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Implementation Science : IS logoLink to Implementation Science : IS
. 2020 Aug 27;15:68. doi: 10.1186/s13012-020-01003-0

The use of the PARIHS framework in implementation research and practice—a citation analysis of the literature

Anna Bergström 1,2,, Anna Ehrenberg 3,4, Ann Catrine Eldh 5,6, Ian D Graham 7,8, Kazuko Gustafsson 3,9, Gillian Harvey 4, Sarah Hunter 10, Alison Kitson 10,11, Jo Rycroft-Malone 12, Lars Wallin 3,13
PMCID: PMC7450685  PMID: 32854718

Abstract

Background

The Promoting Action on Research Implementation in Health Services (PARIHS) framework was developed two decades ago and conceptualizes successful implementation (SI) as a function (f) of the evidence (E) nature and type, context (C) quality, and the facilitation (F), [SI = f (E,C,F)]. Despite a growing number of citations of theoretical frameworks including PARIHS, details of how theoretical frameworks are used remains largely unknown. This review aimed to enhance the understanding of the breadth and depth of the use of the PARIHS framework.

Methods

This citation analysis commenced from four core articles representing the key stages of the framework’s development. The citation search was performed in Web of Science and Scopus. After exclusion, we undertook an initial assessment aimed to identify articles using PARIHS and not only referencing any of the core articles. To assess this, all articles were read in full. Further data extraction included capturing information about where (country/countries and setting/s) PARIHS had been used, as well as categorizing how the framework was applied. Also, strengths and weaknesses, as well as efforts to validate the framework, were explored in detail.

Results

The citation search yielded 1613 articles. After applying exclusion criteria, 1475 articles were read in full, and the initial assessment yielded a total of 367 articles reported to have used the PARIHS framework. These articles were included for data extraction. The framework had been used in a variety of settings and in both high-, middle-, and low-income countries. With regard to types of use, 32% used PARIHS in planning and delivering an intervention, 50% in data analysis, 55% in the evaluation of study findings, and/or 37% in any other way. Further analysis showed that its actual application was frequently partial and generally not well elaborated.

Conclusions

In line with previous citation analysis of the use of theoretical frameworks in implementation science, we also found a rather superficial description of the use of PARIHS. Thus, we propose the development and adoption of reporting guidelines on how framework(s) are used in implementation studies, with the expectation that this will enhance the maturity of implementation science.

Keywords: Citation analysis, PARIHS framework, Implementation science, Knowledge translation


Contributions to the literature.

• Describes how a well-established theoretical framework—PARIHS—has been operationalized in the scientific literature and provides examples of its use in implementation studies.

• The findings underline that descriptions of the use of the framework generally were not that transparent and often partial.

• Findings also point at difficulties in using the framework, such as lack of guidance on key steps to overcome barriers and support implementation

• Identifies the need of common guidelines on how theories, models, and frameworks should be reported in research articles.

Introduction

There has been an increased use of theoretical frameworks in the field of implementation science in the last decade, with most developed in the last two decades [1, 2]. Tabak et al. identified 61 theoretical models used in dissemination and implementation science [3]. However, while theoretical frameworks are increasingly being cited, more research is needed to understand how they are chosen and applied, and how their use relates to improved implementation outcomes [1, 4]. Variously described in the form of theories, frameworks, or models, all strive to provide conceptual clarity on different aspects of implementation practice and research. For consistency, we will refer to these as theoretical frameworks, or simply “frameworks.”

The Promoting Action on Research Implementation in Health Services (PARIHS) framework is a multi-dimensional framework which was developed to explicitly challenge the pipeline conceptualization of implementation [5]. The PARIHS framework is a commonly used conceptual framework [1, 4] that posits successful implementation (SI) as a function (f) of the nature and type of evidence (E) (including research, clinical experience, patient experience, and local information), the qualities of the context (C) of implementation (including culture, leadership, and evaluation), and the way the implementation process is facilitated (F) (internal and/or external person acting as a facilitator to enable the process of implementation); SI = f(E,C,F). The framework was informed by Rogers’ Diffusion of Innovations [6] and various organizational theories and theories from social science [7] and generated inductively by working with clinical staff to help them understand the practical nature of getting evidence into practice. The PARIHS framework was initially published in 1998 [5] and updated based on a conceptual analysis in 2002 [8] and further primary research [9]. A further refinement was undertaken in 2015 [10], resulting in the integrated or i-PARIHS. Articles using the revised version are not included in the citation analysis reported here. The PARIHS framework has been described as a determinant framework in that it specifies determinants that act as barriers and enablers influencing implementation outcomes [2]. Skolarus et al. [1] identified Kitson et al. [5] as one of the two primary originating sources of influence in their citation analysis of dissemination and implementation frameworks.

Despite the growing number of citations of theoretical frameworks in scientific articles, the detail of how frameworks are used remains largely unknown. Systematic reviews of the application of two other commonly used frameworks [1], the Knowledge to Action framework [11] and the Consolidated Framework for Implementation Research [12], both reported that use of these frameworks, beyond simply citation, was uncommon. While PARIHS has been widely cited, it has also been scrutinized; in 2010, Helfrich et al. published a qualitative critical synthesis of studies that had used the PARIHS framework [13], finding six core concept articles and 18 empirical articles. One of the reported findings was that PARIHS was generally used as an organizing framework for analysis. At the time, no studies used PARIHS prospectively to design implementation strategies [13]. A systematic review applying citation analysis to map the use of PARIHS (similar to those undertaken for the Knowledge to Action framework (KTA) [11] and the Consolidated Framework for Implementation Research (CFIR) [12]) has not yet been performed.

Systematic reviews can contribute to the development of existing theoretical frameworks by critically reviewing what authors state as their weaknesses and strengths; they can also direct future and current users of frameworks to examples of using the frameworks in different ways. To contribute to this development from the perspective of the PARIHS framework, we undertook a citation analysis of the published peer-reviewed literature that focused on the reported use of PARIHS (and its main elements), in what contexts the framework has been applied, and what scholars who have used the PARIHS framework (and its main elements) report as its strengths, limitations, and validity.

Methods

The method used for this study is citation analysis, i.e., the examination of the frequency and patterns of citations in scientific articles, in this case articles citing the core PARIHS framework publications. A team of researchers with engagement in the development and/or use of the PARIHS framework was constituted. Initially, the group decided on the core publications for the citation analysis. Four articles were selected as they represented the key stages of the framework’s development, namely the original paper that described PARIHS, plus three subsequent papers that informed and outlined revisions to the framework:

  1. Kitson A, Harvey G, McCormack B. Enabling the implementation of evidence-based practice: a conceptual framework. Qual Health Care. 1998;7(3):149-58.

  2. Rycroft-Malone J, Kitson A, Harvey G, McCormack B, Seers K, Titchen A, et al. Ingredients for change: revisiting a conceptual framework. BMJ Quality Saf. 2002;11(2):174-80.

  3. Rycroft-Malone J, Harvey G, Seers K, Kitson A, McCormack B, Titchen A. An exploration of the factors that influence the implementation of evidence into practice. J Clin Nurs. 2004;13(8):913-24.

  4. Kitson AL, Rycroft-Malone J, Harvey G, McCormack B, Seers K, Titchen A. Evaluating the successful implementation of evidence into practice using the PARiHS framework: theoretical and practical challenges. Implement Sci. 2008;3:1.

Citation search

Citation searches were performed by an information specialist (KG) to retrieve published articles citing any of the four core articles. The searches were performed in two citation databases: Web of Science and Scopus. The first searches were performed between 31 March 2016 and 1 April 2016. Later, 6 September 2019, additional searches were performed in respective databases. These searches were limited to citations that were published 1 April 2016–31 August 2019 to update the result from the first searches. All citations that were published September 1998 (i.e., when Kitson et al 1998 was published)–31 August 2019 (i.e., prior to the search date) in respective databases were collected in EndNote Library. Endnote was used for checking duplicates and retrieving full texts. To manage the scope of the citation analysis, we opted to only include articles in English published in peer-reviewed scientific journals. The searches in Web of Science were, because of the subscription, limited to Web of Science Core Collection without Book Citation Index.

Data extraction

The Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flow diagram [14] for the data extraction is provided in Fig. 1. Initially, an assessment to identify the articles that used the PARIHS framework in any other way than merely referencing one or more of the core articles was performed (Additional file 1). For this initial assessment, all articles were read in full. After identifying articles where the PARIHS framework was used, data extraction was undertaken using a tailor-made data capture form (Additional file 1). The data capture form was developed and piloted in iterative cycles by the research team. Apart from capturing information about where (country/countries and setting/s) and with whom (professional groups and roles) PARIHS had been applied, the form included questions on whether PARIHS was used in one or more of the following ways:

  1. In planning and delivering an intervention,

  2. In data analysis,

  3. In the evaluation of study findings, and/or

  4. In any other way.

Fig. 1.

Fig. 1

Adapted PRISMA flow diagram

Each of these questions was followed by an open-ended item for extracting information on how this was reported [15]. To enhance reliability and data richness, each reviewer copy-pasted sections of the article corresponding to the open-ended reply into the data extraction form when appropriate and indicated page, column, and row. Two additional items captured whether the PARIHS framework had been tested or validated, as well as any reported strengths and weaknesses of the framework. Thus, we report on what the authors of the included articles claim to have done, rather than a judgment as to how and to what extent they actually used the PARIHS framework.

For data extraction and validation, the research team was divided into four pairs, ensuring that each article was assessed separately by at least two research team members. The pairs received batches of 20 articles at a time. Variations in the assessments were discussed until consensus was reached within the pair(s). Further, queries detected within the pairs were raised and discussed with the whole research team, until consensus was achieved. Regular whole-team online meetings were held to consolidate findings between every new batch of articles and throughout the development and analysis process. In total, the group had > 20 online meetings and four face-to-face meetings from the initial establishment of the group in January 2015.

Data analysis

Categorical data were analyzed using descriptive statistics, whereas the open-ended items were analyzed qualitatively [16], including the collated extractions of data to illustrate each of the four types of use (i.e., how the PARIHS framework was depicted in terms of (1) planning and delivering an intervention, (2) analysis, (3) evaluation of study findings, and/or (4) in any other way).

Applying a content analysis approach [17], members of the research team worked separately with the texts extracted from the reviewed articles. The extracts for each open-ended item were read and reread, to get a sense of the whole. Next, variations were identified and formed as categories. Findings for each question were summarized in short textual descriptions, which were shared with the whole team. In a face-to-face meeting, the data relating to each question were critically discussed and comparisons were made between the findings for each question, to identify overlaps and relationships about how PARIHS has been used.

Results

After duplicate control, 1613 references remained. These were sorted by language and type of publication. In this phase, 131 references categorized as books, book chapters, conference proceedings, and publications written in non-English language were excluded. Also, three of the four core articles (i.e., the three citing Kitson et al. [5] which was the starting point for development of the PARIHS framework and therefore did not appear in the citation search) were excluded from the database [8, 9, 18], as were four articles expanding and refining PARIHS [1922]. Accordingly, 1475 articles remained, and after the assessment excluding those merely citing PARIHS, a further 1108 articles were excluded, leaving 367 articles that cited one or more of the core articles, and made explicit use of the PARIHS framework (see Fig. 1 and Table 1).

Table 1.

List of articles for data extraction for citation analysis of the use of the PARIHS framework. The table is sorted on type of article, type of use of the PARIHS framework, author and year of publication

Authors Ref Year of publ. Full title Country(ies) Setting PARIHS used: Type of article
To plan/deliver an intervention In the analysisa In the evaluation of findings In any other way
Chinman, Daniels, et al. [23] 2017 Provision of peer specialist services in VA patient aligned care teams: Protocol for testing a cluster randomized implementation trial USA Primary health care setting Protocol
Gordon, Lee, et al. [24] 2018 A complex culturally targeted intervention to reduce Hispanic disparities in living kidney donor transplantation: An effectiveness-implementation hybrid study protocol USA Community/Social care setting Protocol
Roberge, Fournier, et al. [25] 2013 Implementing a knowledge application program for anxiety and depression in community-based primary mental health care: A multiple case study research protocol Canada Primary health care setting Protocol
Blanco-Mavillard, Bennasar-Veny, et al. [26] 2018 Implementation of a knowledge mobilization model to prevent peripheral venous catheter-related adverse events: PREBACP study-a multicenter cluster-randomized trial protocol Spain Hospital setting Protocol
Bucknall, Harvey, et al. [27] 2017 Prioritizing Responses Of Nurses To deteriorating patient Observations (PRONTO) protocol: Testing the effectiveness of a facilitation intervention in a pragmatic, cluster-randomized trial with an embedded process evaluation and cost analysis Australia Hospital setting Protocol
Chouinard, Hudon, et al. [28] 2013 Case management and self-management support for frequent users with chronic disease in primary care: A pragmatic randomized controlled trial Canada Primary health care setting Protocol
Cully, Armento, et al. [29] 2012 Brief cognitive behavioral therapy in primary care: a hybrid type 2 patient-randomized effectiveness-implementation design USA Primary health care setting Protocol
Gurung, Jha, et al. [30] 2019 Scaling Up Safer Birth Bundle Through Quality Improvement in Nepal (SUSTAIN) a stepped wedge cluster randomized controlled trial in public hospitals Nepal Hospital setting Protocol
Owen, Drummond, et al. [31] 2013 Monitoring and managing metabolic effects of antipsychotics: A cluster randomized trial of an intervention combining evidence-based quality improvement and external facilitation USA Multiple settings Protocol
Powell, Kitson, et al. [32] 2013 A study protocol for applying the co-creating knowledge translation framework to a population health study Australia Public health Protocol
Rycroft-Malone, Anderson, et al. [33] 2014 Accessibility and implementation in UK services of an effective depression relapse prevention program - mindfulness-based cognitive therapy (MBCT): ASPIRE study protocol UK Not reported Protocol
Rycroft-Malone, Dopson, et al. [34] 2009 Study protocol for the translating research in elder care (TREC): Building context through case studies in long-term care project (project two) Canada Community/Social care setting Protocol
Rycroft-Malone, Wilkinson, et al. [35] 2011 Implementing health research through academic and clinical partnerships: A realistic evaluation of the Collaborations for Leadership in Applied Health Research and Care (CLAHRC) UK Multiple settings Protocol
Kilbourne, Almirall, et al. [36] 2014 Protocol: Adaptive Implementation of Effective Programs Trial (ADEPT): Cluster randomized SMART trial comparing a standard versus enhanced implementation strategy to improve outcomes of a mood disorders program USA Community/Social care setting Protocol
McGilton, Davis, et al. [37] 2012 An inpatient rehabilitation model of care targeting patients with cognitive impairment Canada Multiple settings Protocol
Botti, Kent, et al. [38] 2014 Development of a Management Algorithm for Post-operative Pain (MAPP) after total knee and total hip replacement: Study rationale and design Australia Hospital setting Protocol
Cadilhac, Andrew, et al. [39] 2018 Improving quality and outcomes of stroke care in hospitals: Protocol and statistical analysis plan for the Stroke123 implementation study Australia Hospital setting Protocol
Perez, Russo, et al. [40] 2013 Comparison of high and low intensity contact between secondary and primary care to detect people at ultra-high risk for psychosis: Study protocol for a theory-based, cluster randomized controlled trial UK Primary health care setting Protocol
Ray-Barruel, Cooke, et al. [41] 2018 Implementing the I-DECIDED clinical decision-making tool for peripheral intravenous catheter assessment and safe removal: protocol for an interrupted time-series study Australia Hospital setting Protocol
Saint, Olmsted, et al. [42] 2009 Translating health care-associated urinary tract infection prevention research into practice via the bladder bundle USA Hospital setting Protocol
Sampson, Feast, et al. [43] 2019 Evidence-based intervention to reduce avoidable hospital admissions in care home residents (the Better Health in Residents in Care Homes (BHiRCH) study): Protocol for a pilot cluster randomized trial UK Community/Social care setting Protocol
Seers, Cox, et al. [44] 2012 FIRE (facilitating implementation of research evidence): A study protocol UK, Ireland, Sweden, Netherlands Community/Social care setting Protocol
Skene, Gerrish, et al. [45] 2016 Developing family-centered care in a neonatal intensive care unit: An action research study protocol UK Hospital setting Protocol
Wallin, Målqvist, et al. [46] 2011 Implementing knowledge into practice for improved neonatal survival; A cluster-randomized, community-based trial in Quang Ninh province, Vietnam Vietnam Community/Social care setting Protocol
Conklin, Kothari, et al. [47] 2011 Knowledge-to-action processes in SHRTN collaborative communities of practice: A study protocol Canada Multiple settings Protocol
Estabrooks, Squires, et al. [48] 2009 Study protocol for the translating research in elder care (TREC): Building context - An organizational monitoring program in long-term care project (project one) Canada Community/Social care setting Protocol
Kitson, Schultz, et al. [49] 2013 The prevention and reduction of weight loss in an acute tertiary care setting: Protocol for a pragmatic stepped wedge randomized cluster trial (the PRoWL project) Australia Hospital setting Protocol
Noyes, Williams, et al. [50] 2010 Evidence into practice: Evaluating a child-centred intervention for diabetes medicine management The EPIC Project UK Multiple settings Protocol
Chao, Chang, et al. [51] 2016 Adjunctive acupuncture for pain and symptom management in the inpatient setting: protocol for a pilot hybrid effectiveness-implementation study USA Hospital setting Protocol
Hack, Ruether, et al. [52] 2011 Study protocol: Addressing evidence and context to facilitate transfer and uptake of consultation recording use in oncology: A knowledge translation implementation study Canada Hospital setting Protocol
Stetler, Ritchie, et al. [53] 2007 Improving quality of care through routine, successful implementation of evidence-based practice at the bedside: An organizational case study protocol using the Pettigrew and Whipp model of strategic change USA Hospital setting Protocol
Urquhart, Porter, et al. [54] 2012 Exploring the interpersonal-, organization-, and system-level factors that influence the implementation and use of an innovation-synoptic reporting-in cancer care Canada Hospital setting Protocol
Watkins, Nagle, et al. [55] 2017 Labouring Together: Collaborative alliances in maternity care in Victoria, Australia-protocol of a mixed-methods study Australia Hospital setting Protocol
De Pedro-Gómez, Morales-Asencio, et al. [56] 2012 Determining factors in evidence-based clinical practice among hospital and primary care nursing staff Spain Multiple settings Protocol
Slaughter, Estabrooks, et al. [57] 2013 Sustaining Transfers through Affordable Research Translation (START): Study protocol to assess knowledge translation interventions in continuing care settings Canada Community/Social care setting Protocol
Eriksson, Huy, et al. [58] 2016 Process evaluation of a knowledge translation intervention using facilitation of local stakeholder groups to improve neonatal survival in the Quang Ninh province, Vietnam Vietnam Primary health care setting Empirical study
Eriksson, Nga, et al. [59] 2011 Newborn care and knowledge translation - perceptions among primary healthcare staff in northern Vietnam Vietnam Community/Social care setting Empirical study
Long-Tounsel, Wilson, et al. [60] 2014 Urban and Suburban Hospital System Implementation of Multipoint Access Targeted Temperature Management in Postcardiac Arrest Patients USA Hospital setting Empirical study
McWilliam, Kothari, et al. [61] 2009 Evolving the theory and praxis of knowledge translation through social interaction: A social phenomenological study Canada Community/Social care setting Empirical study
Obrecht, Van Hulle Vincent, et al. [62] 2014 Implementation of evidence-based practice for a pediatric pain assessment instrument USA Hospital setting Empirical study
Allen, Hall, et al. [63] 2018 Improving hospital environmental hygiene with the use of a targeted multi-modal bundle strategy Australia Hospital setting Empirical study
Bahtsevani and Idvall [64] 2016 To Assess Prerequisites before an Implementation Strategy in an Orthopaedic Department in Sweden Sweden Hospital setting Empirical study
Bamford, Rothwell, et al. [65] 2013 Improving care for people after stroke: How change was actively facilitated UK Multiple settings Empirical study
Brenner, Breshears, et al. [66] 2011 Implementation of a Suicide Nomenclature within Two VA Healthcare Settings USA Multiple settings Empirical study
Brown and McCormack [67] 2016 Exploring psychological safety as a component of facilitation within the Promoting Action on Research Implementation in Health Services framework UK Hospital setting Empirical study
Diffin, Ewing, et al. [68] 2018 Facilitating successful implementation of a person-centred intervention to support family carers within palliative care: a qualitative study of the Carer Support Needs Assessment Tool (CSNAT) intervention UK Multiple settings Empirical study
Diffin, Ewing, et al. [69] 2018 The Influence of Context and Practitioner Attitudes on Implementation of Person-Centered Assessment and Support for Family Carers Within Palliative Care UK Community/Social care setting Empirical study
Drainoni, Koppelman, et al. [70] 2016 Why is it so hard to implement change? A qualitative examination of barriers and facilitators to distribution of naloxone for overdose prevention in a safety net environment USA Hospital setting Empirical study
Ellis, Howard, et al. [71] 2005 From workshop to work practice: An exploration of context and facilitation in the development of evidence-based practice Australia Hospital setting Empirical study
Gerrish, Laker, et al. [72] 2016 Enhancing the quality of oral nutrition support for hospitalized patients: a mixed methods knowledge translation study (The EQONS study) UK Hospital setting Empirical study
Gesthalter, Koppelman, et al. [73] 2017 Evaluations of Implementation at Early-Adopting Lung Cancer Screening Programs: Lessons Learned USA Multiple settings Empirical study
Harris, Jones, et al. [74] 2015 Changing practice to support self-management and recovery in mental illness: Application of an implementation model Australia Community/Social care setting Empirical study
Harvey, McCormack, et al. [75] 2018 Designing and implementing two facilitation interventions within the "Facilitating Implementation of Research Evidence (FIRE)' study: a qualitative analysis from an external facilitators' perspective UK, Ireland, Netherlands, Sweden Community/Social care setting Empirical study
Houle, Charrois, et al. [76] 2017 A randomized controlled study of practice facilitation to improve the provision of medication management services in Alberta community pharmacies Canada Community/Social care setting Empirical study
Jangland and Gunningberg [77] 2017 Improving patient participation in a challenging context: a 2-year evaluation study of an implementation project Sweden Hospital setting Empirical study
Lewis, Kitson, et al. [78] 2016 Improving oral health for older people in the home care setting: An exploratory implementation study Australia Home-based care Empirical study
Lindsay, Kauth, et al. [79] 2015 Implementation of Video Telehealth to Improve Access to Evidence-Based Psychotherapy for Posttraumatic Stress Disorder USA Multiple settings Empirical study
Mekki, Øye, et al. [80] 2017 The inter-play between facilitation and context in the promoting action on research implementation in health services framework: A qualitative exploratory implementation study embedded in a cluster randomized controlled trial to reduce restraint in nursing homes Norway Community/Social care setting Empirical study
Parlour and McCormack [81] 2012 Blending critical realist and emancipatory practice development methodologies: Making critical realism work in nursing research Ireland Community/Social care setting Empirical study
Persson, Nga, et al. [82] 2013 Effect of Facilitation of Local Maternal-and-Newborn Stakeholder Groups on Neonatal Mortality: Cluster-Randomized Controlled Trial Vietnam Primary health care setting Empirical study
Rycroft-Malone, Fontenla, et al. [83] 2009 Protocol-based care: The standardisation of decision-making? UK Hospital setting Empirical study
Rycroft-Malone, Seers, et al. [84] 2012 A pragmatic cluster randomised trial evaluating three implementation interventions UK Hospital setting Empirical study
Rycroft-Malone, Seers, et al. [85] 2013 The role of evidence, context, and facilitation in an implementation trial: Implications for the development of the PARIHS framework UK Hospital setting Empirical study
Rycroft-Malone, Seers, et al. [86] 2018 A realist process evaluation within the Facilitating Implementation of Research Evidence (FIRE) cluster randomised controlled international trial: An exemplar Ireland, UK, Netherlands, Sweden Community/Social care setting Empirical study
Slaughter and Estabrooks [87] 2013 Optimizing the mobility of residents with dementia: A pilot study promoting healthcare aide uptake of a simple mobility innovation in diverse nursing home settings Canada Community/Social care setting Empirical study
Sving, Fredriksson, et al. [88] 2017 Getting evidence-based pressure ulcer prevention into practice: a process evaluation of a multifaceted intervention in a hospital setting Sweden Hospital setting Empirical study
Walsh, Ford, et al. [89] 2017 The Development and Implementation of a Participatory and Solution-Focused Framework for Clinical Research: A case example Australia Hospital setting Empirical study
Mignogna, Hundt, et al. [90] 2014 Implementing brief cognitive behavioral therapy in primary care: A pilot study USA Primary health care setting Empirical study
Alkema and Frey [91] 2006 Implications of translating research into practice: A medication management intervention USA Home-based care Empirical study
Kilbourne, Abraham, et al. [92] 2013 Cluster randomized adaptive implementation trial comparing a standard versus enhanced implementation intervention to improve uptake of an effective re-engagement program for patients with serious mental illness USA Multiple settings Empirical study
Mignogna, Martin, et al. [93] 2018 I had to somehow still be flexible: exploring adaptations during implementation of brief cognitive behavioral therapy in primary care USA Primary health care setting Empirical study
Westergren [94] 2012 Action-oriented study circles facilitate efforts in nursing homes to go from feeding to serving: Conceptual perspectives on knowledge translation and workplace learning Sweden Community/Social care setting Empirical study
Baloh, Zhu, et al. [95] 2018 Types of internal facilitation activities in hospitals implementing evidence-based interventions USA Hospital setting Empirical study
Snelgrove-Clarke, Davies, et al. [96] 2015 Implementing a Fetal Health Surveillance Guideline in Clinical Practice: A Pragmatic Randomized Controlled Trial of Action Learning Canada Hospital setting Empirical study
Wallin, Rudberg, et al. [97] 2005 Staff experiences in implementing guidelines for Kangaroo Mother Care - A qualitative study Sweden Hospital setting Empirical study
Bidassie, Williams, et al. [98] 2015 Key components of external facilitation in an acute stroke quality improvement collaborative in the Veterans Health Administration USA Hospital setting Empirical study
Doran, Haynes, et al. [99] 2012 The role of organizational context and individual nurse characteristics in explaining variation in use of information technologies in evidence based practice Canada Multiple settings Empirical study
Fortney, Enderle, et al. [100] 2012 Implementation outcomes of evidence-based quality improvement for depression in VA community based outpatient clinics USA Multiple settings Empirical study
Foss, Kvigne, et al. [101] 2014 A model (CMBP) for collaboration between university college and nursing practice to promote research utilization in students' clinical placements: A pilot study Norway Educational setting Empirical study
Johnson, Ostaszkiewicz, et al. [102] 2009 Moving beyond resistance to restraint minimization: A case study of change management in aged care Australia Community/Social care setting Empirical study
Kavanagh, Stevens, et al. [103] 2010 Process evaluation of appreciative inquiry to translate pain management evidence into pediatric nursing practice Canada Hospital setting Empirical study
Kinley, Stone, et al. [104] 2014 The effect of using high facilitation when implementing the Gold Standards Framework in Care Homes program: A cluster randomized controlled trial UK Community/Social care setting Empirical study
Lewis, Harvey, et al. [105] 2019 Can oral healthcare for older people be embedded into routine community aged care practice? A realist evaluation using normalization process theory Australia Home-based care Empirical study
McGilton, Sorin-Peters, et al. [106] 2018 The effects of an interprofessional patient-centered communication intervention for patients with communication disorders Canada Hospital setting Empirical study
McLean, Torkington, et al. [107] 2019 Development, Implementation, and Outcomes of Post-stroke Mood Assessment Pathways: Implications for Social Workers Australia Hospital setting Empirical study
O'Halloran, Cran, et al. [108] 2007 Factors affecting adherence to use of hip protectors among residents of nursing homes - A correlation study UK Community/Social care setting Empirical study
Pallangyo, Mbekenga, et al. [109] 2017 “If really we are committed things can change, starting from us”: Healthcare providers’ perceptions of postpartum care and its potential for improvement in low-income suburbs in Dar es Salaam, Tanzania Tanzania Multiple settings Empirical study
Pallangyo, Mbekenga, et al. [110] 2018 Implementation of a facilitation intervention to improve postpartum care in a low-resource suburb of Dar es Salaam, Tanzania Tanzania Multiple settings Empirical study
Russell-Babin and Miley [111] 2013 Implementing the best available evidence in early delirium identification in elderly hip surgery patients USA Hospital setting Empirical study
Rycroft-Malone, Wilkinson, et al. [112] 2013 Collaborative action around implementation in Collaborations for Leadership in Applied Health Research and Care: toward a program theory UK Multiple settings Empirical study
Seers, Rycroft-Malone, et al. [113] 2018 Facilitating Implementation of Research Evidence (FIRE): An international cluster randomized controlled trial to evaluate two models of facilitation informed by the Promoting Action on Research Implementation in Health Services (PARIHS) framework UK, Ireland, Netherlands, Sweden Community/Social care setting Empirical study
Sigel, Kramer, et al. [114] 2013 Statewide dissemination of trauma-focused cognitive-behavioral therapy (TF-CBT) USA Multiple settings Empirical study
Stevens, Yamada, et al. [115] 2016 Pain assessment and management after a knowledge translation booster intervention Canada Hospital setting Empirical study
Sving, Högman, et al. [116] 2016 Getting evidence-based pressure ulcer prevention into practice: a multi-faceted unit-tailored intervention in a hospital setting Sweden Hospital setting Empirical study
Tian, Yang, et al. [117] 2017 Implementation of evidence into practice for cancer-related fatigue management of hospitalized adult patients using the PARIHS framework China Hospital setting Empirical study
Tucker, Bieber, et al. [118] 2012 Outcomes and Challenges in Implementing Hourly Rounds to Reduce Falls in Orthopedic Units USA Hospital setting Empirical study
Weir, Brunker, et al. [119] 2017 Making cognitive decision support work: Facilitating adoption, knowledge and behavior change through QI USA Primary health care setting Empirical study
Williams, Woodby, et al. [120] 2014 Formative Evaluation of a Multi-Component, Education-Based Intervention to Improve Processes of End-of-Life Care USA Hospital setting Empirical study
Yurumezoglu and Kocaman [121] 2012 Pilot study for evidence-based nursing management: Improving the levels of job satisfaction, organizational commitment, and intent to leave among nurses in Turkey Turkey Hospital setting Empirical study
Brosey and March [122] 2015 Effectiveness of Structured Hourly Nurse Rounding on Patient Satisfaction and Clinical Outcomes USA Hospital setting Empirical study
Chinman, Acosta, et al. [123] 2013 Intervening with Practitioners to Improve the Quality of Prevention: One-Year Findings from a Randomized Trial of Assets-Getting To Outcomes USA Community/Social care setting Empirical study
Glegg [124] 2010 Knowledge brokering as an intervention in paediatric rehabilitation practice Canada Not reported Empirical study
Harvey, Oliver, et al. [125] 2015 Improving the identification and management of chronic kidney disease in primary care: Lessons from a staged improvement collaborative UK Primary health care setting Empirical study
Humphreys, Harvey, et al. [126] 2012 A collaborative project to improve identification and management of patients with chronic kidney disease in a primary care setting in Greater Manchester UK Not reported Empirical study
Kauth, Sullivan, et al. [127] 2010 Employing external facilitation to implement cognitive behavioral therapy in VA clinics: A pilot study USA Not reported Empirical study
Almblad, Siltberg, et al. [128] 2018 Implementation of Pediatric Early Warning Score; Adherence to Guidelines and Influence of Context Sweden Hospital setting Empirical study
Amaya-Jackson, Hagele, et al. [129] 2018 Pilot to policy: statewide dissemination and implementation of evidence-based treatment for traumatized youth USA Community/Social care setting Empirical study
Anderson, Zlateva, et al. [130] 2016 Improving pain care through implementation of the stepped care model at a multisite community health center USA Primary health care setting Empirical study
Bailey, Williams, et al. [131] 2014 Intervention to Improve Care at Life's End in Inpatient Settings: The BEACON Trial USA Hospital setting Empirical study
Bunch, Leasure, et al. [132] 2016 Implementation of a rapid chest pain protocol in the emergency department: A quality improvement project USA Hospital setting Empirical study
Gutmanis, Snyder, et al. [133] 2015 Health care redesign for responsive behaviours - The behavioural supports Ontario experience: Lessons learned and keys to success Canada Multiple settings Empirical study
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Franx, Dixon, et al. [321] 2013 Implementation strategies for collaborative primary care-mental health models Netherlands, USA, and UK Multiple settings Empirical review study
Hudon, Gervais, et al. [322] 2015 The contribution of conceptual frameworks to knowledge translation interventions in physical therapy Canada Not reported Empirical review study
Dogherty, Harrison, et al. [323] 2010 Facilitation as a role and process in achieving evidence-based practice in nursing: A focused review of concept and meaning Not reported Multiple settings Empirical review study
Flottorp, Oxman, et al. [324] 2013 A checklist for identifying determinants of practice: A systematic review and synthesis of frameworks and taxonomies of factors that prevent or enable improvements in healthcare professional practice Not reported Not reported Empirical review study
Aas, Tuntland, et al. [325] 2011 Workplace interventions for neck pain in workers Netherlands, Norway, Finland, Sweden, USA Not reported Empirical review study
Geerligs, Rankin, et al. [326] 2018 Hospital-based interventions: A systematic review of staff-reported barriers and facilitators to implementation processes USA, UK, Canada, Australia/ New Zealand, Denmark, Sweden, Finland, Italy, the Netherlands, Uganda, South Africa, Tanzania, Ghana, Mexico Multiple settings Empirical review study
McConnell, O'Halloran, et al. [327] 2013 Systematic Realist Review of Key Factors Affecting the Successful Implementation and Sustainability of the Liverpool Care Pathway for the Dying Patient UK Multiple settings Empirical review study
Rogers [328] 2009 Transferring research into practice: An integrative review Not reported Not reported Empirical review study
Salter and Kothari [329] 2014 Using realist evaluation to open the black box of knowledge translation: A state-of-the-art review UK Multiple settings Empirical review study
Sandström, Borglin, et al. [330] 2011 Promoting the Implementation of Evidence-Based Practice: A Literature Review Focusing on the Role of Nursing Leadership Not reported Multiple settings Empirical review study
Wahr, Abernathy, et al. [331] 2017 Medication safety in the operating room: literature and expert-based recommendations USA Not reported Empirical review study
Baskerville, Liddy, et al. [332] 2012 Systematic Review and Meta-Analysis of Practice Facilitation Within Primary Care Settings 23 studies from various countries, not described in the paper. Primary health care setting Empirical review study
Colquhoun, Letts, et al. [333] 2010 A scoping review of the use of theory in studies of knowledge translation Several countries were represented in this review study but not clearly stated. Multiple settings Empirical review study
Leeman, Calancie, et al. [334] 2017 Developing Theory to Guide Building Practitioners' Capacity to Implement Evidence-Based Interventions USA, UK, Canada Not reported Empirical review study
Nilsen and Bernhardsson [335] 2019 Context matters in implementation science: A scoping review of determinant frameworks that describe contextual determinants for implementation outcomes N/A Not reported Empirical review study
O'Keefe-McCarthy, Santiago, et al. [336] 2008 Ventilator-associated pneumonia bundled strategies: An evidence-based practice Canada Hospital setting Empirical review study
Prihodova, Guerin, et al. [337] 2019 Key components of knowledge transfer and exchange in health services research: Findings from a systematic scoping review N/A Multiple settings Empirical review study
Tabak, Khoong, et al. [3] 2012 Bridging research and practice: Models for dissemination and implementation research Not reported Not reported Empirical review study
Ward, House, et al. [338] 2009 Developing a framework for transferring knowledge into action: a thematic analysis of the literature Not reported Multiple settings Empirical review study
Doran and Sidani [339] 2007 Outcomes-focused knowledge translation: A framework for knowledge translation and patient outcomes improvement N/A Not reported Opinion/ theoretical paper
Ritchie, Dollar, et al. [340] 2014 Responding to needs of clinical operations partners: Transferring implementation facilitation knowledge and skills N/A Primary health care setting Opinion/ theoretical paper
Damschroder, Aron, et al. [341] 2009 Fostering implementation of health services research findings into practice: A consolidated framework for advancing implementation science N/A Not reported Opinion/ theoretical paper
Florczak [342] 2016 Evidence-Based Practice: What’s New Is Old N/A Not reported Opinion/ theoretical paper
Kavanagh, Stevens, et al. [343] 2008 Examining appreciative inquiry as a knowledge translation intervention in pain management N/A Not reported Opinion/ theoretical paper
Kavanagh, Watt-Watson, et al. [344] 2007 An examination of the factors enabling the successful implementation of evidence-based acute pain practices into pediatric nursing N/A Multiple settings Opinion/ theoretical paper
Rongey, Asch, et al. [345] 2011 Access to care for vulnerable veterans with hepatitis C: A hybrid conceptual framework and a case study to guide translation N/A Multiple settings Opinion/ theoretical paper
Rycroft-Malone [346] 2007 Theory and knowledge translation: Setting some coordinates N/A Not reported Opinion/ theoretical paper
Stetler, Damschroder, et al. [347] 2011 A Guide for applying a revised version of the PARIHS framework for implementation N/A Not reported Opinion/ theoretical paper
Tucker, Klotzbach, et al. [348] 2006 Lessons learned in translating research evidence on early intervention programs into clinical care N/A Not reported Opinion/ theoretical paper
Urquhart, Sargeant, et al. [349] 2013 Exploring the usefulness of two conceptual frameworks for understanding how organizational factors influence innovation implementation in cancer care N/A Not reported Opinion/ theoretical paper
Wallin, Profetto-McGrath, et al. [350] 2005 Implementing nursing practice guidelines. A complex undertaking N/A Not reported Opinion/ theoretical paper
Owen and Milburn [351] 2001 Implementing research findings into practice: Improving and developing services for women with serious and enduring mental health problems N/A Community/Social care setting Opinion/ theoretical paper
Blackwood [352] 2003 Can protocolised-weaning developed in the United States transfer to the United Kingdom context: A discussion N/A Hospital setting Opinion/ theoretical paper
Gawlinski and Rutledge [353] 2008 Selecting a model for evidence-based practice changes: A practical approach N/A Hospital setting Opinion/ theoretical paper
Genuis [354] 2007 Evolving information in an evidence-Based world: Theoretical considerations N/A Not reported Opinion/ theoretical paper
Hunt, Curran, et al. [355] 2012 Partnership for implementation of evidence-based mental health practices in rural federally qualified health centers: Theory and methods N/A Community/Social care setting Opinion/ theoretical paper
Nilsen [2] 2015 Making sense of implementation theories, models and frameworks N/A Not reported Opinion/ theoretical paper
Pfadenhauer, Mozygemba, et al. [356] 2015 Context and implementation: A concept analysis towards conceptual maturity N/A Not reported Opinion/ theoretical paper
Ruth and Matusitz [357] 2013 Comparative Standards of Evidence in Social Work N/A Community/Social care setting Opinion/ theoretical paper
Squires, Reay, et al. [358] 2012 Designing strategies to implement research-based policies and procedures: A set of recommendations for nurse leaders based on the PARiHS framework N/A Not reported Opinion/ theoretical paper
Harvey and Kitson [359] 2016 PARIHS revisited: From heuristic to integrated framework for the successful implementation of knowledge into practice N/A Not reported Opinion/ theoretical paper
Larkin, Griffith, et al. [360] 2007 Promoting research utilization using a conceptual framework N/A Hospital setting Opinion/ theoretical paper
Spassiani, Parker Harris, et al. [361] 2016 Exploring How Knowledge Translation Can Improve Sustainability of Community-based Health Initiatives for People with Intellectual/Developmental Disabilities N/A Not reported Opinion/ theoretical paper
Andrews and Moon [362] 2005 Space, place, and the evidence base: Part II - Rereading nursing environment through geographical research N/A Hospital setting Opinion/ theoretical paper
Andrews, Holmes, et al. [363] 2005 'Airplanes are flying nursing homes': geographies in the concepts and locales of gerontological nursing practice N/A Community/Social care setting Opinion/ theoretical paper
Bucknall [364] 2007 A gaze through the lens of decision theory toward knowledge translation science N/A Not reported Opinion/ theoretical paper
Gibson [365] 2005 Evidence in action: Fostering growth of research-based practice in children's cancer nursing N/A Multiple settings Opinion/ theoretical paper
Bandeira, Witt, et al. [366] 2017 The use of a methodological framework in the implementation of evidence as part of nursing research N/A Not reported Opinion/ theoretical paper
Boucher, Roper, et al. [367] 2013 Science and Practice Aligned Within Nursing Structure and Process for Evidence-Based Practice N/A Multiple settings Opinion/ theoretical paper
Chambers, Luesby, et al. [368] 2010 The Seniors Health Research Transfer Network knowledge network model: System-wide implementation for health and healthcare of seniors N/A Multiple settings Opinion/ theoretical paper
Doane, Reimer-Kirkham, et al. [369] 2015 (Re)theorizing integrated knowledge translation a heuristic for knowledge-as-action N/A Not reported Opinion/ theoretical paper
Ellen, Panisset, et al. [370] 2017 A Knowledge Translation framework on ageing and health N/A Not reported Opinion/ theoretical paper
Harvey, Fitzgerald, et al. [371] 2011 The NIHR collaboration for leadership in applied health research and care (CLAHRC) for Greater Manchester: Combining empirical, theoretical and experiential evidence to design and evaluate a large-scale implementation strategy N/A Multiple settings Opinion/ theoretical paper
Hutchinson, Wilkinson, et al. [372] 2012 Using the Promoting Action on Research Implementation in Health Services Framework to Guide Research Use in the Practice Setting N/A Not reported Opinion/ theoretical paper
Hysong, Woodard, et al. [373] 2014 Publishing Protocols for Partnered Research N/A Multiple settings Opinion/ theoretical paper
Jeffs, Sidani, et al. [374] 2013 Using theory and evidence to drive measurement of patient, nurse and organizational outcomes of professional nursing practice N/A Not reported Opinion/ theoretical paper
Jukes and Aspinall [375] 2015 Leadership and learning disability nursing N/A Not reported Opinion/ theoretical paper
Lynch, Mudge, et al. [376] 2018 There is nothing so practical as a good theory: a pragmatic guide for selecting theoretical approaches for implementation projects N/A Multiple settings Opinion/ theoretical paper
Matthew-Maich, Ploeg, et al. [377] 2010 Transformative learning and research utilization in nursing practice: A missing link? N/A Not reported Opinion/ theoretical paper
Mitchell, Fisher, et al. [378] 2010 A thematic analysis of theoretical models for translational science in nursing: Mapping the field N/A Not reported Opinion/ theoretical paper
O’Meara, Furness, et al. [379] 2017 Educating paramedics for the future: A holistic approach N/A Not reported Opinion/ theoretical paper
Persaud [380] 2014 Enhancing learning, innovation, adaptation, and sustainability in health care organizations: The ELIAS performance management framework N/A Not reported Opinion/ theoretical paper
Schoville and Titler [381] 2015 Guiding Healthcare Technology Implementation: A New Integrated Technology Implementation Model N/A Not reported Opinion/ theoretical paper
Shah, Warre, et al. [382] 2013 Quality improvement initiatives in neonatal intensive care unit networks: Achievements and challenges N/A Hospital setting Opinion/ theoretical paper
Smith [383] 2018 Revisiting implementation theory: An interdisciplinary comparison between urban planning and healthcare implementation research N/A Not reported Opinion/ theoretical paper
Tilson and Mickan [144] 2014 Promoting physical therapists' of research evidence to inform clinical practice: Part 1 - Theoretical foundation, evidence, and description of the PEAK program N/A Multiple settings Opinion/ theoretical paper
Warner and Townsend [384] 2012 Applying knowledge translation theories to occupation N/A Not reported Opinion/ theoretical paper
Young [385] 2015 Solving the wicked problem of hospital malnutrition N/A Not reported Opinion/ theoretical paper

aProtocols planned to use PARIHS in the analysis

Of these 367 articles, 235 cited Kitson et al. [5], 208 cited Kitson et al. [18], 136 cited Rycroft-Malone et al. [8], and 92 cited Rycroft-Malone et al. [9]. In total, the 367 articles consisted of 35 protocols [25, 28, 29, 3138, 40, 42, 4450, 5254, 56, 57]. A further 255 articles reported empirical studies:

▪ 91 where PARIHS guided the development of the intervention [5882, 84143, 145, 146, 386388],

▪ 92 intervention studies where PARIHS did not guide the development of an intervention [149, 152, 153, 155, 156, 158, 160, 162, 167, 168, 171, 176, 178, 179, 182185, 194, 201203, 205209, 211, 212, 214, 217, 219223, 225, 234236, 243245, 249252, 254, 255, 258261, 263, 265, 266, 268270, 273, 274, 276285, 287292, 296, 297, 299301, 303312],

▪ 72 non-intervention studies [150, 151, 154, 157, 159, 161, 163166, 169, 170, 172175, 177, 180, 181, 186193, 195200, 204, 210, 213, 215, 216, 218, 224, 226233, 237242, 246248, 253, 256, 257, 262, 264, 267, 271, 272, 275, 286, 293295, 298, 302]

In addition, the database included 28 empirical review studies [3, 13, 313, 314, 316338, 389] and 49 opinion/theoretical articles [2, 144, 339385]. In terms of professional focus, about 65% of the included articles involved nursing.

In the following sections, references have been added to the categorical items in the data extraction while we have opted only to provide examples of references to the findings from the qualitative exploration of how the PARIHS framework was operationalized in detail.

Settings

Of the articles reporting type of setting where the implementation project/research took place, a majority were undertaken in hospitals (n = 126) [26, 27, 30, 38, 39, 41, 42, 45, 49, 5155, 60, 6264, 67, 7072, 77, 84, 85, 88, 89, 9598, 103, 106, 107, 111, 115118, 120122, 128, 131, 132, 136, 137, 139, 143, 146, 149, 151, 153155, 157, 161, 165, 167169, 172, 173, 175, 180182, 184, 186, 190193, 205, 207, 212, 215, 221, 223, 227, 230, 231, 240, 243, 244, 246, 248251, 256, 258, 260, 265, 268, 271, 273275, 277279, 281, 282, 284, 288290, 294, 296, 298, 299, 301, 305, 306, 312, 314, 320, 336, 352, 353, 360, 362, 382, 386, 388], followed by a combination of multiple healthcare settings (n = 80) [31, 35, 37, 47, 50, 56, 65, 66, 68, 73, 79, 92, 99, 100, 109, 110, 112, 114, 133, 138, 144, 145, 150, 159, 160, 162, 163, 171, 177, 183, 187, 194, 197, 204, 208210, 216, 218, 219, 226, 228, 233, 238, 245, 253, 262, 264, 276, 280, 283, 287, 292, 293, 295, 302, 307310, 313, 321, 323, 326, 327, 329, 330, 333, 337, 338, 344, 345, 365, 367, 368, 371, 373, 376, 387, 389], community/social care settings (n = 54) [24, 34, 36, 43, 44, 46, 48, 57, 59, 61, 69, 7476, 80, 81, 86, 87, 94, 102, 104, 108, 113, 123, 129, 134, 142, 152, 156, 158, 174, 178, 185, 195, 201, 203, 214, 217, 222, 229, 232, 241, 257, 263, 266, 269, 270, 300, 304, 351, 355, 357, 363], primary health care (n = 34) [23, 25, 28, 29, 40, 58, 82, 90, 93, 119, 125, 130, 140, 141, 164, 170, 196, 198, 200, 202, 224, 225, 235, 236, 242, 252, 259, 261, 272, 285, 286, 291, 332, 340], and home-based care (n = 7) [78, 91, 105, 166, 254, 255, 311]. Five articles were derived from special settings such as construction [176], education [101], pharmacies [135], urban planning [383], and public health institutions [32]. In 44 articles [2, 3, 13, 33, 124, 126, 127, 179, 206, 211, 220, 237, 239, 247, 297, 316, 317, 322, 324, 325, 328, 339, 341343, 346350, 354, 356, 358, 364, 369, 372, 374, 375, 377, 378, 380, 381, 384, 385], the setting was not reported or not applicable (e.g., opinion/theoretical articles). For empirical studies and published protocols, about 28% were derived from research in the USA, 22% from Canada, 10% from Sweden, and 10% from the UK. The remaining articles mainly originated from other high-income countries in Europe; in addition, there were a few articles reporting studies in low- and middle-income countries, including Vietnam, Tanzania, Mozambique, and Uganda [46, 82, 110, 150, 235, 287].

Timing of different types of articles

The types of articles published using the PARIHS framework changed over time, with an increase in the number of empirical studies from 2004 onwards, as illustrated in Fig. 2. As the search for articles for this review only included the first eight months of 2019, the graph is limited to full years (i.e., 1998 through 2018).

Fig. 2.

Fig. 2

Types of articles published before December 31 using the PARIHS framework

Use of PARIHS

Figure 3 depicts how PARIHS was used by type of article. Although authors frequently claimed that PARIHS was used in one or more ways, details as to how the framework was used were often lacking.

Fig. 3.

Fig. 3

Use of the PARIHS framework by type of article

The application of PARIHS to plan and deliver an intervention

In total, 117 (32%) articles claimed to use the PARIHS framework to plan and deliver an intervention [2346, 5882, 84143, 145, 146, 339, 340, 386388]. Predominantly, these were empirical studies (n = 91) [5882, 84143, 145, 146, 386388] but also two opinion/theoretical articles [339, 340] and 24 protocols [2346]. Of the 117 articles, about half stated that the framework was used for theoretically informing, framing, or guiding an intervention (e.g., [82, 103, 105, 134, 386]). However, in these studies, PARIHS was referred to only in a general sense, in that the core elements of the framework were said to have informed the planning of the study. There was a lack of detail provided about what elements of the framework were used and how they were operationalized to plan and deliver an intervention. In the other half of the 117 articles, it was described more specifically that one or more elements of the framework had been used. Most commonly the facilitation element (e.g., [58, 80, 92, 98, 110]) was referred to as guiding an implementation strategy. The articles that provided explicit descriptions of interventions using facilitation employed strategies such as education, reminders, audit-and-feedback, action learning, and evidence-based quality improvement, and roles including internal and external facilitators and improvement teams to enable the uptake of evidence (e.g., [23, 79, 125, 142]). Some articles drew on the PARIHS framework more specifically, to understand the role of organizational context in implementation (e.g., [34, 63, 145, 340]).

The application of PARIHS in data analysis

There were 184 (50%) articles where the PARIHS framework was reported to be used in the analysis [2, 13, 2335, 4755, 5882, 8494, 149242, 313, 314, 316322, 339, 341358, 386, 389]. Most of these involved empirical studies (n = 131) [5882, 8494, 149242, 386] where PARIHS often was described as guiding or framing the data collection, e.g., developing an interview guide, and/or analysis, but with no further details. In articles that provided more detailed information, PARIHS was used to guide or frame qualitative analyses in about 50 studies (e.g., [67, 94, 173, 178, 207]). Of these, around 20 used a deductive approach in that they used the elements and sub-elements to structure the analytic process (e.g., [150, 170, 188, 215, 242]). About 35 studies applied PARIHS for quantitative analysis, (e.g., [69, 168, 174, 190, 211]). In half of these, the Alberta Context Tool (e.g., [155, 165, 180, 195, 229]) and the Organizational Readiness to Change Assessment Tool (e.g., [74, 159, 219, 240]) were used; both these tools being derived from PARIHS. Empirical studies using the PARIHS framework in the analysis encompassed primarily all three main elements of PARIHS (e.g., [166, 181, 193, 221]) and the context domain (e.g., [78, 152, 153, 207]), and in lesser extent the evidence (e.g., [185, 208, 214]) and the facilitation domain (e.g., [58, 67, 79, 182]).

Eleven review studies [13, 313, 314, 316322, 389] used the framework for the analysis; findings were mapped to PARIHS elements in a few studies [316, 317, 389]; one described that their data had been “analysed through the lens of PARIHS” (p1) [389]. A couple of the review studies had PARIHS as the object for analysis, comparing it with other frameworks [318, 322]. This approach was also common in the 20 opinion/theoretical articles [2, 339, 341348, 350358], where the PARIHS framework itself was the focus of the analysis (e.g., [341, 349, 354]). In these articles, the analysis was performed in different ways, primarily through mapping and comparing PARIHS to other frameworks or models or even policies, but also for general discussions on implementation and evidence-based practice. Among the 185 articles that reported using the PARIHS framework in the analysis, there were also 22 protocols where authors reported that the intention was to use the framework in the analysis [2335, 4755].

The application of PARIHS in the evaluation of study findings

A total of 203 (55%) included articles provided information on how the PARIHS framework was used in the evaluation of study findings, in terms of contributing to the discussion and interpretation of results [13, 52, 5882, 8489, 95121, 149214, 243259, 261284, 313, 314, 316320, 323331, 339, 341350, 359365, 386, 389]. The majority (n = 167) of these were empirical studies [52, 5882, 8489, 95121, 149214, 243259, 261284, 386].

We found two main approaches to how the PARIHS framework was used in the evaluation of study findings. First, PARIHS was used to organize the discussion of the findings (e.g., [73, 87, 109, 166, 214]), where the framework and/or its elements were used to provide a structure for reporting or generally discussing the findings, or both, for example in stating that the key elements of PARIHS were reflected in the study findings. Second, the framework was used to consider the implications of the study’s findings (e.g., [81, 84, 170, 207, 361]), where the framework or its elements (varying between one (e.g., [75, 195, 211]), two (e.g., [71, 86, 105]), and all the three main elements (e.g., [80, 261, 269])) enabled authors to elaborate on findings, or reflect on the implications of their study to evaluate the PARIHS framework itself. Specifically, we found some empirical articles reported evaluating the PARIHS element “context” by means of context tools (e.g., [155]). In addition, an evaluation of the study findings using the framework was identified in 18 opinion/theoretical articles [339, 341350, 359365] and 18 empirical review studies [13, 313, 314, 316320, 323331, 389]. Among the opinion/theoretical articles, there were papers evaluating other theoretical constructions in relation to the PARIHS framework (e.g., [364]).

The application of PARIHS in any other way

A total of 136 (37%) reported using PARIHS in some other way than directly informing the planning and delivery of an intervention or analyzing and evaluating findings [3, 2325, 36, 37, 4750, 5662, 90, 9597, 122127, 144, 149170, 215224, 243256, 285313, 323, 324, 332338, 351, 359361, 366385]. A majority of these articles (n = 89) were empirical studies [5862, 90, 9597, 122127, 149170, 215224, 243256, 285312], and about half of these described the use of PARIHS as an overall guide to frame the study (e.g., [58, 60, 168, 222, 285, 303]). A similar finding was apparent in the 11 protocols [2325, 36, 37, 4750, 56, 57]; about half of these also referred to the use of PARIHS to guide and frame the study design (e.g., [47, 48, 50, 57]).

An alternative use of PARIHS in empirical studies involved focusing on one of the three PARIHS elements (n = 17) and investigating them in greater depth, most notably context (n = 10) (e.g., [155, 232]) and facilitation (n = 7) (e.g., [307, 312]). A total of 25 opinion/theoretical articles [144, 351, 359361, 366385] reported using the PARIHS framework in some other way, including a discussion about PARIHS as part of presenting a general overview of theories and frameworks to inform implementation (e.g., [369, 376, 378, 384]), using PARIHS to augment, develop, or evaluate other implementation models and frameworks (e.g., [318, 359, 367, 374, 382]), and informing education and learning and teaching initiatives [144, 372]. Empirical review articles (n = 11) included reviews of implementation frameworks [3, 313, 323, 324, 332338], including PARIHS, a review of the facilitation dimension of PARIHS and a discussion of the potential to combine implementation and improvement methodologies.

Testing and providing views on the validity of the framework

A total of 102 (28%) articles described testing or validating PARIHS, or provided comments on the validity of the framework [3, 13, 23, 24, 35, 44, 46, 58, 60, 62, 64, 67, 71, 74, 76, 7881, 84, 85, 89, 98, 105, 107, 110, 113, 115, 120, 121, 143, 149, 150, 153, 155, 157159, 166, 168, 170, 172, 180182, 187, 188, 190, 191, 195, 198, 201, 203, 204, 206209, 211, 212, 214, 229, 246, 249, 250, 252, 253, 255, 264, 267, 268, 277, 278, 280, 281, 287, 303, 308, 314, 316319, 322, 323, 326, 330, 332, 333, 335, 336, 341, 342, 345347, 349, 359, 364, 369, 381, 386]. Of these, 72 were empirical studies [4, 58, 60, 62, 64, 67, 71, 74, 76, 7881, 84, 85, 89, 98, 105, 107, 110, 113, 115, 120, 121, 143, 149, 150, 153, 155, 157159, 166, 168, 170, 172, 180182, 187, 188, 190, 191, 195, 198, 201, 203, 204, 206209, 211, 212, 214, 229, 246, 249, 250, 252, 253, 255, 264, 267, 268, 277, 278, 280, 281, 287, 303, 308, 386], five were study protocols [23, 24, 35, 44, 46], 10 opinion/theoretical articles [341, 342, 345347, 349, 359, 364, 369, 381], and 15 empirical reviews [3, 13, 314, 316319, 322, 323, 326, 330, 332, 333, 335, 336]. Empirical studies either tested the whole or parts of the framework with a focus on:

▪ The validity of the whole framework (e.g., [24, 74, 157, 195, 209])

▪ The validity of context (e.g., [155, 190, 280, 287, 308])

▪ The validity of facilitation (e.g., [23, 58, 182, 206])

▪ The validity of evidence (e.g., [255])

▪ Identifying gaps in the framework (e.g., [64, 170, 326])

Over the review study period (1998 to 2019), among empirical studies, there was a shift from primarily studying the context element of the framework to more articles evaluating the whole framework. This was also evident in the pattern found in the protocols, which mostly focused on testing facilitation (e.g., [58, 182, 206]). Opinion/theoretical articles tended to critique the whole framework (e.g., [319, 326, 342, 349, 369]). Of the 15 empirical reviews, the majority focused on the whole framework (e.g., [13, 322, 333]), then on context (e.g., [316, 318, 335]) and then on facilitation (e.g., [323]). Of note is the lack of attention in the literature to the element of “evidence” in the PARIHS framework (examples of articles paying attention to evidence include [208, 255]).

The articles varied in detail, depth, and quality in terms of descriptions of how they went about testing the validity of the PARIHS framework. Approaches ranged from general observations of whether the research teams/users found the elements and sub-elements easy to use (e.g., [62, 188, 203]), to studies that used elements of context described in the PARIHS framework to validate new context measures across settings and groups (e.g., [150, 155, 207]). As one example, the Alberta Context Tool started from the PARIHS conceptualization of context to include dimensions of culture, leadership, and evaluation.

Regarding the strength and limitations of the PARIHS framework, about one third of the included articles reported on its strengths and about 10% commented on perceived limitations. The identified strengths included:

▪ Holistic implementation framework (e.g., [141, 164, 209, 258]) that is perceived as intuitive and accessible.

▪ Both practical and theoretical and therefore feasible to use by both clinicians and researchers; also seen as intuitive to use and accessible (e.g., [117, 209, 255]).

▪ Can be used as a tool: diagnostic/process/evaluative tool; predictive/explanatory tool or as a way to explain the interplay of factors (e.g., [93, 205, 255, 285, 379]).

▪ Can accommodate a range of other theoretical perspectives (including approaches such as social network theory, participatory action research, coaching, change management and other knowledge translation frameworks) (e.g., [93, 105, 245, 246]).

▪ Can be used successfully in a range of different contexts (low- and middle-income countries) [150] and services and for various groups of patients (disability, aged care) (e.g., [80, 113, 248, 312]).

Limitations of the PARIHS framework included:

▪ Poor operationalization of key terms leading to difficulties in understanding and an overlap of elements and sub-elements (e.g., [165, 285, 376]).

▪ Lack of practical guidance on steps to operationalize the framework (e.g., [209, 254]) with a subsequent lack of tools.

▪ Lack of information on the individual and their characteristics (e.g., [209, 361]) and their lack of understanding of evidence (e.g., [204, 390]).

▪ Too structured and does not acknowledge the multidimensionality and uncertainty of implementation (e.g., [143, 214]).

▪ Lack of acknowledgement of wider contextual issues such as the impact of professional, socio-political, and policy issues on implementation (e.g., [115, 143, 285, 354]).

▪ Not providing support in how to overcome barriers to successful implementation (e.g., [88]).

Discussion

In a recent survey among implementation scientists, the PARIHS framework was found to be one of the sixth most commonly used theoretical frameworks [4]. Yet, in our review, about 23% (n = 367) of the identified 1614 articles citing any of the four selected core PARIHS articles used the framework in any substantial way. Similarly, a review of the CFIR found that 26/429 (6%) of articles citing the framework were judged to use the framework in a meaningful way (i.e., used the CFIR to guide data collection, measurement, coding, analysis, and/or reporting) [12]. A citation analysis of the KTA framework found that about 14% (146/1057) of screened abstracts described using the KTA to varying degrees, although only 10 articles were judged to have applied the framework in a fully integrated way to inform the design, delivery, and evaluation of implementation activities [11].

PARIHS has been used in a diverse range of settings but, similarly to other commonly used implementation frameworks, most often superficially or partially. The whole framework has seldom been used holistically to guide all aspects of implementation studies. Implementation science scholars have repeatedly argued that the underuse, superficial use, and misuse of implementation frameworks might reduce the potential scientific advancements in the field, but also the capacity for changing healthcare practice and outcomes [4]. The rationale for not using the whole PARIHS framework could be many, including the justified reason of only being interested in a particular element. As such, partial use cannot always be considered as inappropriate. Simultaneously, many researchers entering the field might be overwhelmed with the many frameworks available and the lack of guidance about how to select and operationalize them and using their elements [2, 4, 391]. The current citation analysis can thus help remedy a gap in the literature by revealing how the PARIHS framework has been used to date, in full or partially, and thus provides input to users of its potential use.

The use of theoretical frameworks in implementation science serves the purpose of guiding researchers’ and practitioners’ implementation plans and informing their approaches to implementation and evaluation. This includes decisions about what data to gather to describe and explain implementation, their hypotheses about action steps needed, how to account for the critical role of context, and providing a foundation for analysis and discussion [7]. The advancement of theoretically informed implementation science will, however, depend on much improved descriptions as to why and how a certain framework was used, and an enhanced and better-informed critical reflection of the functionality of that framework. This review shows that the PARIHS framework has rarely been used as a whole; rather, certain elements tend to be applied, often retrospectively as indicated in Fig. 3 underlining the use of PARIHS in the evaluation of study findings, which resonates with the findings of reviews about the use of the KTA [2] and CFIR [11] frameworks. This could be as a result of a lack of theoretical coherence of some frameworks making them difficult to apply holistically, and/or a function of a general challenge that researchers face in operationalizing theory. However, this could also be a result of publishing constraints. While the PARIHS framework may have guided implementation or been implicitly used in the study design, it was rarely the focus of the publications. Further, the aims and scopes of scientific health care journals have historically prioritized clinical outcomes over implementation outcomes where one could expect a more detailed description of the use of theoretical frameworks. This may have resulted in authors not fully reporting their use of, e.g., the PARIHS framework.

The number of empirical studies using the PARIHS framework has steadily increased over the review period. There is also evidence to show that more research teams have contributed to critiquing the framework in terms of reporting on its strengths and limitations and its validity. The pattern of investigation is moving from studies on context, to more systematic explorations of facilitation, thus contributing to a more detailed understanding of the elements and sub-elements of the framework. The lack of focus on “evidence” identified in this review highlights the need for researchers and clinicians to focus on the multi-dimensionality of what is being implemented. Common patterns emerging in this review support the changes made to the most recent refinement of the PARIHS framework [359].

Consistent with other reviews of the use of theoretical frameworks in implementation science, we found that PARIHS was often not used as intended. Further, it was not always clear why the particular framework was chosen. Frequently, authors merely cite a framework without providing any further information about how the framework was used. The lack of clear guidance on how to operationalize frameworks might be one of the underlying reasons for this. Lastly, to enable a critical review of frameworks and further build collective understanding of implementation, we urge authors to be more explicit about how theory informs studies. Development and adoption of reporting guidelines on how framework(s) are used in implementation studies might assist in sharpening the link between the used framework(s) and the individual study, but could potentially also enhance the opportunities for advancing the scientific understanding of implementation.

Limitations

To increase study reliability during the review process, more than one person identified, assessed, and interpreted the data. We had regular meetings to discuss potential difficulties in assessing included articles, and subsequently, all decisions were resolved by consensus to enhance rigor. We used a rigorous search strategy, which was undertaken by an information specialist. The standardization of our processes across the team was also enhanced by the creation of an online data extraction form via Google. However, as the form was not linked to other software (e.g., Endnote), this added time-consuming processes.

As we did not include articles that were not written in English, we may have limited the insights about the application of the PARIHS framework, particularly with relevance to different country contexts. Additionally, we did not search the grey literature for practical reasons concerning the size of the literature, which may also have provided some additional insights not reflected in this publication. We also limited our search to two databases, which may mean we missed some relevant articles. However, we are confident that we found the majority of relevant published evidence to address the review questions because of a rigorous approach to retrieval. Thus, we think the findings of our citation analysis on the use of PARIHS are generalizable for studies in English published in peer-reviewed journals.

Conclusions

The importance of theoretically underpinned implementation science has been consistently highlighted. Theory is important for maximizing the chances of study transferability, providing an explanation of implementation processes, developing and tailoring implementation interventions, evaluating implementation, and explaining outcomes. This review of the use of the PARIHS framework, one of the most cited implementation frameworks, shows that its actual use and application has been frequently partial and generally not well described. Our ability to advance the science of implementation and ultimately affect outcomes will, in part, be dependent on better use of theory. Therefore, it is incumbent on theory developers to generate accessible and applicable theories, frameworks, and models, and for theory users to operationalize these in a considered and transparent way. We propose that the development and adoption of reporting guidelines on how framework(s) are used in implementation studies might enhance the maturity of implementation science.

Supplementary information

13012_2020_1003_MOESM1_ESM.pdf (75.3KB, pdf)

Additional file 1: Form for initial assessment and form for data extraction

Acknowledgements

The authors wish to acknowledge Sayna Bahraini, Heledd Owen Griffiths, and Veronica Costea for partaking in the initial assessment of retrieved articles.

Authors’ contributions

All authors made substantial contributions to the manuscript. KG and AB conducted the citation searches. AB led the initial assessment. AB, AE, ACE, IDG, GH, AK, JRM, and LW developed the data extraction form and undertook data extraction in pairs of two. AB coordinated the data extraction. AB analyzed the descriptive data and AE, ACE, GH, SH, AK, and LW analyzed the qualitative data. AB prepared figures and tables and drafted the manuscript together with LW, AE, ACE, IDG, KG, GH, SH, AK, and JRM revised the manuscript. All authors have read and gave final approval of the version of the manuscript submitted for publication.

Funding

IDG is a recipient of a CIHR Foundation Grant (FDN #143237) and AB the recipient of a FORTE grant (COFAS-2, 2014-2733). The funders had no role in designing the study, retrieving, or analyzing included articles, decision to publish, or preparation of the manuscript. Open access funding provided by Uppsala University.

Availability of data and materials

The datasets generated and analyzed during the current study can be obtained through contacting the first author.

Ethics approval and consent to participate

Not applicable.

Consent for publication

Not applicable.

Competing interests

We acknowledge that GH, AK, and JRM were all involved in the development of the PARIHS framework. Further, IDG, JRM, and LW are all members of the BMC Implementation Science Editorial Board.

Footnotes

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Contributor Information

Anna Bergström, Email: anna.bergstrom@kbh.uu.se.

Anna Ehrenberg, Email: aeh@du.se.

Ann Catrine Eldh, Email: ann.catrine.eldh@liu.se.

Ian D. Graham, Email: igraham@ohri.ca

Kazuko Gustafsson, Email: kazuko.gustafsson@ub.uu.se.

Gillian Harvey, Email: gillian.harvey@adelaide.edu.au.

Sarah Hunter, Email: sarah.hunter@flinders.edu.au.

Alison Kitson, Email: alison.kitson@flinders.edu.au.

Jo Rycroft-Malone, Email: j.rycroft-malone1@lancaster.ac.uk.

Lars Wallin, Email: lwa@du.se.

Supplementary information

Supplementary information accompanies this paper at 10.1186/s13012-020-01003-0.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

13012_2020_1003_MOESM1_ESM.pdf (75.3KB, pdf)

Additional file 1: Form for initial assessment and form for data extraction

Data Availability Statement

The datasets generated and analyzed during the current study can be obtained through contacting the first author.


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