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. 2019 May 13;142(6):1547–1560. doi: 10.1093/brain/awz107

The clinical spectrum of the congenital myasthenic syndrome resulting from COL13A1 mutations

Pedro M Rodríguez Cruz 1,2,, Judith Cossins 1, Eduardo de Paula Estephan 3, Francina Munell 4, Kathryn Selby 5, Michio Hirano 6, Reza Maroofin 7, Mohammad Yahya Vahidi Mehrjardi 8, Gabriel Chow 9, Aisling Carr 10, Adnan Manzur 11, Stephanie Robb 11, Pinki Munot 11, Wei Wei Liu 1, Siddharth Banka 12, Harry Fraser 12, Christian De Goede 13, Edmar Zanoteli 3, Umbertina Conti Reed 3, Abigail Sage 6, Margarida Gratacos 14, Alfons Macaya 4, Marina Dusl 15, Jan Senderek 15, Ana Töpf 16, Monika Hofer 17, Ravi Knight 18, Sithara Ramdas 19, Sandeep Jayawant 19, Hans Lochmüller 20,21,22,23, Jacqueline Palace 2, David Beeson 1,
PMCID: PMC6752227  PMID: 31081514

Mutations in COL13A1 cause synaptic basal lamina-associated congenital myasthenic syndrome type 19. Rodriguez Cruz et al. describe the clinical and genetic spectrum associated with COL13A1 mutations, and the key clinical features to look out for.

Keywords: congenital myasthenic syndromes; COL13A1; synaptic basal lamina; salbutamol; 3,4-diaminopyridine

Abstract

Next generation sequencing techniques were recently used to show mutations in COL13A1 cause synaptic basal lamina-associated congenital myasthenic syndrome type 19. Animal studies showed COL13A1, a synaptic extracellular-matrix protein, is involved in the formation and maintenance of the neuromuscular synapse that appears independent of the Agrin-LRP4-MuSK-DOK7 acetylcholine receptor clustering pathway. Here, we report the phenotypic spectrum of 16 patients from 11 kinships harbouring homozygous or heteroallelic mutations in COL13A1. Clinical presentation was mostly at birth with hypotonia and breathing and feeding difficulties often requiring ventilation and artificial feeding. Respiratory crisis related to recurrent apnoeas, sometimes triggered by chest infections, were common early in life but resolved over time. The predominant pattern of muscle weakness included bilateral ptosis (non-fatigable in adulthood), myopathic facies and marked axial weakness, especially of neck flexion, while limb muscles were less involved. Other features included facial dysmorphism, skeletal abnormalities and mild learning difficulties. All patients tested had results consistent with abnormal neuromuscular transmission. Muscle biopsies were within normal limits or showed non-specific changes. Muscle MRI and serum creatine kinase levels were normal. In keeping with COL13A1 mutations affecting both synaptic structure and presynaptic function, treatment with 3,4-diaminopyridine and salbutamol resulted in motor and respiratory function improvement. In non-treated cases, disease severity and muscle strength improved gradually over time and several adults recovered normal muscle strength in the limbs. In summary, patients with COL13A1 mutations present mostly with severe early-onset myasthenic syndrome with feeding and breathing difficulties. Axial weakness is greater than limb weakness. Disease course improves gradually over time, which could be consistent with the less prominent role of COL13A1 once the neuromuscular junction is mature. This report emphasizes the role of collagens at the human muscle endplate and should facilitate the recognition of this disorder, which can benefit from pharmacological treatment.

Introduction

The use of next generation sequencing (NGS) in clinical diagnosis is allowing the identification of novel disease genes in neuromuscular disorders (Taylor et al., 2015). This technology has been crucial to expand the genetic spectrum of the congenital myasthenic syndromes (CMS), which currently exceeds 30 genes (Rodríguez Cruz et al., 2018). Causative genes encode for proteins that are essential for the integrity of neuromuscular transmission. The most common classification of CMS relies on the location of the encoded protein into presynaptic, synaptic or basal lamina-associated and postsynaptic syndromes. All subtypes of CMS share the feature of fatigable muscle weakness but age of onset, presenting symptoms, distribution of weakness, and response to treatment vary depending on the molecular mechanism that results from the underlying genetic defect.

Mutations in COL13A1 were recently identified as the cause of autosomal recessive synaptic basal lamina-associated CMS type 19 (Logan et al., 2015). COL13A1 encodes the collagen type XIII alpha1 chain (COL13A1), which is a single-pass type II transmembrane protein made of a short intracellular domain, a single transmembrane domain, and a triple-helical collagenous ectodomain (Fig. 1A) (Pihlajaniemi and Tamminen, 1990). Unlike most of the collagens, COL13A1 is anchored to the plasma membrane by a hydrophobic transmembrane segment (Hägg et al., 1998). The presence of a proprotease recognition site in the ectodomain allows the C-terminus to be proteolytically cleaved into a soluble form that is part of the basal lamina. Of note, COL13A1 transcripts undergo complex alternative splicing (Pihlajaniemi and Tamminen, 1990).

Figure 1.

Figure 1

Schematic representation of full-length COL13A1, location of genetic variants and pedigrees of families reported. (A) COL13A1_001 (NP_001123575) consist of a short intracellular domain (NC1), a single transmembrane domain (TM), and the extracellular region with three collagenous domains (COL1–3) separated by short non-collagenous domains (NC2–3). The proprotease recognition site is labelled in red. Numbers indicate the amino acid residues composing each domain and the location of the pathogenic variants identified. Because COL13A1 undergoes complex alternative splicing, primary structures can vary. (B) Pedigrees of families included in this report. *An elder sibling from Patient 5 with similar symptoms died at an early age but genetic confirmation was not available. **Patient 15 was initially diagnosed with congenital insensitivity to pain with anhidrosis at the age of 1 year due to a homozygous NTRK1 mutation (Mardy et al., 1999). Patient 16, heterozygous for the NTRK1 variant, was diagnosed with a myasthenic syndrome. This prompted the re-evaluation of the proband in whom a myasthenic pattern of muscle activation was found on neurophysiological studies (Raspall-Chaure et al., 2005). Circles = female; squares = male; filled symbols = affected; open symbols = unaffected; strikethrough = deceased. (C) Protein alignments were performed using the Clustal Omega multiple sequence alignment program (https://www.ebi.ac.uk/Tools/msa/clustalo/).

The overall function of the COL13A1 gene product is not well known, although mRNA expression has been detected at low levels in a wide range of tissues [EMBL-EBI Expression Atlas, https://www.ebi.ac.uk/gxa/home (Petryszak et al., 2016)], suggesting a general role in the function of connective tissues such as cell-matrix and cell-cell interactions (Nykvist et al., 2000; Tu et al., 2002). This is also the case for muscle tissue although it should be noted that these studies did not take into account expression from sub-synaptic nuclei that are key in determining protein expression levels at the neuromuscular junction (Schaeffer et al., 2001).

Studies using transgenic mice have shown that muscle-derived COL13A1 is essential for the maturation of the neuromuscular junction at both pre- and postsynaptic levels (Latvanlehto et al., 2010; Härönen et al., 2017). Col13a1−/− animals showed considerable presynaptic defects such as abnormal clustering of synaptic vesicles at the nerve terminal, reduced terminal complexity with defective nerve endings and terminal Schwann cells that were unable to cover the muscle endplates. The postsynaptic structures showed abnormal maturation with endplates that remained small, immature and fragmented compared to wild-type animals. In keeping with this, experimental studies on C2C12 muscle cell cultures have shown abnormal agrin-induced clustering of acetylcholine receptors (AChRs) with COL13A1 loss of function (Logan et al., 2015). Interestingly, the deleterious effect on AChR clustering appears to be independent of any dramatic effect in vivo on key AChR-clustering-pathway proteins MuSK and DOK7 (Logan et al., 2015). More recent studies in Col13a1−/− animals have shown that the disease tends to stabilize in adulthood once the neuromuscular junction is mature, suggesting that this is collagen is particularly relevant during development and early life (Zainul et al., 2018).

Here we review in detail the mutational and clinical spectrum of disease associated with COL13A1-CMS in order to produce a detailed clinical picture that allows increased recognition of this disorder.

Materials and methods

Next-generation and conventional Sanger sequencing were used to identify the underlying genetic mutations in COL13A1 in 16 subjects from 11 different kinships. They all shared similar clinical features and had abnormalities in neurophysiological testing suggestive of abnormal neuromuscular transmission. The genetics of Cases 1–3 were previously reported by Logan et al. (2015) together with a short clinical description.

Identification of COL13A1-CMS cases

A total of 16 patients (eight females) from 11 different kinships were included (Fig. 1B). Consanguinity was reported in seven families. Details on ethnicity are provided in Table 1.

Table 1.

Clinical features of patients with CMS type 19

Family Country Ethnicity Family 1 UK WE Family 2 UK Indian Family 3 S. Africa WE Family 4 UK Pakistani Family 5 Qatar Family 6 Iran Family 7 Canada WE Family 8 USA Bangladeshi Family 9 Brazil WE Family 10 Brazil WE Family 11 Spain WE
ID Pt 1 Pt 2 Pt 3 Pt 4 Pt 5 Pt 6 Pt 7 Pt 8 Pt 9 Pt 10 Pt 11 Pt 12 Pt 13 Pt 14 Pt 15a Pt 16
Consanguinity N Y Y N Y Y Y Y N N N Y Y Y Y Y
COL13A1 mutations c.1171delG (p.L392SfsX71) c.523-1 delG c.523-1 delG c.300G>A (p.W100X) c.1927G>C (p.G643R) c.1526G>A (p.G509D) c.2129C>T (p.P710L) c.2129C>T (p.P710L) c.621delA (p.G208EfsX15) c.271C>T (p.R91X) c.782-1G>A c.784G>T (p.E262X) c.782-1G>A c.784G>T (p.E262X) c.549+ 5G>A c.549+ 5G>A c.486delT (p.G163 VfsX32) c.648C>G (p.Y216X) c.648C>G (p.Y216X)
Sex F M F F M M F F M M M M F F M F
Age current 6 y 27 y Died 8 y 37 y 18 y 6 y 4 y 6 y 2 y 2 y 8 y 30 y 21 y 11 y Died 20 y 22 y
Age assessed 5 m 24 y 5 y 37 y 13 y 5 y 2 m 1 y 18 m 3 m 5 y 29 y 18 y 8 y 20 y 22 y
Age at onset Birth Birth Birth 1 y Birth Birth Birth Birth Birth Birth Birth Birth Birth Birth Birth Birth
Pregnancy Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal Normal
Presenting symptoms BD, FD, hypotonia Pt, BD, FD BD, FD MD, neck weakness FD, hypotonia BD, FD, RTI BD, FD, pt BD, FD, pt BD, FD, hypotonia BD, FD, hypotonia BD, FD, hypotonia BD, FD, pt, hypotonia FD, pt, hypotonia pt, hypotonia FD, pt, hypotonia BD, FD, pt, hypotonia
Ptosis +++ ++ + ++ ++ + ++ + + + + ++ ++ ++ +++ +++
Ophthalmoparesis - - -/+ -/+ - -/+ - - - - - - + - - -
Facial weakness ++ + + + + + + + + ++ ++ + + + + +
Bulbar weakness +++ (g) - ++ (g) - + + + + +++ (g) ++ (g) ++ (g) - - - + + (g)
Axial weakness +++ + ++ +++ +++ ++ + + +++ +++ +++ ++ ++ + ++ ++
Prox UULL ++ - + - + + - - + + + - - - + +
Prox LLLL + - + - - + + + + + + - - - + +
Distal UULL + - + + + - - - + + + - - - - -
Distal LLLL + - + - - - - - + + + - - - - -
Respiratory crisis Y N Y Y N Y Y N Y Y Y Y N N N Y
Ever required vent / trach Y / N N / N Y / Y Y / N N / N Y / N Y / N N / N Y / Y Y / N Y / Y Y / N Y / N N / N N / N Y / Y
Current use of NIV / trach Y / N N / N Na Y / N N / N N / N N / N N / N Y / Y Y / N Y / Y Y / N Y / N N / N N / N Y / N
Dysmorphic features Y Y Y Y Y Y N N Y N Y Y Y Y Y Y
Kyphosis / scoliosis N / N N / N Y / N N / Y Y / Y N / N N / N N / N N / N N / N N / Y N / Y N / Y N / N N / Y N / Y
Contractures N N N N N N N N N N N N N N Y N
Distal joint laxity Y N Y N N N N N N N Y Y Y N - -
Delayed motor milestones Y ? Y Y Y Y N N Y Y Y Y Y Y Y Y
Learning difficulties Y Y NK N Y Y N N NK Y Y N N N Y N
Treatment Sb, DAP, Py −ve None Py −ve, NIV Sb, NIV Py −ve, Sb (inh) Sb, DAP Sb, py None Sb, DAP Sb, DAP Sb (inh), py Py −ve Py −ve Py −ve - Sb, DAP

BD = breathing difficulties; DAP = 3,4-DAP; FD = feeding difficulties; F = female; g = gastrostomy; inh = inhaler; M = male; MD = motor delay; N = no; NA = not applicable; NIV = non-invasive ventilation; NK = not known; pt = ptosis; py = pyridostigmine; RTI = respiratory tract infections; sb = salbutamol; WE = white European ancestry; Y = yes. aPatient 15 was also diagnosed with congenital insensitivity to pain with anhidrosis due to homozygous NTRK1 mutations (Mardy et al., 1999) while Patient 16 was genetically confirmed heterozygous.

Genetic analysis

Genomic DNA was isolated from patients’ and parents’ blood by standard methods. Exome sequencing was carried out using the manufacturer’s specifications. Sanger sequencing was performed with primers covering exonic and flanking regions of COL13A1. Analysis of splicing variants was performed with Human Splice Finder 3.1 (Desmet et al., 2009). Ethics approval for analysis of DNA and tissue samples was obtained (OXREC B: 04.OXB.017 and Oxfordshire REC C 09/h0606/74).

Endplate studies

Fresh frozen muscle sections from Patient 1 were labelled with Alexa Fluor® 594 conjugated α-bungarotoxin (Life Technologies, Cat. No. B13423) and Alexa Fluor® 488-fasciculin (Life Technologies, special order) at 1 μg/ml for 1 h at 37°C to stain for AChRs and acetylcholinesterase (AChE), respectively. The presynaptic Schwann cell marker S100β was labelled using a mouse monoclonal anti-S100β antibody (Sigma, Cat. No. SAB1402349) and the corresponding fluorescently conjugated secondary antibody (Life Technologies, Cat. No. R37115). Then, sections were washed in PBS and fixed for 10 min in 3% paraformaldehyde at room temperature. Images from the muscle endplates were taken using a Zeiss LSM 510 inverted confocal microscope. Co-localization studies were performed using ImageJ software (Schindelin et al., 2012).

Data availability

The data that support the findings of this study are available from the corresponding author, upon reasonable request.

Results

Genetic analysis

Whole exome sequencing identified 13 COL13A1 variants in 16 subjects from 11 different kinships identified by whole exome sequencing (Fig. 1A, B and Table 1). PCR amplification on genomic DNA and Sanger sequencing confirmed the mutations and segregation of COL13A1 variants with disease. Ten variants were loss-of-function [nonsense (4), frameshift (3), and splice-site (3)] mutations and three were missense. Two siblings were homozygous for the c.523-1delG splice-site variant, which is predicted to allow splicing but lead to premature termination due to a single-base deletion in the coding sequence (p.Gly175Vfs*20) (Logan et al., 2015). Two siblings were heterozygous for the c.782-1G>A splice-site variant, which is predicted to abolish the wild-type donor site and may lead to activation of an intronic cryptic acceptor site. In addition, two siblings were homozygous for the c.549+5G>A splice site variant, which is predicted to alter the wild-type donor site. Both splice variants were predicted to ‘most probably’ affect splicing by Human Splice Finder 3.1 software (Desmet et al., 2009). The three missense variants identified (p.G509D, p.G643R and p.P710L) were located in the C-terminal domain of the protein and affect amino acids evolutionarily conserved across species (Fig. 1C). In silico analysis classified all missense variants as damaging by MutationTaster (Schwarz et al., 2010), PolyPhen-2 (Adzhubei et al., 2010) and the SIFT algorithm (Sim et al., 2012) (Supplementary Table 1). None of the variants identified by whole exome sequencing were listed in Ensembl genome browser 94 [(EMBL-EBI, Cambridge, UK (URL: https://www.ensembl.org) (Dec 2018)] (Zerbino et al., 2018) or in the 125 748 exome sequences and 15 708 whole-genome sequences from unrelated subjects of the Genome Aggregation Database [(gnomAD, Cambridge, MA (URL: http://gnomad.broadinstitute.org) (Dec 2018)] (Lek et al., 2016) except for c.621delA;p.G208EfsX15 (Ensembl: allele frequency not provided), c.271C>T;p.R91X (Ensembl: 0.001 in ALSPAC cohort and 0.000 in TWINSUK cohort) and c.486delT;p.G163VfsX32 (0.000004035; gnomAD), which were classified as rare variants according to their allele frequencies displayed in brackets.

Clinical features

Clinical presentation

Pregnancy was uneventful in all cases and normal foetal movements were reported. Clinical presentation was mostly at birth or shortly afterwards (median age at onset was 0 years, range 0–1 years) with varying degrees of feeding and breathing difficulties. Common features were, first, a number of cases (Patients 2, 5–8 and 12–13) presented with poor suck and weight loss in the neonatal period, and some associated additional recurrent episodes of respiratory dysfunction. This subgroup did not require overall prolonged artificial feeding or ventilation, although we note that Patient 5 was not started on solid food until the age of 3. Second, a more severe group of patients had marked breathing and feeding difficulties requiring long-term ventilation or tracheostomy and artificial feeding from birth (Patients 1, 3, 9–11, 15 and 16). For instance, Patient 1 had severe bulbar weakness and recurrent apnoeas related to diaphragmatic weakness requiring non-invasive ventilation and long-term gastrostomy. In the same way, Patient 9 was apnoeic from birth and had significant bulbar weakness with fatigue on crying and subsequent evidence of failed extubations due to diaphragmatic weakness and respiratory failure. Finally, on the less severe side of the clinical spectrum, Patient 14 was only noted to have mild hypotonia and bilateral ptosis in the first weeks of life, and Patient 4 presented with difficulties to crawl at the age of 1 year, associated with marked neck muscle weakness requiring a neck brace from the ages of 2 to 3 years. Overall, bilateral ptosis (8/16) and generalized hypotonia (10/16) from birth were reported in approximately half of the subjects.

Pattern of muscle weakness

The predominant pattern of muscle weakness included bilateral ptosis with differing degrees of severity, myopathic facies and marked axial weakness, especially in neck flexors and trunk muscles (Fig. 2A and B). Limb muscles were generally less severely affected. Interestingly, in adult cases, ptosis was mainly described as non-fluctuating and was usually non-fatigable on examination. Eye movements were fully preserved except for mild restriction of upgaze in a few (Patients 3, 4, 6 and 13) and no double vision was reported. The presence of a squint was only noted in Patient 6. All cases had myopathic facies with mild to moderate facial weakness involving eye closure and muscles of the lower face. There was marked weakness in neck flexors and extensors and truncal muscles, with a number of patients experiencing poor head control (Fig. 2C) and scoliosis (Fig. 2D). Weakness in proximal limbs was generally present early in life but improved gradually over time, with some patients having no detectable weakness in adulthood (Patients 2, 4, 12 and 13). Mild distal weakness in upper and lower limbs was noted in half of the cases.

Figure 2.

Figure 2

Clinical features of patients with COL13A1 mutations. (A and B) Presence of bilateral ptosis and dysmorphic features including elongated face, micrognathia and low-set ears (Patients 12 and 13). (C) Marked weakness in neck flexors and truncal muscles with poor head control (Patient 1). (D) Severe scoliosis and associated thoracic kyphosis with restricted lung capacity (Patient 5).

Respiratory function

Respiratory function was compromised in the majority of patients, though with differing degrees of severity, including four patients requiring long-term tracheostomy soon after birth. Episodes of respiratory deterioration were frequent early in life, and ventilator support was often needed. Respiratory crisis were either triggered by chest infections or occurred spontaneously, and some patients had associated bibasilar atelectasis probably related to diaphragmatic weakness. Overall, the prognosis over time was favourable with a reduction in the frequency of respiratory events, although they still occurred in some adult cases with reduced vital capacity and chest abnormalities: Patient 4 had two respiratory crises triggered by chest infections at the age of 32 years following a long period of stability of more than a decade. Patients 12 and 13 suffered from daily somnolence in adulthood and were diagnosed with obstructive sleep apnoea by polysomnography and subsequently started on nocturnal non-invasive ventilation.

Additional clinical features

Dysmorphic features were noted in all cases except Patients 7, 8 and 10. These included elongated face, low-set ears, micrognathia and high-arched palate (Fig. 2). In addition, some patients (Patients 1–3, 5, 6 and 15) had prominent skeletal abnormalities, especially of the chest (Fig. 2A and D), with the presence of pectus carinatum from early life. Patients 4, 5, 12, 13 and 16 developed moderate to severe scoliosis with associated thoracic kyphosis and restricted lung capacity in some cases (Fig. 2D). Spinal fusion surgery was performed in Patients 4 and 16 at the age of 8 and 13 years, respectively. Mild spinal rigidity was present in Patients 2 and 3 but no distal or proximal contractures were noted in any patient. Joint laxity was not a striking feature and was only noted mild distally in Patients 1, 3 and 11–13. An overall thin appearance with generalized reduced muscle bulk was reported in the records of Patients 2, 4, 5, 12 and 13.

Mild learning difficulties were present in Patients 1, 2, 5, 6 and 10, while Patient 11 had severe cognitive delay with autism spectrum disorder and self-injurious behaviour. At the age of 8 years, he is able to follow simple commands and has ∼30–40 words in his vocabulary. Patient 15 had moderate cognitive delay and self-mutilation behaviour secondary to congenital insensitivity to pain with anhidrosis due to a homozygous mutation in NTRK1 (Mardy et al., 1999). Skin abnormalities were only noted in Patient 1 with mild keratosis pilaris. There were no signs suggestive of skin hyperextensibility or hypertrophic scarfs. Patient 3 had a combined hiatus and diaphragmatic hernia that worsened her respiratory function. Patient 5 had delayed recovery from general anaesthesia at age 2 months following surgery for a unilateral inguinal hernia.

Response to treatment

While there was no clear response to cholinesterase inhibitors, treatment with 3,4-diaminopyridine (3,4-DAP, 0.3–0.9 mg/kg/day) and salbutamol (0.05–0.56 mg/kg/day) resulted in improved motor and respiratory function. Treatment with 3,4-DAP (0.3 mg/kg/day) and salbutamol (0.56 mg/kg/day) was effective in Patient 1, leading to better head control, improved unassisted sitting and reduced requirement for non-invasive ventilation. Previous treatment with pyridostigmine (up to 6 mg/kg/day) was only transiently beneficial. Patient 2 did not respond to treatment with pyridostigmine up to 6 mg/kg/day in childhood. Further treatment was not attempted because of the normalization of his muscle strength in adulthood. Patient 3 was not initiated on pyridostigmine because of parental choice at the time of clinical diagnosis. Patient 4 had no further respiratory crisis to date on treatment with salbutamol (0.17 mg/kg/day) although neck weakness continues to be marked. Patient 5 was already on treatment with salbutamol inhaler for asthma and therefore further treatment was not advised. Patient 6 improved his axial strength and fatigue levels on treatment with 3,4-DAP (0.9 mg/kg/day) and salbutamol (0.2 mg/kg/day). Patient 7 was treated with pyridostigmine and salbutamol inhaler (because of asthma) with apparent improvement in her ptosis. Patient 8 did not receive pharmacological treatment for her mild myasthenic symptoms. Treatment with salbutamol (up to 0.2 mg/kg/day) in Patient 9 was initially useful to wean from invasive to non-invasive ventilation. Subsequent introduction of 3,4-DAP (0.3 mg/kg/day) helped to improve his head control and limb strength and reduce his fatigue when crying. Patient 10 was started on 3,4-DAP (0.3 mg/kg/day) and albuterol (0.56 mg/kg/day) at 3 months of age with overall improvement in motor function and gain of antigravity power in limbs and ability to sit without support. The response to treatment in Patient 11 has not been assessed. Patients 12–14 did not respond to treatment with pyridostigmine. Patient 16 had some improvement on 3,4-DAP, which was helpful for decannulation and switching to non-invasive ventilation and removal of gastrostomy at age 4 years. Subsequent addition of salbutamol (0.15 mg/kg/day) resulted in clear respiratory improvement (vital capacity increased from 20% to 40% of the predicted value) with no respiratory crisis in the last 5 years.

Course of disease

Most patients improved over time with regards to their motor and respiratory function, including a decrease in the frequency of respiratory events (Fig. 3). This was obvious in the adults (Patients 2, 4, 5, 12, 13 and 16) where examination showed absent or minimal weakness in limb muscles despite some of them not being on treatment at the time of diagnosis. By contrast, axial weakness persisted in adulthood with most cases experiencing ongoing moderate to severe neck weakness and poor head control. Respiratory function was also impaired in adult patients with reduced vital capacity, scoliosis and morphological abnormalities of the chest (Patients 4, 5, 12 and 13). All adult patients were fully ambulant although Patient 5 could walk only up to 400 m before he became fatigued and short of breath. The milder paediatric cases (Patients 6–8 and 14) gradually improved with age although remain affected with bilateral ptosis and mild to moderate axial weakness, but free of respiratory events. The more severe paediatric cases with onset of symptoms at birth (Patients 1, 9 and 10) continue to make good progress except for Patient 11 who gained the ability to cruise at age 5 years but subsequently lost it and since then has been wheelchair-dependent. Patient 1 at 5 years of age is currently able to walk independently around the house but uses a wheelchair for longer distances. She is largely percutaneous endoscopic gastrostomy (PEG)-fed and uses non-invasive ventilation at night, although she has remained free of respiratory crisis since salbutamol was initiated at 2 years of age. Axial weakness is still present with sub-gravity neck flexion strength and poor head control. Patient 9 remains PEG-fed and ventilated via tracheostomy at age 2 years. However, there has been a reduction in fatigue and progress in his abilities with less frequent need for suctioning, acquisition of the ability to sit and improvement in head control and limbs strength. Patient 10 continues to have poor head control with inability to stand without support at age 23 months. He requires nocturnal non-invasive ventilation and is fully PEG-fed. Patient 3 died at the age of 8 years from chronic respiratory failure attributed to muscle weakness and diaphragmatic hernia, and Patient 15 died at the age of 20 years from a choking episode.

Figure 3.

Figure 3

Course of disease in patients with COL13A1-CMS. The proposed course of disease in COL13A1-CMS based on the observations made from the cases reported in this study. Axial weakness remained severe throughout the disease course while limb weakness and bulbar weakness improved over time. The respiratory function also improved with time but some adult patients had respiratory crisis or needed non-invasive ventilation most likely due to morphological abnormalities of the chest and the spine causing reduced vital capacity.

Investigations

Muscle biopsy

Nine patients underwent muscle biopsy (age range: 6 months–17 years), which was described as normal or showed mild non-specific changes (Table 2 and Fig. 4). These included: mild variation in fibre size (Patients 1, 5, 6 and 12; Fig. 4A and G) and the presence of a few internal nuclei (Patient 1); mild increase in connective tissue (Patients 12 and 15); mild type 1 fibre predominance (Patient 5; Fig. 4C); and mild changes in oxidative staining with some fibres giving a moth-eaten (Patient 12; Fig. 4I) or a halo-like appearance (Patient 1). Occasional peripheral vacant vacuole-like areas with haematoxylin and eosin stain and several hypercontracted fibres with Gömöri trichrome stain were seen in Patient 1 although an artefactual effect cannot be ruled out (Logan et al., 2015).

Table 2.

Clinical investigations of patients with CMS type 19

Family 1 Family 2 Family 3 Family 4 Family 5 Family 6
Affected individual Patient 1 Patient 2 Patient 3 Patient 4 Patient 5 Patient 6 Patient 7 Patient 8
Vital capacity, l, (% predicted) 2.88 (62) 1.08 (29) 0.75 (23)
Abnormal RNS decrement (>10%) Y Y Y N N Y Y
    Muscle ADM, FHB Anconeous Trapezius FCU NA ADM, FHB ADM, FHB
Abnormal SFEMG Y Y Y Y Y
    Muscle OO EDC OO OO OO
    MCD, µs 133.3 69.8 173.8 68.7 75.0
    Increased jitter Y Y Y Y NA
    Blocking Y N N Y NA
Muscle biopsy (age) Y (6 m) Y (1 y) Y (3 y) Y (5 y) Y (1 y)
    Muscle Quadriceps Quadriceps NA Quadriceps Quadriceps
    Result Non-specific Normal NA Non-specific Non-specific
Muscle MRI Normal Normal
CK (IU/l) 35 212 141 Normala Normala Normala
Brain MRI Normal
Family 7 Family 8 Family 9 Family 10 Family 11
Affected individual Patient 9 Patient 10 Patient 11 Patient 12 Patient 13 Patient 14 Patient 15 Patient 16
Vital capacity, l, (% predicted) 1.43 (29%) b 0.65 (14%)c 0.55 (23%)
Abnormal RNS decrement (>10%) Y N N Y Y Y
    Muscle Na ADM, deltoid, TA, nasalis ADM, deltoid, TA, nasalis EDC, deltoid, ADM ADM
Abnormal SFEMG Y Y Y Y
    Muscle OO OO EDC EDC
    MCD (µs) 73 76 96 50
    Increased jitter Y Y Y Y
    Blocking NA NA NA Y
Muscle biopsy (age) Y (8 m) Y (17 y) Y (6 m) Y (15 y)
    Muscle Deltoid Biceps brachialis Quadriceps Quadriceps
    Result Non-specific Non-specific Non-specific Non-specific
Muscle MRI Normal Paraspinal, atrophy Paraspinal, atrophy
CK (IU/l) Normal 900 → 47 81 63 45 68 100 41
Brain MRI Normal Normal Normal Normal Normal

ADM = abductor minimi digiti; CK = creatine kinase; FCU = flexor carpi ulnaris; FHB = flexor hallucis brevis; m = months; N = no; NA = not available; OO = orbicularis oculi; QMG = quantitative myasthenia gravis score; RNS = repetitive nerve stimulation; SFEMG = single-fibre EMG; WES = whole exome sequencing; y = years; Y = yes.

aSpecific values are not available but recorded as normal in the patients’ records.

bSpecific value not available but reported as ‘similar to sibling’ in the patient’s records.

cPatient was not fully collaborative during the test.

Figure 4.

Figure 4

Clinical investigations of patients with COL13A1 mutations. Muscle biopsy from the quadriceps muscle in Patient 5 at the age of 5 years showed mild changes on haematoxylin and eosin stain (A) and modified Gomori trichrome (B), and type 1 fibre predominance on the ATPase 4.3 enzyme histochemical stain (C). Muscle MRI of his pelvis and lower limbs at the age of 13 years was normal (DF). Muscle biopsy from the biceps brachialis in Patient 12 at the age of 17 years showed mild variability of fibre size on haematoxylin and eosin stain (G). Modified Gomori trichrome staining showed a mild increase in perimysial connective tissue (H) and nicotinamide adenine dinucleotide tetrazolium reductase (NADH-TR) stain showed mild disruption of the myofibrillar architecture (I). Muscle MRI of his pelvis and lower limbs showed no abnormalities (JL).

Neurophysiology

All patients tested had results consistent with abnormal neuromuscular transmission (Table 2). Repetitive nerve stimulation at 3 Hz showed the presence of significant decrement in 9 of 13 patients in proximal and/or distal muscles of the upper limbs. Frequency dependent decrement was not routinely assessed. No repetitive discharges or increment to volitional contraction was observed. Single fibre electromyography (SFEMG) showed increased jitter or blocking in all nine patients tested. Nerve conduction studies were normal whenever performed. Needle EMG examination showed additional myopathic features in Patients 5, 6 and 15.

Other investigations

Serum creatine kinase levels were normal in all cases. Patient 10 initially had raised creatine kinase levels in the neonatal period at 900 IU/l but values subsequently normalized to 47 IU/l. Brain MRI and muscle MRI of the lower limbs were reported as normal in all cases performed (Fig. 4D–F and J–L). Whole body muscle MRI, conducted in Patients 13 and 16 at the age of 21 and 15 years, respectively, showed changes suggestive of atrophy and moderate fatty replacement in the paraspinal muscles, although we note Patient 16 had spinal fusion surgery at age 13.

Endplate studies

Co-localization studies in muscle endplates showed positive expression of AChRs and AChE but lack of complete overlap between the two fluorescent dyes with the contour of the acetylcholinesterase staining (green) exceeding the limits of the α-bungarotoxin staining (red) (Fig. 5A). Staining for the presynaptic marker S100β labelled terminal Schwann cells reaching the muscle endplates (Fig. 5B).

Figure 5.

Figure 5

Muscle endplate studies. (A) Muscle biopsy from quadriceps femoris in Patient 1 at age 6 months were labelled with Alexa Fluor® 488-fasciculin and Alexa Fluor® 594-α-bungarotoxin and analysed using confocal microscopy and ImageJ software. The contour of the motor endplates corresponding to the fasciculine staining (green) was selected (yellow line) and then applied to the red channel. As shown by the arrows, the α-bungarotoxin staining (red) did not completely fill the selection area. (B) Staining for the presynaptic marker S100β showed terminal Schwann cells reaching the muscle endplates. It appeared that the presynaptic marker S100β did not fully cover some of the muscle endplates, although an age-matched control muscle biopsy to compare with was not available.

Discussion

We describe the clinical spectrum of disease associated with COL13A1 mutations and report a series of novel pathogenic mutations in this recently described CMS causative gene. Patients with COL13A1 mutations underlie a myasthenic syndrome characterized by early onset muscle weakness with predominantly feeding and breathing difficulties often requiring ventilation and artificial feeding. The pattern of muscle weakness is predominantly axial with marked bulbar, neck and truncal weakness rather than appendicular. Scoliosis can be severe and therefore careful monitoring of the spinal curvature is recommended. Patients improve on treatment with 3,4-DAP and salbutamol with regards to their motor and respiratory function, whereas pyridostigmine was not beneficial. Disease severity improves gradually over time with reduced frequency of respiratory events with age and some patients having no or only mild muscle weakness on examination in adulthood.

Collagens are important components of the synaptic basal lamina, a specialized form of extracellular matrix that lies in the intersynaptic space and is essential for the neuromuscular junction architecture and function (Patton, 2003). Additional elements include laminins, heparan sulphate proteoglycans (muscle agrin and perlecan) and nidogens (Shi et al., 2012). For many years, mutations in COLQ encoding the collagen-like tail subunit of asymmetric AChE were the only identified subtype of synaptic basal lamina-associated CMS (Ohno et al., 1998). This has been expanded with the report of CMS due to LAMB2 (Maselli et al., 2009), LAMA5 (Maselli et al., 2017) and COL13A1 mutations (Logan et al., 2015), which has helped to increase our understanding on the contribution of the synaptic basal lamina to the organization of the neuromuscular synapse.

COL13A1-disease shares with other myasthenic syndromes the presence of fatigable muscle weakness and abnormal neurophysiology with decremental response to repetitive nerve stimulation and/or abnormal jitter on SFEMG. More specific features include facial dysmorphism, skeletal abnormalities of the chest, and a lack of beneficial response to cholinesterase inhibitors (Supplementary Table 2). Of interest, we note that similar facial and skeletal features have been reported in patients with King-Denborough syndrome (King and Denborough, 1973) although these are overall non-specific features and therefore can be found in other syndromes. King-Denborough syndrome is a rare condition characterized by dysmorphic features including ptosis, skeletal abnormalities, myopathy and malignant hyperthermia susceptibility, although the latter is not always present (Dowling et al., 2011). The cause of King-Denborough syndrome is not fully understood, although some cases have been attributed to mutations in RYR1 (D’Archy et al., 2008).

Unlike other CMS, ptosis in patients with COL13A1-CMS is non-fluctuating and non-fatigable on examination in adulthood, compared to an early age. We could speculate that this might indicate a concomitant myopathic process impairing the levator palpebrae superioris function. We note that needle EMG examination showed myopathic changes in several patients, although creatine kinase levels, muscle biopsy and muscle MRI studies were overall normal, which is consistent with a myasthenic syndrome considering the degree of muscle weakness seen in the patients. Endplate studies carried out in the muscle biopsy of Patient 1 showed the incomplete overlap between acetylcholine receptors and acetylcholinesterase staining. The significance of this finding is unclear but we note that this has also been reported in the Col13a1−/− animal model (Härönen et al., 2017).

In general, CMS type 19 lies on the severe side of the CMS spectrum, with a meaningful proportion of patients having life-threatening feeding and breathing difficulties early in life. However, a small number of patients fall on the mild side of the spectrum (Patients 7 and 14) with minimal weakness and lack of respiratory events, which reflects a broad clinical spectrum. Phenotype-genotype correlation suggests that patients with missense mutations may have milder symptoms compared to those harbouring loss-of-function mutations. In keeping with this, none of the four patients reported with missense mutations required tracheostomy or artificial feeding, although Patient 5 has severe chest abnormalities and reduced vital capacity in adulthood.

The nature of the respiratory issues early in life is not clear, and it seems not to be correlated with limb weakness. The observation that some patients developed bibasilar atelectasis during the respiratory episodes points to diaphragmatic weakness, although weakness of accessory respiratory muscles and stiffness of the rib cage could also play a role. Other factors that seem to influence patients’ respiratory outcome in adulthood are the spine and chest abnormalities that may lead to restrictive lung disease and low vital capacity. Therefore, spinal curvature should be monitored periodically from early childhood.

Evaluation in adulthood suggests that patients with CMS type 19 improve gradually over time with regard to their respiratory and motor function, although some adult patients can also present with ongoing respiratory problems if their vital capacity is compromised. Recent experimental studies in Col13a1−/− animals have shown that disease severity stabilizes in adult mice once the neuromuscular junctions have matured (Zainul et al., 2018). These findings suggest that this subtype of CMS could be particularly severe early in life due to the more prominent role of COL13A1 in the formation and maturation of the muscle endplate. We have not observed long-term fluctuations as reported in patients with DOK7 mutations (Muller et al., 2007).

Patients with COL13A1 mutations do not appear to respond to treatment with pyridostigmine, but 3,4-DAP and salbutamol have been beneficial in improving motor and respiratory function. 3,4-DAP acts by blocking potassium channels at the presynaptic terminal and expands the duration of acetylcholine release, which would help compensate for the presynaptic abnormalities derived from the COL13A1 loss. The molecular mechanism of salbutamol at the neuromuscular junction is still not fully understood but recent insight supports an effect on maintenance of synaptic integrity (Clausen et al., 2018; Mcmacken et al., 2018). This suggests that β2-adrenergic agonists could work by compensating for the postsynaptic abnormalities and lack of endplate maturation derived from the loss of COL13A1 function. Early introduction of β2-adrenergic agonists could prove helpful to stabilize respiratory function and reduce the number of respiratory events, as observed in some of the cases reported here. The lack of response to pyridostigmine and the robust alpha-bungarotoxin endplate staining argue against a deficiency of endplate AChR.

RNA expression studies have shown that COL13A1 is widely expressed in different tissues. Therefore, it is unclear why COL13A1 mutations primarily affect the neuromuscular junction although immunostaining does shows that COL13A1 is highly concentrated at the neuromuscular junction. A similar phenomenon occurs in patients with CMS and mutations within the N-glycosylation pathway, which is ubiquitously expressed (Belaya et al., 2012; Cossins et al., 2013; Zoltowska et al., 2013). In connexion with this, several patients with COL13A1 mutations had mild learning difficulties and one suffered from severe mental retardation within the autistic spectrum. It is possible that the cognitive impairment could be attributed to the loss of COL13A1 expressed in the brain (Uhlén et al., 2015). However, additional contributing factors may include consanguinity, which is a well-known risk factor for genetic disorders that present with intellectual disability, and respiratory crisis early in life. The latter could result in hypoxic changes in the CNS, although brain MRI did not identify any structural abnormalities in the cases available. Finally, although less likely, cognitive deficits are relatively common in the general population, and their co-occurrence with COL13A1-CMS might be incidental. Future studies using standardized neuropsychological tests will be helpful to understand whether there is a specific defective pattern in cognition

In conclusion, this study expands the clinical and genetic spectrum of COL13A1 disease and highlights the importance of collagens at the neuromuscular junction. The detailed description of clinical and complementary features of patients with CMS type 19 should facilitate the recognition and appropriate treatment of patients with this condition. This work also highlights the increasingly important role of next generation sequencing in routine clinical practice for reaching a definite genetic diagnosis.

Supplementary Material

awz107_Supplementary_Tables

Acknowledgements

The authors thank the patients who participated in the study and Myaware (Myasthenia Gravis Association) for support. The authors acknowledge Dr Simon McGowan (University of Oxford) for his continuous support on the use of bioinformatics for NGS data. The authors acknowledge Dr Rita Louro Guerreiro and Dr Jose Miguel Bras (UCL Institute of Neurology) for their contribution in performing exome sequencing in Family 6 and Dr Ángel Sánchez Montañez (Vall d’Hebron Diagnostic Imaging Institute) for interpretation of muscle MRI images from Family 11. The authors are thankful to The Deciphering Developmental Disorders (DDD) study. The DDD study presents independent research commissioned by the Health Innovation Challenge Fund [grant number HICF-1009–003], a parallel funding partnership between Wellcome and the Department of Health, and the Wellcome Sanger Institute [grant number WT098051]. The views expressed in this publication are those of the author(s) and not necessarily those of Wellcome or the Department of Health. The study has UK Research Ethics Committee approval (10/H0305/83, granted by the Cambridge South REC, and GEN/284/12 granted by the Republic of Ireland REC). The research team acknowledges the support of the National Institute for Health Research, through the Comprehensive Clinical Research Network. We are grateful to Dr Jonathan Cheung for providing a super resolution fluorescent microscopy image of the mouse neuromuscular junction to be used as a thumbnail image at Brain online.

Glossary

Abbreviations

3,4-DAP

3,4-diaminopyridine

CMS

congenital myasthenic syndromes

Funding

The UK NHS National Highly Specialised Service funded the Diagnostic and Advisory service for congenital myasthenic syndromes in Oxford. D.B. holds MRC Programme Grant MR/M006824/1. E.E.d-P.E was sponsored in part by USP (PRPG 3/2017). M.D. is a postdoctoral fellow of the Bayerische Gleichstellungsförderung (BGF).

Competing interests

The authors report no competing interests.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

awz107_Supplementary_Tables

Data Availability Statement

The data that support the findings of this study are available from the corresponding author, upon reasonable request.


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