Abstract
Empathy is an essential component of social communication that involves experiencing others sensory and emotional states. We observed that a brief social interaction with a mouse experiencing pain or morphine analgesia resulted in the transfer of these experiences to its social partner. Optogenetic manipulations demonstrated that the anterior cingulate cortex (ACC) and its projections to the nucleus accumbens (NAc) were selectively involved in the social transfer of both pain and analgesia. In contrast, the ACC→NAc circuit was not necessary for the social transfer of fear, which instead depended on ACC projections to the basolateral amygdala. These findings reveal that the ACC, a brain area strongly implicated in human empathic responses, mediates distinct forms of empathy in mice by influencing different downstream targets.
One Sentence Summary:
Mice exhibit different empathy-like behaviors that are dependent on anterior cingulate cortex projections to distinct downstream targets.
Empathy plays an essential role in social communication and involves integrated behavioral, cognitive, and affective processes that facilitate the adoption of a sensory or affective state that is more appropriate to another’s situation than one’s own (1–3). Evolutionarily conserved behavioral antecedents of human empathy have been identified in a range of species (2–5) including rodents, which display emotional contagion (6, 7), socially transferred pain (8–11), observational fear (3, 5, 12), and prosocial behaviors such as consolation (13) and “helping” (14, 15).
The ACC is a principle node in the neural circuitry thought to mediate empathy (16–18). In both humans and rodents, the ACC is particularly critical for affective and motivational responses to direct and observed pain as well as the social transfer of pain (10, 13, 19, 20). The ACC is thought to communicate with a broad range of brain regions that regulate emotional and motivational states including the thalamus, insula, amygdala and NAc (16, 21–23). However, the roles of these specific ACC circuit elements in empathy-related behaviors are unknown.
Rapid transfer of pain behavior to bystander mice
The presence of a conspecific in pain can modulate the expression of pain behavior in a test animal already experiencing pain (6) and cause hyperalgesia in “bystander” (BY) mice that have not been subjected to any pain-inducing stimuli (9, 10), a phenomenon known as the “social transfer of pain”. We examined whether a brief (1 hour), direct social interaction between a male BY mouse and a male cage mate experiencing inflammatory hyperalgesia [due to intraplantar injection of complete Freund’s adjuvant (CFA), which induces long lasting arthritis-like pain, (24,25)] would lead to the social transfer of pain (Fig. 1A). Following this 1 hour social interaction, BY mice exhibited mechanical hypersensitivity (as measured by stimulation with von Frey hairs using the “up-down” technique (26)) equivalent to that of CFA mice, whereas control mice subjected to the same procedures (in the absence of a nociceptive stimulus in either mouse) exhibited no change in mechanical thresholds (Fig. 1, B and C). Following von Frey testing, all mice were separated and housed with treatment matched cagemates (fig. S1). Repeated mechanical testing revealed that the hyperalgesia in BY mice lasted 4, but not 24 hours (Fig. 1B); was not influenced by prolonging the social interaction to 2 hours (fig. S2A) or by delaying the start of the social interaction to 24 hours after CFA injection (fig. S2B); and still occurred when capsaicin was used to induce pain and the social interaction was limited to 30 minutes (fig. S2C). Females demonstrated similar social transfer of pain (fig. S3A), although they expressed lower basal mechanical thresholds and enhanced CFA-induced hypersensitivity (fig. S3, A–C).
While CFA mice exhibited hyperalgesia only in the ipsilateral, CFA injected hindpaw, BY mice exhibited hyperalgesia in both hindpaws (Fig. 1D), suggesting the involvement of higher brain regions in mediating the pain transfer. Both CFA and BY mice also displayed thermal hypersensitivity to tail immersion in hot water (Fig. 1E) and thermal place aversion when given the choice between a warm (40° C) or room temperature (30° C) floor in a thermal place test (TPT, Fig. 1F). To determine whether the socially transferred pain experienced by BY mice led to affective changes that could be detected by a conspecific, we conducted an emotional discrimination task (27), which demonstrated that a stranger mouse spent more time exploring both CFA and BY mice compared to controls (Fig. 1G).
Activation of an ACC to NAc core circuit by the social transfer of pain
To elucidate the brain regions potentially contributing to the social transfer of pain, we identified neurons activated during the social interaction using a reporter line generated by crossing FosCreERT2 (TRAP2) mice with the Ai14-TdTomato reporter line (28, 29). Administering 4-hydroxytamoxifen (4-OHT) immediately prior to a 4 hour social interaction between BY and CFA mice (Fig. 2A) generated activated neurons in BY mice in brain regions previously associated with empathy and social motivation, such as the ACC and NAc, as well as regions associated with pain transmission, such as the thalamus, central amygdala and periaqueductal grey (Fig. 2, B and C). Because the numbers of activated neurons in the ACC and NAc were greater in BY mice than in both control and CFA mice (Fig. 2C) and the fact that the ACC and NAc are important for social behaviors (30–33), we hypothesized that ACC neurons synapse onto NAc cells that are activated during the social transfer of pain. Thus, we first injected AAV-CaMKIIα-YFP into the ACC and verified that ACC pyramidal neurons send projections to the NAc, preferentially in its core region (Fig 2D). To determine if there are direct synaptic connections between ACC neurons and activated NAc neurons during social transfer, we applied monosynaptic rabies virus tracing (34, 35) in TRAP2-BY and -CFA mice. Injection of AAVs expressing Cre-dependent RG (rabies glycoprotein) and TVA (avian tumor virus receptor A) into the NAc core followed by injection of EnvA-pseudotyped RG-deleted rabies virus expressing GFP (Fig 2E), resulted in similar levels of GFP expression throughout the ACC in both CFA and BY mice (Fig 2F, fig. S4).
ACC→NAc projections bidirectionally control social transfer of pain
To investigate if the ACC→NAc pathway is required for the social transfer of pain, we first tested the necessity of the ACC itself by injecting AAVs expressing the inhibitory opsin halorhodopsin (NpHR; AAV-DJ-CaMKIIα-NpHR) or eYFP as a control (YFP; AAV-DJ-CaMKIIα-eYFP) and placing an optical fiber directly above the ACC (Fig. 3A). Activating NpHR during the social interaction between BY and CFA mice (Fig. 3A) attenuated the hyperalgesia in BY mice but not CFA mice, whereas YFP-expressing BY and CFA mice exposed to the same light stimulation displayed the expected mechanical hypersensitivity (Fig. 3B). Acute light exposure in the same mice during the mechanical testing had no consistent effect on mechanical thresholds (Fig. 3C), suggesting that acute inhibition of ACC neurons does not directly alter mechanical sensation.
To determine if the subset of ACC neurons activated during an initial social interaction is necessary for subsequent socially transferred pain, TRAP2:Ai14 mice that had received ACC injections of AAV-DIO-NpHR or AAV-DIO-eYFP were given 4-OHT prior to the social transfer of pain. One week later, optogenetic inhibition of the TRAPed ACC neurons during a second social interaction prevented BY mice from developing mechanical hypersensitivity, compared to control YFP-BY mice, which expressed robust hyperalgesia (Fig. 3D). Immediately following the initial light off test, the same mice were given light stimulation of the TRAPed neurons during the mechanical testing, and this manipulation had no consistent effect (Fig. 3E).
We next tested the necessity of ACC→NAc projections specifically by bilaterally injecting NpHR or YFP-expressing AAVs in the ACC and placing optical fibers immediately above the NAc core. Similar to the effects of inhibiting the ACC, inhibition of ACC→NAc projections during the 1 hour social interaction strongly impaired the social transfer of mechanical hypersensitivity to BY mice, while having no effects on CFA mice or YFP-expressing BY and CFA mice (Fig. 3F). Furthermore, repeated inhibition of the ACC→NAc projections during mechanical testing in the same mice had no consistent effect on mechanical thresholds (Fig. 3G).
To further evaluate the role of the ACC→NAc pathway in the social transfer of pain, we expressed ChR2 in the ACC and activated ACC→NAc projections during the 1 hour social transfer. This caused a robust prolongation of the duration of hyperalgesia in the BY mice, which lasted >72 hours as opposed to the expected 4–24 hours, as seen in YFP-expressing BY mice (Fig. 3H). Prior to any nociceptive stimulation, acute activation of ACC→NAc projections during mechanical testing had no consistent effect on mechanical sensitivity (fig. S5A) and also did not have acute aversive or reinforcing effects as assayed by a real time place preference test (fig. S5B).
Distinct ACC projections control the social transfer of pain and fear
To examine the generalizability of ACC→NAc control over socially transferred behaviors, we examined the role of ACC→NAc projections in the well-established phenomenon of the social transfer of fear (5, 12). BY mice were exposed to shock 24 hours prior to placement in a distinct context, which allowed observation of a demonstrator (Shock) mouse being repeatedly shocked (Fig 4A). Shock pre-exposure enhances the magnitude of freezing behavior in BY mice and is thought to more closely model human empathy (12, 20, 36). During the short observation period, BY mice exhibited significant increases in freezing (Fig. 4B) and this was maintained 24 hours later during re-exposure to the shock observation context (“retrieval”, Fig. 4C). Inhibition of ACC→NAc projections in BY mice during the conditioning phase (Fig. 4D) had no effect on their acquisition of freezing behavior (Fig. 4E) and also did not affect freezing during the context-induced retrieval (Fig. 4F), where light was applied every other minute (fig. S6A). However, when the same mice were subjected to the social transfer of pain, inhibition of the ACC→NAc projections during a 1 hour social interaction between CFA and BY mice impaired the acquisition of hyperalgesia in the BY mice (Fig. 4G), thereby providing evidence that the optogenetic inhibition of ACC→NAc input activity was effective in these mice.
ACC projections to the basolateral amygdala (BLA) are necessary for cue-induced retrieval of socially transferred fear (36). To evaluate if ACC→BLA projections also are necessary for context-induced retrieval of socially transferred fear behavior, we inhibited this pathway during acquisition of socially transferred fear and intermittently during retrieval (Fig. 4D). Inhibition of ACC→BLA projections in BY mice had no effect on their acquisition of freezing behavior (Fig. 4H), but did attenuate freezing behavior during retrieval (Fig 4I), regardless of whether the light was on or off (fig. S6B). In contrast, when the same mice were tested for the social transfer of pain, there was no effect of ACC→BLA input inhibition during the social interaction on their mechanical thresholds (Fig. 4J).
ACC→NAc projections regulate the social transfer of analgesia
Although the social transfer of pain and fear in rodents are well established, it is unknown if the experience of pain relief (i.e. analgesia) can be transferred socially. To examine this possibility, all mice were administered CFA to induce pain and then one quarter of mice were also given an analgesic dose of morphine (10 mg/kg, CFA-Mor) at which time mice were paired for a 1 hour social interaction (Fig. 5A). Despite prior administration of CFA, CFA-Analg-BY mice paired with morphine treated mice (CFA-Mor) exhibited diminished reductions in mechanical threshold (i.e. lessened pain responses) compared to CFA-CFA control pairs (CFA-Con; Fig. 5B). Following separation from CFA-Mor partners, the social transfer of analgesia in CFA-Analg-BY mice lasted 4 hours but not 24 hours (Fig. 5B). Because morphine causes hyperlocomotion, which prevents measurement of mechanical thresholds in CFA-Mor mice, we used the TPT to directly compare the magnitude of the analgesia in CFA-Analg-BY and CFA-Mor mice. In contrast to mechanical hyperalgesia, thermal place aversion was not present 1 hour after CFA injection, but was robust one week later (Fig. 5C), at which point one quarter of CFA mice were again administered morphine immediately prior to a 1 hour social interaction with CFA-Analg-BY partners (Fig. 5A). CFA-induced thermal aversion (CFA-Con) was reduced in the CFA-Analg-BY mice to the same extent as morphine administration (CFA-Mor; Fig. 5D).
We next tested the necessity of ACC activity for the social transfer of analgesia. Optogenetic inhibition of ACC neurons using NpHR during the 1 hour social interaction (Fig. 5E) prevented the social transfer of analgesia in CFA-Analg-BY mice as assayed by both mechanical sensitivity (Fig. 5F) and the TPT (Fig. 5G) but had no effect on acute mechanical thresholds, thermal place aversion, or the analgesic action of morphine during the testing of CFA-Con and CFA-Mor mice. Inhibition of ACC→NAc input activity specifically had essentially identical effects, also preventing the social transfer of analgesia without affecting mechanical or thermal sensitivity directly (Fig. 5, H and I).
Discussion
We investigated the neural mechanisms of simple forms of empathy in mice by establishing a protocol that results in the rapid social transfer of two types of pain behavior: hyperalgesia and analgesia. Although the definition of “empathy” is subject to debate (37), the BY mice in this bidirectional behavioral model appear to fulfill one critical feature of the expression of empathy, the adoption of another’s sensory and affective state (1–3, 37). The social transfer of hyperalgesia to BY mice required only 1 hour of social interaction, lasted 4–24 hours, and generalized to several different pain modalities. Surprisingly, analgesia could also be transferred to a mouse in pain and lasted at least 4 hours. These results provide further evidence for the critical importance of the social environment to the experience of pain, including an innovative model for socially-induced pain relief, which can be tested in human subjects.
The social interactions in mice resulted in increased activity in ACC and several of its downstream targets including the NAc, a key node of the circuitry involved in a range of affective and motivated behaviors, including those triggered by pain (38–41). A critical role for ACC to NAc communication was established by demonstrating that bidirectional manipulation of activity in ACC→NAc inputs influences the acquisition of socially transferred pain, but not the expression of mechanical sensitivity itself. Specifically, inhibiting this activity during the one hour social interaction reduced hyperalgesia in BY mice, whereas increasing activity in ACC→NAc inputs prolonged the duration of the hyperalgesia evoked by the brief social interaction. ACC→NAc input activity was also necessary for the social transfer of analgesia, but not for the social transfer of fear, which requires activity in ACC projections to the BLA (36).
These results suggest that the ACC, which has been proposed to be a key brain area for mediating the emotional aspects of pain as well as encoding information about the affective state of others (23, 30, 42), generates a specific and appropriate empathic behavioral response through accessing distinct downstream targets. The specificity of the neural circuit and behavioral response generated during socially transferred pain and fear may, at least in part, be due to the sensory modalities required for these two forms of social transfer. The social transfer of pain does not require visual or auditory stimuli but can be generated by exposure to used bedding from mice experiencing pain, suggesting that olfactory cues are sufficient for this form of social transfer (9). In contrast, the social transfer of fear requires visual and/or auditory cues (3,12). Further elucidation of the mechanisms by which this specificity in empathic neural and behavioral responses occurs will be important for developing interventions that promote social-context appropriate empathic responses. Furthermore, a better understanding of the neural circuits mediating specific empathic responses will greatly facilitate the development of therapies that target pathological forms of empathy, or its absence, in a variety of neuropsychiatric disorders.
Historically, empathy, as defined by the ability to experience and share the emotions of others, was often considered a high level, affective-cognitive process experienced almost exclusively by humans (1, 2, 43). However, most investigators now accept that empathy can be deconstructed into specifiable, evolutionarily conserved components, many of which can be studied in rodents in order to elucidate their underling neural mechanisms (3–5, 12, 44). Our results provide additional evidence that mice can rapidly and reliably adopt the sensory-affective state of a social partner, regardless of the valence of the information (pain, fear, or pain relief). Although it is conceivable that the behavioral responses of our BY mice reflect “imitative” or “mimicry” behavior (45) rather than “empathy,” several findings suggest that at least for the social transfer of pain and analgesia, the BY mice manifest changes in their behavior because they are experiencing an altered sensory-affective state. Importantly, the BY mice were tested using several different behavioral assays and did not always have direct visual access to their social partners during testing. In addition, control mice spend more time interacting with a BY mouse that had recently been exposed to a CFA mouse than with another control mouse, indicating that the BY mouse is in an altered affective state that is sufficient to attract control mice. Finally, as mentioned above, the social transfer of pain can be generated by bedding (9), which provides no opportunity for imitative or mimicry-like behavior.
The behavioral protocols we established are relatively easy to implement and generate multifaceted empathy-like behavior in mice, a species that offers many advantages for rapid, direct, and highly-specific manipulation of neural circuit activity. Mechanistic findings from rodents and other experimentally accessible species provide new hypotheses that researchers studying human empathy can explore using tools such as neuromodulation methods and brain imaging. Advancing our understanding of the evolutionarily conserved brain mechanisms of empathy will, hopefully, also expedite the development of novel interventions that promote the empathic social interactions that the world, apparently, desperately needs.
Supplementary Material
Acknowledgments:
We thank the Luo lab for generously providing the TRAP2 breeding pairs; Max Lenail for contributing to the cell counting in the TRAP2 analysis; the Sudhof lab for access to fear conditioning equipment; Brandon Bentzley for aid in modifying the behavioral chambers used in the social transfer of fear experiments.
Funding: M.L.S. was supported by the National Institute on Drug Abuse (T32DA035165-06) and a Stanford University School of Medicine Deans Fellowship.
Footnotes
Competing interests: R.C.M. is a co-founder and scientific advisor of MapLight Therapeutics. He is also on the scientific advisory board of Cerevance, Inc., The Brave Neuroscience Co., AZ Therapies, and Cognition Therapeutics.
Data and materials availability: All data are available in the main text or the supplementary materials. Additional data are stored on google drive as well as on external hard drives (property of the Malenka lab at Stanford University) and may be requested from the authors.
Supplementary Materials:
Materials and Methods
Figures S1-S6
Table S1
References (46, 47)
References and Notes
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