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. 2021 Feb 9;16(2):e0246231. doi: 10.1371/journal.pone.0246231

Smoking cessation and counseling: A mixed methods study of pediatricians and parents

Tregony Simoneau 1,*,#, Jessica P Hollenbach 2,3,#, Christine R Langton 3,#, Chia-Ling Kuo 4, Michelle M Cloutier 2
Editor: Stanton A Glantz5
PMCID: PMC7872228  PMID: 33561136

Abstract

Objective

Pediatric providers play an important role in parental and youth smoking cessation. The goal of this study was to understand smoking cessation attitudes of parents and the behaviors, confidence and self-efficacy of pediatricians related to providing smoking cessation counseling to parents and youth.

Methods

A mixed methods study was conducted in a convenience sample of families (n = 1,549) and pediatric primary care clinicians (n = 95) in Connecticut using surveys and focus groups from April, 2016 to January, 2017.

Results

The smoking rate (cigarettes or electronic cigarettes) among all households surveyed was 21%. Interest in quitting smoking was high (71%) and did not differ based on smoking amount, duration, type of community of residence (urban, rural, etc), or race/ethnicity. For example, compared to participants who smoked for <10 years, those who smoked ≥20 years had a similar interest in quitting (OR = 1.12; 95% CI: 0.85–1.48). Ninety percent of clinicians surveyed asked parents about their smoking behavior at least annually but 36% offered no smoking cessation counseling services or referral. Clinicians almost always reported counseling youth about the dangers of nicotine and tobacco use (99%), were more confident about counseling youth than parents (p<0.01) and reported low self-efficacy about smoking cessation and prevention counseling of parents and youth. Ninety-three percent of clinicians opined that electronic cigarettes were equally or more dangerous than cigarettes but 34% never counseled youth about the dangers of electronic cigarettes.

Conclusions

Clinicians frequently screen parents about their smoking behaviors, but rarely provide smoking cessation counseling and express low confidence in this activity. Clinicians are more confident counseling youth than parents. Clinicians also recognize the dangers of electronic cigarettes, yet they infrequently counsel youth about these dangers.

Introduction

Pediatric health care providers can play an important role in parental and youth smoking cessation [1] by advising patients to avoid tobacco smoke exposure, by asking about parental smoking status and by referring patients and parents who smoke to smoking cessation programs [2]. Secondhand smoke exposure (SHSe) in children has been associated with an increased incidence of ear infections, lower respiratory tract infections, wheezing, asthma, and death from sudden infant death syndrome [3]. In children with asthma, SHSe is a common trigger of asthma symptoms, and has been shown to worsen asthma severity [46]. In addition to the impact of SHSe, parental smoking is also an important risk factor for adolescent smoking and 80% of adult tobacco users started smoking before the age of 18 years [7, 8]. Because of these significant health impacts, The American Academy of Pediatrics (AAP) recognized tobacco control as a strategic priority in 2005 and tobacco use as a pediatric disease [8]. However, as of 2017, there had been no significant increase in pediatrician-delivered advice related to smoking exposure or behavior since the release of this statement [9].

In addition to cigarette smoking, the use of electronic cigarettes (EC) has steadily increased over the past five years and is now the most commonly used tobacco product by adolescents [7]. EC may represent a new pathway to nicotine addiction for youth [10]. Therefore, assessing for SHSe, cigarette and EC use, and providing smoking cessation counseling and/or referral to youth and parents, are important aspects of preventive care in the pediatric visit.

The goal of this study was to understand the current tobacco and nicotine use behaviors of parents and the cigarette and EC prevention and cessation counseling practices of pediatricians in Connecticut to inform future efforts to develop effective tobacco and nicotine cessation/prevention counseling for parents and youth in the pediatric primary care setting.

Materials and methods

Study populations

Parents

An anonymous survey (S1 File) was self-administered to parents in the waiting room at 23 pediatric practices across Connecticut from April 2016 to January 2017. The survey was administered by the practice to any parent with a child being seen at the site with no exclusion criteria.

Clinicians

A 12-question Clinician Smoking Survey (S2 File) was completed by 95 clinicians at 32 pediatric practices throughout the state of CT, including 23 clinics where the Family Smoking Survey was also completed. In addition, three 60-minute focus groups were conducted with 34 clinicians from three pediatric urban clinics in Hartford, CT. Clinicians were provided with and reviewed a written informed consent document. The focus group note-taker documented the verbal consent provided by each participant, which was witnessed by the focus group facilitator. These same clinicians also completed the Clinician Smoking Survey prior to the focus group.

Instruments

Parent survey

We developed our 12-question Family Smoking Survey in collaboration with the CT Chapter of the American Academy of Pediatrics (AAP) and the Department of Public Health Tobacco Control Program. We did not validate our survey but questions were adapted from Behavioral Risk Factor Surveillance System questions related to tobacco smoking. The first two questions asked whether anyone in the household currently smoked cigarettes or used electronic cigarettes (vaping). Those who answered “yes” to either of these questions continued with the survey and answered questions about attempts at quitting smoking/vaping, interest in quitting, and information desired about quitting, along with demographic information. Survey respondents were grouped by both home zip code location and practice zip code location, determined by The Five Connecticuts, which groups all of the towns and cities in CT based on population density, median family income and poverty, into five categories—wealthy, suburban, rural, urban periphery and urban core [11].

Clinician survey

Our Clinician Smoking Survey was modeled off of the American Academy of Pediatrics Periodic Survey #61 Tobacco Cessation Counseling [12] and was composed of questions related to pediatrician behaviors including 1) frequency of counseling parents who use tobacco about the importance of quitting; 2) providing referral to cessation programs (such as a quit line); 3) providing brief counseling to all youth to prevent tobacco initiation; and 4) screening all teenagers for tobacco and nicotine use and offer treatment [13]. In addition, clinicians were asked what services they offer to parents who smoke, age at which youth counseling is initiated, frequency of providing counseling directly to adolescents, self-efficacy in providing counseling and about reimbursement for tobacco cessation counseling activities.

Clinician focus groups

Each of the three focus groups was facilitated by an asthma specialist and explored the smoking and vaping counseling practices of the clinicians (S3 File). The focus groups used an open-ended question model, asking about the participants’ knowledge of smoking cessation programs, ideas about what programs or materials would be useful to help parents with smoking cessation, educational strategies that would be helpful to prevent adolescents and youth from smoking, and finally, barriers to providing smoking cessation counseling to patients and families and what they needed as clinicians to overcome these barriers. The discussion was guided by the facilitator using the Delphi approach, attempting to reach group consensus for each of the areas [14].

The study was approved by the Connecticut Children’s Institutional Review Board. Lunch was provided to the clinicians who participated in the focus groups and each participant received a $20 gift card as an incentive for participation.

Statistical analysis of survey data

Discrete and continuous variables were summarized by mean and standard deviation and categorical variables were summarized by frequencies and percentages. Goodness-of-fit tests were applied to test for representativeness of the sample based on residence by the Five Connecticuts and race/ethnicity. Each survey question was analyzed independently excluding subjects who didn’t respond. Logistic regression was used to estimate odds ratios (OR) and 95% confidence intervals (CI) for the association between demographic and smoking/vaping characteristics with interest in quitting smoking or vaping. All statistical analyses were performed in R [15] and IBM SPSS Statistics, version 25, Armonk, NY.

Analysis of clinician focus groups

Focus groups were audio-recorded and transcribed verbatim. A note-taker was present to aid in the transcription and capture non-verbal cues. Readers were trained to extract themes from the focus groups using the template format described by Miles and Huberman [16]. Themes were coded independently by two study staff who prepared summaries of all the data on emergent themes. After independently coding the transcripts, the two reviewers compared their findings, with any differences in coding adjudicated by a third reviewer (MMC).

Results

Parents

A total of 1,549 participants completed a survey (33% Hispanic, 53% Non-Hispanic White, 7% Non-Hispanic Black, and 7% Other, Table 1). As compared to the residents of CT, respondents were more likely to reside in the urban core (35% versus 19% in CT) and less likely to reside in wealthy and suburban towns (16% versus 32% in CT). In addition, Hispanic residents of CT were oversampled (33% versus 9% in CT).

Table 1. Demographics of survey participants, Connecticut, 2016–2017.

Parents surveyed (n = 1,549) Subset of parents who smoke or vape (n = 252) Clinicians surveyed (n = 95)
Characteristic n (%) n (%) n (%)
Households with reported cigarette 261 (17%) 204 (81%)
Households with reported vape 25 (2%) 17 (7%)
Households with cigarette and vape 39 (3%) 31 (12%)
Households with neither cigarette or vape 1224 (79%) 0 (0%)
Residence/Practice Location by Five Connecticut’s (n = 368)a (n = 228)a (n = 93)a
    Wealthy 0 (0%) 0 (0%) 5 (5%)
    Suburban 59 (16%) 25 (11%) 17 (18%)
    Rural 47 (13%) 24 (11%) 2 (2%)
    Urban periphery 132 (36%) 95 (42%) 31 (33%)
    Urban core 130 (35%) 87 (38%) 38 (41%)
Race/ethnicity (n = 343)a (n = 228)a
    Hispanic 114 (33%) 77 (34%)
    Non-Hispanic white 180 (53%) 124 (54%)
    Non-Hispanic black 25 (7%) 14 (6%)
    Non-Hispanic other 24 (7%) 13 (6%)
Respondent age, years (n = 351)a (n = 221)a
    <25 83 (24%) 39 (18%)
    25–50 249 (71%) 167 (76%)
    >50 19 (55) 15 (7%)
Location of smoke/vape (n = 222)a
    Car only 45 (20%)
    Home only 7 (3%)
    Car or home 18 (8%)
    Neither car or home 152 (68%)
If interested in quitting, best way to get information about smoking cessationb (n = 152)a
    Quit line 30 (20%)
    Phone app 33 (22%)
    Physician’s office 48 (32%)
    Brochure 28 (18%)
    Other 24 (16%)
Clinician credentials (n = 76)a
    APRN/PA 27 (36%)
    MD/DO 49 (64%)

a Not all survey participants responded to question.

b Multiple responses possible.

Of the 1,549 participants, 300 (19%) reported at least one current cigarette smoker(s) and 64 (4%) had at least one current vaper(s) in the household. Two hundred fifty-two parents who completed the survey were themselves current smokers and/or vapers (16%). The majority of parents who smoked or vaped were between 25–50 years old, were Non-Hispanic White or Hispanic and lived primarily in urban core or urban periphery communities (Table 1). Of parents who smoked or vaped, 28% indicated that they smoked/vaped in the car and 11% smoked/vaped in the home (Table 1).

The majority of smokers (69%) reported smoking half a pack of cigarettes or less each day. Seventy-one percent (n = 152/213) of respondents who smoked and/or vaped were at least a little interested in quitting. Thirty-three percent (n = 83) had attempted to quit smoking or vaping within the last six months. Of smokers who had attempted to quit (n = 65), the most commonly used method of cessation was “cold turkey” (62%), while 25% used a smoking cessation aid and 14% used EC. Looking specifically at those who were both smokers and vapers, 56% reported EC as their method of cessation suggesting that these individuals were using ECs as their method of smoking cessation. Of those interested in quitting, parents most frequently reported that they would prefer to get information about how to quit from a physician (32%). The number of cigarettes smoked per day was similar between those individuals with no interest in quitting and those with some interest in quitting (Table 2). Likewise, interest in quitting did not vary by race/ethnicity or residence based on the Five Connecticuts (Table 2).

Table 2. Association of demographic and smoking/vaping characteristics with interest in quitting smoking/vapinga.

Uninterested Interested Unadjusted Model
n (%) n (%) OR (95% CI)
Smokersb
Cigarettes smoked per day (n = 170)
1–9 17 (37.8) 51 (40.8) 1 [Reference]
10–19 13 (28.9) 43 (34.4) 1.28 (0.60–2.74)
≥ 20 15 (32.6) 31 (24.8) 0.80 (0.37–1.70)
Years smoked (n = 159)
1–9 15 (34.9) 39 (33.6) 1 [Reference]
10–19 18 (41.9) 42 (36.2) 0.94 (0.46–1.91)
≥ 20 10 (23.3) 35 (30.2) 1.12 (0.85–1.48)
Residence by 5 CT’s (n = 193)
Suburban 5 (9.4) 16 (11.4) 1 [Reference]
Rural 4 (7.5) 14 (10.0) 1.23 (0.30–5.00)
Urban periphery 22 (41.5) 52 (37.1) 0.83 (0.31–2.24)
Urban core 22 (41.5) 58 (41.4) 0.92 (0.34–2.49)
Race/ethnicity (n = 190)
Non-Hispanic white 30 (58.8) 70 (50.4) 1 [Reference]
Hispanic 15 (29.4) 53 (38.1) 1.60 (0.79–3.23)
Non-Hispanic black or other 6 (11.7) 16 (11.5) 1.21 (0.44–3.36)
Vapersc
Ampoules/vials vaped per day (n = 17)
<1 3 (50.0) 0 (0.0) 1 [Reference]
≥ 1 3 (50.0) 10 (100.0) N/A
Number of years vaped (n = 27)
0–1 7 (77.8) 16 (88.9) 1 [Reference]
≥ 2 2 (22.2) 2 (11.1) 0.44 (0.05–3.76)
Residence by 5 CT’s (n = 40)
Suburban 2 (16.7) 4 (14.3) 1 [Reference]
Rural 1 (8.3) 8 (28.6) 4.0 (0.27–58.56)
Urban periphery 5 (41.7) 13 (46.4) 1.30 (0.18–9.47)
Urban core 4 (33.3) 3 (10.7) 0.38 (0.04–3.61)
Race/ethnicity (n = 39)
Non-Hispanic white 7 (58.3) 18 (66.7) 1 [Reference]
Hispanic 3 (25.0) 5 (18.5) 0.61 (0.12–3.27)
Non-Hispanic black or other 2 (16.6) 4 (14.8) 0.74 (0.11–4.96)

Abbreviations: OR, Odds Ratio; CI, Confidence Interval; N/A; Not Applicable

a Table includes 213 unique parents who responded to interest in quitting question, but Smoking and Vaping sections include 26 parents who both smoked and vaped but not all survey participants responded to question.

b Includes parents who only smoked(n = 173) or who smoked and vaped (n = 26).

c Includes parents who only vaped (n = 14) or who vaped and smoked (n = 26).

Clinician survey

Ninety-five clinicians completed this survey. 90% of surveyed clinicians reported asking parents about smoking behaviors at least annually and 99% of clinicians reported counseling adolescents at least annually about the dangers of smoking cigarettes. Clinicians reported starting these counseling activities when youth were 11.6 ± 2.1 years of age. More than half (65%) of the clinicians counseled adolescents who smoked cigarettes about the dangers of EC at least annually, but only 57% counseled non-smoking adolescents about the dangers of EC at least annually. Thirty-six percent of the surveyed clinicians offered parents who smoked a referral for smoking cessation, 36% provided educational materials, but 36% offered no smoking cessation services to parents who smoked.

Reimbursement concerns did not contribute to the lack of smoking cessation counseling by the primary care clinicians as most clinicians (88%) said that reimbursement for counseling services played a small role or no role in influencing their smoking counseling activities. On the other hand, only 12 providers (13%) indicated that they knew how to code for tobacco-related counseling services.

Clinicians were more confident in counseling adolescents about smoking prevention and cessation than in counseling parents (Fig 1). However, only 2% of clinicians felt their counseling was more than somewhat effective.

Fig 1. Clinician confidence in counseling adolescents versus parents about smoking cessation.

Fig 1

Proportions of clinicians’ confidence in counseling adolescent patients compared to counseling patients’ parents regarding smoking cessation. * P value represents significant difference in clinician confidence between counseling parents versus adolescents (Fisher’s exact test).

Clinician focus groups

In the focus groups, clinicians stated that smoking cessation was not a priority among the list of anticipatory guidance topics because of time constraints within a well-child visit. All clinicians endorsed that other issues such as gun violence, sex, and drugs were a higher priority given their time limitations (Table 3). Clinicians expressed a desire for an easy referral process and educational videos to help adolescents and parents quit smoking. Clinicians expressed willingness to refer parents and youth to smoking prevention/cessation programs if such programs were available either in their practice or in the community. The clinicians referred parents to the CT Quit Line but were not aware of any smoking cessation programs available for adolescents. Clinicians indicated that the most teachable moment related to parental smoking cessation was in the newborn period and they would like training in how to be effective along with supporting materials. They also wanted a system by which obstetricians would inform the pediatricians of mothers who have stopped smoking during pregnancy and a program that they could implement for these mothers in the immediate postnatal period to prevent resumption of smoking. They also noted marijuana as a rising concern.

Table 3. Major themes identified from pediatric clinician focus groups.

Theme Sample Comment
Clinicians had heard of the CT Quit Line, but not other smoking cessation programs. “I’ll remember the quit line and bring in the quit line number for them”
Smoking marijuana is more prevalent than smoking cigarettes. “The problem is not so much smoking cigarettes…The problem is smoking marijuana in my opinion”
Clinicians identified a critical teaching window at the newborn visit where mothers who quit smoking while pregnant should be counseled to not resume smoking. They requested help from the OB/GYN providers with identifying who these mothers are. “…a lot of moms, really do quit all of those questionable habits while they’re pregnant … but the sustainability isn’t there. If there was some way we could get a note that this [mom] has been actively participating in this [program] with their OB, we could carry it on.
Clinicians requested quick, easy referral tools to assist with smoking cessation counseling as they have limited time in their visit to provide counseling themselves. “When it comes down to prioritizing the abuse, the food insecurity, the school failure, the eight hundred things, the parent that smokes usually winds up falling to the bottom”

E-cigarettes

The 48 respondents who vaped reported vaping for an average of 10.7 months and used 1.4 vials/day (range 0–4). On the clinician survey, almost all of the clinicians (92%) indicated that electronic cigarettes were equally or more dangerous and hazardous to health as compared to cigarettes, yet, 34% of providers never counseled their adolescent patients about the dangers of electronic cigarettes.

Discussion

Use of nicotine-containing products remains a significant problem among households with children in CT. This study reports the attitudes and behaviors of parents and pediatric clinicians in CT related to tobacco use (both cigarette and electronic cigarette) and cessation counseling which will help to inform the design of effective programs and policies for facilitating smoking cessation in this population. This study confirms that the majority of parents who smoke have at least some interest in quitting. However, almost one third of the parents who smoked had no interest in quitting. Identifying the subset of smokers who are not interested in quitting is important because it will require a different approach in terms of cessation counseling. Similarly, we confirmed that clinicians are beginning to counsel patients at an appropriate age (11.6 years) given that the mean start smoking age in CT youth is 13.9 years [17].

Similar to other studies, parents endorsed the important role of the doctor’s office in obtaining information about quitting [18, 19]. While the clinicians in this study inquired about cigarette smoking yearly, they reported low self-efficacy about their current approach to smoking cessation and prevention with only 2% of clinicians reporting their counseling to be more than somewhat effective. This likely reflects a combination of factors including their limited time to complete a visit, along with a lack of easy referral methods. A major gap remains where parents would like information and support from their visits to the doctor’s office, but the clinicians who need a quick and easy referral method do not provide information or support. This gap was noted by the AAP Periodic Survey comparing 2010 and 2004 pediatricians who were more likely to refer parents to a quit line, but less likely to plan a follow-up visit or call [9]. This problem continues today. Other studies have identified that both experience and exposure to formal training for smoking cessation increase clinician self-efficacy for smoking-cessation counseling [20]. Given the finding that clinicians reported greater confidence in counseling adolescents than parents, developing programming to increase clinician confidence and efficacy with counseling parents who smoke about how to create a smoke-free home and a smoke-free car is recommended.

The currently recommended approach to smoking cessation counseling is the 5As: ask, advise, assess, assist, and arrange. However, several studies have demonstrated that all five elements are rarely performed in the clinical setting [21]. The most difficult (and least frequently done) components are assist and arrange as they require knowledge about cessation tools and arrangement of follow-up so a simplified version—ask, advise, refer—has been developed [22]. The Health Plan Employer Data and Information Set (HEDIS) evaluates advise and assist as standard performance measures in their evaluation of managed care health plans as these are key components of smoking cessation counseling. However, this study found that pediatric clinicians frequently ask and advise, but rarely assist or arrange as indicated by their low rates of providing educational materials and referral to cessation programs [21]. In order to improve clinician delivery of smoking cessation counseling to parents and adolescents, systems that make the assist and arrange, or refer steps easier to perform are needed. In particular, education about specific resources, such as newer apps and websites (for example, quitSTART [23] or BecomeanEX.org [24]), could help clinicians provide effective assistance. There is also an opportunity to integrate the referral process through the Electronic Health Record (EHR) and have the Quitline call the patient/parent, as opposed to relying on the patient to call the Quitline. Termed Ask-Advise-Connect, this approach significantly increased the rate of enrollment in cessation treatment programs [25].

Clinicians agreed that smoking cessation counseling was important but they acknowledged that other issues are of higher priority than smoking cessation/prevention counseling. Lack of reimbursement was not a barrier raised by the clinicians. While clinicians mostly did not know how to bill for smoking cessation counseling, they did not indicate that this would alter their counseling. The CT Medicaid program reimburses clinicians $7.03 for 3–10 minutes of smoking cessation counseling [26], but this billing code must be associated with a nicotine dependency primary diagnosis code, making it challenging to bill for this service in the pediatric setting when providing counseling to the parents. When counseling a patient, however, the provider must submit a nicotine dependence ICD-10 code (F17.2) and then modify it with the appropriate procedure code for cessation counseling (99406 for 3–10 minutes, or 99406 for over 10 minutes). That said, the clinicians indicated in the focus groups that they did not have three minutes to dedicate to smoking cessation counseling. One potential solution would be to use an identified person within the office, such as a nurse or a community health worker, to provide smoking cessation counseling and referrals to resources. This same person could then provide the assist and arrange components of the smoking cessation counseling by providing referral to a tobacco cessation program and arranging either a follow-up visit or phone call. There is currently very little data in the literature about the role of community health workers in smoking cessation counseling and this is an area for future study.

As seen in other studies, pregnancy was identified by clinicians as a motivator for quitting and an opportunity for intervention [27]. However, previous studies have also found high rates of relapse both during and after pregnancy [27]. Therefore, any intervention applied during pregnancy needs to span the entire pregnancy and postpartum period to avoid relapse.

Finally, this study also explored EC use by parents and the views of the clinicians toward EC use. Clinicians viewed EC as equally or more dangerous than smoking cigarettes. While the attitudes of youth toward EC were not explored in this study, others have found that the perception among youth is that ECs are safer than cigarettes [28]. Despite viewing EC as dangerous as cigarettes, primary care clinicians rarely reported counseling youth about the dangers of EC. This study did not investigate the reasons for this, yet other studies cite barriers such as lack of systematic screening, competing priorities, and limited confidence in a clinician’s ability to council on EC use [29]. That said, if clinicians view EC as equally as dangerous as cigarettes, this may be difficult to reconcile with the potential harm reduction role of EC when they are used as a smoking cessation tool. In the focus groups, clinicians also indicated that marijuana smoking was a larger issue than cigarette smoking and reported that they felt unequipped to address this problem. They additionally voiced a general lack of knowledge about how to counsel about the adverse effects of smoking marijuana. While this was not the focus of this study and the surveys did not ask questions about marijuana smoking, this is an important area for future study, especially with the legalization of marijuana in several states. The recently published clinical report from the American Academy of Pediatrics begins to address some of these concerns [30]. Furthermore, the American Academy of Pediatrics’ Richmond Center has many resources available for clinicians, patients, and families related to vaping, cigarettes, and marijuana [31].

Based on the results of this study and our review of the literature, efforts to assist families and youth around smoking cessation and prevention in the pediatrician’s office should include: 1) Providing clinicians with education and tools about the dangers of EC; 2) Exploring the role of other health professionals in the office setting (nurses, medical assistants or community health workers) to support the busy clinicians in providing counseling and follow-up regarding smoking cessation and prevention with appropriate reimbursement for their time; and 3) Developing programs to identify pregnant mothers who quit smoking during their pregnancy and support them to remain smoke-free during the newborn “teachable moment”.

Limitations

The major limitations of this study are inherent to its design and include recall and social desirability bias as well as the relatively small sample size. In addition, the Family Smoking Survey was completed within practices, therefore selectively surveying people seeking care for their children. However, this is the population that could potentially be targeted with office-based programming and policy. Furthermore, our Family Survey did not ask participants to specify the type of EC utilized, the amount of liquid solution contained within the EC or if the solution contained nicotine. When our survey was implemented in 2016, sleek, high-tech EC’s with rechargeable batteries were entering the market and almost all products available contained some level of nicotine [32]. Additionally, inherent to survey studies, some of the questions may have been interpreted differently than we had intended and we acknowledge that additional field testing and validation of the survey would have improved the strength of the study. For example, “smoking cessation counseling” and “smoking cessation aids” were not clearly defined on either survey, leaving room for different interpretations by the families and clinicians completing the surveys. Focus groups were facilitated by an asthma specialist, which may have also biased the responses of the participants.

Conclusions

In conclusion, parents in Connecticut who smoke are interested in quitting. Pediatric clinicians ask parents and youth about smoking behaviors but are more confident counseling youth than parents. The major reason for not counseling parents and youth is insufficient time because of the ever-increasing list of higher priority anticipatory guidance topics; facilitators to counseling include a quick and easy referral process. While clinicians acknowledge the dangers of EC, they counsel adolescents less frequently about EC than they counsel about the dangers of cigarettes.

Author’s note

This article was previously published in Journal of Community Medicine & Health Education [33], and was withdrawn on 12/7/2020. According to the corresponding author, the authors had requested withdrawal of the article from Journal of Community Medicine & Health Education before they submitted this work to PLOS ONE and were unaware that it had been published.

Supporting information

S1 File. Family smoking survey.

This survey was distributed to all families of children and youth seeking care at their pediatrician’s office.

(DOCX)

S2 File. Clinician smoking survey.

This survey was distributed to all pediatricians participating in the Easy Breathing asthma management program across Connecticut.

(DOCX)

S3 File. Primary care focus group guide.

This focus group guide was used to facilitate discussions with pediatricians regarding their approach to somking prevention and cessation among their patients and families.

(DOCX)

Acknowledgments

We thank the members of the U34 Smoking Working Group: Miguel Badillo, Rocio Chang, Martinus Evans, Jillian Wood and Barbara Walsh and the steering committee for The Asthma Neighborhood: Collaborative for Asthma Equity (CASE) in Children. We also thank Maria Thomas, Anita Hoey, Hilary Norcia and Mary Buckley-Davis, for distributing the Family Smoking Survey and the Clinician Smoking Survey. Additionally, we thank Autherene Mitchell for her help with creating the database and entering the data. Finally, we are indebted to the families and clinicians who completed the surveys.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

This work was supported by the National Heart, Lung, and Blood Institute (1U34 HL130665-01 (MMC)). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Stanton A Glantz

22 Jan 2020

PONE-D-19-25711

Smoking Cessation and Counseling: A Mixed Methods Study of Pediatricians and Parents

PLOS ONE

Dear Dr Simoneau,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Stanton A. Glantz

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PLOS ONE

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: Yes

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This paper is a mixed-methods study of nicotine and tobacco use among parents and clinicians in pediatric settings. The authors found that while clinicians are screening parents for tobacco use, they are less confident in providing counseling to this group compared to youth. This paper is addressing a large number of topics and as a result, at times can seem unfocused. A clearer outline of the topics should be laid out in the introduction, and the same order should be following when displaying the methods, results and discussion. Some suggestions on how to clarify are provided below.

Introduction, General: The way the introduction is currently set up, the common theme among the topics is not easily understood. It would be more helpful if the first paragraph of the introduction started by talking about the importance of screening for and counseling about nicotine and tobacco use in the pediatric setting (e.g. moving the 3rd paragraph up).

Methods, Page 7, Lines 149-154: A little more explanation of the data analysis techniques would be helpful for the qualitative data. What was the coding process? (were some determined a priori, etc.). Was there any training in qualitative methods provided to the coders? Some discussion on inter-coder reliability would be helpful - what would happen in case of discrepancies? Was any computer software (e.g. Nvivo, Atlas.ti) used? Consider including the

Results, Page 8, Lines 171-173: It is not clear whether the questions about past attempts to quit were asked of cigarette smokers, vapers, or both. The fact that it mentions 23% used EC to quit suggests that this may be limited to just cigarette smokers? But if not, how was the question asked to people who use both EC and cigarettes (and what percentage of smokers were vaping?)?

Results, Page 8, Line 173: Does smoking cessation aid include both medications and behavioral support?

Results, Page 8, Lines 176-177: The terminology of “ampoules vaped per day” is a little confusing. Is this referring to cartridges? What about people who use e-cigarettes that use tank systems/are refilled with e-liquid? Or people who use disposable e-cigarettes? There doesn’t appear to be an assessment of what type of e-cigarette people are using, or whether that e-cigarette contains nicotine and if so what concentration, so this is difficult to interpret.

Results, Page 9, Lines 181-188: Were clinicians asked about smoking cessation counseling of parents in general, or were they asked separately about their practices involving cigarettes and e-cigarettes? Screening for and the comfort level with counseling for the two products may be different.

Discussion, Page 12, Lines 242-244: This may be a good opportunity to discuss more brief approaches to smoking cessation counseling, such as Ask, Advise, Refer that could be implemented in pediatric settings.

Table 1: Was data collected on the age of children from parents?

Table 3: It may be helpful to include the qualitative question guide as a supplement.

Reviewer #2: Summary: Dr. Simoneau presents an interesting paper detailing a mixed methods study of families’ and pediatricians’ behaviors around smoking and vaping in outpatient pediatric clinics in Connecticut. The study used surveys and focus groups to elucidate attitudes and barriers around smoking cessation.

Overall impression: There has been previous research highlighting the all-too-frequent disparity between physician beliefs and their actions regarding smoking cessation advice (https://www.ncbi.nlm.nih.gov/pubmed/17452234m, https://pediatrics.aappublications.org/content/140/1_MeetingAbstract/129). However, this paper presents a well-done study with a large sample of families. It is one of the first papers I have seen addressing vaping in this context.

Ways this paper could be strengthened even further:

-Include at least a rough estimate as to what percentage of caregivers refused to participate in the survey.

-Include the interview guide for the focus groups in the supplemental material.

-In Table 3, one of the themes was physicians needing easy referral tools to assist with smoking session, so in the discussion section, consider adding something about leveraging the electronic medical record or other technology for being able to make referrals to the quitline easier.

-Consider mentioning the major theme of marijuana smoking in the paper itself, not just in the table 3

Other thoughts:

-I wonder why only 2% of clinicians felt that their counseling was more than somewhat effective?

-Thank you for including the information about CT Medicaid program reimbursement; how should pediatricians then bill when providing cessation counseling for patients?

**********

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2021 Feb 9;16(2):e0246231. doi: 10.1371/journal.pone.0246231.r002

Author response to Decision Letter 0


4 May 2020

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

http://www.journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and http://www.journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

Response: We have addressed the style requirements.

2. Please state whether you validated the questionnaire prior to testing on study participants. Please provide details regarding the validation group within the methods section.

Response: We did not validate our surveys. We have modified the Methods section as follows:

Parent Survey (pg. 5, line 108-109)

We did not validate our survey but it was similar to the Social Climate Survey of Tobacco Control that includes validated questions for assessing parental smoking behaviors [11].

Clinician Survey (pg. 6, lines 120-121)

Our Clinician Smoking Survey was derived from the American Academy of Pediatrics tobacco cessation counseling survey and was composed of questions related to pediatrician behaviors including: ……

3. Please include a copy of the interview guide used in the study, in both the original language and English, as Supporting Information, or include a citation if it has been published previously.

Response: We have included a copy of the Primary Care Clinician Focus Group Guide as supporting information (S3 File).

4. Please provide additional details regarding participant consent for focus group participants. In the ethics statement in the Methods and online submission information, please ensure that you have specified (1) whether consent was informed and (2) what type you obtained (for instance, written or verbal, and if verbal, how it was documented and witnessed). If the need for consent was waived by the ethics committee, please include this information.

Response: Clinicians participating in our focus groups provided informed verbal consent. We have updated our methods section as follows:

Page 4, line 98-100: Clinicians were provided with and reviewed a written informed consent document. The focus group note-taker documented the verbal consent provided by each participant, which was witnessed by the focus group facilitator.

5. We note that you have included the phrase “data not shown” in your manuscript. Unfortunately, this does not meet our data sharing requirements. PLOS does not permit references to inaccessible data. We require that authors provide all relevant data within the paper, Supporting Information files, or in an acceptable, public repository. Please add a citation to support this phrase or upload the data that corresponds with these findings to a stable repository (such as Figshare or Dryad) and provide and URLs, DOIs, or accession numbers that may be used to access these data. Or, if the data are not a core part of the research being presented in your study, we ask that you remove the phrase that refers to these data.

Response: For data not presented in tabular or graphic form, but presented in the body of the manuscript we have removed instances of the phrase “data not shown”.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

Response: We have removed the two places which referred to “Data not shown” as this data is present in the manuscript, just not in tabular form.

Data Availability: All relevant data are within the paper and its Supporting Information files.

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This paper is a mixed-methods study of nicotine and tobacco use among parents and clinicians in pediatric settings. The authors found that while clinicians are screening parents for tobacco use, they are less confident in providing counseling to this group compared to youth. This paper is addressing a large number of topics and as a result, at times can seem unfocused. A clearer outline of the topics should be laid out in the introduction, and the same order should be following when displaying the methods, results and discussion. Some suggestions on how to clarify are provided below.

Introduction, General: The way the introduction is currently set up, the common theme among the topics is not easily understood. It would be more helpful if the first paragraph of the introduction started by talking about the importance of screening for and counseling about nicotine and tobacco use in the pediatric setting (e.g. moving the 3rd paragraph up).

Response: Thank you for this thoughtful comment. We have rearranged the introduction to place the emphasis on the importance of the pediatrician in screening for nicotine/tobacco use. In addition, we have changed the first sentence of the abstract.

Methods, Page 7, Lines 149-154: A little more explanation of the data analysis techniques would be helpful for the qualitative data. What was the coding process? (were some determined a priori, etc.). Was there any training in qualitative methods provided to the coders? Some discussion on inter-coder reliability would be helpful - what would happen in case of discrepancies? Was any computer software (e.g. Nvivo, Atlas.ti) used? Consider including the

Response: We have updated our Methods section to include additional detail regarding our qualitative methods.

Page 7, lines 155-160: Focus groups were audio-recorded and transcribed verbatim. A note-taker was present to aid in the transcription and capture non-verbal cues. Readers were trained to extract themes from the focus groups using the template format described by Miles and Huberman [17]. Themes were coded independently by two study staff who prepared summaries of all the data on emergent themes. After independently coding the transcripts, the two reviewers compared their findings, with any differences in coding adjudicated by a third reviewer (MMC).

Results, Page 8, Lines 171-173: It is not clear whether the questions about past attempts to quit were asked of cigarette smokers, vapers, or both. The fact that it mentions 23% used EC to quit suggests that this may be limited to just cigarette smokers? But if not, how was the question asked to people who use both EC and cigarettes (and what percentage of smokers were vaping?)?

Response: As specified in our methods section, questions about past attempts to quit were asked of both cigarette smokers and vapers. People who reported using both cigarettes and EC were asked the same question about methods used to quit. While this made some of the response options of that question irrelevant, this was done in an effort to keep the survey brief. As shown in Table 1, 12% of smokers reported use of both cigarettes and EC. To clarify the cessation methods, we have added a sentence to the results.

Page 9, line 186-188: Looking specifically at those who were both smokers and vapers, 56% reported EC as their method of cessation suggesting that these individuals were using ECs as their method of smoking cessation.

Results, Page 8, Line 173: Does smoking cessation aid include both medications and behavioral support?

Response: Smoking cessation aid was meant to refer to non-behavioral support. However, in retrospect, this may not have been clear on the survey as the response option was “Used smoking cessation aides (not e-cigarettes or vaping)”. The next two options listed were behavioral support options. We have added this inherent risk of survey studies to the limitations.

Page 17, line 353-355: Additionally, inherent to survey studies, some of the questions may have been interpreted differently than we had interpreted and we acknowledge that additional field testing and validation of the survey would have improved the strength of the study.

Results, Page 8, Lines 176-177: The terminology of “ampoules vaped per day” is a little confusing. Is this referring to cartridges? What about people who use e-cigarettes that use tank systems/are refilled with e-liquid? Or people who use disposable e-cigarettes? There doesn’t appear to be an assessment of what type of e-cigarette people are using, or whether that e-cigarette contains nicotine and if so what concentration, so this is difficult to interpret.

Response: We recognize that electronic nicotine devices (ENDs) and their technology evolve rapidly. At the time these surveys were administered (2016), the market was dominated by mod systems which used ampoules or vials to replace e-liquid and we were trying to use the most generic term to encompass all users and all devices. We have added this to our limitations.

Page 17, Line 349-353: Furthermore, our Family Survey did not ask participants to specify the type of EC utilized, the amount of liquid solution contained within the EC or if the solution contained nicotine. In 2016, when we implemented our survey, sleek, high-tech EC’s with rechargeable batteries were entering the market and almost all products available contained some level of nicotine [32].

Results, Page 9, Lines 181-188: Were clinicians asked about smoking cessation counseling of parents in general, or were they asked separately about their practices involving cigarettes and e-cigarettes? Screening for and the comfort level with counseling for the two products may be different.

Response: Clinicians were asked what smoking cessation tools they offered parents. The clinicians were not asked separately about cessation tools for e-cigarettes. At the time of the survey (and as seen in the data), e-cigarettes were being marketed and used as cessation tools for cigarette smokers, so we did not think pediatricians would be counseling parents about how to quit vaping. Our understanding of the dangers of vaping has since changed.

Discussion, Page 12, Lines 242-244: This may be a good opportunity to discuss more brief approaches to smoking cessation counseling, such as Ask, Advise, Refer that could be implemented in pediatric settings.

Response: Thank you for this suggestion. This has been added to the discussion along with mention of ask, advise, connect and use of the EHR to facilitate the referral process.

Page 14, line 281-283: The most difficult (and least frequently done) components are assist and arrange as they require knowledge about cessation tools and arrangement of follow-up so a simplified version—ask, advise, refer—has been developed…

Page 14, line 292-296: There is also an opportunity to integrate the referral process through the Electronic Health Record (EHR) and have the Quitline call the patient/parent, as opposed to relying on the patient to call the Quitline. Termed Ask-Advise-Connect, this approach significantly increased the rate of enrollment in cessation treatment programs.

Table 1: Was data collected on the age of children from parents?

Response: No, we only collected age information for respondents.

Table 3: It may be helpful to include the qualitative question guide as a supplement.

Response: The clinician focus group guide has been included in Supplementary material, under S3 File.

Reviewer #2: Summary: Dr. Simoneau presents an interesting paper detailing a mixed methods study of families’ and pediatricians’ behaviors around smoking and vaping in outpatient pediatric clinics in Connecticut. The study used surveys and focus groups to elucidate attitudes and barriers around smoking cessation.

Overall impression: There has been previous research highlighting the all-too-frequent disparity between physician beliefs and their actions regarding smoking cessation advice (https://www.ncbi.nlm.nih.gov/pubmed/17452234m, https://pediatrics.aappublications.org/content/140/1_MeetingAbstract/129). However, this paper presents a well-done study with a large sample of families. It is one of the first papers I have seen addressing vaping in this context.

Ways this paper could be strengthened even further:

-Include at least a rough estimate as to what percentage of caregivers refused to participate in the survey.

Response: Unfortunately, we did not capture the proportion of families who did not complete the survey. Practices were encouraged to distribute surveys to all patients. We recognize that this is a limitation to our study.

-Include the interview guide for the focus groups in the supplemental material.

Response: The clinician focus group guide has been included in Supplementary material, under S3 File.

-In Table 3, one of the themes was physicians needing easy referral tools to assist with smoking session, so in the discussion section, consider adding something about leveraging the electronic medical record or other technology for being able to make referrals to the quitline easier.

Response: We appreciate this suggestion and have added this to the discussion.

Discussion, Page 14, Line 292-296: There is also an opportunity to integrate the referral process through the Electronic Health Record (EHR) and have the Quitline call the patient/parent, as opposed to relying on the patient to call the Quitline. Termed Ask-Advise-Connect, this approach significantly increased the rate of enrollment in cessation treatment programs [26].

-Consider mentioning the major theme of marijuana smoking in the paper itself, not just in the table 3

Response: We agree with the reviewer that this is an important finding that, while not the focus of this study, should be addressed. We have added this to our discussion.

Page 16, Line 327-334: In the focus groups, the clinicians also indicated that marijuana smoking was a larger issue than cigarette smoking and reported that they felt unequipped to address this problem. They additionally voiced a general lack of knowledge about how to counsel about the adverse effects of smoking marijuana. While this was not the focus of this study and the surveys did not ask questions about marijuana smoking, this is an important area for future studies to explore, especially with the legalization of marijuana in several states. The recently published clinical report from the American Academy of Pediatrics begins to address some of these concerns

Other thoughts:

-I wonder why only 2% of clinicians felt that their counseling was more than somewhat effective?

Response: We agree that this is remarkable and did get some insight from the focus groups as to why this is. Ultimately, it likely reflects the challenges of behavior change and need for close follow up that the pediatrician’s office is not equipped to provide, combined with the lack of time to complete the visit, and lack of referral resources. We have added a comment in the discussion.

Page 13, Line 264-268: While the clinicians in this study inquired about cigarette smoking yearly, they reported low self-efficacy about their current approach to smoking cessation and prevention with only 2% of clinicians reporting their counseling to be more than somewhat effective. This likely reflects a combination of factors including their limited time to complete a visit, along with a lack of easy referral methods.

-Thank you for including the information about CT Medicaid program reimbursement; how should pediatricians then bill when providing cessation counseling for patients?

Response: This is a helpful and practical suggestion and has been added to the discussion.

Page 15, Line 305-308: When counseling a patient, however, the provider must submit a nicotine dependence ICD-10 code (F17.2) and then modify it with the appropriate procedure code for cessation counseling (99406 for 3-10 minutes, or 99406 for over 10 minutes).

Attachment

Submitted filename: Response to Reviewers_final.docx

Decision Letter 1

Stanton A Glantz

21 Jul 2020

PONE-D-19-25711R1

Smoking Cessation and Counseling: A Mixed Methods Study of Pediatricians and Parents

PLOS ONE

Dear Dr. Simoneau,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

The substance of the paper is now fine.  Per the suggestion of one of the reviewers, please report  odds ratios and 95% confidence intervals, rather than just showing the p values which does not indicate the direction of association.

This is the only change you need to make.

Please submit your revised manuscript by Sep 04 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

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We look forward to receiving your revised manuscript.

Kind regards,

Stanton A. Glantz

Academic Editor

PLOS ONE

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

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Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

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Reviewer #2: Yes

Reviewer #3: Yes

**********

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Reviewer #2: Yes

Reviewer #3: No

**********

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Yes

Reviewer #3: Yes

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Reviewer #2: Excellent job at responding to the comments. The manuscript mentions clinicians wanting more resources to help parents and teens quit smoking. My one final, emphatic suggestion would be to mention by name the AAP's Richmond Center: https://www.aap.org/en-us/advocacy-and-policy/aap-health-initiatives/Richmond-Center/Pages/default.aspx. The Richmond Center has so many great practical resources for pediatricians, and yet far too few pediatricians are aware of this up-to-date, well-curated resource.

Reviewer #3: The authors have addressed all the comments from the reviewers.

Few comments for further consideration:

1. The authors should consider adding the calculation of odds ratio and 95% confidence intervals, rather than just showing the p values which does not indicate the direction of association

2. Authors should also include harm reduction role of vaping while discussing the findings

**********

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Reviewer #2: No

Reviewer #3: No

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PLoS One. 2021 Feb 9;16(2):e0246231. doi: 10.1371/journal.pone.0246231.r004

Author response to Decision Letter 1


4 Sep 2020

The manuscript mentions clinicians wanting more resources to help parents and teens quit smoking. My one final, emphatic suggestion would be to mention by name the AAP's Richmond Center: https://www.aap.org/en-us/advocacy-and-policy/aap-health-initiatives/Richmond-Center/Pages/default.aspx. The Richmond Center has so many great practical resources for pediatricians, and yet far too few pediatricians are aware of this up-to-date, well-curated resource.

Thank you for this recommendation. We have added this resource to the discussion, page 16, line 334. We agree, it has a plethora of practical resources!

Few comments for further consideration:

1. The authors should consider adding the calculation of odds ratio and 95% confidence intervals, rather than just showing the p values which does not indicate the direction of association.

We attempted to calculate odds ratios and 95% confidence intervals. Unfortunately, due to our small numbers with the vaping data, this resulted in some empty cells (see alternative Table 2 below). Given this, we felt that our original table with p values was more appropriate for our data.

Table 2. Association of Demographic and Smoking/Vaping Characteristics With Interest in Quitting Smoking/Vaping

Uninterested Interested Unadjusted Model

n (%) n (%) OR (95% CI)

Smokers

Cigarettes smoked per day (n=170)

1-9 17 (37.8) 51 (40.8) 1 [Reference]

10-19 13 (28.9) 43 (34.4) 1.28 (0.60-2.74)

≥ 20 15 (32.6) 31 (24.8) 0.80 (0.37-1.70)

Years smoked (n=159)

1-9 15 (34.9) 39 (33.6) 1 [Reference]

10-19 18 (41.9) 42 (36.2) 0.94 (0.46-1.91)

≥ 20 10 (23.3) 35 (30.2) 1.12 (0.85-1.48)

Residence by 5 CT’s (n=193)

Suburban 5 (9.4) 16 (11.4) 1 [Reference]

Rural 4 (7.5) 14 (10.0) 1.23 (0.30-5.00)

Urban periphery 22 (41.5) 52 (37.1) 0.83 (0.31-2.24)

Urban core 22 (41.5) 58 (41.4) 0.92 (0.34-2.49)

Race/ethnicity (n=190)

Non-Hispanic white 30 (58.8) 70 (50.4) 1 [Reference]

Hispanic 15 (29.4) 53 (38.1) 1.60 (0.79-3.23)

Non-Hispanic black or other 6 (11.7) 16 (11.5) 1.21 (0.44-3.36)

Vapersc

Ampoules/vials vaped per day (n=17)

<1 3 (50.0) 0 (0.0) 1 [Reference]

≥ 1 3 (50.0) 10 (100.0) N/A

Number of years vaped (n=27)

0-1 7 (77.8) 16 (88.9) 1 [Reference]

≥ 2 2 (22.2) 2 (11.1) 0.44 (0.05-3.76)

Residence by 5 CT’s (n=40)

Suburban 2 (16.7) 4 (14.3) 1 [Reference]

Rural 1 (8.3) 8 (28.6) 4.0 (0.27-58.56)

Urban periphery 5 (41.7) 13 (46.4) 1.30 (0.18-9.47)

Urban core 4 (33.3) 3 (10.7) 0.38 (0.04-3.61)

Race/ethnicity (n=39)

Non-Hispanic white 7 (58.3) 18 (66.7) 1 [Reference]

Hispanic 3 (25.0) 5 (18.5) 0.61 (0.12-3.27)

Non-Hispanic black or other 2 (16.6) 4 (14.8) 0.74 (0.11-4.96)

Abbreviations: OR, Odds Ratio; CI, Confidence Interval; N/A; Not Applicable

If you feel otherwise and would like us to use this table instead of the one in the manuscript, please let me know. It does not change the text.

2. Authors should also include harm reduction role of vaping while discussing the findings

This is an important point and we have added mention of this to the discussion on page 16, line 327.

Attachment

Submitted filename: Response to Reviewers_2.docx

Decision Letter 2

Stanton A Glantz

28 Sep 2020

PONE-D-19-25711R2

Smoking Cessation and Counseling: A Mixed Methods Study of Pediatricians and Parents

PLOS ONE

Dear Dr. Simoneau,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please also report odds ratios and 95% confidence intervals, rather than just showing the p values which does not indicate the direction of association

Please submit your revised manuscript by Nov 12 2020 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols

We look forward to receiving your revised manuscript.

Kind regards,

Stanton A. Glantz

Academic Editor

PLOS ONE

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[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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PLoS One. 2021 Feb 9;16(2):e0246231. doi: 10.1371/journal.pone.0246231.r006

Author response to Decision Letter 2


30 Oct 2020

Response to Reviewers:

Please also report odds ratios and 95% confidence intervals, rather than just showing the p values which does not indicate the direction of association

We have now replaced Table 2 to show odds ratios and 95% confidence intervals and made the necessary changes in the abstract and results.

Attachment

Submitted filename: Response to Reviewers_3.docx

Decision Letter 3

Stanton A Glantz

18 Jan 2021

Smoking Cessation and Counseling: A Mixed Methods Study of Pediatricians and Parents

PONE-D-19-25711R3

Dear Dr. Simoneau,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Stanton A. Glantz

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Stanton A Glantz

29 Jan 2021

PONE-D-19-25711R3

Smoking Cessation and Counseling: A Mixed Methods Study of Pediatricians and Parents

Dear Dr. Simoneau:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Professor Stanton A. Glantz

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Family smoking survey.

    This survey was distributed to all families of children and youth seeking care at their pediatrician’s office.

    (DOCX)

    S2 File. Clinician smoking survey.

    This survey was distributed to all pediatricians participating in the Easy Breathing asthma management program across Connecticut.

    (DOCX)

    S3 File. Primary care focus group guide.

    This focus group guide was used to facilitate discussions with pediatricians regarding their approach to somking prevention and cessation among their patients and families.

    (DOCX)

    Attachment

    Submitted filename: Response to Reviewers_final.docx

    Attachment

    Submitted filename: Response to Reviewers_2.docx

    Attachment

    Submitted filename: Response to Reviewers_3.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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