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. Author manuscript; available in PMC: 2018 Aug 2.
Published in final edited form as: Neuron. 2017 Aug 2;95(3):504–529. doi: 10.1016/j.neuron.2017.06.050

Silencing Neurons: Tools, Applications, and Experimental Constraints

J Simon Wiegert 1, Mathias Mahn 2, Matthias Prigge 2, Yoav Printz 2, Ofer Yizhar 2,*
PMCID: PMC5830081  EMSID: EMS76377  PMID: 28772120

Abstract

Reversible silencing of neuronal activity is a powerful approach for isolating the roles of specific neuronal populations in circuit dynamics and behavior. In contrast with neuronal excitation, for which the majority of studies have used a limited number of optogenetic and chemogenetic tools, the number of genetically encoded tools used for inhibition of neuronal activity has vastly expanded. Silencing strategies vary widely in their mechanism of action and in their spatial and temporal scales. Although such manipulations are commonly applied, the design and interpretation of neuronal silencing experiments present unique challenges, both technically and conceptually. Here, we review the most commonly used tools for silencing neuronal activity and provide an in-depth analysis of their mechanism of action and utility for particular experimental applications. We further discuss the considerations that need to be given to experimental design, analysis, and interpretation of collected data. Finally, we discuss future directions for the development of new silencing approaches in neuroscience.

Introduction

Perturbation of neuronal activity has always played a key role in neuroscience research, complementing electrophysiological and anatomical experiments to gain insight into the functional roles of particular brain regions, circuits, and cells. Genetically encoded tools designed for acute and chronic manipulations of circuit function are now commonly used to assess the contribution of defined brain structures and individual neural circuit components to computation and animal behavior. Before genetically encoded tools were available, reversible silencing could be achieved only with relatively low spatial and temporal specificity (Figure 1A), for example, by local cooling (Ferster et al., 1996; Long and Fee, 2008; Ponce et al., 2008) or by pharmacological agents such as GABA receptor agonists, neurotransmitter receptor antagonists, or sodium channel blockers. While these approaches have led to many insights into the role of defined brain structures in behavioral and cognitive processes, precise control over the activity of genetically defined neurons is a crucial advantage conferred by the new generation of genetically encoded tools. Early genetically encoded approaches capitalized on several different strategies, including temperature-sensitive Drosophila mutants (Kitamoto, 2001), first-generation chemogenetic approaches (Lechner et al., 2002; Lerchner et al., 2007), or the light-activated microbial rhodopsins halorhodopsin (Han and Boyden, 2007; Zhang et al., 2007) and archaerhodopsin (Chow et al., 2010). Further development has expanded this initial variety to include a wider palette of ion-pumping microbial rhodopsins (Chuong et al., 2014), anion-conducting channelrhodopsins (Berndt et al., 2016; Govorunova et al., 2015; Wietek et al., 2015) and chemogenetic tools (reviewed in Burnett and Krashes, 2016; Lerner et al., 2016; Roth, 2016; Sjulson et al., 2016; Sternson and Roth, 2014).

Figure 1. Silencing Strategies in Neurons.

Figure 1

(A) Silencing strategies are depicted with regard to reversibility, cellular specificity, and spatiotemporal precision. Principal neurons are shown with axonal projections terminating in two distinct target regions. Silenced neurons or subcellular compartments are red. Unaffected neurons or subcellular compartments are gray. Neurons expressing a genetically encoded silencing tool (small circular symbol) are blue where they are not silenced. Target regions are circled red when silencing effect is specific to terminals.

(B) Temporal precision of onset (left) and offset (right) versus spatial precision of silencing effect mediated by various strategies. Note the logarithmic scaling of the axes. Colors indicate different classes of tools or strategies.

This growing cadre of engineered, genetically encoded tools now provides scientists with a range of cell-type-specific manipulations that widely diverge in their biophysical mechanisms, their mode of operation and the time-scale at which they act (Figure 1B). Advances in gene delivery technologies have made it possible to apply these tools to specific populations of neurons defined by their unique genetic profiles and physiological properties with increasing specificity (Sjulson et al., 2016). While optogenetic tools allow exquisite temporal and spatial specificity in the control of neuronal firing, chemogenetic tools provide complementary manipulations, typically acting over longer temporal and larger spatial scales. These techniques have facilitated a systematic investigation of neuronal circuits but also present new challenges involving the selection of appropriate tools and gene targeting strategies to match diverse experimental demands.

Channelrhodopsins (ChRs) have been used in a wide variety of genetically identified neuronal cell types and model organisms for light-induced excitation of targeted neurons (Fenno et al., 2011). ChR2 (Nagel et al., 2003) and several closely related variants such as the enhanced ChR2(H134R) mutant (Nagel et al., 2005) have become the workhorses in many neuroscience laboratories and are routinely used for neuronal excitation. Optogenetic stimulation paradigms, typically consisting of brief light pulses that trigger neuronal firing at desired frequencies, can be maintained over long time periods with minimal off-target effects (Lerner et al., 2016; Yizhar et al., 2011). In contrast, neuronal silencing strategies must ensure that action potential initiation or propagation is suppressed for the entire duration of the experiment or that synaptic transmission is blocked with sufficient efficacy. Additionally, while optogenetic excitation typically acts through a universal mechanism of increased cation conductance and depolarization, optogenetic and chemogenetic inhibition utilize a wide range of cellular mechanisms (Figure 2A), each dictating unique experimental requirements and constraints. In view of the large variety of available silencing strategies, some tools are better suited for particular applications than for others. Light-activated tools, for example, are ideal for precisely timed silencing over seconds to minutes. On the other hand, silencing tools activated by a chemical ligand are better suited for experiments spanning longer time periods and allow less-invasive, hardware-free experimentation.

Figure 2. Genetically Encoded Silencing Tools.

Figure 2

(A) Overview of genetically encoded silencing tools, grouped according to their mode of activation. The group of light-activated silencing tools comprises rhodopsin ion pumps (1–2), anion channelrhodopsins (ACRs) (3), LOV-domain-activated potassium channels (4), ion channels coupled to photoswitched tethered ligands (PTL) (5), potassium channels downstream of G-protein-coupled receptor (GPCR) signaling (6), and the synaptic vesicle proteins VAMP-2 (blue) or synaptophysin-1 (violet) (7). In the latter case, chromophore-assisted light inactivation (CALI) of those proteins is achieved via singlet-oxygen generation through miniSOG. The ligand-activated tools consist of GPCRs (8) and chloride channels activated by highly selective, otherwise inert ligands (9). Although GPCRs mainly act through G-protein-coupled inward-rectifying potassium (GIRK) channels, they also recruit other mechanisms (see Main Text). The third group consists of tools that are permanently active when expressed (10–12).

(B) Approximate action spectra of light-activated silencing tools. Hemoglobin light absorption (μ10) and gray matter scattering drastically decrease toward longer wavelengths. Values for hemoglobin absorption from: http://omlc.org/spectra/hemoglobin/summary.html. Gray matter scattering was estimated using the following function: 2.37*(λ/500 nm)−1.15 (from Liu et al., 2015). Below are action spectra of the indicated tools. Color saturation of the horizontal bars scales approximately with relative absorption. * The action spectrum of vLWO was maximal at the highest wavelength tested and is likely to extend farther into the near-infrared range.

As silencing neuronal activity requires constant function of the silencing tool, it might entail various undesired effects. Prolonged optogenetic inhibition can lead to tissue heating, while chronic chemogenetic inhibition could result in desensitization and homeostatic adaptations. The choice of tool for a particular experiment must therefore take such factors into consideration, beyond the simple considerations of spatiotemporal scale and genetic targeting. Here, we review several of the most commonly used silencing strategies in neural systems. We provide an in-depth analysis of their mechanism of action, limitations, and utility for particular experimental applications. The review is structured with temporal precision as a guiding principle, such that the most temporally precise methods are followed by slower tools and chronic manipulations. We separately discuss experimental approaches for somatodendritic silencing and for silencing of axonal terminals given the unique constraints associated with each. We finally discuss general considerations that need to be given to planning, execution, and interpretation of silencing experiments in neuronal systems.

Silencing Electrical Activity in the Somatodendritic Compartment

Optogenetic Tools for Silencing Neurons at the Millisecond-to-Second Timescale

Optogenetic inhibition of neuronal activity relies on the simple single-component nature of the rhodopsin family of proteins (Figure 2A). These proteins, naturally expressed in archaea, fungi, and eubacteria, all share a seven-transmembrane architecture and utilize a covalently bound all-trans retinal as their light-sensing chromophore (Ernst et al., 2014; Zhang et al., 2011). Retinal is synthesized in most vertebrate tissues, including the brain, and can be easily provided through food to animals that do not synthesize it naturally (Mohammad et al., 2017; Nagel et al., 2005; Schroll et al., 2006). The millisecond kinetics of the microbial rhodopsins permit neuronal silencing with precise onset and offset, suitable for experiments in which silencing is targeted at defined time points such as the delivery of sensory stimuli or behavioral events. The most direct approaches utilize light-activated ion pumps and channels that can rapidly and reversibly hyperpolarize neurons in response to light. Additional optogenetic tools have been coupled to the second messenger signaling machinery or act as biochemical modulators (Figure 2A). Optimal use of these powerful tools requires an understanding of their mechanism of action and their impact on membrane potential and on the intracellular milieu.

Light-Driven Ion Pumps

Light-driven ion pumps can serve as powerful tools for suppression of neuronal activity with high temporal and spatial resolution (Chow et al., 2010; Chuong et al., 2014; Zhang et al., 2007). Ion-pumping microbial rhodopsins have evolved with high ion selectivity to efficiently generate electrochemical gradients for ATP production (Danon and Stoeckenius, 1974). Some of the organisms expressing these rhodopsins thrive in extreme ionic environments, where light-driven ion pumps function to counteract osmotic pressure (Bodaker et al., 2012). Naturally occurring, light-driven ion pumps described to date conduct protons, chloride, or sodium (Inoue et al., 2013; Oesterhelt and Stoeckenius, 1971; Schobert and Lanyi, 1982), while recent structure-guided protein engineering has further led to the development of the first potassium pumping rhodopsin (Gushchin et al., 2015). Despite remarkable differences in their mechanisms of ion transport, light-driven ion pumps share many structural and functional similarities. The ion transport process is initiated by photon absorption, leading to isomerization of the retinal chromophore molecule. The resulting structural rearrangements of distinct amino acids alter their protonation states or change their affinity to the transported ion. Subsequently, a broader structural rearrangement leads to a stepwise release of one ion and an uptake of another ion on the opposing side of the membrane (Inoue et al., 2015). At no point during this cyclic sequence of states (photocycle) does the pump form a continuous, water-filled pore between the intracellular and extracellular compartments. In addition to these mechanistic similarities, the different light-driven pumps also possess similar photophysical properties. Their molecular extinction coefficients are in the range of 50–70 mM–1 cm–1, similar to the extinction coefficients of fluorescent proteins; their quantum efficiency lies between 0.3 and 0.8, and their turnover rates range from 5 to 25 ms, making these microbial ion-pumping rhodopsins attractive tools for millisecond-precision optogenetic silencing (Chow et al., 2010; Inoue et al., 2013; Mattis et al., 2011).

Despite the similarities described above, light-evoked photocurrents carried by microbial ion pumps expressed in mammalian cells are variable. Photocurrent magnitudes strongly depend both on the expression level and on the efficiency of membrane targeting (Gradinaru et al., 2010). Current versions of light-driven ion pumps for optogenetic silencing have undergone extensive optimization, leading to enhanced versions with altered biophysical properties such as a red-shifted, high-current chloride pump (Jaws, Chuong et al., 2014) or a blue-shifted version of the proton pump Arch (Sudo et al., 2013) (see Table 1 for additional variants). Nevertheless, these enhanced tools still exhibit a decline in photocurrent amplitudes when illuminated for prolonged periods, leading to a decline in the efficacy of silencing over time. This so-called inactivation can cause a reduction of 50%–90% of peak activity during a 60-s illumination period (Mattis et al., 2011). The recovery time of photocurrent amplitudes to the initial value after prolonged illumination (>15 s) can be in the range of several seconds (Table 1, see Mattis et al., 2011). One cause for this inactivation is intrinsic to the microbial rhodopsin protein, stemming from a branched photocycle, which contains intermediates with slower recovery kinetics (Groma and Dancshazy, 1986; Mattis et al., 2011). Another source of inactivation is the change in the intracellular concentration of the conducted ion: Mahn et al. demonstrated that adding a membrane-permeant proton carrier can greatly reduce the inactivation rate of proton-pumping eArch3.0, suggesting that reduced intracellular proton concentrations induced by proton pumping can alter the efficacy of continued transport (Mahn et al., 2016). The inward-pumping chloride pump eNpHR3.0 has also been shown to alter intracellular chloride concentrations (Alfonsa et al., 2015). Indeed, Raimondo et al. showed that illumination of CA3 neurons expressing eNpHR3.0 leads to a significant change in the GABAA reversal potential within <1 s of illumination (Raimondo et al., 2012). An additional consequence of strong ion-pumping activity is an increased firing rate when illumination is abruptly terminated. This rebound activity can be directly due to either the release from hyperpolarization, because of increased intracellular chloride, or decreased intracellular proton concentrations. These changes in intracellular ion levels could trigger either efflux of chloride or influx of protons after light offset, which can generate fast membrane depolarization, especially when these highly potent ion pumps are expressed at high levels. Ramp-like termination of the light pulse can be used to alleviate such light-off rebound effects (Chuong et al., 2014; Mahn et al., 2016).

Table 1. Genetically Encoded Silencing Tools Applied in Neurons.
Tool Modality Kinetics/Time Domain Ligand/Peak λa (nm) Inactivation Multiplexing Ligand/Wavelengtha References Examples for Applications in Model Systemsb
Constitutively Expressed/Non-regulated Silencing Tools
Kir2.1 inward-rectifying potassium channel on: days
off: none
constitutively active
none none all light wavelengths and chemogenetic agonists Burrone et al., 2002; Johns et al., 1999 cultured neurons (Burrone et al., 2002); fruit fly (Baines et al., 2001); zebrafish (Hua et al., 2005); mouse (Yu et al., 2004)
TeNT proteolysis of presynaptic VAMP2 on: days
off: none
constitutively active
none none all light wavelengths and chemogenetic agonists Harms and Craig, 2005; Yamamoto et al., 2003 cultured neurons (Lee et al., 2010); fruit fly (Sweeney et al., 1995); mouse (Murray et al., 2011)
Membrane-tethered toxins genetically encoded calcium channel blocker on: days
off: none
constitutively active
none none all light wavelengths and chemogenetic agonists Auer et al., 2010 mouse (Christoffel et al., 2015)
Optogenetic Tools
Ion Pumps
H+ Pumps
Archaerhodopsin-3 (Arch); eArch3.0 microbial light-driven proton pump on: ms
off: ms
usable time domain: ms – s
550 light off >670 nm, chemical ligands Chow et al., 2010; Mattis et al., 2011 mouse (Lucas et al., 2016); roundworm (Husson et al., 2012)
ArchT; eArchT3.0 microbial light-driven proton pump on: ms
off: ms
usable time domain: ms – s
570 light off >670 nm, chemical ligands Han et al., 2011; Mattis et al., 2011 mouse (Trouche et al., 2016); rat (Basting et al., 2015); ferret (Zhou et al., 2016); macaque monkey (Han et al., 2011); roundworm (Okazaki and Takagi, 2013)
Blue-shifted Archaerhodopsin-3 microbial light-driven proton pump (blue-shifted) on: ms
off: ms
usable time domain: ms – s
500 light off >600 nm, chemical ligands Sudo et al., 2013
Mac, eMac3.0 eukaryotic light-driven proton pump on: ms
off: ms
usable time domain: ms – s
550 light off >630 nm, chemical ligands Chow et al., 2010; Mattis et al., 2011; Waschuk et al., 2005 roundworm (Husson et al., 2012)
Cl Pumps
eNpHR(2.0, 3.0) microbial light-driven chloride pump on: ms
off: ms
usable time domain: ms – s
570 light off >670 nm, chemical ligands Gradinaru et al., 2010 roundworm (Husson et al., 2012; Zhang et al., 2007); zebrafish (Arrenberg et al., 2009); mouse (Gradinaru et al., 2010); rat (Stefanik et al., 2013); macaque monkey (Diester et al., 2011)
Jaws microbial light-driven chloride pump on: ms
off: ms
usable time domain: ms – s
584 light off >680 nm, chemical ligands Chuong et al., 2014 rat (Robinson et al., 2017); macaque monkey (Acker et al., 2016)
Na+ Pumps
KR2 microbial sodium pump on: ms
off: ms
usable time domain: ?
525–550 light off >650 nm, chemical ligands Kato et al., 2015
I1K6NaR chimeric microbial sodium pump on: ms
off: ms
usable time domain: ?
528 light off >650 nm, chemical ligands Hoque et al., 2016
Ion Channels
eACRsc
iChloC light-gated anion channel based on chr2 on: ms
off: ms
usable time domain: s – min
494 light off >630 nm, chemical ligands Wietek et al., 2015 mouse (Takahashi et al., 2016)
iC++ light-gated anion channel based on c1c2 on: ms
off: s
usable time domain: ms – s
488 light off >600 nm, chemical ligands Berndt et al., 2016 mouse (Park et al., 2016)
SwiChR++ light-gated, bistable anion channel based on c1c2 on: ms
off: min (spontaneous), s (light-accelerated)
usable time domain: s – hr
488 light off (slow) >600 nm (fast) >600 nm, chemical ligands Berndt et al., 2016 mouse (Iyer et al., 2016; Kim et al., 2016)
nACRsd
GtACR1 natural light-gated anion channel on: ms
off: ms – s
usable time domain: ms – s
520 light off >630 nm, chemical ligands Govorunova et al., 2015 cultured neurons (Mahn et al., 2016); fruit fly (Mohammad et al., 2017)
GtACR2 natural light-gated anion channel on: ms
off: ms – s
usable time domain: ms – s
470 light off >550 nm, chemical ligands Govorunova et al., 2015 mouse (brain slices) (Alfonsa et al., 2016); fruit fly (Mohammad et al., 2017)
PsChR1/PsuACR1 natural light-gated anion channels on: ms
off: ms – s
usable time domain: ms – s
540 light off >640 nm, chemical ligands Govorunova et al., 2016; Wietek et al., 2016
K+ Channels
BLINK-1 miniature viral potassium channel Kcv fused to LOV2 domain on: s
off: min
usable time domain: min
450 light off >510 nm, chemical ligands Cosentino et al., 2015
GPCRs
opto-MOR signaling domain of rat mu-opioid receptor fused to rat rhodopsin 4 on: s
off: s – min
usable time domain: s – min
470 light off Siuda et al., 2015a
vRh vertebrate cone opsin coupling to Gi/o pathway on: s
off: s
usable time domain: s – min
485 light off >600 nm Li et al., 2005; Masseck et al., 2014
vSWO vertebrate cone opsin coupling to Gi/o pathway on: s
off: s
usable time domain: s – min
<400 light off >520 nm, chemical ligands Masseck et al., 2014 mouse (Hasegawa et al., 2017)
vLWO vertebrate cone opsin coupling to Gi/o pathway on: s
off: s
usable time domain: s – min
>450 light off <400 nm, chemical ligands Masseck et al., 2014
Chemogenetic Tools
Ligand-Gated G Proteins
Alstr insect allatostatin neuropeptide receptor coupling to Gi/o pathway on: min
off: min
usable time domain: min – hr
allostatin wash-out/metabolization of ligand light, other chemical ligands Tan et al., 2006 mouse, rat, ferret, and macaque monkey (Tan et al., 2006; Wehr et al., 2009)
RASSLs κ-opioid receptor based GPCR coupling to Gi/o pathway on: min
off: min
usable time domain: min – days (chronic administration)
spiradoline wash-out/metabolization of ligand light, other chemical ligands Coward et al., 1998 not used in the CNS (Sternson and Roth, 2014)
hM4Di DREADD-based on human muscarinic receptor 4 coupling to Gi/o pathway on: min
off: min
usable time domain: min – days (chronic administration)
CNO/compound 21 wash-out/metabolization of ligand light, other chemical ligands Armbruster et al., 2007 mouse (Atasoy et al., 2012); rat (Kätzel et al., 2014); macaque monkey (Eldridge et al., 2016)
KORD κ-opioid receptor based GPCR coupling to Gi/o pathway on: min
off: min
usable time domain: min – days (chronic administration)
salvinorin B wash-out/metabolization of ligand light, other chemical ligands Vardy et al., 2015 mouse (Lemos et al., 2016); rat (Marchant et al., 2016)
Ligand-Gated Ion Channels
GluCl invertebrate glutamate-activated chloride channel on: min
off: min
usable time domain: hr – days (chronic administration)
ivermectin wash-out (slow)/metabolization of ligand light, other chemical ligands Cully et al., 1994; Slimko et al., 2002 restricted to vertebrate/mammalian systems; mouse (Lerchner et al., 2007)
PSAM chimeric channels selective for particular ions, exclusively gated by an exogenous ligand on: min
off: min
usable time domain: hr – days
pharmacologically selective effector molecules (PSEMs) wash-out/metabolization of ligand light, other chemical ligands Magnus et al., 2011 mouse (Basu et al., 2013)
Photopharmacogenetic Tools
SPARK genetically modified Shaker potassium channel selectively binding a photoswitchable tethered ligand (PTL) on: s
off: s
usable time domain: s – hr
MAQ + 380 light 500 other chemical ligands Banghart et al., 2004
HyLighter potassium selective pore of a bacterial glutamate receptor (sGluR0) fused to ligand-binding domain of a mammalian glutamate receptor (iGluR6) binding a PTL on: s
off: s
usable time domain: s – hr
MAQ + 380 light 500 other chemical ligands Janovjak et al., 2010
Kv1.3, Kv3.1, Kv7.2 and SK2 genetically modified potassium channel subunits selectively binding a PTL on: s
off: s
usable time domain: s – hr
MAQ + 380 light 500 other chemical ligands Fortin et al., 2011
a

Estimated from published action spectra.

b

We provide representative examples of applications of the respective tools in studies other than the original publication. This is not an exhaustive list encompassing all studies but rather a selection demonstrating a variety of applications.

c

eACRs, engineered anion-conducting ChRs. First-generation eACRs (ChloC, slowChloC, iC1C2, SwiChR; Berndt et al., 2014; Wietek et al., 2014) are not considered due to imperfect anion selectivity.

d

nACRs, naturally occurring anion-conducting ChRs.

In summary, light-driven ion pumps have been shown to effectively function as silencers of neuronal activity when activated for brief periods of time (typically <15 s, but see Goshen et al., 2011). Due to their pumping mechanism, their activity is robust to changes in ionic gradients, and their net effect on membrane potential is constant across a wide range of conditions. These tools are limited, however, in situations requiring long-lasting inhibition and could potentially influence the cellular ion homeostasis. Moreover, the one-to-one stoichiometry between photon absorption and ion pumping necessitates constant illumination with relatively high light flux to achieve continued hyperpolarization, setting an upper bound on the volume of the modulated area due to risks of heating and photodamage (Figure 3C).

Figure 3. Monte Carlo Simulation of Light-Induced Heat Distribution and Light Propagation in Neuronal Tissue.

Figure 3

(A) Simulation of tissue heating in a “typical” in vivo optogenetic experiment using continuous blue light for ChR2 activation. Tissue heating is modeled for optical stimulation with 470 nm light for 1 min through a fiber with 200 μm diameter and a numerical aperture of 0.37. Left: spatial heat distribution in 2D cross-section under the optical fiber. Right: average temperature change over time within a radial distance of 0.2 mm from the fiber tip. The location of the fiber tip is indicated by the white dashed line.

(B) Strategies to reduce tissue heating in optogenetic silencing experiments. Left: various optogenetic silencing tools are orders of magnitudes more light sensitive than the classical rhodopsin ion pumps NpHR or Arch. Therefore, lower light intensities can be used to silence neurons within a given volume. Middle: silencing tools with slow off/closing kinetics can sustain their silencing activity after light is off. Using short light pulses of high intensities avoids heat buildup. Right: long-wavelength light is absorbed less strongly in brain tissue and can be used to activate red-shifted silencing tools. Scales are as in (A).

(C) Monte Carlo simulation of light penetration under illumination conditions considered not to increase spiking activity due to tissue heating (see Stujenske et al., 2015). Colored contours circumcise volumes where photon flux has dropped 10-fold starting at 10 mW/mm2. 530 nm light can be used to activate various opsins such as Arch, NpHR, optoXRs, GtACR1, or vLWO. Required photon flux to achieve maximal silencing is several orders of magnitude lower for GtACR1 or vLWO compared to the other opsins. Thus, large volumes can be efficiently silenced with such highly sensitive tools without significantly heating the tissue.

Light-Gated Anion Channels

As discussed above, microbial ion-pumping rhodopsins such as eNpHR3.0 and eArch3.0 hyperpolarize the membrane independently of cellular activity, limiting their utility under circumstances when silencing is required for more than a few seconds. One alternative could be light-gated ion channels selective for potassium or chloride, which would ideally conduct many ions per absorbed photon. In contrast to ion-pumping rhodopsins, ion flux through such light-gated channels depends on the membrane potential and can efficiently “shunt” membrane depolarization to the reversal potential of potassium or chloride, which in both cases is close to the resting membrane potential of most neurons. Until recently, all of the known naturally occurring light-gated ion channels were cation selective. Recent engineering efforts, along with the identification of naturally occurring anion-conducting channelrhodopsins, have generated a completely new class of optogenetic silencing tools.

The high-resolution crystal structure of the channelrhodopsin chimera C1C2 (Kato et al., 2012) allowed engineering-based approaches aimed at selectively altering the electrostatic properties of the channel’s ion-conducting pore in order to convert cation-selective ChR variants into anion-selective light-gated ChRs. Two different strategies have led to ChR variants with enhanced anion selectivity (Berndt et al., 2014; Wietek et al., 2014). One strategy was aimed at systematically replacing negative charges in the extracellular outer pore with positive or neutral charges, without compromising the photocycle or protein stability of C1C2 (Berndt et al., 2014). The second strategy was based on the exchange of a single acidic amino acid for a basic one in the central gate of ChR2 (Wietek et al., 2014). While both approaches led to increased anion selectivity, in both cases a significant portion of protons was still conducted by these engineered variants. This residual proton conductance rendered these initial engineered anion-conducting ChRs (eACRs) of limited use as silencing tools. In a second round of optimization, both groups eliminated this residual proton conductance, yielding iC++ and iChloC, two highly anion-selective eACRs (Berndt et al., 2016; Wietek et al., 2015). One advantage to using engineered ChR-based ACRs is the large array of known ChR variants with diverse spectral and kinetic properties (Yizhar et al., 2011). Based on these ChR variants, targeted introduction of point mutations was used to slow down the closing kinetics of the eACRs. This drastically increased the number of conducted ions per absorbed photon, yielding effective inhibition with greatly reduced light power demand (Figure 3C; Berndt et al., 2014, 2016; Wietek et al., 2014, 2015). In addition, spectrally shifted versions of eACRs based on existing ChR variants with distinct action spectra may become available in the future.

In parallel, new screening efforts have unveiled a new class of natural ACRs (nACRs) from the cryptophyte alga Guillardia theta (Govorunova et al., 2015). These rhodopsin channels, named GtACR1 and GtACR2, have near-perfect anion selectivity and produce several-fold larger photocurrents in mammalian cells than any of the eACRs, owing to a higher single-channel conductance than that of the known cation-conducting ChRs (Govorunova et al., 2015; Sineshchekov et al., 2015). A more recent screen expanded the family of cryptophyte ACRs to 20 members (Govorunova et al., 2017), and a previously discovered ChR from Proteomonas sulcate (Klapoetke et al., 2014) was identified as another naturally occurring ACR (Govorunova et al., 2016; Wietek et al., 2016).

Light-gated ACRs with slow off kinetics are of particular interest when silencing is required for a period of seconds to minutes. By keeping the channel in its open state with brief light pulses, a constant chloride conductance can be maintained to inhibit any depolarizing events. Previous work has shown that ChR variants with slow off-kinetics enable greater effective light sensitivity due to the accumulation of open channels with a longer light pulse at lower photon flux (Berndt et al., 2009; Mattis et al., 2011). Step-function ACRs therefore allow lower overall photon flux, thus eliminating potential artifacts caused by excessive light exposure (Figure 3B). Although this comes at the cost of dramatically decreased closing kinetics and a conducting state that can last for minutes, some step-function mutations allow acceleration of channel closure with red-shifted light. Thus, with sufficient light power, the silencing period can be terminated within a few seconds (Berndt et al., 2016).

A second advantage of ACRs is their mode of inhibition that, like GABAA receptors, results in shunting of the membrane potential. In contrast to hyperpolarization, which is a subtractive mode of inhibition, shunting inhibition is divisive by nature. Shunting is energetically efficient since it minimizes ionic flux in quiescent neurons and could therefore prevent non-physiological changes in intracellular chloride concentration, making ACRs attractive for in vivo applications (Berndt et al., 2016; Chung et al., 2017; Iyer et al., 2016; Kim et al., 2016; Takahashi et al., 2016; Wietek et al., 2015). However, since the action of anion channels is directly dependent on the chloride gradient, their physiological effect might be complex in some cell types or neuronal compartments (Figure 4B). Under conditions where the intracellular chloride concentration is high, ACR activation may lead to excitation rather than inhibition. In immature neurons, for example, where the potassium-chloride co-transporter KCC2 is not yet expressed, intracellular chloride concentration is elevated (Kaila et al., 2014). Activation of ACRs may therefore lead to excitation rather than inhibition of these immature neurons. Yet, long-lasting, large photocurrents may shunt action potentials in such neurons (Heigele et al., 2016). In addition, some axons and presynaptic terminals have also been suggested to contain elevated chloride levels (Pugh and Jahr, 2011; Szabadics et al., 2006; Turecek and Trussell, 2001). Consistent with these reports, activation of axonal GtACRs in acute brain slices was shown to cause presynaptic release (Mahn et al., 2016) and evoked antidromic spikes (Malyshev et al., 2017). This example demonstrates that the action of ACRs may be difficult to predict in situations where the local chloride gradient is unknown. The use of ACRs as a silencing tool is strongly dependent on the natural ability of chloride to shunt membrane depolarization or inhibit excitation in the system under investigation. Whereas most adult neurons would be effectively silenced using these channels, effective silencing should always be validated in vivo, and alternative silencing strategies should be considered in cases where the chloride reversal potential is depolarizing (e.g., in cerebellar granule cells, Pugh and Jahr, 2011), variable over time, or uncharacterized.

Figure 4. Compartment-Specific Action of Optogenetic and Chemogenetic Silencing Tools.

Figure 4

(A) Schematic depiction of an archetypical neuron. Color indicates intracellular chloride concentration, from lower (black) to higher (red) chloride concentration than in the soma (blue, Kole and Stuart, 2012).

(B) ACR activation throughout the neuron leads to light-activated chloride conductance, which is predominantly hyperpolarizing in soma and dendrites, but could be depolarizing in the axon due to an elevated intra-axonal chloride concentration (Mahn et al., 2016; Malyshev et al., 2017).

(C) Halorhodopsins such as eNpHR3.0 and Jaws carry chloride into the cytoplasm uniformly across the axo-dendritic gradient due to their active ion-pumping function. While these tools can effectively silence both somatic and axonal activity, they can also lead to an increase in the chloride concentration and result in a depolarizing effect of GABAA receptors (Raimondo et al., 2012).

(D) Proton-pumping rhodopsins hyperpolarize the neuron through active proton pumping but might also cause drastic changes in pH and elevated intracellular Ca2+, which in the synaptic terminals could lead to increased spontaneous release of neurotransmitter (Mahn et al., 2016).

(E) Gi/o-coupled vertebrate rhodopsins inhibit the somatodendritic compartment through recruitment of GIRK channels (Masseck et al., 2014). These rhodopsins were reported to inhibit neurotransmitter release, potentially through direct action on Ca2+ channels (Li et al., 2005).

(F) Gi/o-coupled DREADDs inhibit the somatodendritic compartment through recruitment of GIRK channels. Inhibition of synaptic transmission is probably GIRK independent but rather occurs through G-protein-mediated silencing of Ca2+ channel activity (Stachniak et al., 2014; Vardy et al., 2015).

Light-Activated G-Protein-Coupled Receptors

Light-activated G-protein-coupled receptors (GPCRs) are promising candidates to circumvent some of the limitations discussed above for rhodopsin pumps and ACRs. GPCRs comprise the largest class of neuronal signaling membrane proteins (Premont and Gainetdinov, 2007; Vassilatis et al., 2003). All known mammalian GPCRs are seven-transmembrane proteins that couple to heterotrimeric G proteins or to β-arrestin. The α subunits of the G proteins can be broadly subdivided into four classes: Gi/o, Gs, Gq/11, and G12/13 (Wettschureck and Offermanns, 2005). Their selective coupling to canonical signaling pathways makes these receptors powerful targets for engineering approaches to render them controllable via exogenous stimulants. While Gs, Gq/11, and G12/13 trigger signaling cascades that putatively lead to enhanced neuronal activity, Gi/o reduces adenylyl cyclase activity, inactivates P/Q- and N-type calcium channels and activates endogenous mammalian G-protein-coupled inwardly rectifying K+ (GIRK) channels (Wettschureck and Offermanns, 2005).

Vertebrate rhodopsins (vRh), the visual pigments of vertebrate vision, are well characterized and are orders of magnitude more light sensitive than channelrhodopsins (Kleinlogel, 2016; Masseck et al., 2014). In retinal rod cells, vRh couples to the G protein transducin (Gt). Although transducin is not expressed in neurons, its α subunit belongs to the Gi/o subfamily, and therefore vertebrate rhodopsins can couple to other Gi/o family members when heterologously expressed. Indeed, the vertebrate rhodopsin was one of the first light-sensitive proteins utilized to achieve light-based modulation of activity in mammalian neurons (Li et al., 2005). One drawback of vRh, however, is that its light-induced signaling responses strongly adapt under repetitive stimulation—a limitation that was partially overcome by using the murine cone short or long wavelength opsins (vSWO and vLWO; Masseck et al., 2014). Unlike in the case of microbial rhodopsins, activation of vertebrate rhodopsins occurs through light-mediated conformational change of retinal from 11-cis to 11-trans and leads to a stable photocycle intermediate. The rhodopsin protein cannot be reactivated until the bound retinal, now in all-trans conformation, dissociates and a new 11-cis retinal binds. This effect, known as bleaching, renders the opsin photocycle directly dependent on the availability of a new 11-cis-retinal molecule. However, this seems not to be an issue in the mammalian brain, where sufficient amounts of cis-retinal are present (Masseck et al., 2014). Nevertheless, this limitation could restrict the magnitude and reproducibility of vertebrate rod and cone opsin activation (Bailes et al., 2012) and necessitates the addition of cis-retinal to the medium for in vitro applications or to the food of animals that do not synthesize it naturally (Mohammad et al., 2017; Nagel et al., 2005; Schroll et al., 2006).

The highly conserved seven-transmembrane domain structure of GPCRs has motivated the generation of chimeric proteins, where the intracellular loops of light-activated GPCRs were replaced with the intracellular loops of ligand-activated GPCRs, such as adrenergic and dopamine receptors. Indeed, this approach was successful (Kim et al., 2005) and is generalizable to other GPCRs, leading to the development of various “optoXRs” (Airan et al., 2009; Oh et al., 2010; Siuda et al., 2015a) (Figure 2A). A light-sensitive μ-opioid-like receptor (opto-MOR) was recently generated using the same approach (Siuda et al., 2015a). Activation with light triggered Gi/o protein signaling, which reduced firing rates in expressing neurons in vitro and elicited behavioral effects in vivo. It has been shown that opto-MOR and other optoXRs (Siuda et al., 2015a, 2015b) internalize with kinetics similar to those of the native receptors. This can be an advantage when using these receptors to investigate endogenous signaling but could also pose a limitation when efficient neuronal silencing is required over longer periods. This limitation might be overcome by sufficient expression levels of the transgene leading to saturation of the machinery responsible for internalization of the activated receptors (Roth, 2016).

Light-based control of Gi/o signaling downstream of opioid receptors has also been achieved with selective caged agonists that can be released by UV light. Caged agonists of the opioid receptors Leu5-enkephalin (LE) and Dynorphin A (Dyn-8) were developed and used to silence neurons of the locus coeruleus (Banghart and Sabatini, 2012). This strategy circumvents the requirement for overexpression of heterologous channels but requires the delivery of caged molecules into the brain region under investigation. Moreover, the endogenous opioid receptors can still be activated by their natural ligands and are therefore not under rigorous control. In summary, Gi/o-coupled receptors are suitable targets for neuronal silencing strategies. Since GPCRs operate on a slower timescale compared to ion pumps and channels (see Table 1), their use is limited to applications that do not require millisecond precision. Additionally, it should be taken into account that while these tools can indeed influence neuronal excitability, the activation of such canonical signaling pathways could also be associated with changes in additional downstream targets such as post-translational modifications and gene expression.

Silencing by Excitation

The generation of transgenic mice expressing ChR2 in interneurons (Madisen et al., 2012) and the development of viral vectors with high interneuron specificity (Dimidschstein et al., 2016) has enabled a new type of optogenetic method for inhibition of circuit activity, utilizing the robust effects of GABA-mediated inhibition in cortical circuits. Analogous to silencing with the GABAA receptor agonist muscimol, illumination of cortical regions containing ChR2-expressing inhibitory interneurons yields highly robust inhibition of local-circuit activity and allows meso-scale silencing experiments in which large portions of cortical subfields are silenced in behaving animals (Guo et al., 2015; Guo et al., 2014). Since this method uses ChR2 to increase spiking of interneurons, it employs the natural circuitry of the brain to acutely attenuate spiking in the local circuit and thus silence excitatory output from principal cells (Figure 1A). Consequently, local but also long-range excitatory projections from the circuit under illumination can be silenced transiently and reversibly with high temporal precision. An additional benefit, stemming from the kinetics of GABA receptors employed in this approach, is that efficient silencing can be maintained using pulsed light, avoiding the continuous illumination required for microbial ion-pumping rhodopsins and some ACRs (Figure 3B). The main limitation of this indirect silencing approach is that it does not permit silencing of selected populations or specific subtypes of neurons. To inhibit a specific population of neurons, defined for instance by cortical layer or projection target, direct silencing is still the most effective approach.

Chemogenetic Tools for Silencing Neurons at the Minute-to-Hour Timescale

Chemically Controlled GPCR Signaling

In recent years, chemically controlled GPCRs have gained much attention as a means of controlling neuronal activity. One of the first strategies utilized to reversibly silence genetically identified sets of mammalian neurons exploited the Gi/o signaling cascade by overexpression of the Drosophila allatostatin (AL) neuropeptide receptor (AlstR) (Lechner et al., 2002). Neither AL nor AlstR are naturally expressed in mammalian cells. Activation of exogenously expressed AlstR with AL will mainly activate endogenous GIRK channels, leading to membrane hyperpolarization and a concomitant reduction of action potential firing in most neurons. This system was successfully used in mammals to silence neurons in various brain regions, including the lateral geniculate nucleus, visual and barrel cortices (Tan et al., 2006), preBötzinger complex (Tan et al., 2008), auditory cortex (Wehr et al., 2009), amygdala (Zhou et al., 2009), and hippocampus (Haettig et al., 2013). This system, like other ligand-gated approaches, is limited temporally by the pharmacokinetics of its ligand, AL. An additional limitation lies in the need to infuse AL directly into the brain, as it does not cross the blood-brain barrier. Thus, taking into account AL’s short half-life of 1–2 hr in vivo (Tan et al., 2006), repeated silencing of the same set of neurons in chronic experiments is difficult to achieve.

The first efforts to genetically engineer GPCRs controlled by non-natural ligands date back more than 25 years. The binding site of the β2-adrenergic receptor was mutated so that it could bind the small molecule 1-(3′,4′-dihydroxyphenyl)-3-methyl-L-butanone (L-185,870) instead of its natural ligand adrenaline (Strader et al., 1991). While these receptors had only limited potency, a second class of engineered receptors termed RASSLs (receptors activated solely by a synthetic ligand) was later developed. For example, a κ-opioid receptor (KOR) was engineered to be solely activated by spiradoline (Coward et al., 1998). However, this approach was also of limited use for controlling neuronal activity since most RASSLs were constitutively active to some degree (Chang et al., 2007; Sweger et al., 2007), and spiradoline could also activate endogenous KORs. Additional chemogenetic attempts to exclusively control engineered GPCRs—such as the adenosine or serotonin receptors—were hampered by the off-target activation of endogenous GPCRs through the synthetic ligands or by the low potency of these ligands (Sternson and Roth, 2014).

Due to these limitations, a new strategy was developed to generate designer receptors exclusively activated by designer drugs (DREADDs). Directed molecular evolution of GPCRs was used to generate receptors selective for specific small-molecule ligands (Armbruster et al., 2007). Clozapine-N-oxide (CNO) was chosen as agonist since it penetrates the blood-brain barrier, is pharmacologically inert in mice, and has optimal pharmacokinetics. This approach was highly successful, yielding various DREADDs that are based on the different human muscarinic receptors, which are inactive in absence of CNO, insensitive to acetylcholine (Ach), and are sensitive to nanomolar concentrations of CNO. Importantly, the Gαi-coupled M2 and M4 DREADDs are useful for neuronal inhibition. The M4 variant hM4Di has become a widely used chemogenetic tool for inhibition of defined neuronal circuits. Its success can be attributed to minimal basal activity of the DREADDs, their high selectivity for CNO, and the properties of CNO itself. However, in some systems, overexpression of hM4Di was shown to alter the biophysical properties of neurons and the expression of native GPCRs (Saloman et al., 2016). Constitutive activity of GPCRs is therefore a potential issue and expression levels should be kept at a minimum (Roth, 2016).

Another concern relates to CNO and its partial conversion to clozapine, which can bind to endogenous GPCRs in various species such as guinea pigs, primates (including humans; Jann et al., 1994) and rats (MacLaren et al., 2016). Since DREADDs bind clozapine with much higher affinity than they do CNO (Armbruster et al., 2007), it is possible that retro-converted clozapine contributes to the effects of CNO on DREADD activity. Thus, CNO dosage has to be carefully considered, and controls with CNO administration in DREADD-negative animals are essential. Although CNO was reported to be stable in mice (Guettier et al., 2009), new chemical actuators are now available (e.g., Compound 21 or perlapine, Chen et al., 2015), which cannot be metabolized to active substances in mammals (Roth, 2016).

How hM4Di exactly mediates silencing of neuronal circuits remains a matter of debate. While initial studies suggested that this receptor mainly suppresses neuronal action potential firing via GIRK-mediated membrane hyperpolarization (Armbruster et al., 2007; Ferguson et al., 2011; Kozorovitskiy et al., 2012), recent studies have indicated that inhibitory DREADDs can strongly attenuate synaptic neurotransmitter release without affecting action potential firing (Mahler et al., 2014; Stachniak et al., 2014; Vardy et al., 2015; Zhu and Roth, 2014). GIRK channels are not the sole downstream actuators of Gαi/o signaling, and are most likely not the targets of GPCR-mediated Gαi/o signaling at the presynaptic compartment (Figure 4F) (Drake et al., 1997; Lüscher et al., 1997). Other mechanisms might act to suppress presynaptic neurotransmitter release, including the inhibition of N-type Ca2+ channels (Delaney and Crane, 2016) or interference with components of the presynaptic release machinery, such as RIM1α (Chevaleyre et al., 2007). Whether reduced spiking or inhibition of neurotransmitter release dominates the DREADD silencing effect may ultimately depend on the composition of the cellular signaling machinery and its downstream targets present in the DREADD-expressing neurons (Zhu and Roth, 2014).

Multiplexed Chemogenetic Silencing of Distinct Neuronal Populations

It is often advantageous to independently control the activity of more than one neuronal population (e.g., different types of excitatory cells, excitatory and inhibitory cells, etc.) or more than one cell type in the same brain volume (e.g., neurons and astrocytes). In addition, independent up- and downregulation of neuronal activity, either of the same neurons or of different neurons, might be desired in some experimental conditions. These can be achieved by using multiple tools in the same experimental system. In these cases, it is essential that activation of one tool does not influence the activity or performance of the other. Chemogenetic tools are potentially suitable for such multiplexed applications due to their ligand selectivity and owing to the fact that they can couple to distinct downstream signaling pathways, which can either up- or downregulate neuronal activity.

The DREADD strategy has been extended to include a Gi-coupled KOR-based DREADD (KORD), yielding a variant selectively activated by the highly specific compound salvinorin B (Vardy et al., 2015). This latest addition of KORD to the DREADD family allows the combination of chemogenetic silencing and activation in the same cell or silencing of one neuronal population and activation or silencing of a second, independent population (Burnett and Krashes, 2016). Using two GPCRs has the advantage that they both operate on similar temporal and spatial scales (Figure 1B). Thus, for experiments requiring concurrent manipulation of distinct cell populations over a similar time frame, such combination is advantageous. For example, Vardy et al. combined the excitatory Gs-coupled hM3Dq with the Gi-coupled KORD in the same population of VTA/SNCVGAT neurons to bidirectionally control locomotion. In mice expressing these engineered receptors, injection of salvinorin B increased, while CNO injection decreased locomotor activity. In addition, when salvinorin B was administered shortly after CNO, reduced locomotor activity was rescued to normal levels (Vardy et al., 2015).

Multiplexed manipulation of neuronal activity has also been achieved by combining two different optogenetic tools (Carus-Cadavieco et al., 2017; Chow et al., 2010; Han and Boyden, 2007; Klapoetke et al., 2014; Zhang et al., 2007). However, completely independent control of such optogenetic tools is difficult to achieve as action spectra of all optically controlled tools are very broad and are usually somewhat overlapping (Figure 2B). Thus, despite the lack of spatiotemporal precision, chemogenetic tools are superior with respect to their selective activation. Under some circumstances, the long-lasting effects of DREADD-based manipulations can be multiplexed with millisecond-scale optogenetic control of the same or different neurons. A study by Stachniak et al. elegantly combined acute stimulation of arcuate nucleus Agouti-related peptide (AgRP) neurons via ChR2 with selective silencing of their terminals in the paraventricular hypothalamus via hM4Di (Stachniak et al., 2014). A more recent study used a combination of ChR2 and hM3Dq to unravel how inhibitory projections from the central amygdala to interneurons in the parvocellular reticular formation (PCRt) regulate prey capture behavior in mice (Han et al., 2017). In this case, the effects of ChR2-evoked disinhibition in PCRt were countered by direct chemogenetic activation of downstream inhibitory neurons in PCRt.

Kinetics of DREADD-Mediated Excitation and Inhibition

Despite the widespread use of DREADDs for inhibition and excitation of neuronal populations, a systematic characterization of their kinetics is somewhat lacking. The timescale of effective DREADD-mediated modulation of neuronal activity is mainly determined by CNO pharmacokinetics, which can vary widely in vitro and in vivo, and by the potential desensitization kinetics of the receptor-signaling cascade. Indeed, desensitization is known to occur after activation of GPCRs. Specifically, the human muscarinic receptor 4, on which hM4Di is based, has been shown to undergo ligand-mediated sequestration on timescales of tens of minutes (Tsuga et al., 1998). However, models of GPCR function suggest that high levels of expression, as achieved with viral vectors, make them less sensitive to desensitization due to downstream amplification of the signal cascade (Roth, 2016).

While many behavioral studies have established that DREADD-mediated effects can last for many hours (Burnett and Krashes, 2016; Roth, 2016), studies that tested the effect of hM4Di on neuronal excitability were typically conducted on a shorter timescale of up to 30 min (Isosaka et al., 2015; Kozorovitskiy et al., 2012; Mahler et al., 2014; Zhu and Roth, 2014). One recent study reported that 30 min following injection of CNO, the firing rate of hM4Di-expressing cells reduced significantly, and returned to pre-CNO baseline after 12 hr (Miao et al., 2015). The efficacy of inhibition during intermediate time points, in the continuous presence of CNO, has not been reported. On the other hand, two studies have conducted measurements of the long-term effects of hM3Dq activation on neuronal activity. In one study, local field potential (LFP) recording from the hippocampus in mice expressing hM3Dq (Alexander et al., 2009) revealed that CNO administration increased gamma-band power, an effect that peaked within ~1 hr after CNO injection and decayed to baseline within ~9 hr. The second study examined the behavior of mice that expressed hM3Dq in serotonergic neurons and consumed CNO in their drinking water for 3–4 weeks (Urban et al., 2016). Whole-cell recording in the acute slice preparation revealed that following this prolonged period of continuous CNO exposure, CNO still induced depolarization, suggesting that no desensitization occurs over weeks.

In summary, the timescale of the behavioral or physiological phenomenon under investigation should be taken into consideration when choosing an inhibitory tool, since effective inhibition over a short time window does not necessarily predict long-lasting efficacy.

Ligand-Gated Chloride Channels

Before optogenetic tools became available, genetically engineered ligand-gated silencing tools were used to reversibly silence defined populations of neurons with some spatiotemporal control (Figure 2A). One of the first strategies exploited invertebrate glutamate-activated chloride channels (GluCls), which do not naturally occur in mammals. These channels are highly sensitive to nanomolar concentrations of the selective allosteric agonist ivermectin (IVM) (Cully et al., 1994), which is inert in mammals. IVM is an approved anti-parasitic drug, which is applied in low doses as medication in humans and therefore makes exogenously expressed GluCl a highly attractive target for selective silencing strategies. Application of IVM to cultured wild-type hippocampal neurons had no detectable effect, while excitatory currents were strongly shunted and action potentials were completely blocked in neurons co-expressing the α and β subunits of GluCl (Slimko et al., 2002). The affinity of GluCls for glutamate, their natural agonist that is highly abundant in the CNS of most mammals, was strongly attenuated by a point mutation in the glutamate binding pocket of the β subunit with negligible effects on IVM affinity (Li et al., 2002). This engineered GluCl made its use in mammals more specific due to the higher selectivity for IVM. Due to its lipophilicity, IVM can readily penetrate the blood-brain barrier and enter the brain, making in vivo applications straightforward. For example, GluCl was used in mice to reversibly silence striatal neurons in vivo (Lerchner et al., 2007). The behavioral effects were robust and reproducible with repeated injections of IVM. However, the onset of the behavioral effects after a single injection of IVM was delayed by hours and declined only slowly over days (Figure 1B). This is probably due to uptake of IVM by fatty tissue and slow release and metabolism. More recent engineering efforts were aimed at generating modified GluCls with higher affinity for IVM and better membrane trafficking in order to avoid potential side effects from high doses of IVM and to achieve more efficient and homogeneous neuronal GluCl expression (Frazier et al., 2013). In summary, GluCls may serve as an excellent reversible silencing tool under conditions where Cl currents inhibit neuronal activity. Their two main limitations are similar to those for DREADDS: the poor temporal control, which does not allow acute interventions as required in many behavioral paradigms, and the difficulty to achieve precise dosage of IVM in the brain.

More recently, a different approach was taken to silence neuronal activity with ligand-gated ion channels (LGICs). This approach hinges on previous findings that ligand-binding domains (LBDs) of the α7 nicotinic acetylcholine receptor (nAChR) can be fused to functionally diverse ion pore domains (IPDs) to generate chimeric channels whose ligand gating is determined by the LBD and ion selectivity is determined by the IPD (Eiselé et al., 1993; Grutter et al., 2005). Mutating the nAChR LBD yielded a pharmacologically selective actuator module (PSAM). This module, as the name implies, does not bind the natural agonist acetylcholine but is exclusively activated by pharmacologically selective effector molecules (PSEMs) (Magnus et al., 2011). Various exclusive PSAM/PSEM modules were developed, which can be combined with IPDs from different ligand-gated ion channels. This system is therefore highly versatile as it allows orthogonal silencing of distinct defined neuronal populations. For example, the IPD of a glycine receptor can be coupled to two different PSAMs to generate two genetically encoded chloride channels that can be exclusively activated by their respective PSEM. Upon activation, these channels produce large chloride conductances, shunting even strong excitatory currents (Magnus et al., 2011). The PSEMs used for the evolution of specific PSAM/PSEM pairs are based on the α7 nAChR agonist quinuclidinyl benzamide PNU-282987, which readily crosses the blood-brain barrier, making engineered LGICs favorable tools for silencing neuronal activity in vivo (Basu et al., 2013; Lovett-Barron et al., 2014).

Combined Light- and Ligand-Gated Inhibitory Ion Channels

As opposed to chloride, potassium conductance hyperpolarizes almost all types of CNS neurons since the reversal potential for potassium is typically well below the resting membrane potential. While the inward-rectifying potassium channel Kir2.1 proved to be an efficient tool to reduce neuronal excitability, its constitutive conductance narrows its use to chronic, irreversible silencing (Burrone et al., 2002; Johns et al., 1999). Engineered potassium channels, controlled by covalently attached synthetic photoswitched tethered ligands (PTLs), could overcome such limitations, allowing reversible activation and inactivation of a hyperpolarizing potassium leak current. An initial strategy was termed SPARK (synthetic photoisomerizable azobenzene-regulated potassium [K+] channels) and is based on a genetically modified Shaker potassium channel, which selectively binds an azobenzene moiety that, in turn, is linked to a pore blocker (Banghart et al., 2004). Various other K+ channels have been designed following the same engineering approach (Fortin et al., 2011). In all of them, a photoactive ligand, termed MAQ, consists of a maleimide (M), which binds to a genetically introduced cysteine on an extracellular domain of the channel, an azobenzene residue (A) that constitutes the light-sensitive switch, and a quaternary ammonium (Q) group that blocks the channel. Illumination with UV light photoconverts the A residue to the cis configuration, pulling the Q residue from the pore to unblock the channel. Green light switches the A moiety back to the trans-configuration, allowing the Q residue to re-enter and block the pore (Figure 2A). This elegant approach allows bistable photoswitching of a potassium channel and thereby, in principle, enables temporally precise control of neuronal excitability with light. One limitation of this system lies in the requirement for the chemical ligand to prevent the modified potassium channels from hyperpolarizing the neurons as soon as they are expressed. Thus, in theory, the ligand has to be present at all times in sufficient concentrations from the onset of channel expression until the actual experiment, if neuronal silencing is not desired. Another limitation for in vivo applications is that the A group relaxes to the cis conformation in the dark, necessitating constant illumination with green light to block the pore.

A more complex approach toward a light-gated potassium channel, which is naturally closed involves fusion of sequences from the potassium-selective pore of a bacterial glutamate receptor (sGluR0) and the ligand-binding domain of a mammalian glutamate receptor (iGluR6) containing the PTL binding site. In this case, a glutamate is attached to a maleimide azobenzene residue (Janovjak et al., 2010). This hybrid channel was termed HyLighter. Photoswitching to the cis configuration brings the glutamate to the binding site of the receptor, opening the channel. Thus, addition of the photoswitch is only required at the time of the experiment, as the channel is normally closed in its absence.

The azobenzene switch has been exploited to generate large numbers of additional photoswitches that can either tether covalently to engineered target molecules (PTLs) or can act as freely diffusible photochromic ligands (PCLs). PCLs have the advantage that they do not require engineered target molecules, but rather act as highly specific, photoswitchable small-molecule drugs. For example, QAQ is a PCL based on an azobenzene switch flanked by two quaternary ammonium groups that acts as a diffusible light-switched blocker for voltage-gated Na+, Ca2+, and K+ channels. This tool was used to control nociception with light by silencing sensory neurons in mice (Mourot et al., 2012). Another example for a PCL is a light-operated GIRK channel opener (LOGO). Here, a photoswitch was developed that selectively binds GIRK1 subunits and opens the channel upon UV illumination and was used to silence hippocampal neurons and alter motility of zebrafish larvae (Barber et al., 2016). However, many more PTLs and PCLs exist that have ambiguous effects on neuronal activity, depending on the type of neuron and the identity of their molecular targets. We will not discuss these tools extensively here as they are covered by several excellent recent reviews (Fehrentz et al., 2011; Kramer et al., 2013; Reiner et al., 2015).

One disadvantage of the azobenzene-based photoswitches is their requirement for UV light, which is strongly absorbed in brain tissue (Figure 2B; Eggert and Blazek, 1987) and could have detrimental effects on cell health. New, red-shifted generations of azobenzene switches may overcome the UV dependence (Dong et al., 2015; Kienzler et al., 2013). Another way around UV illumination is two-photon switching of azobenzenes with pulsed near-infrared light, which penetrates brain tissue with high efficiency (Carroll et al., 2015), and can allow spatially confined photoswitching at the microscope focal plane. Irrespective of light delivery, the PTLs or PCLs themselves have to be delivered to the neurons under investigation. While this is relatively simple in cell culture and small model organisms such as zebrafish larvae (Beharry et al., 2011; Carroll et al., 2015; Rovira et al., 2016), delivery to the mammalian brain may be more complex (although feasible, Lin et al., 2015). Novel tools for fluid delivery to the mammalian brain through a combined microfluidic channel-waveguide implant might make this approach more practicable (Jeong et al., 2015; Park et al., 2017).

Silencing Synapses

Silencing synaptic transmission in defined projection pathways can help elucidate their contribution to neuronal network dynamics and animal behavior. Ideally, one would transiently inhibit synaptic transmission only from a selected source population onto one defined target region or neuronal population. In many cases, projections from multiple neuronal populations converge onto a given brain region. These projections are often spatially intermingled with other long-range inputs and with local axon collaterals. While pharmacological and photochemical interventions are useful for bulk inhibition of specific neurotransmitter inputs to a defined brain region (Figure 1), optogenetic and chemogenetic tools can potentially offer a critical advantage in cell-type and spatio-temporal specificity, allowing local inhibition of synaptic terminal function without compromising the function of the upstream cell bodies or their axonal collaterals to other brain regions. In other cases, silencing of postsynaptic units (e.g., spines or dendritic branches) with high spatiotemporal control is needed to address the computation of inputs onto a given neuron. Yet, silencing of synaptic terminals appears to be substantially more complex than somatic silencing, for several reasons: (1) targeting of the actuator protein (opsin or chemogenetic tool) to the terminal can require longer expression time or the addition of specific targeting motifs to enhance axonal transport (Rajasethupathy et al., 2015; Stachniak et al., 2014); (2) optogenetic manipulation of axons appears to require higher light power than manipulation of neuronal somata (Jackman et al., 2014); (3) ionic composition of the axonal cytosol may differ from the somatodendritic cytosol and effects of silencing tools are therefore difficult to predict (Mahn et al., 2016); (4) recording the activity of presynaptic terminals is more challenging than somatic recording (Bischofberger et al., 2006; Hu and Shu, 2012; Schneggenburger and Forsythe, 2006). These constraints limit the feasibility of validating the physiological impact of manipulations on synaptic terminal function, such that these effects are typically evaluated indirectly through recordings from postsynaptic neurons and optical imaging.

Spatiotemporally Precise Silencing of Presynaptic Terminals

In principle, silencing of synaptic transmission could be achieved by interfering with action potential propagation or by directly blocking synaptic vesicle release through light application to the axonal terminals (Figure 1A). By expressing proton or chloride pumps and delivering light to axonal projection targets, several studies have achieved successful inhibition of axon terminal function (Mahn et al., 2016; Spellman et al., 2015; Stuber et al., 2011; Tye et al., 2011). Hyperpolarization of the membrane potential with electrogenic light-driven ion pumps is inevitably linked to active transport of ions and hence a change in ion composition of intracellular and extracellular space (El-Gaby et al., 2016; Ferenczi et al., 2016; Mahn et al., 2016; Raimondo et al., 2012). In the case of proton pumps, this has a direct impact on the intracellular pH. The magnitude of an increase in intracellular pH and thereby the cellular effects depend strongly on the geometry of the modulated compartment (Figure 4D). For example, in hippocampal CA1 neurons with an estimated buffer capacity of 20 mM (Bevensee et al., 1996), translocation of approximately 10 million protons across the membrane of an axon with a diameter of 1 μm and a length of 10 μm is predicted to change the intracellular pH by 0.1. In such small cylindrical compartments, where membrane surface area is large compared to the corresponding volume, a sufficient number of opsin molecules can be integrated into the membrane to achieve such proton efflux within several seconds (Zimmermann et al., 2008). Indeed, in the acute slice preparation, extended activation of proton pumps in axonal terminals led to alkalization-mediated calcium influx and thus increased spontaneous vesicle release rates in addition to the intended decrease in evoked release (El-Gaby et al., 2016; Mahn et al., 2016). Although an increase in spontaneous release is a potential confound due to the possible recruitment of local-circuit inhibition at the site of illumination, elimination of spiking-evoked release could be sufficient for “scrambling” the information content of the synapse, effectively disrupting the transmission of information through the modulated pathway. The net effect of such manipulations might, however, be highly circuit-specific and should be carefully validated (Wiegert and Oertner, 2016).

Given the limitations of the ion-pumping rhodopsins in silencing presynaptic terminal activity, it is interesting to consider the use of ACRs for this purpose. While this is potentially feasible due to the hyperpolarizing action of chloride in neurons, ACR-mediated inhibition of synaptic release would rely on the chloride reversal potential in the axonal compartment (Figure 4B), which has been shown to be depolarizing in some projection pathways (Price and Trussell, 2006; Pugh and Jahr, 2011; Szabadics et al., 2006; Turecek and Trussell, 2001) and can change with age (Ferando and Mody, 2015). While it is still possible that a large chloride conductance would effectively shunt incoming action potentials, such an effect should be rigorously validated (Spellman et al., 2015). Further optimization of newly described tools such as light-gated potassium channels (Cosentino et al., 2015) or optoGPCRs (Figure 4E) (Airan et al., 2009; Kleinlogel, 2016; Li et al., 2005; Masseck et al., 2014; Siuda et al., 2015a) might eventually provide improvements in the efficacy of fast optogenetic inhibition of neurotransmitter release. OptoGPCRs are especially promising, since they can inhibit presynaptic P/Q type calcium channels, which are required for presynaptic neurotransmitter vesicle fusion (Li et al., 2005). For the time being, it seems that chloride pumps are the most suitable tool for brief synaptic terminal silencing, although their use should be carefully controlled to account for changes in chloride reversal potential (Raimondo et al., 2012), light-off rebound responses and the efficacy of silencing during prolonged activation (Mahn et al., 2016).

Spatiotemporally Precise Postsynaptic Silencing

Investigating the integration of synaptic inputs onto a given dendrite, or dissecting the interaction between different dendrites on a postsynaptic cell, requires high-precision silencing of specific post-synaptic sites. Presynaptic strategies are often not useful for this type of experiment due to the complex connectivity patterns and the multitude of presynaptic neurons innervating a single postsynaptic cell. Postsynaptic silencing of synaptic inputs without affecting somatic properties or axonal function poses unique challenges due to the electrotonic proximity of dendritic structures with the neuronal soma. In principle, different strategies can be exploited to achieve subcellular postsynaptic silencing. Local application of glutamate receptor antagonists or GABA receptor agonists can silence dendritic segments in large polarized neurons, such as L5 pyramidal cells, without compromising postsynaptic function on distant dendrites of the same cell (Takahashi et al., 2016). Higher spatiotemporal precision can be achieved, in principle, with local photolysis of caged inhibitory neurotransmitters such as NI-caged GABA and glycine (Canepari et al., 2001) or RuBi-caged GABA (Fortin et al., 2011).

A recent study achieved optogenetic manipulation of synaptic strength by selectively targeting AS-PaRac1, a photoactivatable GTPase, to spines of recently activated synapses. Selective spine targeting was achieved by fusing three components: an improved version of PaRac1 (Wu et al., 2009); PSDΔ1.2, which binds to the postsynaptic density; and an mRNA dendritic targeting element (Hayashi-Takagi et al., 2015). Illumination with blue light triggered weakening of the targeted synapses by increasing GTPase activity, presumably altering actin polymerization in spines (Hall, 1994; Luo et al., 1996). While this strategy is useful for weakening or de-potentiating synapses, it is not a silencing tool per se. Moreover, once weakened, modulated spines need to recruit the endogenous molecular machinery for the recovery of synaptic strength. Thus, the effect of AS-PaRac1 is not reversible in a simple sense.

Subcellular compartments, such as particular dendrites, can be silenced with cell-wide-expressed optogenetic tools by applying local illumination to the subcellular compartment of interest. A recent study used superficial blue-light illumination of the somatosensory cortex to silence mainly the apical tufts of L5 pyramidal cells expressing iChloC (Takahashi et al., 2016). Due to the architecture of L5 pyramidal neurons, somata, basal dendrites, and main apical branches are located relatively deep below the surface of the cortex and are therefore exposed to substantially lower light power (Al-Juboori et al., 2013). New developments in light delivery hardware can theoretically allow simultaneous local illumination of hundreds of subcellular targets in the mammalian brain with micrometer resolution (Szalay et al., 2016). Holographic two-photon excitation of various ChR variants has already been achieved (Bègue et al., 2013; Bovetti et al., 2017). Combined with inhibitory optogenetic tools of appropriate light sensitivity and two-photon absorption cross-section, such techniques can be used to deconstruct postsynaptic computation with unprecedented resolution.

Chemogenetic Silencing of Presynaptic Terminals

To date, inhibitory DREADDs are probably the most reliable tools for reversible silencing of synaptic transmission. Although limited in their temporal and spatial resolution by ligand diffusion and biochemical pathway time constants, the inhibitory DREADDs hM4Di and KORD potently inhibit presynaptic release in addition to their GIRK-mediated effects on intrinsic excitability (Figure 4E) (Stachniak et al., 2014; Vardy et al., 2015). Local injection of CNO into the target area of presynaptic terminals has been used successfully in various studies to locally shut down synaptic input from a defined population of neurons (Franklin et al., 2017; Gremel et al., 2016; Mahler et al., 2014; Stachniak et al., 2014; Ye et al., 2017). An axon-localized version of hM4Di was developed in order to avoid hyperpolarization of the somatodendritic compartment while silencing synaptic release, utilizing an intracellular neurexin signaling motif that facilitates internalization of non-axonal protein (Stachniak et al., 2014). This strategy could in principle be applied to other transmembrane silencing tools such as microbial rhodopsin ion pumps or light-gated GPCRs if they are sufficiently expressed in the axon. The PSAM approach was also used to manipulate synaptic release through local application of a PSEM ligand to axons expressing the PSAM (L141F)-GlyR (Basu et al., 2013). Despite evidence indicating that axonal chloride concentrations are higher, leading to a depolarizing chloride reversal potential in this compartment (Figure 4B), the shunting effect of a slow-acting ligand-gated chloride channel might be able to overcome this constraint. Nevertheless, recordings from postsynaptic neurons should accompany any such manipulation, to characterize potential side effects (Mahn et al., 2016).

Chronic Silencing of Presynaptic Function

Chronic silencing of specific long-range projections can be achieved through expression of potassium channels such as Kir2.1 (Figure 1A; Burrone et al., 2002; Johns et al., 1999; Xue et al., 2014), which can prevent action potential firing via constitutive membrane hyperpolarization, or the tetanus toxin light chain (TeNT; Sweeney et al., 1995), which selectively eliminates synaptic vesicle exocytosis in the targeted neurons (Figure 1A). Although TeNT is less temporally precise than the chemogenetic approaches described above, it can be highly efficient in chronic silencing (Figure 1B), and when the targeted neurons project mainly to one downstream target (collaterals will also be silenced by the expression of TeNT). Chronic silencing of synaptic transmission with spatial precision can also be achieved with a method called InSynC (Figures 1 and 2; Lin et al., 2013). In this technique, light absorption by light-oxygen-voltage (LOV) domains leads to the formation of a flavin-cofactor radical, which was utilized to engineer a genetically encoded tool for reactive oxygen species generation (miniSOG; Shu et al., 2011). When targeted to presynaptic terminals, miniSOG can be used to damage the vesicle release machinery by oxidation of surrounding proteins, leading to long-term inhibition of neurotransmission (Figures 1B and 2A; Lin et al., 2013). The drawback of this approach is that vesicle release inhibition only recovers on the timescale of synaptic protein turnover, and long-lasting effects on synaptic strength are unknown. Further characterization is needed of the dark activity, stability, and kinetic properties of these tools in mammalian neurons to fully evaluate their utility for silencing neurons or synaptic compartments. Although LOV-domain-based tools show great promise for neuroscience research, they have yet to be shown to work as reliably, robustly, and specifically as the microbial opsin-based approaches for silencing neurons.

Experimental Considerations and Constraints Associated with Neuronal Silencing Experiments

Silencing of neural activity can be a powerful tool in the neuroscientist’s arsenal. However, each of the silencing approaches described in this review carries its own unique constraints. Neuronal excitability can vary greatly between the dissociated primary culture, acute slice preparations, anesthesia, and wakefulness. Inactivation of tonic baseline firing (for example, in an anesthetized animal or in dissociated culture) might not be indicative for inhibition of task-related activity patterns in the behaving animal. These differences in neuronal excitability highlight the need for careful validation of the silencing approach under settings that are as similar as possible to the ones used in the actual experiment. In the sections below, we detail some of the major experimental constraints that should be considered when designing silencing experiments.

Light and Heating-Related Considerations

Due to the intrinsic light requirements of most microbial opsins used as optogenetic tools, in vivo optogenetic silencing approaches utilize high-power light sources to reach sufficiently high light intensities in the region of interest (Rajasethupathy et al., 2016; Yizhar et al., 2011). However, delivery of high-intensity light through an optical fiber can elevate neuronal firing rates (Christie et al., 2013; Han, 2012; Kim and Connors, 2012; Wang et al., 2011) and change blood flow (Rungta et al., 2017) locally through tissue heating. Depending on the fiber diameter and the wavelength used, this can become a serious concern, necessitating empirical and theoretical methods for estimating light-induced heating in the target tissue (Acker et al., 2016). This problem has been addressed with Monte Carlo simulations of light propagation from the fiber tip in brain tissue (Liu et al., 2015; Stujenske et al., 2015; Yona et al., 2016). The widely used ion pumps halorhodopsin and archaerhodopsin require particularly high light intensities since constant photon flux is necessary for continued ion transport. Compared to the most widely used ChRs (e.g., ChR2-H134R) the red-shifted action spectrum of both ion pumps allows for somewhat higher light intensities since the lower absorption coefficient of red-shifted light leads to lower tissue heating (Figure 3; Stujenske et al., 2015). However, according to current models for light absorption in brain tissue, light intensities in the order of 10 mW delivered through an optical fiber will cause significant heating of large volumes of brain tissue during continuous illumination, increasing local temperatures by several degrees Celsius (peak temperatures >4°C and >2°C for 532 and 593 nm, respectively; Stujenske et al., 2015). Recent work suggested that these Monte Carlo results might in fact be an underestimate of in vivo temperature rise (Arias-Gil et al., 2016, but see also Suhan et al., 2017).

With respect to heating, optogenetic silencing tools with slow off-kinetics or higher light sensitivity may be favorable to the widely used ion pumps (Figure 3). Several members of the new class of light-gated anion channels are promising candidates. Slow variants of nACRs and eACRs were recently developed, based on previously identified mutations in ChR2 (Berndt et al., 2014, 2016; Sineshchekov et al., 2015; Wietek et al., 2014, 2015). Indeed, some of these slow ACRs were successfully used in vivo to elicit long-lasting silencing effects with short light pulses (Iyer et al., 2016; Kim et al., 2016; Takahashi et al., 2016; Wietek et al., 2015). In principle, bistable ACRs can allow the temporal dissociation of light stimulation and the experimental condition under which silencing is examined. In this case, potential heat effects should have dissipated at the start of the actual experimental paradigm.

To illustrate these points, we used the model developed by Stujenske et al. (2015) to estimate tissue heating under several commonly used light intensities, stimulation patterns, and wavelengths compatible with recently developed silencing tools (Figure 3). Some of these tools require luminous flux that is three to four orders of magnitude lower compared to the classical ion pumps to exert a full shutdown of neuronal spiking (Figure 4C; Govorunova et al., 2016; Masseck et al., 2014). Thus, aiming for minimal tissue heating, large brain areas (several cubic millimeters) can be silenced under illumination conditions that produce a maximal temperature increase of 0.2°C (Figure 3C). With regard to the efficacy of silencing at a given light power density, it is important to note that most published reports of the light sensitivity of optogenetic tools calculate these values as a fraction of maximal current (Mattis et al., 2011; Wietek et al., 2016). While these values are biophysically correct, maximal photocurrents are often not required for complete silencing of the targeted population, particularly with high-conductance ACRs. Therefore, lower light power densities could potentially be used, as silencing efficiency depends not only on the intrinsic light sensitivity, but also on the maximal photocurrent of the optogenetic tool being used, which is determined by its expression level and conductance.

Synaptic Scaling and Homeostatic Plasticity

One potential concern that should be considered with regard to any long-term synaptic silencing manipulation is the ability of synapses to adapt to changes in their activity rate. This form of compensation is termed homeostatic plasticity. Synaptic scaling is one form of homeostatic plasticity, where synaptic transmission is globally adjusted to compensate for up- or downregulation of neuronal activity levels (Goold and Nicoll, 2010; Turrigiano et al., 1998). Thus, when circuits are silenced with pharmacological blockers of synaptic transmission or neuronal activity such as TTX, synaptic scaling can potentially act to restore the circuit into the state of activity it was in before the inhibitors were applied. Removing the inhibitor may then result in an overactive circuit. Notably, homeostatic plasticity is not limited to synapses but can occur at various cellular and subcellular levels. For example, increased intrinsic excitability of the plasma membrane may serve to compensate for reduced spiking activity (Sokolova and Mody, 2008; Stemmler and Koch, 1999). Such compensatory mechanisms are usually invoked at timescales of hours to days. Therefore, transient silencing strategies may be applied safely, while the precise mechanism of action of chronic silencing strategies should be considered in order to avoid undesired side effects and misinterpretation. As an example, expression of the inward rectifier potassium channel Kir2.1 hyperpolarizes neurons by increasing the potassium leak current (Burrone et al., 2002; Johns et al., 1999; Xue et al., 2014). However, since Kir2.1 is constitutively expressed, the resulting constant hyperpolarization leads to homeostatic upregulation of synaptic input (Burrone et al., 2002) and neuronal excitability. In the latter case, chronically increased potassium conductance may be counteracted over time by the neuron’s own homeostatic machinery. An elegant behavioral demonstration of differential effects between temporally precise and prolonged optogenetic inhibition involved the inhibition of hippocampal activity using eNpHR3.1 (Goshen et al., 2011). Inhibiting the hippocampal CA1 region during remote contextual fear recall resulted in elimination of freezing behavior, while 30-min-long inhibition had no effect, consistent with previously published work that utilized pharmacological blockade of this region (Kitamura et al., 2009).

Unlike cell-wide neuronal silencing, silencing tools expressed at presynaptic terminals will not alter the neuronal membrane potential and thus its firing properties. Rather, they selectively prevent neurotransmitter release and synaptic transmission. Yet, despite the circumvention of cell-wide homeostatic effects, constitutive synaptic silencing may lead to presynaptic or post-synaptic scaling. For example, TeNT selectively cleaves the presynaptic vesicle SNARE protein VAMP2 and thereby completely and irreversibly abolishes neurotransmitter vesicle release from cells expressing this protein (Harms and Craig, 2005; Yamamoto et al., 2003). While exogenous bath application or injection of purified TeNT into the brain inhibits transmission at all synapses that are reached by diffusion, genetic overexpression of TeNT allows for selective silencing of neurotransmitter release from terminals of selected cells (Ehlers et al., 2007; Lee et al., 2010). Sparse expression of TeNT in a small set of neurons was used to investigate metaplasticity, another form of homeostatic plasticity at single synapses (Lee et al., 2010). Metaplasticity is described as the mechanism that adjusts the ability to strengthen and weaken synapses based on the recent history of neuronal activity (Abraham, 2008). In essence, this means that synapses change their state in a long-lasting way according to their past activity by adapting their ability to undergo plasticity. Thus, metaplasticity—as the term implies—is a plastic change of the synaptic plasticity mechanisms (Slutsky et al., 2004). While many studies show that various stimulation paradigms can prime synapses to be efficiently potentiated by altering the NMDA receptor (NMDAR) content of the synapses, it has also been demonstrated that silencing presynaptic terminals can prime NMDAR insertion in postsynaptic spines (Lee et al., 2010). Therefore, any chronic silencing strategy, be it at the level of neuronal ensembles or at a sparse set of synapses, will come with the cost of homeostatic adaptations.

Understanding and Interpreting the Experimental Outcomes of Neuronal Silencing

Inactivation of neural activity is often carried out to complement experiments in which the same neuronal population is excited using genetically encoded tools. The often-cited view of these manipulations reflecting “necessity” and “sufficiency” stems from the intuitive assumption of symmetry in the physiological impact of these manipulations on the neural circuit. While in some cases this might indeed be true, many factors could influence the degree of symmetry, including the spontaneous firing rates of the modulated neurons and their state-dependent activity patterns (Phillips and Hasenstaub, 2016). Recent work has highlighted the difficulty of elucidating the dependence of a downstream target on the information provided by an upstream brain area (Otchy et al., 2015). Using transient silencing approaches, the sudden removal of a permissive but not truly necessary input could diminish the overall excitatory drive in the target area, thus compromising its function in a manner that does not reflect the true role of the manipulated region under steady-state conditions. In contrast, homeostatic regulation of neuronal activity can compensate for the missing input if the transmitted information was indeed not necessary for the underlying computation. Work in hippocampal circuits has shown that, upon silencing of a subpopulation of CA1 neurons, other sets of neurons can rapidly increase their activity, triggering a redistribution in the firing rates of local-circuit interneurons (Trouche et al., 2016). Inhibition of neurotransmitter release in any of the above-mentioned ways cannot be used to differentiate between a permissive and an instructive input. To tackle this question, a method that does not change the overall amount of released neurotransmitter, but rather scrambles the information transmitted by the targeted region, would be desirable. One potential approach by which such scrambling could be achieved would be through an optogenetic tool capable of altering the axonal conductance speed or decreasing the reliability of synaptic transmission at a given synapse. Until such advanced approaches exist, manipulations of neural circuit activity should take into account the range of natural activity patterns in the circuit, since any manipulation that shifts the circuit into a state that is outside its natural “manifold” can be difficult to interpret (Jazayeri and Afraz, 2017).

Future Perspectives

Light-Gated Potassium Channels for Somatic or Axonal Silencing

Given the disadvantages associated with photoswitched tethered ligands, a purely light-gated potassium channel would be beneficial. To date, no naturally occurring light-gated potassium channel has been reported. At first glance, a light-gated potassium channel derived from ChR—analogous to the recently reported engineered ACRs—would be an obvious addition to the existing palette of optogenetic silencing tools. However, unlike highly specialized ion channels, in which ion selectivity is determined by a complex pore architecture (Gouaux and Mackinnon, 2005), ChR2 is not very selective for any particular cation (Nagel et al., 2003). Rather, its photocurrents show a strong dependency on the atomic radius of the conducted cation. Despite the inverse relationship between atomic radius and conductance, sodium and potassium ions traverse the ChR2 pore with relatively similar efficiency (Nagel et al., 2003). Although the high-resolution crystal structure of the ChR chimera C1C2 guided the transformation of C1C2 into a more potassium-selective form, pure potassium conductance could not be achieved (Kato et al., 2012). Thus, conversion of ChR into a form purely selective for a particular cation would require more extensive engineering efforts than the generation of eACRs necessitated, where the overall charge selectivity was inverted.

While ChR-based strategies have yet to succeed, fusion of the miniature viral potassium channel Kcv to a LOV2 module yielded the first light-gated potassium channel, which does not require additional components or co-factors (Cosentino et al., 2015). Although this “blue-light-induced potassium channel 1 (BLINK1)” was shown to alter behavior in zebrafish larvae, it did not show robust expression in mammalian neurons. Further improvement of this initial variant might prove useful in the future.

High-Efficacy Tools for Silencing Presynaptic Terminals

As discussed throughout this article, temporally and spatially precise synaptic terminal inhibition has been achieved using expression of proton or chloride pumps in combination with light delivery to axonal projection targets. This approach, however, is subject to limitations in terms of inhibition efficiency over extended time periods, relatively high light power requirements and altered ion concentrations (Mahn et al., 2016; Raimondo et al., 2012). Where the experimental paradigm allows, these limitations have led researchers to utilize the chemogenetic approach of hM4Di expression combined with local CNO infusion at the synaptic terminal field, and to develop ChR-mediated stimulation protocols for inducing synaptic depression (Creed et al., 2015; Klavir et al., 2017; Nabavi et al., 2014). However, the timescales of synaptic plasticity and the rates of CNO diffusion and clearance limit the spatial and temporal control afforded by these approaches. Furthermore, overexpression of hM4Di in itself may alter neuronal properties (Saloman et al., 2016).

Continued efforts are therefore under way to develop new optogenetic tools that allow for efficient synaptic silencing over time-scales of seconds to hours. Such tools should target different stages along the synaptic vesicle release process. The earliest point of interference would be to suppress action potential propagation in the axon. One possible avenue could be the further optimization of light-gated potassium channels, as discussed above (Cosentino et al., 2015), or the generation of multicomponent systems where a potassium-channel ligand, e.g., a cyclic nucleotide, is produced in a light-dependent manner (Gao et al., 2015; Kim et al., 2015; Ryu et al., 2010; Stierl et al., 2011). One common difficulty of any approach attempting to block the propagation of action potentials is that the high sodium channel density in the axonal membrane presents a very high safety factor (Hille, 2001). Overcoming this safety factor might not be easily achieved. Other points of interference are the action potential-evoked activation of voltage-sensitive calcium channels or the synaptic release machinery. The presynaptic mode of action of hM4Di might be governed by Gi/o-mediated reduction of the opening probability of N-type calcium channels and/or interference with proteins of the vesicle-fusion machinery (Figure 4F; Chevaleyre et al., 2007; Delaney and Crane, 2016), suggesting that naturally occurring or engineered Gi/o-coupled opsins might trigger a light-induced hM4Di-like effect (Figure 4E). Several other tools, such as InSynC, have been designed to target the vesicle release machinery (Lin et al., 2013), but highly specific, reversible tools are still lacking. One common difficulty of most of these approaches is the need for selective enrichment of these tools at the pre-synapse, as targeting to the presynaptic plasma membrane has proved challenging. Modest axonal enrichment of ChR2 was achieved by coupling it with myosin VI (Lewis et al., 2011), while axon-specific expression of hM4Di was based on reduction of somatodendritic expression (Stachniak et al., 2014). In summary, silencing of presynaptic terminals is an area of optogenetic technology that still awaits a refined, highly effective, and universal solution.

Summary

Reversible silencing of neural activity is a powerful approach that has been increasingly used in systems neuroscience for testing the roles of defined brain structures, neuronal populations, and projection pathways in a wide range of brain functions and behaviors. However, in contrast with optogenetic excitation for which the majority of studies have used a limited number of channelrhodopsin-based tools, the number of genetically encoded tools used for inhibition of neural activity has vastly expanded over the last few years, and many different silencing strategies have been employed. Although such manipulations of neural activity are widely used, the design and interpretation of neural silencing experiments presents unique challenges, both technically and conceptually. Thus, the choice of an appropriate silencing strategy should be carefully considered with respect to the experimental requirements and to the limitations of both the tools themselves and the experimental systems in which they are applied.

Acknowledgments

We thank Lief E. Fenno, Jonas Wietek, Laura Laprell, Paul Lamothe, and all Wiegert and Yizhar lab members for critical comments and discussion. This work was funded by grants from the European Research Council (ERC-2016-StG 714762) and the German Research Foundation (SPP 1926 and FOR 2419) to J.S.W. and from the Israel Ministry of Science Technology and Space, the Israel Science Foundation (ISF #1351-12), the European Research Council (ERC-StG #337637), the Human Frontier Science Program, the I-CORE program of the Planning and Budgeting Committee and the Israel Science Foundation (grant no. 51/11), and the Gertrude and Philip Nollman Career Development Chair to O.Y. Work in the Yizhar lab is supported by the Adelis Foundation, the Candice Appleton Family Trust, and the Lord Sieff of Brimpton Memorial Fund. M.P. was supported by the Koshland Foundation.

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