2 years) was measured to the nearest 0·1 cm. Weight was measured with a paediatric scale or beam balance scale to the nearest 0·1 kg. Stunting and wasting are defined using the conventionally used Z-scores for height/length-for-age (HAZ) <−2 and weight-for-height/length (WHZ) <−2, respectively, based on the 2006 WHO Growth Standards( 9 , 28 ). For comparability, we define overweight using the opposite end of the WHZ distribution: WHZ >+2. This definition of overweight encompasses obesity (WHZ >+3). However, hereafter we refer to overweight/obesity as overweight. Although some define overweight based on BMI-for-age Z-score, the WHZ definition is also used and provides similar estimates of overweight prevalence( 5 , 17 ).

Countries are classified as low- or middle-income according to the gross national income per capita (Atlas method) from the World Bank( 29 ).

Statistical analysis

We calculated country-level prevalence of stunting and wasting to represent undernutrition and country-level prevalence of overweight to represent overnutrition. Sample weights were used to estimate nationally representative prevalence and 95 % confidence interval for each indicator among all children <5 years, and separately for age groups <2 years and ≥2 years( 30 ). We excluded children with missing anthropometry (n 33 372) or implausible measurements (HAZ <−6 or >+6 (n 19 911); WHZ <−5 or >+5 (n 16 290)). The 1999 Nigeria survey is excluded from our analyses as there are documented measurement issues with the childhood anthropometry data( 31 ). Our final analytic sample size was 773 547.

To compare the overall trends across countries and to account for differences in inter-survey intervals, we calculated the mean annualized change in prevalence between the first and final available surveys for each country (= (final prevalence – first prevalence)/no. of years between the two surveys). Next, we examined annualized change in prevalence in the decades before and after 2000. This choice was both theoretical and practical; the Millennium Development Goals were set forth in 2000 at the Millennium Summit( 32 ) and the majority of countries had a survey in the early 1990s, which allowed us to compare trends in two decades (1990–2000 and 2000–2010). To estimate trends in these two decades, we selected three surveys per country: (i) the survey conducted soonest after the year 1990; (ii) the survey conducted closest to 2000 (either immediately prior to 2000 or after 2000); and (iii) the most recent survey year (final year). We estimated the annualized prevalence changes between surveys (i) and (ii), and between surveys (ii) and (iii). Trends are defined as increasing (≥0·1 %/year), decreasing (≤−0·1 %/year) or stable (between −0·1 and 0·1 %/year)( 5 , 17 ). Eight countries did not have a survey before 2000 (Armenia, Cambodia, Congo Brazza, Ethiopia, Gabon, Guinea, Honduras and Lesotho); therefore we estimated trends before 2000 for twenty-eight countries and trends after 2000 for all thirty-six countries. Sensitivity analyses showed that trends did not differ when different numbers of countries were included, so we report estimates for twenty-eight countries in the first decade but thirty-six in the second.

We estimated individual-level burden using two metrics: (i) the percentage of all children who are concurrently stunted and overweight (= (stunted and overweight children 0–59 months/all children 0–59 months)×100); and (ii) the percentage of stunted children who are also overweight (= (overweight children 0–59 months/stunted and overweight children 0–59 months)×100).

Management and descriptive analysis of data as described above were performed in the statistical software package Stata version 12 (2012), using the svy command to account for survey design.

Results

Selected survey characteristics and country-level prevalence estimates and 95 % confidence intervals for stunting, wasting and overweight in all thirty-six countries at each survey year are shown in the online supplementary material Supplemental Table 1. Stunting, wasting and overweight prevalences varied between countries and over time. Globally, the combined prevalence of the three distinct forms of childhood malnutrition decreased over time (Fig. 1), driven predominantly by declines in stunting (from 39·3 % to 32·2 %). Small reductions in wasting occurred (from 9·9 % to 7·3 %), while overweight increased (from 4·8 % to 6·0 %).

Table 1.

Overall absolute and annualized changes in stunting, wasting and overweight from first survey to final survey among children <5 years from thirty-six low- and middle-income countries, grouped by World Bank income status

Stunting Wasting Overweight
Country Time range Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year)
Low-income countries
Bangladesh 1996–2011 −19·4 −1·29 −5·2 −0·35 −0·1 −0·01
Benin 1996–2006 8·4 0·84 −8·6 −0·86 7·4 0·74
Burkina Faso 1992–2010 −5·4 −0·30 0·8 0·04 −0·2 −0·01
Cambodia 2000–2010 −10·3 −1·03 −5·3 −0·53 −1·8 −0·18
Ethiopia 2000–2011 −12·8 −1·17 −2·7 −0·25 0·0 0·00
Guinea 1999–2005 4·5 0·76 1·3 0·22 1·0 0·17
Haiti 1994–2012 −16·0 −0·89 −4·0 −0·22 −0·3 −0·01
Kenya 1993–2008 −4·8 −0·32 −0·2 −0·01 −0·9 −0·06
Malawi 1992–2010 −8·5 −0·47 −2·5 −0·14 −1·1 −0·06
Mali 1995–2006 1·5 0·14 −11·4 −1·03 2·6 0·24
Mozambique 1997–2011 −1·8 −0·13 −6·1 −0·43 2·0 0·14
Nepal 1996–2011 −16·6 −1·10 −4·0 −0·27 0·5 0·03
Niger 1992–2006 6·7 0·48 −5·7 −0·40 1·6 0·12
Rwanda 1992–2010 −12·0 −0·66 −1·7 −0·10 3·4 0·19
Tanzania 1991–2010 −8·0 −0·42 −2·7 −0·14 −0·3 −0·01
Uganda 1995–2011 −12·5 −0·78 −1·6 −0·10 −1·0 −0·06
Zimbabwe 1994–2010 3·6 0·22 −3·2 −0·20 −1·5 −0·10
Average −6·1 −0·36 −3·7 −0·28 0·7 0·07
Middle-income countries
Armenia 2000–2010 1·8 0·18 1·7 0·17 −0·1 −0·01
Bolivia 1994–2008 −6·9 −0·49 −4·0 −0·29 0·5 0·04
Cameroon 1991–2011 −4·3 −0·22 1·7 0·08 1·5 0·07
Colombia 1995–2010 −7·3 −0·49 −0·8 −0·05 0·3 0·02
Congo Brazza 2005–2011 −7·1 −1·18 −2·0 −0·34 −4·9 −0·81
Cote D’Ivoire 1994–2011 −2·2 −0·13 −2·9 −0·17 0·5 0·03
Dominican Republic 1991–2007 −10·4 −0·65 0·1 0·01 4·1 0·26
Egypt 1992–2008 −0·8 −0·05 3·7 0·23 5·9 0·37
Gabon 2000–2012 −9·5 −0·79 −0·7 −0·06 2·5 0·21
Ghana 1993–2008 −4·7 −0·32 −5·4 −0·36 2·7 0·18
Honduras 2005–2011 −7·2 −1·20 0·0 0·00 −0·5 −0·08
India 1992–2005 −9·6 −0·73 −1·2 −0·09 −1·0 −0·08
Jordan 1990–2009 −11·4 −0·60 −2·5 −0·13 −1·9 −0·10
Lesotho 2004–2009 −5·0 −1·01 −1·1 −0·22 0·9 0·17
Namibia 1992–2006 −5·0 −0·36 −1·9 −0·13 0·7 0·05
Nigeria 1990–2008 −9·4 −0·52 2·6 0·14 6·3 0·35
Peru 1992–2012 −19·2 −0·96 −1·1 −0·06 −1·9 −0·09
Senegal 1992–2010 −4·9 −0·27 0·6 0·03 −1·0 −0·06
Zambia 1992–2007 −0·8 −0·05 −0·7 −0·05 4·1 0·27
Average −6·5 −0·52 −0·7 −0·07 1·0 0·04

Fig. 1.

Fig. 1

Cumulative country-level prevalence of stunting (Inline graphic), wasting (Inline graphic) and overweight (Inline graphic) at three time points (year closest to 1990, year closest to 2000 and final year) among children <5 years from thirty-six low- and middle-income countries, 1990–2012

Annualized changes in prevalence

Table 1 shows the absolute and annualized changes in country-level prevalence of stunting, wasting and overweight for all children <5 years, grouped according to World Bank income group (low v. middle income). Overall, the majority of countries decreased stunting prevalence, with annual changes in prevalence ranging from −0·13 %/year (Mozambique, Cote D’Ivoire) to −1·29 %/year (Bangladesh). Stunting increased in six countries, five of which were in Africa. Wasting declined in just over half the countries. The magnitudes of annual wasting changes were similar to those of stunting (−0·10 %/year in Rwanda and Uganda to −1·03 %/year in Mali). Wasting was stable in eleven countries. Overweight increased in 36 % of countries, with annual increases in these countries ranging from 0·12 %/year (Niger) to 0·74 %/year (Benin). Overweight did not change appreciably in nineteen countries. On average, stunting decreased more in middle-income countries while wasting decreased more in low-income countries. Absolute overweight prevalence increased more in middle-income countries (low income, 0·66 %; middle income, 0·98 %), but overweight increased slightly more quickly in low-income countries (low income, 0·07 %/year; middle income, 0·04 %/year).

Time trends before and after the millennium

Figure 2 displays the annualized changes in country-level prevalence of stunting and overweight for all children <5 years, before and after 2000 (listed in descending order of stunting change before 2000 to visually characterize trends in countries of different stunting rates). Inconsistent country-level trends were observed before and after the millennium. Most countries experienced decreases in stunting during both time intervals, and only in Benin did stunting increase both before and after 2000. In four countries (Senegal, Egypt, Namibia and Niger), stunting was decreasing before 2000 but had subsequent increases after 2000. Most countries experienced increases in overweight after 2000, even if they experienced simultaneous increases in stunting (e.g. Benin, Niger, Egypt, Namibia and Guinea).

Fig. 2.

Fig. 2

Annualized change in prevalence of stunting and overweight before and after the millennium (Inline graphic, before 2000; Inline graphic, after 2000) among children <5 years from thirty-six low- and middle-income countries, 1990–2012

To determine whether an increase in overweight prevalence occurred simultaneously with a decline in stunting prevalence, we cross-tabulated the stunting and overweight trends (i.e. increase, no change or decrease in prevalence of each indicator; data not shown). Before 2000, 36 % of countries experienced a decrease in stunting with concurrent overweight increase. This was the most frequent combination of trends before 2000. After 2000, this pattern occurred in fewer countries (22 %). Instead, a decline in stunting with no change in overweight was the most common combination (33 % of countries).

Age-specific annualized changes in prevalence

To determine if trends differed by age and sex, we compared country-level prevalence of stunting, wasting and overweight at each country-year in males <2 years, males ≥2 years, females <2 years and females ≥2 years. Trends did not differ by sex, but they did differ by age (sex-stratified results not shown). We found statistically significant age-group differences in stunting prevalence in 88 % of surveys, in wasting in 90 % of surveys and in overweight in 63 % of surveys, and therefore present age-stratified trends.

Age-specific absolute and annualized changes in country-level prevalence of stunting, wasting and overweight across the full time period for which data are available are shown in Table 2, grouped according to World Bank income group. Across both age groups, declines in stunting and wasting were observed in more countries than were increases. Increases in stunting occurred much less often in children ≥2 years (10 % of countries) compared with <2 years (36 % of countries). Less than one-tenth of countries experienced a wasting increase in children <2 years, whereas a third of countries saw a wasting increase in children ≥2 years. Overweight increased in more countries than it decreased in both age groups. Overweight increased in children <2 years in two-thirds of countries, but increased in children ≥2 years in only approximately half of countries. With respect to income group, stunting in children <2 years decreased more in middle-income countries, whereas it decreased more in low-income countries for children ≥2 years. Wasting decreased more in low- than middle-income countries for both age groups. Greater increases in overweight were observed in low-income countries for children <2 years, but not for children ≥2 years, where overweight increased in middle-income countries but decreased in low-income countries.

Table 2.

Age-specific absolute and annualized changes in stunting, wasting and overweight from first survey to final survey among children <2 years and children ≥2 years from thirty-six low- and middle-income countries, grouped by World Bank income group

Stunting Wasting Overweight
<2 years ≥2 years <2 years ≥2 years <2 years ≥2 years
Country Time range Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year) Absolute change (%) Annualized change (%/year)
Low-income countries
Bangladesh 1996–2011 −13·4 −0·89 −23·9 −1·59 −13·8 −0·92 0·6 0·04 0·3 0·02 −0·3 −0·02
Benin 1996–2006 10·9 1·09 −9·0 −0·90 −8·6 −0·86 −4·3 −0·43 10·1 1·01 5·0 0·50
Burkina Faso 1992–2010 −1·0 −0·06 −9·6 −0·54 0·6 0·03 1·7 0·1·0 0·0 0·00 −0·5 −0·03
Cambodia 2000–2010 −5·1 −0·51 −12·9 −1·29 −5·9 −0·59 −5·0 −0·50 −2·9 −0·29 −1·1 −0·11
Ethiopia 2000–2011 −14·8 −1·35 −12·1 −1·10 −4·4 −0·40 −1·4 −0·13 −0·6 −0·06 0·4 0·03
Guinea 1999–2005 2·0 0·33 7·9 1·31 0·0 0·00 1·7 0·28 1·5 0·26 0·5 0·08
Haiti 1994–2012 −10·6 −0·59 −19·7 −1·09 −5·4 −0·30 −3·1 −0·17 −1·7 −0·09 0·8 0·04
Kenya 1993–2008 0·0 0·00 −8·0 −0·53 −1·4 −0·09 0·6 0·04 0·8 0·05 −2·1 −0·14
Malawi 1992–2010 1·9 0·11 −19·2 −1·07 −3·7 −0·20 −0·9 −0·05 2·3 0·13 −3·6 −0·20
Mali 1995–2006 2·7 0·24 −14·5 −1·32 −8·0 −0·73 −8·0 −0·72 3·6 0·33 1·6 0·15
Mozambique 1997–2011 2·1 0·15 −19·5 −1·39 −5·2 −0·37 −3·1 −0·22 4·9 0·35 −1·6 −0·12
Nepal 1996–2011 −21·9 −1·46 −26·8 −1·79 −1·6 −0·11 −1·3 −0·09 1·3 0·08 −0·1 0·00
Niger 1992–2006 7·3 0·52 5·0 0·36 −8·1 −0·58 −3·1 −0·22 2·3 0·16 1·1 0·08
Rwanda 1992–2010 −9·6 −0·54 −14·8 −0·82 −3·6 −0·20 −0·2 −0·01 4·6 0·26 2·7 0·15
Tanzania 1991–2010 −5·0 −0·27 −11·3 −0·59 −2·0 −0·10 −3·0 −0·16 1·8 0·09 −1·8 −0·09
Uganda 1995–2011 −10·9 −0·68 −18·8 −1·18 −0·9 −0·06 −0·8 −0·05 0·0 0·00 −2·2 −0·14
Zimbabwe 1994–2010 3·3 0·21 −5·2 −0·32 −2·5 −0·16 −2·4 −0·15 −0·2 −0·01 −1·6 −0·10
Average −3·7 −0·22 −12·5 −0·81 −4·4 −0·33 −1·9 −0·14 1·7 0·13 −0·2 0·00
Middle-income countries
Armenia 2000–2010 3·4 0·34 1·1 0·11 0·2 0·02 2·4 0·24 −3·7 −0·37 2·2 0·22
Bolivia 1994–2008 −7·9 −0·56 −14·1 −1·01 −3·3 −0·24 −3·6 −0·26 0·8 0·05 1·0 0·07
Cameroon 1991–2011 −1·5 −0·08 −6·4 −0·32 2·2 0·11 1·1 0·06 2·0 0·10 1·0 0·05
Colombia 1995–2010 −1·8 −0·11 −11·7 −0·69 −1·0 −0·06 −1·2 −0·07 0·9 0·05 0·1 0·01
Congo Brazza 2005–2011 −4·1 −0·28 −9·5 −0·64 −0·7 −0·05 −0·8 −0·05 0·7 0·04 0·0 0·00
Cote D’Ivoire 1994–2011 −4·2 −0·70 −9·2 −1·53 −2·5 −0·42 −1·7 −0·29 −5·3 −0·89 −4·5 −0·76
Dominican Republic 1991–2007 −11·3 −0·70 −9·6 −0·60 −0·2 −0·01 0·4 0·03 4·5 0·28 4·0 0·25
Egypt 1992–2008 −1·4 −0·09 0·0 0·00 2·9 0·18 4·1 0·25 7·6 0·47 4·9 0·31
Gabon 2000–2012 −7·2 −0·60 −11·3 −0·94 −2·1 −0·18 0·5 0·04 3·4 0·28 1·6 0·14
Ghana 1993–2008 −4·8 −0·32 −16·6 −1·11 −1·9 −0·13 −3·4 −0·23 2·4 0·16 3·4 0·23
Honduras 2005–2011 −5·8 −0·96 −7·0 −1·17 −0·1 −0·01 −0·1 −0·01 −0·8 −0·13 −0·5 −0·08
India 1992–2005 −6·5 −0·50 −17·2 −1·33 −1·1 −0·08 1·7 0·13 −0·4 −0·03 −1·3 −0·10
Jordan 1990–2009 −10·2 −0·53 −12·2 −0·64 −3·3 −0·17 −1·9 −0·10 −3·4 −0·18 −0·9 −0·05
Lesotho 2004–2009 −6·3 −1·26 −3·6 −0·72 −2·1 −0·41 −0·4 −0·08 2·0 0·40 −0·3 −0·06
Namibia 1992–2006 −6·9 −0·50 −3·4 −0·24 −0·6 −0·04 −3·0 −0·21 0·9 0·06 0·7 0·05
Nigeria 1990–2008 0·7 0·04 −17·8 −0·99 2·7 0·15 2·7 0·15 7·8 0·43 5·4 0·30
Peru 1992–2012 −7·8 −0·39 −26·6 −1·33 −1·7 −0·08 −0·8 −0·04 −1·5 −0·07 −2·1 −0·11
Senegal 1992–2010 1·0 0·06 −9·4 −0·52 −1·5 −0·08 2·2 0·12 −1·4 −0·08 −0·6 −0·03
Zambia 1992–2007 1·5 0·10 −3·8 −0·25 −0·9 −0·06 −0·3 −0·02 6·1 0·40 2·6 0·17
Average −4·3 −0·37 −9·9 −0·73 −0·8 −0·08 −0·1 −0·02 1·2 0·05 0·9 0·03

Age-specific time trends before and after the millennium

Figure 3(a) and 3(b) show the annualized changes for country-level stunting and overweight before and after 2000 for children <2 years and ≥2 years. Countries are listed in descending order by annual changes in stunting before 2000. Both before and after 2000, stunting rates decreased for children ≥2 years in more countries than for children <2 years (before 2000, stunting rate decreased in 61 % and 86 % of countries for children <2 years and children ≥2 years, respectively; after 2000, stunting rate decreased in 75 % and 83 % of countries for children <2 years and ≥2 years, respectively). Both before and after 2000, overweight rates increased in children <2 years in more countries than for children ≥2 years (before 2000, overweight rate increased in children <2 years in 64 % of countries and in children ≥2 years in 46 % of countries; after 2000, overweight rate increased in 64 % and 53 % of countries for children <2 years and ≥2 years, respectively).

Fig. 3.

Fig. 3

Age-specific annualized change in prevalence of stunting and overweight before and after the millennium (Inline graphic, before 2000; Inline graphic, after 2000) among children <2 years (a) and children ≥2 years (b) from thirty-six low- and middle-income countries, 1990–2012

Dual burden

Figure 4 shows countries ranked by their ratio of country-level stunting to overweight prevalence at the millennium and at the most recent survey. No countries had a ratio less than 1, which would indicate higher overweight than stunting prevalence. Three countries (Armenia, Egypt and the Dominican Republic) had a ratio close to 1 in 2000, indicating nearly equal prevalences of stunting and overweight. Those same three countries, plus Jordan, had ratios close to 1 in the final year. The maximum ratio in 2000 was 99·02 (Nepal), but was much lower in the final year (27·46, Nepal).

Fig. 4.

Fig. 4

Comparison of estimations of the country-level dual burden (ratio of stunting prevalence to overweight prevalence) in the year closest to 2000 and the most recent year after 2000 among children <5 years from thirty-six low- and middle-income countries, 1990–2012. Countries are ranked according to the dual burden ratio in the year closest to 2000 (Inline graphic, stunting prevalence; Inline graphic, overweight prevalence)

We examined individual-level dual burden for each country at each year by cross-tabulating stunting and overweight status within children, grouped according to World Bank income group (Table 3). The percentage of children <5 years within a country who were stunted and overweight ranged from 0·31 % (Nepal, 2006) to 10·87 % (Egypt, 2008). Ten per cent of country-years had >5 % of children affected by both stunting and overweight. The percentage of stunted children within a country who were also overweight ranged from 0·61 % (Nepal, 2006) to 37·82 % (Egypt, 2008). Sixty-two per cent of country-years had >5 % of stunted children also affected by overweight. Compared with low-income countries, middle-income countries had higher proportions of children who were stunted and overweight, as well as stunted children who were overweight.

Table 3.

Number and proportion experiencing individual-level dual burden in each country-year among children <5 years from thirty-six low- and middle-income countries, grouped by World Bank income group

Year No. total No. stunted No. stunted and overweight % stunted and overweight % of stunted who are overweight
Low-income countries
Bangladesh 1996 4674 2783 62 1·3 2·2
1999 5294 2605 26 0·5 1·0
2004 5871 2870 28 0·5 1·0
2007 5250 2247 19 0·4 0·8
2011 7549 3003 52 0·7 1·7
Benin 1996 2443 835 38 1·6 4·6
2001 4241 1617 58 1·4 3·6
2006 11 878 4994 854 7·2 17·1
Burkina Faso 1992 4309 1559 57 1·3 3·7
1998 4485 1937 38 0·8 2·0
2003 7954 3405 238 3·0 7·0
2010 6352 2147 97 1·5 4·5
Cambodia 2000 3486 1753 95 2·7 5·4
2005 3538 1557 30 0·8 1·9
2010 3660 1449 45 1·2 3·1
Ethiopia 2000 8659 4602 98 1·1 2·1
2005 3815 1786 95 2·5 5·3
2011 9398 3958 85 0·9 2·1
Guinea 1999 4232 1413 88 2·1 6·2
2005 2528 966 69 2·7 7·1
Haiti 1994 2708 972 48 1·8 4·9
2000 5410 1502 41 0·8 2·7
2005 2500 712 46 1·8 6·5
2012 3894 846 45 1·2 5·3
Kenya 1993 4814 1875 107 2·2 5·7
1998 4478 1691 140 3·1 8·3
2003 4608 1558 105 2·3 6·7
2008 4981 1680 135 2·7 8·0
Malawi 1992 3109 1607 185 6·0 11·5
2000 8924 4554 484 5·4 10·6
2004 7931 4087 536 6·8 13·1
2010 4457 2028 230 5·2 11·3
Mali 1995 4614 1668 48 1·0 2·9
2001 9170 3821 136 1·5 3·6
2006 10 684 4015 277 2·6 6·9
Mozambique 1997 3346 1474 113 3·4 7·7
2003 7827 3538 209 2·7 5·9
2011 9071 3517 412 4·5 11·7
Nepal 1996 3706 2090 21 0·6 1·0
2001 6144 3465 24 0·4 0·7
2006 5190 2604 16 0·3 0·6
2011 2130 965 15 0·7 1·6
Niger 1992 4591 1996 49 1·1 2·5
1998 3816 1693 19 0·5 1·1
2006 3595 1776 79 2·2 4·4
Rwanda 1992 4261 2305 91 2·1 3·9
2000 5958 2714 243 4·1 9·0
2005 3584 1767 137 3·8 7·8
2010 3984 1723 150 3·8 8·7
Tanzania 1991 6274 3129 222 3·5 7·1
1996 5176 2542 117 2·3 4·6
2004 6940 2904 164 2·4 5·6
2010 6646 2605 183 2·8 7·0
Uganda 1995 4466 1845 104 2·3 5·6
2000 5038 2178 141 2·8 6·5
2006 2322 890 44 1·9 4·9
2011 2025 636 35 1·7 5·5
Zimbabwe 1994 2048 581 47 2·3 8·1
1999 2590 808 129 5·0 16·0
2005 3833 1249 170 4·4 13·6
2010 4226 1341 104 2·5 7·8
Average 2·3 5·7
Middle-income countries
Armenia 2000 1495 263 63 4·2 24·0
2005 1202 170 37 3·1 21·8
2010 1318 282 104 7·9 36·9
Bolivia 1994 2882 972 93 3·2 9·6
1998 6147 2214 286 4·7 12·9
2003 9053 3014 348 3·8 11·5
2008 7636 2011 186 2·4 9·2
Cameroon 1991 2556 824 35 1·4 4·2
1998 1756 572 49 2·8 8·6
2004 3090 1072 122 3·9 11·4
2011 4845 1516 121 2·5 8·0
Colombia 1995 4466 871 41 0·9 4·7
2000 4120 760 34 0·8 4·5
2005 12 239 1919 49 0·4 2·6
2010 15 773 2259 82 0·5 3·6
Congo Brazza 2005 3809 1059 192 5·0 18·1
2011 4323 1129 65 1·5 5·8
Cote D’Ivoire 1994 3333 1008 32 1·0 3·2
1998 1506 416 33 2·2 7·9
2011 3086 900 42 1·4 4·7
Dominican Republic 1991 3133 758 37 1·2 4·9
1996 3647 567 22 0·6 3·9
2002 9117 1136 107 1·2 9·4
2007 9093 1019 107 1·2 10·5
Egypt 1992 7241 2004 313 4·3 15·6
1995 10 165 3477 679 6·7 19·5
2000 10 078 2279 717 7·1 31·5
2003 5911 1147 222 3·8 19·4
2005 12 038 3167 1092 9·1 34·5
2008 9275 2665 1008 10·9 37·8
Gabon 2000 3386 978 60 1·8 6·1
2012 3222 744 82 2·5 11·0
Ghana 1993 1825 578 16 0·9 2·8
1998 2664 873 28 1·1 3·2
2003 2987 1077 67 2·2 6·2
2008 2293 625 58 2·5 9·3
Honduras 2005 9092 3196 99 1·1 3·1
2011 9841 2519 73 0·7 2·9
India 1992 26 786 14 411 536 2·0 3·7
1998 24 892 12 033 607 2·4 5·0
2005 40 963 17 748 534 1·3 3·0
Jordan 1990 6519 1327 186 2·9 14·0
1997 5490 652 60 1·1 9·2
2002 4745 635 49 1·0 7·7
2007 4312 662 190 4·4 28·7
2009 4236 428 53 1·3 12·4
Lesotho 2004 1351 591 49 3·6 8·3
2009 1580 618 53 3·4 8·6
Namibia 1992 2511 870 50 2·0 5·7
2000 2875 776 47 1·6 6·1
2006 3603 1059 63 1·7 5·9
Nigeria 1990 5705 2655 85 1·5 3·2
2003 4275 1763 151 3·5 8·6
2008 18 660 7811 1160 6·2 14·9
Peru 1992 7607 2939 242 3·2 8·2
1996 14 708 5192 415 2·8 8·0
2000 11 475 3966 412 3·6 10·4
2005 2269 734 47 2·1 6·4
2007 2346 774 49 2·1 6·3
2008 5646 1567 104 1·8 6·6
2011 8625 2034 56 0·6 2·8
2012 9071 1864 46 0·5 2·5
Senegal 1992 4419 1431 62 1·4 4·3
2005 2808 584 19 0·7 3·3
2010 3606 1079 58 1·6 5·4
Zambia 1992 4811 2236 101 2·1 4·5
1996 5373 2657 193 3·6 7·3
2001 5324 2816 188 3·5 6·7
2007 4947 2150 271 5·5 12·6
Average 2·7 9·9

Discussion

The present study is the first to directly compare prevalence of stunting, wasting and overweight in children <5 years, to estimate the dual burden of malnutrition in children <5 years, and to examine differences between children <2 years and ≥2 years for multiple LMIC. Our findings suggest that overall malnutrition is decreasing in children <5 years, but trends varied for the three individual forms of malnutrition. Stunting has been the focus of many international efforts and programmes and as a result has declined but remains high, especially in sub-Saharan Africa and South-East Asia. Unfortunately, declines in stunting are occurring alongside increases in overweight among young children in many settings. Consequently, the dual burden is becoming a reality in an increasing number of countries, particularly middle-income countries.

Globally, stunting decreased by similar magnitude before 2000 and after 2000 in children <5 years. Average annual change in stunting prevalence before 2000 was −0·37 %/year and annual change after the millennium was slightly more pronounced (−0·41 %/year). Reductions in wasting occurred before 2000 (average annual change of −0·39 %/year), but plateaued after the millennium (−0·06 %/year). Overweight increased similarly before and after 2000, with average annual changes of 0·10 %/year and 0·08 %/year, respectively. The stunting trends indicate steady, but not accelerating progress, whereas wasting flatlined after 2000. The trends reported here are similar to findings from country-specific analyses in LMIC( 33 35 ) and in recent global assessments of preschool children( 3 , 5 , 36 ). Variability across countries may reflect differences in breast-feeding practices, the time of introduction to and quality of complementary foods, urban v. rural environment and family wealth( 33 , 37 39 ). Given the widespread focus on the Millennium Development Goals and global investment in reducing childhood undernutrition, this is disappointing. The combination of increases in overweight with a decelerating reduction in stunting and wasting paints an even more worrisome picture, and is slowly gaining attention( 40 , 41 ). These opposing individual trends mirror the results of our estimation of the dual burden, with more countries manifesting the dual burden over time.

A key contribution of our work is the exploration of trends before and after age 2 years, which have not been investigated previously. A child’s second birthday has been identified as a critical milestone in physical and cognitive development; therefore gaining awareness of the trends in this age group is important( 42 ). In our study, we showed differences between children <2 years and ≥2 years, with children <2 years in a worse situation regarding both under- and overnutrition. Stunting decreased more in children ≥2 years than in children <2 years both before and after 2000. Stunting continued to increase in children <2 years in one-third of countries after 2000, whereas few increases were seen after 2000 in children ≥2 years. Overweight rates increased in both age groups, but the rates increased in more countries for children <2 years than ≥2 years before and after 2000. Additionally, the magnitude of changes was more extreme in children <2 years compared with those ≥2 years.

Given how critical the window from birth to age 2 years is for future growth and development, it is concerning that children in this age group have poorer indicators than older children. The limited recovery from stunting after 2 years has led to prioritization of efforts to reduce stunting in children <2 years( 43 , 44 ). Overweight/obesity in this age group also deserves attention, because although overweight tends to persist and becomes more prevalent towards adolescence and adulthood, rapid growth and weight gain in infancy have been identified as risk factors for subsequent overweight in childhood( 45 49 ) and adult body composition( 13 , 50 52 ). Since this is a cumulative problem, it is important to identify at-risk children as early as possible to avoid initializing the chain of events. Additionally, interventions that target only undernutrition, especially those that promote ‘catch-up’ growth, may unintentionally contribute to overweight/obesity( 53 ). This has been documented in a supplementary feeding programme in Chile that led to increased childhood overweight and in the Oportunidades conditional cash transfer in Mexico which increased adult overweight, obesity and blood pressure( 54 , 55 ). Targeting children <2 years in both stunting and overweight interventions provides an opportunity for renewed progress to be made in improving childhood nutrition in a climate where improvements have plateaued.

The country-level dual burden ratios for children <5 years presented here indicate that although stunting prevalence is still higher than overweight in many countries, the difference between the two forms of malnutrition is getting smaller, as demonstrated by the maximum ratio in 2000 (99·85) and the most recent year (46·31). Not only is the decreasing maximum indicative of a move towards the dual burden over time, but the entire range of ratios is shifted closer to 1, indicating that this is happening across the distribution of countries. These ratios must be interpreted in the context of the overall prevalence. Given a normal distribution of Z-scores in a population, we expect 2·5 % of children to have Z-scores of −2 and 2·5 % to have Z-scores of +2, producing a ratio of 1. However, the stunting prevalence is much greater than 2·5 % for all countries in our study and therefore higher than what would be expected for a normally distributed population. For example, the countries with ratios closest to 1 have stunting prevalence in 2000 of >10 % and overweight prevalence of >5 %. Armenia and Egypt have high rates of both stunting and overweight in both years, whereas Jordan and the Dominican Republic have more moderate rates. Therefore, in these countries we feel confident in our interpretation of the ratio as an indicator of the dual burden and not as an artifact of the normal distribution.

We show that the dual burden of under- and overnutrition also occurs on the individual level. Substantial proportions of children in a country were concurrently stunted and overweight, and stunted children were also overweight, more so in middle- than low-income countries. This occurred alongside the already large numbers of the population who are either stunted or overweight. These instances of individual-level dual burden are particularly troublesome, and similar results have recently been reported among young children in a number of LMIC( 56 58 ). One explanation is that poor early nutrition (i.e. stunting) may alter physiology to preferentially accumulate fat mass v. lean mass( 59 , 60 ). Poor early nutrition fosters a ‘thrifty phenotype’ with increased efficiency of fat storage( 61 ), and in utero results in small abdominal viscera and low muscle mass but high levels of adiposity( 62 , 63 ). Stunted children have a greater accumulation of fat mass and a lower lean mass gain when compared with their non-stunted counterparts, and are more likely to deposit fat centrally when entering puberty( 59 , 64 ). These results may be explained by lower rates of fat oxidation in the stunted children v. non-stunted children, or alterations in cortisol metabolism, which may occur in utero or early childhood( 65 ). Stunted children have also exhibited abnormal appetite control and increased energy intake per unit body weight( 59 , 66 ). Therefore, stunted children lack sufficient nutrients for optimal linear growth, but if they overconsume energy relative to their needs they may preferentially store it as fat. The interventions and approaches needed to identify and optimize the health and nutrition for these distinct segments of the population may be very different.

The present study is not without limitations. First, the selected countries are not globally representative since certain regions are over-represented (Africa) while others are under-represented (Asia). This limits the generalizability of our findings but was a trade-off with our inclusion criteria which ensured we were able to assess trends over time. Our data represent almost three-quarters of a million children from many of the world’s regions. Second, in a few countries, the age range differed slightly depending on how each country carried out its DHS (i.e. only children <3 years were measured in twelve of 131 country-years, only children <4 years were measured in two of 131 country-years). This could give the impression of lower rates in these country-years, as anthropometric deficits tend to accumulate over time. Third, the data were cross-sectional so we cannot make statements about age-specific trends within the same children. Despite these limitations, we believe our results are a valid attempt at quantifying trends in childhood malnutrition and estimating the dual burden. Our results provide a baseline for continued surveillance of global trends.

Recent studies in adults document global shifts in anthropometrics, with many reporting that overweight now exceeds underweight( 67 69 ). Although we show that overweight continues to increase and previous reductions in stunting and wasting have slowed, levels of overweight have not yet surpassed those of stunting or wasting in children <5 years. This offers a glimmer of hope that the shift observed in adults is not as severe in young children. We must not be complacent, however, as the dual burden ratio indicates that there are countries with equivalent levels of stunting and overweight and the number is increasing. These ratios are likely driven by decreases in stunting, but even in the countries where stunting is still high (e.g. sub-Saharan Africa) we note increases in overweight. We need to be careful of unintentionally increasing overweight when interventions target undernutrition only( 54 , 55 ).

Childhood undernutrition is decreasing, largely reflecting reductions in stunting. However, these reductions are not consistent across the globe and they are slowing down. Improvements in wasting have stalled, as well. Conversely, overweight continues to increase, which is of great concern. In concert, these individual indicator trends produce a dual burden of malnutrition, both within a population and within the child. Children <2 years should be identified as a high-risk demographic and be screened for early intervention. The global nutrition community must continue to engage governments and international agencies to increase efforts to reduce stunting, while simultaneously avoiding overweight.

Acknowledgements

Acknowledgements: The authors thank Dr Phil Bardsley and Ms Mandy Monath for programming support and Mr Tom Swasey for graphics support. Financial support: This research was supported by an educational grant from Wyeth Nutrition. It also received general support from the Carolina Population Center (R24 HD050924). Wyeth Nutrition and the Carolina Population Center had no role in the design, analysis or writing of this article. Conflict of interest: None. Authorship: E.T. designed the study, acquired the data, analysed and interpreted the data, and drafted the manuscript. M.C.K. assisted in acquiring the data. M.E.B assisted in the study design and provided critical intellectual feedback for the manuscript. L.S.A. assisted in the study design, analysis and interpretation of the data, and provided critical intellectual feedback for the manuscript. All authors have read and approved the final version of the manuscript. Ethics of human subject participation: This study used publicly available data from DHS. Ethical approval was not required.

Supplementary material

For supplementary material accompanying this paper visit https://doi.org/10.1017/S1368980016000276.

S1368980016000276sup001.docx (37.5KB, docx)

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