Abstract
Background:
Early detection of pulmonary morbidity following haematopoietic stem cell transplantation (HSCT) remains an important challenge for intervention, primarily due to the insensitivity of spirometry to early change, and in paediatrics, patient compliance provides additional challenges. Regional lung ventilation abnormalities in paediatric HSCT patients were quantified using hyperpolarised xenon-129 (129Xe) magnetic resonance imaging (MRI) and compared to spirometry.
Methods:
Medically stable, paediatric allogeneic HSCT patients (n=23, ages 6–16 years) underwent an outpatient MRI scan where regional ventilation was quantified with a breath-hold of hyperpolarised 129Xe gas. Ventilation deficits, regions of the lung that ventilate poorly due to obstruction, were quantified as a ventilation defect percentage (VDP) and compared to forced expiratory volume in 1 s (FEV1), FEV1/forced vital capacity (FVC) ratio, and forced expiratory flow at 25–75% of FVC (FEF25–75%) from spirometry using linear regression.
Results:
The mean±SD 129Xe VDP was 10.5±9.4% (range 2.6–41.4%). 129Xe VDP correlated with FEV1, FEV1/FVC ratio and FEF25–75% (p⩽0.02 for all comparisons). Ventilation deficits were detected in patients with normal spirometry (i.e. FEV1 >80%), supporting the sensitivity of 129Xe MRI to early obstruction reported in other pulmonary conditions. Seven (30%) patients could not perform spirometry, yet ventilation deficits were observed in five of these patients, detecting abnormalities that otherwise may have gone undetected and untreated until advanced.
Conclusion:
Lung ventilation deficits were detected using hyperpolarised 129Xe gas MRI in asymptomatic paediatric HSCT patients and in a subgroup who were unable to perform reliable spirometry. 129Xe MRI provides a reliable imaging-based assessment of pulmonary involvement in this potentially difficult to diagnose paediatric population.
Introduction
Pulmonary complications following allogeneic haematopoietic stem-cell transplantation (HSCT) are a significant source of morbidity and mortality, affecting up to 60% of all HSCT patients, with the highest prevalence in patients with graft versus host disease (GVHD) [1, 2]. These complications may arise early or later post-transplantation (i.e. >100 days) and may stem from bacterial or fungal infections or from non-infectious sources such as pulmonary oedema or drug-related toxicity related to immunosuppression and chemotherapy [2, 3]. Bronchiolitis obliterans syndrome (BOS), the most common and severe later-onset pulmonary complication following HSCT, is an obstructive lung condition resulting from a combination of immune-mediated inflammation and fibrosis in the small airways. BOS is associated with precipitous declines in pulmonary function, high respiratory morbidity and eventual mortality. Commonly, BOS is an irreversible process, and while there are limited therapies available to stabilise lung function, the only treatment for end-stage lung disease is lung transplantation, which is also associated with BOS and poor prognosis.
Routine pulmonary function testing (PFT) such as spirometry is traditionally the first line of detection of lung abnormalities. The primary clinical parameter from spirometry is the forced expiratory volume in 1 s (FEV1), but generally the diagnosis of BOS is made only after significant consistent decline in FEV1. The clinical symptoms of BOS include chronic nonproductive cough, wheezing, exercise intolerance and dyspnoea on exertion; patients with these symptoms often already have moderate to severe FEV1 declines [4]. Trajectories of FEV1 following HSCT have shown the steepest decline in the 6 months prior to BOS diagnosis followed by stabilisation after diagnosis and intervention [5]. A multicentre, retrospective study of adult HSCT patients in the UK showed that 10% had significant decline in FEV1 and forced vital capacity (FVC) at 12 months post-HSCT compared to pre-transplantation [6], and in another study, Uhlving et al. [7] reported that 62% of their paediatric HSCT cohort had reductions in lung function of >10% in the first 3–9 months post-transplantation. Early detection of lung abnormalities is paramount for intervention to conserve pulmonary capacity and improve outcomes [5, 8, 9]. While spirometry is clinically ubiquitous and easy to deploy, there are known limitations, including a poor sensitivity to early disease [10, 11]. Even though routine spirometric screening of HSCT patients is recommended [12, 13], Prais et al. [14] suggest that protocols and fulfillment vary greatly across centres as evidenced by many retrospective studies of PFTs in HSCT patients with varying amounts of data and patients at each time point. Furthermore, in the paediatric population, compliance with the effort-dependent spirometry may be challenging. Loeb et al. [15] assessed the acceptability and repeatability of spirometry in paediatric subjects and reported that only 50% of subjects at the age of 6 years could perform acceptable repeatable spirometry, which rose to 85% by 10 years.
In addition to spirometry, clinical imaging such as chest radiography computed tomography (CT) may be pursued to detect lung disease. The characteristics of BOS on high-resolution chest CT include mosaic patterning, bronchiectasis, atelectasis and in later stages, severe air trapping [16]; however, these features are typically subtle in early disease. Concerns for exposure to ionising radiation in the paediatric population require judicious use of chest CT, limiting its application for routine screening of asymptomatic patients. While there are efforts to minimise ionising radiation exposure, including modern low-dose CT protocols and expiration-only CT protocols [17], a more sensitive, non-ionising imaging modality would allow for more frequent assessment of lung disease progression or therapeutic response.
Over the past 20 years, the sensitivity and specificity of hyperpolarised-gas magnetic resonance imaging (MRI) to detect early lung obstruction in asymptomatic patients has been demonstrated across a wide variety of pulmonary conditions including cystic fibrosis [18, 19], asthma [20–22], interstitial lung disease [23] and chronic obstructive pulmonary disease [21, 24, 25]. In hyperpolarised xenon-129 (129Xe) MRI techniques, the signal of 129Xe gas is enhanced many orders of magnitude over thermal equilibrium via spin exchange optical pumping, such that the gas may be inhaled and imaged via MRI during a single breath-hold (i.e. generally ⩾5 s). Regions of the lung that ventilate appear bright in the 129Xe images, and regions that are partially or fully obstructed appear relatively or completely dark, respectively, due to the inability of 129Xe gas to fill those obstructed airspaces. These deficits in lung ventilation can be quantified, and the repeatability and stability of hyperpolarised-gas ventilation deficits have been demonstrated [26–28], supporting outcomes from 129Xe MRI as biomarkers for obstructive lung disease. Indeed, hyperpolarised-gas MRI has been reported in lung transplantation; in a preliminary report of helium-3 (3He) MRI in six adult lung-transplantation recipients, McAdams et al. [29] found that the extent of 3He ventilation defects correlated with the severity of BOS. Gast et al. [30] used 3He ventilation and oxygen-sensitive MRI methods to investigate normal lung grafts and those with BOS and found that normal grafts had fewer ventilation defects and BOS patients had more heterogeneous intrapulmonary oxygen distribution.
We hypothesised that 129Xe MRI could detect ventilation abnormalities in a paediatric HSCT population, including in children who could not perform reliable spirometry, and that quantitative 129Xe ventilation would be sensitive to lung abnormalities post-HSCT before changes via traditional spirometry (i.e. 129Xe ventilation deficits would be present in HSCT patients with normal spirometry), providing a means of early detection and intervention. Portions of this work have been presented previously in abstract form [31, 32].
Methods
Subjects and 129Xe gas preparation
23 paediatric allogeneic HSCT recipients were recruited for the 129Xe MRI study with institutional review board approval following United States Food and Drug Administration (US FDA) investigational new drug (IND) approval (IND number 123577). Inclusion criteria included age ⩾6 years (lower limit of the IND) and ability to perform a breath-hold. Table 1 summarises the demographics for this cohort. In addition to standard MRI exclusion criteria (e.g. claustrophobia, incompatible implants), additional exclusions included symptoms of current respiratory infection (loose or productive cough or wheeze), chest tightness within the previous week, baseline pulse oximetry <95% and/or positive pregnancy test (if applicable). All subjects were medically stable outpatients at the time of imaging. Isotopically enriched Xe gas (86% 129Xe) was polarised to ~20% using a commercial polariser (Polarean Imaging, Durham, NC, USA) and dispensed into a Tedlar delivery bag (Jensen Inert Products, Coral Springs, FL, USA) equipped with Tygon tubing, plastic hose clamp and a mouthpiece (Epsilon Medical Devices, Penang, Malaysia).
TABLE 1.
Age years | 11 (6–17) |
Sex | |
Female | 14 (61) |
Male | 9 (39) |
Diagnosis | |
Bone marrow failure | 11 (48) |
Primary immune deficiency | 8 (35) |
Malignancy | 4 (17) |
Conditioning regimen# | |
Campath/FLU/MELPH | 7 (29) |
ATG/BU/CY/FLU | 5 (21) |
ATG/BU/CY | 4 (17) |
BU/FLU/TT | 2 (8) |
ATG/CY | 1 (4) |
ATG/FLU/TT/treosulfan | 1 (4) |
Campath/FLU | 1 (4) |
FLU | 1 (4) |
Campath/FLU/BU+TBI | 1 (4) |
ATG/CY+TBI | 1 (4) |
Donor source/HLA status# | |
Related | |
Matched (8/8, 10/10) | 5 (21) |
Unrelated | |
Matched (8/8, 10/10, 12/12) | 10 (42) |
Mismatched (7/8, 8–9/10) | 9 (38) |
Stem-cell source# | |
Bone marrow | 15 (63) |
PBSC | 8 (33) |
Bone marrow/cord blood | 1 (4) |
GVHD prophylaxis# | |
CSA/PRED | 7 (30) |
CD34 selection | 6 (25) |
CSA/MTX | 4 (17) |
CSA/MFF | 3 (13) |
ATG/CSA/maraviroc/PRED | 1 (4) |
CSA/maraviroc/PRED | 1 (4) |
Abatacept/PRED | 1 (4) |
Tacrolimus/sirolimus | 1 (4) |
Acute GVHD n/N (%) | 8/23 (35) |
Skin (grade 1–3) | 6 |
Gastrointestinal (grade 2–3) | 3 |
Chronic GVHD n/N (%) | 8/23 (35) |
Skin (limited-extensive) | 6 |
Lung | 4 |
Vagina | 3 |
Eyes | 2 |
Mouth | 2 |
Gastrointestinal | 1 |
Liver | 1 |
Data are presented as mean (range), n (%) or n, unless otherwise stated. FLU: fludarabine; MELPH: melphalan; ATG: antithymocyte globulin; BU: busulfan; CY: cyclophosphamide; TT: thiotepa; TBI: total body irradiation; HLA: human leukocyte antigen; PBSC: peripheral blood stem cell; GVHD: graft versus host disease; CSA: cyclosporine; PRED: prednisone; MTX: methotrexate; MFF: mycophenolate mofetil.
n=24 transplantations, as one subject underwent two haematopoietic stem cell transplantations.
MRI procedure
After screening, subjects were placed supine in a Philips (Best, the Netherlands) 3 Tesla Achieva MRI scanner with a homebuilt 129Xe saddle coil tuned to 35.3 MHz. Standard three-plane, hydrogen-1 (1H) localisation scans were performed first to ensure optimal field of view for lung imaging. Next, a conventional 1H gradient-echo scan was performed with a practice breath-hold of room air. For all breath-holds (i.e. 1H and 129Xe), the gas administrator instructed the subject to fully inhale and exhale twice before gas inhalation beginning at functional residual capacity. The maximum scan duration was 16 s for all scans requiring a breath-hold, and the subject was in the MRI scanner for ~15 min for hyperpolarised 129Xe MRI. Due to the non-renewable, hyperpolarised nature of the 129Xe gas, practice breath-holds with room air were repeated if necessary to ensure compliance for the 129Xe scans.
First, a small calibration dose of ~250 mL of hyperpolarised 129Xe gas was administered during a brief 2-s breath-hold to optimise the in vivo flip angle for the 129Xe ventilation images. For 129Xe ventilation imaging, the 129Xe gas dose was one-sixth of a subject’s predicted total lung capacity as calculated from plethysmography-based predictive equations using a subject’s sex and height [33]. 129Xe ventilation was acquired using a gradient-echo scan (9–12° flip angle, repetition time=8 ms, echo time=4 ms, nine to 15 slices depending on subject’s size, and voxel size ≈3×3×15 mm3 [34]).
129Xe gas was administered in the presence of a medical professional (i.e. registered nurse or physician), and a minimum of 2 min elapsed between consecutive 129Xe breath-holds. Subject blood oxygenation (arterial oxygen saturation measured by pulse oximetry (SpO2)) and heart-rate were monitored throughout the 129Xe breath-holds using a magnetic resonance-compatible pulse oximeter (InVivo Corporation, Orlando, FL, USA), and changes in vitals were compared to baseline resting values using paired t-tests with a p-value ⩽0.05 considered significant. Adverse events were assessed during the 129Xe MRI procedure and via follow-up phone call at day 1 and day 30 (±7 days).
129Xe ventilation analysis
129Xe ventilation images were analysed using custom software in MATLAB (MathWorks, Natick, MA, USA). Lung masks were generated using 1H MRI to define the edges of the lungs excluding large airways and vasculature. The 129Xe ventilation defect percentage (VDP) was calculated using a threshold of <60% of the mean whole-lung 129Xe signal and quantified as a percentage of the total lung volume. VDP calculated in this manner is a well-established, reproducible outcome measure in the hyperpolarised-gas MRI literature [35–39]. This 60% threshold has been used previously to best separate healthy paediatric controls from those with lung obstruction in cystic fibrosis [40]. 129Xe VDP was compared to a cohort of age-matched control subjects (n=10; seven males and three females) with a mean±SD age of 12±3 years (range 6–16 years) and FEV1 % predicted of 102±9% (range 89–115%), which were published previously [40]. Ventilation deficits were considered present if 129Xe VDP was >6%, which is the upper limit typical of our control subjects. 129Xe image results were compared to measures from FEV1, FEV1/FVC ratio and forced expiratory flow at 25–75% of FVC (FEF25–75%) from spirometry when available using linear regression and Pearson’s correlations. Clinical spirometry reports were collected from patient medical records if within 6 months of the MRI. If no recent clinical spirometry was available, spirometry was attempted on the day of the MRI visit.
Results
The 129Xe MRI procedure was well tolerated and completed by all subjects. Table 2 summarises the changes in SpO2 and heart rate during the calibration and ventilation imaging doses of Xe gas. As anticipated, there was a small, short decrease in SpO2 associated with the ventilation dose of gas, a mean decrease of ~8% from baseline (compared to ~6% decrease reported for paediatric cystic fibrosis patients and healthy controls [34]). Of the 19 subjects who had a decrease in SpO2, the duration of this nadir was <10 s and SpO2 was restored for all subjects with normal breathing of room air. There were no related adverse events and no adverse events during the study visit that required medical intervention, in agreement with previously published safety assessments of 129Xe MRI in paediatric [34] and adult subjects [25, 41].
TABLE 2.
Flip-angle calibration dose | Ventilation-imaging dose | |||||
---|---|---|---|---|---|---|
Baseline | At nadir of SpO2 | 2 min post-procedure | Baseline | At nadir of SpO2 | 2 min post-procedure | |
SpO2 % | 97.4±1.5 | 93.5±4.2 | 97.5±1.7 | 97.2±1.4 | 89.3±5.2 | 98.0±1.6 |
(95–100) | (86–104) | (93–100) | (94–100) | (74–97) | (94–100) | |
p-value | 0.0018 | 0.74 | 1×10−6 | 0.009 | ||
Heart rate beats-min−1 | 92±14 | 93±11 | 92±13 | 92±13 | 96±13 | 90±15 |
(74–109) | (82–121) | (70–116) | (68–124) | (66–123) | (67–125) | |
p-value | 0.80 | 0.54 | 0.33 | 0.33 |
Data are presented as mean±SD (range), unless otherwise stated. SpO2: arterial oxygen saturation measured by pulse oximetry.
The 129Xe ventilation pattern varied widely across subjects, as demonstrated in figure 1, including across patients with similar FEV1 % pred values (figure 1b,c). Ventilation deficits were apparent (i.e. VDP >6%) in 11 (48%) subjects. The mean±SD 129Xe VDP was 10.5±9.4% in all HSCT patients (range 2.6–41.4%), which was elevated relative to controls [40] (6.3±2.8%), but did not reach statistical significance (p=0.06). A 129Xe VDP threshold between 60% and 70% provided the maximum separation between HSCT subjects with BOS and control subjects. The wide individual variation in ventilation was apparent especially when 129Xe VDP was plotted against FEV1 % pred, FEV1/FVC ratio and FEF25–75% (figure 2), as subjects with similar spirometry values had large differences in VDP. Reliable spirometry data were available for 16 out of the 23 subjects, and the mean±SD days between spirometry and 129Xe MRI was 46±43 days (range 0–137 days). 129Xe VDP correlated with FEV1 % pred with a p-value of 0.02; Pearson’s coefficient −0.56, with FEV1/FVC ratio (p<10−6, Pearson’s coefficient −0.92), and FEF25–75% (p=0.0005 and Pearson’s coefficient −0.78).
Importantly, seven (30%) out of 23 subjects in this study were unable to perform reliable post-transplantation spirometry due to technique; however, all subjects were able to complete the 129Xe MRI protocol. As anticipated, the subgroup without reliable spirometry included primarily the youngest subjects, with an average age of 8±3 years (range 6–13 years). In this group the 129Xe VDP was 11.4±8.4% (range 3.3–28%) and 129Xe ventilation deficits were apparent (i.e. VDP >6%) in five out of seven subjects. Reliable pre-transplantation FEV1 % pred was available for only eight subjects, and post-transplantation FEV1 was available for six of these subjects with an average decrease of 8% (range 0–32%) at the time of 129Xe MRI. Patients with reliable spirometry (n=16) were significantly older (average 12±3 years, range 6–17 years; p=0.008) and the 129Xe VDP was 10.2±10.3% (range 3–41.4%; nonsignificant). There was no significant difference in 129Xe VDP between patients with known chronic GVHD of any system (n=8, average 129Xe VDP 10.6±7.8%) and those without chronic GVHD (10.5±10.4%). In the four patients with clinically diagnosed lung GVHD, 129Xe VDP ranged from 5.5% to 24% (average 13.7±9.1%), which was not statistically different from patients with other forms of chronic GVHD or from patients without chronic GVHD.
To evaluate early and late ventilation abnormalities after HSCT, 129Xe VDP was compared to the number of days post-HSCT (figure 3a). Ventilation deficits were identified early and late after HSCT, but in the subgroup of 13 patients who had MRI within the first year post-HSCT (figure 3b), seven (54%) patients had obvious ventilation deficits and 129Xe VDP >6%, including several of the patients who were unable to perform reliable spirometry and one patient with normal FEV1 (figure 1c).
Discussion
To our knowledge, this is the first demonstration of hyperpolarised 129Xe MRI in the HSCT population. 129Xe MRI detected a wide range of lung ventilation abnormalities in paediatric HSCT patients. Ventilation deficits via 129Xe MRI were detected in asymptomatic HSCT patients with normal FEV1 (i.e. >80% predicted, e.g. figure 1c), which is in agreement with previous studies of 129Xe MRI in other pulmonary diseases with mild obstruction [19, 36, 38, 40]. These results are in agreement with a case study of lung scintigraphy of an adult HSCT patient with relatively unremarkable chest CT who was diagnosed with bronchiolitis obliterans by the presence of matched ventilation–perfusion deficits on scintigraphy, supporting the diagnostic value of functional lung imaging in the HSCT population [42]. Longitudinal studies to understand how 129Xe MRI may play a role in screening bone marrow transplant patients for future BOS risk are needed; however, this small, cross-sectional study demonstrates hyperpolarized 129Xe MRI as a safe, feasible and sensitive modality in paediatric HSCT patients, even relatively soon (i.e. 100 days) post-transplantation, and even in children who are unable to perform reliable spirometry, a vastly underevaluated population.
While 129Xe VDP correlated with FEV1, it is important to note that FEV1 is known to be somewhat insensitive to early obstruction [43, 44]. Consistent with this were two HSCT subjects who had normal FEV1 but >6% VDP, suggesting that 129Xe MRI is sensitive to early lung involvement in asymptomatic subjects. The correlation between 129Xe VDP and FEV1/FVC ratio (p<10−6) was stronger than the correlations between 129Xe VDP and FEV1 (p=0.02) and FEF25–75% (p=0.0005); this is in agreement with Kirby et al. [38], who reported a stronger correlation between 129Xe VDP and FEV1/FVC ratio than with FEV1. While FEV1 is the gold standard for assessing lung disease and reductions in FEV1 are associated with obstruction, it represents just one functional component of lung disease. FEV1/FVC ratio is a more specific marker for early airway involvement; this is consistent with the stronger correlation with VDP.
It has been reported that lower pre-transplantation FEV1 is associated with increased risk of pulmonary complications following HSCT [45]; however, this baseline is not always obtainable in paediatric subjects, which severely limits surveillance following transplantation. Without a reliable metric for surveillance, complications may go undetected and untreated, as was seen in this study, in the five subjects who could not perform spirometry, yet 129Xe ventilation deficits were detected. Without pre-transplantation assessment via PFTs or imaging, it is unknown whether these ventilation abnormalities were pre-existing and reflective of underlying lung disease or occurred after HSCT, and this is one shortcoming of this study, in addition to the lack of same-day spirometry and 129Xe MRI assessment. While spirometry is easily deployable, the paucity of reliable spirometry data in this study reinforces the notion that more robust and sensitive metrics for assessing paediatric lung disease are needed. Indeed, emerging PFTs such as lung clearance index via multiple-breath washout and impulse forced oscillometry have shown promise as being less effort-dependent and easier for paediatrics; however, these techniques have not yet been reported in the paediatric HSCT population. Hyperpolarised 129Xe MRI can address this need while providing additional spatial resolution which may be leveraged for targeted evaluations such as bronchoscopy and lung biopsy.
Currently hyperpolarised 129Xe gas is regulated by the US FDA as an investigational drug, so its use is limited to research centres with expertise and specialised equipment. However, as the high translational potential of 129Xe MRI continues to be demonstrated across the spectrum of pulmonary disease and patient populations, availability of 129Xe MRI will probably improve. Alongside other known risk factors such as chronic GVHD [46, 47], ventilation deficits on 129Xe MRI may inform an algorithm for routine pulmonary screening of HSCT recipients, and as a non-ionising imaging modality, 129Xe MRI is may be used for serial evaluation in this radiation-sensitive paediatric population. In addition to the need for multisite trials of 129Xe MRI with larger study cohorts, future longitudinal studies demonstrating the sensitivity and robustness of 129Xe MRI to early treatment response for individual HSCT patients are in development.
In conclusion, lung ventilation abnormalities following HSCT were quantified using hyperpolarised 129Xe MRI, providing a means of spatially mapping regional lung function without ionising-radiation exposure. While 129Xe VDP was correlated with FEV1 % pred, FEV1/FVC ratio and FEF25–75% from spirometry, there was wide variation in ventilation patterns between subjects with similar spirometric parameters, supporting 129Xe as a regional biomarker for individualised assessment of lung abnormalities. There is strong translational potential for 129Xe MRI to personalise treatment approaches for individual HCST patents with pulmonary complications, especially in underevaluated populations such as children who are unable to perform reliable spirometry. 129Xe ventilation MRI may identify asymptomatic patients who should undergo more frequent screening, pre-emptive anti-inflammatory treatment, or be considered for intervention such as bronchoscopy, where the spatial resolution of 129Xe MRI can be leveraged to guide the procedure. The sensitivity of 129Xe to ventilation deficits in asymptomatic HSCT patients with intact spirometry is critical for early intervention to prevent or stabilise disease progression, conserve pulmonary capacity, and ultimately improve outcomes.
Acknowledgements:
The authors would like to acknowledge the following Cincinnati Children’s Hospital Medical Center (Cincinnati, OH, USA) personnel for their contributions to this study: Erin Watters, Jaylynn Hill and Leann Mount for patient recruitment, coordination and consent; Andrew Bryan and Joseph Plummer for hyperpolarised 129Xe gas preparation; Sharon Kadon and Michelle England for monitoring during the 129Xe MRI procedure; and Lacey Haas, Matt Lanier, Brynne Williams, Kaley Bridgewater and Marty Jones for operating the MRI scanner.
Support statement: This work was supported by NIH K99HL138255 and T32HL007752. Funding information for this article has been deposited with the Crossref Funder Registry.
This manuscript is dedicated to our late colleague Javier El-Bietar, who touched the lives of many patients.
Footnotes
Conflict of interest: L.L. Walkup has nothing to disclose. K. Myers reports personal fees from Novartis and Bellicum, outside the submitted work. A. Nelson has nothing to disclose. M.M. Willmering has nothing to disclose. M. Grimley has nothing to disclose. S.M. Davies has nothing to disclose. C. Towe has nothing to disclose. J.C. Woods reports grants from and consultancy for Vertex Pharmaceuticals, and grants from Grifols, Inc., outside the submitted work.
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