ABSTRACT
B lymphocytes are important players in immune responses to cancer. However, their composition and function in head and neck squamous cell carcinoma (HNSCC) has not been well described. Here, we analyzed B cell subsets in HNSCC (n = 38), non-cancerous mucosa (n = 14) and peripheral blood from HNSCC patients (n = 38) and healthy controls (n = 20) by flow cytometry. Intratumoral B cells contained high percentages of activated (CD86+), antigen-presenting (CD86+/CD21−) and memory B cells (IgD−/CD27+). T follicular helper cells (CD4+/CXCR5+/CD45RA−/CCR7−) as key components of tertiary lymphoid structures and plasma cells made up high percentages of the lymphocyte infiltrate. Percentages of regulatory B cell varied depending on the regulatory phenotype. Analysis of humoral immune responses against 23 tumor-associated antigens (TAA) showed reactivity against at least one antigen in 56% of HNSCC patients. Reactivity was less frequent in human papillomavirus associated (HPV+) patients and healthy controls compared to HPV negative (HPV−) HNSCC. Likewise, patients with early stage HNSCC or MHC-I loss on tumor cells had low TAA responses. Patients with TAA responses showed CD4+ dominated T cell infiltration compared to mainly CD8+ T cells in tumors without detected TAA response. To summarize, our data demonstrates different immune infiltration patterns in relation to serological TAA response detection and the presence of B cell subpopulations in HNSCC that can engage in tumor promoting and antitumor activity. In view of increasing use of immunotherapeutic approaches, it will be important to include B cells into comprehensive phenotypic and functional analyses of tumor-associated lymphocytes.
Keywords: head and neck squamous cell carcinoma, B cells, humoral immune response, tumor-associated antigens, tumor microenvironment, tertiary lymphoid structures
Introduction
The immune system plays an important role in anticancer activity on one side and cancer development and progression on the other side. The contribution of different immune cell subsets, especially T cells, is increasingly well established and understood. For example, regulatory T cells have been described in various cancer entities including head and neck squamous cell carcinoma (HNSCC) as major contributors to immune evasion.1,2 In contrast, CD8+ T cells are a main anticancer effector cell subset in HNSCC. Their function is often hampered by overexpression of immune checkpoint molecules such as programmed cell death protein 1 (PD-1), programmed cell death 1 ligand 1 (PD-L1) or cytotoxic T-lymphocyte-associated protein 4 (CTLA-4).3 These molecules have become targets of immunotherapeutic approaches that are changing the landscape of cancer therapy. Recently, PD-1 inhibitors have shown substantial activity in recurrent/metastatic HNSCC.4
In contrast to T cells, tumor-associated B cells have not been included in the majority of studies analyzing tumor infiltrating lymphocytes in HNSCC. The presence of CD20+ B cells in the tumor microenvironment (TME) has been linked mainly to good prognosis in different entities such as non-small cell lung cancer, gastric cancer, melanoma or colorectal cancer.5–8 However, ambiguous or no impact of tumor-infiltrating CD20+ B cells on outcome was described for example in HNSCC or ovarian cancer, respectively.9,10 These differences might be explained by a high degree of functional plasticity and heterogeneity of B cell subsets and hence, a variable composition and also localization of tumor-infiltrating B cells. On the one hand, regulatory B cells have been demonstrated in murine models and different human cancer entities as a cell population with immunosuppressive traits, therefore facilitating a tumor promoting microenvironment.11 Moreover, Affara et al. provided evidence for a protumorigenic function of immunoglobulin-containing immune complexes in a murine squamous cell carcinoma model.12 On the other hand, B cells are the source of antibodies directed against the tumor, which contribute to tumor recognition and antibody-dependent cytotoxicity. Additionally, B cells serve as antigen-presenting cells and have the capacity to activate T cells.13 Tertiary lymphoid structures (TLS) in the TME have been linked to this orchestrated B-T cell interaction and their presence to improved patient survival in multiple cancer entities including oral squamous cell carcinoma (OSCC).14,15 By secretion of various cytokines, B cells can also shape the immune response in the TME in a pro- or antitumor direction.
Although carcinogenesis of HNSCC is mostly attributed to smoking and alcohol abuse, there is an increasing proportion of HNSCC that is caused by high risk human papillomaviruses (HPV). HPV-driven HNSCC show a more favorable clinical outcome and better response to chemoradiation compared to alcohol and smoking induced HNSCC.16 This difference may be explained by distinct immunological features. For example, different antitumor immune cell subsets are increased in the TME of HPV+ compared to HPV− HNSCC.17 Furthermore, their potential to induce immune responses is reflected by the finding that serological analysis can detect antibodies against viral antigens such as E6 or E7 in almost all patients with HPV+ HNSCC.18 In contrast, humoral immune responses in HPV− HNSCC seem to be more heterogeneous. Although it is known that HPV− HNSCC can express different tumor-associated antigens (TAA) such as cancer/testis antigens (CTA),19,20 antibody responses against large numbers of (TAA) in a single cohort of HNSCC triggered by smoking and alcohol have not yet been studied.
This study therefore aimed at providing a detailed characterization of different B cellular components of the TME and comprehensively investigating the humoral immune response against various TAAs in patients with HPV+ and HPV− HNSCC.
Results
CD45+ lymphocytes and CD19+/CD20+ B cells are increased in HPV+ HNSCC
Single cell suspensions from fresh HNSCC tumor tissue (n = 38), non-cancerous mucosa (n = 14), peripheral blood mononuclear cells from healthy controls (PBMC HC; n = 20) and HNSCC patients (PBMC HNSCC; n = 38) were analyzed by flow cytometry for the composition of the B and T cell infiltrate. All patients were diagnosed with HNSCC and samples were taken before initiation of anticancer treatment. Table 1 summarizes clinical characteristics of patients. The gating strategy for B cell subsets is outlined in an exemplary tumor containing high percentages of CD19+/CD20+ cells (Figure 1A). After gating on living cells (live/dead cell stain), selecting lymphocytes according to their morphology (size and granularity) and excluding doublets, CD45+ lymphocytes were used for further analysis. Plasmablasts (CD27+/CD38hi/CD20−) and plasmacells (CD27+/CD38hi/CD138hi/CD20−) were defined as subpopulations of CD19+/CD45+ cells as previously described.21 Subsets known as regulatory B cell phenotypes (CD24hi/CD38hi; CD25hi) were also quantified in the CD19+/CD45+ compartment as demonstrated earlier.22,23 Naïve (IgD+/CD27−) and memory (IgD−/CD27+) B cells, antigen-presenting (CD86+/CD21−) and activated (CD86+) B cells were evaluated in CD19+/CD20+/CD45+ B cells. Gating of these populations was adopted from previous publications investigating the respective subsets.13,24
Table 1.
Characteristics | n | % | ||
---|---|---|---|---|
Median age (range) | 68 (49–88) | |||
Sex | Male | 28 | 73.7% | |
Female | 10 | 26.3% | ||
Localization | Oral cavity | 7 | 18.4% | |
Oropharynx | 18 | 47.4% | ||
Hypopharynx | 5 | 13.2% | ||
Larynx | 7 | 18.4% | ||
Other (nasal cavity) | 1 | 2.6% | ||
UICC stage | I | 6 | 15.8% | |
(8th edition) | II | 14 | 36.8% | |
III | 5 | 13.2% | ||
IVA/B | 12 | 31.6% | ||
IVC | 1 | 2.6% | ||
Histological grading | G1 | 1 | 2.6% | |
G2 | 29 | 76.3% | ||
G3 | 8 | 21.1% | ||
HPV status | Positive | 11 | 28.9% | |
Negative | 27 | 71.1% |
HNSCC = head and neck squamous cell carcinoma; HPV = human papillomavirus; TAA = Tumor-associated antigen; UICC = Union for International Cancer Control
There was no significant difference in percentages of B cells in the CD45+ compartment of PBMC HC, PBMC HNSCC, HNSCC tumor tissue and mucosa samples (Figure 1B). HPV+ HNSCC demonstrated increased percentages of tumor-infiltrating CD45+ lymphocytes (5.68 ± 4.32%) compared to HPV− tumors (2.26 ± 2.99%; p = 0.044) and non-cancerous mucosa (1.80 ± 3.59%; p = 0.039; Figure 1C). Likewise, percentages of B cells (CD19+/CD20+) were significantly higher in HPV+ HNSCC (1.13 ± 1.72%) compared to HPV− HNSCC (0.17 ± 0.33%; p = 0.024) or mucosa (0.19 ± 0.44%; p = 0.017; Figure 1D). Similar results for CD45+ and CD19+/CD20+ cells were obtained comparing tumors derived from the oropharynx only (data not shown). The proportion of B cells among live cells in the TME of early stage (UICC I/II) vs. advanced stage (UICC III/IV) was similar (0.61 ± 1.44% vs. 0.34 ± 0.63%; Figure 1E).
Activated, antigen-presenting and memory B cells are enriched in the TME of HNSCC
Whereas we could not determine significant differences in the overall B cell population between the different compartments, we could identify specific changes regarding the distribution of B cell subpopulations in the TME of HNSCC compared to other compartments.
Activated B cells, identified by surface expression of CD86, were increased in the TME of HNSCC compared to mucosa, PBMC HNSCC and PBMC HC (23.43 ± 12.27% vs. 12.07 ± 10.70%; p = 0.027, 8.59 ± 6.67%; p < 0.0001 and 8.00 ± 4.69%; p < 0.0001, respectively; Figure 2A, left plot). The median fluorescence intensity (MFI) of CD86 on B cells was similar in PBMC HC and PBMC HNSCC (1.25 ± 0.59 and 1.56 ± 0.68, respectively), but significantly increased on tumor-infiltrating B cells compared to PBMC HNSCC (3.90 ± 6.87, p = 0.031). CD86 MFI of B cells in mucosa did not differ significantly compared to B cells in the tumor microenvironment (Figure 2A, right plot). We recently described a subpopulation of B cells (CD86+/CD21−), which are increased under certain inflammatory conditions and act as antigen-presenting B cells (BAPC) with high T cell activating capacities.13 We therefore reasoned that this B cell subpopulation could also be part of the antitumor immune response in the TME. Indeed, we found a significantly increased percentage of CD86+/CD21− B cells in the TME of HNSCC (5.42 ± 4.48%) compared to PBMC HNSCC (p = 0.0025) and non-cancerous mucosa (1.43 ± 0.82%; p = 0.0003; Figure 2B, left), while there was no significant difference between PBMC HC and PBMC HNSCC (1.57 ± 1.22% and 2.72 ± 2.58%). Of note, the percentage of this antigen-presenting phenotype was significantly lower in the TME of HPV+ HNSCC compared to HPV− HNSCC (7.99 ± 5.33% vs. 3.11 ± 1.56%; p = 0.01; Figure 2B, right). Analysis of this subpopulations in OPSCC only showed comparable results (data not shown).
Distribution of memory and naïve B cell fractions defined by CD27 vs. IgD surface expression in tumor and PBMC from one exemplary patient is shown in Figure 2C. Antigen-experienced memory B cells (IgD−/CD27+) were increased in tumor tissue (35.84 ± 11.09%) and mucosa (31.02 ± 15.93%) compared to PBMC HNSCC (19.95 ± 10.45%; p < 0.0001 and p = 0.0058, respectively) and PBMC HC (18.92 ± 5.83%; Figure 2D). Immature, naïve B cells (IgD+/CD27−) show reciprocal distribution compared to memory B cells with highest percentages in PBMC HNSCC (61.35 ± 14.27%) followed by PBMC HC (57.60 ± 7.97%) and compared to PBMC HNSCC significantly lower percentages in mucosa (42.23 ± 13.98%; p < 0.0001) and tumor (26.55 ± 13.52%; p < 0.0001). The percentage of naïve B cells in the TME was even lower than in mucosa (p = 0.003; Figure 2E, left) and was unaffected by HPV status (Figure 2E, right). Likewise, percentages of memory B cells were comparable in HPV± HNSCC (data not shown).
Growing evidence suggests that B cells can also contribute to an immunosuppressive, tumor promoting microenvironment, primarily via secretion of interleukin 10 (IL-10).25 We could detect comparable percentages of IL-10+ B cells in PBMC HC and PBMC HNSCC (0.90 ± 0.48% and 0.68 ± 0.50%), while the percentage was significantly higher in the TME of HNSCC compared to PBMC HNSCC (2.40 ± 1.01%; p = 0.0013; Figure 2F). Different B cell phenotypes were previously described that contain high percentages of IL-10 producing cells.22,23 We therefore studied the presence of these regulatory B cell phenotypes in HNSCC. Regulatory B cells that are characterized by high CD24 and CD38 expression were significantly increased in the CD19+ fraction of PBMC HNSCC compared to PBMC HC (7.11 ± 3.26% vs. 4.60 ± 2.50%; p = 0.016). The percentage within the TME was increased compared to mucosa (7.06 ± 5.10% vs. 3.27 ± 2.22%; p = 0.031; Figure 2G). CD25hi/CD19+ B cells were found in significantly higher percentages in tumor tissue (15.92 ± 15.20%) compared to PBMC HNSCC (6.55 ± 4.94%; p = 0.0088) and mucosa (6.49 ± 6.67%; p = 0.009), whereas the fractions in PBMC HNSCC and PBMC HC (2.87 ± 0.93%) were similar (Figure 2H). The percentage of IL-10 expressing cells within CD24hi/CD38hi/CD19+ and CD25hi/CD19+ regulatory subsets was significantly increased compared to the overall CD19+ B cell population derived from the HNSCC microenvironment (7.50 ± 4.76% and 15.31 ± 7.52% vs. 2.44 ± 1.03%; p = 0.36 and p < 0.0001, respectively; Figure 2I, left). Increased MFI levels of IL-10 in overall CD24hi/CD38hi/CD19+ and CD25hi/CD19+ populations compared to CD19+ B cells in HNSCC TME additionally confirmed their regulatory phenotype (2.67 ± 0.61 and 3.24 ± 0.56 vs. 1.76 ± 0.31; p = 0.044 and p = 0.0006; Figure 2I, right). IL-10 expression of CD19+ B cells and CD24hi/CD38hi/CD19+ and CD25hi/CD19+ subpopulations derived from a single HNSCC sample is shown in Figure 2J in dot plots (left), demonstrating increased frequencies of IL-10+ cells in regulatory B cell subpopulations. IL-10 MFI levels of these same populations are shown in an overlay histogram on the right side of Figure 2J, again demonstrating elevated levels of IL-10 expression in the investigated regulatory subpopulations.
TLS and lymphocytes involved in antibody-dependent immune responses/antibody-production are present in HNSCC
TLS have initially been described as temporary ectopic lymphoid aggregates in inflamed tissue, which are composed of different lymphocyte subsets. In recent years, their relevance in cancer as important hubs for an antitumor immune response has been established.26 In this study, TLS in different stages of development could be detected in tumor stroma, mainly at the invasive margin, by staining for CD20+ B cells. Three different examples of TLS within the TME of HNSCC are shown in Figure 3A (left column). High numbers of plasma cells (MUM1+) were observed around some TLS (Figure 3A; right column) as previously described by Germain et al. in lung cancer.27 Consecutive sections of HNSCC-1 show a TLS with densely aggregated CD20+ cells (Figure 3A; top row left) adjacent to the tumor and a high level of surrounding MUM1+ plasmacells (Figure 3A; top row right) whereas the aggregation of CD20+ cells in HNSCC-2 and −3 is less pronounced and the degree of detectable MUM1+ plasmacells is reduced (Figure 3A; middle/bottom row).
Flow cytometry analyses revealed significantly higher percentages of plasmablasts (CD27+/CD38hi/CD20−) within the CD19+ B cell fraction in single cell suspensions derived from HNSCC tissue (15.53 ± 17.51%; Figure 3B; upper plot) compared to mucosa (2.88 ± 2.77%; p < 0.0001), but not PBMC HNSCC (5.94 ± 6.86%). Additionally, PBMC HNSCC contained higher percentages of plasmablasts than PBMC HC (5.94 ± 6.86% vs. 2.14 ± 1.74%; p = 0.035). Similarly, CD27+/CD38hi/CD138hi/CD20− plasma cells were significantly increased in PBMC HNSCC compared to PBMC HC (1.35 ± 1.77% vs. 0.26 ± 0.20%; p = 0.015). Plasma cell percentages were highest in tumor samples (6.15 ± 14.44%), although differences were only significant compared to mucosa (0.17 ± 0.37%; p < 0.0001), but not PBMC HNSCC (Figure 3B, lower plot). T follicular helper cells (Tfh) are important for B cell survival and maturation in germinal centers28 and are also present in TLS.15 Defined by CXCR5+/CD45RA−/CCR7−/CD4+, they represent a substantial fraction of CD3+ cells in the TME of HNSCC (13.57 ± 8.54%) with lower percentages in mucosa (4.31 ± 2.86%; p = 0.034) and PBMC HNSCC (4.55 ± 3.95%; p = 0.033). Percentages of Tfh in the CD3+ fraction of PBMC HC (0.63 ± 0.47%) was lower than in PBMC HNSCC (p = 0.002; Figure 3C, upper plot). ICOS and PD-1 molecules are known to be functionally relevant in Tfh.29,30 The fraction of PD-1+/ICOS+ Tfh was significantly increased in tumors (64.20 ± 18.71%) compared to PBMC HNSCC (21.83 ± 13.26%; p < 0.0001) and even higher in mucosa (80.67 ± 15.38%), while expression in PBMC HC was comparable to PBMC HNSCC (22.51 ± 13.51% vs. 21.83 ± 13.26%; Figure 3C, lower plot).
Gene expression of multiple TAAs and TAA-directed humoral immune response differ in HPV+ vs. HPV− HNSCC
Analysis of HNSCC data from ‘The Cancer Genome Atlas’ (TCGA) showed gene-overexpression of different cancer/testis antigens (CTA) and other TAA in tumor tissue compared to non-cancerous mucosa (Table 2). Gene expression was analyzed in 44 healthy mucosa samples, 72 HPV− HNSCC and 32 HPV+ HNSCC. Significantly altered gene expression compared to non-cancerous mucosa was observed in 17/23 genes in HPV− HNSCC and in 10/23 genes in HPV+ HNSCC. The highest log2 fold change in HPV− HNSCC was observed for MAGEA1 and MAGEA3 (6.08 and 5.58, respectively). Conversely, CDKN2A gene, which codes for p16INK4A protein, was highly overexpressed in HPV+ HNSCC (log2 fold change 5.01) as shown previously.31 Of note, expression levels of TP53 wild type gene was significantly decreased in HNSCC irrespective of HPV status compared to mucosa. As illustrated in Figure 4A, strongly increased gene expression of TAAs was preferentially observed in a subset of HNSCC, while in other tumor samples expression levels of the same gene were similar to mucosa.
Table 2.
Gene expression (HNSCC vs. non-cancerous mucosa) |
Detected humoral immune response (MFI > 200) |
||||||
---|---|---|---|---|---|---|---|
HPV− vs. mucosa |
HPV+ vs. mucosa |
||||||
Protein name/gene | Log2 fold change | Adjusted p-value | Log2 fold change | Adjusted p-value | HNSCC HPV− (n = 27) | HNSCC HPV+ (n = 9) |
Healthy controls (n = 15) |
CA9 (G250/CAIX) | 5,44 | < 0.0001 | 4,82 | < 0.0001 | 0 | 0 | 0 |
CDKN2A | 1,09 | 0,0009 | 5,01 | < 0.0001 | 1 (3.7%) | 0 | 0 |
CTAG1A | 3,16 | 0,0029 | 2,40 | 0,032 | 6 (22.2%) | 0 | 0 |
CTAG1B | 3,48 | 0,0006 | 3,52 | 0,0005 | 3 (11.1%) | 0 | 0 |
GAGE13 | 0,93 | ns | 0,72 | ns | 0 | 0 | 0 |
GKAP1 | −1,54 | < 0.0001 | −0,03 | ns | 2 (7.4%) | 0 | 0 |
MAGEA1 | 5,58 | < 0.0001 | 2,92 | 0,012 | 2 (7.4%) | 0 | 0 |
MAGEA3 | 6,08 | < 0.0001 | 1,62 | ns | 1 (3.7%) | 0 | 0 |
MAGEA4 | 5,30 | < 0.0001 | 0,72 | ns | 4 (14.8%) | 1 (11.1%) | 0 |
MAGEB1 | 1,31 | 0,038 | 0,31 | ns | 0 | 0 | 0 |
MAGEB2 | 3,62 | 0,0039 | 0,36 | ns | 0 | 0 | 0 |
MAGEC2 | 3,41 | 0,0003 | 1,18 | ns | 0 | 0 | 1 (6.7%) |
MAGED2 | −0,33 | 0,038 | −0,30 | ns | 0 | 0 | 0 |
MAGEF1 | 0,21 | ns | 0,44 | 0,0032 | 1 (3.7%) | 0 | 0 |
MAGEH1 | 0,00 | ns | −0,63 | ns | 1 (3.7%) | 0 | 0 |
NXF2 | 0,94 | ns | 0,36 | ns | 9 (33.3%) | 0 | 2 (13.3%) |
OIP5 | 1,08 | < 0.0001 | 2,08 | < 0.0001 | 0 | 0 | 0 |
PRAME | 5,03 | < 0.0001 | 4,74 | < 0.0001 | 1 (3.7%) | 0 | 0 |
SSX1 | 3,62 | < 0.0001 | 1,52 | ns | 0 | 0 | 0 |
SSX2 | −0,68 | ns | −0,95 | ns | 2 (7.4%) | 1 (11.1%) | 0 |
SSX4 | 2,87 | 0,0003 | 2,43 | 0,0038 | 0 | 1 (11.1%) | 0 |
p53 | −0,77 | 0,0013 | 0,66 | < 0.0001 | 7 (25.9%) | 0 | 0 |
XAGE2 | 0,04 | ns | 0,13 | ns | 1 (3.7%) | 0 | 0 |
HNSCC = head and neck squamous cell carcinoma; HPV = human papillomavirus; MFI = median fluorescence intensity; ns = not significant
Humoral IgG immune responses against aforementioned 23 TAAs were quantified by multiplex analysis in the serum of 27 HPV−, 9 HPV+ HNSCC patients and 15 healthy donors. Median fluorescence intensity (MFI) > 200 was counted as a positive result. The average MFI of healthy donor samples was 24.0 (95% confidence interval; 22.5 to 27.0). Consistent with gene expression results, detection of TAA antibody responses correlated positively with the presence of a HNSCC (rs = 0.41; p = 0.003; Figure 4B/C). Positive antibody responses against a maximum of 1/23 investigated TAAs were detected in only 3/15 healthy donors. Positive responses against up to 2 TAAs were detectable in 2/9 HPV+ HNSCC patients. Only 9/27 HPV− HNSCC patients had no antibody response against the tested TAAs compared to 7/9 in HPV+ HNSCC patients and 12/15 in healthy donors. In contrast, 18/27 HPV− HNSCC patients showed antibody responses against at least one TAA (Figure 4B/C). The probability to detect antibody responses correlated significantly with lack of HPV association in HNSCC patients (rs = 0.39; p = 0.019). Responses against up to 5 TAAs were detected in an individual patient. The most frequently detected antibody responses in HNSCC patients were directed against NXF2 (n = 9), p53 (n = 7), MAGEA4 (n = 5) and NY-ESO-1 (CTAG1A; n = 6 and CTAG1B; n = 3).
Furthermore, advanced stage disease (UICC stage III/IV) correlated positively with detectable TAA antibody response (rs = 0.34; p = 0.044). Only in 3/17 patients with negative or low MHC-I expression on tumor cells evaluated by immunohistochemistry, a strong TAA antibody response (MFI > 400) was detected. High MHC-I expression correlated positively with detection of strong antibody responses (rs = 0.38; p = 0.028). Since HPV+ tumors are known to show dysregulated MHC-I expression,32 the analysis was performed in HPV− HNSCC patients only as well. Results regarding the correlation of high MHC-I expression and TAA antibody response could be confirmed in this subset (rs = 0.41; p = 0.034; Figure 4C).
CD4+-dominated T cell tumor infiltrate in TAA antibody-positive HNSCC patients
To investigate whether the composition of the TME influences tumor antigen recognition and humoral immune response in HNSCC, flow cytometry data regarding tumor-infiltrating lymphocytes was compared in patients without detected TAA antibody response (TAA−) and with detected response against at least one TAA (TAA+). The percentage of B cells within the CD45+ lymphocyte fraction was similar in the TME of HNSCC irrespective of TAA antibody detection (Figure 5A, left). The plasma cell fraction of CD19+ cells showed high variance in TAA+ HNSCC (10.79 ± 19.17%) and was higher than in TAA− HNSCC (1.23 ± 0.91%). However, the observed difference was not statistically significant (p = 0.070; Figure 5A, right). As observed for B cells, CD3+ T cells made up comparable percentages of CD45+ cells in TAA− and TAA+ HNSCC (Figure 5B). The composition of the T cellular tumor infiltrate differed in T cell subpopulations. Higher percentages of CD8+ T cells were detected in the TME of TAA− HNSCC compared to TAA+ HNSCC (37.61 ± 11.71% vs. 22.97 ± 9.44%; p = 0.004; Figure 5C, left). In contrast, the proportion of CD4+ cells in TAA+ HNSCC was increased (58.08 ± 13.83% vs. 46.90 ± 9.76%; p = 0.044, Figure 5C, middle). An increased percentage of Tfh (CXCR5+/CD45RA−/CCR7−) within the CD4+ fraction of TAA+ HNSCC contributed to this finding. They constituted 34.13 ± 18.28% in TAA+ HNSCC compared to significantly lower 17.49 ± 16.12% in TAA− HNSCC (p = 0.047; Figure 5C, right). Analysis of T cell subsets showed comparable results in HPV− HNSCC only. CD3+ cells made up similar proportions of CD45+ cells in TAA− and TAA+ subgroups (Supplementary Fig. 1A). Differences in the percentage of CD4+ and CD8+ T cells were even more pronounced when analyzing HPV− HNSCC only (42.14 ± 8.87% vs. 58.15 ± 13.10%, p = 0.046 and 43.17 ± 9.44% vs. 21.56 ± 6.79%, p = 0.0004, respectively; Supplementary Fig. 1B).
Discussion
The importance of the immune system in antitumor immunity is increasingly well accepted. Checkpoint inhibition therapy has opened new ways of cancer therapy by shaping the immune response in an antitumor fashion. However, only a minor subset of patients benefits from checkpoint inhibition. To understand, why these patients respond to therapy and others do not, a detailed knowledge of immune cells engaging in tumor responses is warranted. The composition of T cell subsets in HNSCC has been studied by different groups.17,33,34 In contrast, knowledge about B cellular components of the TME in HNSCC is scarce. This study provides comprehensive data of tumor-associated B cell subsets in HNSCC and demonstrates different TAA gene expression patterns in HPV+ and HPV− HNSCC patients. Furthermore, antibody responses against various TAAs could be detected by multiplex analysis revealing correlations with flow cytometry results. Studies describing antibody responses against single TAAs have been conducted before.19,35 However, our approach of integrating antibody response data of more than 20 TAAs and flow cytometry results of tumors of the same patients is novel.
To our knowledge, this is the first study investigating B cell subpopulations in HNSCC in detail by flow cytometry. Most previous studies relied on immunohistochemical analyses, which does not allow reliable analyses of distinct B cell subsets.34,36 We found increased numbers of lymphocytes and B cells in the TME of HPV-associated tumors compared to HPV− HNSCC and non-cancerous mucosa. This finding supports previous studies investigating B cells in HNSCC by CD20 immunohistochemistry. Interestingly, Distel et al. provided evidence that CD20+ tumor infiltrating lymphocytes are a predictor of favorable outcome in early stage HNSCC, whereas there is an inverse correlation in advanced stage suggesting a plasticity in the function and composition of B cells over the course of the disease.37 In our study, TAA antibody responses were detected more frequently in late stage HNSCC, although B cellular subsets did not differ in relation to disease stage. Despite evident recognition of tumor antigens, the immune system apparently fails to induce sufficient effector antitumor activity. Therefore, dysfunctional immune responses might be due to defective interplay between different immune cell subsets. This notion is supported by the finding in esophageal and gastric cancer that overall survival in patients with combined high T and B cell infiltration of the tumor is superior to high T cell infiltration only.38 Of note, it is unlikely that the observed increase in TAA antibody responses in advanced stage is due to higher CTA protein expression on tumor cells since studies in HNSCC focusing on MAGE family antigens observed TAA expression irrespective of disease stage.19,39 MHC-I downregulation or complete loss is a known mechanism of immune evasion by many cancer entities including HNSCC.32 In accordance with a previous study in HNSCC, we did not find a significant correlation between MHC-I expression and UICC stage.40 However, we observed stronger humoral TAA antibody responses in patients with tumors that showed high MHC-I expression, suggesting that MHC-I expression in HNSCC does not only influence effector T or NK cell responses, but might also influence B cell function. This could be supported by the finding that MHC-I expression in biliary tract cancers correlates with CD20+ cell density in the TME, although the correlation was weaker than with CD4+/8+ T cells.41 Phenotypic description of tumor-associated B cells in this study revealed a high percentage of activated and antigen-presenting B cell phenotypes in HNSCC TME indicating an active function in tumor recognition and antitumor response. Inhibitory immune checkpoint CTLA-4 on T cells exhibits higher affinity to CD80 and CD86 compared to costimulatory CD28.42 Hence, despite high expression levels of CD86 on antigen-presenting B cells, activation of T cells might be substantially impaired in HNSCC microenvironment due to previously demonstrated high percentages of CTLA-4 expressing T cells in the TME.33 The percentage of BAPC in HPV-driven tumors was decreased compared to HPV− HNSCC. This might be explained by higher mutational rate in HPV− HNSCC43 and therefore increased immunogenicity and infiltration by antigen-presenting cells. Indeed, the TME of microsatellite-unstable colorectal cancer comprise higher numbers of antigen-presenting cells such as dendritic cells than microsatellite-stable cancers.44 On the other hand, Partlová et al. demonstrated increased numbers of antigen-presenting dendritic cells in HPV+ HNSCC17 and Mansuet-Lupo et al. found tumor-infiltrating dendritic cells irrespective of the number of mutations in lung adenocarcinoma.45 However, it remains to be established, whether BAPCs in cancer show similar infiltration patterns as dendritic cells.
Memory B cells are key players in antibody-mediated responses against self- and non-self antigens and therefore might contribute to antitumor immunity. In this study, they made up the largest proportion of B cells in the TME, which is in accordance with results obtained in non-small cell lung cancer.27 However, their antitumorigenic role is discussed controversially, because their phenotype shows similarities to that of an immunosuppressive regulatory B cell (Breg) population in tumors that is generated by IL-21 stimulation and confers decreased T cell proliferation via granzyme B.46 Notably, these Bregs also expressed high levels of activation marker CD86 which was observed on a high percentage of intratumoral B cells in this study as well.
Regulatory functions can be exerted by B cells in various ways. The most commonly studied is IL-10 secretion, but they can also act immunosuppressive via TGF-β or IL-35 production.47 Different Breg phenotypes have been described in cancer. In this study, the percentage of IL-10+ Breg and CD24hi/CD38hi and CD25hi B cell phenotypes were increased in the TME of HNSCC. However, overall IL-10 levels in the latter phenotypes was low despite being significantly increased compared to all B cells. These ambiguous results demonstrate that regulatory B cells are a heterogeneous population and that phenotypic characterization still lacks well-defined markers. A study in tongue squamous cell carcinoma demonstrated IL-10 producing Bregs that induced regulatory T cells,48 while to the best of our knowledge, there are no other publications describing Breg in HNSCC. In a preliminary presentation, Huber et al. reported low frequencies of adenosine-producing regulatory B cells in PBMC of untreated HNSCC patients, which increased after chemotherapy.49 This suggests that Bregs in HNSCC might also shape the response to therapy and indicates a functional relevance in HNSCC. However, in our analysis, pre-treatment Breg populations made up only a relatively low fraction of B cells in blood and tumor.
Consistent with a previous study in OSCC, we detected TLS in HNSCC stroma mainly at the invasive margin. Wirsing et al. could establish an association between TLS and good prognosis in OSCC.14 Their composition and function in HNSCC has not been further investigated so far. We demonstrate here that Tfh, which are key players in TLS, make up a substantial proportion of the T cellular infiltrate in HNSCC and that their frequency in the TME increases significantly in patients with detectable TAA antibody response. This is indicative of a crucial role of TLS for an orchestrated antitumor response and induction of a humoral immune response in HNSCC. A study by Germain et al. supports these findings by demonstrating high numbers of B cells organized in TLS in the TME of lung cancers and antibody responses against TAAs by TME-derived B cells.27 On the other hand, Affara et al. demonstrated in a murine SCC model that B cells contribute to carcinogenesis by antibodies that form circulating immune complexes and deposits in premalignant lesions, thereby fostering development into malignancy.12,50 However, the contribution of TAAs to an antitumor immune response might be supported by the observation that although NY-ESO-1 directed antibodies could be detected in serum of HNSCC patients, the respective tumors were NY-ESO-1 negative. This suggests successful eradication of NY-ESO-1 positive tumor cells.19 The effect of B-cell derived antibodies might be dependent on the composition of the TME and thus its potential to generate successful antitumor responses. This might also be reflected by ambiguous results regarding the prognostic impact of plasma cellular infiltration in different cancer entities.10,51 To further evaluate the functional relevance of tumor-associated B cells in HNSCC, it will be important to examine tumor-antigen specificity especially of B cells within the tumor microenvironment in addition to detection of serological TAA antibody responses in future studies. Different approaches to analyze the B cell receptor repertoire for known antigens have been developed 52–54. These techniques are based on B cell receptor analysis of single cells and can detect even low frequencies of antigen-specific B cells. They might be adapted to analyze tumor antigen-specificity of B cells in the tumor microenvironment of HNSCC and could also bear significant clinical relevance by developing tumor-antigen specific antibodies with high affinity. The contribution of antigen-specific B cells to antitumor immunity has also been the focus of previous preclinical studies in our group.55
In conclusion, we here identify different B cell subsets and components of TLS in HNSCC and demonstrate humoral immune responses against multiple TAAs in HNSCC patients. A detailed knowledge of the immune infiltrate and preexisting immune responses might prove valuable to assess the potential benefit of immune modulatory treatment options in HNSCC patients. Furthermore, multiplex TAA screening could be a useful diagnostic tool in HNSCC.
Material and methods
Patient characteristics
Tumor (n = 38), non-cancerous mucosa (n = 14) and peripheral blood samples (n = 38) were obtained from newly diagnosed, previously untreated HNSCC patients between 2014 and 2017. PBMCs from peripheral blood samples from 20 age- and sex-matched healthy donors were used as controls for flow cytometry, serum samples from 15 additional healthy donors were analyzed in the antibody detection array. Disease stage was assessed according to the 8th edition of the tumor-node-metastasis classification.56 Patient characteristics are summarized in Table 1. The study was approved by the institutional review board (protocol no. 11–116) and written informed consent was obtained from all patients and healthy donors prior to any study-related procedure.
Cell and serum isolation from blood and tissue
PBMCs were isolated from peripheral blood samples by density gradient centrifugation with Pancoll Human (PAN-Biotech, Cat. No. P04-60100). Serum samples were obtained by centrifugation in designated containers. All blood samples were taken prior to surgery. Tumor and mucosa samples were taken during tumor biopsy or surgical resection and immediately processed. Unfixed tissue was mechanically and enzymatically (100U/mL DNase, Applichem; Cat. No. A3778 and 320U/mL Collagenase IV, Worthington; Cat. No. LS004180) dissolved using a gentleMACS Dissociator (Miltenyi). Cells were transferred into single cell suspensions for flow cytometry by filtering through 100µm and 70µm nylon cell strainers (Greiner Bio-One; Cat. No. 89508–344 and 89508–340).
Flow cytometry
Single cell suspensions from tissue and PBMCs were analyzed on a Gallios 10-color flow cytometer (Beckman Coulter) on the day of sample acquisition. At least 5 × 105 events per sample were acquired and lymphocyte subsets were determined using anti-human antibody-conjugates CD45-PE-eFluor610 (HI30; eBioscience), IgD-FITC (clone: IA6-2), CD86-PE (IT2.2), CD86-BV421 (IT2.2), CD38-PerCP/Cy5.5 (HIT2), CD27-PE/Cy7 (O323), CD21-APC (Bu32), CD138-Alexa Fluor 700 (MI15), CD19-APC/Cy7 (HIB19), CD19-APC-Fire 750 (SJ25C1), CD20-Pacific Blue (2H7), CD24-FITC (ML5), CD25-Alexa Fluor 700 (BC96), CCR7-FITC (G043H7), ICOS-PE (C398.4A), CD4-PerCP/Cy5.5 (RPA-T4), CD8-PE/Cy7 (HIT8a), PD1-APC (EH12.2H7), CD45RA-Alexa Fluor 700 (HI100), CD3-APC-Cy7 (HIT3a), CD3-Alexa Fluor 700 (SK7), Interleukin-10-PE (JES3-19F1), CXCR5-PB (J252D4; all Biolegend) and aqua dead cell stain (Life Technologies). Intracellular IL-10 staining was performed using an intracellular staining kit purchased from Biolegend. After live/dead and surface staining cells were fixed and permeabilized according to the manufactures protocol.
Immunohistochemistry
Formaldehyde-fixed, paraffin-embedded tissue sections of 3µm thickness from tumor resection or biopsy were used for immunohistochemistry. Monoclonal mouse anti-human primary antibody for p16INK4A (1:50; clone: G175-405; BD Biosciences; Cat. No. 550834), HLA-ABC (1:100; clone: EMR8-5; Abcam; Cat. No. AB70328), CD20 (1:250; clone L26; Dako; Cat. No. M0755) and MUM1 (1:1000; clone: MUM1p; Dako; Cat. No. M725929-2) were applied. Detection of primary antibodies was achieved by secondary goat anti-mouse antibody conjugated with a HRP-labelled polymer (Dako EnVision+) and peroxidase activity was visualized by diaminobenzidine tetrahydrochloride. Hematoxylin was used as nuclear counterstaining. Detection of HLA-ABC expression in ≥ 70% of tumor cells counted as high MHC-I expression, strong cytoplasmic and nuclear staining was regarded positive for p16INK4A expression.
Determination of HPV status
DNA extraction, detection of HPV DNA and identification of HPV subtypes was performed as previously described.57 HPV status was determined by the combination of positive p16INK4A immunostaining and detection of HPV-specific DNA.
Serological antibody detection
A TruePLEXTM antibody profiling array was obtained from Origene. Antibody detection and quantification was performed on a Luminex® 200™ device according to the manufacturer’s protocol. In short, purified, HEK293T-expressed recombinant human proteins with C-terminal myc-DDK tag or E. coli-overexpressed and purified human protein with N-terminal His tag (E. coli-overexpressed: MAGEC2, NXF2, OIP5) were coupled to Luminex beads. A bead mix, containing beads coupled with anti-human IgG, recombinant human serum albumin, BSA-myc-DDK and donkey IgG, was included as control. Every sample was tested with this mix as an internal control in addition to a negative and positive control. Diluted serum samples were analyzed in doublets and the median fluorescence intensity per sample was used for further analysis. MFI ≥ 200 was considered a positive result.
Gene expression analysis
144 samples with known HPV status (44 non-cancerous mucosa, 72 HPV− and 32 HPV+ HNSCC) were downloaded from TCGA.58 RNA-Seq data were mapped against the human genome version hg19 with TopHat2-2.0.12.59 R-3.4.160 and Bioconductor 3.661 were used for the RNA-Seq analysis. Reads were counted using the R package GenomicAlignments62 (mode = ’Union’, inter.feature = FALSE), only primary read alignments were retained. In order to normalize the read counts we used the equation below.
DESeq2 normalization factors were obtained using DESeq2.63 Log 2 fold change values were obtained by comparing the normalized read counts. P-values were calculated using the Wilcoxon rank sum test and corrected using the Benjamini & Hochberg method.64,65,was created using ggplot2_1.0.0 Figure 4A on the log 2 values of the normalized read counts. The dendogram of the heatmap was generated using hierarchical clustering with complete linkage.
Data analysis
Data is presented as mean ± standard deviation, unless otherwise stated. Kaluza software (version 1.1; Beckman Coulter) and GraphPad Prism 7 (GraphPad Software) were used to analyze flow cytometry data. Samples containing ≥ 500 CD3+ T cells or ≥ 200 CD20+/CD19+ B cells were subjected to respective subset analysis. Normality and homoscedasticity were tested by Shapiro-Wilk and Levene’s test. In case of normal distribution and homoscedasticity, one-way ANOVA was performed to compare independent measures of more than two groups and Student’s t-test for comparison of two groups. Otherwise, non-parametric Mann-Whitney or Kruskal-Wallis tests were used for comparisons of two or more than two groups, respectively. Spearman’s coefficient of rank correlation (rs) was applied to test for association between sets of ranked variables. P < 0.05 was considered statistically significant.
Funding Statement
Supported by the Koeln Fortune Program/Faculty of Medicine, University of Cologne, a ‘GEROK’ local research grant to AL and by the Jean-Uhrmacher-Foundation to AL, CUH, DB.
Supplemental data
Supplemental data for this article can be accessed here.
Disclosure of Potential Conflicts of Interest
The authors have no conflicts of interest related to this manuscript.
Author Contributions
Conception and study design: AL, HS, MBB, DB
Development of methodology: AL, HS, ASV, ST
Acquisition of data: AL, HS, SIR, MT, KW, RG, BG, OGS, CUH, MFM, JPK
Analysis and interpretation of data: AL, HS, SIR, AQ, MBB
Writing and review of the manuscript: AL, KW, MBB, DB
Study supervision: MBB, DB
Gene expression analysis: EC, JG, AH
Abbreviations
- ANOVA =
analysis of variance
- BAPC =
antigen presenting B cell
- Breg =
regulatory B cell
- CA9 =
carbonic anhydrase 9
- CDKN2A =
cyclin dependent kinase inhibitor 2A
- CTA =
cancer/testis antigen
- CTAG1A/B =
cancer/testis antigen 1A/B
- CTLA-4 =
cytotoxic T-lymphocyte-associated antigen 4
- DAB =
3,3′-diaminobenzidine
- DNA =
deoxyribonucleic acid
- GAGE13 =
G antigen 13
- GKAP1 =
G kinase anchoring protein 1
- HC =
healthy control
- HLA =
human leukocyte antigen
- HNSCC =
head and neck squamous cell carcinoma
- HPV =
human papillomavirus
- ICOS =
inducible T cell costimulatory
- MAGE =
melanoma antigen
- MFI =
median fluorescence intensity
- MHC =
major histocompatibility complex
- NXF2 =
nuclear RNA export factor 2
- NY-ESO-1 =
New York Esophageal Squamous Cell Carcinoma 1
- OIP5 =
opa interacting protein 5
- PBMC =
peripheral blood mononuclear cells
- PD-1 =
programmed cell death 1
- PD-L1 =
programmed cell death 1 ligand 1
- PRAME =
preferentially expressed antigen in melanoma, RNA = ribonucleic acid
- SSX =
synovial sarcoma X breakpoint
- TAA =
tumor associated antigen, TCGA = The Cancer Genome Atlas
- Tfh =
T follicular helper cell
- TLS =
tertiary lymphoid structure
- TME =
tumor microenvironment
- UICC =
Union for International Cancer Control
- XAGE2 =
X antigen family member 2
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