Abstract
The essential role of reverse transcription in the HIV life cycle is illustrated by the fact that half of the ~30 FDA-approved drugs for HIV treatment target HIV-1 reverse transcriptase (RT). Even though more than 160 structures of RT deposited in the Protein Data Bank (PDB) have revealed the molecular architecture of RT in great detail, some key states of RT function and inhibition remain still unknown. Recent structures of RT initiation complexes, RT poised for RNA hydrolysis, and RT with approved drugs and investigational compounds have provided a deeper understanding of RT function and inhibition, suggesting novel avenues for targeting this central enzyme of HIV.
Introduction
Human immunodeficiency virus infection (HIV/AIDS) came into the spotlight as a silent, deadly, and mysterious killer during the 1980s. Nearly 40 years later, AIDS has been transformed from a lethal infection to a manageable chronic disease, largely because of highly active antiretroviral therapy (HAART). However, HIV/AIDS remains a major threat to global health (~40 million people infected in the world). HIV-1 reverse transcriptase (RT) is central to HAART and in pre-exposure prophylaxis. Standard therapies include at least two RT inhibitors, and often three [1]. RT is a characteristic enzyme in all retroviruses, with polymerase and RNase H activities, and is essential for HIV replication. Figure 1 shows the overall arrangement of the HIV-1 RT p66/p51 heterodimer. p66 has an N-terminal RNA-dependent and DNA-dependent DNA polymerase domain with a hand-like arrangement, with fingers, palm, thumb and connection subdomains; and an RNase H domain, that digests the RNA. Both activities require Mg2+ for catalysis. The smaller subunit, p51, a proteolytic product of p66, has a very different arrangement (despite the same amino acid sequence) and plays a structural role. HIV-1 RT is the best understood polymerase in terms of structure, mechanisms of catalysis, inhibition, and resistance [2–4]. Nevertheless, the recent years have unveiled the detailed molecular architecture of some key uncharted functional states of HIV-1 RT, as well as advances in inhibitor and drug development. Here, we will discuss those in which structural biology has played a prominent role.
Structure and function of HIV-1 reverse transcriptase
Initiation of reverse transcription
Reverse transcription is the process by which HIV converts its single-stranded (ss)RNA genome to double-stranded (ds)DNA (Figure 2a). As RT cannot initiate synthesis de novo, HIV-1 recruits the host tRNALys3 as a primer, which anneals to the primer-binding site (PBS) near the 5’ end of the HIV genome. Initiation is slow and non-processive, contrary to a much faster elongation phase that has been extensively characterized by biochemical and structural studies. Initiation has been studied in some depth, but its structural characterization remained elusive because of the much lower affinity of dsRNA to RT compared to dsDNA and RNA/DNA (template-primer, T-P) [5]. The first structure of an RT initiation complex (RTIC, 8 Å global resolution, 4.5 Å duplex region) was reported in 2018 by the Puglisi laboratory [6••], using cryo-EM, followed by the 3.95 Å resolution crystal structure this year by our laboratory [7••]. These remarkable structures provide highly complementary information (Figure 3a). The crystal structure describes the HIV-1 RT/dsRNA initiation complex poised for nucleotide incorporation (P-site, primer position 0), while the cryo-EM structure captures the RTIC right after incorporation of one nucleotide and before translocation (N-site, primer position +1). The cryo-EM structure positions the RNA elements protruding outside of the RT nucleic acid-binding cleft, and the crystal structure provides a detailed model for RT and the dsRNA. The cryo-EM structure consists of a 101 bp portion of HIV-1 genomic RNA (vRNA) and a full-length tRNALys3, whereas the crystal structure represents the core of the RTIC formed by a 23–17 T-P dsRNA to mimic the PBS region of the duplex. Both structures were enabled by disulfide cross-linking between a thioalkyl-modified G of the RNA and mutated thumb residue Q258C.
A key finding in both structures is the large displacement of the primer terminus (~7 Å) from the polymerase active site (Figure 3b), which might explain the very slow rate of addition of the first DNA nucleotides. Both thumb and fingers are hyperextended, owing to the wider dsRNA versus RNA/DNA and dsDNA. Unexpectedly, the RTIC active site region is most similar to that in RT/dsDNA/NNRTI, albeit differing widely in their nucleic acid tracks and contacts with RT [7••]. The RTIC crystal structure shows the NNRTI-binding pocket in an open configuration (Figures 2b,c and 3b), never visualized before in an RT structure not containing an NNRTI. The cryo-EM structure reveals the vRNA forms two helical stems protruding above the RT active site, with a connecting loop extending toward the RNase H region, while the 5′ end of the tRNA refolds and stacks on the PBS. Surprisingly, in the crystal structure, weak dsRNA: dsRNA lattice interactions mimic these protruding RNA elements observed in the cryo-EM structure (Figure 3a). The RNA topology thus forces RT to adopt an unusual conformation. Reciprocally, RT limits the basal conformational heterogeneity of the vRNA/tRNA, as observed by single-molecule Forster resonance energy transfer [8•]. This publication reports that extending the duplex PBS region from 18 to 22 bp decreases the RTIC koff significantly. Overall, the RTIC is a very dynamic complex, and significant conformational rearrangements of both RT and the vRNA/tRNA constituents are required for the start of retroviral reverse transcription.
Relationship between polymerase and ribonuclease activities
The RNase H domain hydrolyzes the vRNA in different stages of reverse transcription (Figure 2a) [9]. Several RT/RNA/DNA structures were available, with the substrate interacting either with the polymerase or the RNase H active site. However, all had the scissile phosphate distance >4 Å, that is, not poised for efficient catalysis. In 2018, the Yang laboratory reported the first structure of RT in complex with a RNA/DNA substrate poised for catalysis (Figure 2f) [10••]. They found that previous failures were due to unfavorable sequences for RNase H cleavage: 2 residues located 4 bp upstream of the cleavage site, and especially when position −4 has a rA-dT pair, block the unwinding needed for proper positioning of the substrate for catalysis.
The spatial-temporal coordination of polymerase and ribonuclease activities within RT, essential for reverse transcription, is not fully understood. An important question is whether an RNA/DNA substrate can simultaneously engage both active sites. The Johnson laboratory (by pre-steady-state kinetics [11•]) and Nowotny laboratory (via detection of RNase H cleavage of RNA/DNA cross-linked to the polymerase active site [12•]) have found compelling evidences supporting existence of this simultaneous state. The first work also suggests the basis of the coordination between both active sites: polymerization is fast and processive, whereas RNA hydrolysis is slow and periodic (i.e. an RNase H cut takes 6 times longer than 1 nucleotide incorporation, but every cut hydrolyzes ~6 nucleotides).
Maturation of RT
RT initially exists as homodimer and undergoes maturation, leading to a heterodimer with a sole RNase H domain (reviewed in Ref. [13]). Maturation starts with the transition of monomeric RT from a compact (p51-like) to an extended (p66-like) conformation. Next, dimerization yields a p66/p66’ homodimer in which just p66’ (but not p66) will unfold and become exposed, allowing cleavage by protease, finishing RT maturation. The unfolding step remains controversial. London and colleagues have solved the structure of an isolated RNase H domain-swapped dimer [14•] (it captures a partially unfolded monomer stabilized by the second monomer), that points to instability of the Y427 binding pocket as the trigger of RNase H unfolding. Electron paramagnetic resonance and modeling experiments by the Clore laboratory also support the unfolding of a single RNase H domain and the existence of an asymmetric homodimer [15•]. The Ishima laboratory (in collaboration with Sarafianos, Parniak and Sluis-Cremer laboratories) has also shown that tRNA (packaged in HIV-1 virions) may enhance maturation by interacting with the homodimer and promoting conformational asymmetry [16•]. According to their NMR data, though, the unfolding may not occur just with p66/p66’ alone, requiring presence of either nucleic acid or protease [17•]. Our laboratory in collaboration with that of Dmitry Lyumkis (Salk) has recently solved a structure of the HIV-1 Pol polyprotein precursor by cryo-EM, revealing a dimeric organization in which the RT dimer is very similar in structure to the mature p66/p51 heterodimer (Harrison et al., unpublished), with many fascinating implications about RT maturation and assembly, as well as protease activation during virion morphogenesis.
Structure and inhibition of HIV-1 reverse transcriptase
Research efforts for HIV inhibitor/drug discovery and development, remain very numerous and vigorous [18]. Given the large number of papers on the topic in the review period, we will address those works comprising or based on structures.
Nucleoside RT inhibitors (NRTIs)
Classic NRTIs are chain terminators, lacking the 3’–OH group necessary for catalysis, thus halting reverse transcription. Medicinal chemistry, enzymology and crystallography enabled thorough understanding of most drug resistance mechanisms, that is, exclusion and excision. Nevertheless, NRTIs with alternative mechanisms and with higher genetic barrier toward drug resistance are needed [2,3].
4’-ethynyl-2-fluoro-2’-deoxyadenosine (EFdA, MK-8591, islatravir, Chart 1) is a novel NRTI in Phase 2b trials for HIV treatment. It has a very long half-life, with great potential as long-acting drug [19]. The Sarafianos laboratory has been instrumental in characterizing its unusual mechanisms of action biochemically [20] and structurally. In 2016, they presented a set of structures of RT/DNA with EFdA that unraveled these mechanisms in atomic detail [21••]. EFdA bears a 3’-OH group; however, it acts as immediate or delayed chain terminator (ICT or DCT). The RT/dsDNA/EFdA-triphosphate (-TP) structure reveals the 4’-ethynyl group binds to a preformed hydrophobic pocket defined by conserved residues A114, Y115, F160, and M184 (Figure 1). No conformational change is needed for its opening, with a remarkable shape complementarity, also illustrated by structure-activity relationship (SAR) studies with 4’-modified derivatives [22]. The 3’–OH also forms polar interactions with RT. The tight binding thus explains its ICT mechanism, leading to a deficiency in translocation. Additionally, the 4’-ethynyl group causes primer distortion by steric hindrance when it is at the P-site or upstream of it. Finally, facile EFdA misincorporation stems from its ability to form Hoogsteen base pairing. All these features explain EFdA’s high genetic barrier for resistance [20].
Entecavir (ETV) is an FDA-approved drug for treating hepatitis B virus (HBV) infections. It has also a 3’–OH group (Chart 1), and acts as a DCT [23•]. Because of intractability of producing recombinant HBV RT, the Yasutake and Mitsuya groups have solved HIV-1 RT/DNA/ETV structures as surrogates, where key substitutions present in HBV are introduced [23•,24•]. The structures reveal that the ETV-TP ethenyl appendage to the cyclopentyl ring, instead of binding to the same pocket as EFdA, is accompanied by a displacement of the M184 side chain (M204V/I in HBV RT confers resistance to ETV). They also provide evidence to explain the different binding specificity of 4’-substituted derivatives between HIV-1 and HBV: the preformed pocket observed in HIV-1 RT (Figure 1) may be shallower in HBV RT, explaining its preference for 4’-cyano over the bulkier 4’-ethynyl groups.
The Anderson laboratory in a collaboration with Schinazi recently solved RT/dsDNA structures bound to the TP forms of the very widely used NRTI drugs lamivudine [(−) 3TC] and emtricitabine [(−)FTC] (Chart 1), hinting that the distorted conformation of the TP in these L stereochemistry nucleotides may be responsible for their slower incorporation rate [25•]. These structures provide a framework for designing novel L stereochemistry NRTIs. Our laboratory has also contributed two recent publications describing RT/dsDNA/NRTI structures and resistance mechanisms. First, we have unveiled the Q151M and Q151M complex RT resistance mechanism that arise after treatment with dideoxynucleosides (ddNTPs) [26]. In essence, Q151M allows discrimination between the flexible ring of ddNTPs versus the canonical 3’-endo conformation in dNTPs. The disruption of the key Q151-R72 interaction (Figure 1), though, may explain the reduced viral fitness of the Q151M variant and presumably to existence of alternative conformations of the dNTP-binding site. The accompanying mutations seem to compensate the Q151M mutation and improve fitness by stabilizing a single dNTP-binding site conformer. Next, we have solved ternary complexes with the TP version of discontinued drug d4T (Chart 1). The stronger Kd of d4TTP relative to dTTP can be rationalized by more efficient stacking displayed by the d4TTP planar ring. In this work we also report an efficient and cost-effective method for nucleic acid cross-linking to RT, through the fingers subdomain I63C mutation and a thioalkylated adenine base in the upstream template strand [27•].
Non-nucleoside RT inhibitors (NNRTIs)
There are 6 FDA-approved NNRTIs, including recently approved doravirine (DOR, Chart 1), with > 50 classes of structurally diverse NNRTIs being investigated. Yet, developing new NNRTIs remains desirable, as resistance mutations and related adverse effects continue to emerge in patients [28]. Diarylpyrimidines (DAPYs, led by etravirine (ETV) and rilpivirine (RPV), Chart 1), structurally characterized by the Arnold laboratory, established the paradigm for the features that an NNRTI must have [29]: conformational flexibility and positional adaptability (‘wiggling and jiggling’) to impose a high genetic barrier to mutation, which first generation NNRTIs lacked. The NNRTI-binding pocket (NNIBP, Figure 1), contains three channels: entrance, tunnel and groove (where central ring, left and right wings of DAPYs lay, respectively). Entrance and groove are solvent-accessible, providing chemical space for NNRTI modification. Jorgensen recently reported a computational simulation of NNRTI entrance into and exit from the NNIBP [30], extending a related analysis from Jiang [31]. A crystal fragment screening campaign by our laboratory has revealed two additional inhibitory binding sites in the polymerase active site region: Knuckles and NNRTI Adjacent [32].
The Liu and De Clercq groups have jointly performed a remarkable SAR screening of the NNIBP [33–35]. Most notably, they have developed thiophene[3,2-d]pyrimidine NNRTIs, for example, K-5a2 and 25a (Chart 1). Basically, they kept a ‘privileged scaffold’ in the left wing (from ETV and RPV, respectively), and evolved the central ring and right wing with a thiophene moiety and a piperidine-linked benzenesulfonamide group. In collaboration with the Steitz lab [36••], they determined crystal structures of wild-type and mutant RTs with these lead compounds, pinpointing their binding modes and how they evade the main NNRTI-resistance mutations through conformational flexibility and positional adaptability. The thiophene group occupies a larger space in the entrance and makes water-mediated interactions with main-chain atoms of E138 and K101. Binding of the larger right wing moiety is accompanied by readjustment of the flanking residues, filling the groove channel. These leads keep the virtues of ETV and RPV and add significantly more hydrogen bonds with main-chain atoms, making them less susceptible to resistance mutations, as also observed for DOR [37]. Additionally, Zhan, Liu et al. have further developed these leads and explored substitutions in the three channels, with a focus on improving bioavailability [38,39]. Worth noting is their development of DAPYs targeting simultaneously the NNIBP and the aforementioned NNRTI Adjacent pocket [40•].
Another outstanding effort for NNRTI development has come from the collaboration between the Jorgensen and Anderson groups. They previously developed the catechol diether NNRTI class [41]. Lead JLJ494 (Chart 1) has a cyanovinyl group, susceptible to generation of off-target covalent adducts. For RPV this was not an issue, but fosdevirine, which also contains this group, was abandoned in Phase 2 clinical trials because of adverse effects [42]. Jorgensen then generated an alternative containing a cyano-naphthyl substituent [43]. Interestingly, the C–Cl bond in JLJ651 (Chart 1) points towards Y181, which is often mutated to C181 as one of the most prevalent NNRTI-resistance mutations, suggested potential for covalent bonding to the Cys residue upon replacement by an appropriate electrophile. They synthesized 5 compounds based on this premise and found 2 covalent Y181C NNRTIs (JLJ684 and JLJ686, Chart 1) [44••]. The crystal structures show continuous electron density between the C181 sulfur and the compounds, allowing visualization of the covalent bond. These compounds completely abrogated activity of C181-bearing RTs, but had a significant potency drop against wild-type and other mutant RTs.
Nucleotide-competing RT inhibitors (NcRTIs) and other inhibition mechanisms
NcRTIs are a class of different chemotypes that inhibit RT by competing with dNTP incorporation.
The first group is formed by substrate mimics, such as the α-carboxynucleoside phosphonates (α-CNPs, Chart 1), and product mimics (pyrophosphate, PPi) such as foscarnet (PFA, used to treat herpes infections, Chart 1). Collaboration between the Balzarini, Maguire, and Arnold groups has yielded development of α-CNPs as viral DNA polymerase inhibitors without requiring metabolic conversion. They have three moieties: nucleobase, carboxy-phosphonate, and linker [45]. Our laboratory has solved structures of T-α-CNP and a T-α-malonate derivative (2a, Chart 1) complexed to RT/dsDNA [46–48]. The structures show that α-CNPs perfectly mimic dNTPs, while malonates and bisphosphonates present weaker divalent metal ion chelation, explaining their lower inhibition. Replacement of the cyclic group by an acyclic linker shifts the selectivity from RT to herpetic DNA polymerases [49]. Our group has also determined the RT/DNA/PFA structure [47], expected to bind to a transient N-site RT/DNA complex. Key for solving it was using a 38-mer DNA T-P aptamer (developed by the DeStefano laboratory [50]): it mimics a dsDNA with pM binding to RT, and is catalytically active but translocation-incompetent in crystals (due to hairpin interaction with the RNase H domain). This structure shows PFA binding requires chelation with the active site, but its pattern is distinct for the expected for PPi poised for nucleotide excision. More structural information with further PPi analogs could facilitate their improvement.
Indolopyridones (INDOPYs) and dimethylamino-6-vinylpyrimidines (DAVPs) are chelation-independent NcRTIs (Chart 1). INDOPYs were discovered through cell-based high-throughput screening [51]. The Gotte laboratory also contributed to characterizing their mechanism, including the role of ATP in enhancing their binding to RT/dsDNA P-site complexes [52]. The lack of a structure with INDOPY-1 bound to RT/DNA hindered further progress. We have very recently solved this structure (PDB 6O9E, [53••]), which reveals how INDOPY-1 blocks the dNTP-binding site through a unique mode of binding, not been seen before in any polymerase: it stacks with the terminal T-P, wedges underneath the first template overhang base, and binds to conserved RT residues. DAVPs, discovered by the Botta laboratory, do not bind in the catalytic center but in a hinge region between the thumb and palm subdomains. They can bind to apo RT (structure solved by the Ennifar laboratory [54]), RT/dsDNA, or RT/dsDNA/dNTP complexes. Their mode of action is not well understood, being even affected by NNRTI-resistance mutations. Finally, Merck has identified and solved a structure with a novel ‘bifunctional’ compound (Chart 1) [55•]. Previous bifunctional compounds [56] were formed by NRTI and NNRTI moieties connected by a linker. This new scaffold is positioned between the NNRTI and NRTI pockets, on one side entering in the upper part of the NNIBP tunnel channel, and on the other, close to D186 and the DAVP-1 binding site. Interestingly, this compound may enter through the top of the tunnel channel without requiring opening of the NNIBP.
RNase H RT inhibitors (RHRTIs)
RHRTIs remain an attractive target for HIV inhibition. Most of them are active site binders with a metal chelator and a hydrophobic moiety, similarly to HIV-1 integrase strand transfer inhibitors. Despite several chemotypes displaying biochemical inhibition, this did not translate into antiviral activity, explaining the absence of RHRI approved drugs. The competition of the much larger RNA/DNA with the small molecule is presumed to be one of the most important hurdles for RHRTIs. A collaboration between the Sarafianos and Wang groups has made recent noteworthy progress on this front. They have found a novel crystal form for RT/RHRTIs [57••,58], bearing two copies related by non-crystallographic symmetry in its asymmetric unit. Remarkably, crystal structures of RT with 11b and YLC2–155 (Chart 1 and Figure 1) show different binding modes in each active site in the same crystal lattice. While the metal chelator module remains in a very similar position, the external hydrophobic moiety can be either oriented towards key residue H539 or in the opposite direction. Superposition of RT/YLC2–155 with a RT/RNA/DNA complex suggests that the binding mode with the peripheral moiety pointing to H539 would be favorable for interaction with RNA/DNA (Figure 1), while the other conformation would clash. They have already designed compounds to favor this second conformation [59]. Independently, the Burke, Hughes and Arnold groups have described another RHRTI chemotype, exemplified by compound XZ460 (Chart 1), with antiviral activity related to an optimized peripheral moiety [60•], similarly to those developed by Sarafianos and Wang. The crystal structure with XZ462 (Chart 1), suggest that this chemotype may also bind in the presence of the RNA/DNA substrate.
Perspectives
The RT/dsRNA initiation complex structures have revealed an unusual configuration of the polymerase active site (Figures 2d and 3). When and how this inefficient conformation switches to the more canonical in elongation complexes (Figures 2c and e)? What does the catalytically active conformation of an RTIC looks like? Further snapshots including RT/dsRNA/dNTP or NRTI-TP complexes and of RTIC complexes after incorporation of 2–8 dNTPs might shed light on that. For the time being, the reported RTIC structures have revealed a partially open NNIBP, which may explain RTIC unusual sensitivity to NNRTIs. In this sense, structural characterization of the initiation of the second strand synthesis (Figures 2a and e), also very sensitive to NNRTIs, may show whether the presence of the RNA primer along the DNA template distorts RT similarly to what is seen in the RTICs.
Next, the structure of RT poised for RNA hydrolysis (Figure 2f) provides a framework for designing improved RHRTIs that can bind in its presence. Moreover, as revealed by crystallographic fragment screening and other structural work, novel allosteric inhibitors can be envisioned that may bind in the channel between NRTIs and NNRTIs, and surrounding ones. The elucidation of a variety of novel RT/DNA/NcRTI complexes will also enable improved design of this underexploited inhibitor class.
Finally, an unexplored ‘wild west’ of RT structural biology continues to be its maturation. While the latest stage is reasonably understood, several lines of evidence suggest that polyprotein dimerization facilitates RT maturation and may be related to protease activation [61,62]. Additionally, a cryo-EM structure of the Pol polyprotein dimer shows RT in a conformation surprisingly similar to that of mature heterodimeric p66/p51 (Harrison, Lyumkis, Arnold et al., unpublished). Greater understanding of^ RT maturation could open the door to unprecedented opportunities for therapeutic intervention.
Acknowledgements
The authors thank colleagues of the Arnold group for helpful discussion, and former colleagues of the team, for their invaluable participation in the structural work cited in this review. We also thank the many investigators in the field for their continuing contributions to understanding the magnificent RT enzyme, in terms of structure, function, inhibition, and resistance, as well as making it one of the most important drug targets in medicine. We also want to apologize to those investigators whose papers have not been cited due to space limitation, given the amazing wealth of work on HIV RT. This work was supported by NIH MERIT Award R37 AI027690 and the HIVE Center Grant U54 GMl03368 (both to E.A.). The authors declare no conflict of interest.
Footnotes
Conflict of interest statement
Nothing declared.
References and recommended reading
Papers of particular interest, published within the period of review, have been highlighted as:
• of special interest
•• of outstanding interest
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