Abstract
There is no pharmacological treatment to remediate cognitive impairment in schizophrenia (SZ). It is imperative to characterize underlying pathologies of memory processing in order to effectively develop new treatments.
In this longitudinal study we combined fMRI during a memory encoding task with proton MR Spectroscopy to measure hippocampal glutamate+glutamine (Glx). Seventeen SZ were scanned while unmedicated and after 6 weeks of treatment with risperidone and compared to a group of matched healthy controls (HC) scanned 6 week apart.
Unmedicated patients showed reduced blood oxygen level dependent (BOLD) response in several regions, including the hippocampus, and greater BOLD response in regions of the default mode network (DMN) during correct memory encoding. Post hoc contrasts from significant group by time interactions indicated reduced hippocampal BOLD response at baseline with subsequent increase following treatment. Hippocampal Glx was not different between groups at baseline, but at week 6, hippocampal Glx was significantly lower in SZ compared to HC. Finally, in unmedicated SZ higher hippocampal Glx predicted less deactivation of the BOLD response in regions of the DMN.
Using two brain imaging modalities allowed us to concurrently investigate different mechanisms involved in memory encoding dysfunction in schizophrenia. Hippocampal pathology during memory encoding stems from decreased hippocampal recruitment and faulty deactivation of the DMN, and hippocampal recruitment during encoding can be modulated by antipsychotic treatment. High Glx in unmedicated patients predicted less deactivation of the DMN; these results suggest a mechanism by which faulty DMN deactivation, a hallmark of pathological findings in SZ, is achieved.
Keywords: encoding, retrieval, hippocampus, default mode network (DMN), glutamate, antipsychotic treatment, functional MRI, magnetic resonance spectroscopy (MRS)
Introduction
Approximately 75–85% of schizophrenia patients show impairments in cognition with selective deficits in learning and memory (1). Importantly, impairments in episodic memory are not exclusively explained by overall impairments in IQ or executive functioning (2). Recently, combination of brain imaging techniques has become a common practice in research to take advantage of cross-information and improve upon identification of pathological signatures of diseases (3). Neural correlates of episodic memory processing in patients with schizophrenia (SZ) can be studied using appropriate behavioral paradigms along with functional magnetic resonance imaging (fMRI) (4, 5). Proton magnetic resonance spectroscopy (1H-MRS) allows for in vivo measurement of brain metabolites such as glutamate, an amino acid involved in excitatory neurotransmission (6) and metabolism (7, 8). Given the role of glutamate as the main excitatory neurotransmitter involved in cognition (9) and the role of the hippocampus in learning and memory processes, measurement of glutamate in the hippocampus could provide insight into the pathology of learning and memory impairments in SZ. Importantly, several groups have now reported elevated levels of glutamate in medication naive or unmedicated SZ in different brain regions (10, 11), including in the hippocampus (12).
Cumulative evidence indicates that memory deficits in SZ might be related to impairments in intentional encoding (13, 14). Previous studies have shown a positive relationship between encoding success and hippocampus blood oxygen level dependent (BOLD) response, pointing to the role of the hippocampus in the integration of information from different cortical regions (15–17). It has been shown that hippocampus and parahippocampal gyrus activation during encoding is predictive of subsequent retrieval success (18, 19). Several neuroimaging studies reported BOLD signal abnormalities in the hippocampus and parahippocampal gyrus both in SZ (20) and in unaffected relatives (21–24). However, these studies have produced discrepant findings, demonstrating both increased and decreased BOLD response in SZ during memory tasks (25).
Suppression of default mode network (DMN) regions during memory encoding plays an important role in achieving optimum memory performance (26). The DMN is suppressed during cognitive demands but engaged during rest (27). In SZ, hyperactivation of DMN during cognitive tasks has been extensively reported (28, 29). Consistent with the role of glutamate in neuroenergetics (30), Hu et al. (31) reported a positive relationship between high glutamate concentration in the posterior DMN and reduced DMN deactivation during a working memory task. In addition, Kapogiannis et al. identified a relationship between posterior DMN glutamate (posteromedial cortex) and the intrinsic functional connectivity of the DMN (32). Two studies have now identified a relationship between anterior cingulate cortex (ACC) glutamate and the BOLD response in the posterior DMN in healthy controls and this relationship was found to be opposite in SZ (33, 34). There is a need to clarify the neurochemistry of DMN hyperactivation in SZ.
The vast majority of imaging studies of memory function have enrolled medicated SZ, however it has been shown that antipsychotic medications have modulatory effects on brain function during rest (35, 36), and during cognitive tasks (37). Therefore, it is unclear to what extent these findings are related to antipsychotic treatment rather than intrinsic characteristics of the illness. In addition, although the critical role of antipsychotic medications for symptom relief, such as hallucinations or delusions, is well established, their benefits on cognitive functions is more controversial (38). However, studies that included large numbers of subjects such as CATIE (39) and EUFEST (40) have shown that treatment with a wide variety of both first and second generation antipsychotics is associated with moderate improvements on cognitive tests. Relevant to our aims, recent studies have reported that antipsychotic medication decrease glutamate levels (41–43).
The purpose of the current study was to examine encoding related BOLD response and resting state hippocampal glutamate levels in SZ using a longitudinal design (before, while unmedicated, and after 6 weeks of antipsychotic treatment) to compare healthy controls and SZ response without the effect of medication as a confounding factor and investigate the effect of medication on brain responses in SZ. We hypothesized that in SZ we would replicate findings of reduced BOLD response in regions previously found associated with memory processing, and increased BOLD response in regions of the DMN, as well as changes as a result of treatment. Based on prior findings, we hypothesized that hippocampal glutamate levels would be elevated before and reduced after treatment. In addition, we explored the relationship between hippocampal glutamate and BOLD response in the DMN before and after treatment.
Materials and Methods
Participants
Subjects with schizophrenia and schizoaffective disorder (SZ) were recruited from the outpatient psychiatry clinics and emergency room at the University of Alabama at Birmingham to participate in the study based on being off antipsychotic medication for at least 10 days (medication was not discontinued to meet this criteria). Among them, 17 patients completed both encode and retrieval sessions of the memory paradigm at two time points (Baseline/unmedicated and week 6). Seventeen healthy control subjects (HC), without personal or family history in a first-degree relative of significant DSM-IV-TR Axis I disorders were recruited using advertisement in flyers and the university’s newspaper. Exclusion criteria were major medical conditions, substance abuse or dependence (except for nicotine) within six months of imaging, previous head injury, a neurologic disorder, loss of consciousness for more than two minutes, and pregnancy. The Institutional Review Board of the University of Alabama at Birmingham provided approval for the study and all subjects gave written informed consent prior to participating.
Diagnoses were established using subjects’ medical records and the Diagnostic Interview for Genetic Studies (DIGS) (44). General cognitive function for each subject was characterized by the Repeatable Battery for the Assessment of Neuropsychological Status (RBANS) (45).
Patients were scanned while unmedicated, and then entered into a 6-week trial with risperidone (flexible dosing regimen), at the end of which they received a second scan. Symptom severity was assessed with the Brief Psychiatric Rating Scale (BPRS) (46) and its positive and negative subscales. Medication compliance was monitored by pill counts. HC were scanned twice at 6-week intervals. Prior to each scanning session, all subjects underwent a urine drug screen.
Task Design and Behavioral Analysis
The episodic memory task (see in (4, 47) for details) consisted of an intentional encoding phase, followed by a recognition memory phase after a 15-minute delay. To maximize retrieval performance, a deep encoding paradigm utilizing an animacy decision was used. During the encoding task, participants saw a series of 60 words, presented one at a time for 300msec followed by a fixation screen. A 2-second prestimulus cue (“Alive?”) indicated that the participant had to answer by button press whether the upcoming word was alive or not alive. Following a 15 minute interval, participants performed the retrieval task, where they saw 60 words, including 30 words previously seen (old words) and 30 new words, presented one at a time for 300 msec. A 2-second warning stimulus (“Ready?”) indicated that the participant had to answer by button press whether the upcoming word was “old” or “new.” Depending on participants’ responses, these items were classified as hits, misses, correct rejections and false alarms. An IFIS-SA system (In Vivo Corp., Orlando, Florida) running E-Prime software (version 1.2; Psychology Software Tools, Inc., Pittsburgh, Pennsylvania) controlled stimulus delivery and recorded responses and reaction times.
A word was considered encoded correctly if it was successfully retrieved in the subsequent retrieval session. Task engagement was calculated using button presses during encoding trials. We used d-prime (d’), calculated based on the information during retrieval sessions, as the primary memory performance measure. d’ is a measure of sensitivity by calculating the distance between signal and noise in standard deviation units (d′ = z(HITS) − z(FALSE ALARMS)) (48).
Imaging Parameters
All imaging data was acquired in two sessions on a 3T head-only scanner (Siemens Allegra, Erlangen, Germany), equipped with a circularly polarized transmit/receive head coil. fMRI data were acquired using the gradient recalled echo-planar imaging (EPI) sequence (repetition time/echo time [TR/TE] = 2100/ 30msec, flip angle = 70°, field of view = 24 × 24cm2, 64 × 64 matrix, 4mm slice thickness, 1mm gap, 26 axial slices). A high-resolution structural scan was acquired using the T1-weighted magnetization prepared rapid acquisition gradient-echo (MPRAGE) sequence (TR/TE/inversion time [TI]= 2300/ 3.93/ 1100msec, flip angle= 12°, 256 × 256 matrix, 1mm isotropic voxels).
A series of sagittal, coronal, and axial T1-weighted anatomical scans serving as MRS-localizers were acquired for spectroscopic voxel placement. Slices were aligned to the anatomical midline to control for head tilt. To facilitate voxel placement, the axial images were obtained along the long axis of the hippocampus, as viewed from the sagittal images. The voxel was placed in the left hippocampus such that the amount of gray matter was maximized (voxel size 2.7 × 1.5 × 1cm3). Manual shimming was performed to optimize field homogeneity across the voxel, and chemical shift selective (CHESS) pulses were used to suppress the water signal. Spectra were acquired using the point-resolved spectroscopy sequence (PRESS; TR/TE = 2000/80ms to optimize the glutamate signal (49) and minimize macromolecule contribution; 1200 Hz spectral bandwidth; 1024 points; 640 averages).
Statistical Analyses
Behavior and Demographics.
Analyses were conducted using SPSS 20 (IBM SPSS Inc., Chicago, IL). Group comparisons were performed using chi-square or analysis of variance, as appropriate. Analyses of response on encoding trials, reaction time (RT) for correct trials, percentage of correctly encoded words, and d’ values were analyzed using linear mixed models comparing fixed effects of group (HC vs SZ), time (unmedicated vs week 6), and interactions. Post hoc analyses were performed where appropriate with Bonferroni correction.
MRS Analysis.
After removing the residual water peak, the MRS data were quantified in the time domain using the AMARES algorithm (50) in jMRUI (version 3.0). Prior knowledge derived from in vitro and in vivo metabolite spectra was included in the model (51), which consisted of peaks for N-acetyl-aspartate (NAA), choline (Cho), creatine (Cr), and three peaks for glutamate + glutamine (Glx). Amplitude, line width, and chemical shift were optimized for each peak. Cramer–Rao lower bounds (CRLB) (52) were calculated for each peak. Exclusion criteria were CRLB greater than 25%. No data were excluded on the basis of these criteria. Glx were quantified with respect to Cr. MRS data were missing for 1 SZ, both at baseline and at week 6, and for 2 HC at baseline and 3 HC at week 6. Differences between groups were tested using independent sample t-test at baseline and at week 6. The alpha level was set at .05.
fMRI Analysis.
Data analyses were implemented in SPM12 running in MATLAB (version R2013b). Preprocessing of the fMRI data included slice timing correction, realignment and reslicing to the mean functional volume, artifact/motion correction (movement > 1mm) using ArtRepair, coregistration to the structural scan, and normalization to MNI space using DARTEL (53) with 6-mm FWHM Gaussian kernel smoothing. Participants were excluded from further analyses if 33% or more of their data were repaired during artifact and motion correction.
The subject-level statistical analysis consisted of an event-related GLM with the following regressors: encode main effect, encode correct and encode incorrect trials. A word was considered correctly encoded if it was successfully retrieved in the subsequent retrieval session. All events were modeled using a canonical hemodynamic response function, and data were high-pass filtered (cutoff= 256 seconds). At the group level, statistical parametric maps of the BOLD signal during encoding were generated and comparisons between groups were conducted using two-sample t-tests. For multiple comparison correction, the cluster size threshold was defined within SPM12, based on Gaussian random field theory, as the number of contiguous voxels with p< .05 (uncorrected) in order to accept the false discovery rate (FDR) of 0.05 (54).
To identify differences between groups specific to the DMN, we built a combined region of interest (ROI), inclusive of the medial frontal gyrus, posterior cingulate, precuneus, hippocampi, and inferior parietal gyri, using AAL atlas within the Wake Forest University Pick Atlas Version 2.4 (55). The anatomical correlates of the default network mask was based on Buckner and colleagues (56). Small-volume-correction (SVC) p< .05 was used to correct for multiple comparisons.
To evaluate the effect of medication, we conducted a full factorial analysis, identifying brain regions sensitive to the interaction of group × time during encode correct trials. The subject- and parameter estimates of encode correct trials were entered into a random effect analysis using SPM’s “full factorial model”. Factors were time (baseline/unmedicated, week 6) and group (HC, SZ). For this whole brain analysis, the cluster size threshold for multiple comparisons was defined by Monte Carlo simulations using a voxel level threshold at p= .05 with 1000 simulations. For illustration purposes, the signal was extracted from significant regions using REX (CIBSR Stanford University, CA) with a 6mm ROI and the extracted first eigenvariate signal was then plotted at each time point and for each group. In addition, to explore the relationship between regions where significant group × time interactions were identified and memory performance, the extracted first eigenvariate was plotted against each participant’s associated d’ prime value.
To explore the relationship between DMN BOLD and hippocampal Glx, the first eigenvariate of the “encode correct” contrast in the DMN ROI was extracted using REX and we performed a bivariate correlation between the extracted data and hippocampal Glx measures using SPSS. The relationships between Glx and BOLD were analyzed by Pearson correlation and were compared using Fisher’s r to Z transform.
Results
Behavior and Hippocampal Glutamate
The groups were well matched in terms of age, gender, parental socioeconomic status and smoking (Table 1).
Table 1:
Demographics and clinical variables
| Mean (SD) | |||
|---|---|---|---|
| HC | SZ | p-value | |
| Characteristics | (n=17) | (n=17) | |
| Age, years | 31.77 (8.6) | 31.24 (8.96) | 0.861 |
| Gender (male) | 71% | 82% | 0.409* |
| SESa | 6.00 (4.55) | 8.42 (5.55) | 0.692* |
| Smokingb | 0.32(.51) | 0.63(.48) | 0.08 |
| RBANSc Total | 91.29 (10.49) | 71.71 (12.08) | 0.000 |
| BPRSd Total | NA | 48 (10.84) | NA |
| BPRS Positive | NA | 9 (2.03) | NA |
| BPRS Negative | NA | 7.24 (2.43) | NA |
HC, healthy control; SZ, patient with schizophrenia.
SES, Socioeconomic Status, ranks determined from Diagnostic Interview for Genetic Studies (1–18 scale); higher rank (lower numerical value) corresponds to higher socioeconomic status.
Calculated using estimates based on packs per day
Repeatable Battery for the Assessment of Neuropsychological Status;
Brief Psychiatric Rating Scale, scored on a 1–7 scale; positive subscale (conceptual disorganization, hallucinatory behavior, and unusual thought content); negative subscale (emotional withdrawal, motor retardation, and blunted affect).
p-values based on independent sample t-test.
Based on chi-square test.
Both HC and SZ responded on most encoding trials without significant differences between groups (F1,32= 2.778; p= .105), time (F1,32= 0.001; p= .98) or group-by-time interaction (F1,32= 0.001; p= .98). Mean reaction times were longer for SZ compared to HC (HC, 1100ms; SZ, 1459ms; F1,29 = 11.141; p= .002) but a significant effect of time, or group-by-time interaction (HC baseline, 1103ms, week 6, 1096ms; SZ baseline, 1530ms, week 6, 1389ms; F1,29 = 2.294; p= .141) was not observed. There was a significant difference between groups in the percentage of correctly encoded words (HC, 85%; SZ, 67%; F1,32 = 11.141; p= .002) without any significant difference in time, or group-by-time interaction (HC baseline, 86%, week 6, 84%; SZ baseline, 66%, week 6, 67%; F1,32= 0.306; p= .584)
Comparison of d’ values across group and time revealed significant main effects for group (HC, 2.1; SZ, 1.44; F1,32 = 7.02; p= .012) but not time, or group-by-time interaction (HC baseline, 2.14, week 6, 2.07; SZ baseline, 1.43, week 6, 1.44; F1,32 = 0.152; p= .699).
Hippocampal Glx levels did not significantly differ between groups at baseline, but at week 6, HC hippocampal Glx levels were significantly higher than SZ (baseline, t= 0.425, nHC= 15, nSZ= 16, p= 0.675; week6, z= 2.46, nHC= 14, nSZ= 16, p= 0.02).
fMRI Results
Baseline Comparisons and effects of medication
Whole brain analyses demonstrated that both HC and SZ displayed significant BOLD response bilaterally in the insula, dorsal and ventral prefrontal and parietal cortex, superior and middle temporal cortex, thalamus and putamen during encode correct trials. Compared to HC, unmedicated SZ revealed reduced BOLD response in the right insula, hippocampus, inferior frontal and temporal cortex (Table 2, Figure 1, upper panel). Using a DMN mask, greater BOLD responses (Figure 1, lower panel) in the precuneus (peak voxel-level MNI coordinates: x= 0, y= −63, z= 27, z= 3.07) and the posterior cingulate (peak voxel-level MNI coordinates x= −3, y= −51 z= 24, z= 2.89) were observed in SZ compared to HC.
Table 2:
Reduced BOLD response in unmedicated patients with schizophrenia compared to controls
| Cluster | Hema | Voxels | z-value | MNI Coordinatesb | Locationc | ||
|---|---|---|---|---|---|---|---|
| X | Y | Z | |||||
| 1 | R | 113 | 3.42 | 57 | −15 | 12 | Rolandic Operculum |
| 148 | 3.29 | 39 | −3 | 0 | Insula | ||
| 83 | 3.26 | 63 | −27 | 24 | SupraMarginal | ||
| 60 | 3.1 | 51 | 9 | 3 | Frontal Inferior | ||
| 37 | 3.1 | 63 | −9 | 18 | Postcentral | ||
| 21 | 2.99 | 51 | −6 | 6 | Heschl | ||
| 12 | 2.64 | 48 | 0 | −30 | Temporal Middle | ||
| 15 | 2.53 | 51 | −6 | 3 | Temporal Superior | ||
| 17 | 2.36 | 30 | −9 | −21 | Hippocampus | ||
| 6 | 2 | 36 | 0 | −24 | Amygdala | ||
| 8 | 1.99 | 33 | 6 | −24 | Temporal Pole Superior | ||
Cluster level False Discovery Rate (FDR) of 0.05 was used to control for multiple comparisons
Hem, hemisphere; R, right
Reported in Montreal Neurologic Institute coordinates (X, Y, and Z)
Spatial localization of significant activation was defined using automated anatomical labeling (AAL)
Figure 1.

Unmedicated baseline between-group differences during memory encoding. Panel A: Whole brain analysis: brain regions significantly more activated in healthy controls (HC) compared with unmedicated patients with schizophrenia (SZ) during correct memory encoding (pFDR<0.05). x,y,z refer to Montreal Neurological Institute (MNI) space.
Panel B: Using a default mode network (DMN) mask, greater BOLD response in the precuneus and the posterior cingulate were observed in SZ compared to HC. Analysis corrected using small-volume correction of p<0.05).
A full factorial analysis revealed significant group × time interaction in the left hemisphere in the superior and middle temporal cortex, Heschl’s gyrus and insula; in the right hemisphere, in the parahippocampal gyrus, hippocampus, amygdala and middle temporal cortex (Table 3, Figure 2). In those regions, post hoc contrasts revealed reduced BOLD response at baseline, and subsequent increase at week 6 in SZ (Figure 3 A).
Table 3.
BOLD response: Significant group × time interactions
| Cluster | Hema | Voxels | z-value | MNI Coordinatesb | Locationc | ||
|---|---|---|---|---|---|---|---|
| X | Y | Z | |||||
| 1 | L | 137 | 3.59 | −48 | −18 | −3 | Temporal Superior |
| 2.65 | −54 | −21 | −6 | Temporal Middle | |||
| 2.2 | −36 | −12 | 6 | Insula | |||
| 2.18 | −48 | −15 | 9 | Heschl | |||
| 2 | R | 128 | 3.02 | 18 | −6 | −21 | Parahippocampal |
| 2.98 | 36 | −6 | −24 | Hippocampus | |||
| 2.59 | 33 | 0 | −21 | Amygdala | |||
| 2.33 | 57 | 0 | −21 | Temporal Middle | |||
Correction for multiple comparisons were defined by Monte Carlo simulations using a voxel level threshold at p= 0.05 with 1000 simulations.
Hem, hemisphere; R, right; L, left
Reported in Montreal Neurologic Institute coordinates (X, Y, and Z)
Spatial localization of significant activation was defined using automated anatomical labeling (AAL)
Figure 2.

Effects of antipsychotic medication on patterns of activation during memory encoding. A full factorial analysis revealed significant group × time interactions during encoding in the temporal and insula cortex on the left, and in the parahippocampus, hippocampus, and amygdala on the right (pFDR<0.05). x,y,z refer to MNI space.
Figure 3.

Panel A: In regions where a significant group × time interaction was identified, post hoc contrasts revealed reduced BOLD response at baseline, and subsequent increase after 6 weeks in patients with schizophrenia.
Panel B: Correlations between BOLD response in these regions and memory performance using d-prime (d’) were significantly different between the groups at baseline but not at week 6 in the amygdala, and, at a trend level, in the parahippocampus gyrus.
To examine if these patterns impacted performance, we explored the relationship between regions where significant group × time interactions were identified and memory performance. In HC, but not in SZ, more activation in these regions were linked to better performance. The correlation analysis between activation in these regions and d’ were significantly different between HC and SZ at baseline but not at week 6 in the amygdala (baseline, z= 1.75, nHC= 17, nSZ= 17, p= 0.04; week6, z= −1.36, nHC= 17, nSZ= 17, p= 0.1), and, at a trend level, in the parahippocampal gyrus (baseline, z= 1.54, nHC= 17, nSZ= 17, p= 0.06; week 6, z= −0.43, nHC= 17, nSZ= 17, p=0.33; Figure 3B).
Relationship between glutamate and the BOLD signal
To explore the relationship between hippocampal Glx and DMN BOLD response, we conducted a correlation analysis between these variables. At baseline, in SZ but not in HC, there was a significant correlation between hippocampal Glx and BOLD response measured in the region of the posterior DMN where SZ showed increased activation (r= .49, n= 16, p= 0.03). The relationship between BOLD signal in the regions of the DMN (using the full DMN mask) and hippocampal Glx was significantly different between groups (z= −1.62, nHC= 15, nSZ= 16, p= 0.05) at baseline (Figure 4). Thus in these regions, higher glutamate levels were related to increased activation of the DMN in SZ. At week 6, the correlation between hippocampal Glx levels and default mode network was not significant and was not significantly different from HC (z= −0.19, nHC= 14, nSZ= 16, p= 0.42) (Figure 4).
Figure 4.

Correlations between hippocampal Glx and BOLD response in regions of the default mode network (DMN) (using the full DMN mask). This relationship was significantly different between groups at baseline, but not after week 6.
Discussion
To our knowledge, this is the first study utilizing a longitudinal design together with a control group to evaluate the BOLD response during memory encoding and its relationships with hippocampal glutamate in patients with schizophrenia before (unmedicated) and after a 6 week course of treatment with risperidone. Our findings are: 1) In unmedicated patients, presence of reduced BOLD response in several regions, including in the hippocampus, and greater BOLD response in regions of the DMN during correct memory encoding ; 2) significant BOLD response group by time interaction in temporal cortex, bilaterally, including in the right hippocampus; but not in regions of the DMN; 3) Abnormal BOLD modulation of the hippocampus at baseline that appears to normalize at week 6; in addition, significant group difference in the relationship between hippocampal BOLD and performance at baseline, but not at week 6. 3) Hippocampal Glx was not significantly different between the groups at baseline, but at week 6, hippocampal Glx was significantly lower in SZ compared to HC; 4) At baseline, higher hippocampal Glx predicted greater activation (or less deactivation) of the BOLD response in regions of the DMN in SZ, but not in HC; there were no group difference in this relationship at week 6.
Unmedicated patterns and effect of meds on BOLD
Hippocampal functioning in SZ has been investigated using various imaging techniques, such as PET, SPECT, arterial spin labelling, and fMRI. Abnormalities in regional cerebral blood flow (rCBF) (57–59), volume (60–63), and BOLD signal (64, 65) have been consistently reported. Given that the majority of studies enrolled medicated patients, it was important to evaluate unmedicated subjects. Here in a group of unmedicated patients, we observe hypoactivation of the hippocampus during correct memory encoding and a correlation between hippocampal BOLD and performance that was significantly different than in healthy controls. These results are consistent with a majority of studies reporting decreased hippocampal recruitment during memory performance in schizophrenia (65–67), including in first episode psychosis (68). This dysfunction has also been identified in healthy siblings (23, 24), suggesting it is a heritable trait and a good candidate for intermediate phenotype. Our results in HC are also consistent with other studies showing hippocampus and parahippocampus activation during encoding is predictive of subsequent retrieval success (18, 19). In a group of unmedicated patients overlapping with the present group, we reported significant functional dysconnectivity between the hippocampus and other cortical regions during a resting state (69), as well as abnormal effective connectivity, measured using Granger causality methods, between bilateral hippocampi and prefrontal regions during a memory retrieval task (4).
Abnormal BOLD response in the frontal and other temporal regions in SZ compared to HC have also been reported (64, 65). At baseline, greater DMN BOLD response was observed in SZ compared to HC in the posterior cingulate cortex and the precuneus. Our results are consistent with previous findings of DMN hyper-activation in SZ across a variety of cognitive tasks (70–73).
We identified a significant BOLD response group by time interaction in a region encompassing the hippocampus, parahippocampus and amygdala; in those regions, post hoc contrasts reveal reduced BOLD response at baseline with subsequent increase at week 6, suggestive of a normalized pattern with treatment. In addition, further suggestive of a drug effect in this region, the relationship between the BOLD response and performance was no longer significantly different than that of healthy controls, like it was at baseline. These results are consistent with those of a previous PET study where we demonstrated a significant modulation of hippocampal rCBF by antipsychotic treatment during a resting state and during task performance (58). In addition, after one week of antipsychotic treatment, we reported a normalization of the abnormal effective connectivity between hippocampi and prefrontal regions seen when patients were unmedicated (4).
Despite observing a modulation of the BOLD response in hippocampus, we did not observe significant improvements in memory scores over time in patients. Others have reported an improvement of both BOLD response and cognition with antipsychotic medication. During a cognitive control task, medicated patients demonstrated higher dorsolateral prefrontal cortex activation as well as better behavioral performance compared to unmedicated patients (74). Although in our study the time by group interaction did not suggest an effect of medication in regions of the DMN, in a longitudinal study, 8 weeks of antipsychotic treatment was found to improve behavioral performance and modulate the functional connectivity of the DMN in SZ during a working memory task (75). It will be important to establish whether the changes observed in this study are associated with improvement in memory processes, as they could provide biomarkers potentially leading to the identification of novel agents for the treatment of memory impairments in schizophrenia.
How can antipsychotic drugs improve hippocampal function? Atypical antipsychotic medications have been found to increase levels of synaptic proteins and promote dendritic growth (76). One of these proteins, brain derived neurotrophic factor (BDNF) which is stored and released by glutamatergic neurons, is an important regulator of synaptic transmission. BDNF is also essential to synaptic plasticity and helps protect against apoptosis (77, 78). Further evidence demonstrates that BDNF is associated with increases in spine density levels (79). A large meta-analysis that included over 7000 subjects by Fernandes et al. shows that SZ is associated with lower levels of BDNF and that these levels increased with antipsychotic treatment (80). There is precedence that atypical antipsychotics in particular help reverse, or at least alleviate, dendritic apoptosis of the outer layers of the cortex (81).
Glutamate
At baseline, there was no significant group difference in Glx levels. We previously demonstrated elevated hippocampal Glx levels in a group of 27 unmedicated patients compared to a matched group of healthy controls (12). It is thus possible that our study was underpowered to show a group difference. After 6 weeks of treatment, we observed significantly lower hippocampal Glx in medicated patients compared to HC, but not compared to their unmedicated baseline. There are a limited number of longitudinal studies evaluating the effect of short-term antipsychotic treatment on glutamatergic metabolites. In chronic patients washed out of medications, Szulc reported a decrease in temporal lobe Glx following four weeks of treatment with a variety of antipsychotic medications (43). In medication-naïve/ minimally treated first episode psychosis patients, Egerton reported a reduction in anterior cingulate cortex glutamate after four weeks of treatment with amisulpride (41). In medication-naïve first episode psychosis subjects compared to healthy controls, de la Fuente-Sandoval observed higher baseline striatal glutamate and a significant reduction in striatal glutamate after four weeks of risperidone treatment (42). There are thus strong indications that glutamate levels are modulated by antipsychotic medications. We acknowledge that the size of our sample was limited and there is a need to address these questions with larger sample size.
Glutamate/BOLD signal
At baseline, higher Glx predicted less deactivation of the BOLD response in regions of the DMN in SZ, but not in HC; this relationship was not present at week 6. In healthy controls, Hu et al. reported a positive relationship between high glutamate concentration in the posterior DMN and reduced DMN deactivation during a working memory task (31). Also in healthy controls, Kapogiannis found a relationship between posterior DMN glutamate (posteromedial cortex) and the intrinsic functional connectivity of the DMN (32). Here we found a correlation between hippocampal Glx and BOLD response in region of the DMN, a region outside that of which Glx is measured. While local neurochemical concentrations are bound to affect local neural activity, it can also be argued that they are likely to contribute to the activity of distant projections areas; this likely involves complex synaptic transmission. There now have been a number of studies demonstrating correlations between glutamate and the BOLD signal in regions distant from where glutamate was measured (33, 47, 82–84). Because higher glutamate levels have been consistently found in medication naïve or unmedicated SZ (10–12), one could speculate that higher Glx levels in unmedicated patients represent a pathological state altering the local ratio of excitation over inhibition and the tuning of neuronal projections with significant effect on the BOLD signal in projection areas. Intriguingly, similar to prior studies (82, 85), the abnormal association between BOLD response and Glx in SZ was observed in the posterior DMN. The posterior DMN have been consistently associated with successful recollection (Vincent et al., 2006); in addition, it is a major hub region that is densely interconnected with other hub regions, together forming a rich club (86). At week 6, in the face of lower Glx levels in SZ, this association was not significant any more.
Strengths and Limitations
To avoid confounding medication effects and minimize data variance, we only enrolled unmedicated SZ, matched groups on several key factors, and used a rigorous longitudinal design with a single antipsychotic medication. Also, we attempted to control for the effect of time by scanning a HC group six weeks apart. First, we acknowledge our modest sample size; clearly replication studies will be important. This combined MRS-fMRI study obtained neurometabolite levels that, given the spectroscopy sequence in the 3T MRI scanner, were unable to distinguish the overlapping glutamate, glutamine, and GABA peaks from each other. As studies have shown differences in these metabolites in schizophrenia (87, 88), future studies should attempt to obtain spectroscopy data from MRI scanners that are able to separate these metabolites. For fMRI analyses, we defined the DMN anatomically based on the AAL atlas within the Wake Forrest University Pickatlas, an automated method for neuroanatomic and cytoarchitectonic depiction of brain areas. The ROI was based on functional studies as proposed by Buckner and colleagues (56). Various methods have been used to define the DMN in fMRI studies. For example Keerativittayayut (89) used both regions of interest (ROI) from well-established memory related brain regions from a meta-analysis and 224 ROI across the whole brain derived from a functional atlas (90). Chai (91) used four DMN seeds created around coordinates from the literature (92) to perform a group level map and identify the peaks of the group level. Perrone-Bertolotti (93) used ROI analysis using a priori ROI masks for three DMN regions as proposed by (92). Sneve (94) used the Yeo cortical parcellation (95) to define 17 bilateral networks. The only study that used ICA to highlight large-scale brain networks is the study of Santangelo et al. (96). As can be seen, various methods have been used, and no consensus has emerged as to which method is the best. Furthermore, we performed analyses in MNI space, and used DARTEL for more accurate inter-subject alignment of brain images (53), but this technique does not fully account for possible individual variations in gray matter that could have affected results. Spectroscopy was done during a resting state, thus the correlations with the BOLD signal obtained during task cannot be interpreted as being causal. Further studies combining fMRI with functional MRS, where changes in neurometabolites are measured during task performance, might provide a more fine grained understanding of the link between metabolites and cognitive processes.
Conclusions
Cognition is impaired in schizophrenia, and to this day there is no pharmacological treatment to remediate it. It is imperative to characterize specific underlying pathologies of memory processing in the illness in order to effectively develop new treatment. Using two brain imaging modalities allowed us to concurrently investigate different putative mechanisms involved in memory encoding dysfunction in schizophrenia. We confirmed that hippocampal pathology during memory encoding stems from decreased hippocampal recruitment and faulty deactivation of the DMN and that hippocampal recruitment during memory encoding is modulated by antipsychotic treatment with subsequent normalization of the relationship between BOLD and task performance. Finally, we showed that high Glx in unmedicated patients predicts less deactivation of the DMN; these results which need to be replicated with larger groups suggest a mechanism by which faulty DMN deactivation, a hallmark of pathological findings in SZ, is achieved.
Acknowledgements
This work was supported by NIMH grant R01 MH 081014 and 102951 (ACL). The funding sources had no role in the study design, data collection, data analysis, manuscript preparation, or decision to publish.
Footnotes
Statement of Ethics
This research complies with the guidelines for human studies and was conducted in accordance with the World Medical Association Declaration of Helsinki.
Disclosure statements
The authors have no conflicts of interest to declare.
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