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. 2021 Mar 25;17(3):e1008850. doi: 10.1371/journal.pcbi.1008850

Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: A model-based analysis

Amber Kunkel 1,*, Michael White 2, Patrice Piola 3
Editor: Alex Perkins4
PMCID: PMC8023453  PMID: 33764971

Abstract

Emergence of resistance to artemisinin and partner drugs in the Greater Mekong Subregion has made elimination of malaria from this region a global priority; it also complicates its achievement. Novel drug strategies such as triple artemisinin combination therapies (ACTs) and chemoprophylaxis have been proposed to help limit resistance and accelerate elimination. The objective of this study was to better understand the potential impacts of triple ACTs and chemoprophylaxis, using a mathematical model parameterized using data from Cambodia. We used a simple compartmental model to predict trends in malaria incidence and resistance in Cambodia from 2020–2025 assuming no changes in transmission since 2018. We assessed three scenarios: a status quo scenario with artesunate-mefloquine (ASMQ) as treatment; a triple ACT scenario with dihydroartemisinin-piperaquine (DP) plus mefloquine (MQ) as treatment; and a chemoprophylaxis scenario with ASMQ as treatment plus DP as chemoprophylaxis. We predicted MQ resistance to increase under the status quo scenario. Triple ACT treatment reversed the spread of MQ resistance, but had no impact on overall malaria incidence. Joint MQ-PPQ resistance declined under the status quo scenario for the baseline parameter set and most sensitivity analyses. Compared to the status quo, triple ACT treatment limited spread of MQ resistance but also slowed declines in PPQ resistance in some sensitivity analyses. The chemoprophylaxis scenario decreased malaria incidence, but increased the spread of strains resistant to both MQ and PPQ; both effects began to reverse after the intervention was removed. We conclude that triple ACTs may limit spread of MQ resistance in the Cambodia, but would have limited impact on malaria incidence and might slow declines in PPQ resistance. Chemoprophylaxis could have greater impact on incidence but also carries higher risks of resistance. Aggressive strategies to limit transmission the GMS are needed to achieve elimination goals, but any intervention should be accompanied by monitoring for drug resistance.

Author summary

Artemisinin combination therapies (ACTs) consisting of an artemisinin derivative plus a partner drug are used to treat malaria worldwide. In Cambodia, resistance to artemisinin is widespread, and resistance to the partner drugs mefloquine and piperaquine has also emerged. We used a mathematical model to compare two strategies with the current status quo in Cambodia: first, a triple ACT scenario in which first-line treatment is an artemisinin derivative combined with two different partner drugs, and second, a chemoprophylaxis scenario in which one ACT is used for first-line treatment and a separate one is used as chemoprophylaxis. The triple ACT scenario limited the spread of mefloquine resistance but had minimal impact on the number of malaria cases. In some sensitivity analyses, it also slowed declines in piperaquine resistance. Chemoprophylaxis reduced the number of malaria cases and increased resistance, but both of those effects were short-lived. We conclude that triple ACTs may prevent the spread of partner drug resistance, but could be less effective against pre-existing resistance in the population. Additionally, triple ACTs would need to be coupled with other interventions to decrease cases. Chemoprophylaxis could immediately reduce malaria transmission, but risks include spread of resistance and a post-intervention rebound in cases.

Introduction

Previous progress towards malaria elimination was lost and millions died when resistance to chloroquine and sulfadoxine-pyrimethamine emerged in the Greater Mekong Subregion (GMS) and spread to Africa [1]. Artemisinin Combination Therapies (ACTs) consisting of an artemisinin derivative plus a partner drug with longer half-life (ex. mefloquine, piperaquine, lumefantrine) were initially thought to be less prone to resistance due to rapid parasite clearance and multiple mechanisms of action [2]. However, slow clearance of malaria parasites caused by artemisinin resistance and failure of ACTs caused by subsequent partner drug resistance has now been reported in the GMS [3]. A study conducted from 2015–2018 in Thailand, Vietnam, and Cambodia found the efficacy of dihydroartemisinin-piperaquine (DP) at day 42 was only 50%, and over 90% of patients’ samples showed mutations in the kelch13 gene associated with artemisinin resistance [4]. If artemisinin resistance were also to spread to Africa, it could lead to drastic increases in malaria mortality owing to the use of parenteral artesunate in severe malaria [5]. Though a spread in artemisinin partner drug resistance could be easier to manage due to the existence of multiple alternatives, modeling work suggests it could result in greater increases in transmission and incidence of clinical malaria than spread of artemisinin resistance alone [6].

National malaria control programs in the GMS thus face a challenging paradox. On the one hand, the presence of resistance to artemisinin and partner drugs makes malaria elimination in this region absolutely paramount [3,7]. At the same time, it also makes malaria control and elimination more challenging by reducing the efficacy of first-line treatment. In Cambodia, resistance has prompted two changes in first-line treatment since the introduction of ACTs in the early 2000s, from artesunate-mefloquine (ASMQ) to DP (around 2008–2010) and back again (around 2017), and there are fears that the current efficacy of ASMQ could be short-lived [8].

The challenge of malaria elimination in the presence of resistance to artemisinin and partner drugs has prompted the consideration of novel drug strategies in the GMS. Two strategies that have received particular attention are the use of triple ACTs containing two partner drugs, for example, dihydroartemisinin-piperaquine plus mefloquine and artemether-lumefantrine plus amodiaquine [9] and chemoprophylaxis for high-risk individuals such as forest goers [10,11]. Previous models have shown that applying novel drug strategies such as multiple first line treatments could prevent emergence and spread of anti-malarial drug resistance [12,13]. Similarly, models of other diseases such as have shown the potential implications of combination therapies and chemoprophylaxis on drug resistance [14,15]. Although models have investigated the within-host implications of triple ACTs, however, the potential impact of these strategies on antimalarial drug resistance in the population has not yet been assessed [16].

The purpose of this paper was to use a simple model of malaria transmission to assess the mechanisms through which triple ACTs and chemoprophylaxis could affect artemisinin partner drug resistance in the GMS, using Cambodia as a motivating example. We focus on partner drug resistance, rather than resistance to artemisinin, as artemisinin resistance is already widespread in Cambodia and, on its own, rarely leads to treatment failure [17,18].

Results

We created a simple compartmental model of malaria transmission and resistance to mefloquine (MQ) and piperaquine (PPQ). We fit the model separately to data from Eastern and Western Cambodia, as these two regions have seen different resistance trends and containment policies. Uncertain parameters were inferred based on trends in malaria cases, prevalence, and resistance from 2000–2018. However, we assumed that all parameters except those related to the interventions of interest remained fixed from 2018 onwards; this does not accurately reflect the impressive recent progress towards malaria elimination in Cambodia since 2018, but allows us to more clearly understand the effects of the different drug policies when other interventions are held constant.

We evaluated different strategies for use of MQ and PPQ beginning in 2020. Under the first, “status quo” scenario, ASMQ is used as first line treatment and DP is not used. Second, we evaluated a “triple ACT” scenario in which dihydroartemisinin-piperaquine plus mefloquine (DP-MQ) is used as first line treatment. Finally, we compared the results of these two scenarios with a third “chemoprophylaxis” scenario, in which ASMQ is used as first line treatment and DP is applied as chemoprophylaxis. We sought to determine the impact of these different strategies on 1) spread of partner drug resistance (with a particular emphasis on resistance to both drugs), and 2) progress towards malaria elimination.

Baseline results

The model was able to capture general trends in malaria reported cases, prevalence, and resistance to artemisinin partner drugs from Cambodia from 2000–2019. These plots are shown in Section 2 of the S1 Appendix.

Fig 1 shows the results of the model under the baseline assumptions and best-fitting parameter sets, with interventions added in 2020. Compared to the status quo scenario, the triple ACT scenario produced very similar overall malaria incidence from 2020–2025 (Fig 1A and 1B). However, whereas the status quo scenario was predicted to increase genotypic MQ resistance by 2025 in both Eastern and Western Cambodia, the triple ACT was predicted to reverse this trend, leading to declines in genotypic MQ and PPQ resistance (Fig 1C–1F). Genotypic joint resistance to both MQ and PPQ was not predicted to take off under either the status quo or the triple ACT scenario (Fig 1G and 1H). The similar trends in incidence despite differing resistance patterns likely reflect the fitness costs of resistance and the low assumed probability of phenotypic drug resistance given genotypic resistance markers.

Fig 1. Baseline results of model, 2018–2025.

Fig 1

Interventions begin in 2020 (solid line). The average duration of chemoprophylaxis is one year (dotted line at 2021). Results are shown for number of cases per month (Fig 1A and 1B), the proportion of new infections with multiple copy number pfmdr1, i.e. genotypic MQ resistance (Fig 1C and 1D), the proportion of new infections with multiple copy number pfpm2, i.e. genotypic PPQ resistance (Fig 1E and 1F), and the proportion of new infections with multiple copy numbers of both pfpm2 and pfmdr1, i.e. genotypic resistance to both MQ and PPQ (Fig 1G and 1H).

Compared to the triple ACT scenario, the DP chemoprophylaxis scenario was predicted to have an immediate effect on malaria incidence (Fig 1A and 1B), assuming an initial coverage of 50%. However, these beneficial impacts do not extend beyond the average duration of prophylaxis of one year, and in fact a rebound in malaria incidence can be seen afterwards above that predicted under the status quo scenario. The prophylaxis scenario is also predicted to increase the prevalence of genotypic PPQ resistance during its implementation phase (Fig 1E and 1F); although PPQ resistance declines again following cessation of prophylaxis, it remains at levels higher than that of the status quo or triple ACT scenario through 2025. The chemoprophylaxis scenario is predicted to lead to slight increases in genotypic MQ resistance (Fig 1C and 1D) and joint resistance to MQ and PPQ (Fig 1G and 1H). In sensitivity analyses, we found that even extended durations of chemoprophylaxis (10 years) could lose impact within 1–2 years due to the increases in PPQ resistance (S1 Appendix).

Sensitivity analyses: Triple ACT scenario

We conducted multiple sensitivity analyses to better understand why resistance to PPQ and MQ failed to take off under the triple ACT scenario, despite increases in MQ resistance under the status quo scenario and both PPQ and MQ resistance under the prophylaxis scenario.

First, we increased the fitness of strains genotypically resistant to both MQ and PPQ to be just below the minimum fitness of single resistance to MQ and PPQ (i.e. the maximum possible value that would not produce inaccurate spread of joint resistance prior to 2020). Second, we decreased the probability of treatment success for joint resistance treated with the triple ACT to equal the maximum probability of treatment success given single resistance and single drug treatment. We thus assessed the most extreme values possible within the restrictions that jointly resistant strains not be more fit than singly resistant strains, and the triple ACT not be less successful at treating jointly resistant strains than a single drug is at treating single resistance. The results of these two changes, applied simultaneously, are shown in Fig 2. Following these changes, the status quo scenario still led to increases in MQ resistance and declines in PPQ resistance; however, substantial declines in PPQ resistance did not occur until MQ resistance was already widespread. Under the triple ACT scenario, MQ resistance and PPQ resistance both declined, though the rates of predicted decline were slow in Western Cambodia, with levels of joint MQ/PPQ resistance remaining roughly stable. Note that the estimated levels of MQ and PPQ resistance in Western Cambodia here are both higher than the baseline scenario, and represent a worse fit to the data (S1 Appendix Section 2).

Fig 2. Sensitivity Analysis 1—increased fitness and decreased probability of treatment success given joint resistance, 2018–2025.

Fig 2

Interventions begin in 2020 (solid line). The average duration of chemoprophylaxis is one year (dotted line at 2021).

We hypothesized that the reason joint MQ/PPQ resistance did not take off was related to our assumption that having multiple copy number pfmdr1 and pfpm2 led to phenotypic PPQ and MQ resistance, respectively, with probabilities that differed from one another but were fixed throughout the simulation period. Furthermore, these values were held fixed prior to fitting the fitness cost for each strain. To test this hypothesis, we fixed the probability of treatment success under each genotype-drug pair to be equal to a single value (0.625) intermediate to those used in the initial simulations and then re-fit the model. We then assessed the results of this refitted model under the baseline assumption as well as with the addition of the two sensitivity analyses above.

With this intermediate value of treatment success and the baseline parameters (Fig 3), joint resistance again remained roughly stable under the triple ACT scenario, with gradual declines in both PPQ and MQ resistance. Substantial increases in MQ resistance and faster declines in PPQ resistance were predicted under the status quo scenario. However, triple ACT treatment led to significant decreases in malaria transmission in Western Cambodia, likely reflecting the greater effects of pfmdr1 on phenotypic MQ resistance and the greater expected levels of genotypic MQ resistance in 2020 prior to initiation of triple ACT treatment.

Fig 3. Sensitivity Analysis 2 –equal probability of DP and ASMQ treatment success with pfpm2 and pfmdr1, respectively, 2018–2025.

Fig 3

Interventions begin in 2020 (solid line). The average duration of chemoprophylaxis is one year (dotted line at 2021).

Fig 4 shows a version of the model that includes all factors favoring the spread of joint MQ/PPQ resistance under the triple ACT scenario described above. Compared to the baseline scenario, we forced pfmdr1 and pfpm2 to have equal probabilities of producing phenotypic resistance; increased the fitness of jointly resistant strains; and decreased the probability of treatment success given joint genotypic resistance and triple ACT treatment. Indeed under this scenario triple ACT treatment increases the levels of joint MQ/PPQ resistance compared to both the status quo scenario and 2020 values.

Fig 4. Sensitivity Analysis 3—the fitness of jointly resistant strains is increased; the probability of DP-MQ successfully treating jointly resistant strains is decreased; and the probability of successful treatment of resistant strains with DP is forced to equal that with ASMQ.

Fig 4

Interventions begin in 2020 (solid line). The average duration of chemoprophylaxis is one year (dotted line at 2021).

Discussion

We have presented a model of how use of a triple ACT or chemoprophylaxis could affect malaria incidence and resistance to MQ and PPQ in Cambodia in the absence of other interventions. Under the initial assumptions and parameters, use of a triple ACT had minimal impact on overall malaria incidence but reversed the spread of mefloquine resistance predicted under the status quo scenario. In sensitivity analyses, it was possible but difficult to create a situation under which the triple ACT scenario increased joint MQ/PPQ resistance substantially beyond its current levels. In contrast, we predicted that chemoprophylaxis could lead to significant declines in malaria incidence, but likely increase joint MQ/PPQ resistance as well; both of these effects of chemoprophylaxis were expected to reverse after cessation of chemoprophylaxis.

Why did the triple ACT lead to stable or declining levels of PPQ and MQ resistance, including joint resistance, under almost all parameters explored? Previous researchers have hypothesized that pfpm2 and pfmdr1 may have antagonistic effects [19]; notably, this was not encoded directly in this model. However, as joint resistance has seen only limited emergence in Cambodia until now, we did not allow the fitness of joint resistance to exceed that of either single resistance; furthermore, we assumed that triple ACT treatment would be at least as effective against genotypic joint resistance as both ASMQ and DP against strains with genotypic resistance to MQ and PPQ, respectively. In other words, joint resistance fails to take off as it is the “worst of both worlds”, with low fitness and high probability of treatment success even under the triple ACT scenario.

A recent clinical trial found DP-MQ to be highly efficacious and safe in Cambodia, including in areas with high levels of resistance to DP [9]. Combined with its favorable impact on resistance in this model, triple ACT treatment could be an appealing choice in this area. However, caution should still be exercised. Our model assumes that the fitness of resistant strains is fixed over time, which may not be the case and could underestimate future resistance [20]. Of particular concern is the spread of malaria with pfcrt conferring PPQ resistance not included in this model. The GMS has proven past models and theories wrong, including those that initially predicted resistance to artemisinin would be avoided by use of ACTs [21]. Use of counterfeit, substandard, or inappropriate drugs may have contributed to past emergence of resistance in this region [22], and drug use and quality should be monitored closely. Treatment efficacy studies and genotypic resistance surveillance are also of utmost importance.

Chemoprophylaxis of high-risk populations including forest goers is also being explored in Cambodia. Although researchers have recognized DP as an appealing drug for chemoprophylaxis [11], current studies are focusing on other drugs including ASMQ and artemether-lumefantrine for reasons including preexisting resistance to DP. Introducing new drugs (such as artemether-lumefantrine or artesuante-pyronaridine) into the GMS as chemoprophylaxis could increase the initial efficacy of chemoprophylaxis. However, these alternative ACTs also have major drawbacks. Lumefantrine has a relatively short half-life and more complicated dosing schedule compared to piperaquine or mefloquine; it is also the primary partner drug used in Africa, which would heighten concerns about resistance. The safety of repeated courses of pyronaridine is currently unknown, and it represents a possible drug of last resort without pre-existing resistance in the GMS [11]. Additionally, as this model shows, chemoprophylaxis could also carry significant risks of drug resistance; unless such efforts succeed at rapidly eliminating malaria, they could risk further limiting the number of effective ACTs available in this region. This model also suggested there could be a rebound in malaria incidence post-chemoprophylaxis; similar increases in malaria incidence to or even above pre-intervention levels have been observed following mass drug administration in Cambodia and elsewhere [23,24].

Safety is another consideration when combining or repeating antimalarial use, as in the scenarios here. A clinical trial of DP-MQ found that the rate of clinical adverse events was not significantly increased compared to DP. Furthermore, the observed increase in QT interval with DP-MQ was not greater than that with DP [9]. Safety concerns are amplified when an antimalarial is given as chemoprophylaxis, due to its repeated and more widespread use in apparently healthy individuals. Existing data support the safety of monthly DP as intermittent preventive treatment or chemoprophylaxis [25]. Cost-effectiveness is another aspect that could be considered, as well as the infrastructure needed to implement each intervention (ex. could existing village malaria workers dispense monthly chemoprophylaxis, or is another system needed?)

There are some differences between the behavior predicted by our model and that observed in Cambodia for the period of 2018–2020. Limited published data were available to inform the model trends in genotypic MQ and PPQ resistance after the first-line treatment in Cambodia switched to DP around 2017, but the data available thus far suggest the qualitative trends predicted here (i.e. declines in multiple copies of pfpm2 and increases in multiple copies of pfmdr1) are occurring in Cambodia as predicted, although the rates of spread may differ. Unlike in our model, Cambodia has seen rapid declines in P falciparum malaria cases since 2018. This timing has corresponded to an increase in other interventions such as use of mobile malaria workers and crackdowns on illegal logging, which are not reflected in this model. As such, this model should not be regarded as making quantitative predictions for malaria incidence in Cambodia.

The primary limitations of this model relate to its simplicity. We did not include resistance to artemisinin in our model, as such resistance is already widespread in Cambodia. We were primarily interested in understanding trends in partner drug resistance, as this can lead to treatment failure and thus affects the choice of first-line treatment. Additionally, we focused only on pfmdr1 and pfpm2, whereas other genes such as pfcrt are increasingly understood to play a role in resistance to partner drugs. Besides resistance, the model provides an oversimplified view of immunity, the role of asymptomatic and submicroscopic infections, and population mixing patterns that may affect its results. However, the main qualitative findings of this model were consistent across two (separately fit) regions of Cambodia and multiple sensitivity analyses. Furthermore, the simplicity of the model allowed us to more easily isolate the role of individual parameters in understanding model output.

Overall, we conclude that triple ACTs may be useful at limiting spread of resistance to artemisinin partner drugs in high risk areas like the GMS. However, they could also slow declines in pre-existing resistance compared to single use of another drug. Furthermore, a switch to triple ACT treatment alone would not itself be sufficient for malaria elimination from this region. Chemoprophylaxis could accelerate malaria elimination but its effects are temporary and pose a higher risk of resistance. As a result, declines in malaria incidence in Cambodia since 2018 likely reflect the impact of new interventions not included in this model (ex. improved treatment coverage by village malaria workers and mobile malaria workers, crackdowns on illegal logging). A combined intervention strategy is likely the best option for achieving rapid malaria elimination from the GMS.

Methods

Modeling malaria transmission

To simplify the model, within each region (East and West) we assumed all cases occur within a single high-risk population. Conceptually, we could consider this group to consist of forest goers and residents of forested villages with active transmission. Only this high-risk population was modeled explicitly, though larger population denominators were used as needed to compare results of the model to data sources.

The model structure was informed by previous malaria models including [23,26,27] and was intentionally kept simple to facilitate qualitative understanding of resistance dynamics. Mosquitoes were modeled explicitly and could be in one of three disease states: susceptible to malaria, exposed to malaria and not yet infectious, and infectious with malaria. With regards to malaria infection and immunity, humans could belong to the following mutually exclusive states: S, susceptible to malaria (non-immune); E, exposed to malaria from this non-immune state, but not yet infectious; Is, symptomatic, infectious malaria; Rt, post-treatment for malaria (no longer infectious, and protected from re-infection by the treatment drug); R, recovered and partially immune to malaria; and Ia, asymptomatic, infectious malaria (Fig 5).

Fig 5. Model states and transitions related to drug susceptible and genotypically PPQ-resistant infections.

Fig 5

Mosquitoes are not shown. The disease states are as follows: S, susceptible to malaria; E: exposed to malaria, not yet infectious: Is: infectious and symptomatic, Rt: recovered from malaria (i.e. no longer infectious) and protected by reinfection by prophylactic effect of treatment drug; R: recovered from malaria with partial immunity; Ia: infectious and asymptomatic. Subscript pr denotes prophylaxis. Superscript n denotes no drug resistance; superscript p denotes genotypic PPQ resistance. Entry to and exit from the model population, acquisition of resistance, and superinfection/recombination not shown.

We made the simplifying assumption that all non-immune individuals who develop malaria are symptomatic, and all partially immune individuals are asymptomatic. Individuals who are symptomatic could receive either correct first-line treatment or other treatment (e.g. artemisinin monotherapies or other non-recommended treatments, with proportions varying over time as described in the S1 Appendix parameter tables). We allowed transmission from both symptomatic and asymptomatic states, but with differing probabilities (see S1 Appendix parameter tables). We assumed that partial immunity is temporary.

Modeling partner drug resistance

With respect to drug resistance, we did not explicitly model resistance to artemisinin. Two forms of genotypic drug resistance were explicitly modeled: pfmdr1 copy number ≥2 (conferring phenotypic MQ resistance with some probability) and pfpm2 copy number ≥2 (conferring phenotypic PPQ resistance with some probability) [28,29]. Genotypic drug resistance was assumed to be transmissible between individuals, but phenotypic drug resistance was not, such that the probability that genotypic drug resistance would confer phenotypic drug resistance did not change over time. Phenotypic drug resistance was defined as late treatment failure to either ASMQ or DP. Those with late treatment failure re-enter the IS compartment immediately; the delay in recrudescence was not explicitly modeled. Individuals with a previous late treatment failure were assumed to have the same probability of future treatment success as all other individuals with the same genotype (treatment failure history was not tracked). Resistance was initialized in the population at a low level, and individuals receiving treatment without pre-existing genotypic drug resistance were allowed a low probability to spontaneously acquire such resistance. Genotypic drug resistance was assumed to confer a fitness cost, which was included in the model as a reduced probability of transmission from mosquitoes to humans. These parameters were assigned wide prior ranges and inferred based on the data.

The model thus included four resistance strains, based on genotypic resistance to MQ, PPQ, or both. We tracked only a single dominant infection for each individual. Superinfection of asymptomatically infected individuals and recombination were included in the model (see S1 Appendix). Fig 5 shows a subset of the model states: those pertaining to drug susceptible infections (Fig 5A) and those pertaining to genotypically PPQ-resistant infections (Fig 5B).

Modeling interventions

The triple ACT and chemoprophylaxis scenarios are options that have not yet been implemented in Cambodia, or are being implemented only in small trials. Therefore, it was necessary to consider a range of sensitivity analyses when considering these interventions. Both scenarios were modeled as being implemented from the beginning of 2020.

The triple ACT scenario was modeled similar to other treatment scenarios, with no changes in access. The main difference was that the triple ACT was assumed to be fully effective for all parasites having either a single copy number of pfpm2 or a single copy of pfmdr1. For those parasites with multiple copy numbers of both pfpm2 and pfmdr1, the treatment was also assumed to be effective with some probability. At baseline, we assumed that phenotypic resistance to PPQ and MQ are independent, such that P(resistance to DP-MQ|multiple copy numbers of both pfpm2 and pfmdr1) = P(resistance to ASMQ|multiple copies of pfmdr1)*P(resistance to DP|multiple copies of pfpm2). This assumption was modified in sensitivity analyses.

Under the chemoprophylaxis scenario, a fixed proportion (50%) of the high-risk population received DP as chemoprophylaxis. We assumed the average duration of chemoprophylaxis was one year (i.e. repeated administration of DP throughout one year). We assumed enrollment occurred over a period of one month.

We assumed that symptomatic malaria infection was ruled out prior to administering chemoprophylaxis (as the first-line treatment in Cambodia is currently ASMQ, not DP), and that prophylaxis was not administered to those already treated within the last month. Chemoprophylaxis has the following effects on malaria parasites without genotypic PPQ resistance in the model. First, such parasites cannot infect susceptible or recovered humans receiving chemoprophylaxis. Second, individuals receiving chemoprophylaxis when already exposed to such parasites return to susceptible without becoming sick or infectious or developing immunity. Third, individuals receiving chemoprophylaxis when asymptomatically infected with such parasites clear their infection and return to the recovered state. Regarding those parasites with genotypic resistance to PPQ, chemoprophylaxis with DP is assumed to have the same probability of effectiveness as treatment. When chemoprophylaxis is effective, the effects of chemoprophylaxis are the same as those listed above. When it is not, infections and progression of infections occur as if no chemoprophylaxis were present.

Parameterization and initialization

Parameters were chosen based on a review of the literature. For Eastern and Western Cambodia, seven of the most uncertain parameters were inferred from trends in malaria cases and resistance over time. Prior distributions were set for these parameters and posterior distributions were derived via Incremental Mixture Importance Sampling [30]. This procedure was done separately for Eastern and Western regions. The S1 Appendix contains figures comparing the model results under the posterior distributions to the data. The results reported in the main text are based on 500 random draws from the posterior distribution of parameters (main results), and 200 random draws for the sensitivity analyses.

Changes in malaria trends over time were captured in three ways in the model. First, we assumed that the proportion of symptomatic malaria cases receiving appropriate treatment increased over time. Second, we assumed that the malaria transmission parameter declined over time (considering, e.g., increase in coverage of LLHINs). Third, we assumed that the population at risk of malaria declined over time (considering deforestation and urbanization in Cambodia). More detail on the parameters involved in these assumptions is available in the S1 Appendix.

Initial conditions were derived by running the model with an initial seed of 100 infected humans and 1% infected mosquitoes for 5 years to reach near-equilibrium conditions. This initialization was performed with no drug resistance. In Western Cambodia, mefloquine resistance was input into the model beginning in 2000 with 15% of new infections having genotypic MQ resistance. In Eastern Cambodia, due to insufficient data and apparent low levels, this was maintained as 0 until 2010, at which point there was assumed to be 10% genotypic MQ resistance. In both regions, 1% genotypic PPQ resistance was introduced at the time of the switch from ASMQ to DP.

Supporting information

S1 Appendix. Supplemental methods and results.

(DOCX)

Acknowledgments

We would like to thank Benoit Witkowski for helpful discussions regarding the development and current status of drug resistance in Cambodia.

Data Availability

Codes used to create manuscript are available at https://github.com/agkunkel/cambodia-partner-drugs.

Funding Statement

AK was supported by the Pasteur Foundation (US). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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PLoS Comput Biol. doi: 10.1371/journal.pcbi.1008850.r001

Decision Letter 0

Nina H Fefferman, Alex Perkins

5 Oct 2020

Dear Dr Kunkel,

Thank you very much for submitting your manuscript "Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: a model-based analysis" for consideration at PLOS Computational Biology.

As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. In light of the reviews (below this email), we would like to invite the resubmission of a significantly-revised version that takes into account the reviewers' comments.

In addition to addressing the reviewers' comments, please provide the code in a more suitable manner, such as through a GitHub repository.

We cannot make any decision about publication until we have seen the revised manuscript and your response to the reviewers' comments. Your revised manuscript is also likely to be sent to reviewers for further evaluation.

When you are ready to resubmit, please upload the following:

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[2] Two versions of the revised manuscript: one with either highlights or tracked changes denoting where the text has been changed; the other a clean version (uploaded as the manuscript file).

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Sincerely,

Alex Perkins

Associate Editor

PLOS Computational Biology

Nina Fefferman

Deputy Editor

PLOS Computational Biology

***********************

Reviewer's Responses to Questions

Comments to the Authors:

Please note here if the review is uploaded as an attachment.

Reviewer #1: PCOMPBIOL-D-20-01377: Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: a model-based analysis

The emergence of drug resistance is a real threat to malaria transmission and studies that try to understand its spread are of paramount importance. This work attempts to model the potential impacts of anti-malarial drug strategies to understand artemisinin partner drug resistance using data from Cambodia. The main text is well written and ease follow as well as the model schematic shown in Figure 1. However, by reading the Supporting Information Section we find many essential information about methods and data, and notice that the model presented is much more complex than what is presented in the main text. The authors performed too much data manipulation, stated too many assumptions, and designed a model with too many parameters (obtained from other articles or assumed values for 24 fixed parameters, plus 9 time-dependent parameters and fitted the model for another 8 parameters) that is difficult to not be sceptical about inferences made. Moreover, the reported monthly cases model output from Western Cambodia presents a poor fitting. The same poor fitting is observed for the prevalence (PCR) plots.

Reviewer #2: The authors have conducted a no trivial work aiming to contain the spread of artemisinin’s partners drugs resistance. Their final goal seems to prevent the spread of artemisinin’s resistance outside the GMS to Africa by preventing its partner drug resistance.

The authors use a simple compartmental seir model for malaria transmission to assess the capacity of 3 scenarios (current “ASMQ treatment”, triple-ACT “DP+MQ” and treatment + prophylaxis “ASMQ+DP”) to contain the partner drug resistance.

The modeling framework seems appropriate with fair assumptions. The paper is well written but should be improved.

Major comments

1) Baseline results

Please add 2018-2020 incidence / resistance data if any to figure 2.

2) According to the authors, Cambodia has several times switched between ASMQ and DP and currently back

to ASMQ. The authors believe ASMQ efficacy could be short-lived triggering their work to support novel treatment strategies. Since ASMQ and DP have inconsistent, why not test/suggest new drugs? The authors alluded for instance to AL as a possible candidate and I wonder why ASMQ and DP remain their preferred drugs in their suggested treatment scenarios. I am just trying to get more background / literature regarding the choice of treatment strategies / drugs by the authors.

3) Cambodia is not a high burden country; the urgency remains elimination rather than changing policy to reduce incidence.

Why is prophylaxis important here? Maintaining ASMQ+DP in the paper does not add any value to the purpose of this work since rather than preventing partner drugs’ resistance, the prophylaxis is increasing the spread of such resistance. To me the prophylaxis's strategy simply adds more complexity and distraction to the paper with no benefit that all.

Since the main purpose of their work is to prevent resistance, the authors could for instance test and suggest a treatment/prophylaxis strategy that reduces both incidence and resistance, or simply leave it out if not effective, or please justify why it is so crucial to this paper.

4) I have a problem with the “Rate of waning protection by treatment drug”. The parameter

(w_t) value seems generic and attributed to all drugs. Artemisinin and partner drugs have different half-lives and for that reason, a clarification should be given to how PKPD model parameters were fitted to drugs' half-lives. If there are assumptions on half-lives, it should be clearly stated in the text but it can't be 20days for artemisinin and partner drugs.

Additionally, this (drug kinetics) may be useful to sensitivity analysis to assess differential spreads of resistance between treatment strategies but I leave it to the authors to decide whether they want to pursue and exploration.

5) The discussion section will benefit from a paragraph on safety / toxicity of triple-ACT or combination of treatment / prophylaxis, and possibly a sentence on cost-effectiveness.

Minor

1) Would be more informative to the reader to have some numbers / statistics about artemisinin

resistance and its partner drugs resistance in the GMS, added to the background/introduction.

2) Fig 1a is not cited in the text.

Reviewer #3: In this study the authors develop a model, parameterised to reflect malaria transmission in Cambodia, to explore the impact of triple artemisinin combination therapies (ACTs) and chemoprophylaxis in limiting spread of drug-resistant parasites and accelerate elimination. This is an interesting subject to explore in detail. The complexity of the interplay between drug-sensitive & drug resistant parasites has been simplified in the model, but I think it has been done in an appropriate way, given the aims of the study. The results obtained in the baseline model, that triple ACT therapy could reverse mefloquine resistance, but not impact overall incidence, and the chemoprophylaxis did impact incidence but encouraged the spread of drug-resistant parasites, are intuitive but important to explore in detail. Furthermore, the sensitivity analysis, which explores the changes in model assumptions required for triple ACT treatment to promote spread of parasites resistant to both mefloquine and piperaquine is very useful. I have some minor comments that I would like to be addressed, and I am happy to recommend the work for publication once this has been done.

1) Lines 103-105. The authors state that partner drug resistance more important in driving treatment failure than artemisinin resistance. Would they be able to provide a reference for this?

2) Line 146: Define DS. Drug susceptible?

3) Regarding treatment coverage: parameter ‘app’ governs the proportion of symptomatic individuals receiving first line treatment. What proportion of symptomatic individuals receive non-recommended treatment (e.g. monotherapy)? If it is (1-app), is it realistic to assume that 100% of symptomatic infections are treated? If not, what would the implications be for the modelling results presented here?

4) Regarding Figure 1, the upper schematic implies that state nIa (asymptomatic, infectious individuals) can only be reached through the recovered state, R. Presumably this is incorrect?

5) Figure 2 legend: I’m not sure called treatment with a triple ACT “Joint Treatment” is sensible, but I leave this choice to the authors.

6) The authors demonstrate that the chemoprophylaxis scenario decreased malaria incidence, but the policy is only explored for 1 year. It would be interesting to see what happens if the policy is pursued e.g. do these decreases continue, or does the increased prevalence of drug-resistant malaria eventually render the intervention ineffective?

**********

Have all data underlying the figures and results presented in the manuscript been provided?

Large-scale datasets should be made available via a public repository as described in the PLOS Computational Biology data availability policy, and numerical data that underlies graphs or summary statistics should be provided in spreadsheet form as supporting information.

Reviewer #1: None

Reviewer #2: Yes

Reviewer #3: Yes

**********

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Reviewer #1: No

Reviewer #2: Yes: ANDRE LIN OUEDRAOGO

Reviewer #3: No

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PLoS Comput Biol. doi: 10.1371/journal.pcbi.1008850.r003

Decision Letter 1

Nina H Fefferman, Alex Perkins

31 Jan 2021

Dear Dr Kunkel,

Thank you very much for submitting your manuscript "Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: a model-based analysis" for consideration at PLOS Computational Biology. As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. The reviewers appreciated the attention to an important topic. Based on the reviews, we are likely to accept this manuscript for publication, providing that you modify the manuscript according to the review recommendations.

Please add some text to the manuscript to convey the spirit of your response to the initial review by Reviewer 1. Addressing the new comments by Reviewer 1 would also be appreciated. We hope to evaluate this next round of revisions editorially (and relatively quickly) if these remaining issues can be addressed satisfactorily.

Please prepare and submit your revised manuscript within 30 days. If you anticipate any delay, please let us know the expected resubmission date by replying to this email. 

When you are ready to resubmit, please upload the following:

[1] A letter containing a detailed list of your responses to all review comments, and a description of the changes you have made in the manuscript. Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out

[2] Two versions of the revised manuscript: one with either highlights or tracked changes denoting where the text has been changed; the other a clean version (uploaded as the manuscript file).

Important additional instructions are given below your reviewer comments.

Thank you again for your submission to our journal. We hope that our editorial process has been constructive so far, and we welcome your feedback at any time. Please don't hesitate to contact us if you have any questions or comments.

Sincerely,

Alex Perkins

Associate Editor

PLOS Computational Biology

Nina Fefferman

Deputy Editor

PLOS Computational Biology

***********************

A link appears below if there are any accompanying review attachments. If you believe any reviews to be missing, please contact ploscompbiol@plos.org immediately:

[LINK]

Reviewer's Responses to Questions

Comments to the Authors:

Please note here if the review is uploaded as an attachment.

Reviewer #1: PCOMPBIOL-D-20-01377R1: Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: a model-based analysis

The work attempts to model the potential impacts of anti-malarial drug strategies to understand artemisinin partner drug resistance using data from Cambodia. Surprisingly, the overall malaria incidence trend presented in Figures 2-5 does not change over time and across different scenarios. If we look at Figure 2, for example, under the Status Quo scenario, the model output indicates that the number of cases per month in West Cambodia does not increase when the proportion of new infections with multiple copy number pfmdr1 goes from around 0.1 in 2018 to around 0.9 in 2025. Figures 3 and 4 bring similar results. If we take Figure 5, even when the proportion of new infections with multiple copy number pfmdr1, pfpm2 or pfmdr1+pfpm2, is close to 1 (panels D, F and H), the overall malaria incidence predicted by the model also does not increase over the time. As mentioned on the text, if all innervations are held constant and those with late treatment failure re-enter the I_s compartment immediately, why the spread of artemisinin partner drug resistance does not affect the overall malaria?

As we can find in Figure 1, individuals move to compartment R after recovering and become partially immune to malaria. Based on a strong assumption, the model assumes that all partially immune individuals (from compartment R) who develop malaria are asymptomatic (lines 361-362) and move to compartment I_a. After recovering from the asymptomatic infection, individuals move back to compartment R (recovered and partially immune to malaria). The rate of waning immunity (parameter “w”) is w=1/365 day^(-1), that is, after recovering from an infection (symptomatic or asymptomatic), it takes on average 365 days before any individual becoming “fully” susceptible again (compartment S). Considering that the model assumes a single high-risk population, I wonder if the rate to move from R to I_a is not considerably higher than the rate to move from R to S (waning immunity). In affirmative case, it is expected that, under model assumptions, most individuals will be “trapped” between compartments R and I_a. As a consequence, the overall malaria incidence (I am assuming only symptomatic cases) might be sensible to variations on the rate of waning immunity. In order to clarify this point, it would be interesting to have a plot of proportion of individuals in compartments S, I_s, I_a and R over time. I also wonder if the authors do not consider to perform a sensitivity analysis of the rate of waning immunity (parameter “w”). Please, clarify this point.

Overall, the authors concluded that triple ACTs may be useful at limiting spread of resistance to artemisinin partner drugs (lines 321-322). Although pfpm2 and pfpm2+pfmdr1 results from Figure 2 are pretty much the same for triple ACT and Status Quo regimes, the first performs better for pfmdr1. However, if my understanding is correct, sensitivity analysis results raise questions about the model robustness with respect to the conclusion and do not clearly favour triple ACT regime. We can note in Figure 3 for West Cambodia that triple ACT regime performs worse than the Status Quo regime for pfpm2 and pfpm2+pfmdr1. For a long-term analysis, the same behaviour can be found in Figure 4. Further, the authors say: “In sensitivity analyses, it was possible but difficult to create a situation under which the triple ACT scenario increased joint MQ/PPQ resistance substantially beyond its current levels” (lines 239-241). Regarding joint MQ/PPQ resistance, it seems to me that results from Figures 2-5 suggests that, overall, the Status Quo scenario performs better than the triple ACT. Please, clarify this point.

Posterior distribution bounds of parameters “beta_min_m”, “p” and “f_p” are out of prior distribution bounds (Supporting Information, line 87). Please, clarify this point.

Reviewer #2: The revision by the authors significantly improved the paper. Most comments have been appropriately addressed.

No further comments.

Reviewer #3: I am satisfied that the authors have dealt with my comments appropriately. I'm happy to recommend publication

**********

Have all data underlying the figures and results presented in the manuscript been provided?

Large-scale datasets should be made available via a public repository as described in the PLOS Computational Biology data availability policy, and numerical data that underlies graphs or summary statistics should be provided in spreadsheet form as supporting information.

Reviewer #1: None

Reviewer #2: Yes

Reviewer #3: None

**********

PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Andre Lin Ouedraogo

Reviewer #3: No

Figure Files:

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email us at figures@plos.org.

Data Requirements:

Please note that, as a condition of publication, PLOS' data policy requires that you make available all data used to draw the conclusions outlined in your manuscript. Data must be deposited in an appropriate repository, included within the body of the manuscript, or uploaded as supporting information. This includes all numerical values that were used to generate graphs, histograms etc.. For an example in PLOS Biology see here: http://www.plosbiology.org/article/info%3Adoi%2F10.1371%2Fjournal.pbio.1001908#s5.

Reproducibility:

To enhance the reproducibility of your results, PLOS recommends that you deposit laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. For instructions see http://journals.plos.org/ploscompbiol/s/submission-guidelines#loc-materials-and-methods

PLoS Comput Biol. doi: 10.1371/journal.pcbi.1008850.r005

Decision Letter 2

Nina H Fefferman, Alex Perkins

3 Mar 2021

Dear Dr Kunkel,

We are pleased to inform you that your manuscript 'Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: a model-based analysis' has been provisionally accepted for publication in PLOS Computational Biology.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow up email. A member of our team will be in touch with a set of requests.

Please note that your manuscript will not be scheduled for publication until you have made the required changes, so a swift response is appreciated.

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Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Computational Biology. 

Best regards,

Alex Perkins

Associate Editor

PLOS Computational Biology

Nina Fefferman

Deputy Editor

PLOS Computational Biology

***********************************************************

PLoS Comput Biol. doi: 10.1371/journal.pcbi.1008850.r006

Acceptance letter

Nina H Fefferman, Alex Perkins

13 Mar 2021

PCOMPBIOL-D-20-01377R2

Novel anti-malarial drug strategies to prevent artemisinin partner drug resistance: a model-based analysis

Dear Dr Kunkel,

I am pleased to inform you that your manuscript has been formally accepted for publication in PLOS Computational Biology. Your manuscript is now with our production department and you will be notified of the publication date in due course.

The corresponding author will soon be receiving a typeset proof for review, to ensure errors have not been introduced during production. Please review the PDF proof of your manuscript carefully, as this is the last chance to correct any errors. Please note that major changes, or those which affect the scientific understanding of the work, will likely cause delays to the publication date of your manuscript.

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Thank you again for supporting PLOS Computational Biology and open-access publishing. We are looking forward to publishing your work!

With kind regards,

Alice Ellingham

PLOS Computational Biology | Carlyle House, Carlyle Road, Cambridge CB4 3DN | United Kingdom ploscompbiol@plos.org | Phone +44 (0) 1223-442824 | ploscompbiol.org | @PLOSCompBiol

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Appendix. Supplemental methods and results.

    (DOCX)

    Attachment

    Submitted filename: response_reviewers_CLEAN.docx

    Attachment

    Submitted filename: response_reviewers_2.docx

    Data Availability Statement

    Codes used to create manuscript are available at https://github.com/agkunkel/cambodia-partner-drugs.


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