Abstract
Sex chromosome trisomies (SCT), including Klinefelter syndrome/XXY, Trisomy X, and XYY syndrome, occur in 1 of every 500 births. The past decades of research have resulted in a broadening of known associated medical comorbidities as well as advances in psychological research. This review summarizes what is known about early neurodevelopmental, behavioral, and medical manifestations in young children with SCT. We focus on recent research and unanswered questions related to the risk for neurodevelopmental disorders that commonly present in the first years of life and discuss the medical and endocrine manifestations of SCT at this young age. The increasing rate of prenatal SCT diagnoses provides the opportunity to address gaps in the existing literature in a new birth cohort, leading to development of the eXtraordinarY Babies Study. This study aims to better describe and compare the natural history of SCT conditions, identify predictors of positive and negative outcomes in SCT, evaluate developmental and autism screening measures commonly used in primary care practices for the SCT population, and build a rich data set linked to a bank of biological samples for future study. Results from this study and ongoing international research efforts will inform evidence-based care and improve health and neurodevelopmental outcomes.
Keywords: XXY, XYY, Trisomy X, neurodevelopment, testosterone
1 |. INTRODUCTION
Sex chromosome trisomy (SCT) is common, and the rate of prenatal SCT diagnosis is rapidly increasing. SCTs occur in 1 of every 500 births and are the most common chromosomal abnormalities, including XXY/Klinefelter syndrome (1/600 males), XXX/Trisomy X (1/1000 females), and XYY syndrome (1/1000 males) (Coffee et al., 2009; Hamerton, Canning, Ray, & Smith, 1975; Nielsen, 1990). Historically, less than 10% of individuals with SCT were diagnosed before adolescence, however the rate of prenatal diagnosis is increasing exponentially as testing of cell free-fetal DNA (cfDNA) in maternal blood evolves to become standard screening in prenatal care (Abramsky & Chapple, 1997; Bojesen, Juul, & Gravholt, 2003). In May 2016, the American College of Obstetrics and Gynecology expanded its support for prenatal cfDNA screening from high-risk pregnancies to all pregnancies, potentially increasing rates of prenatal SCT diagnosis by 10-fold (Bianchi & Wilkins-Haug, 2014; Lo, Cori, Norton, & Caughey, 2014; ACOG Practice Bulletin No. 163: Screening for Fetal Aneuploidy 2016). In addition to the rapidly evolving status of prenatal screening, universal newborn screening for a variety of new genetic conditions is being considered in the near future. Genetic testing technologies being used in some newborn screening pilot programs will incidentally diagnose SCT, and in some of these cases SCT may likely be identified more frequently than the rare genetic conditions the tests are designed to ascertain (Coffee et al., 2009; Esposito et al., 2018; Inaba et al., 2013; Park et al., 2013; Vorsanova et al., 2001). Finally, with emerging evidence of earlier age of diagnosis and potential early treatments that may affect outcomes in SCT (Davis, Reynolds, Dabelea, Zeitler, & Tartaglia, 2019; Samango-Sprouse et al., 2013; Wigby et al., 2016), there is advocacy for SCT to be considered for newborn screening studies (Nieschlag et al., 2016). With these changes in the landscape and a rapidly growing population of infants with a prenatal diagnosis, updated research investigating early determinants contributing to phenotypic variability and increased morbidities is overdue and needed to inform care (Herlihy, Gillam, Halliday, & McLachlan, 2011).
The goal of this review is to summarize what is known about early neurodevelopmental, behavioral, and medical manifestations in young children with SCT in order to guide early care and highlight research needs. In what follows, we briefly summarize older literature from the 1970’s to the 1990’s that laid the foundation for what is known about SCT, and then highlight advances in the field over the last 20 years. We then introduce the eXtraordinarY Babies Study, a prospective study of infants with a prenatal diagnosis of SCT, and highlight background neurodevelopmental and endocrine questions this study will address, as well as the implications study results may have on the topic of newborn screening for SCT.
2 |. EARLY LONGITUDINAL AND CROSS-SECTIONAL STUDIES
Our core knowledge of the natural history of SCT in infancy and childhood is largely based from birth cohort studies conducted from the 1970’s to 1990’s. These studies included children with SCT identified through newborn screening research protocols who were then followed prospectively at seven sites across the United States, Canada, and Europe into young adulthood (Robinson, Bender, & Linden, 1990). At the time of these studies, clinical chromosomal testing was largely reserved for patients with congenital malformations, marked dysmorphisms, or more severe developmental disabilities, and thus clinical descriptions of SCT patients in the medical literature were biased toward severely involved cases. Thus, these birth cohort studies represent the first studies in the SCT population without significant ascertainment bias (Abramsky & Chapple, 1997; Bishop et al., 2010). Although there were some differences in protocols between study sites, results described SCT growth patterns, development, clinical features, and clinical labs summarized in Table 1.
TABLE 1.
XXY (Klinefelter syndrome) N = 95 | XYY (Jacobs syndrome) N = 59 | XXX (triple X) N = 46 | ||
---|---|---|---|---|
Neurodevelopmental | Early developmental delays 1–7 | 70% Usually mild, speech delay>motor |
80% Usually mild, speech del>motor |
55% Usually mild, speech del>motor |
Learning disabilities 4,5,8–11 | 64–85% (esp. reading) | ∼55% | 75–100% (esp. reading) | |
Mean cognitive (IQ) 12–18 | 10–15 points lower than normal; Verbal < nonverbal |
5–10 points lower than normal; verbal usually = nonverbal | 10–15 points lower than normal; verbal < nonverbal | |
Behavior/Social-emotional, 13,15,17–22 | Shy, social difficulties; immature, attentional problems | Hyperactivity; negative mood; impulsivity 2 | Shy, anxiety, social difficulties; sensory integration problems | |
Motor skills 6,7,13 | Motor delays, coordination and motor planning problems | Increased rate of balance and coordination problems 1, 12 | Motor delays, coordination problems, low strength | |
Physical/medical | Average birth size 1,2,3,23 | Slightly smaller | Normal | Smaller |
Congenital anomalies 1,2,3,13 | Modest increase | Rare | Rare | |
Dysmorphisms 1,2,3,13 | Minimal: Hypertelorism, epicanthal folds, clinodactyly, small head circumference | No dysmorphisms reported normal head circumference | Minimal: Hypertelorism, epicanthal folds, clinodactyly, small head circumference | |
Growth and body habitus 1,13–15,22,23 | Tall stature; long legs increased growth velocity starting at 5yo; excess weight gain | Tall stature, long legs thinner than XXY delayed growth spurt 1 | Tall stature; increased growth velocity starting at 7yo; abdominal pain (25%) | |
Muscle tone 1–3,6,7 | Hypotonia | Hypotonia | Hypotonia | |
Gonadal function | Prepubertal gonadal function 1–3,13,17,22,24,25,26 | Cryptorchidism in 10–20%; small testes <0.5ml in 65% at 6m; slow penile growth; T under assay detection limit; bone age delayed (−2 SD) | Testes and penile size in the normal range; Testo concentrations normal | Nothing reported in infancy, high FSH in mid-childhood; bone age delayed (−1 SD) |
Puberty timing, tempo, and course 13,15,17,20,22,24 | Testes enlarge to max of 10ml, high LH & FSH after Tanner 3, Testo plateaus in late puberty | Early onset of testicular enlargement, normal testosterone levels | Thelarche and menarche late-normal, but precocious puberty also reported | |
Adult function/fertility 14,18,19,21,22 | Infertility, 90% with low Testo | Assumed normal fertility | ∼10% secondary amenorrhea; pregnancies in 9/37 |
(1) Stewart et al., 1982; (2) Robinson et al., 1982; (3) Ratcliffe et al., 1982; (4) Pennington, Puck, & Robinson, 1980; (5) Ratcliffe, 1982a; (6) Salbenblatt, Meyers, Bender, Linden, & Robinson, 1989; (7) Salbenblatt, Meyers, Bender, Linden, & Robinson, 1987; (8) Rovet, Netley, Keenan, Bailey, & Stewart, 1996; (9) Pennington, Bender, Puck, Salbenblatt, & Robinson, 1982; (10) Bender, Puck, Salbenblatt, & Robinson, 1986; (11) Bender, Linden, & Robinson, 1993; (12) Bender, Linden, & Harmon, 2001, (13) Robinson, Bender, & Linden, 1990; (14) Ratcliffe, Masera, Pan, & McKie, 1994; (15) Stewart, Bailey, Netley, & Park, 1990; (16) Rovet, Netley, Bailey, Keenan, & Stewart, 1995; (17) Ratcliffe, Murray, & Teague, 1986; (18) Bancroft, Axworthy, & Ratcliffe, 1982; (19) Bender, Harmon, Linden, & Robinson, 1995; (20) Robinson, Bender, Linden, & Salbenblatt, 1990; (21) Linden, Bender, Harmon, Mrazek, & Robinson, 1988, (22) Ratcliffe, Butler, & Jones, 1990; (23) Ratcliffe, 1985; (24) Ratcliffe, 1982b.
3 |. RESEARCH ADVANCES SINCE THE NEWBORN SCREENING STUDIES
Since these initial newborn screening trials in the 1970’s, most SCT research has been cross-sectional in design with participants primarily recruited through advocacy groups or clinical settings. These cohorts include both children identified with SCT in the prenatal period and those diagnosed during childhood due to clinical findings such as developmental delay, signs of pubertal/gonadal failure, or other medical concerns leading to genetic testing. Thus, there is ascertainment bias in all of these studies that limits generalizability of results to the entire SCT population. However, acknowledging this bias, many important discoveries in the SCT field have occurred over the past 40 years which we describe in more detail in sections below. For example, there has been a broadening of known associated medical comorbidities like insulin resistance, decreased bone health, and cardio-metabolic disorders, including epidemiologic studies in Europe revealing increased morbidity and mortality in all SCT conditions (Bojesen & Gravholt, 2011; Bojesen, Juul, Birkebaek, & Gravholt, 2004; Gravholt, Jensen, Host, & Bojesen, 2011; Pasquali et al., 2013; Stagi et al., 2016; Stagi et al., 2017; Stochholm, Juul, & Gravholt, 2010a; Stochholm, Juul, & Gravholt, 2010b; Swerdlow, Higgins et al., 2005). We have also learned that infants with XXY show lower levels of serum testosterone levels during the mini puberty of infancy at 2–4 months of age (Aksglaede, Davis, Ross, & Juul, in press; Lahlou, Fennoy, Carel, & Roger, 2004; Ross et al., 2005), and both retrospective, nonrandomized cohort (Samango-Sprouse et al., 2013) and prospective, blinded trials (Davis et al., 2017; Davis et al., 2019; Ross et al., 2017) of different androgen treatments in infants and young children with XXY suggest that there may be improvements in health outcomes and some psychological domains. There have also been significant advances in fertility research in XXY such that now sperm can be retrieved through surgical microdissection in ~50% of men with XXY, however there is little current understanding of factors predicting success in sperm retrieval (Madureira et al., 2014; Plotton et al., 2015;Rohayem et al., 2015; Takeda et al., 2017; Ragab et al., 2018; Deebel et al., 2020). Additionally, while hormonal impacts have traditionally been considered more important in XXY compared with the other SCT conditions, there have been reports of increased rates of primary ovarian insufficiency and decreased ovarian volumes in Trisomy X (Ayed et al., 2014; Davis et al., in press; Goswami et al., 2003; Jiao et al., 2012; Stagi et al., 2016; Stagi, Di Tommaso, Manoni, et al., 2016; Villanueva & Rebar, 1983), and sub-fertility and impaired testicular function in XYY which also are deserving of additional study (Davis et al., in press; Hofherr, Wiktor, Kipp, Dawson, & Van Dyke, 2011; Kim, Khadilkar, Ko, & Sabanegh, 2013).
Elevated rates of important and treatable neurodevelopmental problems such as autism spectrum disorder (ASD) and attention deficit hyperactivity disorder (ADHD) have been identified by various researchers utilizing diagnostic criteria that were not available during the initial prospective studies (Bruining, Swaab, Kas, & van Engeland, 2009; Lee et al., 2011; Ross et al., 2012; Tartaglia et al., 2017; Tartaglia, Ayari, Hutaff-Lee, & Boada, 2012), and theoretical models have been proposed linking deficits in social cognition and executive functioning to behavioral and social outcomes (van Rijn, 2019). The important role of background family history and early environmental experiences in their contribution to phenotypic variability has also been introduced (Samango-Sprouse et al., 2014; van Rijn, Barneveld, Descheemaeker, Giltay, & Swaab, 2016). Psychosocial research extending into adulthood has also reported the effects of SCT diagnoses on quality of life (Close, Fennoy, Smaldone, & Reame, 2015; Skakkebæk, Wallentin, & Gravholt, 2015; Turriff, Levy, & Biesecker, 2011; Turriff, Macnamara, Levy, & Biesecker, 2016).
Preliminary genetic studies have suggested specific polymorphisms or expression patterns that may be associated with phenotypic features including height in all SCTs (Ottesen et al., 2010), penile length and pubertal development in XXY (Wikstrom, Hoei-Hansen, Dunkel, & Rajpert-De Meyts, 2007; Zinn et al., 2005), language abilities in XXY (Vawter, Harvey, & DeLisi, 2007), and autism symptoms in XYY (Ross, Tartaglia, Merry, Dalva, & Zinn, 2015). Further, larger genomic and transcriptomic studies are being initiated that have shown effects of altered gene dosage of both sex chromosome and autosomal genes in SCT (Raznahan et al., 2018; Skakkebæk et al., 2018), raising the complexity of approaches needed to better understand the genes that contribute to the neurodevelopmental and medical phenotypes across SCT conditions.
While these cross-sectional studies add to the understanding of SCT, natural history of these new findings in unbiased cohorts are lacking. SCT researchers reporting on cross-sectional samples often try to partially address ascertainment bias by comparing participants with a prenatal versus postnatal diagnosis. Because young children with a postnatal diagnosis are typically identified because of a developmental disorder and thus biased toward a more severe phenotype, description of the prenatally identified subset of a research sample is more likely to represent the broad phenotypic variation that can occur in SCT (Bishop et al., 2010; Geerts, Steyaert, & Fryns, 2003; Wigby et al., 2016). However, this approach often leaves lower sample sizes and remains biased by the involvement of both prenatally and postnatally diagnosed participants recruited through clinical samples or support groups. There have been no updated longitudinal studies of prenatally diagnosed children with SCT. This is a major limitation and challenge in prenatal and postnatal genetic counseling, where ascertainment bias of published literature has to be explained and the phenotypic variability has to be emphasized while there is limited evidence-based information to share about predictors of the broad neurodevelopmental and medical outcomes. Given the rise in prenatal diagnoses from cfDNA screening, there is the opportunity to study a new cohort of infants from birth with consideration of current research gaps and the marked need for updated information to guide genetic counseling and clinical care for this understudied and rapidlygrowing population of children.
4 |. THE EXTRAORDINARY BABIES STUDY
These research gaps and opportunities led to the development of the eXtraordinarY Babies Study, a prospective natural history study of infants prenatally diagnosed with SCT designed to examine trajectories of neurodevelopment and physical health from birth through the first few years of life as well as psychosocial factors such as quality of life and parental experiences. This project is funded by NICHD as a project of the American College of Medical Genetics and Genomics (ACMG) Newborn Screening Translational Research Network (NBSTRN) (ClinicalTrials.gov NCT03396562), and is being conducted at two sites including University of Colorado/Children’s Hospital Colorado and Nemours-Dupont Hospital for Children. The study is currently enrolling infants between 2 and 12 months of age with a prenatal diagnosis of SCT, and aims to better describe and compare the natural history of SCT conditions, identify predictors of positive and negative outcomes in SCT, evaluate developmental and autism screening measures commonly used in primary care practices for the SCT population, and to build a rich data set linked to a bank of biological samples for future study. Participants are seen for study visits at 2, 6, and 12 months of age, and then annually. Each study visit includes collection of a comprehensive battery of historical, developmental, psychological, and physical examination data, as well as collection of biological samples as shown in Table 2.
TABLE 2.
Demographic/family information | Race/ethnicity Family history (medical, learning, psychological, education levels, work) Household and family factors (siblings, birth order, household members, location, language exposure) Socioeconomic status Parental height/weight measurement Brief parental cognitive, language, executive function skills Parenting stress/attachment/quality of life |
Development/behavior assessments | Cognition Language skills Motor skills Social development and play Adaptive functioning Eyetracking: Early social cognition Pre-academic skills (3+ years) Behavioral questionnaires Temperament scales Therapy/intervention/daycare history Developmental/autism screening measures |
Medical data | Prenatal, birth, medical, and surgical history Growth parameters Physical examination Body composition (PeaPOD, BodPOD) Laboratory studies (hormonal profiles, etc.) |
Biological samples for biorepository | Blood processed for DNA, RNA, serum, plasma Urine Stool |
The primary analysis plan includes predictors of phenotypic outcomes at 3 years of age, although interim findings and longitudinal trajectories will also be analyzed, and renewal funding to expand and follow this cohort through the school age years into adolescence and adulthood is planned. Over 160 infants with SCT have been enrolled to date, with target enrollment of 200 infants during this funding period (2017–2022). A de-identified data set will be contributed to the NIH/NICHD Newborn Screening Translational Research Network Longitudinal Pediatric Data Repository (NBSTRN LPDR) per NIH data sharing guidelines to facilitate secondary analyses and combination with other data sets. Results will be disseminated through presentations at scientific and family meetings, peer-reviewed publications, webinars, electronic newsletters, and social media postings as the cohort reaches key timepoints in development. While detailed genetic and metabolomic studies are not funded under the current protocol, the biorepository will allow these investigations and collaborative translational projects in future studies. This combination of developmental, hormonal, physical, and quality of life data collected in a prospective fashion will allow for investigation of many interesting and important research questions introduced below that will allow us to advance care, improve counseling, inform discussions of newborn screening, and move toward research-based intervention studies for infants and children with SCT.
5 |. NEURODEVELOPMENT IN EARLY CHILDHOOD IN SCT
The list of neurodevelopmental and psychological risks associated with SCT that can manifest from infancy into adulthood is long (Tartaglia et al., 2015; Urbanus, van Rijn, & Swaab, 2020). These risks include cognitive, language, and learning disabilities, attention and executive functioning difficulties, and internalizing and externalizing behavioral and psychological disorders, although the marked variability in the presence and severity of these features is a consistent research finding. Here we focus on recent research and unanswered questions related to the neurodevelopmental disorders that commonly present in the first 3–5 years of life that can be addressed during the early years of the eXtraordinarY Babies Study, specifically language impairment, ASD, and motor skills deficits.
5.1 |. Language impairment and early social cognition
Children with SCT are at increased risk for developmental delays, and over 75% have been reported to receive early speech therapy to support acquisition of developmental milestones (Bender et al., 1993; Robinson, Bender, Linden, & Salbenblatt, 1990; Thompson et al., 2020). Early language profiles reported include increased risk for mild delays in language milestones, with more challenges reported in expressive language compared to receptive skills (Simpson et al., 2003; Walzer, Graham Jr., Bashir, & Silbert, 1982). Expressive language disorder and Receptive-Expressive language disorder are common diagnoses assigned to young children with SCT to support the need for speech therapy. However, these diagnoses are fairly generic in describing that children have difficulties with language expression and/or comprehension, without further analyses of the specific language components that are affected. Some early studies identified domains of word retrieval, syntactic production, and narrative formation in the speech-language profile of young children with SCT (Walzer et al., 1982; Walzer, Bashir, & Silbert, 1990). A more recent study of language in all SCT conditions by Bishop et al. (2018) showed that in a “low bias” group age 5–16 there was indeed a higher rate of overall language difficulties, however around one third had no evidence of language problems. Further, in those with language difficulties, the profile of language skills in domains of core language, verbal production/memory, and literacy skills were highly variable and not different compared with the comparison group of children with language concerns without a genetic etiology (Bishop et al., 2018).
Other important studies have reported deficits in phonological processes, oromotor skills, articulation, and motor planning of speech in SCT (verbal apraxia or dyspraxia) (Bender et al., 1983; Samango-Sprouse & Rogol, 2002; St John et al., 2019; Walzer et al., 1990). These types of speech disorders are approached by speech pathologists with different therapy techniques compared with those used for more generalized receptive-expressive language delays, and thus further characterization of these patterns in SCA is important to differentiate whether alternative therapy techniques need to be incorporated into a speech-language therapy program. Prospective study of the trajectory and profile of speech and language development during these early years of speech-language acquisition will allow for analysis of the natural history of speech-language components at multiple levels to guide further study into intervention points and approaches. Targeting early language development in SCT is also important since early language deficits are known to precede literacy and academic problems, which occur in 50–75% of SCT (Bender et al., 1983; Pennington et al., 1980; Peterson, Pennington, Shriberg, & Boada, 2009; St John et al., 2019), and also contribute to social-emotional and behavior domains.
Social skills difficulties are commonly reported in SCT, and older literature has supported that language deficits are the main contributor to social deficits (Harkulich, Marchner, & Brown, 1979; Ratcliffe, 1982a). Further correlations between verbal/language skills and social skills or autism traits have been identified in more recent studies as well (Cordeiro, Tartaglia, Roeltgen, & Ross, 2012; van Rijn, Bierman, Bruining, & Swaab, 2012). However, more recent research led by Dr. van Rijn from the Leiden University in the Netherlands has shown that social difficulties in SCT result from more than just language delays, but that deficits exist in core aspects of social cognition. Through eye tracking studies, functional MRI, and other psychological experiments, older children and adults with an extra X chromosome have demonstrated higher risk for deficits in the domain of social attention, defined as the automatic and spontaneous visual orientation towards meaningful aspects of social interaction. This deficit is associated with subsequent difficulties interpreting social scenarios, reading facial expressions, and understanding tone of voice, and also correlates with self-report of social skills in adult XXY patients (Chawarska, Macari, & Shic, 2012; van Rijn, 2015; van Rijn et al., 2012; van Rijn, Barendse, van Goozen, & Swaab, 2014; van Rijn, de Sonneville, & Swaab, 2018; van Rijn, Stockmann, van Buggenhout, van Ravenswaaij-Arts, & Swaab, 2014; van Rijn, Swaab, Aleman, & Kahn, 2006).
The developmental origins of social cognitive deficits and emotion regulation problems in infants and young children with SCT is a topic of current study (TRIXY study, PI: Sophie van Rijn, Grant #016.165.397, NWO Netherlands Organization for Scientific Research). In typically developing children, eyetracking studies show that by 3-months of age there is a social preference towards voices and faces, and a strong tendency to focus on the face during social interaction (Haith, Bergman, & Moore, 1977; Salva, Farroni, Regolin, Vallortigara, & Johnson, 2011; Simion, Regolin, & Bulf, 2008). By 12 months, the majority of infants are skilled in coordinating attention between social partners to share awareness of an object or event (Carpenter, Nagell, & Tomasello, 1998). In young children with autism, deficits in social attention have shown a correlation with language deficits (Bradshaw et al., 2019; Stagg, Linnell, & Heaton, 2014). Perhaps early language deficits in SCT are rooted from deficits in social attention, contrary to previous theories that social deficits in SCT stem from language problems? If some infants with SCT are unable to select and encode relevant aspects of social interactions such as facial expressions or eye gaze and are unable to attend to the critical conversations in their social world, then perhaps these are the same infants with more significant deficits in subsequent language development? (Birmingham & Kingstone, 2009; Frank, Vul, & Saxe, 2012). This prospective study of infants will incorporate direct language and social skills assessments with eye tracking technology to investigate the developmental course and relationship between social attention and language in the three SCT conditions.
5.1.1 |. Autism Spectrum Disorder
In the clinical setting, this combination of deficits in communication and social interactions suggests a possible diagnosis of ASD, and indeed some children with SCT are diagnosed with ASD. In 2017, Tartaglia et al., reported results from research-recruited samples at two sites that included ASD evaluation as part of larger studies of health and development in SCA. Results showed that 5–10% of boys with XXY and up to 38% of boys with XYY in these samples met criteria for ASD (Tartaglia et al., 2017). Although ascertainment bias must be acknowledged, these rates are 6 to more than 30 times higher than the risk of ASD in typical XY males in the United States (Christensen, Baio et al., 2016). The significantly higher rate of ASD in XYY compared to XXY is important to further study and explain. ASD rates in females with Trisomy X have been less studied, with some research suggesting few features of ASD while others show that ~10% of girls with Trisomy X screen positive for ASD (Bishop et al., 2010; van Rijn, Stockmann, et al., 2014; Wigby et al., 2016).
Given the prevalence of ASD in SCT documented thus far, a longitudinal study to compare early developmental profiles between young children with SCT who do and do not develop ASD could identify predictors. Do early deficits in social attention and language indeed predict ASD? If not, what factors do? Are there differences between ASD predictors in XXY compared with XYY? Identifying early markers or risks factors for ASD can provide an earlier point of intervention and prepare families for the possibility of later challenges. Prospective study also provides an opportunity to compare early ASD trajectories in the different SCT conditions to idiopathic ASD. A large body of literature exists describing developmental trajectories of infants at high risk for idiopathic ASD due to the presence of ASD in an older sibling. For example, in these high risk samples early skills such as decreased used of communicative gestures, decreased attention to social stimuli, and failure to orient to the speaker in response to hearing their name have been identified as “red flags” in infants and toddlers who go on to develop a clinical diagnosis (Chawarska et al., 2014; Messinger et al., 2013; Miller et al., 2015; Newschaffer et al., 2012; Ozonoff et al., 2010). It is unclear is whether the same early markers of ASD that have been identified in infant-sibling ASD studies are also present in the subset of infants and toddlers with SCT who later develop social deficits and/or ASD, and these questions will be able to be explored with the comprehensive early social skills profiling and ASD assessments included as part of the eXtraordinarY Babies Study. In addition to earlier diagnosis, this comparison is also important in helping identify if traditional ASD intervention targets could be effective in the different SCT conditions.
5.1.2 |. Motor deficits
Increased risk for motor delays and later deficits in motor coordination, endurance, and strength is present for all three SCT conditions (Salbenblatt et al., 1987; Salbenblatt et al., 1989). The lower frequency of motor deficits in XYY (50%) compared to XXY (75%) suggests that androgen insufficiency, genes on the X chromosome, or another neuromuscular or metabolic problem may affect motor development and function. Martin, Cordeiro, Richardson, Davis, and Tartaglia (2019) reported an association between visual-motor skills and adaptive functioning abilities (a measure of general functioning in day-to-day life) in a cross-sectional sample of males with XXY (Martin et al., 2019). The eXtraordinarY Babies Study will allow for more investigation of the variability in early motor development, and will help answer questions on whether early motor skills may predict later self-care skills, physical activities, and overall health.
5.1.3 |. Neurodevelopmental disorders beyond early childhood in SCT—Learning disabilities, executive dysfunction/ADHD, and emotional disorders
In addition to neurodevelopmental disorders presenting in early childhood, important features of SCT emerge beyond early childhood that likely have roots in early development. These include increased risk for cognitive problems and learning disabilities, including dyslexia and disorders of written expression in all three SCT conditions (Bender et al., 1986; Bender et al., 2001; Pennington et al., 1980; Pennington et al., 1982; Ratcliffe, 1982b). Attentional problems are also common, and studies of cohorts ascertained through advocacy organizations and clinical samples report ADHD rates of 20–40% in XXY and XXX, and up to 75% in XYY compared to 5–10% in the general population (Bruining et al., 2009; Geerts et al., 2003; Lee et al., 2011; Tartaglia et al., 2012). Children with SCT also have increased risk for difficulties with executive function, including initiation, planning, organization, working memory, and cognitive flexibility (Boada, Janusz, Hutaff-Lee, & Tartaglia, 2009; Fales et al., 2003; Lee et al., 2011; van Rijn, Bierman, et al., 2012). This combination of learning and executive disabilities subsequently hinders academic outcomes and overall adaptive functioning. Further, behavioral and emotional disorders including anxiety, depression, and mood disorders are commonly reported from clinical settings (Bruining et al., 2009; Otter, Schrander-Stumpel, Didden, & Curfs, 2012; Ratcliffe & Field, 1982), also with evidence of features beginning to emerge in the first years of life in some children (Urbanus, Swaab, Tartaglia, Cordeiro, & Van Rijn, 2020). Together with medical features, all of these areas of difficulty can lead to poorer overall outcomes and quality of life (Close, Fennoy, et al., 2015; Close, Sadler, & Grey, 2015). While all of these additional features associated with SCT later in childhood or adulthood are beyond the age of the current eXtraordinarY Babies Study cohort, plans to continue to closely evaluate this cohort into school age, through adolescence, and into adulthood across all psychological domains will allow us to explore the developmental origins and early risk factors for these challenges across academic, psychological, and social-emotional domains and to evaluate potential treatment approaches.
6 |. MEDICAL AND ENDOCRINE MANIFESTATIONS OF SCT
6.1 |. Overview of testicular and ovarian function and cardiometabolic health in SCT
The atypical sex chromosomes in SCT also have important effects on development and function of the gonads. The testes of boys with XXY/Klinefelter syndrome often fail to produce normal amounts of testosterone, and testosterone replacement therapy is considered standard of care in adolescence for normal pubertal development and health (Davis et al., 2016; Rogol & Tartaglia, 2010). Sperm production is also impaired in XXY, leading to impaired fertility (Deebel et al., 2020). Girls with trisomy X typically have normal puberty, but are at increased risk for premature ovarian failure, however, no studies exploring longitudinal gonadal function in young children with trisomy X have been completed (Tartaglia, Howell, Sutherland, Wilson, & Wilson, 2010; Villanueva & Rebar, 1983). Males with XYY have traditionally been reported to have normal male hormone production with a slight increase in fertility problems, however recent research supports that there may indeed be some impairment in testicular functioning in adolescents with XYY as further described by Davis, Soares, et al. (in press) in this article collection (Davis, Kowal, et al., in press; Ismail, el-Beheiry, Hashishe, & el-Bahaei, 1993). Gonadal function for all SCTs during infancy and early childhood is of interest not just for need for hormonal or reproductive treatments, but also because hypogonadism and hormonal differences may also affect aspects of neurodevelopment, energy metabolism, and body composition (Bojesen, Host, & Gravholt, 2010).
Important progress has also been made in the identification of medical risks in SCT, primarily through cohort studies and population-based studies in adult populations. As with the neurodevelopmental and psychological features described above, the developmental origins and trajectories of these medical features are of great interest for development of preventative measures and treatment recommendations. Type 2 diabetes and cardiovascular diseases yield a standardized mortality ratio of 5.8 in men with XXY, 2.2 in men with XYY, and 2.5 in women with trisomy X compared with the general population (Stochholm et al., 2010a; Stochholm et al., 2010b; Swerdlow, Higgins et al., 2005). Metabolic syndrome, a constellation of signs including large waist circumference, dyslipidemia, elevated fasting blood glucose, and high blood pressure, is present in around 50% of men with XXY (Bojesen et al., 2010; Gravholt et al., 2011). In addition to reports of the high prevalence of cardiometabolic disorders in adults with SCT (Boisen, Owen, Rasmussen, & Sergeant, 1981; Bojesen et al., 2006; Bojesen & Gravholt, 2011; Stochholm et al., 2010a; Swerdlow, Higgins et al., 2005), research groups have also begun to report cardiometabolic biomarkers in children and adolescents with XXY (Aksglaede, Molgaard, Skakkebaek, & Juul, 2008; Bardsley, Falkner, Kowal, & Ross, 2011; Davis et al., 2016; Davis et al., in press). These studies describe increased risk for a higher body fat percentage and frequency of cardiometabolic risk factors such as increased waist circumference and dyslipidemia in adolescents and school-age children with XXY. Further, one study also identified that nearly 20% of prepubertal children with XXY had low inhibin B, a hormone reflecting testicular function in prepubertal boys, and that inhibin B was negatively associated with features of metabolic syndrome (Davis, Lahlou, et al., 2016). This is consistent with what is known in adults with XXY—hypogonadism strongly correlates with, and may be causative of, cardiometabolic dysfunction. Given the presence of this relationship in pre-pubertal boys with XXY, longitudinal studies in younger children are needed to discern what comes first so we can later test plausible interventions. Studies of cardiometabolic features in younger cohorts with XYY and trisomy X and the relationship to hormonal profile are lacking, although beginning to be explored. See Davis et al., in this article collection for new investigations in XYY (Davis, Kowal, et al., in press).
6.2 |. Testicular function in infants with XXY
Primary testicular failure resulting in hypogonadism during adolescence is one of the hallmarks of XXY syndrome, and is nearly universal (Davis, Rogol, & Ross, 2015). Despite this, there has been limited investigation of testicular function in infants and children with XXY. All infants have an activation of their hypothalamic-pituitary-gonadal axis in the first months of life called the “mini-puberty” period. The purpose of this brief mini-puberty remains quite speculative. Research demonstrates many tissues are sexually dimorphic, and exposure to testosterone or estrogen during sensitive time points is required for masculinization or feminization of these organs. Mouse models that manipulate exposure to sex steroids in the neonatal period suggest that early testosterone exposure may have lasting effects on cognition and metabolism mediated through epigenetic mechanisms induced by testosterone or estrogen (Ghahramani et al., 2014; Swift-Gallant, Coome, Ramzan, & Monks, 2016). Blocking the testosterone surge in male mice leads to higher leptin levels and greater fat to muscle ratio for life, and testosterone given to neonatal female rodents results in masculinized pattern of gene expression (de Mello et al., 2012; Dkhil et al., 2015). Neonatal mice exposed to testosterone have sexually dimorphic differences in brain DNA methylation as adults (Nugent et al., 2015).
In human studies, six studies with less than 100 total subjects have evaluated the testosterone surge in the first few months of life (called the mini-puberty of infancy) in XXY with mixed results (Davis et al., 2015). See Aksglaede et al. (in press) in this article collection for review of mini-puberty in XXY (Aksglaede et al., in press). In summary, the largest study showed that testosterone levels fell below the median in 83% of XXY infants (Lahlou et al., 2004). Since these publications showing lower testosterone during mini-puberty in XXY, there has been increasing interest in supplementing testosterone in XXY infants and the potential effects on health and neurodevelopment.
A recent pilot study enrolled 20 prenatally diagnosed infants with XXY at 1–3 months of age who were randomized to a short 3-month course of intramuscular T or no treatment. Body composition was assessed by PeaPod (air displacement plethysmography) at baseline and at the end of 3 months, and results showed increased accumulation of body fat in the first months of life in untreated infants compared with the treated infants. During a 12-week time period, body fat percentage z-scores increased by 0.92 ± 0.6 SD in the untreated group, compared with T-treated infants whose body fat percentage z-scores did not change (−0.12 ± 0.65 SD, p = .002) (Figure 1). Further, the T-treated infants had similar body fat percentage at 5 months of age to a control group of 316 male infants, while the untreated group had higher body fat percentage (p = .037) as well as longer penile length and no serious adverse events from treatment. It has previously been published that boys with XXY as young as 4 years of age have high percent body fat (mean + 0.9 SDS), (Aksglaede et al., 2008) and together these results support that the natural history of body fat accumulation likely originates in infancy in XXY. The eXtraordinarY Babies Study will also explore whether altered body composition is associated with developmental delays across developmental domains. Lower lean muscle mass, for example, may result in lower stamina for interaction with the infant’s environment and slower acquisition of motor developmental milestones. Further, some research has linked early motor skills with language outcomes in typical children (Iverson, 2010), and thus this association can also be explored in the SCT population in the context of muscle mass as well. Knowledge of the trajectories of body composition and gonadal function throughout infancy and early childhood for all three SCT conditions will help determine if body fat accumulation will inversely correlate with motor outcomes. Future studies on this cohort can then examine whether poor testicular or ovarian function in early infancy will predict later body composition.
Studies have also explored the relationship of early androgen treatment and neurodevelopmental features of XXY with the consideration that androgen treatment may mimic the normal testosterone surge seen during the mini-puberty period and act more directly to impact brain development and/or function. Retrospective description of a clinical cohort followed in a developmental clinic reported improved cognitive and psychosocial outcomes in the subset who had received testosterone injections from outside endocrinologists during the first years of life (Samango-Sprouse et al., 2013; Samango-Sprouse et al., 2015), although lack of randomization or blinding, unknown baseline endogenous androgen levels, and varied timing of treatment beyond the typical mini-puberty period complicate interpretation of results. These results serve as important background, however, for prospective, randomized, double-blind trials that would satisfy scientific criteria for changes in care practices if results were replicated in other centers. The role of androgen treatment in psychological and motor development beyond the mini-puberty period is also an area of interest in XXY, and a double-blind placebo-controlled study of the androgen oxandrolone in 80 prepubertal boys with XXY for 24 months showed improvement in one of five primary endpoints of motor function (visual-motor function), while secondary analyses demonstrated positive effects of androgen on aspects of psychosocial function (anxiety, depression, social problems), without significant effects on cognitive function, hyperactivity, or aggressive behaviors (Ross et al., 2017). Interestingly, another study recently reported a correlation of social anxiety symptoms with salivary testosterone levels in male children and adults with XXY, however, there was not an association with other measures of social cognition (van Rijn, 2018). More investigation is needed to determine the role of androgens in consideration of both the early impact on long-term neurodevelopmental differences, as well as on shorter-term changes in neural systems or functioning that could affect psychological symptoms. The eXtraordinarY Babies Study will allow us to track and compare the endogenous hormone profiles in large SCT cohorts across the first year of life, as well as to compare neurodevelopmental and physical outcomes in those with XXY who have received exogenous hormone treatments at different timepoints to those who did not receive treatment.
6.3 |. Ovarian function in trisomy X
The limited available data on early hormonal function in trisomy X comes from 12 girls in the newborn screening studies that showed prolonged elevation of FSH until 5–6 years of age similar to a pattern seen in gonadal dysgenesis (Stewart et al., 1979; Stewart et al., 1982). A recent Italian cross-sectional study of 15 girls age 7–11 showed elevated LH and FSH, lower estradiol, and decreased ovarian volumes compared to controls (Stagi, di Tommaso, Scalini, et al., 2016). Adult women withtrisomy X are frequently reported to have premature ovarian insufficiency (POI), however, actual prevalence of POI in trisomy X is unknown (Ayed et al., 2014; Jiao et al., 2012; Tartaglia et al., 2010). The eXtraordinarY Kids Clinic at Children’s Hospital Colorado has recently begun testing AMH (a marker of ovarian reserve) in adolescents with trisomy X, and recently conducted a pilot case-control study in 15 girls 5 to 24 years of age with trisomy X compared with 26 controls of similar age. Results showed that females with trisomy X had significantly lower serum AMH compared to controls (0.7 ng/ml [IQR 0.2–1.7] vs. 2.7 [IQR 1.3–4.8], p < .001). Additionally, girls with trisomy X were much more likely to have an AMH below the 2.5th percentile for age with 67% of them meeting these criteria (OR 11, 95% CI 2.3–42) (Davis, Soares, et al., in press). These results suggest that markers of decreased ovarian reserve begin to present in childhood and adolescence in trisomy X. A better understanding of the natural history of low AMH concentrations and the prevalence of subsequent POI in this patient population may be important for considerations of fertility preservation in adolescents or young adults with trisomy X with decreasing ovarian reserve. Further studies are also important as ovarian function includes production of female sex hormones across the lifespan that can affect bone and cardiometabolic health, as well as myriad aspects of psychological functioning. There are no available data on ovarian function in trisomy X infants, and exploring hormonal profiles prospectively from the newborn period as part of the eXtraordinarY Babies Study will define the prevalence and timing of onset of ovarian dysfunction and perhaps identify opportunities for early hormonal interventions.
6.4 |. Hormonal and genetic research considerations
The role of sex hormones on neurodevelopment and behavioral functioning is a critical area of research and preliminary study results described above are intriguing and deserving of additional investigations. However, it is important to consider that hormonal treatments are unlikely to normalize neurodevelopmental and brain function in XXY, as there are hundreds of genes that have shown differential expression both on the extra sex chromosome as well as the autosomes in all SCT conditions that affect neurodevelopment and plasticity, neuroanatomy, and intracellular signaling pathways (Liu et al., 2019; Raznahan et al., 2018; Skakkebæk et al., 2018; Xenophontos et al., 2019; Zitzmann et al., 2015). Overt hypogonadism is not commonly associated with XYY or trisomy X as it is with XXY, and the profile of neurodevelopmental, cognitive, and psychological risks across the three SCT conditions share more overall similarities than differences. Further, neurodevelopmental involvement increases as the number of sex chromosomes increase in the tetrasomy and pentasomy conditions (Linden, Bender, & Robinson, 1995; Tartaglia, Ayari, Howell, D’Epagnier, & Zeitler, 2011), further supporting the primary role of undiscovered genetic factors in neurodevelopmental phenotypic variability. Thus, while complex, efforts to identify changes in biological systems and cellular pathways caused by the excess gene dosage are likely to yield important pathophysiologic information and potential therapeutic targets that will apply across all sex chromosome aneuploidy conditions. The biobank developed by the eXtraordinarY Babies Study that combines rich longitudinal phenotypic data with biological samples can be used to further explore these questions of the interplay between genetic and hormonal factors in infancy and early childhood. Expanded studies on metabolomics, transcriptomics, and other cell model approaches may then point to pathways that could be targeted by medications or other therapeutics.
6.5 |. Congenital malformations and other health problems
All SCT conditions have been associated with increased risk for other congenital malformations and medical diagnoses in cross-sectional studies and/or case reports. Increased risk for congenital cardiac and renal malformations, allergies, autoimmunity, eosinophilic esophagitis, dental problems, velopharyngeal insufficiency, elbow abnormalities, hypotonia, pes planus, tremor, white matter MRI abnormalities, and seizures have been described across all SCT conditions (Boisen & Rasmussen, 1978; Campbell & Price, 1981; Giedd et al., 2007; Harris et al., 2016; Lepage et al., 2014; Liu et al., 2016; Pasquali et al., 2013; Rock & McLellan, 1990; Steinness & Nielsen, 1970; Stochholm et al., 2010a; Stochholm et al., 2010b; Varrela & Alvesalo, 1988; Wigby et al., 2016; Zeger et al., 2008). XXY has been further associated with increased rates of hernias, venous thrombosis, and certain malignancies such as germ cell tumors (Bojesen et al., 2004; Campbell & Price, 1981; Williams et al., 2018). While detailed description of risks for these comorbidities are beyond the scope of this review, larger studies and population-based cohort studies are needed to better understand the true prevalence of these other conditions so that screening recommendations can be developed, as well as to explore any differences in presentation or considerations for treatment in SCT. In the short term, the eXtraordinarY Babies Study will allow for better description of congenital malformations, feeding differences, and growth patterns in the first few years of life, again with correlation to neurodevelopmental and hormonal profiles.
7 |. CONSIDERATIONS OF NEWBORN SCREENING FOR SCT
Many investigators involved with the original newborn screening studies advocated that routine neonatal screening would satisfy cost-benefit analysis given the low cost of testing and the benefit of parents, physicians, and teachers anticipating behavior, learning, and psychosocial problems so modifications could be made (Dickens, 1982; Stewart et al., 1982). Recent studies identifying neurodevelopmental disorders such as ASD that have evidence-based early treatments also support that newborn screening may provide opportunity for interventions to improve long-term outcomes. Importantly, the recent research showing potential benefits of hormonal therapy in infants and young children with XXY in both neurodevelopmental and physical health outcomes further supports that newborn screening may be beneficial as it could offer a disease-modifying intervention during an early critical period. However, others argue that SCT conditions do not meet the criteria for newborn screening due to the broad phenotypic variability and milder phenotype without severe or immediate medical needs. It is argued that developmental screening practices and routine medical care should identify the subset of those with SCT with delays severe enough to require early intervention therapies, that these delays should prompt genetic testing leading to a diagnosis, and that we do not currently have evidence-based interventions specifically for SCT. While routine developmental screening and medical care should theoretically identify these children, Visootsak, Ayari, Howell, Lazarus, and Tartaglia (2013) published a study that included 89 males with XXY where parents reported a mean gap of 4.8 years between when they first raised developmental or behavioral concerns to providers and when genetic testing was performed leading to XXY diagnosis (Visootsak et al., 2013). For these cases, it is clear that relying on screening was not effective, and similar experiences of families going through a “diagnostic odyssey” before obtaining an SCT diagnosis have been reported (Bourke, Snow, Herlihy, Amor, & Metcalfe, 2014; Close, Sadler, & Grey, 20120156). As with other genetic conditions, ethical issues and concerns remain about whether knowledge of an SCT from birth may also affect the parent-child relationship, decrease parental expectations, and also negatively affect self-identity due to the known predisposition to risks and conditions associated with SCT. In the previous newborn screening studies where families were told of the diagnosis, parents reported increased anxiety related to the knowledge of their child’s condition (Valentine, 1979). On the other hand, many would also argue that knowledge of these risks and potential areas of challenge from infancy also allows a more proactive and compassionate approach to raising a child, and that knowledge of the diagnoses allows for more timely interventions of developmental, academic, mental health, and medical care if needed.
In March 2016, over 100 clinicians and researchers of many disciplines with expertise in SCT gathered at the 2nd International Meeting for Klinefelter Syndrome in Muenster, Germany. A summary of the lively professional discussions were published, and there was strong support for newborn screening to allow anticipatory guidance and early intervention, and others noted that realistically it may not be a matter of whether SCT should be screened for, but when it will be identified as part of more universal newborn genetic testing studies (Nieschlag et al., 2016). It was acknowledged that our understanding of the natural history and interventions to improve SCT outcomes are lacking, and pilot newborn screening studies were recommended to explore these topics (Lanfranco, Kamichke, Zitzmann, & Nieschlag, 2004; Nieschlag et al., 2016). The eXtraordinary Babies Study will further evaluate parental experiences in a national, diverse cohort of families with a prenatal SCT diagnosis that will help inform this discussion about the implications of newborn screening. Specifically, measures of parenting stress, maternal and paternal attachment, and parental quality of life will be followed prospectively, and qualitative experiences will also be captured. Results of these measures will also be examined in the context of other variables such as the developmental and medical course of the child, the need for therapies/interventions, or other household factors that may impact parenting experiences such as number of other children and socioeconomic status. The population of parents with a prenatal diagnosis differs somewhat from those that would learn of the diagnosis through newborn screening, as they elected to continue the pregnancy following prenatal diagnosis. However, their experiences, in combination with developmental outcomes of the study participants, will provide important information to guide discussions related to newborn screening.
8 |. CONCLUSIONS AND FUTURE DIRECTIONS
The eXtraordinarY Babies Study aims to improve care for all individuals with SCT by building upon previous research and answering new questions about the interplay of health, hormones, and neurodevelopment using a rigorous, prospective design. Results will be considered along with the findings of other important studies in SCT being conducted internationally to inform genetic counseling, guide considerations for newborn screening, improve care recommendations, and to identify targets for intervention trials. With the myriad of ongoing efforts of dedicated translational research teams internationally in collaboration with advocacy groups, funding agencies, research participants and their families, there is great promise that discoveries from current research efforts will lead to broader understanding of the origin and pathophysiology of known risks, new treatment options, evidence-based care recommendations, and improved quality of life for individuals with all types of sex chromosome disorders.
ACKNOWLEDGMENTS
Supported by NIH/NICHD R01HD091251, NICHD K23HD092588, NIH/NCATS Colorado CTSA Grant Number UL1 TR002535. Contents are the authors’ sole responsibility and do not necessarily represent official NIH views. This work was also supported by a grant from the Dutch Organization for Scientific Research (NWO funding # 016.165.397) to Sophie van Rijn. Additional acknowledgements to members of the eXtraordinarY Kids Research teams at each site including Richard Boada, Sophia Deklotz, Stevenson Yip, Caroline Harrison, Stephanie Takamatsu, Lisa Cordeiro, Sydney Martin, Jacqueline Frazier, Lindsey Cohen, Laura Pyle, and Andrea Osypuk.
Funding information
Eunice Kennedy Shriver National Institute of Child Health and Human Development, Grant/Award Numbers: K23HD092588, R01HD091251; National Center for Advancing Translational Sciences, Grant/Award Number: UL1 TR002535; Nederlandse Organisatie voor Wetenschappelijk Onderzoek, Grant/Award Number: 016.165.397
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