Abstract
Fear extinction is the well-known process of fear reduction through repeated re-exposure to a feared stimulus without the aversive outcome. The last two decades have witnessed a surge of interest in extinction learning. First, extinction learning is observed across species, and especially research on rodents has made great strides in characterising the physical substrate underlying extinction learning. Second, extinction learning is considered of great clinical significance since it constitutes a crucial component of exposure treatment. While effective in reducing fear responding in the short term, extinction learning can lose its grip, resulting in a return of fear (i.e., laboratory model for relapse of anxiety symptoms in patients). Optimization of extinction learning is, therefore, the subject of intense investigation. It is thought that the success of extinction learning is, at least partly, determined by the mismatch between what is expected and what actually happens (prediction error). However, while much of our knowledge about the neural circuitry of extinction learning and factors that contribute to successful extinction learning comes from animal models, translating these findings to humans has been challenging for a number of reasons. Here, we present an overview of what is known about the animal circuitry underlying extinction of fear, and the role of prediction error. In addition, we conducted a systematic literature search to evaluate the degree to which state-of-the-art neuroimaging methods have contributed to translating these findings to humans. Results show substantial overlap between networks in animals and humans at a macroscale, but current imaging techniques preclude comparisons at a smaller scale, especially in sub-cortical areas that are functionally heterogeneous. Moreover, human neuroimaging shows the involvement of numerous areas that are not typically studied in animals. Results obtained in research aimed to map the extinction circuit are largely dependent on the methods employed, not only across species, but also across human neuroimaging studies. Directions for future research are discussed.
Keywords: Fear extinction, Fear conditioning, Functional Magnetic Resonance Imaging, Memory plasticity, Prediction error, Translational science
1. Introduction
Aversive experiences often leave a mark: seeing a dog shortly after being bitten by one may trigger a range of defensive responses, such as heavy perspiration, trembling, freezing, and the tendency to avoid the animal. Yet, with repeated encounters with harmless dogs such responses usually fade, a process referred to as ‘fear extinction’. The process of extinction has been studied for almost a century, starting with the classic studies by Ivan Pavlov (Pavlov, 1927). Today, fear extinction is a hot topic in neuroscience given the tremendous progress in uncovering its neural basis and its clinical significance.
Extinction is preceded by fear conditioning, the process of pairing a neutral stimulus with an aversive outcome (or threat conditioning as some prefer to call it in animals LeDoux, 2014). The formation of these associations during fear acquisition is very rapid and extremely robust. This is in stark contrast with fear extinction learning, the decrement of responding through unreinforced presentation of the conditioned stimulus (CS), which requires extensive training and results in a relatively fragile memory trace (Bouton, 1993, 2002, 2004). Extinction training produces a new memory trace that inhibits the original association of the CS with the unconditioned stimulus (US). Maintaining the inhibitory memory is thus critical for long-term retention of extinction. This remains a great challenge as fear returns under a variety of conditions such as re-exposure to the US (reinstatement), the passage of time (spontaneous recovery), and post-extinction context change (i.e., renewal) (Bouton, 2002). Here, we use the term ‘extinction’ exclusively to refer to extinction of conditioned fear.
By and large, most of our knowledge about the principles of fear extinction is derived from a vast body of animal literature. Notably, many affective responses appear to be highly conserved between different non-human mammalian species, and many of the underlying cellular and molecular processes of neuroplasticity can even be examined in invertebrates such as insects and gastropods. Particularly the last two decades of neuroscientific research in animals have produced exciting new insights into the representation and the dynamic nature of emotional memory in general (Josselyn, Köhler, & Frankland, 2015; Tonegawa, Liu, Ramirez, & Redondo, 2015), and extinction specifically (e.g., Herry et al., 2008; Moscarello & Maren, 2018; Senn et al., 2014; Xu et al., 2016).
What makes insight into the neural basis of extinction so important is its clinical significance. Extinction learning is considered the crux of exposure therapy, during which patients suffering from anxiety or stress-disorders are confronted with the object of their fear in a safe environment. While exposure is effective in reducing anxiety symptoms, some patients respond insufficiently or experience a relapse of symptoms on the long run (Craske, 1999; Resick, Williams, Suvak, Monson, & Gradus, 2012). The return of fear responses provides a laboratory model of relapse of fear following treatment that is often observed in patients after exposure therapy (Eddy, Dutra, Bradley, & Westen, 2004; Resick et al., 2012). It is important to note that detection of danger and immediate engagement of the defensive system in the face of threat is crucial for survival. Learning to associate stimuli with danger can help an individual to optimize effective threat detection. Thus, both fear learning and appropriate return of fear responding following extinction are highly adaptive. Crucially, in patients the ability for adaptive fear learning and inhibition of inappropriate fear responding is impaired (Duits et al., 2015; Duits, Cath, Heitland, & Baas, 2016; Peri, Ben-Shakhar, Orr, & Shalev, 2000; VanElzakker, Kathryn Dahlgren, Caroline Davis, Dubois, & Shin, 2014).
Insights from animal studies on the extinction circuitry are indispensable in providing hypotheses about extinction learning and return of fear in humans. These hypotheses can be tested in laboratory settings, to help identify factors that increase the risk of relapse after successful exposure therapy (Eddy et al., 2004; Resick et al., 2012), as well as to guide the innovation and optimization of clinical treatments. However, the translation of our vast body of knowledge about animal extinction learning to the human condition remains a formidable task. Neuroimaging in humans has been suggested to provide a crucial translational step in assessing to what extent the neural circuitries underlying emotional memory systems are similar across species (Milad & Quirk, 2012; Sehlmeyer et al., 2009; Visser, Lau-Zhu, Henson, & Holmes, 2018). However, as will be discussed in Sections 3 and 4, drawing parallels between the animal and human extinction circuits using modern neuroimaging techniques is not always straightforward.
Here, we present a succinct overview of what is established knowledge about the animal circuitry underlying extinction of fear (Section 2), and compare this with recent findings from human imaging studies as identified by a systematic literature search (Section 3). In the discussion of both animal and human extinction circuitry we will consider the role of prediction error, that is, a mismatch between what is expected (e.g., CS-US) and what actually happens (e.g., CS-no US). In doing so, this review aims to provide both an update and extension of previous reviews (Milad & Quirk, 2012; Sehlmeyer et al., 2009). We will argue that translation of the animal extinction circuitry to the human brain is more complex than previously thought. We will discuss to what degree recent advances in human imaging and analyses techniques might aid to overcome some of these difficulties (Section 4), as well as highlight other avenues for future research.
2. Extinction network in rodents
Extinction is ethologically relevant and evolutionary adaptive, since it is part of an animal’s behavioural repertoire that enables it to adjust its behaviour to a perpetually changing environment. The extinction of fear occurs even in primitive organisms that possess only the most basic learning abilities. Also, more advanced invertebrates such as snails and insects display extinction when a previously encountered threat is no longer present (Eisenhardt, 2014). Studies in rodents such as mice and rats have been particularly important to our present understanding of the behavioural and neural mechanisms of extinction, because of the homologies between rodent and primate brain structure and function (Barad, 2005).
Generally, Pavlovian fear (or threat) conditioning research in rodents entails the coupling of a discrete cue (e.g., light or tone) or a context (CS), with foot shocks (US). Freezing response is the most frequently used readout of conditioned responding (CR) to the CS. Fear extinction is established by repeated presentation of the CS alone. Evidence of extinction learning can be assessed at the end of the extinction training (reduction from beginning to end) or at a later time point, usually 24 h later. Assessing extinction learning at a later time point is referred to as extinction recall. Within-session extinction is not considered a good marker for a longer-term reduction in fear responding, or in therapeutic terms, of ‘successful’ extinction learning (Craske, 2015; Plendl & Wotjak, 2010): individuals that show a strong reduction of fear responses from the beginning to the end of a session may show a substantial or complete recovery of conditioned fear at the beginning of the next session, while individuals with a more moderate reduction of fear may show better retention of this reduction over time. Extinction recall, a reduction of fear that persists, may thus be a better, and clinically more relevant, indicator of successful extinction. The standard model of Pavlovian conditioning is highly relevant for normal or adaptive fear acquisition and extinction. Extensions of the model that increase the unpleasantness of the learning situation, for example using higher shock intensity or a prior stress episode, could potentially more accurately model pathological fear (Desmedt, Marighetto, & Piazza, 2015; Izquierdo, Wellman, & Holmes, 2006). Furthermore, we note a recent and increasing interest in the empirical characterization of heterogeneity in fear learning, extinction and return of fear in animal models (e.g. Galatzer-Levy, Bonanno, Bush, & Ledoux, 2013; Shumake, Jones, Auchter, & Monfils, 2018), which is expected to push the field forward in terms of identifying factors contributing to mental health disorders and markers to predict treatment response. For pragmatic reasons, we restrict the current perspective to research using ‘standard’ models of fear, and by focusing more on average responses than on heterogeneity.
Several procedures are used to uncover the return of fear following extinction training: a return of freezing response to the CS after the passage of time (e.g. one week) indicates spontaneous recovery; reinstatement of fear to the CS is observed after unsignaled presentation of the foot shock; a renewal of fear occurs upon a switch from the context in which extinction (context B) took place to the original acquisition context (context A) or a new context (context C). To this end, environmental features (shape; odour; lighting) of the cage in which fear conditioning, extinction, and renewal test take place are manipulated. Renewal experiments clearly demonstrate the contextual dependency of extinction (see Section 2.2) (Bouton, 2002, 2004).
2.1. Prelimbic-amygdala and Infralimbic-amygdala projections
Decades of research have shown that memory for extinction is not situated in a single brain area. Rather, it is distributed across a network which main structures include the amygdala, hippocampus and prefrontal cortex (PFC). This network has been studied extensively in animals and is addressed only concisely here (for review see e.g., Moscarello & Maren, 2018; Orsini & Maren, 2012; Quirk & Mueller, 2008). The key circuitry is depicted schematically in Fig. 1. In short, the amygdala has been proposed to play a crucial role in the acquisition and expression of conditioned fear responding. The central nucleus of the amygdala (CEA) controls the expression of conditioned fear. Projections from the basolateral complex of the amygdala (BLA) modulate CEA activity (LeDoux, 2000; Vidal-Gonzalez, Vidal-Gonzalez, Rauch, & Quirk, 2006). The PFC exerts a dual control in expression of conditioned fear, as it can both facilitate and inhibit fear responding, which depends on different amygdala connections (Senn et al., 2014). Prelimbic (PL) PFC sends excitatory projections to the basal amygdala (BA), which in turn innervates the central amygdala (CEA) resulting in expression of conditioned fear (LeDoux, 2000; Vidal-Gonzalez et al., 2006) (Fig. 1).
Extinction learning is thought to heavily depend on the infralimbic area (IL) of the PFC. Lesion studies showed that extinction depends on IL neuroplasticity and the concomitant formation of novel or updated memory networks (Lebron, Milad, & Quirk, 2004; Quirk, Russo, Barron, & Lebron, 2000). Manipulating the processes of neural plasticity, especially those involved in memory consolidation and updating, affected extinction. For example, a series of experiments showed that infusion of brain-derived neurotrophic factor (BDNF) – a protein that controls neural growth and survival (Bramham & Messaoudi, 2005) – into the IL cortex of fear-conditioned rats produced an extinction-like effect without affecting the original fear memory (Peters, Dieppa-Perea, Melendez, & Quirk, 2010). More specifically, BDNF infusion 60 min before extinction training significantly reduced fear responding during extinction training and on subsequent tests of extinction recall, reversed naturally occurring extinction deficits, and even reduced fear responding in the absence of further extinction training. This effect was specific to inhibition of conditioned fear, as open-field anxiety was still intact and BDNF infusion prior to conditioning did not reduce subsequent fear responding. Yet, this effect was transient as conditioned fear responses could be reinstated, indicating that BDNF infusion did not degrade the original fear memory. Further experiments demonstrated that the hippocampus (rather than amygdala or IL) is the source of IL BDNF, and that similar extinction-like effects could be achieved by boosting hippocampal BDNF, unless a BDNF-inactivating antibody was co-administered in the IL, indicating that the IL mPFC is the primary site of action for hippocampal BDNF (Peters et al., 2010). These experiments showed that the IL is crucial for inhibitory extinction learning. Other studies showed that IL exerts this inhibition through projections to the amygdala. This inhibition is not due to direct IL-CEA connections, but is mediated by the intercalated cells (ITC) of the amygdala that inhibit the CEA (Amano, Unal, & Paré, 2010). In addition, it is thought that the IL has reciprocal connections to the BLA. Although the BLA is mostly recognized for its role in the acquisition of fear responses, this is most likely not its only role. An optogenetic study showed a dissociation between fear neurons and extinction neurons within the BA (Herry et al., 2008). These extinction neurons were responsive only to extinguished stimuli and were connected to the mPFC, possibly affecting activity in the CE via ITC or direct projections (Orsini & Maren, 2012). Understanding of direct and indirect IL-amygdala connections is developing rapidly and cannot be fully addressed here. What is important is that the net effect of these IL-amygdala projections is reduced responsiveness of CEA to BLA input, resulting in reduced fear responding (Quirk, Likhtik, Pelletier, & Paré, 2003).
2.2. Hippocampus
The hippocampus exerts a dual role in extinction learning and recall; depending on the conditions the hippocampus activates or inhibits fear expression. Hippocampal involvement during extinction learning has been considered a prerequisite for extinction recall; inactivation of the hippocampus during extinction training resulted in impaired extinction recall; fear was expressed both in the context in which extinction took place and other contexts (Corcoran, Desmond, Frey, & Maren, 2005; Sierra-Mercado, Padilla-Coreano, & Quirk, 2011).
Extinction learning and recall is highly context dependent (Bouton, 2002, 2004); extinction is best recalled in the context in which it took place and a switch to another context uncovers the conserved relation of the CS and its aversive consequence. The hippocampus is thought critical for establishing a context representation during extinction learning, and the regulation of fear renewal following a context switch (Maren, Phan, & Liberzon, 2013). Down-regulation of the hippocampus during extinction recall facilitates generalization of extinction to other contexts. Promisingly, pharmacological inactivation of the hippocampus (Corcoran & Maren, 2001) or specific optogenetic inhibition during extinction recall prevented fear renewal (Xu et al., 2016). The role of the hippocampus in activation or inhibition of fear expression appears to be controlled by direct and indirect pathways. There are direct projections from the hippocampus to the BLA, and indirect projections through the IL and PL (Orsini, Kim, Knapska, & Maren, 2011; Orsini & Maren, 2012) (Fig. 1). Pathways to the BLA and PL are thought to be involved in fear expression; fear renewal was indeed shown to recruit hippocampal-BLA projections (Jin & Maren, 2015; Orsini et al., 2011). Recently, in addition to projection to the BLA, weaker hippocampal projections to the CEA have been identified (Xu et al., 2016). Different populations of CA1 hippocampal neurons target the BLA and CEA and specific optogenetic inhibition of the hippocampal-CEA pathway during renewal test prevented fear renewal (Xu et al., 2016). Moreover, exciting recent insights demonstrated that hippocampus-mediated inhibition of IL could be central to fear relapse; activation of hippocampal input into amygdala-projecting IL neurons resulted in a relapse of fear (in the extinction context), while inactivation of hippocampal-IL pathway prevented renewal (Marek et al., 2018).
In sum, the hippocampus mediates both fear activation and inhibition. Hippocampal activity during extinction is associated with extinction plasticity. Hippocampal inactivation during extinction recall may facilitate extinction generalization to other contexts.
2.3. Prediction error in rodents
Fear extinction entails adaptation to changing environmental demands; when the CS is no longer a good predictor of threat, it should no longer be considered as unsafe. An important factor in the effective adjustment to the reversal in contingencies is mediated by a violation of expectancies. The greater the mismatch between what is expected (CS-US) and what actually happens (CS-no US), the greater the opportunity for new learning (Rescorla & Wagner, 1972). While prediction error is considered the driving force of fear extinction, it receives little attention in the traditional conceptualization of the neural circuitry of extinction.
Following fear acquisition, unreinforced CS exposure can have opposite behavioural outcomes: initially, the CS leads to mere retrieval of the original fear memory, leading to anticipation of threat and expression of conditioned fear. With repeated presentation of the CS without the US, it may no longer be considered as unsafe, and conditioned fear responding may be inhibited. How does the brain determine when to continue to anticipate threat, or when to adapt to changing environmental demands and transition to safety behaviour? Prediction of the US and confirmation or violation of prediction might control which network (expression or inhibition of fear) is engaged. Rescorla and Wagner (1972) argued that the greater the mismatch between what is expected (based on previous experience e.g., CS-US) and what actually occurs (CS-no US), the greater the opportunity for new learning (but alternative models have been used as well; Delamater & Westbrook, 2014). While unexpected reinforcement (positive PE) drives fear learning, absence of expected reinforcement (negative PE) is linked to extinction learning, and an extinction memory trace is formed when the actual outcome on a learning trial is less than expected. Note that this model (Rescorla & Wagner, 1972) traditionally regarded extinction as unlearning. The notion that extinction consists of additional inhibitory learning is later accounted for by the observation of return of fear following extinction (Bouton, 2002, 2004; see also introduction). While prediction error is considered the driving force of fear extinction, it receives little attention in the traditional conceptualization of the neural circuitry of extinction. Animal networks of PE will be discussed below.
2.3.1. Prediction error and the hippocampus
The hippocampus is explicitly associated with contextual processing during and following extinction (see Sections 2 and 3.3). It is, however, likely that the role of the hippocampus in extinction extends beyond contextual modulation. Research from a different field recognizes the hippocampus as an essential region in error processing (i.e., matching current incoming information with predictions). Novelty detection and prediction error signaling is associated with the CA1 region of the hippocampus (Barbeau, Chauvel, Moulin, Regis, & Liégeois-Chauvel, 2017; Giovannini et al., 2001; Huh et al., 2009; Lisman & Grace, 2005; Lisman & Otmakhova, 2001; Radulovic & Tronson, 2010; Tronson et al., 2009). Note that novelty and prediction error are related but distinct concepts. For example, a novel stimulus that is not followed by a threatening event may generate less prediction error than a familiar threatening stimulus that is not reinforced. Thus, it may not be the overall novelty but rather the amount of PE drives learning. Alternatively, PE alone may be insufficient to explain some of the reported results regarding extinction, and additional novelty-driven attentional mechanisms may need to be taken into account (e.g. Larrauri & Schmajuk, 2008).
Different molecular markers of novelty and PE have been identified; generally, expression of cFos in CA1 increases in response to novelty (Matsuo & Mayford, 2008; Monfil et al., 2018; VanElzakker, Fevurly, Breindel, & Spencer, 2008). Specific for fear extinction is PE-induced activation of phospho extracellular signal-regulated kinases (pErk) in CA1 (Huh et al., 2009; Radulovic & Tronson, 2010; Tronson et al., 2009). Given the theoretical emphasis on PE in extinction it is surprising that, to our knowledge, little more research has been conducted in this area.
Altogether, the hippocampus likely plays a dual role in extinction, possibly being crucial for both contextual modulation and error processing. The CA1 may constitute the hippocampal locus of these processes (Huh et al., 2009; Xu et al., 2016). Future studies could differentiate CA1 cell populations that are selectively involved in one of two processes. For example, optogenetic inhibition of those cells involved in contextual modulation should prevent fear renewal, while inhibition of PE-related cells should prevent extinction recall.
2.3.2. Prediction error and the ventral tegmental area (VTA)
In models of appetitive conditioning, PE has been frequently linked to dopaminergic signaling. An influential theory poses that there is a functional loop between the hippocampus and the ventral tegmental area (VTA) that controls memory encoding (Lisman & Grace, 2005); hippocampal novelty signals project to the VTA, and dopaminergic signals project back from the VTA to the hippocampus. Dopaminergic innervation of the hippocampus then leads to enhanced memory plasticity. Indeed, violation of prediction leads to alterations in firing rate of these dopaminergic systems; positive PE results in an increase, whereas negative PE results in a depression of dopamine firing (Frank, Moustafa, Haughey, Curran, & Hutchison, 2007; Schultz, 2010; Waelti, Dickinson, & Schultz, 2001). It is important to note that while this pattern of activity is observed during appetitive conditioning, the decrease in dopamine associated with negative PE has rarely been observed in aversive conditioning (Li & McNally, 2014). Indeed, some authors have argued that the absence of expected negative reinforcement during extinction can be regarded as an appetitive prediction error (Raczka et al., 2011). Also, future rodent studies will have to characterize the role of the hippocampal-VTA loop in extinction. Nevertheless, the role of dopamine in fear learning and extinction has received considerable attention (for review see Abraham, Neve, & Lattal, 2014). D1 receptor knock-out mice showed delayed extinction learning (El-Ghundi, O’Dowd, & George, 2001). Impaired extinction learning was also observed when dopamine loss was restricted to the mPFC (Fernandez Espejo, 2003; Morrow, Elsworth, Rasmusson, & Roth, 1999), and a D1/D5 antagonist infusion in the IL resulted in impaired extinction retention (Hikind & Maroun, 2008). In contrast, selective activation of dopamine cells in the substantia nigra and subsequent D1 signaling in the striatum prevented fear renewal (Bouchet et al., 2018). Understanding the role of dopamine in associative learning is complicated given the existence of various dopamine receptor subtypes that in turn affect different signaling cascades. Apart from D1-like receptors (comprising D1/D5 receptors), the D2 receptor family (including D2/D3/D4 receptors) has also been implicated in extinction. Administration of D2 agents during extinction learning yielded conflicting results. For example, blocking D2 activity systemically improved extinction (Ponnusamy, Nissim, & Barad, 2005), whereas a D2 antagonist, administered systemically, to the nucleus accumbens (Holtzman-Assif, Laurent, & Westbrook, 2010), or to the IL prevented extinction (Mueller, Bravo-Rivera, & Quirk, 2010). Hence, while the exact role of dopamine in PE-driven extinction learning remains to be elucidated, studies thus far suggest that the circuitry involved extends beyond the hippocampal-VTA loop.
In sum, the extinction circuitry in rodents consists of PL-amygdala pathways that control the expression of learned fear, IL-amygdala pathways that mediate inhibition of conditioned responding, and hippocampal projections that control the contextual modulation of extinction. Circuitries involved in PE processing may include, but are not restricted to, the CA1 area of hippocampus and VTA dopaminergic projections.
3. The human extinction circuit
The typical fear conditioning and extinction paradigm in humans consists of pairing a picture (CS) with an aversive consequence (US). The US usually entails electrical stimulation to the wrist, individually adjusted to a level that is uncomfortable but not painful. Less often, an auditory US is used, such as a loud scream. There are obvious ethical constraints on ecologically validity of fear conditioning and extinction in humans. Yet, within the limits of what is ethically possible, a number of variations of the paradigm have been shown to increase ecological validity. For example, use of fear relevant (e.g., spider) instead of neutral CS pictures (e.g., square, circle) results in more robust fear conditioning that is more resistant to extinction (Dawson, Schell, & Banis, 1986). More importantly, the use of virtual reality provides a great leap forward in terms of ecological validity. In these paradigms participants navigate through different virtual environments (e.g., room, park, street) in which discrete cues (e.g., tone or spider) are followed by electrical stimulation (Alvarez, Johnson, & Grillon, 2007; Huff et al., 2011). An advantage of the study of humans is that in addition to psychophysiological measurements (fear potentiated startle; skin conductance response, pupil dilation responses), subjective indices of conditioned responding (US-expectancy, distress) can be collected. As will be discussed, this may be particularly valuable in the context of assessing the role of prediction error (Section 3.5.1).
Compared to animals, it is more challenging to study the neural mechanisms underlying extinction in humans. While imaging studies can reveal regional (de)activation during extinction, inter-regional connectivity is difficult to establish, especially in deep brain structures such as the amygdala. Nevertheless, some similarities have been observed between the rodent and human extinction circuitry. The basic model proposes that, homologous to rodents, the human extinction network involves the amygdala, prefrontal cortex, and hippocampus. Most knowledge on this circuitry in humans is derived from structural and functional connectivity studies. Structural connectivity is typically assessed using diffusion tensor imaging (DTI) or diffusion weighted imaging (DWI), which estimates white matter connectivity patterns in the brain. Aside from the static physical organization of the brain, dynamic functional connectivity between brain regions can be assessed by magnetoencephalography (MEG), electroencephalography (EEG), and functional magnetic resonance imaging (fMRI), with only the latter allowing for the imaging of deep brain structures such as the amygdala. Functional connectivity assesses synchronized activity (e.g., changes in blood flow as indexed by blood-oxygen-level dependent, BOLD, signal fluctuations) between spatially separated brain regions. This activity can be task-related, such as when participants undergo a conditioning procedure, or spontaneous, such as when participants are told to just rest. Synchronized resting-state activity is thought to reflect ‘intrinsic’ coupling between brain regions, and shows high consistency across individuals (Damoiseaux et al., 2006). Notably, networks identified with resting state-fMRI closely map onto networks obtained using DWI and DTI (Collin, Sporns, Mandl, & van den Heuvel, 2014; van Oort, van Cappellen van Walsum, & Norris, 2014), suggesting that inter-regional co-activation may reflect direct anatomical links. The advantage of studying functional connectivity compared to structural connectivity is that it allows the assessment of changes in inter-regional coupling as a function of environmental demands.
To investigate what is known about the human extinction circuit, and compare this to animal work, we conducted a systematic literature search. Articles were identified through searches of PubMed for articles published from 1995 to 2018, using the terms “extinction” AND “fMRI” OR “imaging” OR “neuroimaging”. The 571 articles resulting from this search, and relevant references cited in those articles were selectively reviewed. Articles were selected if they were peer-reviewed; they were published in English; they presented new data obtained from human participants, or a meta-analysis of such data; and fear conditioning and extinction was the primary topic of investigation. Case studies, qualitative studies and pilot studies were excluded.
3.1. Human homologue of PL-amygdala connectivity
Amygdala-anterior cingulate cortex (ACC) connections have been proposed as the human homologue of rodent PL-amygdala coupling. DTI and DWI studies showed structural connectivity between the regions as a dorsal pathway connects the amygdala with the anterior cingulate cortex (ACC) (Bracht et al., 2009; Croxson et al., 2005; Kim et al., 2011) (Fig. 1). With regard to fear-related activity within these regions, the role of the amygdala in human fear conditioning and extinction is not unequivocal, in contrast to the overwhelming evidence from animal studies that place the amygdala at the centre of emotional learning. Whereas early studies did report amygdala activity during fear acquisition and/or extinction (Knight, Smith, Cheng, Stein, & Helmstetter, 2004; LaBar, Gatenby, Gore, LeDoux, & Phelps, 1998; Linnman, Zeidan, Pitman, & Milad, 2012; Milad et al., 2007; Phelps, Delgado, Nearing, & LeDoux, 2004), more recent studies have failed to replicate this. Recent meta-analyses of fMRI studies on fear conditioning (Fullana et al., 2016) and extinction (Fullana et al., 2018) failed to identify robust involvement of the amygdala in both fear acquisition and extinction (see also Section 4). In contrast, many fMRI studies have shown dACC activity in response to conditioned stimuli (Büchel, Morris, Dolan, & Friston, 1998; Cheng, Knight, Smith, Stein, & Helmstetter, 2003; Knight et al., 2004; Milad et al., 2007; Sehlmeyer et al., 2011). Meta-analyses by Fullana and colleagues and Sehlmeyer and colleagues, confirmed that dACC is robustly activated, both during fear conditioning (Fullana et al., 2016; Sehlmeyer et al., 2009) and extinction (Fullana et al., 2018). The dACC is hypothesised to receive signals from the anterior insula about the subject’s cognitive, affective and physical state to facilitate homeostatic autonomic and behavioural responding (Critchley, 2009). Indeed, the meta-analysis by Fullana et al. (2018) demonstrated insula involvement in extinction learning. Co-activation of the ACC and insula is strongly associated with activation of a negative affective state such as threat anticipation (Etkin, Egner, & Kalisch, 2011; Medford & Critchley, 2010). Furthermore, dACC hyperactivity has been associated with maladaptive fear responding. For example, PTSD Patients showed heightened dACC activity during fear conditioning (Bremner et al., 2005; Rougemont-Bücking et al., 2011), and persistently enhanced dACC activity during extinction and extinction recall (Marin et al., 2016; Milad et al., 2009; Rougemont-Bücking et al., 2011). Also, individuals with a genetic vulnerability to develop anxiety pathology demonstrated enhanced ACC activity during extinction (Hermann et al., 2012). These findings were not replicated in patients with obsessive-compulsive disorder (OCD) (Milad et al., 2013), nor in individuals with high trait anxiety, where in fact the opposite (reduced involvement of the dACC during extinction) was found (Sehlmeyer et al., 2011). Furthermore, it has been suggested that sex differences might modulate ACC hyperactivity during extinction recall in PTSD (Shvil et al., 2014).
Even though there is no robust evidence for activation in the amygdala in conditioning or extinction, there are some indications that individual differences in connectivity between amygdala and ACC may berelated to fear conditioning and extinction. Functional connectivity studies showed that amygdala-dorsal ACC coupling was increased from pre- to post-conditioning (Feng, Feng, Chen, & Lei, 2014), and that amygdala-dACC coupling was altered in post-traumatic stress disorder (PTSD) (Brown et al., 2014; Sripada et al., 2012).
Together these findings have led to the proposition that dACC-amygdala projections might constitute the human homologue of rodent PL-amygdala coupling to enhance the expression of fear (Fig. 1). It is important to note that, although much overlap has been found between functional and structural connectivity (Collin et al., 2014; van Oort, van Cappellen van Walsum, & Norris, 2014), a correlation between regions does not always indicate direct anatomical connections. For example, functional connectivity has been observed between the BA and dACC, and CEA and dACC (Roy et al., 2009), whereas rodent and primate neuroanatomy shows that the cingulate area is structurally connected to the BA, but not CEA (Freese & Amaral, 2009; Orsini & Maren, 2012). It is unclear whether connectivity between these regions could be different in the human brain compared to other primates or rodents, or whether instead, co-activation of CE and dACC may be mediated by indirect pathways. An obvious candidate is the BA, which connects to both areas.
3.2. Human homologue of IL-amygdala connectivity
Converging evidence points towards the ventromedial PFC (vmPFC) as the human homologue of rodent IL cortex (Fig. 1). Studies on both functional (Feng, Zheng, & Feng, 2016; Hare et al., 2008; Pezawas et al., 2005) and structural (for review see Kim et al., 2011; Kim & Whalen, 2009) coupling showed connectivity between the amygdala and vmPFC. Generally, adaptive emotion regulation is characterized by increased prefrontal activity and concurrently decreased amygdala activity (Delgado, Nearing, LeDoux, & Phelps, 2008; Erk et al., 2010; Hariri, Bookheimer, & Mazziotta, 2000; Hariri, Mattay, Tessitore, Fera, & Weinberger, 2003; Lieberman et al., 2007; Ochsner, Bunge, Gross, & Gabrieli, 2002; Phan et al., 2005; Urry et al., 2006). A DTI study similarly observed that strength of the connection between the amygdala and vmPFC was negatively correlated with trait anxiety (Kim & Whalen, 2009). Together, these studies suggest that strong amygdala-vmPFC connectivity is related to adaptive behavior, such as low anxiety levels in the absence of threat.
More specific to extinction, the vmPFC is generally considered the main structure involved in inhibition of conditioned responding. Several studies observed vmPFC activity during extinction learning (Gottfried & Dolan, 2004; Linnman et al., 2012; Milad et al., 2007; Phelps et al., 2004) and extinction recall (Hermann, Stark, Milad, & Merz, 2016; Kalisch et al., 2006; Linnman et al., 2012; Lonsdorf, Haaker, & Kalisch, 2014; Milad et al., 2007). The recent meta-analysis on extinction by Fullana et al. (2018) did identify a role for the vmPFC during extinction recall but not during extinction learning. It was argued that the specific contrasts used for analysing extinction learning and extinction recall could account for these unexpected results. That is, for extinction learning the typical contrast (CS+ > CS−) could result in a minimal difference given that during extinction the CS+ becomes a safety signal (similar to the CS−), and the vmPFC responds strongly to safety signals (Harrison et al., 2017; Schiller & Delgado, 2010) The vmPFC may thus respond equally strong to the CS+ and CS− stimuli, and not ‘show up’ in the contrast. In contrast, during extinction recall usually an extinguished stimulus (CS+E) is contrasted with a stimulus that was not presented during extinction and thus not extinguished (CS+U). In such a contrast (i.e., CS+E > CS+U), the extinguished stimulus will have gained safety properties and engage the vmPFC, whereas the stimulus that was not presented will not, leading to differential vmPFC activity.
Yet, while the vmPFC (see Section 3.1) may not be differentially engaged during extinction learning, individual differences in vmPFC and amygdala connectivity do seem to be associated with extinction learning. For example, resting state functional connectivity between vmPFC and amygdala was associated with extinction success (Feng et al., 2016). In individuals with a polymorphism of the BDNF gene (related to extinction plasticity, see Section 2.1), impaired extinction learning (as measured by SCR) was associated with reduced vmPFC activity during extinction (Soliman et al., 2010). In contrast, the ability to flexibly regulate emotions (i.e., cognitive reappraisal) was associated with enhanced vmPFC activity during extinction recall (Hermann, Keck, & Stark, 2014).
Patients suffering from anxiety disorders, PTSD, or OCD typically demonstrate impaired extinction recall (Blechert, Michael, Vriends, Margraf, & Wilhelm, 2007; Duits et al., 2015, 2016; Jovanovic & Norrholm, 2011; McLaughlin et al., 2015). This could be explained by hypoactivation of the vmPFC during extinction recall (Garfinkel et al., 2014; Marin et al., 2016, 2017; Milad et al., 2009, 2013; Rougemont-Bücking et al., 2011), with more pronounced hypoactivation for those individuals with more than one anxiety disorder (Marin et al., 2017), and more pronounced hypoactivation for adults compared to adolescents with anxiety disorders (Britton et al., 2013). Furthermore, anxiety-related alterations of vmPFC-amygdala coupling during extinction recall also seem to change with age (Gold et al., 2016). Recently, vmPFC activity during extinction in patients was identified as a marker of successful exposure in patients; engagement of the vmPFC during extinction predicted exposure treatment success in patients with fear of public speaking (Ball, Knapp, Paulus, & Stein, 2017). In PTSD impaired extinction may be the result of vmPFC hypoactivity together with dACC hyperactivity. The persistently enhanced dACC activity during extinction recall (see Section 3.1) coincided with reduced vmPFC activity (Milad et al., 2009). Thus, in individuals with PTSD, regions responsible for safety learning and emotion regulation failed to participate, whereas regions responsible for fear expression remained engaged during extinction learning.
3.3. Hippocampus
Similar to rodents, the hippocampus has been ascribed a central role in extinction in humans (Åhs, Kragel, Zielinski, Brady, & LaBar, 2015; Hermann et al., 2016; Hermann, Stark, Blecker, Milad, & Merz, 2017; Kalisch et al., 2006; Lissek, Glaubitz, Uengoer, & Tegenthoff, 2013; Milad et al., 2007, 2009; Visser, Kunze, Westhoff, Scholte, & Kindt, 2015; Visser, Scholte, Beemsterboer, & Kindt, 2013). In PTSD patients, impaired extinction recall is associated with hippocampal hypoactivation (Garfinkel et al., 2014; Marin et al., 2016; Milad et al., 2009; Rougemont-Bücking et al., 2011). Recent studies suggested that co-activation and connectivity patterns of the hippocampus to other regions involved in extinction learning (amygdala, ACC, vmPFC) may be similar to that in rodents (Hermann et al., 2017, 2016); the left hippocampus and left insula showed stronger responses to a CS+ compared to a CS− one day after the CS+ was extinguished (i.e., extinction recall), while the right amygdala and right hippocampus showed reduced responses. Additionally, individuals who showed stronger extinction recall (as indexed by SCR difference scores between CS+ and CS) showed more activation in the vmPFC and left hippocampus. Functional connectivity between these regions was not reported for extinction recall, but seemed enhanced in individuals who, after a subsequent shift to an unfamiliar context, showed stronger renewal of conditioned fear (SCRs). A concurrent DTI study failed to find clear evidence of structural alterations underlying these individual differences (Hermann et al., 2017). Thus, while it can be assumed that, analogous to the rodent network, the hippocampus projects to both prefrontal areas and the amygdala (Fig. 1), further research should reveal the subregions involved in these projections.
It should be noted that while in animals the hippocampus is strongly linked to contextual modulation, the neural mechanisms of contextual processing are difficult to examine in humans. The options for establishing different contexts inside an MRI scanner are limited (Maren et al., 2013). Context manipulations in neuroimaging studies are therefore restricted to changing visual or auditory backgrounds of the stimulus material, and participants cannot freely move in these contexts. The development of virtual-reality technologies, where contexts can be more immersive, and the participant may experience to some extent experience free movement may be promising in this regard. Also, while in animals a clear dual role (i.e., modulating both activation and inhibition of fear expression) has been identified for the hippocampus, this is less clear in humans. The dual role might obscure hippocampal involvement in imaging studies; a meta-analysis on extinction (Fullana et al., 2018) found robust involvement of the hippocampus during extinction recall, but not extinction learning, in the same way that vmPFC activation is only observed during extinction recall: newly acquired safety information for the CS+ may obscure differences between CS+ and CS−. A first step could be to replicate the animal findings that hippocampal inactivation during extinction and extinction recall differentially affect fear expression. Direct manipulation of the hippocampus is of course impossible in humans. However, an animal study demonstrated that higher doses of systemic administration of a scopolamine, a cholinergic antagonist (known to affect the hippocampus) before extinction severely impaired extinction learning and recall (Zelikowsky et al., 2013). It would be exciting to see whether similar effects could be observed in humans, and to extend the findings by investigating whether scopolamine before extinction recall enhances extinction generalization.
Finally, extinction after trace conditioning (i.e., where the UCS follows CS offset after a delay), is a relatively understudied topic, and our review identified a gap in the literature when it comes to combining this paradigm with neuroimaging. Given that conditioning paradigms have revealed a far more robust involvement of the hippocampus during the acquisition of fear in studies employing trace conditioning compared to delay conditioning (Sehlmeyer et al., 2009), combining extinction of trace-conditioned fear with neuroimaging might be a promising next step for gaining insight into the role of hippocampus.
3.4. Pharmacological manipulation of extinction
In animals, highly specific manipulations via optogenetic activation/inhibition or local infusion of pharmacological agent can be performed. These manipulations contribute to the characterization of the fear extinction circuitry. For example, pharmacological inactivation of the hippocampus relieves extinction of its contextual dependency (Corcoran et al., 2005; Corcoran & Maren, 2001) and, thus, points towards a role for the hippocampus in contextual processing during extinction and its recall (Section 2.2). While pharmacological agents cannot be administered locally in humans, these studies may, nevertheless, provide invaluable information about the neural circuitry underlying extinction, and could be a crucial translational step in the science-driven optimization of treatments for anxiety disorders. Various lines of research have addressed the effect of pharmacological agents on extinction.
First, research suggests that the stress hormone cortisol may impair the recall of declarative emotional memories, while enhancing their consolidation (Schwabe, Joëls, Roozendaal, Wolf, & Oitzl, 2012). Translating these findings to the conditioning paradigm, a multi-day study tested whether administration of cortisol before the start of extinction would enhance extinction memory (tested a week later) and would facilitate the transfer of the extinction memory from the extinction context to a new context (Merz, Hamacher-Dang, Stark, Wolf, & Hermann, 2018). Results showed that cortisol administration before extinction training diminished conditioned fear responses during extinction learning. This was evident in reduced differential skin conductance levels, and reduced differential neural activation at the beginning of extinction in the amygdala, hippocampus, and anterior parahippocampal gyrus. In contrast, the hippocampus showed enhanced CS+/CS− differentiation activation, and enhanced vmPFC coupling, at the beginning of extinction recall. These findings are in line with the idea that cortisol strengthens the consolidation of extinction memory leading to stronger extinction recall. This is possibly mediated by synchronised action of the hippocampus and vmPFC, inhibiting conditioned fear responses via projections to inhibitory intercalated cells in the amygdala. However, effects of cortisol did not transfer to a different context. Cortisol-induced enhancement of extinction learning could only be observed when a consolidation period between acquisition and extinction is taken into account. That is, cortisol administration immediately after acquisition and before extinction learning impaired extinction learning (Merz, Hermann, Stark, & Wolf, 2014). Also, it is important to note that many of these studies have assessed cortisol effects in either all-male (Hermann, et al., 2014; Merz et al., 2018; Merz, Hamacher-Dang, & Wolf, 2014) or all-female (Tabbert et al., 2010) populations, even though (or because) sex differences play an important role in the modulation of fear and extinction learning (Merz et al., 2012), and cortisol may exert gender-specific effects on extinction learning. For example, cortisol administration prior to tests of return of fear increased fear renewal following reinstatement (but not renewal only) in men, but not in women. In men, this coincided with enhanced activation in the right amygdala in response (CS+ > CS−), while in women activation in this region decreased after cortisol treatment (Kinner, Wolf, & Merz, 2018).
Second, noradrenaline is involved in the consolidation of extinction learning (Mueller & Cahill, 2010) and animal studies revealed that noradrenergic receptors are abundant in areas related to fear and extinction learning, including the amygdala, hippocampus and the vmPFC (Kim & Jung, 2006; LeDoux, 2000; Milad & Quirk, 2012). Hence, enhancing noradrenaline was considered a potential candidate for boosting extinction learning. However, administration of the selective NA reuptake inhibitor reboxetine (RBX), in animals known to enhance noradrenergic levels in frontal and hippocampal areas (Hajós, Fleishaker, Filipiak-Reisner, Brown, & Wong, 2004), following extinction affected neither behavioural (SCR), nor neural correlates of extinction learning and recall (Lonsdorf, Haaker, Fadai, & Kalisch, 2014). Another study found that noradrenergic blockade even boosted extinction learning (Kroes et al., 2016). Administration of the beta-blocker propranolol prevented spontaneous recovery and reinstatement of SCR (but not subjective fear). Also, hippocampal activity during extinction recall was increased in those receiving propranolol combined with extinction. The finding that increased hippocampal activity during extinction recall is associated with reduced return of fear and thus enhanced extinction plasticity is in line with recent human data (Fullana et al., 2018; Hermann et al., 2017, 2016).
Third, another class of receptors abundant in the supposed extinction circuitry is the cannabinoid receptor (Davies, Pertwee, & Riedel, 2002; Mackie, 2005; Wilson & Nicoll, 2002). Infusion of a cannabinoid receptor antagonist in the hippocampus or IL blocks extinction consolidation, while activation of these receptors results in enhanced extinction learning and recall (Bitencourt, Pamplona, & Takahashi, 2008; de, Pasqualini, Diehl, Molina, & Quillfeldt, 2008; Lin, Mao, Su, & Gean, 2009). A first human imaging study combining a cannabinoid agonist (tetrahydrocannabinol (THC)) with extinction did not observe enhanced extinction learning or recall (SCR). There was increased activity in the vmPFC and hippocampus during extinction recall. These findings are hard to interpret given that the placebo group, unexpectedly, showed no involvement of these areas during recall and the lack of behavioural evidence of extinction enhancement. Note that the effects of dopamine administration on extinction in humans are described in Section 3.5.2. Together, more imaging studies on pharmacological enhancement of extinction are needed to explain these mixed results.
3.5. Prediction error and extinction in humans
Prediction error is the driving force of extinction learning and therefore a possible route to enhance extinction learning is to maximize prediction error (Craske, 2015; Craske, Treanor, Conway, Zbozinek, & Vervliet, 2014; Culver, Vervliet, & Craske, 2015). Promisingly, this approach is taking ground in clinical practice. Traditionally, clinicians were trained to consider initial fear elevation followed by fear reduction within the same session as a sign of therapy efficacy. However, as discussed above, within-session extinction is a poor predictor of longer-term reduction in fear responses, that is, across sessions. Instead of focusing on immediate fear elevation, present exposure therapies are rather designed such that the experience maximizes violation of expectancies (Craske et al., 2014; Craske, 2015). The neural circuitry underlying extinction-driven PE and in humans is however scarcely investigated.
3.5.1. Hippocampus and PE in humans
fMRI studies revealed activation in response to novel stimuli in a network that included the hippocampus (for review see Kafkas & Montaldi, 2018). Furthermore, in different memory paradigms (i.e., implicit and explicit associative memory recognition tasks) PE-related hippocampal activity has been observed (Duncan, Curtis, & Davachi, 2009; Kumaran & Maguire, 2006; Long, Lee, & Kuhl, 2016). High resolution (hr)-fMRI studies identified, similar to the animal findings, a key role for PE signaling in the CA1 area of the hippocampus (Chen, Cook, & Wagner, 2015; Chen, Olsen, Preston, Glover, & Wagner, 2011; Duncan, Ketz, Inati, & Davachi, 2012). Imaging studies on PE during extinction are lacking (but see one study on PE-related activity during extinction recall; Spoormaker et al., 2012). Yet, hippocampal activity in response to unreinforced CS presentations has been proposed to be the neural correlate of US omission or a negative PE (Fullana et al., 2016; but see Spoormaker et al., 2011).
While we await further research to reveal the neurobiological correlates of PE, it should be noted that in human conditioning a behavioural index of PE is available, as demonstrated in studies on memory reconsolidation. Reconsolidation is the phenomenon that memories can regain plasticity after consolidation. Animal studies have shown that, upon its retrieval, a memory may again become dependent on protein synthesis, and protein synthesis interfering agents can block the memory restabilization, resulting in fear amnesia (Nader, Schafe, & LeDoux, 2000; Sara, 2000). While protein synthesis inhibitors are not safe to use in humans, pharmacological procedures involving administration of the β-noradrenergic antagonist propranolol shortly after re-exposure to the feared stimulus have also been shown to disrupt reconsolidation processes, resulting in a persistent reduction of the fear response (Kindt, Soeter, & Vervliet, 2009; Soeter & Kindt, 2010, 2011). Typically, reconsolidation is induced by short re-exposure to the feared stimulus, while prolonged re-exposure engages extinction (Bustos, Maldonado, & Molina, 2008; Lee, Milton, & Everitt, 2006). PE is crucial in both reconsolidation (memory updating) and extinction (new learning), yet the frequency and duration of exposure to the feared stimulus determines which of these processes is initiated. From a clinical perspective, it is crucial to establish markers to indicate when a PE occurs. This is not only relevant in the context of maximizing PE as a route to enhance the effectiveness of exposure therapy (Craske, 2015; Craske et al., 2014; Culver et al., 2015), but also to demarcate the transition from reconsolidation to extinction processes. This is particularly important when the aim is to pharmacologically disrupt or boost one of these processes: one may inadvertently enhance the original fear memory via reconsolidation update mechanisms (e.g., using NMDA agonists such as D-cycloserine), or hamper extinction learning (e.g., using noradrenergic antagonist such as propranolol). The great advantage of studying humans in the context of fear learning is their ability to verbalize the relationship between the CS and US. In studies on memory reconsolidation, a single PE (indexed by changes in US-expectancy ratings) served as an independent index of whether memory reconsolidation was or was not induced (Sevenster, Beckers, & Kindt, 2013, 2014). There was some evidence that two PE’s (a reduction in US-expectancy during the first trials of extinction learning) corresponded to the transitional phase between reconsolidation and extinction (Sevenster, Beckers, & Kindt, 2014). Hence, the US-expectancy ratings served as an index for PE, to such an extent that it could differentiate between different memory processes engaged by re-exposure to a feared stimulus. Thus far, studies have not identified the point at which extinction is engaged during re-exposure to the CS. It should be noted that the number or duration of trials that corresponds to a certain underlying memory process depends on the learning history. That is, the number of re-exposure trials that engage extinction will differ following a short fear acquisition session relative to a long acquisition session (Sevenster et al., 2013, 2014). Future imaging studies on the neural correlates of extinction may use a behavioural index of PE to help identify and focus on these re-exposure trials that trigger PE.
3.5.2. Prediction error and the ventral tegmental area (VTA) in humans
Human imaging data concurs with the idea that the hippocampal-VTA loop plays an important role in reward-based memory encoding. Activation of the loop was associated with successful formation of reward memory (Adcock, Thangavel, Whitfield-Gabrieli, Knutson, & Gabrieli, 2006; Callan & Schweighofer, 2008; Gruber, Gelman, & Ranganath, 2014; Kahn & Shohamy, 2013; Wittmann et al., 2005; Wolosin, Zeithamova, & Preston, 2012). However, to our knowledge, there are no studies on the role of hippocampal-VTA connection in extinction in humans. Given that dopamine projections from the VTA to the hippocampus are implicated in memory encoding (see Section 2.3.2), we will focus on the effects of pharmacological manipulation of dopamine on extinction.
There is preliminary evidence that manipulating dopaminergic activity can have beneficial consequences for extinction learning in humans. A translational study first showed that post-extinction administration of L-dopa – a chemical precursor that enhances brain dopamine levels – improved extinction in mice, evidenced by reduced spontaneous recovery, reinstatement and renewal of fear (Haaker et al., 2013). Promisingly, the animal findings were translated to humans in follow-up studies. A single dose of L-dopa following extinction prevented renewal of conditioned skin conductance response (SCR) (Haaker et al., 2013; but see Haaker, Lonsdorf, & Kalisch, 2015). The participants receiving placebo did demonstrate renewal, associated with vmPFC deactivation, whereas this deactivation was not observed in the L-dopa group. Instead, enhanced vmPFC activity during renewal was linked to decreased amygdala activity (Haaker et al., 2013, 2015). The participants showed generalization of the extinction training to other contexts. The finding that dopamine-enhancing agents prevented renewal of fear responses and facilitated extinction learning is promising for the development of (dopamine) pharmacotherapy in the treatment of anxiety disorders. The findings indicate that dopamine could relieve extinction of its context-dependency. Indeed, a first clinical trial showed that the dopamine enhancing agent Methylenedioxymethamphetamine (MDMA) resulted in long lasting enhancement of therapy efficacy in treatment-resistant PTSD patients (Mithoefer, Wagner, Mithoefer, Jerome, & Doblin, 2011; Mithoefer et al., 2013). Notably, it remains unclear whether effects of L-dopa and MDMA are solely attributable to their effects on dopamine since these agents also prominently affect serotonin (Farré et al., 2007; Liechti & Vollenweider, 2001).
While it is encouraging that dopamine administration may facilitate extinction learning, it is important to note that several studies applied dopamine after extinction learning. Hence, these effects cannot be attributed to online dopamine-facilitated negative PE during extinction learning. Recent animal studies showed that natural enhancement of dopamine levels by novelty manipulation that preceded extinction facilitated both extinction learning and retention (de Carvalho Myskiw, Furini, Benetti, & Izquierdo, 2014; Menezes et al., 2015). Ideally, a non-invasive method for enhancing extinction learning is preferred over drug administration. Novelty manipulations aimed at increasing dopamine levels might be a promising new avenue for therapy improvement.
4. Challenges and future directions in mapping fear and extinction networks in humans
Most of our knowledge about extinction learning and its underlying mechanisms comes from work in non-human animals. In this review we have aimed to compare this work to what cognitive neuroscience has taught us about this process in humans. In this section we discuss the problems that arise when drawing parallels between, what turns out to be, fundamentally different levels of observation. To illustrate this, we start with what is probably the most undisputed centre of associative fear memory in animals: the amygdala.
Although the amygdala is generally regarded as the brain’s integrative centre for emotions, and critical for emotional learning (LeDoux, 2003), its role in human associative fear learning and extinction is, as is evident from Section 3.1, not clear. Recent, comprehensive meta-analyses on human fear conditioning (Fullana et al., 2018, 2016) failed to find robust amygdala activation during acquisition and extinction of fear, while an earlier influential meta-analysis (Sehlmeyer et al., 2009) reported amygdala activation in about half of the included studies. It has often been argued that amygdala responsiveness habituates rapidly (Büchel et al., 1998; LaBar et al., 1998; Lindner et al., 2015), and activation may therefore be obscured when analysing over multiple trials (i.e., the entire fear conditioning epoch). However, the same meta-analysis (Fullana et al., 2016) showed that, even when acquisition was divided into an early and late phase, no evidence was found for transient amygdala activity.
It is also argued that absence of amygdala activity in some reports might be due to differences in study design (Sehlmeyer et al., 2009). For example, some studies have used fear-relevant stimuli, such as spiders, as conditioned stimuli (van Well, Visser, Scholte, & Kindt, 2012; Visser, de Haan, et al., 2016), whereas others used simple geometric shapes (Jensen et al., 2003), or neutral faces and houses (Visser, de Haan, et al., 2016; Visser et al., 2015, 2013; Visser, Scholte, & Kindt, 2011). However, so far, meta-analyses have not been able to find a systematic pattern between studies that do find amygdala activation, and the studies that do not: Activation of the amygdala was independent of modality (visual, acoustic, olfactory) of either CS or UCS, and independent of reinforcement rate (partial vs. full reinforcement) (Sehlmeyer et al., 2009). Also, no clear picture emerges when comparing studies that used fear-relevant stimuli as CS (e.g., neutral faces, or pictures of spiders) compared to studies that used neutral stimuli (geometric shapes used in the different studies (Fullana et al., 2016; Sehlmeyer et al., 2009).
An alternative explanation for the many null-findings is that fMRI may not be suited for imaging the amygdala, with its different subnuclei that putatively have dissociable or even opposite functions. Rodent studies identified an intricate network consisting of reciprocal cortical-amygdaloid and inter-amygdala pathways. On top of that, some nuclei showed involvement in both excitatory and inhibitory processes of fear and safety learning, respectively (Orsini & Maren, 2012; Quirk & Mueller, 2008). The relatively low spatial resolution of fMRI (as opposed to, for example, single-cell recording) does not permit the mapping of such a small-scale organization. Apart from its low spatial resolution, fMRI suffers from signal dropouts and image distortions, specifically in structures located deep within the temporal lobe (Fullana et al., 2016; Mechias, Etkin, & Kalisch, 2010; Sehlmeyer et al., 2009). At the same time, false positive findings may arise as a result of the amygdala’s proximity to large veins, which is especially problematic for emotion research, where (non-specific) changes in blood flow co-vary with stimulus properties (Boubela et al., 2015). Thus, we may simply lack the tools to image reliably the amygdala in humans. Decades of animal work render it highly plausible that the amygdala plays a key role in associative fear learning, but Fullana et al. (2016, 2018) rightfully point out that we should acknowledge that, thus far, fear conditioning and extinction studies have failed to show consistent responding in the amygdala circuitry.
New tools to investigate neural processing during fear and extinction learning are required to shed light on the issue. Traditionally, fMRI analyses have focused on mapping activity in individual brain voxels or regions during learning tasks. In contrast, multi-voxel pattern analysis (MVPA) aims to identify responses across groups of voxels, to characterize the unique neural representation of a stimulus within a certain brain region (Haxby et al., 2001). Thus, whereas conventional methods compared a voxel’s or region’s signal strength between conditions, MVPA recognizes the unique contribution of multiple voxels within a population. Accordingly, a voxel that would not pass the test when considered separately can be identified with MVPA to make a significant contribution within a pattern of responses. By comparing or classifying patterns related to different stimuli, one can assess the degree to which different stimuli or cognitive states are alike (Haynes & Rees, 2005; Kamitani & Tong, 2005; Kriegeskorte, Mur, & Bandettini, 2008; Norman, Polyn, Detre, & Haxby, 2006). Techniques that evaluate unique patterns of responses, rather than average signal strength, offer increased sensitivity by capitalizing on regional variations (possibly sub-nuclei), rather than masking them (for review see Davis & Poldrack, 2013; Norman et al., 2006). In fear conditioning, this enhanced sensitivity is exemplified by a series of studies that did not reveal amygdala responding during fear acquisition or extinction when performing traditional activation-based analyses (Visser, de Haan, et al., 2016; Visser et al., 2015, 2013. 2011). However, fear learning was evident from trial-to-trial changes in neural patterns of responses: stimuli that were paired with a shock, but not stimuli that were never paired with a shock, showed an increase in similarity of activity patterns in the amygdala over the course of conditioning (Visser et al., 2015, 2013). Similar changes in neural activation patterns as a result of fear conditioning have been reported in other studies (Bach, Weiskopf, & Dolan, 2011; Braem et al., 2017; Dunsmoor, Kragel, Martin, & LaBar, 2014; Li, Howard, Parrish, & Gottfried, 2008). Responses identified with pattern analysis were by no means restricted to the amygdala, or even largest in the amygdala, but did suggest that the amygdala is indeed involved in associative learning, along with numerous other regions.
This highlights another challenge: Human neuroimaging research frequently reveals neural responses in areas other than those typically studies in animals (e.g., visual association areas, Fullana et al., 2018). The use of pattern analysis techniques additionally reveals effects outside the traditional human fear circuit (e.g., in the superior frontal gyrus (e.g., in the superior frontal gyrus; Visser, de Haan, et al., 2016; Visser et al., 2015, 2013, 2011; the piriform cortex; Li et al., 2008). Similarly, evidence for extinction of fear, as indexed by a decrease in differential pattern similarity, was not only observed in the amygdala, hippocampus and vmPFC but in numerous other areas (e.g., the superior frontal gyrus; occipitotemporal regions) outside the traditional extinction circuitry (Visser, de Haan, et al., 2016; Visser et al., 2015, 2013, 2011). Such findings pose additional challenges to bridging different levels of research. Note that finding effects in ‘non-traditional’ areas in itself does not necessarily indicate a discrepancy between human and rodent circuits (or a discrepancy between humans in ‘pattern analysis’ studies and in humans in previous neuroimaging studies for that matter). In most animal studies, where a priori hypotheses guide the selection of cells from which to record, effects that occur in other, less typical areas will most likely go unnoticed. This does not implicate that there are no neurons in other regions involved in the processes of interest. As another example, recent studies showed that the cerebellum contributes to fear extinction learning (Chang et al., 2015; Utz et al., 2015), an observation that was confirmed by a recent meta-analysis of extinction (Fullana et al., 2018). The cerebellum is however often ignored, or in many human neuroimaging research not even scanned. Also, while individual studies neglected involvement of the dorsolateral prefrontal cortex (dlPFC), it has been suggested that the dlPFC plays a prominent role in extinction learning and recall (Fullana et al., 2018). The dlPFC is implicated in cognitive control and emotion regulation (Hartley & Phelps, 2010; Miller & Cohen, 2001). It is likely that extinction is at least partly affected by higher order cognitive strategies to regulate emotion (Schiller & Delgado, 2010).
What these findings demonstrate is that whether one can detect an effect in a particular area depends on where data are collected and what method is employed, with for example neural pattern analysis being a more sensitive technique for detecting learning-dependent changes than analysis of average activation (Bach et al., 2011; Visser, de Haan, et al., 2016; Visser et al., 2015, 2013, 2011). Stepping away from traditional activation-based analyses may also provide a solution to some of the problems associated with imaging subcortical structures in humans. Perhaps one day new analysis methods such as MVPA may help identify subregions in the fear and extinction circuitry and advance our understanding of the complex interplay between structures within the neural circuitry underlying associative learning, especially when combined with high-resolution functional MRI (hr-fMRI), and/or high field-strength imaging, allowing for an even finer-grained mapping of regional variations (Balderston, Schultz, Hopkins, & Helmstetter, 2015). Yet, given the wealth of rodent data showing within-region intermixing of neuron types that respond in different and even opposite ways to conditioned and extinguished cues, it seems highly unlikely that even ultra high-resolution BOLD-MRI will ever be able to inform about processes at the scale of neural populations. Moreover, such imaging will always be restricted by the spatial and temporal resolution of the BOLD signal, which is much lower than that of neuronal signalling.
The question is whether comparisons across species at such microscopic levels are really necessary, or whether we can learn from similarities in organisational structures at a larger scale (e.g., Kriegeskorte et al., 2008). Aside from examining similarities in spatial organisation, some elements of extinction learning, such as trial-to-trial changes as a function of different manipulations can be validly investigated using fMRI, when combined with MVPA (the high sensitivity of MVPA compared to analysis of average activation allows for single-trial analysis; e.g., Visser, de Haan, et al., 2016). In addition, MVPA is well suited to assess similarities in the neural representations of stimuli and therefore ideal to study the generalization of fear (Dunsmoor et al., 2014; Visser, Haver, Zwitser, Scholte, & Kindt, 2016; Visser et al., 2015) and potentially generalisation of extinction. While this does not in itself reveal insights into the degree to which human and animal circuits are comparable, such techniques do provide another read-out for learning and memory processes that can be used to bridge findings from animals to humans (Visser et al., 2018).
5. Conclusion
In this review, we investigated the degree to which state of the art research has provided evidence for differences and similarities between the neural circuitry underlying extinction learning in non-human animals and humans. At a macroscale, networks in rodents and humans seem to overlap to some extent (e.g. PL and ACC; IL and vmPFC in rodents and humans respectively), but current imaging techniques preclude comparisons at a smaller scale, especially in areas that are functionally heterogeneous, such as the amygdala. Moreover, human neuroimaging shows the involvement of numerous areas (insula, visual association areas, cerebellum) in human fear extinction, areas that are not typically studied in animals. Findings show that effects are partly dependent on the methods employed, not only across species, but also across human neuroimaging studies.
There is currently little knowledge of extinction-related PE in humans. It is surprising that the neural correlates of PE in animals also constitute a relatively understudied area. The hippocampal-VTA loop has been proposed to control memory encoding (Lisman & Grace, 2005) and may therefore play an important part in mediating PE during extinction learning. Thus far, this remains mainly a theoretical construct.
Animal studies have significantly advanced the identification of the physical substrate of a memory, the memory engram (Josselyn et al., 2015; Tonegawa et al., 2015), with highly advanced techniques, such as optogenetics, allowing for the mapping of microcircuits involved in extinction learning and recall, and the potential to better characterise the role of PE in these processes. Human research is, however, lagging behind, given that the study of memory representations relies on relatively coarse neuroimaging techniques such as fMRI. New techniques such as multi-voxel pattern analysis and high-resolution imaging have opened up new possibilities to study processes involved in extinction at a smaller scale.Furthermore, the higher sensitivity of multi-voxel analysis techniques compared to traditional approaches allows for single-trial analysis of neural activation patterns, and thus a more fine-grained study of the temporal dynamics of extinction learning, as well as generalisation of fear (or safety) to similar stimuli. However, it seems unlikely that even ultra-high-resolution BOLD-MRI will ever be able to inform about processes at the scale of neural populations, not in the least because such imaging will always be restricted by the spatial and temporal resolution of the BOLD signal, which is much lower than that of neuronal signalling. Translational progress will therefore continue to depend on a variety of techniques and clever behavioural and pharmacological manipulations, which – when combined – may more indirectly allow inferences regarding the underlying neurobiology.
Acknowledgements
DS was supported by an FWO-Flanders postdoctoral fellowship (12P8715N). RMV was supported by a Marie Skłodowska-Curie Individual Fellowship from the European Union (Horizon 2020; Project ID 705641). Funding to pay the Open Access publication charges for this article was provided by KU Leuven.
Footnotes
Conflict of interest
De authors declare no conflict of interest.
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