Abstract
Food chain theory is one of the cornerstones of ecology, providing many of its basic predictions, such as biomass pyramids, trophic cascades and predator–prey oscillations. Yet, ninety years into this theory, the conditions under which these patterns may occur and persist in nature remain subject to debate. Rather than address each pattern in isolation, we propose that they must be understood together, calling for synthesis in a fragmented landscape of theoretical and empirical results. As a first step, we propose a minimal theory that combines the long-standing energetic and dynamical approaches of food chains. We chart theoretical predictions on a concise map, where two main regimes emerge: across various functioning and stability metrics, one regime is characterised by pyramidal patterns and the other by cascade patterns. The axes of this map combine key physiological and ecological variables, such as metabolic rates and self-regulation. A quantitative comparison with data sheds light on conflicting theoretical predictions and empirical puzzles, from size spectra to causes of trophic cascade strength. We conclude that drawing systematic connections between various existing approaches to food chains, and between their predictions on functioning and stability, is a crucial step in confronting this theory to real ecosystems.
Keywords: Biomass pyramid, food chain theory, metabolic scaling, size spectrum, stability, trophic cascade
Introduction
The concept of food chain, since its formulation by Elton (1927), has become one of the most widely studied in empirical and theoretical ecology (Fretwell 1987). It provides a lens through which we can understand many ecological phenomena, by partitioning species into trophic levels, describing how biomass or energy is distributed among these levels, and studying their dynamics, from population cycles to trophic cascades (Loreau 2010).
Yet, its fundamental predictions have a chequered history of success outside of textbook examples. When predicted patterns are not observed, it is often unclear whether the issue lies with the theory and its application, or the influence of other factors such as complex interactions and spatial fluxes (Hairston et al. 1960; Pace et al. 1999; Micheli 1999; Chase 2000; Strong 1992; Shurin & Seabloom 2005; Borer et al. 2005; Fox 2007). Even when predictions do agree with empirical data, they might not be sufficient to ascertain the underlying trophic structure (Shurin et al. 2006; Fath & Killian 2007; McCauley et al. 2018; Woodson et al. 2018).
This lack of consensus may be due to an increasing fragmentation of the literature. Food chains are characterised by an interconnected set of structural, functional and dynamical properties. Yet, these properties have grown into separate topics of investigation, delineating two main paradigms (Fig. 1).
The energetic paradigm, following Lindeman (1942), focuses on macroscopic energy flows up the food chain. Based on scaling arguments and statistical relationships, it is associated with large-scale empirical and applied studies, notably in marine systems (Hemmingsen 1960; Sheldon et al. 1972; Andersen et al. 2015). It seeks laws describing how aggregated metrics of functioning (e.g. biomass, growth or consumption) vary across trophic levels or body sizes (Banse & Mosher 1980; Sprules & Barth 2015), how they scale with each other within a level (Hatton et al. 2015) and how they relate to environmental or physiological parameters. These static relationships are built upon the implicit assumption that ecosystems operate at, or close to, some steady regime.
The dynamical paradigm, following Lotka (1956) and Volterra (1928), focuses on how the impacts of predation ripple down the food chain. It often operates at the scale of individual species, with an attention to the response and behaviour of predators and prey. Drawing on a rich mathematical literature, it emphasises the importance of feedback mechanisms and non-equilibrium phenomena such as cycles or collapse (McCann 2011). Some of its predictions, including trophic cascades and the paradox of enrichment (Rosenzweig 1971), have prompted extensive empirical investigations, but theory and empirics have rarely been matched at a quantitative level (Shurin et al. 2002).
While these two paradigms usually address different questions, it is possible to apply one’s methods to the other’s objects, revealing unexpected conflicts. Jonsson (2017) noted that energetic arguments produce pyramidal biomass distributions, whereas dynamical models often do not. We will exhibit a number of other discrepancies in relations between metabolism, biomass, productivity and stability.
Yet, we believe that these theoretical approaches can and must be embedded within a single framework. This systematic viewpoint has been argued for at a conceptual level by Leibold et al. (1997). But the field is still lacking a general quantitative formalism: a concise map of all essential food chain behaviours and their interplay, along with the key ecological parameters that govern them.
As a first step towards this synthesis, we propose an approach that captures aspects of both paradigms. We use a simple dynamical food chain model that includes metabolic rates and self-regulating mechanisms within a trophic level. In distinct parameter ranges, this model can recover either the energetic paradigm’s scaling relationships, or the stability patterns investigated in the dynamical paradigm.
We show that the modelling assumptions of the two paradigms can be understood as opposite corners in a multidimensional spectrum (Fig. 2), and we systematically explore how functioning and stability properties vary across the full spectrum. The most important axis is the relative strength of predation and self-regulation, which predicts the transition between two qualitatively different regimes. In the bottom-up regime dominated by self-regulation, all the properties studied here, from biomass to variability, exhibit pyramidal patterns. In the top-down regime dominated by predation, these properties all display cascade (alternating) patterns.
We finally illustrate how this approach can lead to new insights into empirical data and quantitative tests of food chain theory. We discuss how these results may extend to more complex food webs and functional responses.
A Synthetic Model
The energetic and dynamical paradigms
The energetic and dynamical paradigms described above appear to be at odds (Fig. 1), yet they can be understood as two different limits in a unified framework. We will demonstrate this with the minimal food chain model presented in Box 1.
Box 1. Synthetic food chain model and key parameters.
We propose the simplest model that can synthesise the predictions of both energetic and dynamical paradigms (Fig. 1 and 2).
(1) |
where Bi is the biomass of trophic level i, demographic processes are represented by intrinsic biomass growth or loss gi and self-regulation Di, ε is the biomass conversion efficiency and αij the strength of trophic interactions. All the rates appearing in this equation may depend on the species’ metabolic rate mi. For simplicity, we assume a linear scaling:
(2) |
Here, g represents the basal energy influx, including nutrient supply and autotroph efficiency, while r represents biomass loss and mortality due to metabolic costs. Note that the carrying capacity g1/D1 of the autotroph level sets the scale for the total biomass in the chain. To allow direct comparison between density-dependent and independent terms, we can choose biomass units such that g1 = D1. The model further simplifies if the predator–prey metabolic ratio and the ratio of interaction strength to self-regulation
(3) |
are both constant throughout the chain. The equilibrium condition for surviving consumers (i > 1), which we derive and solve in Appendix S1 in Supporting Information, is then
(4) |
Its solution is the equilibrium biomass distribution, which depends on three synthetic parameters:
(5) |
The product λ denotes the strength of top-down control in the chain. It represents the feedback of a trophic level on itself through its predators: how much one unit of prey biomass increases predator biomass at equilibrium (εa), times how much this additional predation suppresses the prey (ma), normalised by the prey’s self-regulation. The ratio κ represents how much biomass is gained by consumers per unit biomass lost by resources, and we see in Fig. 3 that large κ allows top-heavy distributions. Finally, ρ captures the balance between metabolic losses r and basal energy influx g. Losses can limit growth or even cause extinctions, but if g is comparatively large (ρ≈0), their effect becomes negligible, and equilibrium patterns are instead determined by interactions alone.
We first establish a list of key ecological parameters, used throughout this study, which are common to both approaches. The environment determines the energy influx into the basal level, g (McNaughton et al. 1989). Two important physiological parameters are the ratio m of predator and prey metabolic rates (Brose et al. 2006b) and the efficiency ε with which consumed biomass is converted into growth (Welch 1968; Madenjian et al. 1998). Finally, we must account for two types of ecological interactions: trophic interactions between levels, and self-regulation (e.g. direct competition) within a level (Berlow et al. 2004; Skalski & Gilliam 2001), which we denote by α and D respectively. The ratio a = α/D plays a central role in our results, as it captures the relative strength of trophic and non-trophic feedbacks.
The two paradigms share a basic account of biomass creation, loss and transfer between levels (Lindeman 1942). Given the biomass Bi and production Pi (biomass created per unit time) of trophic level i, we can write the dynamical and static equations
(9) |
where ε is the conversion efficiency defined above and Li represents all non-trophic biomass losses. The static inequality becomes an equality when Li = 0. Since ε < 1, any food chain at equilibrium must display smaller energy flux (production) at higher levels.
The energetic paradigm emphasises static relationships such as the equilibrium condition in (9). To predict biomass distributions, various studies (Borgmann 1987; Jennings et al. 2007; Andersen et al. 2009) have proposed heuristic equations for energy stocks rather than fluxes:
(10) |
where mi is the metabolic rate of trophic level i and miBi is interpreted as its energy content. Some studies identify fluxes and stocks, Pi = miBi (Trebilco et al. 2013), and thus E = ε. In general, this identification does not hold and E is not an efficiency, but a phenomenological factor (Borgmann 1987). Our model yields the relationship E = εma (Appendix S1) and we note that, contrary to fluxes, no physical principle prevents the accumulation of larger energy stocks at higher levels, E > 1.
By contrast, the dynamical paradigm emphasises the non-equilibrium patterns arising in (9) from feedbacks between predator and prey. Behaviour and physiology are encapsulated in a functional response (Holling 1965) specifying how consumer production, Pi, depends on consumer biomass, Bi, and resource biomass, Bi–1. To facilitate comparisons, we follow a classic model with metabolic scaling (Brose et al. 2006b) and adopt a simpler Lotka–Volterra (Type 1) functional response, giving
(11) |
where r represents metabolic costs. This corresponds to setting production Pi = εmiBiBi–1 and losses Li = rmiBi in (9). More complex models are considered in the Discussion.
Our central observation is that the energetic formula (10) cannot arise as an equilibrium of the dynamical equation (11), but that it could with the addition of self-regulation. We construct our synthetic model (Box 1) as a dynamical equation with self-regulation, and show in Fig. 2 that it admits both (10) and (11) as special cases (we show in Appendix S1 that this holds for other ways of modelling self-regulation, e.g. predator interference). This allows a quantitative comparison between energetic and dynamical models.
Connecting the paradigms
We show in Fig. 2 how the synthetic model developed in Box 1 connects with both paradigms.
The first discrepancy between the two paradigms lies in the role of self-regulation, which is central, if implicit, in the energetic argument, yet often absent from dynamical models. We will see that these two choices correspond to opposite extremes in the value of the synthetic parameter λ = mεa2, which encapsulates the balance between self-regulation and predation losses (Box 1).
This discrepancy may reflect the difference between a microscopic viewpoint, where a predator species may dramatically deplete its prey species in a small locality, and a macroscopic viewpoint, where we generally find stable coexistence of trophic levels (Power 1992). Yet, even locally, empirical evidence suggests the underestimated role of self-regulation, notably in the form of predator interference (Skalski & Gilliam 2001).
The second difference is that energetic models generally assume negligible energy loss through metabolic costs, ρ = r/g≪1 (Box 1). In that limit, basal energy influx g plays no role in the dynamics, only acting as a constant factor in the equilibrium biomass of all levels. The dynamical paradigm, however, assumes significant losses and thus assigns a major role to basal energy influx g, which can determine whether higher trophic levels go to extinction. This can notably lead to the paradox of enrichment (Rosenzweig 1971), where an increase in nutrient supply may cause a loss of stability.
The third difference lies in the metabolic scaling of interactions (see Box 2 and Fig. 2). Dynamical models (11) again adopt the consumer’s perspective: a predator with a faster metabolism is expected to have a higher attack rate, hence the consumption rate αi+1,i scales with the consumer’s metabolism mi+1 (Brose et al. 2006b). On the other hand, energetic models assume that consumption – or energy transfer, the right-hand term in (10) – scales with the metabolic rate of the resource.
Box 2. Metabolic scaling of interactions.
In the model defined in Box 1, interactions αi+1,i can depend on both consumer metabolism mi+1 and resource metabolism mi. The dynamical paradigm assumes that attack rate is proportional to consumer metabolism, hence αi+1,i ~ mi+1. In the energetic paradigm, energy transfer is proportional to the resource’s energy content (see Fig. 2). This implies that interactions scale with resource metabolism, αi+1,i ~ mi. These two choices can be summarised in a generalised equation, with a parameter ν = −1 (resource-driven) or ν = 0 (consumer-driven):
(6) |
Note that λ = mϵa2 ~ m1+2ν. In the dynamical paradigm (ν = 0), top-down control increases with metabolic ratio, λ ~ m. In the energetic paradigm (ν = −1), top-down control decreases with metabolic ratio, λ ~ 1/m. We discuss the empirical evidence for each scaling in the main text (see Fig. 5).
As a result of these conflicting assumptions, we expect the two paradigms to emphasise either bottom-up or top-down effects, but also make different predictions about the effects of nutrient enrichment and metabolic scaling.
Bottom-up and top-down control
We now explain how the assumptions of the energetic and dynamical paradigms lead to a prevalence of bottom-up or top-down patterns, respectively, in the food chain. We also point out that the two paradigms have conflicting notions of bottom-up control.
Consider a two-level chain as an illustration. In the absence of any self-regulation, setting Di = 0 (and metabolic scaling αi,i–1 = miα) in (1), the chain reaches the equilibrium
(12) |
where we see that each level controls the other. Resource biomass B1 is fixed by consumer mortality r, corresponding to top-down control (if r is small, the resource is almost driven to exhaustion). On the other hand, consumer biomass B2 is fixed by the basal energy influx g. While consumers are limited by a constraint from below (and this is sometimes called a bottom-up effect), this is a consequence of their own control of the resource, as they grow until they divert all of the resource’s production to maintain their biomass.
This situation persists if at least one trophic level lacks self-regulation: whether consumers or resources, that level will grow until it is limited by the antagonistic interaction, i.e. until consumers remove all extra resource growth and cannot grow further themselves.
It is only with self-regulation Di > 0 at both levels that the two populations can stabilise before resource production is entirely consumed. Self-regulation thus gives rise to the classic notion of donor control, where a trophic level’s biomass is fixed by its prey’s, but does not increase enough to exert a negative impact on that prey. This low-impact coexistence of predator with prey cannot happen if even a single level lacks self-regulation.
An important difference between these two settings is the relationship between biomass Bi and production Pi or productivity pi = Pi/Bi, widely studied empirically (Cebrian & Duarte 1994; Hatton et al. 2015) and illustrated in Fig. 1.
Donor control is characterised by the fact that a level’s production determines its own equilibrium biomass Bi. In our model (Box 1), per-capita losses from self-regulation are proportional to Bi, and when they equilibrate with per-capita growth pi, we obtain Bi ~ pi.
On the other hand, antagonistic control is characterised by the fact that each level’s growth or losses determines the other’s biomass. All prey production goes to predators, hence Bi ~ pi–1. Counter-intuitively, there is no correlation between a trophic level’s biomass and its own productivity or mortality, as we see in (12).
Following usage in empirical studies, ‘bottom-up’ will hereafter be used in the donor sense, rather than in the antagonistic sense in which top-down and bottom-up control co-occur as two sides of the same interaction.
Functioning Patterns
We now use our model to clarify theoretical relationships between food web patterns, illustrating them for a four-level food chain in the limit of low mortality or high basal energy influx ρ≪1. This limit ensures that trophic levels cannot go extinct, and that our description is robust to changes in food chain length or primary production. We show in Appendix S1 how our results can be extended to arbitrary mortality rates.
Biomass and production
One of the most central predictions of food chain theory is the distribution of energy among trophic levels, in the form of either biomass or growth. Since Elton (1927), energetic arguments have been used to predict pyramidal or hierarchical patterns (Fig. 3), but few studies have investigated when this structure can emerge dynamically (Teramoto 1993; Cheon 2003; Jonsson 2017).
We see in Fig. 3a that biomass patterns vary along two dimensions: ma and εa, the strength of negative and positive interactions in (4) (Box 1). To better understand how biomass is distributed, we must combine these two quantities, taking either their product or their ratio,
(13) |
that is the diagonals represented on Fig. 3b.
As shown in Box 1, the product λ denotes the strength of predation feedback, that is, how much a trophic level limits itself through its predators. The ratio κ indicates whether biomass accumulates towards the top or the bottom of the chain. Notice in (4) that if we can neglect predation losses, then whereas if we can neglect self-regulation, then Bi+1/Bi–1 ~ ε/m = κ. In both limits, larger κ leads to more top-heavy chains.
Between these two limits, a useful proxy for the importance of top-down control is
(14) |
which can be interpreted as the fraction of production at level i lost to consumer i+1.
If we assume a pyramidal structure, that is, a constant biomass ratio between adjacent levels Bi+1/Bi, then fi must also be constant and we get the scaling
(15) |
This is indeed a possible solution of the equilibrium eqn (4) with f given by
(16) |
Thus, λ and κ together define the trend of the biomass pyramid (15) towards bottom-heaviness (κf < 1) or top-heaviness (κf > 1), illustrated in Fig. 3.
Yet, we also expect this pyramidal structure to disappear for strong top-down control, that is, low self-regulation, as in (12). For λ≳1, a cascade pattern emerges. Starting from the top level, the chain alternates between high and low-biomass levels (Fig. 3a), controlling each other through their antagonistic interaction. High-biomass levels remove a large fraction f of their prey’s production, and they still follow the scaling (15), which we call the global slope of the cascade. With increasing λ, low-biomass levels converge towards the same scaling, with a smaller pre-factor.
We can show (see Appendix S1) that the biomass ratio between high- and low-biomass levels is Since f≤ 1, for large λ this ratio can become much larger than the global slope Thus, if one can only observe two adjacent trophic levels, their biomass ratio may give the illusion of a steep inverted pyramid, as in the empirical example in Fig. 3c discussed below.
Biomass-size scaling
The distribution of energy among trophic levels is more readily observed when these levels are clearly distinct, for example in simple plant–herbivore–carnivore chains. In many systems, however, trophic height is not so easily assessed. Instead, the most immediate property of an organism is often its size, especially in aquatic food webs. The study of these ecosystems thus relies on the distribution of abundance or total biomass per size class (Sheldon et al. 1972; Sprules & Barth 2015).
Assuming a fixed relationship between size and trophic height, the pyramidal slope (15) can be translated into a continuous distribution as a function of body mass (or size) Wi. Since the metabolic rate mi is also less accessible than body size, many studies posit an allometric scaling of metabolism with size, (Brose et al. 2006b) with some exponent β measured empirically.
Let us define the predator–prey body mass ratio M, which is assumed to be constant throughout the chain:
(17) |
We thus have an expression for the trophic level i for size class Wi. By substituting this into the exponent in (15) and using the allometric scaling m ~ M−β, we find the biomass-size scaling for a continuous variable W
(18) |
We can deduce the number of individuals per size class, B (W)/W, also known as size spectrum Sheldon et al. (1972); Andersen et al. (2015). Previous studies (Borgmann 1987) have used the energetic argument (10) and obtained a similar prediction, but with a different exponent: b = β+ log E/ log M. Our formula extends it with two terms coming from the predation feedback: the fraction of production removal f, and the pre-factor 1/2. The two formulas coincide if f≪1 (f≈λ) as shown in Appendix S1.
From metabolic data, it is generally estimated that (Makarieva et al. 2008; White & Seymour 2003; Glazier 2009). While top-heavy pyramidal distributions are allowed by (18), they are expected to have at most exponent (given ε,f≤1 and assuming that consumers are larger, M > 1). For instance, in an oceanic food chain, large mammal biomass could at most exceed unicell biomass by two orders of magnitude. It has been proposed that B(W) is approximately flat, b≈0, over many orders of magnitude in marine data (Sprules & Barth 2015).
A steeper slope in the scaling may only be seen over a limited size range, between a low-biomass level and a high-biomass level in a cascade pattern, giving
(19) |
We now show that we can use the biomass-size exponent to probe the structure of an empirical food chain.
The ‘paradox’ of steep biomass-size scaling
Fish in kelp forests exhibit a top-heavy biomass distribution per size class, as shown in Fig. 3c. A recent study (Trebilco et al. 2016) described this pattern as a paradox, because its slope appears steeper than allowed by energetics: the authors find B(W) ~ Wb with exponent b≈0.4, suggesting an impossible efficiency ε > 1 in formula (18).
To solve this paradox, we first notice that the exponent b is measured over a limited size range, spanning less than two trophic levels. Indeed, the study uses stable isotope analysis to estimate the mass ratio between trophic levels, but the observed spectrum covers only body masses from 32 to 2048 g (a ratio of 64 between the largest and the smallest fish). Thus, it may be misleading to analyse this spectrum as a multi-level biomass pyramid described by formula (18).
Instead, we suggest a top-down cascade pattern (Fig. 3c), with the largest fish in the sample belonging to a high-biomass level. In that case, equation (19) yields εa≈28, suggesting trophic interactions far stronger than self-regulation. We thus expect strong trophic cascades, which could be tested by predator removal. It is also important to note that the assumption of constant mass ratio M, used by (Trebilco et al. 2016) to convert between size classes and trophic levels, may be problematic as M is very widely distributed in different interactions (Fig. S4).
Stability Patterns
Trophic cascades and response to a press
Trophic cascades are studied by comparing systems where the top predator is absent or present (e.g. Jessup et al. 2004), or modifying its abundance by a smaller amount.
More generally, we consider a long-term decrease or increase in any trophic level’s biomass, due for instance to harvesting or nutrient enrichment. It can be modelled as a press perturbation (Box 3), equivalent to a change Δgi of the growth or mortality rate, gi, of one trophic level in (1). We then study the matrix of the relative responses ΔBj/Bj to a press Δgi/Bi, shown in Fig. 4a.
Box 3. Stability properties.
We study the quantitative stability properties of the model in Box 1, that is, its response to various types of perturbations. The dynamical equation (1) becomes
(7) |
where ξi(t) represents the perturbation. We focus on two types of long-term perturbations. In the first case, we compute the effect of a constant press perturbation ξi(t) = ξ on one trophic level at a time. This can be interpreted as a permanent change Δgi of its growth or mortality term, up to complete removal of the level. We predict the resulting change in abundance ΔNj at each level. In the second case, we add demographic stochasticity to one level at a time, with W(t) a white noise term (see Appendix S1). For each choice of the perturbed level, we then compute the covariance matrix of the biomass fluctuations of all levels. On the diagonal of this matrix, we find the variance of each level. The inverse of its trace, invariability, has been widely used as an empirical stability measure (Arnoldi et al. 2016). These two properties are connected to other stability properties, such as structural stability and return time to equilibrium (Arnoldi & Haegeman 2016; Arnoldi et al. 2018). In Fig. 4, we show results for relative stability metrics, rescaled by equilibrium abundances
(8) |
with Vij the relative response of level i to a press on j, and C(k) the relative covariance matrix between all levels created by perturbing level k only. The diagonal element is the coefficient of variation (CV) of level i. This rescaling reveals clear pyramidal or cascade patterns that are essentially determined by a single parameter, λ. When using absolute metrics (Fig. S1), these patterns are skewed by the biomass distribution and less apparent to the eye.
Upward propagation of perturbations, whereby a decrease (increase) in the abundance of a trophic level leads to a decrease (increase) at all higher levels, appears as a blue lower triangle in the press response matrix in Fig. 4a. This dominates the community response when λ < 1. Downward cascades are characterised by alternating negative and positive responses of the levels below the perturbed level, which appear in alternating red and blue in the upper triangle of the response matrix. They dominate when λ > 1. This coincides with the qualitative shift in the shape of the biomass distribution (Fig. 3), illustrating the tight connection between patterns in biomass and patterns in stability (see e.g. Shanafelt & Loreau 2018).
We show here these patterns when the food chain is not limited by energy loss (small ρ = r/g, see Box 1), and cascade strength only depends on λ. In energy-limited food chains (large ρ), the picture is more complex. In Appendix S1, we compare a trophic level’s biomass before and after predator removal, and show that, depending on all dynamical parameters, both increase with basal energy flux g but either may increase faster. There is no simple prediction for how g (e.g. nutrient enrichment) affects trophic cascades: when it is large, cascade strength is independent from it, and when it is small, the dependence may go in either direction.
Variability under stochastic perturbations
Bottom-up and top-down effects can also be measured as correlations in empirical time series (Frederiksen et al. 2006; Tronstad et al. 2010). Correlative measures capture directional trends, such as the press response discussed above, as well as undirected fluctuations. These fluctuations also contain information about the food chain structure.
In the model, we can impose stochastic noise on one level and measure the variances and covariances of all levels’ time series (Fig. 4b). We rescale them by equilibrium biomasses to obtain a relative covariance matrix (Box 3). The diagonal elements of this matrix are the squares of the coefficient of variation (hereafter CV) for each trophic level.
For low λ≪1, the trophic level with the highest CV (shown on the diagonal of the relative covariance matrix) is the one that is directly perturbed, and this perturbation propagates only to higher levels, which covary positively.
For intermediate and large λ≳1, we see a distinct checker-board pattern (covariance cascade) for all levels below the perturbed one, reflecting the tendency of prey abundances to fluctuate in opposition to their predators.
We also note that, deep in the top-down regime λ≫1, the level with the lowest CV is always the top predator, while its prey has the highest CV, and lower levels alternate between the two, similarly to theoretical patterns in production and biomass (Hairston et al. 1960; Loreau 2010; Shanafelt & Loreau 2018). Perturbing intermediate levels (see C(3) in Fig. 4b) gives rise to a ‘two-step’ covariance cascade: species two levels apart exhibit anti-correlated fluctuations. This can be interpreted as a cascade between predator–prey pairs, rather than between individual levels, due to the prey being tightly controlled by its predator.
In a dynamical model with a nonlinear functional response, these anti-correlated fluctuations around equilibrium could announce the transition to more complex dynamical regimes such as predator–prey cycles, or chaos, as we note in Discussion.
Empirical Applications
We now illustrate how the synthetic model can be used to interpret and connect diverse empirical phenomena.
Theoretical patterns, from pyramids to cascades, have been identified above under the assumption that the parameters λ and κ are constant throughout the chain, due to eqns (2) and (3). These idealised patterns provide meaningful intuitions, but they can be distorted by large parameter variations between trophic levels (Teramoto 1993; Jonsson 2017).
In empirical settings, we do not expect all trophic levels and interactions to follow this simple parameterisation. Different ecological processes need not follow the same scaling with metabolic rates, and most food chains involve organisms belonging to distinct taxonomic classes, with vastly different physiologies.
We compiled data on thousands of predator–prey pairs (Figs S3–S5) and found that the metabolic ratio m varies over four orders of magnitude, m ∈ [10−2, 102]. While the body size ratio M displays a clear skew towards predators being larger than their prey, there is no such skew in metabolic ratio: faster and slower consumers are equally common in the data set, with significant variation between and within taxonomic classes.
Biomass conversion efficiency ε has a smaller range of variation, often estimated around 10–20% (Welch 1968; Pauly & Christensen 1995; Madenjian et al. 1998; Andersen et al. 2009), but it may still differ between trophic levels (Brose et al. 2006b), and we note in Discussion the issues with quantifying interaction strength α and self-regulation D.
In the following, we thus allow different parameters for each trophic level, and show how the model can be parameterised using empirical evidence to produce quantitative predictions.
Differences between aquatic and terrestrial herbivory
Food web ecology has long focused on explaining dissimilarities between aquatic and terrestrial food webs (Chase 2000). One striking difference is that aquatic herbivores consume on average f = 51% of primary production across many ecosystems, while terrestrial herbivory only removes f = 18% of plant production (Cyr & Pace 1993). This discrepancy has been explained by terrestrial autotrophs having slower turnover than their consumers, while aquatic autotrophs, especially phytoplankton, have much faster turnover (Chase 2000). In some systems, this allows aquatic herbivores to consume close to 100% of phytoplankton biomass and production each day (Cebrian & Duarte 1994).
The consistency of this explanation can be tested quantitatively in our model, as we show in Fig. 5. Using measurements on f, we can compute λ = f/(1 – f)2. Then, using the median metabolic ratio m for either aquatic or terrestrial herbivory in the metabolic data (Figs S3–S5), we check that λ ~ 1/m, in agreement with the scenario of resource-driven consumption (Box 2, energetic paradigm).
Furthermore, aquatic herbivore populations have been shown to be less stable (higher CV, defined in Box 3) than terrestrial herbivores (Rip & McCann 2011). Using the scaling λ ~ 1/m and the data for herbivore-plant metabolic ratios m, we have computed herbivore CV for each pair in the simplest theoretical setting (a two-level chain with equal noise on both levels). Doing all possible pair comparisons between aquatic herbivores and terrestrial ones, we find that the former tend to have higher CV. The aquatic-terrestrial CV ratio is widely distributed but centred around the empirical range [1.5, 2.1] found in (Rip & McCann 2011).
Hence, functioning and stability differences between aquatic and terrestrial food chains could both have a physiological origin in metabolic rates, consistent with the metabolic scaling assumed in the energetic paradigm, but accounting for predation mortality.
Cascade strength in tritrophic chains
Trophic cascade strength is commonly measured as the logarithmic change (log ratio) in plant biomass Δlog B1 in response to predator manipulation (Hedges et al. 1999). It is related to the relative response shown in Fig. 4a by ΔB1/B1 = exp(Δ log B1) – 1.
In a meta-analysis, the plant biomass log ratio was found to exhibit strong positive correlation to the carnivore’s metabolic rate, m3, and negative correlation to herbivore’s, m2 (Borer et al. 2005). This correlation can be predicted in a three-level chain (see Appendix S1) under two conditions: first, the carnivore must have significant self-regulation D3; second, its attack rate must scale with its own metabolic rate, α32 ~ m3, in agreement with consumer-driven consumption (Box 2, dynamical paradigm) and in contrast with what was found above for herbivory.
Another salient property of cascades is whether the effect attenuates or intensifies down the chain, for example whether plants are less or more affected than herbivores by carnivore removal (Micheli 1999; Schmitz et al. 2000). This factor has been measured empirically, and explained by different biological mechanisms (from plant defences to external subsidies) in a variety of systems. In the three-level chain, we find
(20) |
indicating that, without the need to invoke additional mechanisms, attenuation happens if the fraction of consumed primary production is less than half, f1 < 50%, while intensification happens otherwise.
From data on herbivory (Cyr & Pace 1993), we estimate an amplification factor τ≈1 in aquatic food webs, meaning that cascade effects tend to propagate without attenuation. By contrast, we expect fast-decaying cascades with τ≈0.2 in terrestrial systems. In Fig. 5, we use additional data on τ from (Shurin et al. 2002) and f from (Cebrian & Duarte 1994) to show that these predictions are plausible, although with large variance. Combined with the previous section, this is indicative evidence that metabolic rates may cause the main trend in trophic cascade attenuation.
The stabilising role of metabolic scaling
Previous studies have emphasised a possible stabilising role of allometric scaling (Brose et al. 2006b). Since predators are larger than their prey, allometric scaling suggests that they should have slower metabolism. With a median size ratio M≈80 (Brose et al. 2006a), gives a metabolic ratio m≈0.3. These studies have shown that this favours stability and coexistence in dynamical simulations of complex food webs.
Our food chain model can reach a similar or opposite conclusion, with a simple explanation. Consumer-driven consumption (αi+1,i ~ mi+1) gives λ ~ m, as noted in Box 2. Therefore, slower predators with lower m induce weaker predation feedback λ, which leads to greater stability (Fig. 4), in qualitative agreement with the simulation studies. This scaling is supported by observations on cascade strength in the previous section.
On the other hand, for resource-driven consumption (αi+1,i ~ mi), we reach the opposite conclusion: λ ~ 1/m and slower consumers destabilise the system. This is supported by the fact that aquatic herbivores have both lower metabolic ratio m and higher variability than terrestrial ones (Fig. 5).
These two conflictual lines of evidence challenge any simple and universal stability argument for metabolic scaling (Brose et al. 2006b). We note that, despite predators being generally larger than their prey, there is no global tendency for them to have a slower metabolism, as we show in data compiled from multiple studies (Figs S3–S5). Therefore, it may be that different ecological settings favour either slower or faster consumer metabolism.
Discussion
Our understanding of many ecological phenomena relies on intuitions developed from simple food chains. Despite its fundamental role, this body of work has become increasingly fragmented. First, functioning and stability patterns, such as biomass pyramids and trophic cascades, have become disjoint topics. The former are often analysed with energetic arguments, and the latter with dynamical models (Fig. 1). But these approaches are based on conflicting assumptions, as we clarified by embedding them in the same formalism (Fig. 2).
Second, food chain behaviours arise from the interaction of multiple ecological parameters: basal energy influx g, predator–prey metabolic ratio m, biomass conversion efficiency ε or interaction strength a. Many empirical and theoretical studies have investigated a single axis at a time, occasionally reaching contradictory conclusions. We have shown here that the action of these key parameters can only be understood in conjunction.
We have summarised the main food chain patterns, and the parameters that control them, in a concise map with two main axes. Its first axis is given by the synthetic parameter λ, which denotes the strength of top-down control in the chain, as it quantifies the feedback of a trophic level on itself through its predators (Box 1).
The bottom-up regime (λ < 1) is characterised by pyramidal patterns, regular or inverted, in various functioning and stability properties (Figs 3 and 4). In the top-down regime (λ > 1), alternating cascade patterns are found instead.
The second synthetic parameter, κ, controls the overall top-heaviness of the biomass distribution, but has no effect on essential stability properties (Fig. 4). Counter-intuitively, top-heavy distributions do not imply strong top-down control: species with more efficient assimilation and slower turnover can acquire and store larger amounts of energy, without necessarily exerting stronger pressure on lower levels.
A third parameter, ρ, modulates these patterns without creating qualitatively new regimes. It represents the fraction of energy lost to mortality and metabolic costs, and is important only if these losses significantly reduce a trophic level’s biomass. When ρ≪1 (low metabolic costs r or high basal energy influx g), its precise value becomes irrelevant to food chain dynamics.
By combining the ingredients of the energetic and dynamical paradigms (Fig. 2), the synthetic approach explains their discrepancies, recovers their main results, and extends them beyond their traditional scope.
These results provide an intuitive basis for understanding relationships observed in data or complex simulations, and advancing our understanding of a number of standing empirical paradoxes. We have shown that they could provide new quantitative predictions on relationships between consumption, metabolism and trophic cascade strength.
Self-regulation
We have shown that self-regulation is at the heart of the main disagreement between the energetic and dynamical approaches (Fig. 2). By preventing consumers from growing until they divert all of their resource’s production, self-regulation stabilises the dynamics (Barabás et al. 2017), attenuates top-down cascades and gives rise to bottom-up pyramidal patterns, where each level’s dynamics depends on its energy influx only.
Few studies reliably quantify trophic interaction strength α (Berlow et al. 2004), and fewer provide estimates of self-regulation D (Skalski & Gilliam 2001). But we have shown in Fig. 5 that indirect estimates of their ratio a = α/D can be obtained from various empirical patterns, allowing us to evaluate the relative importance of self-regulation.
Many food web models (e.g. Brose et al. 2006b), do not admit explicit self-regulation in the form of density-dependent mortality Di, except at the basal level. Nevertheless, they often contain predator interference (Beddington 1975) which is widely supported by empirical evidence (Skalski & Gilliam 2001; Hatton et al. 2015).
Interference plays a similar self-regulating role at equilibrium. For instance, this can be seen in the dynamics of a consumer with a Type II functional response and predator interference,
(21) |
where I is the interference strength and H is the handling time. At equilibrium, we find
(22) |
which is identical to the top predator’s equilibrium in our Lotka–Volterra model (1) with self-regulation D = rI and a reduced conversion efficiency ε–rH.
The limit of strong interference, where the denominator in (21) reduces to IBi, has been widely discussed as a ratio-dependent functional response (Arditi & Ginzburg 1989). We show in Appendix S1 that it also allows a pyramidal biomass distribution. We interpret ratio dependence and density-dependent mortality as two examples in a wider range of self-regulation mechanisms, and expect that our qualitative results may extend to other forms of density dependence stabilising the dynamics (Hatton et al. 2015; Kawatsu & Kondoh 2018).
Disentangling effects of primary productivity
This synthetic approach sheds a new light on the effects of primary productivity on food chain behaviours (Rosenzweig 1971; Rip & McCann 2011). In Box 1, we defined primary productivity as g1 = gm1, where g is tied to nutrient supply and m1 to autotroph metabolism. There are thus two ways in which ecosystems can differ in their primary productivity.
Nutrient enrichment increases the basal energy influx g. All else being equal, this will increase the total biomass, but produce inconsistent effects on stability and trophic cascades. We show in Appendix S1 that these effects can be positive or negative depending on the other parameters, and they vanish at high values of g, when growth is not limited by metabolic losses.
On the other hand, an increased metabolic rate m1 can have a consistent effect on stability. The evidence in Fig. 5 suggests that when primary producers have faster metabolism than their consumers, as in aquatic systems, one finds stronger trophic cascades and more variability.
This provides a tentative explanation for conflicting empirical findings on the effects of primary productivity, especially in cross-ecosystem comparisons where g, m1 and other parameters may all vary (Pace et al. 1999; Borer et al. 2005).
Application to real food webs
Our idealised food chain model trades realism for ease of interpretation and mathematical treatment. Yet, a complex web structure is an ubiquitous feature of real trophic interactions, and nonlinear functional responses (how consumption depends on the density of predator, prey and even third parties) can be added to capture physiological and behavioural characteristics (Holling 1965).
We expect these two ingredients to have predictable effects in the region of bottom-up control, but far more complex ones in the region of top-down control.
When self-regulation greatly exceeds predation losses (λ≪1), there are no complex dynamical feedbacks, as each species determines its consumers’ abundance but is almost unaffected by them. In that case, food chain models can easily be amended to account for additional fluxes, for example for omnivorous predators (Woodson et al. 2018) or structured populations (Andersen et al. 2009). Different functional responses affect quantitative results, but may not lead to qualitatively different dynamical regimes.
For weak self-regulation (λ≫1), however, food web dynamics may become excitable and lead to cycles or chaos, unless species satisfy complex conditions (Freedman & So 1985; Redheffer & Zhiming 1981; Redheffer & Walter 1984). Even qualitative functioning and stability properties become sensitive to interactions motifs and functional responses, as described in a vast literature (DeAngelis et al. 1975; McCann & Yodzis 1994; Shurin & Seabloom 2005; Rip et al. 2010; McCann 2011), and it is challenging to extend our near-equilibrium results to these non-equilibrium dynamics.
Nevertheless, coherent top-down patterns, such as trophic cascades, are well-attested in various ecosystems (Pace et al. 1999; Worm & Myers 2003). This suggests that our simple approach remains valid in some limits: either for particular sets of species, or for averages over large communities. One might be able to unfold a complex web into its essential chain-like structure (Kato et al. 2018) to parameterise our model from more realistic descriptions.
Conclusions and prospects
While static energy pyramids, dynamical fluctuations and trophic cascades have been studied with different approaches, they all arise from the same food chain structure. We have synthesised these basic predictions in a simple two-dimensional map, whose axes combine physiological and ecological parameters.
This map is divided into two regions, in which either pyramidal or cascade patterns can be found across a wide range of stability and functioning properties. This dichotomy reflects two intrinsically different dynamical regimes, one dominated by donor control and the other by antagonistic feedbacks. But rather than extremes on a continuum, these regimes have often been approached as alternative ways to understand and model food chains, each ingrained in a long tradition and associated with its own set of questions and methods.
We therefore emphasise the need for consistency between the results of these different approaches. Considerable empirical and theoretical efforts have been expended on prediction and cross-ecosystem comparison of particular patterns. It is now important to systematically confront these diverse observations within each ecosystem, from metabolism and density dependence to variability and trophic cascades, to provide rigorous foundations for our understanding of trophic dynamics.
Another issue is the possibility for patterns to have causes outside the studied ecosystem. External energy subsidies, for example influxes of organic matter, or a predation range coupling multiple local communities, may be responsible for stronger trophic cascades (Leroux & Loreau 2008) and top-heavy distributions (Del Giorgio et al. 1999; McCauley et al. 2018). While a single pattern cannot rule out external causes, multiple stability and functioning patterns all pointing towards the same food chain structure would be a strong signal against this possibility.
This synthesis has been called for in conceptual frameworks (Leibold et al. 1997), but it must become quantitatively precise if it is to solve long-standing empirical paradoxes. The relationships that we have summarised here should become part of a larger quantitative toolbox designed to provide better insight into the essential trophic structure of an ecosystem. For these predictions to hold in diverse ecological communities, they must be robust to the addition of complex structure, a question which emerging theoretical tools (Barbier et al. 2018) and better integration with data may help answer in future studies.
Supplementary Material
Additional supporting information may be found online in the Supporting Information section at the end of the article.
Acknowledgments
We thank J.-F. Arnoldi, N. Galiana Ibáañez, A. Sentis, D. Shanafelt and Y. Zelnik for comments during the elaboration of the manuscript. Our gratitude goes to A. Makarieva, C. White and their respective co-authors and sources for the data they compiled or collected, as well as all scientists who generously shared their work on the open GloBI and FishBase databases. This work was supported by the TULIP Laboratory of Excellence (ANR-10-LABX-41) and by the BIOSTASES Advanced Grant, funded by the European Research Council under the European Union’s Horizon 2020 research and innovation programme (666971).
Footnotes
Author Contribution
MB and ML designed the study. MB performed the theoretical analysis, compiled and analysed the data. MB wrote the first draft of the manuscript, and all authors contributed substantially to revisions.
Data Accessibility Statement
The metabolic and interaction data used for this study have been compiled with permission and deposited on figshare with the identifier: https://doi.org/10.6084/m9.figshare.6818288.v1. All code used for the analysis is available from the corresponding author upon request.
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