Abstract
Cortical and subcortical circuitry are thought to play distinct roles in the generation of sleep oscillations and global state control, respectively. Here we silenced a subset of neocortical layer 5 pyramidal and archicortical dentate gyrus granule cells in male mice by ablating SNAP25. This markedly increased wakefulness and reduced rebound of EEG slow-wave activity after sleep deprivation, suggesting a role for the cortex in both vigilance state control and sleep homeostasis.
Keywords: sleep homeostasis, cortex, layer 5, EEG, slow-wave activity, sleep, SNAP25
The duration, timing and architecture of sleep are strictly regulated. Early studies based on neurological case reports, transections and electrical stimulation suggested that global state transitions are mediated via a distributed circuitry across the brainstem, the hypothalamus and the basal forebrain. More recent studies using selective targeting of specific neuronal populations based on their gene expression or connectivity patterns, highlighted that the sleep-wake promoting circuitry is highly complex, with distinct subcortical brain regions and neuronal subtypes responsible for specific aspects of wakefulness and sleep1,2. Although sleep-wake states are defined by the occurrence of neocortical and hippocampal oscillations, the possibility that neo- and archicortical neurons control vigilance states has been overlooked.
Cortical oscillations and neuronal firing patterns mirror sleep homeostasis3,4. Sleep homeostasis refers to the adjustment of the duration and intensity of sleep, to the duration of preceding wakefulness4. Electroencephalogram (EEG) slow-wave activity (SWA, EEG spectral power between 0.5-4 Hz) during NREM sleep represents a reliable marker of sleep-wake history4 and has been proposed to underlie many functions of sleep, such as cellular maintenance and synaptic plasticity. SWA can be regulated in a local, use-dependent manner5,6, in line with the view that sleep emerges within cortical networks driven by the local accumulation of metabolic products, such as adenosine7. However, slow waves also occur under anaesthesia, in isolated cortical slabs or even ex vivo 8. Therefore, the capacity to produce slow waves does not automatically imply a causative role for the cortex in physiological sleep or sleep homeostasis, either on a local or global level.
Here we test whether cortical structures have a function in regulating global sleep-wake dynamics. We focused on pyramidal neurons within layer 5 of the neocortex as well as archicortical dentate gyrus granule cells, two cell types involved in the generation of sleep oscillations. Layer 5 pyramidal neurons have been shown essential for the initiation and propagation of neocortical slow waves9–11, the main type of NREM sleep oscillations. Dentate gyrus granule cells contribute to the generation of hippocampal theta rhythm12, the defining oscillatory activity of REM sleep in rodents13. Yet neither of these two neo- and archicortical cell populations has so far been implicated in sleep-wake control.
Laminar local field potential (LFP) and multiunit activity (MUA) recordings were performed from the primary motor cortex of male adult wild type (C57BL/6) mice, concomitantly with EEG and electromyography (EMG) monitoring during 24 h undisturbed conditions (Fig. 1a-e). Consistent with the idea of an active role for layer 5 in generating slow waves9,10,14, we found that neurons in layer 5 tended to initiate spiking upon the onset of population ON periods (Fig. 1e, Extended Data Fig. 1). A leading role for layer 5 was indicated by a stronger initial surge of neuronal firing at OFF-ON transitions (Extended Data Fig. 1a), and a shorter latency to the first spike during ON periods, even when the total number of spikes in layer 5 was matched with layer 2/3 (Extended Data Fig. 1b).
To induce a cortex-wide reduction in the output from layer 5 pyramidal neurons, we used a transgenic mouse line, in which a subpopulation (~15-30 %) of pyramidal cells in layer 5 of the neocortex lack the key t-SNARE protein SNAP25 (Rbp4-Cre;Ai14;Snap25fl/fl)15. Rbp4-Cre is known as a pan layer 5 driver line (Fig. 1f, Supplementary Fig. 1)16, but also presents a strong Cre-expression in dentate gyrus granule cells (Extended Data Fig. 2). By contrast, Cre-expression outside of cortex is very sparse. Hypothalamic nuclei with established roles in sleep and circadian regulation show no or very few Cre-expressing cells and we found no overlap with orexin- or melanin-concentrating hormone-expressing cells in lateral hypothalamus (Extended Data Fig. 3-5). As has been shown previously, ablation of SNAP25 virtually abolishes calcium-evoked neurotransmitter release from neurons15, rendering the cells functionally silent. Importantly, normal brain development, including cortical layering and axonal path finding, has been shown in SNAP25-ablated mice15. We chose this conditional knockout mouse to probe a role for the cortex in sleep-wake regulation because in this model large and widely distributed populations of neo- and archicortical neurons involved in the generation of sleep oscillations and in the communication between cortex and subcortical structures are functionally silenced.
To investigate sleep architecture and electrophysiology in cortical SNAP25-ablated mice we performed chronic EEG, LFP, and MUA recordings as in wild type mice. Laminar MUA revealed a diminished surge of layer 5 firing at the onset of population ON periods (Fig. 1g). In addition, there were significant interaction effects between genotype and cortical layer for both slow wave amplitudes (F(1,8)=95.17, p<0.001) and SWA (F(1,8)=114.82, p<0.001). The amplitude of LFP slow waves in layer 5 was decreased (t(8)=3.70, p=0.006, d=2.34) and the levels of slow wave activity were reduced (t(8)=2.87, p=0.021, d=1.81, Fig. 1h,i). The opposite pattern was observed in layer 2/3, where a trend towards increased slow wave amplitudes (t(8)=-2.21, p=0.058, d=-1.40) and elevated slow wave activity (t(8)=3.07, p=0.15, d=-1.94) was observed (Fig. 1h,i). The differential regulation of layer 5 and 2/3 slow waves in cortical SNAP25-ablated mice results in a significantly reduced ratio of slow wave amplitudes and slow wave activity in cortical SNAP25-ablated mice (see insets on Fig. 1h,i). These layer-specific changes to intracortical dynamics are consistent with a reduction of local monosynaptic excitation between layer 5 pyramidal neurons17 and diminished disynaptic inhibition of layer 2/3 pyramidal neurons18. Laminar firing rates and the latency to the first spike in layer 5 were not significantly altered in cortical SNAP25-ablated mice in line with previous reports that abolition of evoked synaptic neurotransmitter release through SNAP25-ablation does not prevent neurons from depolarizing (Supplementary Fig. 2)19. The profound layer-specific changes in LFP slow wave activity during NREM sleep contrasted with a lack of major differences in EEG power spectra during NREM sleep or wakefulness (Fig. 1j and Supplementary Fig. 3). However, cortical SNAP25-ablated mice presented a leftward shift of the EEG theta-peak frequency during REM sleep (Extended Data Fig. 5). These layer- and sleep-state-specific findings underscore the importance of assessing sleep electrophysiology on the local and global levels20.
Beyond the local and global changes in sleep oscillations, we observed profound genotype differences in the daily sleep-wake profile (Fig. 2a). While control animals showed sleep architecture typical for wild type mice (Fig. 2b)21, cortical SNAP25-ablated animals presented unusually long wake bouts, that often lasted several hours (Fig. 2b,e). On average, conditional knockout mice spent 13.83±0.39 h awake per day, approximately three hours more than controls (10.57±0.42 h, t(13)=5.55, p<0.001, d=2.96), and the amount of sleep decreased proportionally (Fig. 2c). The differences between genotypes were more pronounced in the dark period (Fig. 2d and Extended Data Fig. 6), which is the mouse’s circadian active period but also the time of day when the homeostatic sleep drive typically builds up to high levels as a result of prolonged wakefulness21. This raises the question whether the increase in wakefulness is due to changes in the homeostatic or circadian process of sleep regulation.
To assess the build-up of the homeostatic sleep drive during spontaneous wakefulness, we compared the levels of EEG SWA during NREM sleep preceding and following individual wake episodes. As expected, a positive correlation was observed in both genotypes, whereby longer spontaneous wake episodes were followed by proportionally higher levels of SWA during NREM sleep. However, the increase of SWA relative to the duration of wake episodes was smaller in conditional knockout mice compared to controls (Fig. 2f, Supplementary Table 1), indicating that the relationship between sleep-wake history and the levels of SWA might be altered in cortical SNAP25-ablated animals.
An established approach to investigate the dynamics of sleep homeostasis is sleep deprivation (SD), which is most commonly performed starting at light onset, when mice in laboratory conditions usually sleep3,21. Typically, SD leads to a small increase in sleep amount, especially NREM sleep, and a strong increase in sleep intensity, reflected in SWA during NREM sleep21,22. However, we observed a striking difference in this homeostatic rebound between genotypes (Fig. 3a-c). Although many cortical SNAP25-ablated animals had already been spontaneously awake by the time sleep deprivation started (Supplementary Fig. 4a), they did not spend more time asleep after SD than controls when sleep deprivation was performed during the first half of the light period (Extended Data Fig. 7). When the time window of the sleep deprivation was shifted to the second half of the light period, the relative amount of sleep over the following 24 hours was reduced in cortical SNAP25-ablated mice compared to controls (Supplementary Fig. 4b). Moreover, conditional knockout mice presented a marked attenuation of the initial increase of EEG SWA during NREM sleep after sleep deprivation (relative SWA in cortical SNAP25-ablated: 136.77±3.98 %, controls: 180.57±5.13 %, t(11)=6.78, p<0.001, d=-3.87 Fig. 3b,c). Consistent with the notion of a frontal predominance of the homeostatic response to sleep deprivation23, the genotype difference in SWA rebound was observed in the frontal EEG and LFPs, but not in the occipital EEG derivation (Extended Data Fig. 8). We also observed that the increase in EEG theta-activity, a measure of ‘wake intensity’, was attenuated in conditional knockout mice during SD in both the frontal and occipital EEG derivation (Extended Data Fig. 9).
Since the circadian and the homeostatic process interact in the regulation of sleep and wakefulness, we next assessed whether the clock function was altered in conditional knockout mice, using a separate cohort of animals. A standard approach in circadian phenotyping consists in continuously monitoring locomotor activity using a passive infrared recording system under a 12:12 light:dark cycle followed by a release into constant darkness and exposure to a phase-advancing light pulse during the early subjective night (Circadian Time ~13.5) (Fig. 3d)24. We replicated the approximately three-hour difference in the amount of wakefulness in this new cohort of animals (cortical SNAP25-ablated: 11.79±0.29 h, controls: 9.10±0.51 h, t(15)=4.957, p<0.001, d=2.35) and observed that the sleep phenotype remained stable in constant darkness (Extended Data Fig. 10). Importantly, cortical SNAP25-ablated animals remained rhythmic in the absence of light (Fig. 3d). The free-running period was slightly shorter than 24 h and nearly identical in both genotypes (cortical SNAP25-ablated: 23.86±0.04 h, controls: 23.80±0.07 h, t(15)=0.833, p=0.42, d=0.39) and the Chi-Square periodogram analysis did not reveal any difference in circadian amplitude (Fig. 3e). Finally, irrespective of genotype, the light pulse evoked a consistent phase delay, which was comparable between genotypes (Fig. 3f). Taken together, our data demonstrate that cortical SNAP25 ablation leads to a diminished homeostatic sleep drive without affecting circadian regulation of sleep.
The regulation of sleep in mammals is only partially understood because it is unclear where and in what form the need to sleep is encoded, and how it is translated into an adequate compensatory response25. Our study reveals a novel role for the cortex in sleep-wake regulation. We show that cortical structures actively contribute to sleep homeostasis and the global control of vigilance states. This supports the hypothesis that brain structures fundamentally involved in sleep regulation extend far beyond the traditionally considered subcortical circuitry2,7,26,27. The next step will be to understand how neo- and archicortical neurons interact with established circuits of sleep-wake control. It was recently reported that axons of layer 5 pyramidal neurons in prefrontal cortex produce an axonal terminal field in the lateral hypothalamus28. Consistent with this observation, we found dense fine Cre-positive fibres surrounding cell bodies in the lateral hypothalamus (Extended Data Fig. 4). Long ranging projections from prefrontal cortex, which is known to be highly sensitive to homeostatic sleep pressure23 and a hub for the generation of slow waves during NREM sleep29, might represent a direct pathway through which neocortex could modulate the vigilance states control by the lateral hypothalamus. However, layer 5 pyramidal neurons also project to thalamic nuclei, and could influence sleep regulation through corticothalamic loops30,31. Given that layer 5 pyramidal neurons have a wide range of efferent connections to target structures involved in sleep-wake control, a systematic and unbiased dissection of the relevant circuits is warranted. Furthermore, a potential involvement of other neocortical cell types and of archicortical dentate gyrus cells of the hippocampus should be considered. Given the critical place of the hippocampus in brain-wide circuitry involved in memory and temporal processing, one could speculate that this structure may have a so far unrecognised role in encoding time spent awake or asleep. Targeted manipulations of the hippocampus and its neocortical projections could shed further light on the relationship between REM and NREM oscillations and their role in global sleep-wake regulation and function32.
Our results support the possibility that cortical structures generate sleep drive locally, in an activity-dependent fashion7, and raise the question of which mechanisms cortex could use to generate, sense and/or integrate signals of sleep need. Extracellular signals may be found in molecular regulators of inflammation and plasticity7, or adenosine levels regulated through neuro-glial interactions. Intracellular processes reflecting wake-dependent increases in sleep need, conserved both in mammalian and non-mammalian species, may represent changes in the synaptic phosphoproteome, endoplasmic reticulum stress, or redox homeostasis. Arguably, such local signals must be integrated to elicit a global homeostatic response33, reflected in an occurrence of intense sleep, characterised by elevated cortical SWA and increased sleep propensity. We propose that the wide connectivity of layer 5 pyramidal neurons to other parts of cortex, thalamus, and sleep-wake regulating nuclei in hypothalamus28 and brainstem16, places this neuronal population in an ideal position not only to generate SWA, but also to sense and integrate the signals related to sleep need, and ultimately broadcast the information to the subcortical circuitry responsible for sleep-wake switching1.
Methods
Animals
Rbp4-Cre;Ai14;Snap25fl/fl is a triple transgenic mouse line, which was designed as a model for functional silencing of cortical layer 5 pyramidal and dentate gyrus granule cells. Snap25fl/fl is a transgene, with lox-P sites flanking the alternatively spliced exons 5a and 5b of the t-SNARE (target membrane soluble N-ethylmaleimide-sensitive factor attachment protein (SNAP) receptor) gene Snap25. Cre-dependent excision of exon 5a/5b leads to a reduced length gene transcript and non-detectable levels of SNAP25 protein, and cessation of Ca2+-dependent evoked synaptic vesicle release15. Because this chronic t-SNARE disruption allows cortex-wide silencing of selected cell types while avoiding a mechanical manipulation of cortex, which is known to affect the expression of SWA34, we opted for this silencing method. In addition, our choice of this mouse model was guided by previous neurodevelopmental studies on the effects of disrupted evoked neurotransmitter release through ablation of SNARE proteins19,35,36 as well as by neuroanatomical work conducted in the Rbp4-Cre;Ai14;Snap25fl/fl mouse line15. These studies consistently report that brain development, in particular cortical layering and axonal pathfinding, is unaffected by ablation of SNAP2515,19. Moreover, as sleep homeostasis occurs on a timescale of minutes to hours, is most likely a distributed process33,37, and it is not yet known whether specific areas of the cortex are more involved than others, we considered the Rbp4-Cre;Ai14;Snap25fl/fl mouse model most suitable for the aims of this study16. Spontaneous behaviour appeared indistinguishable between genotypes, but conditional knockout mice have a lower body weight compared to Cre-negative controls (cortical SNAP25-ablated: 21.3±0.6 g, controls: 24.4±0.6 g, t(18)=2.94, p=0.009), as reported previously15.
Chronic electrophysiological recordings
EEG/EMG implants were performed in 7 wild type C57BL/6 mice (WT, age at baseline recording 125±8 days), 12 Rbp4-Cre;Ai14;Snap25fl/fl mice (cKO, age at baseline recording 90±5 days) and 8 Cre-negative littermates (CTR, age at baseline recording 85±4 days) under isoflurane anaesthesia as described previously38. For analysis of sleep architecture based on EEG/EMG recordings, 9 cKO and 6 CTR mice were included. EEG analysis of frontal and occipital spectra was conducted in 8 cKO and 5 CTR mice. Laminar LFP and MUA could be obtained across cortical layers in primary motor cortex (+ 1.1 mm AP (anterior), - 1.75 mm ML (left), tilt -15° (left)) of 7 WT, 5 cKO, and 5 CTR mice. All laminar recordings were performed using 16-channel silicon probes (NeuroNexus Technologies Inc., Ann Arbor, MI, USA; model: A1x16-3mm-100-703-Z16) with a spacing of 100 μm between individual channels. All experiments were conducted in young adult male mice, because oestrous cycle, development, and aging affect sleep.
All mice implanted for electrophysiological recordings were housed individually in open cages before surgery and in individually ventilated cages during a recovery period of about one week after surgery. For sleep recordings, mice were transferred to separate custom-made Plexiglas cages (20.3 × 32 × 35 cm), which were placed in sound-attenuated and light-controlled Faraday chambers (Campden Instruments, Loughborough, UK), with each chamber fitting two cages. Animals were allowed free access to food pellets and water at all times and underwent daily health inspection. A 12:12 h light:dark cycle (lights on at 9 am, light levels 120–180 lux) was implemented, temperature maintained at around 22 ± 2°C, and humidity kept around 50 ± 20%.
After an acclimatization period of at least 3 days during which animals were habituated to the tethered recording conditions, a 24 h period of continuous recording starting at light onset was performed on a designated baseline day. On the subsequent day, all animals were sleep deprived for 6 h starting at light onset. Sleep deprivation was performed during the circadian period when mice are typically asleep and thus the homeostatic response to sleep loss can be most reliably elicited21. At light onset, recording chambers were opened, the nesting material removed, and novel objects placed into the mouse cages to encourage exploratory behaviour. Experimenters continuously observed the mice and exchanged the provided objects for new objects when mice stopped exploring. At the end of the 6 h sleep deprivation, all objects were removed, the nesting material returned, and the recording chambers closed. Sleep deprivation was successful in both genotypes, as only a minimal amount of time (cKO: 1.84±0.75 %, CTR: 1.39±0.32 %, p=0.86 Mann-Whitney U test) was spent asleep during the 6-h interval when the mice were kept awake by providing novel objects.
The electrophysiological signals revealed typical signatures of wakefulness and sleep states in both genotypes. As expected, the laminar profile of LFPs and MUAs revealed generally activated patterns during waking and rapid eye movement (REM) sleep. Correspondingly, during non-rapid eye movement (NREM) sleep, we observed depth positive LFP slow waves associated with a generalised suppression of spiking activity across cortical layers (Fig. 1c)20,39 .
Electrophysiological acquisition, data processing, and sleep scoring
Electrophysiological in vivo recordings
Data was acquired using the 128 Channel Neurophysiology Recording System (Tucker-Davis Technologies Inc., Alachua, FL, USA) and the electrophysiological recording software Synapse (Tucker-Davis Technologies Inc., Alachua, FL, USA), and saved on a local computer. EEG and EMG signals were continuously recorded, filtered between 0.1 - 100 Hz, and stored at a sampling rate of 305 Hz. Extracellular neuronal activity was continuously recorded at a sampling rate of 25 kHz and filtered between 300 Hz - 5 kHz. Whenever the recorded voltage in an individual laminar channel crossed a manually set threshold indicating putative neuronal firing (at least 2 standard deviations above noise level), 46 samples around the event (0.48 ms before, 1.36 ms after) were stored. Concomitantly with the spike acquisition, LFPs were continuously recorded from the same electrodes and processed with the abovementioned settings for EEG signals.
Offline signal processing
EEG, EMG, and LFP signals were resampled at a sampling rate of 256 Hz using custom-made code in Matlab (The MathWorks Inc, Natick, Massachusetts, USA, version v2017a) and converted into the European Data Format (EDF) as previously described38. Spike wave forms were further processed using a custom-made Matlab script and events with artefactual wave forms were excluded from further analysis of neuronal activity.
Scoring of vigilance states
The software Sleep Sign for Animals (version 3.3.6.1602, SleepSign Kissei Comtec Co., Ltd., Nagano, Japan) was used for sleep scoring. EEG, EMG, and LFP recordings were partitioned into epochs of 4 s. Vigilance states were assigned manually to each recording epoch based on visual inspection of the frontal and occipital EEG derivations in conjunction with the EMG. Epochs with recording artefacts due to gross movements, chewing or external electrostatic noise were assigned to the respective vigilance state but not included in the electrophysiological analysis. Overall 18.8±3.5 % of wake, 0.7±0.4 % of NREM, and 0.9±0.4 % of REM epochs contained artefactual EEG signals across all animals included in the EEG spectral analysis, with no significant difference between genotypes. EEG and LFP power spectra were computed using a fast Fourier transform routine (Hanning window) with a 0.25 Hz resolution and exported in the frequency range between 0 and 30 Hz for spectral analysis.
Non-invasive measurement of home cage activity for circadian phenotyping
Circadian characteristics were assessed in a separate cohort of 10 cKO (age at baseline recording 84±1 days) and 7 CTR mice (age at baseline recording 83±1 days). These mice were housed individually and placed under a passive infrared motion detector that continuously recorded activity in time intervals of 100 ms. Individual readings were pooled into one minute bins for all analyses as it has previously been validated that periods of inactivity of >40 s provide a reliable measure of behaviourally defined sleep40. Mice were housed in a stable 12:12 h light:dark cycle for at least 7 days before being released into constant darkness. The circadian period and amplitude were assessed over an interval of 7-10 days in the constant dark condition by ChiSquare periodogram analysis using ActogramJ41. After at least 10 days in constant darkness, all mice were exposed to a 2h light pulse provided around Circadian Time 13.5 h. The resulting phase delay of the circadian rhythm was quantified in all animals by extrapolating the onsets of activity to the day of the light pulse24.
Experimental design and statistical analyses
Sample sizes were initially based on previous studies6,21. Power calculations were performed after acquisition of pilot data for the Wellcome Trust grant proposal 203971/Z/16/A indicated an effect size of d = 2.75 for the main outcome parameter NREM sleep time over 24 hours. Applying an intended power of 0.9 and an alpha-error probability of 0.01, the power calculations confirmed the initial sample size estimate of n=8 animals per genotype considering an attrition rate of 25%. Animals were retrieved from the breeder colony upon availability. Based on the breeding scheme we expected that male Rbp4-Cre;Ai14;Snap25fl/fl mice only represent on average 1/8 of the animals in each litter. As soon as animals of the desired genotype were available, they were included in the study and the recording capacities were filled with randomly selected Cre-negative controls from the colony, preferably littermates. Data were analysed using MATLAB (version R2017b; The MathWorks Inc, Natick, MA, USA), SAS JMP (version 7.0; SAS Institute Inc. Cary, NC, USA) and IBM SPSS Statistics for Windows (version 25.0; IBM Corp., Armonk, N.Y., USA). Reported averages are mean±s.e.m. Analyses of variance (ANOVAs) were performed as described in Howell and Lacroix (2012)42. To examine potential differences in firing dynamics between superficial versus deep cortical layers in WT animals, repeated-measures ANOVAs were conducted with cortical layers (layer 2/3 versus layer 5) and time bins as within-subject factors. To examine potential differences between genotypes, split-plot ANOVAs were conducted; genotype (CTR versus cKO animals) was entered as a between-subject factor, whereas time bins, EEG spectral bins, and vigilance states (wake, NREM, and REM) were entered as within-subject factors. α = 0.05 was adopted for main effects and interactions. Significant two-way interaction terms were followed up with Bonferroni-adjusted post hoc comparisons with αadjusted = 0.05/k, where k represents the total number of pairwise comparisons made43. In ANOVAs with multiple time points, the total number of post hoc comparisons was minimised in each case, and hence controlling for the increase in familywise error rate, by pooling across multiple time bins (e.g., 0–10 ms, 11–20 ms, and 21–30 ms in Fig. 1g). For spectral analysis, EEG/LFP power spectra of individual animals were log-transformed before hypothesis testing. Bonferroni correction was not applied for post hoc comparison of spectral data because ANOVAs consisting of 119 EEG spectral bins would be too conservative and reduce statistical power44; thus, α was kept at 0.05 in these cases. In the summary of statistical methods and results (Supplementary Table 1) we report frequency bins with significant differences in post-hoc comparison before (αuncorrected) and after Bonferroni adjustment of α (αcorrected). In all figure panels illustrating EEG or LFP spectrograms, frequency bins for which the resulting post-hoc comparison was significant after Bonferroni adjustment are highlighted with black asterisks; bins only significant before Bonferroni adjustment are highlighted with grey asterisks to indicate areas of interest bearing in mind that no correction for multiple comparisons was applied. In the circadian analysis, a multivariate ANOVA (MANOVA) was conducted to examine if the linear combination of multiple circadian response variables (period length, periodogram power, and phase shift) differed between genotypes45. Data distribution was assessed graphically and formally tested if normality and equal variances could not be assumed. Greenhouse-Geisser correction was used when the assumption of sphericity was violated (Mauchly’s test of sphericity, p<0.05). Mann-Whitney U tests were performed for main analyses instead of one-way ANOVAs if the assumption of normality was violated (Shapiro-Wilk test of normality, p<0.05). The statistical methods and results from each individual analysis are listed in Supplementary Table 1. In all figures, significance levels are indicated with black asterisks: ‘*’ for 0.05 ≥ p > 0.01; ‘**’ for 0.01 ≥ p > 0.001; ‘***’ for 0.001 ≥ p. Grey asterisks indicate post-hoc comparisons with P < 0.05, which do not reach significance after Bonferroni-correction for multiple comparisons. Panels representing grouped data of durations spent in specific vigilance states show group mean (red line), 95% confidence interval (pink box), and one standard deviation (blue box) with individual data points overlaid; these plots were generated using the MATLAB functions notBoxPlot (Rob Campbell (2019). notBoxPlot (https://www.github.com/raacampbell/notBoxPlot), GitHub. Retrieved June 15, 2019) and RGB (Kristjan Jonasson (2019). RGB triple of color name, version 2 (https://www.mathworks.com/matlabcentral/fileexchange/24497-rgb-triple-of-color-name-version-2), MATLAB Central File Exchange. Retrieved June 15, 2019). For key analyses reported in the main text, the effect sizes are reported as Cohen’s d calculated using the MATLAB function computeCohen_d (Ruggero G. Bettinardi (2021). computeCohen_d(x1, x2, varargin) (https://www.mathworks.com/matlabcentral/fileexchange/62957-computecohen_d-x1-x2-varargin), MATLAB Central File Exchange. Retrieved October 4, 2020).
Electrophysiological criteria for analysis of vigilance state episodes and OFF periods
For analyses of mean and maximum duration of sustained wake episodes in the EEG dataset (Fig. 2e), we included wake episodes, which were at least 1 min long allowing brief intrusions of sleep of 1 min or less. For the analysis of mean duration of NREM episodes, we included NREM episodes, which were at least 1 min long allowing brief intrusions of REM sleep or brief awakenings of 1 min or less (Extended Data Fig. 7). To investigate the change in NREM SWA across prolonged wake episodes under undisturbed conditions, we used the EEG dataset from the baseline day and included consolidated periods of waking lasting at least 15 min, whereby short episodes of sleep <1 min were not considered as interruptions. We then performed analyses of NREM sleep SWA in the 15-min time window immediately preceding and following prolonged (>15 min) wake episodes, if both time windows included at least 10 min of artefact-free NREM sleep and no more than 3 min of wakefulness (Fig. 2f). Population OFF periods were defined as periods of total neuronal silence across all electrodes, which lasted at least 50 ms and no more than 4000 ms. Subsequently, the top 20% longest OFF periods were included for final analyses (Fig. 1g, h and Extended Data Fig. 1). The latency to the first spike after the population OFF-ON transition was calculated separately for MUA recorded in layers 2/3 and layer 5. Only ON periods with at least 1 spike in each of the layers occurring within the first 200 ms were included in this analysis (Extended Data Fig. 1).
Histological assessment of laminar probe depth
The tips of laminar implants were stained before surgery with the orange-red fluorescent membrane stain Dil ® (1,1′-Dioctadecyl-3,3,3′,3′-Tetramethylindocarbocyanine Perchlorate; Thermo Fisher Scientific, Waltham, MA, USA) by immersion of the electrode shank into a 20 mg/ml solution (50/50% acetone/methanol) for later histological assessment of the electrode position46. After completion of the experiments, microlesions of selected channels on the laminar probe were performed under terminal pentobarbital anaesthesia using the electroplating device NanoZ™ (White Matter LLC, Seattle, WA, USA) applying 10 mA direct current for 25 s to each respective channel. Immediately following microlesioning, mice were perfused with 0.1M phosphate buffered saline (0.9 %) (PBS) followed by 4 % paraformaldehyde in PBS for tissue preservation. A vibrating microtome (Leica VT1000S) was used to section the brains into 50 μm coronal slices. Fluorescent staining was performed with 4′,6-diamidino-2-phenylindole (DAPI). After fluorescence microscopy, implantation sites were mapped using a mouse brain atlas47 and the depth of the laminar implant was assessed measuring the distance between cortical surface and the electrical current induced tissue microlesions. The histological assessment of the insertion tract was performed in all animals, which were implanted with laminar probes. Structural integrity of cortex and the position of the laminar implant similar to those shown in the representative examples (Fig. 1d and Supplementary Figure 2b) were found in each individual animal included in the electrophysiological analysis of laminar data. ImageJ (version 1.52a) was used to merge fluorescence images and add scale bars48. All figures were created using Inkscape (version 1.0.2, Inkscape Project. (2020). Inkscape. Retrieved from https://inkscape.org ).
Histological assessment of Cre-expression in cortex, dentate gyrus, and hypothalamus
Coronal brain sections from six Rbp4-Cre;Ai14;Snap25fl/+ mice were prepared using the same procedure as outlined above for the histological assessment of the laminar probe depth. Laser scanning confocal microscope images were acquired (Zeiss LSM710) and image stacks created to assess the cellular morphology across the z-plane of the brain section. The cytoplasmic tdTomato expressed from the Ai14 reporter gene allows reliable identification of Cre+ neurons based on native tdTomato fluorescence15,49. The native fluorescence is detectable even in thin neurites and synapses, which can be used to visualise the dendritic and axonal morphology of labelled neurons. The histological assessment of Cre-expression was performed in six Rbp4-Cre;Ai14;Snap25fl/+ mice and the results across all animals were similar to those presented in the representative images.
Immunohistochemistry to determine lateral hypothalamic cell identity
To determine whether Cre+ neurons in the lateral hypothalamus express melanin concentrating hormone (MCH) or orexin/hypocretin (Hcrt), coronal sections from three Rbp4-Cre;Ai14 were prepared as described above. Before counterstaining with DAPI, the sections were stained with rabbit anti-MCH antibody (1:2000; H-070-47; Phoenix Pharmaceuticals) or rabbit anti-Hcrt antibody (1:500, kind gift from Anthony Van den Pol, Yale University). Briefly, sections were incubated in blocking solution (3% or 10% donkey serum [Hcrt or MCH respectively] and 0.3% Triton-X100 in 0.1M PBS) for one hour before incubation with the primary antibody in blocking solution at 4°C overnight (MCH) or for 72h (Hcrt). The primary antibody was revealed by incubating with donkey anti-rabbit-AlexaFluor488 (1:500) antibody in blocking solution for two hours at room temperature. Subsequently, epifluorescence and confocal imaging was performed as described above.
Extended Data
Supplementary Material
Reporting summary.
Further information on experimental design and reagents is available in the nature Research Life Sciences Reporting Summary linked to this paper.
Acknowledgements
We thank Thomas Jahans-Price and Xudong Wang for their help with establishing the microlesion protocol; Merima Sabanovic for her advice on statistics and figure production; Kristina Parley for her support in the histological procedures; all members of the Vyazovskiy lab for their kind help with surgery assistance, animal care, and sleep deprivation. We are very grateful to Ed Mann, University of Oxford, for his advice on the laminar analysis and to Anthony Van den Pol, Yale University, for his generous gift of rabbit anti-Hcrt antibody. This work was supported by the Wellcome Trust PhD studentships 203971/Z/16/Z to LBK and 109059/Z/15/Z to CBD. TY was supported by Uehara Memorial Foundation Postdoctoral Fellowships for Research Abroad and The Naito Foundation Subsidy for Inter-Institute Researches and a Wellcome Trust Grant (106174/Z/14/Z). MCK was supported by a Berrow Foundation Lord Florey Scholarship. MCCG was supported by a BBSRC DTP grant (BB/J014427/1) and by a Clarendon Scholarship (provided by the University of Oxford). VvdV and LEM were supported by Novo Nordisk Postdoctoral Fellowships run in partnership with the University of Oxford. LEM was also supported by a Sir Paul Nurse Junior Research Fellowship at Linacre College, Oxford. SNP and SKET are funded by the Biotechnology and Biological Sciences Research Council (BBSRC, grant reference BB/S015817/1). ZM’s laboratory received funding from MRC (G00900901), Royal Society, St John’s College Research Centre, Anatomical Society and Einstein Stiftung. ZM is Einstein Visiting Fellow at Charité-Universitätsmedizin Berlin (Host Prof Britta Eickholt for 2020-2024), and Lead Researcher at Oxford Martin School, University of Oxford. This work was further supported by a Wellcome Trust Strategic Award 098461/Z/12/Z, John Fell OUP Research Fund Grant 131/032, and Medical Research Council (UK) grants MR/N026039/1 and MR/S01134X/1.
Footnotes
Author contributions
ZM and VVV initiated and proposed the study with pilot experiments done by TY. LBK, TY, CJA, AHS, ZM, and VVV designed the experiments. LBK, TY, MCCG, and CBD conducted the electrophysiological experiments on the transgenic mouse model. LBK, CBD, and MCK conducted the electrophysiological experiments on wild type mice. LBK, VvdV, LMcK, SKET, and SNP conducted and analysed the passive infrared recordings on the transgenic mouse model. LBK, MCK, and AHS performed the histology. AHS and ZM developed, validated, and provided the transgenic mice. LBK, VvdV, SKET, and VVV analysed the data. LBK and VVV wrote the manuscript. All of the authors discussed the results and commented on the manuscript.
Competing interests
The authors declare no competing interests.
Ethical approval
All experiments were performed in accordance with the United Kingdom Animal Scientific Procedures Act 1986 under personal and project licences granted by the United Kingdom Home Office. Ethical approval was provided by the Ethical Review Panel at the University of Oxford. Animal holding and experimentation were located at the Biomedical Sciences Building (BSB) and the Behavioural Neuroscience Unit (BNU), University of Oxford.
Code availability
Custom-made Matlab code for key analyses is deposited on Figshare (DOI: 10.6084/m9.figshare.14737578). Code used for additional analyses is available from the corresponding authors upon reasonable request.
Data availability
Statistical source data for all figures is available for download via the Nature Neuroscience weblink to this paper. Imaging source data is deposited on Figshare (DOI: 10.6084/m9.figshare.14737584). A sample dataset with spectral data and sleep scoring results used to generate key analyses presented in this manuscript is available for download on Figshare (DOI: 10.6084/m9.figshare.14737569). Raw data from electrophysiological and passive infrared recordings are available from the corresponding authors upon reasonable request.
References
- 1.Saper CB, Fuller PM. Wake–sleep circuitry: an overview. Curr Opin Neurobiol. 2017;44:186–192. doi: 10.1016/j.conb.2017.03.021. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 2.Liu D, Dan Y. A Motor Theory of Sleep-Wake Control: Arousal-Action Circuit. Annu Rev Neurosci. 2019;42:27–46. doi: 10.1146/annurev-neuro-080317-061813. [DOI] [PubMed] [Google Scholar]
- 3.Vyazovskiy VV, et al. Cortical Firing and Sleep Homeostasis. Neuron. 2009;63:865–878. doi: 10.1016/j.neuron.2009.08.024. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 4.Borbély AA, Daan S, Wirz-Justice A, Deboer T. The two-process model of sleep regulation: A reappraisal. J Sleep Res. 2016;25:131–143. doi: 10.1111/jsr.12371. [DOI] [PubMed] [Google Scholar]
- 5.Huber R, Felice Ghilardi M, Massimini M, Tononi G. Local sleep and learning. Nature. 2004;430:78–81. doi: 10.1038/nature02663. [DOI] [PubMed] [Google Scholar]
- 6.Vyazovskiy VV, et al. Local sleep in awake rats. Nature. 2011;472:443–7. doi: 10.1038/nature10009. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 7.Krueger J, Nguyen JT, Dykstra-Aiello CJ, Taishi P. Local sleep. Sleep Med Rev. 2019;43:14–21. doi: 10.1016/j.smrv.2018.10.001. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Krone LB, Vyazovskiy VV. Unresponsive or just asleep? Do local slow waves in the perilesional cortex have a function? Brain. 2020;143:3513–3515. doi: 10.1093/brain/awaa396. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Beltramo R, et al. Layer-specific excitatory circuits differentially control recurrent network dynamics in the neocortex. Nat Neurosci. 2013;16:227–234. doi: 10.1038/nn.3306. [DOI] [PubMed] [Google Scholar]
- 10.Chauvette S, Volgushev M, Timofeev I. Origin of Active States in Local Neocortical Networks during Slow Sleep Oscillation. Cereb Cortex. 2010;20:2660–2674. doi: 10.1093/cercor/bhq009. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 11.Sanchez-Vives MV, McCormick DA. Cellular and network mechanisms of rhytmic recurrent activity in neocortex. Nat Neurosci. 2000;3:1027–1034. doi: 10.1038/79848. [DOI] [PubMed] [Google Scholar]
- 12.Buzsáki G. Theta Oscillations in the Hippocampus. Neuron. 2002;33:325–340. doi: 10.1016/s0896-6273(02)00586-x. [DOI] [PubMed] [Google Scholar]
- 13.Boyce R, Glasgow SD, Williams S, Adamantidis A. Causal evidence for the role of REM sleep theta rhythm in contextual memory consolidation. Science. 2016;352:812–816. doi: 10.1126/science.aad5252. [DOI] [PubMed] [Google Scholar]
- 14.Sanchez-Vives, McCormick DA, Sanchez-Vives MV, McCormick DA. Cellular and network mechanisms of rhythmic recurrent activity in neocortex. Nat Neurosci. 2000;3:1027–1034. doi: 10.1038/79848. [DOI] [PubMed] [Google Scholar]
- 15.Hoerder-Suabedissen A, et al. Cell-Specific Loss of SNAP25 from Cortical Projection Neurons Allows Normal Development but Causes Subsequent Neurodegeneration. Cereb Cortex. 2019;29:2148–2159. doi: 10.1093/cercor/bhy127. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16.Gerfen CR, Paletzki R, Heintz N. GENSAT BAC cre-recombinase driver lines to study the functional organization of cerebral cortical and basal ganglia circuits. Neuron. 2013;80:1368–1383. doi: 10.1016/j.neuron.2013.10.016. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17.Lefort S, Tomm C, Floyd Sarria J-C, Petersen CCH. The Excitatory Neuronal Network of the C2 Barrel Column in Mouse Primary Somatosensory Cortex. Neuron. 2009;61:301–316. doi: 10.1016/j.neuron.2008.12.020. [DOI] [PubMed] [Google Scholar]
- 18.Vecchia D, et al. Temporal Sharpening of Sensory Responses by Layer V in the Mouse Primary Somatosensory Cortex. Curr Biol. 2020;30:1589–1599.:e10. doi: 10.1016/j.cub.2020.02.004. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 19.Washbourne P, et al. Genetic ablation of the t-SNARE SNAP-25 distinguishes mechanisms of neuroexocytosis. Nat Neurosci. 2002;5:19–26. doi: 10.1038/nn783. [DOI] [PubMed] [Google Scholar]
- 20.Funk CM, Honjoh S, Rodriguez AV, Cirelli C, Tononi G. Local slow waves in superficial layers of primary cortical areas during REM sleep. Curr Biol. 2016;26:396–403. doi: 10.1016/j.cub.2015.11.062. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21.Huber R, Deboer T, Tobler I. Effects of sleep deprivation on sleep and sleep EEG in three mouse strains: empirical data and simulations. Brain Res. 2000;857:8–19. doi: 10.1016/s0006-8993(99)02248-9. [DOI] [PubMed] [Google Scholar]
- 22.Franken P, Dijk DJ, Tobler I, Borbely AA. Sleep deprivation in rats: effects on EEG power spectra, vigilance states, and cortical temperature. Am J Physiol Integr Comp Physiol. 1991;261:R198–R208. doi: 10.1152/ajpregu.1991.261.1.R198. [DOI] [PubMed] [Google Scholar]
- 23.Huber R, Deboer T, Tobler I. Topography of EEG Dynamics After Sleep Deprivation in Mice. J Neurophysiol. 2000;84:1888–1893. doi: 10.1152/jn.2000.84.4.1888. [DOI] [PubMed] [Google Scholar]
- 24.Albrecht U, Foster RG. Placing ocular mutants into a functional context: a chronobiological approach. Methods. 2002;28:465–477. doi: 10.1016/s1046-2023(02)00266-9. [DOI] [PubMed] [Google Scholar]
- 25.Frank MG, Heller HC. The Function(s) of Sleep. Handbook of Experimental Pharmacology. 2019;253:3–34. doi: 10.1007/164_2018_140. [DOI] [PubMed] [Google Scholar]
- 26.Morairty SR, et al. A role for cortical nNOS/NK1 neurons in coupling homeostatic sleep drive to EEG slow wave activity. Proc Natl Acad Sci U S A. 2013;110:20272–20277. doi: 10.1073/pnas.1314762110. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 27.Tossell K, et al. Sleep deprivation triggers somatostatin neurons in prefrontal cortex to initiate nesting and sleep via the preoptic and lateral hypothalamus. bioRxiv. 2020:2020.07.01.179671. doi: 10.1101/2020.07.01.179671. [DOI] [Google Scholar]
- 28.Prasad JA, Carroll BJ, Sherman SM. Layer 5 Corticofugal Projections from Diverse Cortical Areas: Variations on a Pattern of Thalamic and Extrathalamic Targets. J Neurosci. 2020;40:5785–5796. doi: 10.1523/JNEUROSCI.0529-20.2020. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 29.Massimini M, Huber R, Ferrarelli F, Hill S, Tononi G. The sleep slow oscillation as a traveling wave. J Neurosci. 2004;24:6862–70. doi: 10.1523/JNEUROSCI.1318-04.2004. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 30.Krone L, et al. Top-down control of arousal and sleep: Fundamentals and clinical implications. Sleep Med Rev. 2017;31:17–24. doi: 10.1016/j.smrv.2015.12.005. [DOI] [PubMed] [Google Scholar]
- 31.Gent TC, Bandarabadi M, Herrera CG, Adamantidis A. Thalamic dual control of sleep and wakefulness. Nat Neurosci. 2018;21:974–984. doi: 10.1038/s41593-018-0164-7. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 32.Hayashi Y, et al. Cells of a common developmental origin regulate REM/non-REM sleep and wakefulness in mice. Science. 2015;350:957–961. doi: 10.1126/science.aad1023. [DOI] [PubMed] [Google Scholar]
- 33.Thomas CW, Guillaumin MCC, McKillop LE, Achermann P, Vyazovskiy VV. Global sleep homeostasis reflects temporally and spatially integrated local cortical neuronal activity. Elife. 2020;9:e54148. doi: 10.7554/eLife.54148. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 34.Sheroziya M, Timofeev I. Global intracellular slow-wave dynamics of the thalamocortical system. J Neurosci. 2014;34:8875–8893. doi: 10.1523/JNEUROSCI.4460-13.2014. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 35.Verhage M, et al. Synaptic Assembly of the Brain in the Absence of Neurotransmitter Secretion. Science. 2000;287:864–869. doi: 10.1126/science.287.5454.864. [DOI] [PubMed] [Google Scholar]
- 36.Molnár Z, et al. Normal Development of Embryonic Thalamocortical Connectivity in the Absence of Evoked Synaptic Activity. J Neurosci. 2002;22:10313–10323. doi: 10.1523/JNEUROSCI.22-23-10313.2002. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 37.Krueger J, Obál F. A neuronal group theory of sleep function. J Sleep Res. 1993;2:63–69. doi: 10.1111/j.1365-2869.1993.tb00064.x. [DOI] [PubMed] [Google Scholar]
- 38.McKillop LE, et al. Effects of Aging on Cortical Neural Dynamics and Local Sleep Homeostasis in Mice. J Neurosci. 2018;38:3911–3928. doi: 10.1523/JNEUROSCI.2513-17.2018. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 39.Sakata S, Harris KD. Laminar Structure of Spontaneous and Sensory-Evoked Population Activity in Auditory Cortex. Neuron. 2009;64:404–418. doi: 10.1016/j.neuron.2009.09.020. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 40.Brown L, Hasan S, Foster RG, Peirson SN. COMPASS: Continuous Open Mouse Phenotyping of Activity and Sleep Status. Wellcome open Res. 2016;1:2. doi: 10.12688/wellcomeopenres.9892.1. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 41.Schmid B, Helfrich-Förster C, Yoshii T. A New ImageJ Plug-in “ActogramJ” for Chronobiological Analyses. J Biol Rhythms. 2011;26:464–467. doi: 10.1177/0748730411414264. [DOI] [PubMed] [Google Scholar]
- 42.Howell GT, Lacroix GL. Decomposing interactions using GLM in combination with the COMPARE, LMATRIX and MMATRIX subcommands in SPSS. Tutor Quant Methods Psychol. 2012;8:1–22. [Google Scholar]
- 43.Howell DC. Statistical Methods for Psychology. Cengage Learning; 2012. [Google Scholar]
- 44.Achermann P, Borbély A. A. Coherence analysis of the human sleep electroencephalogram. Neuroscience. 1998;85:1195–1208. doi: 10.1016/s0306-4522(97)00692-1. [DOI] [PubMed] [Google Scholar]
- 45.Tabachnick B, Fidell L. Multivariate Analysis of Variance (MANOVA) International Encyclopedia of Statistical Science. 2011 [Google Scholar]
- 46.Magill PJ, et al. Changes in Functional Connectivity within the Rat Striatopallidal Axis during Global Brain Activation In Vivo. J Neurosci. 2006;26:6318–6329. doi: 10.1523/JNEUROSCI.0620-06.2006. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 47.Paxinos G, Franklin KBJ. Paxinos and Franklin’s the mouse brain in stereotaxic coordinates. Elsevier Academic Press; 2019. [Google Scholar]
- 48.Schindelin J, et al. Fiji: an open source platform for biological image analysis. Nat Methods. 2012;9:676–682. doi: 10.1038/nmeth.2019. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 49.Grant E, Hoerder-Suabedissen A, Molnar Z. The Regulation of Corticofugal Fiber Targeting by Retinal Inputs. Cereb Cortex. 2016;26:1336–1348. doi: 10.1093/cercor/bhv315. [DOI] [PMC free article] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Custom-made Matlab code for key analyses is deposited on Figshare (DOI: 10.6084/m9.figshare.14737578). Code used for additional analyses is available from the corresponding authors upon reasonable request.
Statistical source data for all figures is available for download via the Nature Neuroscience weblink to this paper. Imaging source data is deposited on Figshare (DOI: 10.6084/m9.figshare.14737584). A sample dataset with spectral data and sleep scoring results used to generate key analyses presented in this manuscript is available for download on Figshare (DOI: 10.6084/m9.figshare.14737569). Raw data from electrophysiological and passive infrared recordings are available from the corresponding authors upon reasonable request.