ABSTRACT
Hepatoblastoma (HB) is the most common liver cancer in children. We aimed to characterize HB related to APC (Adenomatous Polyposis Coli) germline mutation (APC-HB). This French multicentric retrospective study included 12 APC-HB patients under 5 at diagnosis. Clinical features of APC-HB were compared to the French SIOPEL2-3 cohort of HB patients. Molecular and histopathological analyses of APC-HB were compared to 15 consecutive sporadic HB treated at Bicêtre hospital from 2013 to 2015 (non-APC-HB). APC-HB patients have a peculiar spectrum of germline APC mutations, with no events in the main hotspot of classical APC mutations at codon 1309 (P < .05). Compared to sporadic HB, they have similar clinical features including good prognosis since all patients are alive in complete remission at last follow-up. APC-HB are mostly well-limited tumors with fetal predominance and few mesenchymal components. All APC-HB have an activated Wnt/β-catenin pathway without CTNNB1 mutation, confirming that germline APC and somatic CTNNB1 mutations are mutually exclusive (P < .001). Pathological reviewing identified massive intratumor tertiary lymphoid structures (TLS) containing both lymphocytes and antigen-presenting cells in all 11 APC-HB cases who received cisplatin-based neoadjuvant chemotherapy but not in five pre-chemotherapy samples (four paired biopsies and one patient resected without chemotherapy), indicating that these TLS are induced by chemotherapy (P < .001). Conclusion: APC-HB show a good prognosis, they are all infiltrated by cisplatin-induced TLS, a feature only retrieved in a minority of non-APC-HB. This suggests that APC inactivation can synergize with cisplatin to induce an immunogenic cell death that initiates an anti-tumor immune response.
KEYWORDS: Pediatric neoplasm, adenomatous polyposis coli, antitumor immunity, liver tumor, immunogenic cell death
Introduction
Hepatoblastoma (HB) is a rare tumor but the most frequent liver malignancy in children, occurring mostly before 5 y of age. HB incidence is estimated at 1.1 case/1,000,000 of children under 15 y old accounting for approximately 15 new HB cases by year in France. In contrast to adult liver hepatocellular carcinomas that occur on cirrhotic liver in more than 80% of cases, HB usually develops in a normal, non-fibrotic liver. Morphologically, HB tumor cells resemble to immature parenchymal liver cells that are found during embryonal and fetal liver development.
At the molecular level, HB is characterized by CTNNB1 exon 3 mutations or deletions which are detected in 70–80% of the cases.1 These mutations lead to a stabilization and intracellular accumulation of β-catenin protein. As a consequence, WNT/β-catenin signaling pathway is activated and induces the expression of target genes like GLUL (coding for glutamine synthetase (GS)) or LGR5 in the tumor cells. Recently, whole exome sequencing studies2,3 identified only few additional mutations in HB with a mean rate of three mutations per tumor comparable with other pediatric tumors.
Although most HB is sporadic, several inherited syndromes such as familial adenomatous polyposis (FAP) predispose to HB development. FAP is caused by germline mutations at 5q22 in the APC (Adenomatous Polyposis Coli) gene. It is a dominant hereditary disease that mainly causes colonic adenoma growth during adolescence (mean age 16 y) and colon adenocarcinoma in young adults (mean age 39 y) with almost a complete penetrance.4 The APC protein is a tumor suppressor mostly known for its implication in the so-called destruction complex where it induces the degradation of β-catenin. By disrupting this complex, APC inactivating mutations lead to the activation of the Wnt/β-catenin pathway. However, APC also has functions independent of β-catenin, meaning that APC and CTNNB1 mutations are not functionally equivalent.5
Patients with FAP have a 750–7500 fold increase relative risk to develop HB, but the prevalence of HB in APC mutation carriers is below 3%.6 The need for surveillance for HB development in those children is still a matter of debate. Many large North American centers have recommended such a surveillance6 whereas in Europe most groups do not recommend surveillance considering the low prevalence of HB in this population2 and the high cure rates of patients with HB. Conversely, since FAP is associated with several malignancies (colon, thyroid, brain, bone, soft tissues neoplasms) and can be unknown because of the high proportion of de novo mutations,4 diagnosing FAP in children with HB is a major issue for the management of the patient and his/her relatives including monitoring colonic adenomas and performing prophylactic surgery before colon adenocarcinoma occurrence in APC mutation carriers. Currently, there is still no consensus to perform systematic APC genetic screening for children with HB. Detecting specific features of APC-HB that could help the management of those patients would further plead for such a screening.
The aim of this study was to identify specific features of APC-HB compared to sporadic HB, in order to improve the management of these patients.
Material and methods
APC patients and controls
Germline APC mutated hepatoblastoma patients (“APC-HB”) were retrieved retrospectively by a systematic screening of Société Française des Cancers de l’Enfant (SFCE) centers that treat all children over France with HB following “Société Internationale d’Oncologie Pédiatrique – Epithelial Liver Tumor Study Group” (SIOPEL) protocols. We identified 12 patients using our criteria of inclusion: development of a HB proven by histology in patients below 5 y old at diagnosis and with a constitutional inactivating APC mutation. All the clinical and biological features of the 12 patients were recorded including age at diagnosis, gender, PRETEXT outcome, FAP discovery mode, alpha-fetoprotein (AFP) rate at diagnosis (ng/ml). APC-HB patients clinical and biological data were compared with the French cohort of HB patients treated by SIOPEL 2 and 3 protocol between 1996 and 2006 (n = 76 after exclusion of four APC-HB and six patients older than 5 y). For histological and molecular comparison, the control group (“non-APC-HB”) consisted in 15 consecutive patients who underwent surgery for HB at Bicêtre Hospital (France) between 2012 and 2015, aged less than 5 y and without APC germline mutation. All non-APC-HB patients were treated by surgical resection after neoadjuvant chemotherapy according to the SIOPEL protocol. For all the patients, parents have signed an informed consent and this study was approved by the appropriate ethics committee (Comité de Protection des Personnes Ile-de-France VII, projects C0-15–003 and PP 16–001) in accordance with the ethical guidelines of the 1975 Declaration of Helsinki.
Pathological reviewing
For each patient tumors, slides were reviewed by four pathologists specialized in pediatric liver diseases (GM, MF, CG, JYS). Tumor pathological features were recorded with at least two independent reviews per feature according to the consensus classification7: size, capsule, necrosis, tumor type, component (fetal, pleomorphic fetal, fetal mitotically active, embryonal, cholangioblastic, macrotrabecular; mesenchymal osteoid subtype, mesenchymal spindle cell subtype, teratoid; small cell undifferentiated, Supporting Figure 1A), and mitotic index. Other tumor-specific patterns such as steatosis, clear cells, tumor cholestasis, and pseudoglandular structures were annotated.
Pathological features of tumor-infiltrating leukocytes and tertiary lymphoid structures (TLS) were annotated first on hematein-eosin-safran (HES) slides then characterized by immunohistochemistry (IHC) according to previously published data from the literature.9,10 TLS were graded as (1) aggregate (vague lymphoid aggregation), (2) primary follicle (round-shaped nest of lymphocytes without germinal center formation), and (3) secondary follicle (well-formed follicle with clearly identifiable germinal center composed of clear large lymphocytes). Representative images of the TLS observed are available in Supporting Figure 2.
Immunohistochemistry
When formalin-fixed paraffin-embedded tissues were available, immunohistochemical analysis was performed by the immunoperoxidase technique using an automated stainer (Leica Bond system) and visualized with diaminobenzidine. Tumors were analyzed with anti-β-catenin (BD Transduction, clone 14, 610154, 1/300), anti-GS (Bioscience, 1/500) anti-glypican 3 (Zytomed systems, clone 1G12, MSK067-05, 1/100) anti-EPCAM (Abcam, clone MOC-31, 1/200), anti-CK19 (Dako, clone RCK108, 1/100), and ki67 (Dako, clone MIB-1, 1/100). Intratumor inflammatory infiltration was characterized with CD3 (Dako, 1/300), CD20 (Dako, cloneL26, 1/50), CD8 (Dako, clone C8/144B, 1/30), CD163 (Novocastra, clone 10D6, 1/600), and anti-DCLamp (Dendritics, clone 1010E1.01, 1/100) antibodies. The abundance of CD3±, CD8±, CD20±, and DCLamp± cells was assessed both within TLS and as isolated tumor-infiltrating leukocytes outside TLS, with the following semi-quantitative scale: score 0, 1, 2, 3, and 4 for none, very low, weak, intermediate, and high density of positive cells, respectively, as in.11
Genomic sequencing
Frozen tumor and non-tumor liver tissues were available in 4/12 APC-HB and all the control non-APC-HB. DNA was extracted with Maxwell DNA extraction kit (Promega), and gene mutation was screened by Sanger sequencing for CTNNB1, APC, NFE2L2, and TERT promoter (for detailed protocol see12). All APC germline mutations were confirmed on blood DNA.
Gene expression analysis
When frozen tissues were available, RNA was extracted with Maxwell RNA extraction kit (Promega), and gene expression was analyzed by quantitative reverse-transcriptase PCR (qRT-PCR) with Biomark HD technology (Fluidigm 96.96, San Francisco, California, USA) using protocol previously described.13 Expression levels were determined with the 2-ΔΔCt method, using 18S and actin as reference genes for normalization. Full list of the TaqMan probes used is available in Supporting Table 1.
Statistical analyses
Statistical tests and data visualization were performed using R open-source software (R Foundation for Statistical Computing, Vienna, Austria). Analysis has been performed with Fisher exact test for categorical data, Wilcoxon test for continuous data and log-rank test for survival.
Results
Clinical features of APC-HB compared to non-APC-HB
A total of 12 children with APC-HB diagnosed between 1980 and 2016 were retrospectively identified in SFCE centers (Table 1) and compared to the cohort of 76 French HB patients included in SIOPEL protocols between 1996 and 2006 and without known APC germline mutation (Table 2). Seven APC-HB patients had a familial FAP history already identified at the time of the HB diagnosis, but none of those tumors were diagnosed by systematic surveillance of APC mutation carriers. The diagnosis of FAP was performed after the diagnosis of HB in the five other cases, either as a consequence of a congenital hypertrophy of the retinal pigment epithelium or a colonic polyposis discovered in the mother, or as part of a systematic genetic screening recommended in France since 2013 (Table 1).
Table 1.
HB ID | Age (mths) | Sex | FAP discovery mode | FAP anteriority | gDNA change (GRCh37, chr5) |
Protein change |
---|---|---|---|---|---|---|
#2967 | 40 | M | FAP Familial follow-up | Familial FAP | 112116511del | p.R186Efs*19 |
#4068 | 10 | F | Colonic polyposis later discovered on mother | Familial FAP | 112116592C>T | p.R213* |
#3519 | 56 | M | FAP Familial follow-up | Familial FAP | 112137070del | p.G275Vfs*18 |
#3970 | 14 | M | FAP Familial follow-up | Familial FAP | 112154999del | p.Q424Rfs*30 |
#4065 | 25 | M | FAP Familial follow-up | Familial FAP | 112162883_112162912delinsTGCTGT | p.T496Mfs*36 |
#4066 | 11 | M | Colonic polyposis later discovered on mother | Mother de novo | 112162945G>A | Splice site (517) |
#4070 | 21 | M | FAP Familial follow-up | Familial FAP | 112163618A>C | Splice site (517) |
#4069 | 32 | F | FAP Familial follow-up | Familial FAP | 112170863G>T | Splice site (653) |
#3547 | 17 | M | Genetic test APC screening | de novo | 112173838_112173841del | p.D849Efs*11 |
#4072 | 28 | M | CHRPE | Father de novo | 112173838_112173841del | p.D849Efs*11 |
#4071 | 17 | M | FAP Familial follow-up | Familial FAP | 112174249T>A | p.Y986* |
#4067 | 19 | M | Genetic test APC screening | de novo | 112174474_112174478del | p.Q1062* |
CHRPE: Congenital hypertrophy of the retinal pigment epithelium.
Table 2.
Clinical and biological features | APC-HB (n = 12) |
SIOPEL-HB (n = 76) |
p-val APC vs SIOPEL | Bicêtre non-APC-HB (n = 15) |
p-val APC vs non-APC |
---|---|---|---|---|---|
Age ≥ 1 year | 10/12 (83%) | 49/76 (64%) | 0.32 | 6/15 (40%) | 0.047 |
Mean age in months (range) |
23.9 (10–56) | 17.8 (0.2–55) | 0.11a | 12.9 (3–41) | 0.007a |
Male sex | 10/12 (83%) | 44/76 (58%) | 0.12 | 9/15 (60%) | 0.24 |
Prematurity | 3/11 (27%) | 4/76 (5%) | 0.04 | 1/9 (11%) | 0.59 |
AFP at diag ≥ 1.2 × 106 ng/ml | 1/12 (8%) | 5/75 (7%) | 1.00 | 1/14 (7%) | 1.00 |
Mean AFP at diag in ng/ml (range) | 2x105 (1x103–1x106) | 3x105 (3x102–5x106) | 0.41a | 6x105 (2x104–2x106) | 0.006a |
Mean AFP decrease in fold-ratio (range)* | 156 (9–536) | 1720 (0.5–37,380) | 0.48a | 276 (0.8–1471) | 0.69a |
Metastasis | 2/12 (17%) | 11/76 (14%) | 1.00 | 2/15 (13%) | 1.00 |
Multifocal tumor | 3/12 (25%) | 6/76 (8%) | 0.10 | 1/15 (7%) | 0.29 |
PRETEXT I | 1/12 (8%) | 7/76 (9%) | 1.00 | 0/15 (0%) | 0.44 |
PRETEXT II | 5/12 (42%) | 33/76 (43%) | 1.00 | 7/15 (47%) | 1.00 |
PRETEXT III | 4/12 (33%) | 30/76 (39%) | 0.76 | 8/15 (53%) | 0.44 |
PRETEXT IV | 2/12 (17%) | 6/76 (8%) | 0.30 | 0/15 (0%) | 0.19 |
PRETEXT Tumoral Rupture | 1/12 (8%) | 1/76 (1%) | 0.26 | 0/15 (0%) | 0.44 |
PRETEXT Vascular Invasion | 1/12 (8%) | 9/76 (12%) | 1.00 | 0/15 (0%) | 0.44 |
PRETEXT Portal vein Invasion | 1/12 (8%) | 8/76 (11%) | 1.00 | 0/15 (0%) | 0.44 |
PRETEXT Vena cava Invasion | 0/12 (0%) | 4/76 (5%) | 1.00 | 0/15 (0%) | 1.00 |
Hepatic transplantation | 1/12 (8%) | 1/70 (1%) | 0.27 | 0/15 (0%) | 0.44 |
R+surgical margin | 2/12 (17%) | 16/75 (21%) | 1.00 | 3/15 (20%) | 1.00 |
Chemotherapy | 11/12 (92%) | 76/76 (100%) | 0.14 | 15/15 (100%) | 0.44 |
Cisplatin | 11/12 (92%) | 76/76 (100%) | 0.14 | 15/15 (100%) | 0.44 |
Carboplatin | 5/12 (42%) | 24/76 (32%) | 0.52 | 2/14 (14%) | 0.19 |
Doxorubicin | 6/12 (50%) | 48/76 (63%) | 0.53 | 3/15 (20%) | 0.13 |
Death of disease within 5 y | 0/12 (0%) | 7/76 (9%) | 0.28b | 2/15 (13%) | 0.20b |
The p-value was obtained with Fisher exact test in all cases except for a continuous data where Wilcoxon test was used and b analysis of survival where Log-rank test was used.
*Ratio of serum AFP at diagnosis to serum AFP after four cycles of chemotherapy.
PRETEXT stands for “pre-treatment assessment of tumor extension”
Features of the APC-HB patients were comparable to that of the SIOPEL cohort with a non-significant enrichment in male gender (83% vs. 58%) and older age at diagnosis of HB (mean 23.9 vs. 17.8 months), more premature birth (27% vs. 5%) but similar staging of the disease, biological features, and treatment (Table 2). APC-HB had also quite similar clinical features compared to a series of 15 consecutive non-APC-HB surgically treated in Bicêtre Hospital (France) that served as a control group for molecular and histopathological analyses (see below), with this time a significant enrichment in older patients (23.9 vs. 12.9 months, P = .007) and lower serum AFP (mean 206,738 vs. 616,198 ng/ml, P = .006) (Table 2). At diagnosis, multifocal liver nodules were observed in three APC-HB cases (25%) and two patients had lung metastasis. Interestingly two APC-HB patients associated a HB with a hepatocellular adenoma (Supporting Figure 3), a rare benign lesion known to be associated with APC germline mutations.14
All APC-HB patients but one received a neoadjuvant chemotherapy prior to surgical resection based on cisplatin administration, while the remaining patient received arterial embolization without chemotherapy 3 d before surgery. In eight APC-HB with available data, four cycles of chemotherapy induced a decrease in serum AFP in all patients (mean fold-ratio of 156, min–max 9–536, Table 2). Then, 11 patients underwent partial hepatectomy, 1 received liver transplantation. With a mean follow-up of 14 y from diagnosis (min–max: 3.1–36.9 y), all patients are still alive in complete remission. Their disease-specific survival was compared to the SIOPEL cohort (follow-up mean = 4.7 y, min–max: 0.2–9 y) and the Bicêtre cohort (follow-up mean = 3.6 y, min–max: 0.5–5.9 y) (Table 2 and Supporting Figure 4). While seven patients from the SIOPEL arm and two patients from the Bicêtre arm died of their cancer, APC-HB patients achieved 100% of survival. Despite the small size of the sample and the absence of significant difference in the log-rank test (P = .28 and P = .2 vs. SIOPEL and Bicêtre, respectively), this result suggests that APC germline mutation could be associated with good survival. However, these results need to be confirmed in a larger cohort of APC-HB patients.
Spectrum of APC germline mutations in HB
In our series of 12 APC-HB patients, we identified nine truncating mutations and three mutations affecting splicing sites in the APC gene (Table 1). All these mutations were previously reported as causal in the UMD-APC database that includes 3343 FAP mutations (http://www.umd.be/APC/4). Adding our 12 French APC-HB germline mutations to the 30 previously reported in the US,8 we showed that the spectrum of germline APC-HB patients differs from APC mutations in overall FAP (Figure 1). No HB-related APC mutations were found at the classical hotspot of mutation at codon 1309, which accounts for 9% of mutations in classical FAP (0/41 vs. 286/3227, P < .05), while there was no significant difference for the second FAP-hotspot (codon 1062), which is found mutated in 15% of HB cases compared to 8% in classical FAP (Figure 1). It is also noteworthy that only one HB-related mutation was found in the “somatic mutation cluster region” (MCR, codon 1286–1513) which concentrates 14% of germline mutations in FAP (1/41 vs. 467/3227, P < .05) and is associated with a higher number of adenomas and an earlier onset in FAP.15,16 Finally, we observed that almost all (98%) HB-related APC mutations are strictly 5ʹ to the codon 1309, compared to 80% in classical FAP (40/41 vs. 2566/3227, P < .01, Figure 1). These observations confirm that HB phenotype is associated with a particular spectrum of APC mutations in FAP.
APC-HB show a predominant fetal phenotype and strong β-catenin activation
Pathological reviewing showed that APC-HB harbor a variety of the typical HB histological components, similar to the 15 non-APC-HB from the Bicêtre control group (Figure 2a and Supporting Figure 1). However, APC-HB tend to demonstrate a higher proportion of fetal component (75% vs 57%, P = .27) while having a lower proportion of mesenchymal component (7% vs 29%, P = .09), particularly of the osteoid component (0.4% vs 18%, P = .005) (Figure 2a and Supporting Figure 1). Regarding classical histological features, APC-HB do not differ significantly from non-APC-HB, albeit for a tendency for less pseudoglandular pattern (25% vs 60%, P = .12) and more tumor steatosis (50% vs 13%, P = .09) (Table 3). All APC-HB tumors had necrosis, ranging from 10% to 95%. Notably, compared to non-APC-HB, all APC-HB but one were well limited (33% vs 89%, P = .01), with an intact encapsulated tumor (13% vs 78%, P = .003) (Table 3).
Table 3.
APC-HB | Non-APC-HB | p-Value | |
---|---|---|---|
Histological features | |||
Mean size in cm (range) | 5.4 (3.2–6.4) | 6.8 (1–14) | 0.12 |
Intact tumor capsule | 7/9 (78%) | 2/15 (13%) | 0.003 |
Well limited tumor | 8/9 (89%) | 5/15 (33%) | 0.01 |
Mean tumor necrosis in % (range) | 37 (10–95) | 36 (0–90) | 0.40 |
Clear cells | 1/12 (8%) | 1/15 (7%) | 1.00 |
Tumor steatosis | 6/12 (50%) | 2/15 (13%) | 0.09 |
Tumor cholestasis | 0/12 (0%) | 0/15 (0%) | 1.00 |
High mitotic index | 0/12 (0%) | 2/15 (13%) | 0.49 |
Pseudoglandular pattern | 3/12 (25%) | 9/15 (60%) | 0.12 |
Tertiary lymphoid structure (TLS) | 11/12 (92%) | 6/15 (40%) | 0.01 |
IHC features | |||
Nuclear β-catenin | 10/10 (100%) | 13/14 (93%) | 1.00 |
Strong GS staining | 10/10 (100%) | 12/14 (86%) | 0.49 |
CD3 in TLS | 9/9 (100%) | 6/6 (100%) | 1.00 |
CD8 in TLS | 7/7 (100%) | 4/4 (100%) | 1.00 |
CD20 in TLS | 7/7 (100%) | 6/6 (100%) | 1.00 |
DC-LAMP in TLS | 6/7 (86%) | 3/6 (50%) | 0.27 |
Molecular features | |||
CTNNB1 exon 3 mutated/deleted | 0/5a (0%) | 14/15 (93%) | 0.0004 |
TERT promoter mutated | 0/4 (0%) | 0/15 (0%) | 1.00 |
NFE2L2 mutated | 0/5a (0%) | 0/15 (0%) | 1.00 |
a CTNNB1 and NFE2L2 mutational status for one case was obtained from Cairo et al., 2008, case number HB170.
In IHC experiments, APC-HB showed a strong Wnt/β-catenin activation with nuclear β-catenin accumulation in all analyzed tumors (10/10) associated with a strong and diffuse GS expression by tumor fetal component but not in the non-tumor liver tissues. Of note, the synchronous hepatocellular adenomas observed in two APC-HB patients also had a positive GS staining but no nuclear accumulation of the β-catenin (Supporting Figure 3). The activation of the Wnt/β-catenin pathway was also observed in 13/14 non-APC-HB (Figure 2b). All non-APC-HB but one (14/15) harbored a CTNNB1 activating somatic exon 3 mutation/deletion while no CTNNB1 mutations were found in APC-HB (0/5), confirming previous reports17 that germline APC and somatic CTNNB1 mutations are mutually exclusive (P = .0004, Table 3). No mutations in TERT promoter or NFE2L2 were observed in both groups of HB (Table 3). Among the 24 HB analyzed, the only tumor without nuclear β-catenin staining was from patient #2941 which appears to be neither germline APC nor somatic CTNNB1 mutated.
The assessment by qRT-PCR of the mRNA level of AXIN2 and LGR5, two known Wnt/β-catenin targets, further showed the activation of this pathway at a higher level in non-APC-HB compared to APC-HB (P < .05, Figure 2c).
APC-HB are characterized by post-chemotherapy TLS
At pathological reviewing of the HES slides, the most striking pathological feature of APC-HB was the presence of intratumor nests of immune cells evoking TLS that can be categorized in three types regarding their organization (aggregate, primary follicle, or secondary follicle, see Supporting Figure 2 for representative images).18 Reviewing of both HES and the T cell marker CD3 in IHC revealed that 11 out of 12 APC-HB had intratumor TLS, all of the primary follicle type. Distribution of these lymphoid nests was widespread within the tumor and in direct contact with tumor cells (Figure 3b and Supporting Figure 5 for larger images). In contrast, only 3 out of 15 non-APC-HB showed primary follicle-type TLS, which were restricted to intratumor fibrotic zones for 2/3, while three others harbored aggregate-type TLS (trend chi-squared test P = .0006, Figure 3a/b and Supporting Figure 5).
Interestingly, the unique APC-HB patient who did not have TLS in its resected tumor (#4066), was the only one who did not receive neoadjuvant chemotherapy before sampling (Figure 3c). To confirm this association, we analyzed in HES and CD3 IHC the pre-chemotherapy biopsies of four additional APC-HB (#2967, #3547, #4072, and #3519). While the biopsy of patient #4072 showed few isolated intratumor CD3+ cells, no TLS were found in any of the four biopsies, in contrast to the paired post-chemotherapy resected tumors of the same patients (Figure 3c). Noteworthy, in both patients (#3519 and #3970) who developed a hepatocellular adenoma synchronous to their HB, adenoma lesions did not display any TLS after chemotherapy, in contrast to the paired TLS-positive HB (Figure 3c). Thus, intratumor TLS was constantly observed in APC-HB after chemotherapy (0/5 in pre-chemotherapy vs 11/11 in post-chemotherapy, P = .0002) but not in the paired benign adenomas (0/2).
To gain further insight into the cellular composition of these intratumor TLS, we performed IHC analysis of different leukocytes markers with a semi-quantitative scale (Figure 4a/B and Table 3). All the TLS in post-chemotherapy APC-HB were highly positive for the T cell markers CD3 and CD8, while they harbored only few B cells positive for CD20, few DC-LAMP+ dendritic cells, as well as CD68+ macrophages and CD117+ mast cells, accounting for an active antigen-presentation within the TLS+ tumors (Figure 4a/b). A similar distribution was observed in both aggregate type and primary follicle-type TLS present in six non-APC-HB tumors but with a lower absolute number of immune cells (Figure 4b). Leukocytes were also found as isolated cells outside TLS at various levels in all analyzed post-chemotherapy tumors, including eight non-APC-HB without TLS. Overall, in either APC or non-APC HB tumors, immune cells were predominantly found within TLS (Figure 4b). All non-APC-HB without TLS showed a very low or weak density of intratumor T lymphocytes (CD3+ and CD8+) while three-eighths of these tumors had no visible CD20+ B lymphocytes (Figure 4b). Of note, DC-LAMP+ dendritic cells were almost all identified within TLS. Conversely, CD68+ macrophages and CD117+ mast cells were not restricted to the TLS but rather spread into the whole tumor, and APC-HB were enriched in mast cells (75% vs 14%, P = .008). Of note, in the five pre-chemotherapy APC-HB tumors analyzed, few isolated CD3+ lymphocytes were observed but at a weak density for patient #4072 and even lower density for the four others, indicating that the number of lymphocytes outside TLS is also increased after cisplatin treatment.
In order to better characterize the immunological nature of the tumor micro-environment giving rise to the observed TLS, we measured the expression levels of a panel of 36 immune-related genes in two APC-HB tumors with TLS compared to two non-APC-HB tumors without TLS, as well as four non-tumor liver samples (Figure 4c). All immune-related genes were overexpressed in the two TLS+ APC-HB samples except CXCR1 and CXCR2 whose low expression could reflect the absence of neutrophils.19 Markers of T cells such as the genes coding for CD3, CD4, and CD8 were also slightly expressed in non-APC-HB samples reflecting the presence of a few isolated T cells in those tumors. Conversely, markers of T cell activation and cytotoxicity such as IFNG, TBX21, GNLY, and GZMB were only found overexpressed in APC-HB samples, while markers of natural killer and B cells were down-regulated in non-APC-HB samples. Genes coding for various immune checkpoints receptors and ligands such as CTLA4, PD-1/PD-L1 were all overexpressed in APC-HB samples, whereas in non-APC-HB only CTLA4 and PDCD1 receptors were expressed. Finally, we observed in APC-HB an overexpression of various chemokines of the CCL and CXCL family, which have been associated with lymphocyte recruitment and entry into TLS.20
Discussion
In this study, we compared APC-HB to both classical FAP patients and sporadic non-APC-HB patients, with two main findings: (i) FAP patients who develop HB have a peculiar APC mutation spectrum, and (ii) APC-HB patients are characterized by a good survival and a massive tumor infiltration by leukocytes organized in TLS in response to cisplatin-based chemotherapy.
Regarding APC mutations, our observation is a statistical confirmation of 10 y old hypothesis about a different spectrum in HB compared to classical FAP.8 We observed a complete absence of mutations in the classical FAP hotspot at codon 1309 in APC-HB patients (P < .05), a feature also found in the recent meta-analysis of APC-HB spectrum of mutations.6 Genotype–phenotype correlations have been reported in FAP for a long time, with mutations localized in some regions of the gene being associated with the severity of the polyposis or with some extra-colonic features such as desmoid tumors or congenital hypertrophy of the retinal pigment epithelium.4 In APC-HB, the exclusion of mutations in the 1309 codon and in the MCR may relate to the need for a fine-tuning of the activation of the Wnt/β-catenin pathway in HB tumorigenesis, as it has been proposed for colorectal adenoma.21 It may also result from the implication in HB development of APC functions beyond the Wnt/β-catenin pathway,5 which could explain our present observation of phenotypic differences between APC-HB and CTNNB1 mutated non-APC-HB.
Compared to sporadic non-APC-HB patients (the SIOPEL series of 76 French patients as well as the series of 15 patients resected in Bicêtre hospital), APC-HB patients showed quite similar clinical and biological features (Table 2), as it has been reported in a recent retrospective analysis in the US22 and in the meta-analysis of the literature.6 In concordance with those studies, APC-HB patients appeared to be slightly older and enriched in the male gender, but none of these features allowed a clinical-based identification of FAP patients. This pleads for a systematic screening for APC mutations in HB patients even in the absence of familial history of tumors, since 25–30% of FAP cases arise from a de novo mutation.4 Such a screening leading to the surveillance of FAP-related neoplasms in APC mutation carriers is of major importance for the patient and its relatives. Furthermore, a screening of germline APC mutations in large cohorts would be useful to statistically validate our observation of a good survival of APC-HB patients, since the small sample size and the absence of events did not allow our analysis to reach significance (P = .28 and P = .2 vs. SIOPEL and Bicêtre cohorts, respectively).
The good prognosis of the APC-HB, with a complete remission in all the cases, was associated with chemotherapy-induced intratumor follicle-type TLS in all tumors, a feature only retrieved in 20% of non-APC-HB. This suggests that APC alterations have a major role in the induction of an active tumor immune response after cisplatin chemotherapy. Indeed, TLS are defined as lymphoid aggregates forming in response to permanent chronic inflammation, such as chronic infection, autoimmune disease, graft rejection, and cancer. Intratumor TLS can be a witness of an active anti-tumor immune response and have been associated with a good prognosis in a lot of different adult cancers18 including hepatocellular carcinomas.23 According to the literature, this work is the first formal description of TLS per-se in pediatric neoplasms. However, intratumor structures resembling secondary lymphoid follicles have been previously described in a subgroup of neuroblastomas associated with the opsoclonus-myoclonus syndrome.24 This rare paraneoplastic autoimmune disorder is of excellent prognosis for neuroblastoma patients, including those with an unfavorable genomic profile, highlighting that an immune response might be involved in tumor control.25
All 11 post-chemotherapy APC-HB had TLS of the primary follicle type with a high density of CD3+ T cells but fewer CD20+ B cells, and without clear germinal center, indicative of an incomplete maturation. The conjoint observation of DC-LAMP+ dendritic cells and CD3+ T cells in the TLS may reflect antigen-presentation within the tumor and could be indicative of the implementation of an effective anti-tumor immune response since dendritic cells inside TLS is of good prognosis in tumors such as non–small-cell lung cancer11 or clear cell renal cell carcinoma.26
While it has been known for a long time that chemotherapy can increase the number of tumor -infiltrating lymphocytes in different neoplasms such as breast27 or ovarian cancer,28 the effect of neoadjuvant chemotherapy on TLS is poorly documented. In different types of lung cancers,29,30 intratumor TLS have been described both in the presence and the absence of chemotherapy. It was further shown that lung squamous cell carcinoma patients have less germinal centers in their TLS if they received cisplatin-based neoadjuvant chemotherapy, but the chemotherapy was co-administered with corticosteroids that could have a direct inhibitor effect on germinal center maturation.30
To our knowledge, our observation is the first description of chemotherapy-induced TLS formation with paired pre-chemotherapy biopsies as a control, indicating that chemotherapy induces a peculiar immune response. This could involve the so-called immunogenic cell death (ICD), a class of controlled cell death processes that produce damage-associated molecular patterns which can act as adjuvants for initiating the immune response via the recruitment and activation of dendritic cells.31 In this regard, it is noteworthy that patient #4066, the only APC-HB patient who did not receive neoadjuvant chemotherapy, had some zones of ischemic-related necrosis induced by arterial embolization in its tumor without any TLS at proximity. This indicates that necrosis is not sufficient to induce the formation of intratumor TLS and highlights the fact that cisplatin-based chemotherapy induces a specific type of cell death related to the immune response. The fact that the synchronous hepatocellular adenomas of two APC-HB patients had no TLS while being from the same surgical specimen than TLS+ HB further emphasizes the link between cisplatin-related cell death and TLS, since those two adenomas did not respond to chemotherapy. However, we cannot exclude the fact that this difference in immune response would arise from a difference in antigenicity, since the HB tumors may express neoantigens that are absent in the synchronous adenomas.
All 11 APC-HB patients who went through neoadjuvant chemotherapy received cisplatin, even though some patients also received carboplatin and doxorubicin. Previous studies have shown that cisplatin alone has an incomplete ability to provoke ICD: while it does induce the release of dendritic cells activators such as the HMGB1 protein, it still misses a critical step, the translocation of calreticulin to the membrane,32 which acts as an “eat-me” signal for professional antigen-presenting cells.31 This missing step can be compensated by the use of cisplatin in combination with inducers of endoplasmic reticulum stress such as thapsigargin33 or pyridoxine34 or with the IL8 ortholog Cxcl235 to induce ICD in vitro and in vivo. We may thus hypothesize that some mechanism occurring in APC-HB tumor cells is similarly able to compensate for the missing steps of cisplatin in the process of ICD, which would explain why all chemotherapy-treated APC-HB tumors had follicle-type TLS contrary to only 3/15 non-APC-HB. Since most non-APC-HB tumors have CTNNB1 activating mutations, this hypothetical mechanism could be linked to APC functions not related to the activation of the Wnt/β-catenin pathway, such as its involvement in cytoskeleton, cell cycle, apoptosis,, or genomic stability.5 Finally, anticancer immune effects of chemotherapy can be modulated by gut microbiota36 and specific bacterial biofilms selected in FAP patients could interfere with treatment efficacy in APC-HB.37
In conclusion, since APC-HB are associated with a good survival and cisplatin post-chemotherapy active immune response, APC genetic screening of HB patients may help to adapt tumor treatment and avoid unnecessary intensive chemotherapy in these patients. A potential synergic role of anti-tumor immune reinforcement could be tested for HB patients in future clinical trials.
Funding Statement
FUNGEST team is supported by the Ligue Nationale contre le Cancer (Equipe Labellisée), Labex OncoImmunology (investissement d’avenir), Coup d’Elan de la Fondation Bettencourt-Shueller, the SIRIC CARPEM, Fondation Mérieux, SFCE (Société Française de Lutte Contre les Cancers et les Leucémies de l’Enfant), Fédération Enfants Santé, Etoile de Martin, l’Association Hubert Gouin « Enfance et Cancer ». GM was supported by CARPEM. TZH was supported by Région Ile de France and then Fondation d’Entreprise Bristol-Myers Squibb pour la Recherche en Immuno-Oncologie. JP is supported by the Fondation Pour La Recherche Médicale, FRM grant number: ECO20170637540.
Abbreviations
- AFP
Alpha-Fetoprotein
- APC
Adenomatous Polyposis Coli
- FAP
Familial Adenomatous Polyposis
- GS
Glutamine Synthetase
- HB
Hepatoblastoma
- HES
Hematein-Eosin-Safran
- ICD
Immunogenic Cell Death
- IHC
Immunohistochemistry
- MCR
Mutation Cluster Region
- TLS
Tertiary Lymphoid Structure
Acknowledgments
We thank all the clinicians, radiologists and pathologists who participated to this work: Prs. Frédéric Gauthier and Hélène Martelli, Drs. Florent Guérin, Danièle Pariente, Stéphanie Franchi-Abella and Charlotte Mussini; Katia Posseme, Martine Prsle, Véronique Bruna, Delphine Colmant, Marie Josée Redon and Olivier Trassard (CHU Bicêtre, AP-HP, Le Kremlin Bicêtre), Pr Dominique Berrebi; Louis Tournier, Pascal Blain, Elodie Borghesi, Muriel Mateo-Gajardo, Sébastien Carrera, Carole Martignac and Maxette Pierin (CHU Robert Debré, AP-HP, Paris), Dr. Louise Galmiche and Gisèle Le Gall (CHU Necker Enfants Malades, AP-HP, Paris), Pr. Aurore Coulomb-L’hermine, Drs. Sabah Boudjemaa, Sylvie Fasola, Jean Donadieu, and Hélène Boutroux-Dariane (CHU Trousseau, AP-HP, Paris), Drs. Isabelle Aerts and Paul Freneaux (Institut Curie, Paris), Brenda Mallon (Institut Gustave Roussy, Villejuif), Pr. Jean-François Mosnier and Dr. Estelle Thebaud (CHU Nantes), Dr. Bruno Turlin (CHU Rennes), Pr. Yves Perel (CHU Bordeaux), Pr. Jannick Selves (CHU Toulouse), Dr. Cécile Dumesnil and Arnaud François (CHU Rouen), Drs. Claire Hoyoux and Albert Thiry (CHU Liège, Belgium), and Dr. Rudolf Maibach (University of Bern, Switzerland) who provided data from French patients included in SIOPEL 2 and 3 trials. We thank the Paris Sud Tissue bank (CRB PARIS SUD BB-0033-00089) and HEPATOBIO database and the help of the department of biostatistics of Gustave Roussy.
Author contributions
GM, MF, CG, and J-YS provided samples and pathological reviewing. GM, EB, LB, SB, ST, and CC provided samples and clinical information. JZ-R, JC, EL, LB, MF, and SR participated to the study concept and design. GM, JP, and YM generated experimental data. TZH, SC, and SI performed statistical analyses. JZ-R, MF, and LB designed and coordinated the overall study. JZ-R and LB obtained funding for the study. TZH, GM, and JZ-R wrote the manuscript. All authors participated to the critical revision of the manuscript.
Disclosure of Potential Conflicts of Interest
Authors have no conflict of interest to declare.
Supplemental material
Supplemental data for this article can be accessed on the publisher’s website.
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