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. 2018 Aug 13;178(2):728–752. doi: 10.1104/pp.17.01031

Estimating Mesophyll Conductance from Measurements of C18OO Photosynthetic Discrimination and Carbonic Anhydrase Activity1,[OPEN]

Jérôme Ogée a,2, Lisa Wingate a, Bernard Genty b,3
PMCID: PMC6181052  PMID: 30104255

A new model based on the relationship between C18OO photosynthetic discrimination and carbonic anhydrase activity estimates mesophyll conductance in C3 and C4 plants.

Abstract

Carbonic anhydrase (CA) activity in leaves catalyzes the 18O exchange between CO2 and water during photosynthesis. This feature has been used to estimate the mesophyll conductance to CO2 (gm) from measurements of online C18OO photosynthetic discrimination (∆18O). Based on CA assays on leaf extracts, it has been argued that CO2 in mesophyll cells should be in isotopic equilibrium with water in most C3 species as well as many C4 dicot species. However, this seems incompatible with ∆18O data that would indicate a much lower degree of equilibration, especially in C4 plants under high light intensity. This apparent contradiction is resolved here using a new model of C3 and C4 photosynthetic discrimination that includes competition between CO2 hydration and carboxylation and the contribution of respiratory fluxes. This new modeling framework is used to revisit previously published data sets on C3 and C4 species, including CA-deficient plants. We conclude that (1) newly ∆18O-derived gm values are usually close but significantly higher (typically 20% and up to 50%) than those derived assuming full equilibration and (2) despite the uncertainty associated with the respiration rate in light, or the water isotope gradient between mesophyll and bundle sheath cells, robust estimates of ∆18O-derived gm can be achieved in both C3 and C4 plants.


Carbonic anhydrases (CAs) are a group of zinc metalloenzymes that catalyze the interconversion of CO2 into bicarbonate with great efficiency (Moroney et al., 2001; Rowlett, 2010). In the mesophyll cells of C3 plants, CA is most abundant in the stroma (Badger and Price, 1994), but CAs also are found in other compartments of the mesophyll such as the cytosol, the mitochondria, or the plasma membrane (Fabre et al., 2007; DiMario et al., 2016). Chloroplastic CA in C3 plants was first assumed to be required to provide CO2 to Rubisco in the stroma, given the alkalinity of this compartment (Badger and Price, 1994), but results of studies on antisense tobacco (Nicotiana tabacum) plants have not been conclusive (Price et al., 1994). In C4 plants, CA is most abundant in the cytosol (Badger and Price, 1994), primarily because it is needed to increase the supply of bicarbonate to phosphoenolpyruvate carboxylase (PEPC; Hatch and Burnell, 1990; Badger and Price, 1994). This idea was confirmed by experiments conducted on CA-deficient mutants, which showed that cytosolic CA was required to maintain high photosynthetic rate in Flaveria bidentis (von Caemmerer et al., 2004) and Zea mays, at least in low-CO2 environments (Studer et al., 2014).

Irrespective of the exact functional role of CA in plants, CA catalyzes the 18O exchange between CO2 and water, so that CO2 is commonly assumed to be near isotopic equilibrium with water in CA-containing mesophyll compartments. Consequently, CO2 partial pressure at the site of CA activity inside the mesophyll cells (pCA) can be derived from online 18O photosynthetic discrimination (Δ18O) measurements, provided that the 18O/16O ratio of leaf water at this CA site can be estimated (Gillon and Yakir, 2000b). However, sometimes CO2 might not be in complete equilibration with water, especially when CO2 uptake rates are high, as this would result in relatively brief residence times for CO2 molecules inside the mesophyll. This led Gillon and Yakir (2000b) to propose a formulation for Δ18O that incorporates the degree of CO2-H2O isotopic equilibrium, θ (0 ≤ θ ≤ 1). Online Δ18O measurements and estimates of θ from in vitro CA assays indicated that, for three C3 species, pCA always lay somewhere between the CO2 partial pressure in the substomatal cavity (pi) and that at the sites of carboxylation in the chloroplast stroma (pc), estimated separately from online 13C photosynthetic discrimination (Δ13C) measurements (Gillon and Yakir, 2000b). This finding was in line with the hypothesis that the outer limit of CA activity in C3 plants was located at the chloroplast surface, and thus before the carboxylation site within the chloroplast stroma. This approach was later used in a follow-up study to estimate mesophyll conductance (gm) and θ in a number of C3 plants but also in C4 plants, which generally exhibited lower θ values than C3 plants (Gillon and Yakir, 2001).

In other studies (Gillon and Yakir, 2000a; Cousins et al., 2006b), a slightly different approach was adopted. gm was derived from Δ18O measurements performed under low-light conditions (i.e. when the residence time of CO2 inside the mesophyll was expected to be long enough to allow full equilibration [θ = 1]). Under higher light intensities, gm was assumed constant (for a given species), and θ was then estimated from the Δ18O data and usually found to be quite low, down to 0.1 (Gillon and Yakir, 2000a; Cousins et al., 2006b). Cousins et al. (2006b) noted that these Δ18O-derived θ values seemed incompatible with in vitro leaf CA assays that, instead, indicated full equilibration at all light conditions. These discrepancies between in vitro and Δ18O-derived θ estimates were hypothesized to arise from a spatial mismatch between the CA site and the evaporation site in C4 plants and an isotopically heterogenous leaf water composition in the cytoplasm of mesophyll cells (Cousins et al., 2006b).

Although it is not possible to completely rule out these hypotheses, there is growing evidence that water isotope gradients do not develop within the cytoplasm and, rather, remain confined to the vascular tissues of the leaf (Holloway-Phillips et al., 2016). Furthermore, in vitro CA assays conducted in all recent studies, using pH and CO2 concentrations close to those experienced in folio, seem to indicate that CO2 should always be near full isotopic equilibration with leaf water (Cousins et al., 2007; Studer et al., 2014; Barbour et al., 2016; Ubierna et al., 2017). Consequently, a common practice now is to assume θ = 1 when estimating gm from online Δ18O measurements (Barbour et al., 2016; Ubierna et al., 2017) and also to perform a sensitivity analysis to predict how gm would be affected had θ been set to lower values, noting that lower θ values always lead to higher gm values (Barbour et al., 2016; Ubierna et al., 2017). Most recently, alternative estimates of gm in C4 plants using in vitro maximal phosphoenolpyruvate (PEP) carboxylation rate measurements seem to support Δ18O-derived gm estimates assuming θ = 1 (Ubierna et al., 2017).

This article reexamines the relationship between CA activity and isotopic equilibration during photosynthesis. To address this overlooked issue, we propose a steady-state modeling framework of Δ18O for both C3 and C4 plants. This new model explicitly accounts for the competition between CO2 hydration and carboxylation, providing the possibility for incomplete CO2-H2O equilibration to occur inside the leaf. In addition, the new model accounts for the physical separation between mesophyll and bundle sheath cells in C4 species and for the contribution of respiratory fluxes. Several factors motivated the derivation of this new model. First, as we will explain later, the current model describing the degree of θ (Gillon and Yakir, 2000b) is based on several assumptions that cannot be applied to steady-state leaf gas-exchange measurements, thus preventing any conclusion to be drawn on whether isotopic equilibrium is reached based on in vitro CA activity assays. Additionally, the current practice of setting θ to unity or lower does not allow the study of the functional link between CA activity and Δ18O and how it varies between C3 and C4 species. A steady-state formulation of Δ18O by C3 plants that includes the competition between carboxylation and CA-catalyzed CO2 hydration was proposed already by Farquhar and Lloyd (1993). This formulation constitutes the basis of our derivation that we extended to C3 and C4 photosynthesis pathways and mesophyll compartmentalization. The new model also applies to conditions of high leaf-to-air vapor pressure deficit that require ternary corrections on the CO2 and C18OO assimilation rates (von Caemmerer and Farquhar, 1981; Farquhar and Cernusak, 2012). With this new modeling framework, we revisit a number of previously published data sets for C3 and C4 species, including CA-deficient mutants, and illustrate how to reconcile in vitro CA assays with online Δ18O measurements while, at the same time, estimating gm from Δ18O data.

THEORY

The Gas-Exchange View

Throughout this article, we will assume that CO2 or C18OO gradients within the intercellular air space are negligible, and we will use the terms intercellular air space and stomatal cavity air space interchangeably. Under the assumption of a well-identified CA site inside the mesophyll cells upstream of any carboxylation site (Fig. 1, gas-exchange view), the net leaf CO2 flux can be written as the product of a conductance gm for CO2 diffusion from the intercellular air space to the CA site and the CO2 drawdown along the same path: A = gm(pipCA)/P, where P is atmospheric pressure and pi and pCA are the CO2 partial pressures in the intercellular air space and at the CA site, respectively. Similarly, the net C18OO flux can be defined as Inline graphic, where aw is the fractionation factor during CO2 dissolution and diffusion from the substomatal cavity to the CA site and Ri and RCA represent the 18O/16O ratios of CO2 in the substomatal cavity and at the CA site. The fractionation factor aw is quite small and usually taken as +0.8‰ at 25°C (Farquhar and Lloyd, 1993). These two flux-gradient relationships can be combined and rearranged as follows:

Figure 1.

Figure 1.

Resistance scheme of CO2 and C18OO fluxes in C3 and C4 plants. From a gas-exchange point of view, the net CO2 photosynthetic rate in the leaf (A) can be seen as driven by the CO2 gradient between the intercellular air space (partial pressure pi, isotope ratio Ri) and the leaf interior that, for C18OO, should correspond to the outer limit of CA activity (partial pressure pCA, isotope ratio RCA). From a biochemical point of view, we distinguish C3 and C4 photosynthetic pathways. For C3 plants, the net CO2 flux A is feeding CO2 entirely to the cytoplasm of mesophyll cells, while photorespiration (Vo) and mitochondrial respiration (Vr) are feeding CO2 to the cytoplasm only partially (fraction ϕr, isotope ratio Rmi) and the other fraction is recycled directly by the chloroplast. For C4 plants, A also is feeding CO2 entirely to the cytoplasm of mesophyll cells, but Rubisco-related photorespiration occurs only in the bundle sheath cells and mitochondrial respiration occurs in both mesophyll cells (fraction ϕr, isotope ratio Rmi) and bundle sheath cells (isotope ratio Rmi). The CO2 in the cytoplasm of mesophyll cells (mixing ratio Cm, isotope ratio Rm) can be hydrated (rate Vhm), and the bicarbonate (concentration Bm, isotope ratio Rm) can be dehydrated (rate Vdm). In C4 plants, bicarbonate also is consumed through PEPC activity (rate Vp). In C3 plants, the CO2 in the chloroplasts (mixing ratio Cc, isotope ratio Rc) can be hydrated (rate Vhc) or consumed by Rubisco (rate Vc), and the bicarbonate (concentration Bc, isotope ratio Rc) can be dehydrated (rate Vdc). In C4 plants, the CO2 in the bundle sheath cells can only be consumed by Rubisco (rate Vc). The exact correspondence between pCA and Cm or Cc will vary between C3 and C4 plants (see text), and the associated Δ18O-derived mesophyll conductance to CO2 (gm) is not simply a transfer resistance but also may incorporate a biochemical component.

graphic file with name PP_201701031R3_equ1.jpg

where Δci = RCA/Ri − 1, εci = pCA/(pipCA), Δi = Ri/RA − 1, and RA represents the 18O/16O ratio of the net CO2 flux (=0.518A/A); that is, ∆i represents ∆18O, expressed relative to Ri and not relative to the 18O/16O ratio of the CO2 in the air surrounding the leaf (Ra).

Our current theoretical understanding of the C18OO photosynthetic discrimination has been drawn on the assumption that the CA site is located in a leaf water compartment with a homogenous 18O/16O ratio that includes the evaporation site. This assumption is in accordance with recent studies showing that leaf water isotopic gradients seem to be limited to a small region around the leaf veins (Holloway-Phillips et al., 2016). In this case, the 18O/16O ratio of the water in the CA-containing compartment can be approximated as the 18O/16O ratio at the evaporation site within the mesophyll (noted Res hereafter) and, thus, estimated from water vapor isotope and leaf gas-exchange measurements (Cernusak et al., 2004; Farquhar et al., 2007). From these estimates of Res, we can calculate the 18O/16O ratio of CO2 in full isotopic equilibrium with leaf water at the CA site (noted Δei and expressed relative to Ri):

graphic file with name PP_201701031R3_equ2.jpg

where αwc denotes the temperature-dependent equilibrium isotopic fractionation between CO2 and water (Brenninkmeijer et al., 1983).

If we assume that CO2 is fully equilibrated with leaf water at the CA site, then ∆ci = ∆ei and we can estimate εci from measurements of Res and RA using Equation 1 (this requires knowledge of ∆ia = Ri/Ra − 1, which can be estimated from measurements of ∆A alongside CO2 and water vapor fluxes; see “Materials and Methods”).

However, because the residence time of CO2 inside the mesophyll can be somewhat shorter than the time required for full isotopic equilibration with leaf water, Δci differs from Δei. The proportion of CO2 in isotopic equilibrium with leaf water can be defined as (Gillon and Yakir, 2000a, 2000b):

graphic file with name PP_201701031R3_equ3.jpg

where Δci0 represents the value of Δci in the absence of any CA activity (or, more correctly, of any CO2-H2O oxygen isotope exchange). The latter is usually derived using an approach similar to that described for 13C photosynthetic discrimination (Gillon and Yakir, 2000b), assuming no isotope fractionation during carboxylation by PEPC (EC 4.1.1.31) or Rubisco or during respiration. The exact expression (see Appendix C, Eq. C28) shows that Δci0 depends on εci and, thus, pCA. This comes to assume that, despite the (putative) absence of CA activity, the carboxylation site coincides with the (true) CA site. This can be problematic, especially in C4 plants. However, in most cases, θ is expected to be close to unity and the exact knowledge of Δci0 becomes less critical.

In fact, the knowledge of Δci0 is only required to compute θ. Because Gillon and Yakir (2000a, 2000b) proposed an independent expression for θ (see below) in terms of the residence time τres (s) of CO2 within the leaf mesophyll and the CA-catalyzed CO2-H2O isotopic exchange rate kiso (s−1), they required knowledge of Δci0 to compute Δci and, thus, εci and gm. Another approach, adopted by Farquhar and Lloyd (1993), provided a direct expression for ∆ci in terms of CA activity and carboxylation and respiratory fluxes. This expression, combined with Equation 1, can be used to retrieve εci and gm without the need to estimate the degree of equilibration θ, as demonstrated in some follow-up applications (Flanagan et al., 1994; Williams et al., 1996). These two approaches are reviewed below.

The Biochemical View

To derive an expression for θ, Gillon and Yakir (2000a, 2000b) revisited the work of Mills and Urey (1940), who showed that the 18O/16O ratio of CO2 in closed aqueous solutions rapidly follows an ordinary differential equation, which can be rewritten with the current notations as follows:

graphic file with name PP_201701031R3_equ4.jpg

where kiso (s−1) is the CO2-H2O isotopic exchange rate. The leaf mesophyll is not a closed system, but Gillon and Yakir (2000b) assumed that Equation 4 would adequately describe the dynamics of Δci. This is justified only if the CO2-H2O isotopic exchange rate is much greater than any C18OO carboxylation flux, which is unlikely under high light intensity or for CA-deficient leaves. Despite these caveats, they proposed estimating θ (Eq. 3) by integrating Equation 4 between time t = 0 and t = τres and assuming that Δci0 precisely represents the value of Δci at time t = 0 (Gillon and Yakir, 2000b):

graphic file with name PP_201701031R3_equ5.jpg

This derivation is problematic, as it uses a non-steady-state formulation (integrated over the residence time τres) to describe steady-state gas-exchange dynamics. Additionally, stating that Δci0 precisely represents the value of Δci at time t = 0 assumes that the leaf has been (initially) filled with unlabeled CO2, which is not realistic even with a fluctuating environment, because CA activity continuously resets Δci. Yet, Equation 5 has been used in several studies to link CA activity to ∆18O data (Gillon and Yakir, 2000a, 2000b, 2001; Cousins et al., 2006a, 2006b, 2007). To do so, the exchange rate constant kiso appearing in Equation 5 usually is taken as one-third of the CA-catalyzed CO2 hydration rate kh and the residence time τres is taken as the ratio of the total amount of CO2 inside the leaf to the one-way flux of CO2 from the atmosphere into the leaf. However, the ratio kiso/kh equals one-third only in acidic conditions (see Appendix B, Eq. B8), and this definition of the residence time implicitly redefines the system boundaries to include not only the CA-containing leaf compartment but also other leaf compartments, including the intercellular air space. In this case, kiso should be replaced by a more complex expression that depends not only on pH but also on the volumes of the gas and liquid phases and the (total) transfer coefficient between these two phases, including gm (see Appendix B, Eq. B11). Finally, Equation 5 does not account for the competition between CO2 hydration and carboxylation or for the contribution of respiratory fluxes.

For all these reasons, we adopted another approach that leads to a direct relationship between Δci and leaf CA activity at steady state while simultaneously accounting for competition between hydration and carboxylation and for respiratory fluxes. The model of Farquhar and Lloyd (1993) forms the basis of this new approach but is modified to account for the spatial separation of hydration and carboxylation sites, and their difference in leaf water isotopic composition, especially important in C4 species.

The CO2 gas-exchange rate A is the net result of CO2 hydration, carboxylation, and respiration rates (Fig. 1, biochemical view). At steady state, isotopic equilibrium may not be reached, even at the CA site, if CO2 carboxylation is large. Using the resistance scheme illustrated in Figure 1, and assuming no isotopic fractionation during carboxylation by Rubisco or PEPC, the isotope ratio of the net CO2 flux (see Appendix C for a derivation) is determined as follows:

graphic file with name PP_201701031R3_equ6.jpg

where Req = Resαwc, ϕr is the fraction of respired CO2 not recycled by the chloroplast stroma (C3 plant) or not produced in the bundle sheath (C4 plant), and Fr is the ratio of the respiratory flux to the net flux: Fr = (Vr + 0.5Vo)/A (all other symbols are defined in the legend of Fig. 1).

Several lines of evidence (see Appendix C and also Farquhar and Cernusak [2012]) indicate that respired CO2 should be fully equilibrated with mitochondrial water, suggesting Rmi = Req and Inline graphic, where Rx is the isotope ratio of the water in the bundle sheath cells. Following arguments in favor of a strong homogeneity of water isotope ratios between the cytosol and the chloroplast of single cells, we further assume that Rm and Rc should be closely related in C3 species and equal to the CO2 isotope ratio at the CA site (RCA). In C4 species, we argue (see Appendix C) that Rc (the 18O/16O ratio of CO2 in the bundle sheath) should be closely related to RmcbRCAcb, where αcb is the isotope fractionation between CO2 and bicarbonate (around 1.0095 at 25°C). With these simplifications, Equation 6 can be rewritten (see Appendix C):

graphic file with name PP_201701031R3_equ7.jpg

where ρ = ρi(1 + εci)/εci, ρi = A/(kCApi), kCA is the measured leaf CA activity rate [expressed in µmol(CO2) m−2 s−1 Pa−1], acb = αcb − 1, and ∆eq = (Res/Rx − 1)αcwRx/RiRes/Rx – 1. Equation 7 can be combined with Equation 1 to eliminate ∆ci and estimate εci (then pCA and gm) from measurements of kCA, Δi, Δei, and water vapor and CO2 fluxes, provided that the respiratory terms (Fr, Vr/A, and ϕr) are known. Noting that Fr also depends on εci (i.e. it can be expressed as a function of εci, Vr/A, and Γ*/Ci, where Ci = pi/P and Γ* is the CO2 compensation point in the absence of day respiration; see Eq. C17), this requires solving a quadratic (for C3 plants) or a cubic (for C4 plants) equation in εci (Eqs. C18 and C23, respectively; see Appendix C for a full derivation). If respiratory terms are negligible (Fr = 0), then the solution for C3 plants is similar to that proposed by Farquhar and Lloyd (1993). However, if respiratory terms are not negligible, the situation is different because, here, we assume that CO2 respired by C3 leaves is in equilibrium with mitochondrial (and thus cytoplasmic) water, while Farquhar and Lloyd (1993) did not (see Appendix C).

In the following, we solve Equation 7 for εci using published data sets of kCA, Δi, Δei, and water vapor and CO2 fluxes (Cousins et al., 2006b, 2007; Barbour et al., 2016). For this, we set ϕr = 0.5 and compute Γ* as a function of leaf temperature (Bernacchi et al., 2001). We then explore the possibility of using our new equation to estimate gm in C3 and C4 species and estimate its sensitivity to the respiratory terms (Vr/A) or the water isotope gradients between mesophyll and bundle sheath cells.

For the sake of comparison with previous work, we also compute a degree of equilibration, as defined by Equation 3. For this, we estimated ∆ci0 by taking the limiting case of Equation 6 when kCA tends to zero (i.e. Vhm = Vhc = 0) and assuming that, in the absence of CA activity, the respiratory isotope ratios were equal to Ra. Noting that Vc/A = 1 + Fr, this gives the following equation for both C3 and C4 plants:

graphic file with name PP_201701031R3_equ8.jpg

where Rc0 denotes Rc in the absence of CA activity. Combined with flux-gradient relationships such as that in Equation 1 (valid regardless of the CA activity), we obtain an expression for the ratio Rc0/Ra (see Appendix C, Eq. C28), from which we can derive ∆ci0 (Eq. C29) and thus θ (Eq. 3).

RESULTS AND DISCUSSION

We first revisited the data from Cousins et al. (2006b), who measured online discrimination and the CA activity of C3 and C4 plants exposed to different light levels (see Table II in Cousins et al., 2006b).

We estimated the effect of assuming or not assuming full CO2-H2O equilibration and increasing the respiratory fraction (Vr/A) on the light response of pCA/pa, gm, and θ in F. bidentis leaves (Fig. 2). We see that the assumption of full equilibration is almost valid at low light but, as incident light increases, the degree of equilibration decreases slowly (Fig. 2C), although not as sharply as the original θ values of Cousins et al. (2006b). This decrease in θ is slower when the respiratory fraction is high, as a consequence of the assumption that respired CO2 is fully equilibrated. More interestingly, the retrieved gm responds very little to the increase in incident light, especially when compared with stomatal conductance (Fig. 2B). The new estimates of gm also are much lower (around 0.4 mol m−2 s−1) than the original value of 1 mol m−2 s−1 estimated by Cousins et al. (2006b) and only slightly higher (by around +15%) than the values we estimated assuming full equilibration (θ = 1).

Figure 2.

Figure 2.

Light response of gas-exchange parameters in F. bidentis leaves exposed to increasing levels of photosynthetic photon flux density (PPFD). A, CO2 partial pressure ratio pCA/pa. B, ∆18O-derived mesophyll conductance (gm). C, ∆18O-derived degree of isotopic equilibrium (θ). D, Ratio ρ = A/(kCApCA). Data were taken from Cousins et al. (2006b). Original and revised values, with three different values of the respiratory fraction Vr/A, or assuming full equilibration, are shown. The CO2 partial pressure ratio pi/pa and the stomatal conductance to CO2 (gsc) also are shown, in A and B, respectively.

At first sight, it may seem surprising that, even for the lowest light level, our estimates of gm are much lower than the original estimate of Cousins et al. (2006b), despite the fact that, in both cases, full isotopic equilibration is reached (an assumption in the case of Cousins et al. [2006b] and a prediction in this study). This apparent contradiction arises from the ternary corrections. Cousins et al. (2006b) applied ternary corrections to estimate pi but not to interpret C18OO discrimination data, as was common practice at the time. Farquhar and Cernusak (2012) have since shown that such a practice can lead to erroneous gm estimates. Indeed, when ternary corrections are only applied to compute pi, then the solution of Equation 9 at low irradiance leads to the exact original gm value (1 mol m−2 s−1) but much lower gm values with increasing light (Supplemental Fig. S1). On the other hand, not applying ternary corrections at all leads to gm values almost identical to those shown in Figure 2 (Supplemental Fig. S2), a result also predicted by Farquhar and Cernusak (2012).

The same analysis also was performed on the tobacco leaf data sets of Cousins et al. (2006b), and similar results were obtained (Fig. 3). The degree of equilibration decreased slowly with an increase in incident light but not as sharply as in the original publication (Fig. 3C), while the new estimates of gm were lower than estimated originally but slightly higher than the values obtained assuming full equilibration (+8%–20%, depending on irradiance) and with less sensitivity to light levels than stomatal conductance (Fig. 3B). Compared with the results shown in Figure 2, the sensitivity of gm to the respiratory fraction also is much lower. This is because, for C3 species, Vr/A only affects Fr with little influence on ∆i as long as ρ is small, while Vr/A appears in two other terms in the C18OO discrimination model for C4 species (Eq. 7).

Figure 3.

Figure 3.

Light response of gas-exchange parameters in tobacco leaves exposed to increasing levels of photosynthetic photon flux density (PPFD). A, CO2 partial pressure ratio pCA/pa. B, ∆18O-derived mesophyll conductance (gm). C, ∆18O-derived degree of isotopic equilibrium (θ). D, Ratio ρ = A/(kCApCA). Data were taken from Cousins et al. (2006b). Original and revised values, with three different values of the respiratory fraction Vr/A, or assuming full equilibration, are shown. The CO2 partial pressure ratio pi/pa and the stomatal conductance to CO2 (gsc) also are shown, in A and B, respectively.

The above analysis demonstrates that, to explain the data from Cousins et al. (2006b), there is no need to evoke a spatial separation of the CA site and the evaporation site, nor an isotope heterogeneity of leaf water in the cytosol of mesophyll cells. By simply accounting for ternary corrections, competition between CO2 hydration and carboxylation, and the contribution of respiratory fluxes (Eq. 7), it is possible to reconcile the in vitro CA assays and the Δ18O measurements.

Our new estimates of gm are lower than previous estimates, even when Vr/A = 0 (Figs. 2 and 3). This is especially the case for F. bidentis, where gm is only slightly higher than the maximum stomatal conductance for CO2 (gsc; Fig. 2). As briefly explained above, this occurs because the estimation of gm as originally performed did not account for ternary corrections when interpreting isotopic discrimination. The difference between original and revised gm values is much lower when revisiting data sets where ternary corrections were fully accounted for, such as those from Barbour et al. (2016). In this case, our new estimates of gm tend to agree well with the original estimates but show consistently higher values (typically around 20% and up to 50% or more in some cases) than those estimated assuming full equilibration, and the sensitivity of gm and θ to the respiratory fraction Vr/A is again very small in C3 species and marginally small in C4 species (Fig. 4).

Figure 4.

Figure 4.

Degree of isotopic equilibrium (θ) and mesophyll conductance (gm) for three C3 (left) and three C4 (right) plants studied by Barbour et al. (2016). Original and revised values, with three different values of the respiratory fraction Vr/A, or assuming full equilibration, are shown. CA activity for Gossypium hirsutum (cotton) and Triticum aestivum (wheat) was assumed to be equal to that of tobacco, and CA activity for Z. mays (corn) was taken from Cousins et al. (2006b). For cotton, wheat, and corn, only data for mature leaves are shown here. For corn, one individual data point did not lead to a plausible solution to Equation C23 (i.e. negative εci and gm) and, thus, was discarded when computing the mean value. For consistency, we also discarded this individual data point when computing the mean gm value corresponding to full isotopic equilibrium. Had it not been discarded, we would have obtained the same gm value obtained by Barbour et al. (2016), as is the case for the other species.

These results show that the degree of equilibration is expected to be near unity in all species (Fig. 4), and especially in C3 plants, partially justifying a posteriori the assumption made by Barbour et al. (2016). However, accounting for incomplete equilibration between CO2 and leaf water led to ∆18O-derived gm values that are significantly higher than those obtained assuming full isotopic equilibration (Figs. 24). Barbour et al. (2016) noticed that, in some C3 plants, the ∆18O-derived gm assuming full equilibration were sometimes of a magnitude similar to that of the gm estimated from ∆13C discrimination. This was the case most notably in mature wheat (Triticum aestivum) leaves and seemed incompatible with the idea that the CA site was located at the chloroplast surface and, thus, upstream of the carboxylation site. Here, we show that accounting for incomplete equilibration increases the difference between ∆13C- and ∆18O-derived gm even in wheat (0.63 versus 0.75 mol m−2 s−1 for mature leaves). Furthermore, our modeling framework partly explains that the difference between ∆13C- and ∆18O-derived gm should not be so large because the CA site is now defined as the mean location of CA activity (Eq. C14) rather than its outer limit, as defined originally by Gillon and Yakir (2000b).

Ubierna et al. (2017) showed that PEPC-derived gm for C4 plants agreed well with Δ18O-derived gm assuming θ = 1. Their reported PEPC-derived gm values for Z. mays and Setaria viridis agree well also with the Δ18O-derived gm reported by Barbour et al. (2016) assuming θ = 1, despite possible differences in plant treatments and growth conditions between the two studies. For Z. mays and S. viridis, Barbour et al. (2016) report gm values of 0.5 and 1.1 mol m−2 s−1, respectively, at around 30°C, which is slightly lower but in relatively good agreement with the PEPC-derived gm estimates of Ubierna et al. (2017), of around 0.6 and 1.3 mol m−2 s−1, respectively (see Fig. 2 of Ubierna et al. [2017]). Our reanalysis shows that accounting for competition between CO2 hydration and carboxylation would reconcile the two approaches even more, by leading to ∆18O-derived gm values of 0.55 to 0.65 and 1 to 1.3 mol m−2 s−1 for S. viridis and Z. mays, respectively (Fig. 4).

Another interesting data set to revisit is that of Cousins et al. (2007) on mutants of Amaranthus edulis that exhibited a reduced PEPC activity but a CA activity similar to that of the wild type. A reanalysis of their data set using Equation 7 is presented in Figure 5. In the original analysis, gm was set to a constant value for all plants and the degree of equilibration was derived without fully accounting for ternary effects. This led to a rapid decrease in Δ18O-derived θ in response to increasing PEPC activity (Fig. 5). This feature seemed in contradiction with the observed in vitro CA activities that were similar among the different PEPC mutants (kCA = 60 ± 10 µmol m−2 s−1 Pa−1). Reanalyzing their data set with Equation 7 led to quite different results, with a degree of equilibration much closer to unity, even in the wild type, and much smaller values of gm that increased with PEPC activity (Fig. 5). Again, these new ∆18O-derived gm estimates are slightly higher (up to +20%), than those estimated using full equilibration (Fig. 5).

Figure 5.

Figure 5.

Effects of PEPC activity (kPEPC) on gas-exchange parameters in wild-type (WT) and heterozygous (Pp) and homozygous (pp) PEPC-deficient A. edulis plants grown in elevated (0.98 kPa) CO2. A, CO2 partial pressure ratio pCA/pa. B, ∆18O-derived mesophyll conductance (gm). C, ∆18O-derived degree of isotopic equilibrium (θ). D, Ratio ρ = A/(kCApCA). Data were taken from Cousins et al. (2007). Original and revised values, with three different values of the respiratory fraction Vr/A, or assuming full equilibration, are shown. In C, numbers in parentheses indicate isotopic discrimination (∆18O).

The results shown in Figure 5 also may help explain, at least qualitatively, the data from Stimler et al. (2011), who reported differences in Δ18O-derived θ between C3 and C4 species, despite no difference in CA activity between the two plant groups (estimated for the first time simultaneously on the same leaves, using carbonyl sulfide [COS] gas-exchange measurements). To reconcile the COS-derived CA activities with the Δ18O-derived θ values, Stimler et al. (2011) suggested that Equation 5 should be revisited. To explain the lower Δ18O values of C4 plants relative to those of C3 plants, they used Equation 5 and hypothesized a reduction of kiso of about 17% (Stimler et al., 2011). This reduction of kiso was attributed to PEPC activity that would deplete the bicarbonate pool of C4 species to a point where it would affect CA activity (towards CO2 but not COS). Indeed, a depletion of bicarbonate would deplete pCA because the ratio of CO2 to bicarbonate is fixed by pH, and this should lead to a decrease in the residence time of CO2 and thus θ, to some extent. However, as explained above, Equation 4 is ill designed to describe steady-state gas-exchange data. Our new formulation (Eq. 7), on the other hand, is more suitable because it explicitly accounts for the competition between hydration and carboxylation rates while satisfying the steady-state mass balance. The results shown in Figure 5C clearly demonstrate that differences in Δ18O (from 207‰ in the homozygous mutant to 16‰ in the wild type) are compatible with nearly full isotopic equilibration (θ ≈ 1) or with undetectable changes in CA activity deduced from other gas-exchange techniques.

In fact, CA activity (kCA) and the degree of equilibration (θ) are not intuitively related, because large changes in kCA do not necessarily lead to large changes in θ (and gm). This is demonstrated in Figure 6, which revisits data from Cousins et al. (2006b) on wild-type and CA-deficient F. bidentis plants grown (and measured) in ambient CO2. Despite kCA values as low as 5 µmol m−2 s−1 Pa−1 and ρ values above unity in some CA-deficient plants, the results using Equation 7 indicate that gm remains relatively constant, with values of wild-type plants and CA-deficient mutants being similar (Fig. 6B). Again, these gm values are higher than those estimated assuming full equilibration (Fig. 6). The degree of equilibration θ also stays relatively constant, between around 0.7 and 0.8 from low to high CA activity (Fig. 6C). In fact, in the data sets revisited here, the degree of equilibration θ will usually approach unity when ρ is below 0.01, irrespective of whether it is a C3 or C4 species (Fig. 7). That θ is below 0.9 in Figure 6 is primarily because ρ is not very low, even in the wild type (mean value, 0.064).

Figure 6.

Figure 6.

Effects of leaf CA activity (kCA) on gas-exchange parameters in different wild-type and CA-deficient F. bidentis leaves grown and measured at ambient CO2 concentrations. A, CO2 partial pressure ratio pCA/pa. B, ∆18O-derived mesophyll conductance (gm). C, ∆18O-derived degree of isotopic equilibrium (θ). D, Ratio ρ = A/(kCApCA). Data were taken from Cousins et al. (2006b). Values, with three different values of the respiratory fraction Vr/A, or assuming full equilibration, are shown. Dashed lines indicate second-order polynomial fits to the individual data points.

Figure 7.

Figure 7.

Degree of equilibration (θ) as a function of the ratio of net photosynthesis to CA hydration rate for the different experiments revisited in this study (Figs. 2 and 3, light response; Fig. 4, interspecies differences; Fig. 5, PEPC response; and Fig. 6, CA response) and the remaining data set of Barbour et al. (2016) testing the effect of leaf age on mesophyll conductance. Only values for Vr/A = 0 are shown for clarity. Increasing Vr/A tends to lift the curve up, with all θ values above 0.6 for Vr/A = 0.6.

CONCLUSION

All the results presented here indicate that ∆18O-derived gm values can be estimated robustly at steady state by considering the competition between CO2 hydration and carboxylation, which determines the incomplete CO2-H2O equilibration inside the leaf. Even though CO2 is in nearly full equilibration with leaf water in most cases, the newly derived gm values are consistently higher (typically around 20% and up to 50% or more in some cases) than those estimated assuming full equilibration. However, the physical meaning of this Δ18O-derived gm, and its significance for CO2 assimilation, are still difficult to grasp, particularly for C3 plants that exhibit CA activity in different mesophyll compartments. For both C3 and C4 plants, the contribution of the respiratory fluxes to the overall net C18OO discrimination (Fig. 1) complicates the classical view of gm as a pure diffusional property of the leaf mesophyll, a problem that also arises when interpreting ∆13C discrimination data (Tholen et al., 2012). The new model formulation presented in this study, by accounting for the compartmentalization of leaf water and CO2 hydration, carboxylation, and respiration sites, is an attempt to bring more physical meaning to this leaf parameter. However, the gas-exchange and biochemical views schematically presented in Figure 1 are still far from being fully reconciled. Clearly, a more explicit representation of CO2 and C18OO transport in the mesophyll and their exchange in the different compartments (cytosol, chloroplasts, mitochondria, etc.), with an explicit representation of their respective volumes, enzymatic activities, and transfer resistances, is required to fully interpret Δ18O (and Δ13C) data in terms of the diffusional properties of the cell components.

MATERIALS AND METHODS

Literature Data

For the purpose of this study, three published data sets have been revisited (Cousins et al., 2006b, 2007; Barbour et al., 2016). These data sets have been selected because they were the ones that gathered measurements of CA activity (kCA) using the 18O-exchange method (expected to provide more meaningful CA activities in vivo; see next section), isotopic discrimination (∆A), leaf water isotope composition (Res), water vapor (E) and CO2 (A) fluxes, and stomatal (gsc) and boundary layer (gbc) conductances for CO2.

Gas-exchange and isotope data were available for all individual measurements, except for the data sets of Cousins et al. (2006b, 2007), where separate values of Ra could not be retrieved and only mean values of Res, already expressed relative to Ra (i.e. ∆ea = Resαwc/Ra − 1), could be assigned from the published tables. In addition, for consistency with the values of Barbour et al. (2016), these mean values of ∆ea from Cousins et al. (2006b, 2007) were corrected using a fractionation factor for the diffusion of water vapor in still air of 28‰ (Merlivat, 1978) instead of 32‰ (Cappa et al., 2003). Finally, in Barbour et al. (2016), kCA values for Gossypium hirsutum (cotton), Triticum aestivum (wheat), and Zea mays (corn) were not reported and were assumed here to be equal to those of tobacco plants (cotton and wheat) or taken from Cousins et al. (2006b) for corn.

Estimating in Vivo CO2 Hydration Rates kCA from in Vitro CA Assays

In all the studies that we revisited, CA activity was estimated by measuring the rate of 18O loss of a subsaturating, labeled C18O2-buffered solution (Silverman, 1973; Badger and Price, 1994). The uncatalyzed rate (kuncat,assay) was first measured, and then leaf extracts were added to the solution to record the catalyzed rate (kcat,assay). CA activity [in units of mol(CO2) m−2 s−1 Pa−1] was then converted to its expected in vivo value (von Caemmerer et al., 2004):

graphic file with name PP_201701031R3_equ9.jpg

where kuncat,invivo (s−1) is the uncatalyzed CO2 hydration rate under the conditions in vivo (i.e. at physiological pH), KH (mol m−3 Pa−1) is the solubility of CO2 in water, Vassay (m3) is the volume of the assay solution, and Sleaf (m2) is the leaf area of the added leaf extracts in this volume. Compared with the pH method used in older studies (Gillon and Yakir, 2000a, 2000b, 2001), the CA assay using labeled CO2 is less sensitive to the buffer solution used (Hatch and Burnell, 1990). More importantly, because the CO2-H2O isotopic exchange rate is somewhat slower than the hydration rate (Mills and Urey, 1940), measurements can be performed routinely at 25°C and near physiological pH and CO2 concentrations, which is now the reason why this assay is preferred over the pH assay (von Caemmerer et al., 2004; Cousins et al., 2006b; Kodama et al., 2011; Studer et al., 2014; Barbour et al., 2016). A pH and CO2 concentration correction still needs to be applied, which is done using Equation 9. However, implicit to Equation 9 is the assumption that the catalyzed and uncatalyzed rates respond similarly to pH, so that kuncat,invivo/kuncat,assay equals kcat,invivo/kcat,assay, where kcat,invivo would be the expected catalyzed rate in vivo (i.e. at physiological pH). According to Rowlett et al. (2002), the pH dependence of kcat in wild-type Arabidopsis thaliana is well approximated by 1/(1 + 107.2 − pH). The pH response of kuncat usually used for CA assays is kuncat(pH) = 0.038 + 6.22/1011 – pH (von Caemmerer et al., 2004). A modification of Equation 9 was then applied here:

graphic file with name PP_201701031R3_equ10.jpg

where kCA,orig is the original (reported) CA activity. For C3 plants, Equation 10 does not modify the reported CA activity because the compartment that contains the most CA is the chloroplast stroma, whose pH is very close to the pH of the assay, typically around 8 (von Caemmerer et al., 2004). On the other hand, in C4 plants, pHinvivo is expected to be close to the pH of the cytosol and, thus, more acidic, around 7.4. In this case, Equation 10 leads to CA activity levels of C4 plants that are lower by about 20% than those reported in the literature.

Data Analysis

We define gtc as follows: gtc = 1/(1/gbc + 1/gsc). From pa, A, E, and gtc, we computed pi according to von Caemmerer and Farquhar (1981):

graphic file with name PP_201701031R3_equ11.jpg

where t′ = 0.5E/gtc is the ternary correction factor.

From pi and pa, we computed εia = pi/(papi). Assuming no ternary effect (t′ = 0), the CO2 isotope ratio in the intercellular air space, expressed relative to the ratio in the outside air, is derived as follows (see Appendix A for a derivation):

graphic file with name PP_201701031R3_equ12.jpg

where Inline graphic represents the weighted-mean isotope fractionation factor during CO2 diffusion through the leaf boundary layer and the stomata. Including ternary effects (t′ ≠ 0) leads to (see Appendix A for a derivation):

graphic file with name PP_201701031R3_equ13.jpg

where Inline graphic (Farquhar and Cernusak, 2012). From Δia, we then computed the following:

graphic file with name PP_201701031R3_equ14.jpg

and

graphic file with name PP_201701031R3_equ15.jpg

Values of pi, kCA, ∆i, ∆ia, and ∆ei were used to compute εci using Equation C18 (C3 plants) or Equation C23 (C4 plants), from which we could compute pCA = piεci/(1 + εci) and gm = AP/(pipCA). We finally computed the ratio RCA0/Ra (see Eq. C28), from which we derived ∆ci0 [=RCA0/Ra/(1 + ∆ia) − 1] and thus θ.

Supplemental Data

The following supplemental materials are available.

Acknowledgments

We thank Margaret Barbour and Asaph Cousins for kindly gathering and sharing with us the raw data corresponding to the published work that we revisited in this article. We also thank the editor, Graham Farquhar, and the two reviewers, Lucas Cernusak and Nerea Ubierna, for their very constructive comments that helped us to greatly improve the final version of this article.

APPENDIX A: TERNARY EFFECTS AND C18OO PHOTOSYNTHETIC DISCRIMINATION

Derivation of Equation 12

Neglecting ternary effects, the net CO2 flux into the leaf also can be expressed as A′ = gtc/P (papi) (with the prime indicating that ternary effects are neglected). Writing a similar equation for the C18OO flux, the ratio RA = 18A′/A′ (we do not have a prime on RA because it is a measured quantity that does not depend on whether ternary effects are accounted for or not) can be expressed as:

graphic file with name PP_201701031R3_equ16.jpg

where Inline graphic denotes Ri when ternary effects are neglected. Using ΔA = Ra/RA − 1 and defining Inline graphic, Equation A1 then becomes:

graphic file with name PP_201701031R3_equ17.jpg

which can be easily rearranged into Equation 12 in the main text.

Derivation of Equation 13

If we now account for ternary effects, Equation A1 needs to be rewritten. As demonstrated by Farquhar and Cernusak (2012), this leads to (see their last equation on page 1223):

graphic file with name PP_201701031R3_equ18.jpg

This can be rewritten as:

graphic file with name PP_201701031R3_equ19.jpg

which easily leads to Equation 13 in the main text.

APPENDIX B: DYNAMICS OF 18O EXCHANGE DURING CO2 HYDRATION AND BICARBONATE DEHYDRATION IN CLOSED AND OPEN SYSTEMS

Rationale

The dynamics of 18O exchange between CO2 and water in closed solutions has been described previously (Mills and Urey, 1940; Uchikawa and Zeebe, 2012). However, because these studies were designed primarily to estimate the CA-catalyzed hydration rate by means of 18O labelling techniques, kinetic and equilibrium isotopic effects were ignored as a first approximation (e.g. no distinction was made between hydration rate constants for CO2 and C18OO). In this situation, the isotope ratio of dissolved CO2 at equilibrium with the surrounding water (Rc,eq) would simply equal that of the water (Rw). In practice, we know this is not the case, as an equilibrium fractionation Inline graphic of 1.0413 at 25°C exists between aqueous CO2 and water (Beck et al., 2005; Zeebe, 2007). A brief description of the kinetic isotope effects during CO2 hydration and bicarbonate dehydration is presented below.

Kinetic Isotope Effects during CO2 Hydration and Bicarbonate Dehydration

Using the same notation as in previous studies (Mills and Urey, 1940; Uchikawa and Zeebe, 2012), that is, [66] for C16O2 concentration, [68] for C16O18O concentration, [6] for H216O concentration, [668] for H2C16O218O concentration…, and neglecting doubly labeled species at natural abundance, only three hydration-dehydration reactions need to be considered:

graphic file with name PP_201701031R3_equ20.jpg

The rates of change of [666], [68], and [668] are then:

graphic file with name PP_201701031R3_equ21.jpg

The factor 2/3 in the middle equation comes from the fact that the 18O in [668] also can be transferred to the water molecule, assuming that the three oxygen atoms in carbonic acid are distributed stochastically (but see Zeebe, 2014).

At equilibrium, these rates approach zero and we have:

graphic file with name PP_201701031R3_equ22.jpg

where the subscript eq indicates that it is the equilibrium concentration. Noting that Rc,eq = [68]eq/(2[66]eq) and Rw = [8]/[6], taking the ratio of the second and third equalities in Equation B3 leads to:

graphic file with name PP_201701031R3_equ23.jpg

Now, inserting Equation B4 and the second equality in Equation B3 into Equation B2 leads to:

graphic file with name PP_201701031R3_equ24.jpg

where we have defined Rc = [68]/(2[66]), Rb = [668]/(3[666]), and:

graphic file with name PP_201701031R3_equ25.jpg

where Rb,eq is the value of Rb at equilibrium. Following Uchikawa and Zeebe (2012), we will assume that carbonic acid and bicarbonate are isotopically inseparable and that their oxygen isotopic ratios are equal. In this case, we have:

graphic file with name PP_201701031R3_equ26.jpg

According to Beck et al. (2005), at 25°C, this ratio is equal to 1.0413/1.0315 = 1.0095. Note that, as long as H2CO3 and HCO3 (and H2O and OH) are isotopically inseparable, Equation B5 remains valid even when CA activity is low and CO2 hydroxylation dominates 16kh (and 18kh…).

Analysis of the Dynamics of the System

Equation B5 describes the rate of change of C18O16O and H2C18O16O2 in a closed aqueous solution and can be used to estimate how fast it takes to reach isotopic steady state (i.e. Rc = Rc,eq and Rb = Rb,eq) in the case of a labeling experiment (i.e. a step change in 18O in either the dissolved CO2 or bicarbonate pool). The time needed to recover steady state will be dictated by the dynamics of the coupled differential equations in Equation B5. The mathematical analysis of the dynamics of such coupled equations has been done elsewhere, in the case of multiply labeled species (more appropriate for highly enriched labeling) but ignoring kinetic and equilibrium isotopic effects (Mills and Urey, 1940; Silverman, 1982; Uchikawa and Zeebe, 2012). In this case, the coupled differential equations resemble Equation B5 but with atom fractions instead of isotope ratios and no fractionation factors (the α’s). The analysis of the dynamics of this coupled system shows that both Rc and Rb rapidly follow a single exponential decay function with a characteristic time scale τ given by (Mills and Urey, 1940; Silverman, 1982; Uchikawa and Zeebe, 2012):

graphic file with name PP_201701031R3_equ27.jpg

where S = [H2CO3] + [HCO3] + [CO32−] and αcb is provided by Equation B6. To a good approximation, we can assume that the ratio [CO2]/S is close to its equilibrium value (this assumption is actually required to derive Eq. B8), and in this case, τ−1 (corresponding to kiso in Eq. 4) is only a function of temperature and pH.

For pH < 4.5, the ratio [CO2]/S becomes large and the square root term in Equation B8 can be approximated as αcb[CO2]/S + 1/3, so that τ−1 (=kiso) approaches 18kh[H2O]/3 at any temperature. For pH = 7.4, a more realistic value for the cytoplasm of mesophyll cells (Jenkins et al., 1989), τ−1 is much smaller and approaches 0.02818kh[H2O] (i.e. it takes 10 times longer to reach the isotopic equilibrium at pH 7.4 than it takes at pH 4.5). This feature has been used to precisely measure 18kh and, thus, CA activity in vivo using 18O labeling techniques and graphical estimation of the decay rate τ (Silverman, 1982). This is the technique used currently to measure leaf CA activity in vitro (Badger and Price, 1989; von Caemmerer et al., 2004), although for historical reasons (i.e. by analogy with the pH method), not one but two decay rates τ are measured, before (τ1) and after (τ2) the addition of leaf extracts in the reactor, and CA activity then is computed as (τ12)kh,uncat (see also Eq. 10), where kh,uncat is the expected uncatalyzed hydration rate at 0.1 m ionic strength (von Caemmerer et al., 2004).

Mathematically, Equation B8 can be simplified to a good approximation to:

graphic file with name PP_201701031R3_equ28.jpg

This is because from Equation B5, we can see that:

graphic file with name PP_201701031R3_equ29.jpg

and if we further assume dRb/dtdRc/dt, then we end up with a first-order ordinary differential equation whose decay rate is given by Equation B9.

When the labeling is performed in vivo, the approximation of a uniform solution is not valid anymore. Gerster (1971a, 1971b) developed equations to include an extra gas phase where gaseous CO2 can exchange with the solution at a rate characterized by a transfer coefficient. In a leaf, this transfer coefficient is similar to a total leaf conductance and, therefore, includes gm. Other authors also have considered a compartmentalized solution by means of a biological membrane (Silverman et al., 1981). In both cases, the mass balance of the different isotope species in each phase leads to a system of differential equations that resembles Equation B5 but with a third differential equation for the gas phase (or the second liquid compartment) and extra terms that involve the transfer coefficient between the gas and liquid phases (or through the biological membrane). Measurements of the decay rates of multiply labeled CO2 species then are required to estimate simultaneously the hydration rate and the transfer coefficient. In the case of the liquid-gas phase example, the decay rates for the C18O2 fraction and the 18O in the CO2 atom fraction are (Gerster, 1971a):

graphic file with name PP_201701031R3_equ30.jpg

where VG and VL are the volumes of the gas and liquid phases, B is the dimensionless CO2 solubility, πt (m s−1) is the transfer coefficient between the gas and liquid phases, and SG is the surface area of the gas-liquid interface. We can see easily that, in the absence of a gas phase (VG = 0), Equation B11 simplifies to Equation B9 (with the notation kh = 18kh[H2O]). The introduction of a gas phase makes the system dynamics slower, to an extent that will increase with a larger volume of the gas phase VG and a smaller liquid volume VL and transfer coefficient πt. Because the latter is expected to covary with total leaf conductance, which includes stomatal and mesophyll components, τ−1 = kiso is a function not only of temperature and pH but also of gsc and gm.

Application to Model the 18O Discrimination during Leaf Photosynthesis

The rates of change of [68] and [668] (right-hand side of Equation B5) can be used to compute the steady-state mass balance of 18O in CO2 and bicarbonate in folio. However, in this case, other CO2 fluxes (carboxylation, respiration, and atmosphere) competing with CA activity will maintain the CO2 and bicarbonate slightly out of isotopic equilibrium (i.e. RcRc,eq and RbRb,eq), even at steady state, and this degree of disequilibrium will vary depending on the competition between hydration and carboxylation (term ρ in Farquhar and Lloyd, 1993). This situation is described in Appendix C.

APPENDIX C: DERIVING A NEW MODEL FOR C18OO PHOTOSYNTHETIC DISCRIMINATION IN C3 AND C4 SPECIES

Rationale

As mentioned already, the 18O photosynthetic discrimination model proposed by Farquhar and Lloyd (1993; denoted FL93 hereafter) was developed for C3 plants only. It also neglects CA activity in the cytosol, and there is growing evidence that CA is present and rather abundant in the cytosol and plasmalemma of the mesophyll cells (Fabre et al., 2007). Additionally, the derivation of the FL93 model was never presented, which renders the identification of the different assumptions difficult. In the following, we will derive a new model for C18OO discrimination during photosynthesis that is applicable to both C3 and C4 plants and takes into account CA activity in the cytosol.

Mass Balance Equations

Let us consider the C flux diagram shown in Figure 1. At steady state, there is no accumulation of CO2 in the cytoplasm of mesophyll cells, so that the CO2 flux A entering the cytosol must balance the CO2 flux out:

graphic file with name PP_201701031R3_equ31.jpg

Similarly, there is no accumulation of bicarbonate in the cytoplasm of mesophyll cells:

graphic file with name PP_201701031R3_equ32.jpg

and no accumulation of CO2 in the chloroplasts of C3 plants or the bundle sheath cells of C4 plants:

graphic file with name PP_201701031R3_equ33.jpg

where Vp is assumed to represent well the rate of CO2 that is released from C4 acids. The mass balance of bicarbonate in the chloroplasts of C3 plants leads to Vhc = Vdc, so that, for both C3 and C4 plants, the sum of Equations C1 to C3 gives A = Vc − 0.5VoVr.

Similar mass balances can be written for the 18O in CO2 and bicarbonate, where the net leaf photosynthetic uptake of C18OO, 18A, must balance all the C18OO flux out of the cytoplasm of the mesophyll cells. Using Equation B5 above to explicate the hydration-dehydration terms, and writing Vhm = khmCm and Vdm = kdmBm, this gives:

graphic file with name PP_201701031R3_equ34.jpg

where 18khm is the hydration rate for C18OO (Zeebe, 2014), ach and ash are fractionation factors during CO2 diffusion across the chloroplast and bundle sheath cells, respectively, Inline graphic is the equilibrium oxygen isotope fractionation factor between CO2 and carbonic acid, and Rm and Inline graphic are the oxygen isotope composition of dissolved CO2 and bicarbonate in the cytoplasm of mesophyll cells. The factor 2 on the right-hand side comes from the fact that, by definition of the isotope ratios, [C18OO] = 2[CO2]R.

Similarly, the mass balance of HCO218O in the cytoplasm of mesophyll cells gives (see Eq. B5):

graphic file with name PP_201701031R3_equ35.jpg

where Rw is the oxygen isotope ratio of the water at the site of hydration in the cytoplasm of mesophyll cells (RwRes) and bPEPC is the oxygen isotope fractionation factor during PEP carboxylation by PEPC.

For C3 plants, a similar equation can be derived for the mass balance of HCO218O in the chloroplasts of mesophyll cells. If we assume that Rw, the isotope ratio of water at the hydration sites in the cytosol, represents well the isotope ratio of chloroplastic water, then the mass balance of HCO218O in the chloroplasts of mesophyll cells gives: Inline graphic.

Finally, the budget of 18O in CO2 in the chloroplasts of C3 plants or in the bundle sheath cells of C4 plants leads to:

graphic file with name PP_201701031R3_equ36.jpg

where b is the isotope fractionation during Rubisco-catalyzed carboxylation and Rp corresponds to the isotope ratio of the CO2 released from C4 acids in the bundle sheath of C4 plants.

Model Simplifications for C3 and C4 Plants

The value of b is unknown, but noting that the oxygen atoms of CO2 do not bind to the active sites of Rubisco, we will assume that oxygen isotope effects are small and b = 0 (Farquhar and Lloyd, 1993). In addition, in the net reaction HCO3 + PEP → CO2 + Pi + pyruvate, out of the three oxygens from the bicarbonate, one is lost to phosphate (Pi) and the other two are released as CO2 without binding to any of the active sites of the different enzymes involved (PEPC, MDH, NAD-ME, or NADP-ME). Therefore, we should not expect a strong oxygen isotope effect through this net reaction, and bPEPC = 0 and Inline graphic seems a fair assumption. Then, combining Equations C4 to C6 leads to:

graphic file with name PP_201701031R3_equ37.jpg

where we have defined Inline graphic (and kept the fractionation factor b for reasons explained below). Equation C7 corresponds to Equation 6 in the main text (because RA = 0.518A/A and assuming b = 0).

The pH of mammalian mitochondria has been found to be rather alkaline, with a resting pH around 8 (Llopis et al., 1998), and it was suggested that the same situation occurred in plants (Tholen and Zhu, 2011). An alkaline pH favors high CA activity, whose pKa is usually found around 7.2 (Rowlett et al., 2002), and the expression of CA in mitochondria also has been demonstrated, at least for C3 plants (Fabre et al., 2007) but also algae (Giordano et al., 2003). To our knowledge, the existence of mitochondrial CA in C4 plants has never been shown, but given the relatively small efflux of CO2 from the mitochondria, we will assume that respired CO2 is in full isotopic equilibrium with mitochondrial water in both mesophyll and bundle sheath cells and that mitochondrial water has the same isotopic composition as cytosolic water: Inline graphic and Inline graphic, where Rx is the oxygen isotope ratio of the water in the cytoplasm of bundle sheath cells. Farquhar and Cernusak (2012) revisited 18O discrimination measurements on Ricinius communis performed in the dark (Cernusak et al., 2004) and concluded that respired CO2 by this plant was in full isotopic equilibrium with leaf water at the evaporation site. This result provides indirect evidence that Rmi = Req is a good approximation, although the presence of CA in the cytosol and the plasmalemma (Fabre et al., 2007) could be responsible for the reset of Rmi to Req during the diffusion of respired CO2 out of the leaf.

Model Simplifications Specific to C3 Plants

A last simplification may arise regarding the distinction made between Rm and Rc. Could these isotope ratios be equal? In C4 plants, it seems quite unlikely, because they represent CO2 pools physically well separated between the mesophyll and the bundle sheath. On the other hand, given the rather small oxygen isotope fractionation by Rubisco (b ≈ 0) and CO2 diffusion (aw ≈ 0.8‰), we could expect in C3 plants the CO2 isotope ratio in the cytosol and chloroplasts of individual mesophyll cells to be closely related, even if different from the surrounding water. If Rm = Rc in C3 plants, then Equation C7 simplifies even further and leads to:

graphic file with name PP_201701031R3_equ38.jpg

which can be rearranged:

graphic file with name PP_201701031R3_equ39.jpg

where Vr + 0.5Vo = VcΓ/Cc and ρc = Vc/(18khmCm + 18khcCc). If we assume RmiReq, then Equation C9 becomes:

graphic file with name PP_201701031R3_equ40.jpg

where we have defined ρ* = ρc(1 − Γ/Cc)/(1 + 3ρcΓ/Cc) and b′ = b/[1−Γ/Cc(1 + b)]. Dividing Equation C10 by Ri leads to:

graphic file with name PP_201701031R3_equ41.jpg

By eliminating ∆ci in Equation C11 using Equation 1 (thus defining the CA site such that RCA = Rc) and neglecting second-order terms related to b′ (i.e. bi, baw,…), we obtain an equation that relates the observed variables ∆i and ∆ei to εci and ρ*:

graphic file with name PP_201701031R3_equ42.jpg

Equation C12 can be rearranged to express ∆i as a function of εci, ρ*, and ∆ei:

graphic file with name PP_201701031R3_equ43.jpg

If we assume Γ = 0, then ρ* = ρc and b′ = b and Equation C13 reduces to the one reported by Farquhar and Lloyd (1993), with the only differences that their Equation 34 contained an (obvious) typo in the expressions of εci and 1 + εci and that all variables here are expressed relative to the intracellular air space partial pressure (pi) and isotope ratio (Ri) rather than to those in the outside air. Later publications (Flanagan et al., 1994) corrected the typo but introduced another one by writing 3ρ*εci instead of 3ρ*(1 + εci) in the denominator. Thus, we felt it important to give the exact expression here.

The similarity between Equation C13 and the formulation proposed by Farquhar and Lloyd (1993) is surprising because those authors had not made the distinction between Cm and Cc, nor had they accounted for CO2 hydration in the cytosol. An important implication is that ρc is not simply related to a single CO2 partial pressure anymore. If we define pCA such that 18khmCm + 18khcCc = kCApCA, then Equation C13 can be used to retrieve pCA from online CO18O discrimination measurements, but this will correspond to a partial pressure that lies between PCm and PCc, depending on the relative activity of cytosolic versus chloroplastic CA. Indeed, noting that kCA, as estimated from the CA assay, should correspond to (18khm + 18khc)/P, we should have:

graphic file with name PP_201701031R3_equ44.jpg

In other words, the CA site is not defined here as the outer limit of CA activity (Gillon and Yakir, 2000b) but as the mean point of CA activity within the mesophyll cells. Given the more alkaline pH and higher CA concentration in the chloroplast stroma compared with the cytosol (pH 7.4 and [CA] around 0.1 mm for the cytosol and pH 8 and [CA] around 0.3 mm for the stroma; Tholen and Zhu, 2011), however, we should expect 18khc >> 18khm, kCA18khc/P, and pCAPCc.

Another difference with the formulation of Farquhar and Lloyd (1993), and an extra complication, comes from the respiratory term. We argue here that Rmi should be closely related to Req rather than Rc. In contrast, in the original FL93 model that includes respiratory terms, Rmi was expressed as Rc(1 + Δmc), so that Equation C9 could simplify to an equation similar to Equation C13 with the correspondence ρ* → ρc(1 − Γ/Cc) and:

graphic file with name PP_201701031R3_equ45.jpg

Here, we assume RmiReq and ρ* keeps its original definition: ρ* = ρc(1 − Γ/Cc)/(1 + 3ρcΓ/Cc). The latter also can be expressed as ρ/(1 + 3ρFr), where ρ = ρc(1 − Γ/Cc) = A/(kCApCA) and Fr is the ratio of the respiratory flux to the net flux: Fr = (Vr + 0.5Vo)/A. In other words, the respiratory terms tend to reduce ρ*, bringing the CO2 closer to full equilibration. With these notations and now assuming b = 0, Equation C11 becomes:

graphic file with name PP_201701031R3_equ46.jpg

Noting that ρ = A/(kCApCA) also can be reexpressed as ρi(1 + εci)/εci, where ρi = A/(kCApi), Equation C16 can be combined with Equation 1 to eliminate ∆ci and estimate εci (then pCA and gm) from measurements of pi, ρi, RA, and Res. However, a complication arises from the fact that Fr depends on Γ/Cc that we do not know. Thus, we need to make assumptions on the compensation point Γ and the CO2 mixing ratio in the chloroplast Cc. As explained above, pCA should relate closely to PCc and, at least for the respiratory terms, which are only correction factors, we could assume that they are equal: CcpCA/P = Ciεci/(1 + εci). We can further split the compensation point into photorespiration (Γ*) and nonphotorespiration components, leading to:

graphic file with name PP_201701031R3_equ47.jpg

Combining Equations C16 and C17 with Equation 1 is a bit tedious but leads to a cubic equation that degenerates into a quadratic equation, whose positive solution is εci:

graphic file with name PP_201701031R3_equ48.jpg

with:

graphic file with name PP_201701031R3_equ49.jpg

and:

graphic file with name PP_201701031R3_equ50.jpg

Equation C18 has two unknown parameters, the compensation point Γ* and the ratio Vr/A. The compensation point can be estimated from leaf temperature, using literature data (von Caemmerer et al., 2009), and a sensitivity analysis can be performed on Vr/A. Likely values for Vr/A should lie within the range 0.05 to 0.25, but we explored here a larger range, from zero to 0.6. From the values of εci and pi, we can calculate pCA and then gm.

Summary of C3 Model Simplifications

To summarize, for C3 plants, (1) if the respiratory terms are known (Fr or at least Vr/A), (2) if the respired CO2 has an isotope ratio in equilibrium with leaf water at the evaporation site (RmiReq), and (3) if the CO2 in the cytosol and the chloroplasts have similar isotope ratios (RmRc), then we can compute a gm from 18O discrimination measurements that will correspond to the CO2 transfer resistance between the intercellular air space (partial pressure pi) and a location between the cytosol and the chloroplast (partial pressure pCA). The definition of pCA in C3 plants (Eq. C14) is such that it should correspond more closely to the CO2 partial pressure in the chloroplast (pCAPCc).

Model Simplifications Specific to C4 plants (a Correction to this section has been posted, see at the end of Appendix C)

For C4 plants, the situation is somewhat simpler, because CA activity is located only in the mesophyll (pCA = PCm). On the other hand, the physical separation of the mesophyll and the bundle sheath cells makes it difficult to assume Rm = Rc. If Rmi = Req and Inline graphic in C4 plants, then Equation C7 can be rewritten:

graphic file with name PP_201701031R3_equ51.jpg

The main CO2 source in the bundle sheath comes from the decarboxylation of the C4 acid with an isotope ratio Inline graphic (see discussion above). A possible approximation then would be to assume that Rc is close to this isotope ratio. Because the CA activity is high in the mesophyll cells, we also should expect the CO2 and bicarbonate in this compartment to be close to isotopic equilibrium: Inline graphic, where αcb is the isotopic fractionation between CO2 and bicarbonate (around 1.0095 at 25°C; see Appendix B). In other words, Rmcb seems a reasonable approximation for Rc. Equation C21 then can be simplified to:

graphic file with name PP_201701031R3_equ52.jpg

where acb = αcb − 1. Combining Equation C22 with Equations C17 and 1 is a bit tedious but leads to a quadratic equation that degenerates into a cubic equation in εci:

graphic file with name PP_201701031R3_equ53.jpg

with:

graphic file with name PP_201701031R3_equ54.jpg

and where we have defined:

graphic file with name PP_201701031R3_equ55.jpg

We can verify that, when ϕr = 0 and acb = 0, Equation C23 simplifies to Equation C18 (with b = 0), because then the expression for RA is the same for C3 and C4 plants (i.e. Eqs. C10 and C22 are the same). In this study, we set ϕr = 0.5 and acb = 9.5‰ and made the approximation Inline graphic, where Rtrans represents the isotope ratio of the transpired water vapor, a good proxy for the source (xylem) water (Song et al., 2015) and, thus, for bundle sheath water. When not available, Rtrans was taken as the isotopic ratio of irrigation water. As was done for C3 plants, a sensitivity analysis was performed on Vr/A, with values in the range 0 to 0.6. From the values of εci and pi, we could calculate pCA and then gm.

In the majority (i.e. 86%) of the situations that we tested, the cubic equation (Eq. C23) has three real roots, and the most positive solution is always the plausible one (i.e. the only one greater than the value of εci computed assuming full equilibrium, the other two solutions being close to zero or negative). However, we also found combinations (i.e. 14%) where Equation C23 has only one real and two complex solutions. In these situations, the single real solution is taken, except in 2% of the cases (i.e. three individual Z. mays leaves out of 147 measurements) where this single real solution was unrealistic (i.e. negative εci and gm), so that no solution could be found.

These problematic situations may arise because of uncertainties in CA activity measurements. Indeed, because CA activity measurements are all performed on leaf extracts, it is possible that they are not fully representative of the in vivo activity at the time of the leaf C18OO discrimination measurements. In fact, the CA activity of corn leaves was not measured by Barbour et al. (2016), and we had to estimate its value from the literature. We set kCA to 34 µmol m−2 s−1 Pa−1 according to Cousins et al. (2006b) but noticed also that Studer et al. (2014) had measured CA activity in Z. mays about 2 to 3 times higher. We thus explored the effect of an increase of kCA on the estimation of εci from Equation C23. We found that, for the problematic cases mentioned above, a 6.5-fold increase of kCA was required to start finding a plausible solution to Equation C23. To our knowledge, a kCA value of 220 µmol m−2 s−1 Pa−1 has never been reported, especially in C4 plants. Therefore, the uncertainty on kCA cannot be the only reason why Equation C23 sometimes has no solution.

The problem also may have theoretical origins. For example, the assumption that the air in the substomatal cavity is saturated in water vapor was challenged recently by Cernusak et al. (2018), who collected field data where the δ18O of CO2 in the intercellular air space did not lie between the δ18O of CO2 in the air and that in equilibrium with the evaporation site (i.e. ∆ei < 0 while ∆ia ≥ 0). They explained this behavior by letting the air in the substomatal cavity be subsaturated in water vapor (which implies recalculating the stomatal conductance gsw and the CO2 partial pressure pi from the leaf gas-exchange data) and finding the substomatal vapor pressure that led to ∆ci = ∆ei (i.e. full equilibrium). In all the data sets that are revisited here, the situation described by Cernusak et al. (2018) was not found (i.e. we always had ∆ei > 0 and ∆ia ≥ 0; Supplemental Fig. S3). We also recalculated the vapor pressure deficit that would be needed to reach full equilibrium (∆ci = ∆ei) and did not find departures of more than 0.3%, leading to absolute changes in pi/P and in gsw of less than 1.5 µmol mol−1 and 8 mmol m−2 s−1 (Supplemental Fig. S4). Thus, subsaturated air in the substomatal cavity does not seem to be the reason why sometimes Equation C23 does not have a plausible solution.

Another uncertain parameter is leaf temperature. Leaf temperature is commonly monitored using a fine-wire thermocouple appraised against the leaf lower surface. However, because the contact between the thermocouple junction and the leaf surface is not perfect and there is heat conduction by thermocouple wires, the leaf temperature reading is a mixture between leaf and air temperatures and, therefore, overestimates leaf temperature when the leaf is transpiring. We thus explored the effect of an overestimation of leaf temperature on the retrieval of εci from Equation C23. This required recalculating the stomatal conductance gsw and the CO2 partial pressure pi from the leaf gas-exchange data and the isotopic composition of leaf water at the evaporation site (Res). We found that a 1K overestimation of leaf temperature was enough to always find a plausible solution to Equation C23, leading to higher stomatal conductance (sometimes up to 50 mmol m−2 s−1) and lower gm (typically by 200–300 mmol m−2 s−1). Because an overestimation of leaf temperature by 1K is very possible, we recommend systematically performing a sensitivity analysis of the solution to leaf temperature (and maybe also kCA) in order to determine the robustness of the results.

Summary of C4 Model Simplifications

To summarize, for C4 plants, (1) if the respiratory terms (ϕr and Vr/A) are known, (2) if respired CO2 is in isotopic equilibrium with mitochondrial water, (3) if mitochondrial water has the isotopic composition of the evaporation site in the mesophyll (RmiReq) and the transpired vapor in the bundle sheath (Inline graphic), and (4) if the CO2 in the bundle sheath cytosol is in isotopic equilibrium with the bicarbonate in the mesophyll (RcRmcb), then we can compute a gm from 18O discrimination measurements that will correspond to the CO2 transfer resistance between the intercellular air space (partial pressure pi) and the CO2 hydration site in the mesophyll cytosol (partial pressure pCAPCm).

Limiting Case in the Absence of CA Activity

As explained in the main text, in the limiting case where kCA tends to zero, the isotope ratio at the carboxylation site (Rc0) becomes very simply related to RA and Ra (Eq. 8). However, because RA is a measured quantity, we cannot use it to estimate a hypothetical Rc0 corresponding to the situation when kCA would tend to zero. Thus, we need to find an expression for Rc0 independent of RA.

By combining the two flux-gradient relationships that led to Equation 1, we can easily show that, whether kCA tends to zero or not, we also have:

graphic file with name PP_201701031R3_equ56.jpg

where Ri0 and RCA0 denote Ri and RCA in absence of CA activity. Using flux-gradient relationships between pi and pa, while accounting for ternary effects in the gas phase, Farquhar and Cernusak (2012) also showed that (see their Eq. 14 on page 1223):

graphic file with name PP_201701031R3_equ57.jpg

Like Equation C26, this equation is valid irrespective of the level of CA activity. By inserting Equation 8 into Equation C26 and assuming that RCA0 = Rc0 in the absence of CA activity, we obtain an expression for Ri0pi that we can inject into Equation C27 together with Equation 8 to obtain an expression that relates RCA0/Ra to pa, pi, and pCA:

graphic file with name PP_201701031R3_equ58.jpg

From this expression, Δci0 is computed as:

graphic file with name PP_201701031R3_equ59.jpg

If we further assume that Fr = 0, we obtain the same expression as Ubierna et al. (2017) in their Equation 14.

Note that Fr and RCA0/Ra are computed using the value of pCA deduced from 18O discrimination measurements (i.e. in the presence of CA activity). This is problematic, especially in C4 plants, where the carboxylation and CA sites are physically well separated. This demonstrates the limited meaningfulness of the degree of equilibration θ, as defined by Equation 3.

Correction to Appendix C (February 2019)

Note that a correction to Appendix C, including a new derivation for C4 species, is available as a new Supplemental file on the Plant Physiology website. In particular Eqs. (C23) and (C24) have been updated. As shown in this new Supplemental file, the results of this new derivation do not change the conclusions of the paper.

APPENDIX D: LIST OF SYMBOLS AND ACRONYMS

Table D1. List of symbols.

Symbol Definition (and First Appearance in the Text) Unit
Inline graphic Isotope fractionation factor during CO2 diffusion through the leaf boundary layer and the stomata (Eq. 12)
ach, ash Isotope fractionation factor during CO2 diffusion across the chloroplast (ach; C3 plant) or the bundle sheath cells (ash; C4 plant) (Eq. C4)
acb Isotope fractionation factor between CO2 and bicarbonate at equilibrium (i.e. acb = αcb − 1) (Eq. 7)
aw Isotope fractionation factor during CO2 dissolution and diffusion from the substomatal cavity to the CA site (Eq. 1)
A, 18A Net total CO2 and C18OO flux (Eq. 1) mol m−2 s−1
b, bPEPC Isotope fractionation factor during Rubisco and PEPC carboxylation (Appendix C)
B Dimensionless solubility of CO2 in water (i.e. 8.314KHT, where T is temperature) (Eq. B11) m3 m−3
Cc, Bc CO2 and bicarbonate concentrations at the Rubisco site (chloroplast stroma in C3 plants, bundle sheath in C4 plants) (Fig. 1) mol mol−1
Cm, Bm CO2 and bicarbonate concentrations in the cytoplasm of mesophyll cells (Fig. 1) mol mol−1
E Transpiration rate (Eq. 11) mol m−2 s−1
Fr Ratio of respiratory to net CO2 flux [i.e. (Vr + 0.5Vo)/A] (Eq. 6) Unitless
gbc, gsc, gtc Boundary layer, stomatal, and total conductance to CO2 (Eq. 11) mol m−2 s−1
gch, gsh Conductance to CO2 from the CA site to the Rubisco site (i.e. across the chloroplast [gch; C3 plant] or the bundle sheath cells [gsh; C4 plant]) mol m−2 s−1
gm Mesophyll conductance to CO2 from the intercellular air space to the CA site (Fig. 1) mol m−2 s−1
kCA Leaf CA activity rate (Eqs. 7 and 9) mol m−2 s−1 Pa−1
kCA,orig Leaf CA activity rate, before applying the pH correction (Eq. 10) mol m−2 s−1 Pa−1
kcat,assay, kuncat,assay CA-catalyzed and uncatalyzed CO2 hydration rates under CA assay conditions (Eq. 9) s−1
18kd, 16kd H2C18OO2 and H2C16O3 dehydration rates (Eq. B1) s−1
KH Solubility of CO2 in water (Eq. 9) mol m−3 Pa−1
kh, 16kh, 18kh, 18kh CO2 hydration rate (introduction, after Eq. 5) and CO2-H2O, C18OO-H2O, and CO2-H218O reaction rates (Eq. B1) s−1
18khm, 18khc C18OO-H2O reaction rate in the mesophyll and the chloroplast, respectively (Eqs. C4 and C6) s−1
kiso CO2-H2O isotopic exchange rate (Eq. 4) s−1
kuncat,invivo Uncatalyzed CO2 hydration rate under in vivo conditions (Eq. 9) s−1
P Atmospheric pressure (Fig. 1) Pa
pa, pi, pCA CO2 partial pressure in outside air, intercellular air space, and at the CA site (Fig. 1) Pa
pHassay, pHinvivo pH of the assay solution and of the leaf CA-containing compartment (Eq. 10) Unitless
RA Isotope ratio of net CO2 flux (=0.518A/A) Unitless
Ri Isotope ratio of CO2 in intercellular air space when ternary effects are neglected (Eq. A1) Unitless
Ra, Ri, RCA Isotope ratio of CO2 in outside air, intercellular air space, and at the CA site (Fig. 1) Unitless
Rb Isotope ratio of bicarbonate (Eq. B5) Unitless
Rb,eq Isotope ratio of bicarbonate in equilibrium with water (Eq. B5) Unitless
Rc, Rc Isotope ratio of CO2 and bicarbonate at the Rubisco site (Fig. 1) Unitless
Rc Isotope ratio of CO2 (Eq. B5) Unitless
Rc,eq Isotope ratio of CO2 in equilibrium with water (i.e. Rwαwc) (Eq. B4) Unitless
Req Isotope ratio of CO2 in equilibrium with water at the evaporation site (i.e. Resαwc) (Eq. 6) Unitless
Req Isotope ratio of CO2 in equilibrium with water in bundle sheath cells (i.e. Rxαwc) (Eq. 6) Unitless
Res Isotope ratio of water at the evaporation site (Eq. 2) Unitless
Ri0, RCA0, Rc0 Ri, RCA, and Rc in the absence of CA activity (Eqs. 8 and C26) Unitless
Rm, Rm Isotope ratio of CO2 and bicarbonate in the cytoplasm of mesophyll cells (Fig. 1) Unitless
Rmi, Rmi Isotope ratio of CO2 produced in mitochondria of mesophyll and bundle sheath cells (Fig. 1) Unitless
Rp Isotope ratio of CO2 released from C4 acids in bundle sheath cells (Eq. C6) Unitless
Rtrans Isotope ratio of transpired water vapor (Appendix C) Unitless
Rx Isotope ratio of water in bundle sheath cells (Eq. 6) Unitless
Rw Isotope ratio of water (Eq. B4) Unitless
S Total bicarbonate species (i.e. [H2CO3] + [HCO3] + [CO32−]) (Eq. B8) mol m−3
SG Surface area of the gas-liquid interface (Eq. B11) m2
Sleaf Leaf area used for the CA assay (Eq. 9) m2
t Time (Eq. 4) s
t Ternary correction factor (Eq. 11) Unitless
ta Ternary correction factor for CO2 isotopes (Eq. 13) Unitless
Vassay Volume of the CA assay solution (Eq. 9) m3
Vc Rubisco carboxylase activity rate in the chloroplast stroma of C3 plants or bundle sheath cells of C4 plants (Fig. 1) mol m−2 s−1
VG, VL Volumes of the gas and liquid phases (Eq. B11) m3
Vhc, Vdc CO2 hydration and dehydration rates in the chloroplast stroma of C3 plants (Fig. 1) mol m−2 s−1
Vhm, Vdm CO2 hydration and dehydration rates in the cytoplasm of mesophyll cells (Fig. 1) mol m−2 s−1
Vo, Vr Photorespiration and mitochondrial respiration rates (Fig. 1) mol m−2 s−1
Vp PEPC activity rates in the cytoplasm of C4 mesophyll cells (and CO2 release rate from C4 acid in bundle sheath cells) (Fig. 1) mol m−2 s−1
Inline graphiccw Isotope fractionation between CO2 and water at equilibrium (i.e. Rc,eq/Rw) (Eqs. 2 and B4) Unitless
Inline graphic, αcb Isotope fractionation between CO2 and bicarbonate at equilibrium (i.e. Rc,eq/Rb,eq) (Eq. B6) Unitless
Γ* CO2 compensation point in the absence of mitochondrial respiration (Appendix C) mol mol−1
A Photosynthetic C18OO discrimination (i.e. Ra/RA − 1) (Eq. 12)
ci Isotope ratio of CO2 at the CA site, expressed relative to that in the intercellular air space (i.e. RCA/Ri − 1) (Eq. 1)
ci0 ci in the absence of CA activity (Eq. 3)
ea Isotope ratio of CO2 in equilibrium with the evaporation site, expressed relative to that in air (i.e. Req/Ra − 1) (Eq. 11)
ei Isotope ratio of CO2 in equilibrium with the evaporation site, expressed relative to that in the intercellular air space (i.e. Req/Ri − 1) (Eq. 2)
eq Isotope ratio of the evaporation site, expressed relative to that of bundle sheath cell water (i.e. Res/Rx − 1) (Eq. 7)
i Photosynthetic C18OO discrimination, expressed relative to the isotope ratio of CO2 in the intercellular air space (i.e. Ri/RA − 1) (Eq. 1)
ia Isotope ratio of CO2 in the intercellular air space, expressed relative to that in the outside air (i.e. Ri/Ra − 1) (Eq. A4)
∆′ia ia without ternary corrections (Eq. 11)
mc Isotope fractionation factor between respired CO2 and CO2 at the Rubisco carboxylation site (i.e. Rmi/Rc − 1) (Appendix C)
εci pCA/(pipCA) (Eq. 1) Unitless
εia pi/(papi) (Eq. 11) Unitless
θ Degree of isotopic equilibration (Eq. 3) Unitless
πt Transfer coefficient between the gas and liquid phases (Eq. B11) m s−1
ρ Ratio of net CO2 flux to CA activity [i.e. A/(kCApCA)] (Eq. 7) Unitless
ρi Ratio of net CO2 flux to kCApi (Eq. 7) Unitless
τ Time scale of CO2-H2O isotopic exchange dynamics (Eq. B8) s
τ′ Decay rate of 18O in the CO2 atom fraction (Eq. B11) s
τ1, τ2 C18O2 decay rates before and after leaf extract addition during the CA assay (Appendix B) s
τres Residence time of CO2 inside the leaf mesophyll (Eq. 5) s
ϕr Fraction of respired CO2 not recycled by the chloroplast stroma (C3 plant) or not produced in the bundle sheath (C4 plant) (Fig. 1) Unitless

Table D2. List of acronyms.

Acronym Definition
CA Carbonic anhydrase
PEPC Phosphoenolpyruvate carboxylase
PPFD Photosynthetic photon flux density

Footnotes

1

This work was funded by the Agence Nationale de la Recherche (award no. ANR-13-BS06-0005-01 [project ORCA]) and the European Union’s Seventh Framework Programme (FP7/2007-2013; grant agreements nos. 338264 [project SOLCA], 289582 [project 3to4], and 618105 [ERA-Net Plus project MODCARBOSTRESS]).

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