Abstract
Objective:
A positive association between mental health conditions and poor asthma control has been documented in the World Trade Center-exposed population. Whether factors such as medication adherence mediate this association is unknown.
Methods:
The study population was drawn from adult participants of the World Trade Center Health Registry Cohort who self-reported as asthmatic after the disaster and who were currently prescribed a long-term control medication (LTCM). Multivariable linear regression was used to estimate the associations between mental health condition (PTSD, depression, or anxiety) and continuous adherence and Asthma Control Test (ACT) scores.
Results:
In the study sample of 1,293, 49% were not adherent to their LTCM and two thirds reported poorly or very poorly controlled asthma. Presence of any mental health condition was associated with a 2-point decline in ACT and half a point decrease in adherence scores. However, in the multivariable model, better adherence was statistically significantly associated with slightly worse control.
Conclusions:
The total effect of mental health on asthma control was opposite in sign from the product of the paths between mental health and adherence and adherence and asthma control; we therefore found no evidence to support the hypothesis that adherence mediated the negative association between poor mental health and adequate asthma control. More research is needed to understand the complex causal mechanisms that underlie the association between mental and respiratory health.
Keywords: Control/management, epidemiology, phenotypes, treatment
Introduction
The destruction of the World Trade Center Towers on 9/11/2001 resulted in a massive release of dust and fumes affecting both rescue and recovery workers (RRW) and community members (area workers, local residents, and passers-by). New-onset lower respiratory symptoms (LRS) consistent with asthma have been well described among persons who were exposed to dust during the course of the disaster and subsequent recovery and clean-up efforts (1–6). Asthma and LRS have persisted in all exposure groups for more than a decade after 9/11 (6–12). In RRW, the cumulative incidence of self-reported physician diagnoses of asthma nine years after 9/11 was 30% (8), and the cumulative incidence of post-911 onset of self-reported clinician diagnoses of asthma among WTCHR enrollees, who had varying degrees of exposure to the disaster and subsequent clean-up, was 15.4% as of 2016 (13).
Since 2006, RRW and community members have been offered treatment for asthma and other 9/11-related conditions through the World Trade Center Health Program under the Centers for Disease Control and Prevention (14,15). Even before 2006, WTC clinical centers generally followed the National Asthma Education and Prevention Program (NAEPP) Guidelines for persistent asthma with the use of long-term control medication (LTCM), including inhaled corticosteroids (ICS) (16). However, asthma control has been reported as poor or very poor in both RRW workers (71%) and community members (64%) (11,17). This may be due to a variety of factors, such as asthma severity in this cohort or non-response to typical medication regimens for WTC-related asthma. Another possibility includes low medication adherence.
Failure to adhere to prescribed medication regimens is associated with uncontrolled asthma in the majority of studies (18–20), though a few studies that used a proxy for control, such as hospitalizations, found an inverse relationship (21,22). Adherence to asthma treatments in adults is generally poor (50% for ICS) (23). Similarly, the only study to date of adherence in WTC RRW with asthma reported 44% (95% CI: 38–50%) overall adherence to asthma control medicines (24).
Co-morbid psychiatric diseases (such as posttraumatic stress disorder [PTSD], depression and anxiety disorders) are prevalent among those exposed to the 9/11 attacks (25–27) and have also been shown to increase the risk for incident (30) and persistent asthma and poor asthma control (11,17, 28, 29). Moreover, each of these disorders has been shown to be negatively associated with medication adherence (31–33), and adherence may therefore be on the causal pathway between mental illness and poor asthma control.
Little is known about the factors which influence the relationship between adherence and level of asthma control in this population of asthmatics. We hypothesized that poor adherence to LTCM regimens is associated with poor asthma control, and that adherence mediates the association between mental health comorbidities and poor asthma symptom control.
Methods
The WTC Health Registry has been described in detail (34). Briefly, the Registry is a closed, longitudinal cohort of RRW and community members who met criteria for exposure to the disaster on or after September 11, 2001 (34). A total of 68,046 adults aged ≥18 years on September 11, 2001, responded to the first Registry survey (Wave 1, 2003–2004). To date, three additional surveys have been completed in the following years: 2006–2007, 2011–2012, and 2015–2016. These surveys asked about demographics, exposure to the disaster, physical and mental health status, history of diagnosed conditions, social status, and quality of life. The third survey (Wave 3) included a module devoted to asthma symptoms and control. Individuals who reported that they had been diagnosed with asthma onset soon after 9/11/2001 on the Wave 1, 2 or 3 surveys and who completed the asthma symptoms and control module in Wave three were the subject of a prior Registry study of asthma control [11]. In 2016, these individuals were mailed another survey, which asked about asthma morbidity, control, adherence to prescribed medication regimen, and asthma triggers. These respondents comprise the cohort for this study (Figure 1).
Figure 1.

Sample selection from World Trade Center Health Registry cohort.
The Institutional Review Boards of the New York City Department of Health and Mental Hygiene and the Centers for Disease Control and Prevention approved the Registry protocols.
Study sample
Asthmatics who reported taking a prescribed LTCM (ICS, long-acting β2 agonists [LABA], long-acting muscarinic antagonists [LAMA], leukotriene modifiers, or IgE antibody) formed the analytic study sample (n = 1,293). This analysis focused on long-term medication use. Of the 5,151 adult participants who reported physician-diagnosed asthma after 9/11 and before 2012, 3,584 completed the Wave four asthma survey. Of these, 1,016 reported that they were not currently prescribed LTCM. Finally, those with missing covariate data were excluded.
Study outcomes
Asthma control was measured with the Asthma Control Test (ACT), a self-administered, validated quantitative questionnaire consisting of five questions related to symptom severity within the previous four weeks, including episodes of breathlessness, nocturnal awakenings, limitations of daily activities, need of rescue medication, and patient self-rating of asthma control. Asthma control was examined as a continuous variable (with scores ranging from 5 to 25), and also categorized into controlled (ACT ≥20), poorly controlled (ACT between 16 and 20), or very poorly controlled (ACT ≤15) (35).
Exposure variables
Probable PTSD was determined by a score of ≥44 on the PTSD Checklist, Stressor-Specific Version (36,37). Probable depression was determined using the Patient Health Questionnaire (PHQ8) with a score ≥10 (38). Anxiety was self-reported as ever been told by a doctor or health professional (yes/no). A binary mental health measure was then created that recorded whether an enrollee had any of these conditions. Medication adherence was measured in the asthma survey using the eight item Morisky Medical Adherence Scale (MMAS) where a score of <6 indicates poor adherence (39). A checklist of LTCM (generic and brand names) was provided along with an option to write in a LTCM (see appendix). Write-in medications were reviewed individually for validity. Dosage was not recorded.
In order to establish temporal sequencing, recorded mental health conditions were all recorded in Wave 3. Adherence and asthma control data were collected approximately four years later. Although adherence and asthma control were measured at the same time, asthma control questions related to the last 30 days, while respondents were asked about adherence farther back in time.
Analysis variables
Demographic variables included age on September 11, 2001, gender, racial/ethnic group, educational level, and household income. Additional covariates included weight status (calculated via self-reported height and weight and classified as BMI <25, BMI ≥25 and less than 30, and BMI ≥30); and whether an enrollee worked as a rescue, recovery, clean-up or volunteer worker (RRW) at the WTC site. Social support was assessed based on the number of close friends, contacting a friend at least twice a month, attending religious services twice a month, and being actively involved in a group, and categorized as low (zero or one positive answers), medium (two positive answers), and high (three or four positive answers). Smoking history and ever been told by a doctor of a gastroesophageal reflux disease (GERD) diagnosis or a diagnosis of obstructive sleep apnea (OSA) were assessed via self-report. Respondents were also asked whether they had had an inpatient hospital stay or emergency department visit due to asthma in the 12 months prior to the asthma survey. Enrollee response regarding ever having had a pulmonary function test was also included in the final model as a proxy for disease severity. All covariates were collected at Wave three with the exception of age, gender, race, and education (all collected at baseline), and ever had a pulmonary function test and hospitalization due to asthma (both collected on the asthma survey). We chose covariates that we hypothesized to be a common cause of both mental health and asthma control.
Statistical analysis
Two bivariate analyses were conducted. Enrollee characteristics were first assessed stratified by adherence status and then separately by categories of asthma control (controlled or poorly or very poorly controlled), either by a chi-squared or Fisher’s exact test.
Before conducting a mediation analysis, a fully adjusted multivariable linear regression model was used to estimate the associations between mental health and continuous adherence and ACT scores. Specifically, in order to determine the direction of both the direct and indirect paths, we estimated the following relationships: (a) between mental health and adherence score, (b) between adherence and ACT score, and (c) between mental health and ACT score. We defined the total, direct, and indirect effects as follows:
c = c′ + ab
c = total effect
c′ = direct effect
ab = indirect effects
We then assessed the sign for the total effect (c) and the indirect path (the product of a and b).
In a subsequent sensitivity analysis, the characteristics and asthma control of the analytical study sample were compared to those who were not currently advised by a physician to take any LTCM asthma medication via chi-squared and Fisher’s exact test. Finally, as an additional measure of asthma severity, the mean ACT score was graphed in relation to the number of prescribed LTCMs, stratified by adherence. All p values at 0.05 or lower were considered statistically significant. SAS 9.4 (SAS, Cary, NC) was used for all analyses.
Results
The sample was predominantly non-Latino White and male. The median age on September 11, 2001, was 43 years [range 18–75]. The analytic sample had high rates of physical and mental health comorbidities. For example, 84% were overweight or obese, 40% had probable PTSD, and 37% had probable depression.
The sample characteristics are described and stratified by asthma control in Table 1. This cohort had scores consistent with poor control with more than two thirds classified as poorly or very poorly controlled. There was an inverse relationship between adherence and asthma symptom control level based on the ACT: adherence was less likely (44.2%) in the controlled than in the poorly (48.7%) or very poorly (58.8%) controlled asthmatics. Higher educational level, household income, and social support were associated with greater level of control, while greater emergency room use and hospitalization and presence of PTSD or depression had an inverse relationship with control. Both GERD and OSA were associated with poorer control (Table 1). There was no correlation between age or BMI and level of control.
Table 1.
Risk factors overall and stratified by asthma control in the WTCHR cohort.
| Overall | Controlled: ACT ≥20 (n = 457) N (%) | Poorly controlled: ACT 16-20 (n = 341) N (%) | Very poorly controlled: ACT ≥15 (n = 495) N (%) | p value | |
|---|---|---|---|---|---|
| Adherent | 659 (51.0) | 202 (44.2) | 166 (48.7) | 291 (58.8) | <0.001* |
| Age on 9/11 | n.s. | ||||
| 18–24 | 20 (1.6) | 11 (2.4) | 5 (1.5) | 4 (0.8) | |
| 25–44 | 716 (55.4) | 257 (56.2) | 196 (57.5) | 263 (53.1) | |
| 45–64 | 548 (42.4) | 185 (40.5) | 136 (39.9) | 227 (45.9) | |
| 65+ | 9 (0.7) | 4 (0.9) | 4 (1.2) | 1 (0.2) | |
| Gender | 0.018* | ||||
| Males | 847 (65.5) | 278 (60.8) | 225 (66.0) | 344 (69.5) | |
| Females | 446 (34.5) | 179 (39.2) | 116 (34.0) | 151 (30.5) | |
| Race | n.s. | ||||
| Non-Latino White | 885 (68.5) | 334 (73.1) | 228 (66.9) | 323 (65.3) | |
| Non-Latino Black | 124 (9.6) | 43 (9.4) | 35 (10.3) | 46 (9.3) | |
| Latino, any race | 199 (15.4) | 54 (11.8) | 53 (15.5) | 92 (18.6) | |
| Non-Latino Asian | 44 (3.4) | 17 (3.7) | 13 (3.8) | 14 (2.8) | |
| Other/multiracial | 41 (3.2) | 9 (2.0) | 12 (3.5) | 20 (4.0) | |
| PTSD | 523 (40.5) | 78 (17.1) | 144 (42.2) | 301 (60.8) | <0.001* |
| Depression | 479 (37.1) | 77 (16.9) | 115 (33.8) | 287 (58.0) | <0.001* |
| Anxiety | 472 (36.5) | 105 (23.0) | 128 (37.5) | 239 (48.2) | <0.001* |
| Education | <0.001* | ||||
| High school or less | 334 (25.9) | 87 (19.0) | 95 (27.9) | 152 (30.7) | |
| Some college | 444 (34.3) | 145 (31.7) | 109 (32.0) | 190 (38.4) | |
| College grad or greater | 515 (39.8) | 225 (49.2) | 137 (40.2) | 153 (30.9) | |
| Household income | <0.001* | ||||
| Less than $25,000 | 163 (12.6) | 27 (5.9) | 46 (13.5) | 90 (18.2) | |
| $25,001–$50,000 | 211 (16.3) | 59 (12.9) | 53 (15.5) | 99 (20.0) | |
| $50,001–$75,000 | 254 (19.6) | 68 (14.9) | 73 (21.4) | 113 (22.8) | |
| $75,001–$150,000 | 503 (38.9) | 208 (45.5) | 136 (39.9) | 159 (32.1) | |
| More than $150,000 | 162 (12.5) | 95 (20.8) | 33 (9.7) | 34 (6.9) | |
| Weight status | n.s | ||||
| Healthy/underweight | 207 (16.0) | 83 (18.2) | 52 (15.3) | 72 (14.6) | |
| Overweight | 491 (38.0) | 177 (38.7) | 119 (34.9) | 195 (39.4) | |
| Obese | 595 (46.0) | 197 (43.1) | 170 (49.9) | 228 (46.1) | |
| OSAa | 458 (35.4) | 107 (23.4) | 110 (32.2) | 241 (48.7) | <0.001* |
| GERDb | 698 (54.0) | 191 (41.8) | 196 (57.5) | 311 (62.8) | <0.001* |
| Social support | <0.001* | ||||
| Low | 272 (21.0) | 67 (14.7) | 64 (18.8) | 141 (28.5) | |
| Medium | 473 (36.6) | 171 (37.4) | 128 (37.5) | 174 (35.2) | |
| High | 548 (42.4) | 219 (47.9) | 149 (43.7) | 180 (36.4) | |
| Hospitalized last 12 months | 52 (4.0) | 6 (1.3) | 8 (2.4) | 38 (7.7) | <0.001* |
| ER visit last 12 months | 263 (20.3) | 55 (12.0) | 63 (18.5) | 145 (29.3) | <0.001* |
| Ever had pulmonary function test | 1,256 (97.1) | 438 (95.8) | 334 (98.0) | 484 (97.8) | n.s. |
Significant at the 0.05 level.
39 enrollees missing OSA data.
59 enrollees missing GERD data.
In Table 2, we explored the characteristics associated with adherence. Half of enrollees reported being non-adherent to their LTCM regimen. With the exceptions of sex and education, there were no differences in adherence status by socioeconomic characteristics, such as age, race, and social support, BMI, asthma exacerbations (as measured by emergency room visits or hospitalizations), or mental health (including anxiety, PTSD and depression).
Table 2.
Risk factors stratified by adherence status as measured by the scale in the WTCHR cohort.
| Non-adherent (n = 634) N (%) | Adherent (n = 659) N (%) | p value | |
|---|---|---|---|
| Controlled asthma | 174 (27.4) | 148 (22.5) | 0.04* |
| Age on 9/11 | |||
| 18–24 | 11 (1.7) | 9 (1.4) | n.s. |
| 25–44 | 370 (58.4) | 346 (52.5) | |
| 45–64 | 247 (39.0) | 301 (45.7) | |
| 65+ | 6 (1.0) | 3 (0.5) | |
| Gender | 0.009* | ||
| Males | 393 (62.0) | 454 (68.9) | |
| Females | 241 (38.0) | 205 (31.1) | |
| Race | n.s. | ||
| Non-Latino White | 421 (66.4) | 464 (70.4) | |
| Non-Latino Black | 71 (11.2) | 53 (8.0) | |
| Latino, any race | 102 (16.1) | 97 (14.7) | |
| Non-Latino Asian | 24 (3.8) | 20 (3.0) | |
| Other/multiracial | 16 (2.5) | 25 (3.8) | |
| PTSD | 264 (41.6) | 259 (39.3) | n.s. |
| Depression | 248 (39.1) | 231 (35.1) | n.s. |
| Anxiety | 243 (38.3) | 229 (34.8) | n.s. |
| Education | 0.05* | ||
| High school or less | 165 (26.0) | 169 (25.6) | |
| Some college | 198 (31.2) | 246 (37.3) | |
| College grad or greater | 271 (42.7) | 244 (37.0) | |
| Household income | n.s. | ||
| Less than $25,000 | 82 (12.9) | 81 (12.3) | |
| $25,001–$50,000 | 93 (14.7) | 118 (17.9) | |
| $50,001–$75,000 | 126 (19.9) | 128 (19.4) | |
| $75,001–$150,000 | 242 (38.2) | 261 (39.6) | |
| More than $150,000 | 91 (14.4) | 71 (10.8) | |
| Weight status | n.s. | ||
| Healthy/underweight | 95 (15.0) | 112 (17.0) | |
| Overweight | 231 (36.4) | 260 (39.5) | |
| Obese | 308 (45.6) | 287 (43.6) | |
| Social support | n.s. | ||
| Low | 141 (22.2) | 131 (19.9) | |
| Medium | 226 (35.7) | 247 (37.5) | |
| High | 267 (42.1) | 281 (42.6) | |
| Hospitalized last 12 months | 18 (2.8) | 34 (5.2) | n.s. |
| ER visit last 12 months | 117 (18.5) | 146 (22.2) | n.s. |
| Ever had pulmonary function test | 617 (97.3) | 639 (97.0) | n.s. |
Significant at the 0.05 level.
In bivariate analysis (Table 1), there was an inverse relationship between adherence and asthma control level based on the ACT: the prevalence of controlled asthma was slightly higher in the non-adherent group compared with the adherent group.
In multivariable models, greater LTCM adherence remained associated with worse asthma symptom control (Figure 2). After adjusting for demographic and other characteristics, the beta for adherence score decreased further but remained significantly negative (adjusted beta: −0.32 [−0.43, −0.21]). The overall indirect effect via adherence was therefore positive and statistically significant, contrary to our original hypothesis. The association between any mental health condition, however, was as expected, statistically significantly inversely associated with ACT score (−1.83, 95% CI −2.37, −1.29). Finally, in a fully adjusted model, the adjustment of adherence did not diminish the association between mental health and asthma control, and in fact strengthened it (−2.0, 95% CI −2.51, −1.44). Therefore, the possibility that adherence mediated the relationship between mental health problems and asthma control, as originally hypothesized, was not supported (Figure 2) because the direct and indirect paths were opposite in sign, a phenomenon known as inconsistent mediation (40). In the case of inconsistent mediation, the mediator (here adherence) has a suppressor effect on the total effect (here the association between mental health and poor asthma control). Because this is both contrary to our original hypothesis and highly biologically implausible, we decided that a full mediation analysis was inappropriate.
Figure 2.

Multivariable linear regression coefficients and 95% confidence intervals for the relationships between mental health, LTCM adherence, and asthma control.
Although our analyses focused on asthmatics who reported prescribed LTCM, we also performed a subanalysis (Appendix 1) of those asthmatics who did not report LTCM prescription, to determine whether enrollee characteristics were different in both groups. Those prescribed LTCM were significantly less likely to be controlled, and more likely to be male, older, or obese, to have lower educational attainment and annual household income, to have probable PTSD or depression, GERD, OSA, and hospitalization or ER visits in the last 12 months. Finally, we wanted to determine whether those with poor control were being prescribed more LTCM, and whether those on more LTCM had better adherence. We found a higher number of prescribed LTCMs was associated both with poorer control and better adherence (Figure 3).
Figure 3.

Asthma control decreases with increasing numbers of medications in both adherent and non-adherent enrollees.
Discussion
Our findings demonstrate that half the enrollees who were prescribed a LTCM were incompletely adherent with their asthma regimen, and that a majority of enrollees had poorly or very poorly controlled asthma as measured by the ACT. Poor adherence is well described in the general asthma literature (23,41–43), as well as a previous report of WTC RRW (24). Similarly, poor asthma control in the WTC disaster population has been noted previously (11,17).
This study produced two novel and unexpected findings. First, our data suggest that those who were adherent had poorer asthma control. The inverse relationship between adherence and asthma control attenuated but persisted in a multivariable model. This is the first study to our knowledge to report this finding. Rojano et al., however, found no association between adherence and self-reported wheezing, fatigue or emotional concerns due to asthma, and did not present data on a relationship between adherence and asthma control level (24).
Secondly, the relationship between mental health conditions, such as PTSD, anxiety, and depression, and asthma control was not mediated by medication adherence as we hypothesized, and in fact the mediational effects appeared to be reversed.
There are multiple potential explanations for the first finding. One may be that patients with poor control are more adherent to their medication regimen because they are symptomatic and take the medicine regularly in an attempt to reduce symptoms. This explanation is supported by our finding that the more poorly controlled, and therefore symptomatic, patients are those with the greater number of LTCMs (Figure 3). It is also possible that the lack of a positive association between adherence and control is a consequence of our cross-sectional rather than longitudinal study design, given that adherence is likely to be fluid over time. Early on, the association between adherence and control may have been positive but may have inverted over time as patients more responsive to treatment improved, and no longer required LTCM. It would thus not be surprising that treatment of the cohort now under study, up to 12 years after asthma onset, is more difficult.
The persistence of symptoms in those who were adherent to asthma medications raises a question about the physiology of WTC-related asthma: is corticosteroid-based therapy incompletely effective in this cohort? This may be due in part to the presence of inflammatory pathways that are insensitive to corticosteroids. Asthma is heterogeneous and can be due to a variety of inflammatory pathways. High type 2 (T2) asthma is characterized by eosinophils and atopy, which may be responsive to current LTCM. In contrast, the inflammatory mechanisms involved in low T2 asthma are less-well characterized, but may involve epithelial cell damage and activation of neutrophils, Th1 and Th17 cells, which may be less responsive to inhaled corticosteroids (44,45). This explanation would be consistent with irritant-induced asthma and is suggested by the low exhaled NO levels identified in persistently symptomatic community members (46), and the substantial proportion of nonatopic responders (17,47). It is thus possible that symptom persistence in LTCM-treated and -adherent WTC-exposed populations may be mediated by relatively steroid-insensitive pathways, or led to airway remodeling, and that alternative treatment approaches are needed.
Finally, it is possible that some of these enrollees are being treated for but do not have asthma. Symptoms of asthma are nonspecific, and asthma is often misdiagnosed (48–50). Indeed, WTC exposed individuals have been described to have disorders such as chronic bronchitis, bronchiolitis, vocal cord dysfunction, chronic obstructive pulmonary disease (51,52), and sarcoidosis (53) that share symptoms with asthma but that may not respond to recommended asthma treatment.
Our second finding that medication adherence does not mediate the association between mental health disorders and asthma control in the direction hypothesized, suggests that other factors may drive this relationship. For example, it is possible that self-management behaviors beyond medication adherence, such as lack of trigger avoidance behaviors or patients’ illness and medication beliefs (24), may have affected control in this population. An alternative explanation may be that mental health disorder such as PTSD, anxiety, and depression may increase the risk of factors such as obesity and smoking behaviors, poor sleep, low physical activity, or daily stressors that may in turn lead to poor control (54–56). The study population of patients currently prescribed LTCM includes a relatively large proportion of asthmatics with physical and mental health comorbidities which are likely to make their asthma more difficult to treat and control (5,52,57). Evidence for the latter explanation can also be found in Appendix 1, which demonstrates that those not on LTCM at the time of survey had better asthma control and lower rates of GERD, OSA, depression, anxiety, probable PTSD, and overweight/obesity. Finally, there is evidence WTC enrollees with mental health conditions are more likely to experience barriers to care, such as difficulties with cost or access (58).
This study had limitations that should be noted. It relied solely on self-reported data and lacked clinical confirmation of asthma diagnosis and severity such as independently verified pulmonary function test results. Although we utilized well-validated adherence (39) and control (35) measures, it is unknown whether their reliability is the same for all disease outcomes. For example, at least one study found no association between Morisky scores and asthma control as measured by the ACT (59). Adherence may have been overreported due to social desirability bias, and asthma control may have been underreported among enrollees concerned that reporting symptom improvement would lead to diminished clinical services or financial compensation. For example, a study of children found no relationship between adherence and control in self-report data but a positive relationship in objective measures (60). On the other hand, the validity of the ACT is supported by our findings that poor asthma control was associated with more severe illness (measured by self-reported emergency department visits and inpatient hospital stays) (Appendix 1), with a higher prevalence of asthma action plan use (data not shown), and with combined ICS, LABA and LAMA therapy versus ICS alone (Figure 3).
This analysis had several strengths. This large cohort is relatively sociodemographically diverse compared to other WTC cohorts and includes both community members and RRW. The instruments used to determine adherence and asthma control have been well validated in several different groups (35,39). Although the association between adherence and asthma control was not in the expected direction, poor control was associated with indicators of severe disease. Poor control was also positively associated with covariates such as physical comorbidities, smoking, and lower socioeconomic status, consistent with prior studies, and indicate that our data accurately detailed control status and factors relevant to control.
Conclusions
Poorly controlled asthma persists in RRW and community members, and non-adherence to prescribed LTCM is high in this WTC-exposed cohort. Although mental health diagnoses are associated with poor asthma control, adherence to LTCM does not mediate that association. Additional data such as pharmacy refill records for adherence, and assessment of asthma type and level of control using pulmonary function testing with bronchial hyperreactivity or methacholine challenge, exhaled nitrous oxide, and peripheral eosinophil counts would be useful in further exploring this finding.
Supplementary Material
Acknowledgments
The authors would like to thank NYC DOHMH employees Robert Brackbill, Mark Farfel, Charon Gwynn, Hannah Jordan, Jiehui Li, and Sukhminder Osahan for their contributions to the design, analysis, and editing of this manuscript.
Funding
This publication was supported by Cooperative Agreement Numbers 2U50/OH009739 and 5U50/OH009739 from the National Institute for Occupational Safety and Health (NIOSH) of the Centers for Disease Control and Prevention (CDC); U50/ATU272750 from the Agency for Toxic Substances and Disease Registry (ATSDR, CDC), with support from the National Center for Environmental Health (CDC); and by the New York City Department of Health and Mental Hygiene (NYC DOHMH). Rafael E. de la Hoz’s work was made possible by grant U01 OH010401, from the National Institute for Occupational Safety and Health.
Footnotes
Declaration of interest
The authors report no conflicts of interest. The article contents are solely the responsibility of the authors and do not necessarily represent the official views of the NIOSH, CDC, or the Department of Health and Human Services.
Color versions of one or more of the figures in the article can be found online at www.tandfonline.com/ijas.
References
- 1.Prezant DJ, Weiden M, Banauch GI, McGuinness G, Rom WN, Aldrich TK, Kelly KJ. Cough and bronchial responsiveness in firefighters at the World Trade Center site. N Engl J Med 2002;347(11):806–815. doi: 10.1056/NEJMoa021300. [DOI] [PubMed] [Google Scholar]
- 2.Banauch GI, Alleyne D, Sanchez R, Olender K, Cohen HW, Weiden M, Kelly KJ, Prezant DJ. Persistent hyperreactivity and reactive airway dysfunction in firefighters at the World Trade Center. Am J Respir Crit Care Med. 2003;168(1):54–62. doi: 10.1164/rccm.200211-1329OC. [DOI] [PubMed] [Google Scholar]
- 3.Wheeler K, McKelvey W, Thorpe L, Perrin M, Cone J, Kass D, Farfel M, Thomas P, Brackbill R. Asthma diagnosed after 11 September 2001 among rescue and recovery workers: findings from the World Trade Center Health Registry. Environ Health Perspect 2007;115(11):1584. doi: 10.1289/ehp.10248. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 4.Brackbill RM, et al. Asthma and posttraumatic stress symptoms 5 to 6 years following exposure to the World Trade Center terrorist attack. JAMA 2009; 302(5):502–516. doi: 10.1001/jama.2009.1121. [DOI] [PubMed] [Google Scholar]
- 5.de la Hoz RE, et al. Occupational toxicant inhalation injury: the World Trade Center (WTC) experience. Int Arch Occup Environ Health 2008;81(4):479–485. doi: 10.1007/s00420-007-0240-x. [DOI] [PubMed] [Google Scholar]
- 6.Reibman J, Lin S, Hwang S-AA, Gulati M, Bowers JA, Rogers L, Berger KI, Hoerning A, Gomez M, Fitzgerald EF, et al. The World Trade Center residents’ respiratory health study: new-onset respiratory symptoms and pulmonary function. Environ Health Perspect 2005;113(4):406. doi: 10.1289/ehp.7375. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.Webber MP, Gustave J, Lee R, Niles JK, Kelly K, Cohen HW, Prezant DJ. Trends in respiratory symptoms of firefighters exposed to the World Trade Center disaster: 2001–2005. Environ Health Perspect. 2009;117(6):975. doi: 10.1289/ehp.0800291. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Wisnivesky JP, Teitelbaum SL, Todd AC, Boffetta P, Crane M, Crowley L, de la Hoz RE, Dellenbaugh C, Harrison D, Herbert R, et al. Persistence of multiple illnesses in World Trade Center rescue and recovery workers: a cohort study. Lancet 2011;378(9794): 888–897. doi: 10.1016/S0140-6736(11)61180-X. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Kim H, Herbert R, Landrigan P, Markowitz SB, Moline JM, Savitz DA, Todd AC, Udasin IG, Wisnivesky JP. Increased rates of asthma among World Trade Center disaster responders. Am J Ind Med 2012;55(1):44–53. doi: 10.1002/ajim.21025. [DOI] [PubMed] [Google Scholar]
- 10.Reibman J, Liu M, Cheng Q, Liautaud S, Rogers L, Lau S, Berger KI, Goldring RM, Marmor M, Fernandez-Beros ME, et al. Characteristics of a residential and working community with diverse exposure to World Trade Center dust, gas, and fumes. J Occup Environ Med 2009;51(5):534. doi: 10.1097/JOM.0b013e3181a0365b. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 11.Jordan HT, Stellman SD, Reibman J, Farfel MR, Brackbill RM, Friedman SM, Li J, Cone JE. Factors associated with poor control of 9/11-related asthma 10–11 years after the 2001 World Trade Center terrorist attacks. J Asthma 2015;52(6):630–637. doi: 10.3109/02770903.2014.999083. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 12.Aldrich TK, Weakley J, Dhar S, Hall CB, Crosse T, Banauch GI, Weiden MD, Izbicki G, Cohen HW, Gupta A, et al. Bronchial reactivity and lung function after World Trade Center exposure. Chest 2016; 150(6):1333–1340. doi: 10.1016/j.chest.2016.07.005. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13.Jordan HT OS, Stein CR, Friedman SM, Brackbill RM, Cone JE, Gwynn C, Mok HK,F. Mr Persistent Mental and Physical Health Impact of Exposure to the September 11, 2001 World Trade Center Attacks. In press. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Reibman J, Levy-Carrick N, Miles T, Flynn K, Hughes C, Crane M, Lucchini RG. Destruction of the world trade center towers. Lessons learned from an environmental health disaster. Annals ATS 2016;13(5):577–583. doi: 10.1513/AnnalsATS.201509-572PS. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 15.Yip J, Webber MP, Zeig-Owens R, Vossbrinck M, Singh A, Kelly K, Prezant DJ. FDNY and 9/11: Clinical services and health outcomes in World Trade Center-exposed firefighters and EMS workers from 2001 to 2016. Am J Ind Med 2016;59(9):695–708. doi: 10.1002/ajim.22631. [DOI] [PubMed] [Google Scholar]
- 16.National Heart, Lung, and Blood Institute, National Asthma Education and Prevention Program. Expert panel report 3: guidelines for the diagnosis and management of asthma: full report; 2007. http://www.nhlbi.nih.gov/guidelines/asthma/asthgdln.pdf., 2007.
- 17.Xu KY, Goodman E, Goswami R, Crane M, Crowley L, Busse P, Katz CL, Markowitz S, de la Hoz RE, Jordan HT, et al. Determinants of asthma morbidity in World Trade Center rescue and recovery workers. Ann Allergy Asthma Immunol 2016;117(5):568–570. doi: 10.1016/j.anai.2016.08.033. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 18.Lam WY, Fresco P. Medication adherence measures: an overview. BioMed Res Int 2015;2015:1. doi: 10.1155/2015/217047. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 19.Sabaté E Adherence to long-term therapies: evidence for action. World Health Organization; 2003. https://www.who.int/chp/knowledge/publications/adherence_report/en/ [PubMed] [Google Scholar]
- 20.Williams LK, Pladevall M, Xi H, Peterson EL, Joseph C, Lafata JE, Ownby DR, Johnson CC. Relationship between adherence to inhaled corticosteroids and poor outcomes among adults with asthma. J Allergy Clin Immunol 2004;114(6):1288–1293. doi: 10.1016/j.jaci.2004.09.028. [DOI] [PubMed] [Google Scholar]
- 21.McMahon AD, Lipworth BJ, Davey PG, Morris AD, MacDonald TM. Continuity of prescribing with inhaled corticosteroids and control of asthma. Pharmacoepidem Drug Safe 2000;9(4):293–303. doi: 10.1002/1099-1557(200007/08)9:4<293::AID-PDS502>3.0.CO;2-S. [DOI] [PubMed] [Google Scholar]
- 22.Rust G, Zhang S, Reynolds J. Inhaled corticosteroid adherence and emergency department utilization among Medicaid-enrolled children with asthma. J Asthma 2013;50(7):769–775. doi: 10.3109/02770903.2013.799687. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23.Gamble J, Stevenson M, McClean E, Heaney LG. The prevalence of nonadherence in difficult asthma. Am J Respir Crit Care Med 2009;180(9):817–822. doi: 10.1164/rccm.200902-0166OC. [DOI] [PubMed] [Google Scholar]
- 24.Rojano B, et al. Self-management behaviors in World Trade Center rescue and recovery workers with asthma. J Asthma 2018;56:1–11. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 25.Adams RE, Boscarino JA, Galea S. Alcohol use, mental health status and psychological well-being 2 years after the World Trade Center attacks in New York City. Am J Drug Alcohol Abuse 2006;32(2):203–224. doi: 10.1080/00952990500479522. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 26.Stellman JM, Smith RP, Katz CL, Sharma V, Charney DS, Herbert R, Moline J, Luft BJ, Markowitz S, Udasin I, et al. Enduring mental health morbidity and social function impairment in world trade center rescue, recovery, and cleanup workers: the psychological dimension of an environmental health disaster. Environ Health Perspect 2008;116(9):1248. doi: 10.1289/ehp.11164. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 27.Berninger A, Webber MP, Cohen HW, Gustave J, Lee R, Niles JK, Chiu S, Zeig-Owens R, Soo J, Kelly K, et al. Trends of elevated PTSD risk in firefighters exposed to the World Trade Center disaster: 2001–2005. Public Health Rep. 2010;125(4):556–566. doi: 10.1177/003335491012500411. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 28.Mindlis I, Morales-Raveendran E, Goodman E, Xu K, Vila-Castelar C, Keller K, Crawford G, James S, Katz CL, Crowley LE, et al. Post-traumatic stress disorder dimensions and asthma morbidity in World Trade Center rescue and recovery workers. J Asthma 2017; 54(7):723–731. doi: 10.1080/02770903.2016.1263650. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 29.Fagan J, Galea S, Ahern J, Bonner S, Vlahov D. Relationship of self-reported asthma severity and urgent health care utilization to psychological sequelae of the September 11, 2001 terrorist attacks on the World Trade Center among New York City area residents. Psychosom Med 2003;65(6):993–996. doi: 10.1097/01.PSY.0000097334.48556.5F. [DOI] [PubMed] [Google Scholar]
- 30.de la Hoz RE, Jeon Y, Miller GE, Wisnivesky JP, Celedón JC. Post-traumatic stress disorder, bronchodilator response, and incident asthma in World Trade Center Rescue and Recovery Workers. Am J Respir Crit Care Med 2016;194(11):1383–1391. doi: 10.1164/rccm.201605-1067OC. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 31.Bosley C, Fosbury J, Cochrane G. The psychological factors associated with poor compliance with treatment in asthma. Eur Respir J 1995;8(6):899–904. [PubMed] [Google Scholar]
- 32.DiMatteo MR, Lepper HS, Croghan TW. Depression is a risk factor for noncompliance with medical treatment: meta-analysis of the effects of anxiety and depression on patient adherence. Arch Intern Med 2000;160(14):2101–2107. doi: 10.1001/archinte.160.14.2101. [DOI] [PubMed] [Google Scholar]
- 33.Kronish IM, Edmondson D, Li Y, Cohen BE. Posttraumatic stress disorder and medication adherence: results from the Mind Your Heart Study. J Psychiatr Res 2012;46(12):1595–1599. doi: 10.1016/j.jpsychires.2012.06.011. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 34.Farfel M, DiGrande L, Brackbill R, Prann A, Cone J, Friedman S, Walker DJ, Pezeshki G, Thomas P, Galea S, et al. An overview of 9/11 experiences and respiratory and mental health conditions among World Trade Center Health Registry enrollees. J Urban Health. 2008;85(6):880–909. doi: 10.1007/s11524-008-9317-4. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 35.Nathan RA, Sorkness CA, Kosinski M, Schatz M, Li JT, Marcus P, Murray JJ, Pendergraft TB. Development of the asthma control test: a survey for assessing asthma control. J Allergy Clin Immunol 2004;113(1):59–65. doi: 10.1016/j.jaci.2003.09.008. [DOI] [PubMed] [Google Scholar]
- 36.Blanchard EB, Jones-Alexander J, Buckley TC, Forneris CA. Psychometric properties of the PTSD Checklist (PCL). Behav Res Ther 1996;34(8):669–673. doi: 10.1016/0005-7967(96)00033-2. [DOI] [PubMed] [Google Scholar]
- 37.Ventureyra VAG, Yao S-N, Cottraux J, Note I, De Mey-Guillard C. The validation of the Posttraumatic Stress Disorder Checklist Scale in posttraumatic stress disorder and nonclinical subjects. Psychother Psychosom 2002;71(1):47–53. doi: 10.1159/000049343. [DOI] [PubMed] [Google Scholar]
- 38.Kroenke K, Spitzer RL, Williams JB. The Patient Health Questionnaire-2: validity of a two-item depression screener. Medical Care 2003;41(11):1284–1292. doi: 10.1097/01.MLR.0000093487.78664.3C. [DOI] [PubMed] [Google Scholar]
- 39.Moon SJ, Lee W-Y, Hwang JS, Hong YP, Morisky DE. Accuracy of a screening tool for medication adherence: a systematic review and meta-analysis of the Morisky Medication Adherence Scale-8. PloS ONE 2017;12(11):e0187139. doi: 10.1371/journal.pone.0187139. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 40.MacKinnon DP, Krull JL, Lockwood CM. Equivalence of the mediation, confounding and suppression effect. Prev Sci 2000;1(4):173–181. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 41.Boulet L-P, Vervloet D, Magar Y, Foster JM. Adherence: the goal to control asthma. Clin Chest Med 2012;33(3):405–417. doi: 10.1016/j.ccm.2012.06.002. [DOI] [PubMed] [Google Scholar]
- 42.Heaney LG, Horne R. Non-adherence in difficult asthma: time to take it seriously. Thorax 2011;67:268–270. doi: 10.1136/thoraxjnl-2011-200257. [DOI] [PubMed] [Google Scholar]
- 43.Kandane-Rathnayake RK, Matheson MC, Simpson JA, Tang MLK, Johns DP, Meszaros D, Wood-Baker R, Feather I, Morrison S, Jenkins MA, et al. Adherence to asthma management guidelines by middle aged adults with current asthma. Thorax 2009;64(12):1025. doi: 10.1136/thx.2009.118430. [DOI] [PubMed] [Google Scholar]
- 44.Samitas K, Zervas E, Gaga M. T2-low asthma: current approach to diagnosis and therapy. Curr Opin Pulm Med 2017;23(1):48–55. doi: 10.1097/MCP.0000000000000342. [DOI] [PubMed] [Google Scholar]
- 45.Carr TF, Zeki AA, Kraft M. Eosinophilic and noneosinophilic asthma. Am J Respir Crit Care Med 2018;197(1):22–37. doi: 10.1164/rccm.201611-2232PP. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 46.Jordan HT, Friedman SM, Reibman J, Goldring RM, Miller Archie SA, Ortega F, Alper H, Shao Y, Maslow CB, Cone JE, et al. Risk factors for persistence of lower respiratory symptoms among community members exposed to the 2001 World Trade Center terrorist attacks. Occup Environ Med 2017;74(6):449 oemed-2016-104157. doi: 10.1136/oemed-2016-104157. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 47.de la Hoz RE, Shohet MR, Wisnivesky JP, Bienenfeld LA, Afilaka AA, Herbert R. Atopy and upper and lower airway disease among former World Trade Center workers and volunteers. J Occup Environ Med 2009;51(9):992–995. doi: 10.1097/JOM.0b013e3181b32093. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 48.Rother A-K, Schwerk N, Brinkmann F, Klawonn F, Lechner W, Grigull L. Diagnostic support for selected paediatric pulmonary diseases using answer-pattern recognition in questionnaires based on combined data mining applications—a monocentric observational pilot study. PLoS One 2015;10(8):e0135180. doi: 10.1371/journal.pone.0135180. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 49.Graham LM. Classifying asthma. Chest 2006;130(1 Suppl):13S–20S. doi: 10.1378/chest.130.1_suppl.13S. [DOI] [PubMed] [Google Scholar]
- 50.Aaron SD, Vandemheen KL, FitzGerald JM, Ainslie M, Gupta S, Lemière C, Field SK, McIvor RA, Hernandez P, Mayers I, et al. Reevaluation of Diagnosis in Adults With Physician-Diagnosed Asthma. JAMA 2017;317(3):269–279. doi: 10.1001/jama.2016.19627. [DOI] [PubMed] [Google Scholar]
- 51.de la Hoz RE, Shohet MR, Bienenfeld LA, Afilaka AA, Levin SM, Herbert R. Vocal cord dysfunction in former World Trade Center (WTC) rescue and recovery workers and volunteers. Am J Ind Med 2008; 51(3):161–165. doi: 10.1002/ajim.20541. [DOI] [PubMed] [Google Scholar]
- 52.de la Hoz RE. Occupational lower airway disease in relation to World Trade Center inhalation exposure. Curr Opin Allergy Clin Immunol 2011;11(2):97–102. doi: 10.1097/ACI.0b013e3283449063. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 53.Izbicki G, Chavko R, Banauch GI, Weiden MD, Berger KI, Aldrich TK, Hall C, Kelly KJ, Prezant DJ. World Trade Center “sarcoid-like” granulomatous pulmonary disease in New York City Fire Department rescue workers. Chest 2007;131(5):1414–1423. doi: 10.1378/chest.06-2114. [DOI] [PubMed] [Google Scholar]
- 54.Feldner MT, Babson KA, Zvolensky MJ. Smoking, traumatic event exposure, and post-traumatic stress: A critical review of the empirical literature. Clin Psychol Rev 2007;27(1):14–45. doi: 10.1016/j.cpr.2006.08.004. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 55.Waszczuk MA, et al. The role of modifiable health-related behaviors in the association between PTSD and respiratory illness. Behav Res Ther 2018;115:64–72. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 56.Rojano B, West E, Ferdermann E, Markowitz S, Harrison D, Crowley L, Busse P, Federman A, Wisnivesky J. Allergen sensitization and asthma outcomes among world trade center rescue and recovery workers. IJERPH 2019;16(5):737. doi: 10.3390/ijerph16050737. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 57.Sumino K, Djukanovic R, Castro M. 2 Evaluation of the difficult-to-treat severe asthma patient in the clinic. Eur Respir Monogr 2011;51:16. [Google Scholar]
- 58.Ghuman SJ, Brackbill RM, Stellman SD, Farfel MR, Cone JE. Unmet mental health care need 10–11 years after the 9/11 terrorist attacks: 2011–2012 results from the World Trade Center Health Registry. BMC Public Health 2014;14(1):491. doi: 10.1186/1471-2458-14-491. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 59.Smits D, Brigis G, Pavare J, Maurina B, Barengo NC. Factors related to good asthma control using different medical adherence scales in Latvian asthma patients: an observational study. NPJ Prim Care Resp Med 2017;27(1):39. doi: 10.1038/s41533-017-0042-x. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 60.Bender B, Zhang L. Negative affect, medication adherence, and asthma control in children. J Allergy Clin Immunol 2008;122(3):490–495. doi: 10.1016/j.jaci.2008.05.041. [DOI] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
