Abstract
Dream enactment behavior commonly occurs on occasion in normal children and adults. Disruptive and frequent dream enactment behavior may come to the attention of the clinician either as the primary reason for consultation or as a prominent characteristic of a patient with other sleep disorders. Questioning patients with chronic neurologic and psychiatric disorders may also reveal previously unrecognized behavior. In the absence of sleep pathology, process of dream enactment likely begins with active, often emotionally charged dream content that may occasionally break through the normal REM sleep motor suppressive activity. Disrupted sleep resulting from many possible causes, such as circadian disruption, sleep apnea, or medications, may also disrupt at least temporarily the motor-suppressive activity in REM sleep, allowing dream enactment to occur. Finally, pathological neurological damage in the context of degenerative, autoimmune, and infectious neurological disorders may lead to chronic recurrent and severe dream enactment behavior. Evaluating the context, frequency, and severity of dream enactment behavior is guided first and foremost by a structured approach to the sleep history. Physical exam and selected testing support the clinical diagnosis. Understanding the context and the likely cause is essential to effective therapy.
Citation:
Baltzan M, Yao C, Rao C, Rizzo D, Postuma R. Dream enactment behavior: review for the clinician. J Clin Sleep Med. 2020;16(11):1949–1969.
Keywords: Dream enactment behavior, parasomnia, REM-sleep, REM sleep behavior disorder, Parkinson disease, neurologic disorders, psychiatric disorders, pathophysiology, evaluation, treatment
BRIEF SUMMARY
Current Knowledge/Study Rationale: A comprehensive review for clinicians who care for patients is needed. We undertook a review of the current peer-reviewed publications and present the definition, normal nature, and sleep physiology and pathophysiology of dream enactment behavior. The frequencies and manifestations of different disease states are also presented. Current management is summarized.
Study Impact: Dream enactment behavior is common and can be normal. A review for clinicians is made to better inform health care professionals on its assessment and management.
INTRODUCTION
Although dream enactment behavior is classically associated with rapid eye movement (REM) sleep behavior disorder (RBD), it has, in fact, a broad spectrum of causes and severity. We review the overall mechanisms and causes of dream enactment behavior, in RBD and beyond.
REVIEW
Definitions of dream enactment behavior and related behaviors
The acting out of dreams, characterized by body movement, emotional expression, or audible verbalization of dream content has been termed dream enactment behavior (DEB) when the body’s physical expression is followed by the individual recalling a dream. The phenomenon can range in intensity and frequency in the normal population. In most cases, DEB occurs during the transition from sleep to wake, which allows the individual to recall the event coincident with dream imagery immediately after it took place. This is unlike typical somnambulism or somniloquy, which generally occur during non-REM (NREM) sleep without any dream recall. Dream enactment behavior is the defining clinical feature of RBD.1 Patients are reported by their bed partners to scream, speak, fall, or move their arms and legs to mimic their dreams.2 Injuries and violence can occur to the patient and bed partner as the result of DEB. DEB is primarily suspected on the basis of a medical history although polysomnography adds important diagnostic information by assessing sleep fragmentation, potential NREM and REM parasomnia, and REM sleep without muscle atonia.1–3
From a clinician’s point of view, unusual or violent physical movement in sleep may be directly or indirectly observed by the sleeper, bed partner or others sharing the sleeping environment, with normal efforts to comprehend the unusual activity. At times, these reports may be confused, with assumptions that the sleeper “must have been dreaming” and other factors that may question the reliability of the dream recalled. Research oriented definitions may seek to restrict the definition for research participants to DEB associated only with REM sleep. Yet even individuals with typical common NREM sleep parasomnias of sleep terrors and somnambulism may often report dream recall when closely questioned4,5 as well as more complex but well characterized parasomnias including dissociative disorders6 and parasomnia overlap disorder7 to give a few examples.
For the purposes of this review, we concentrated on REM sleep parasomnias, but allowed a wide review which included all parasomnias with potential dream recall. This is to allow the clinician faced with a patient with DEB and possible dream recall (according to the sleeper or the witness) and who may not have timely access to polysomnography, a more comprehensive and informative review.
Research definitions and questionnaires
Of the questionnaires designed to date, those for adults are generally more specific than the ones for pediatric uses. In children, most DEB studies have been assessed via questionnaires administered to parents. Although several questionnaires (eg, Pediatric Sleep Questionnaire, Children’s Sleep Habit Questionnaire, Children’s Sleep Behavior Scale, and Children’s Sleep Hygiene Scale) have been used in studies in which DEBs in children were assessed, no questionnaire to our knowledge has been validated for assessing only DEBs during NREM or REM sleep.1 Of all the scales listed, the Behavioral Evaluation of Disorders of Sleep Scale contains detailed possible DEB symptoms, state of awareness at the event, and other possible excluding criteria (ie, apnea).8 With incorporation of additional questionnaires to help exclude other sleep disorders that may mimic DEB (eg, RLS, confusion arousal due to growing pains or cramp and epilepsy), the questionnaire can be good candidate to evaluate possible DEB symptoms in children. In adults, on the other hand, several questionnaires have been designed to screen DEB; most of these are designed primarily to screen for potential RBD (Table 1). The Mayo Sleep Questionnaire, the RBD Single Question Questionnaire (RBD-1Q), and the Innsbruck Sleep Behavior Inventory are among the short questionnaires, ideal for fast screening in general practice. Both the REM Sleep Behavior Disorder Questionnaire-Hong Kong (RBDQ-HK) and RBD-1Q have relatively good positive predictive value and negative predictive value.9,10 With modification, RBDQ-HK can also be used to tract prospective changes in RBD symptom severity.
Table 1.
Published questionnaires for dream enactment behavior in the context of suspected REM sleep behavior disorder.
Innsbruck REM Sleep Behavior Disorder Inventory | RBD Single Question Questionnaire | Mayo Sleep Questionnaire | REM Sleep Behavior Disorder Questionnaire-Hong Kong | REM Sleep Behavior Disorder Screening Questionnaire | ||
---|---|---|---|---|---|---|
No. of items | 5 | 1 | 1 + 5 Conditional questions | 13 | 13 | |
Interviewee | Patients (with/without bed partner) | Patients, bed partner, caregiver | Bed partner | Patients and/or bed partner | Patients (with/without bed partner) | |
Validation place | Austria | Canada | United States | Hong-Kong, Korea, Japan, China | China, United States, Italy, Korea, Japan, Germany, Turkey | |
Cohort detail | Sleep disorder, neurodegenerative disease | Community, sleep disorder | Community, neurodegenerative disease | Sleep disorder, neurodegenerative disease, mental illness | Sleep disorder, PD | |
Cut-off | 25% Positive rate | 1 (Positive) | 1 (Positive) | 19/1009,11–13 | 814 | 515 |
Polysomnogram | Yes | Yes | Yes | Yes | Yes | Yes |
Sensitivity | 91.416 | 93.810 | 96.617–19 | 92.5 | 82.9 | 97.6 |
Specificity | 85.7 | 87.5 | 84.7 | 89.3 | 82 | 45.9 |
Estimated PPV | 6.1 | 7.05 | 6 | 8.01 | 4.5 | 1.8 |
Estimated NPV | 93.9 | 94 | 94 | 99.9 | 95.6 | 98.2 |
Note | No. of positive symptoms ÷ no. of answered questions = 25% | Question 1 and the subquestions from the original questionnaire | Factor 2 may be used as an alternative; 2 apnea questions may be applied13 | Remove item 10 crude SN%: 91 [85–95]; crude SP%: 77 [66–85]15 |
NPV = negative pressure ventilation, PD = Parkinson disease, PPV = positive pressure ventilation, REM = rapid eye movement, SN% = sensitivity, SP5 = specificity.
Alternative behaviors that may be confused with dream enactment behavior
When explicitly questioned during or right after the event, vague dream mentation has been reported primarily in patients with typical sleepwalking and sleep terrors. The usual content is less elaborate and more static with less detail and links with lived experience.4 A differentiating characteristic has been the overwhelming physical manifestation of sleepwalking (robotic movement, leaving the bed, repetitive or banal behavior) or sleep terrors that dominate the events. With these episodes, dream mentation is occasionally described if the patient is questioned. However, dream imagery is not a major perceptual component after the experience (which is usually forgotten). Confusional arousals may also have associated dream imagery but are marked by their major motor and confusional components in transition to waking and occur often in the setting of sleep disruption or intoxication.20
Potential mechanisms of dream enactment behavior
Several potential mechanisms of DEB have been proposed and relate to the expected causes of DEB in specific individuals. This includes direct anatomical disruption of brainstem nuclei, pharmacologic disruption of REM-sleep motor function, overactive dream intensity such as a nightmare which overwhelms otherwise normal REM-sleep neurological function, and sleep disruption leading to transient mixed-sleep states. Anatomical disruption of brainstem nuclei are the focus of the neurologic lesions that may lead to DEB. For this review, the mechanisms are categorized by the sleep stages when the DEB episode occurs and its-related anatomical structure.
For NREM parasomnias, DEB mechanisms in NREM sleep are relatively complex and unclear. Several structures within the limbic systems have been hypothesized as a generator for the DEBs in non-REM sleep, this includes: amygdala and thalamus.4,21,22 Future medical imaging studies will be needed to understand the mechanisms involved.
For REM parasomnias, the primary mechanism for DEB is believed to be caused by a direct disruption of brainstem nuclei that maintain the atonia of REM sleep. Although the exact mechanism triggers the transition from non-REM to REM sleep remains unclear, most studies agreed that the REM-on glutamatergic neurons residing in sublaterodorsal nucleus (SLD) is responsible for the loss of muscle tone.23
In parkinsonism, the RBD mechanism is believed to be initiated in the brainstem region (namely pons and medulla). In fact, in a recent review by Borghammer and Van Den Berge pointed out that by summarizing the imaging studies available to-date, regardless of one’s phenoconversion status, those with RBD symptoms have more atrophy signs in the pontine region than those without.24 This phenomenon is align with findings of DEBs inducing by lesions in the dorsal pontine (further described in the neurology section below).25 In RBD, it would be expected that the putative “flip-flop switch”23 may be caught in an incompletely coordinated state, releasing motor inhibition during intense dream activity. This would manifest as major body motor behavior during a dominant REM cognitive state, resulting in an episode of DEB. Although lesions in medulla regions, where the downstream GABA-/glycinergic neurons reside, could also restore the muscular activities during the REM sleep in animal models, the clinical evidence supporting this hypothesis remains limited due to its role in regulating cardiorespiratory functions.26 In some cases, sleep-disordered breathing, which may cause the medullary homeostasis to be involved, has been found inducing “DEBs” in both children and adults.27,28 A prescription of continuous positive airway pressure will help differentiate the diagnosis if the DEBs ceases to occur after the treatment.
Another possible mechanism of DEBs during REM sleep involves the disruption of activities in the thalamic-hypothalamic-pathway. This is most commonly associated with narcolepsy-associated RBD. However more functional anatomy studies will be needed to assess its role in affecting the SLD neurons in DEBs. The more intense and frequent DEB observed in RBD and the degenerative neurological diseases may be explained better by the decreased motor inhibition resulting from permanent cell loss in the ventral medulla and the pontine tegmentum. The decreased meso-pontine glutaminergic neural activity that projects to the medulla and spinal cord results in reduced REM-sleep without atonia. The permanent state of reduced motor inhibition allows for frequent, nightly detectable RSWA and frequent, disturbing and potentially dangerous episodes of DEB.3
Another potential mechanism is the overwhelming of the normal neuromuscular inhibition being reversed by sufficiently perceptual, dramatic and emotionally intense dreams. Nielsen and Kuiken proposed in 2013 that an individual's propensity to resonate with the emotions and the actions of other characters during dreaming may depend upon neural networks that underlie within the basic social cognition.29 Specifically, this includes the mentalizing network and the mirror neuron system—two anatomically distinct networks subserving social cognition. Mirror neurons are known to be important for understanding the actions of other people, but some studies have indicated that the mirror neuron system also helps us understand both the actions and intentions of other people with a sense of empathy.30,31 Motor-affective resonance generated by the mirror neuron system may mediate both enactment of dream imagery during sleep and emotional empathy during wakefulness. Furthermore, the authors suggest that dream enactments reflect more basic and developmentally earlier resonances rather than explain perceived affect in others. Nielsen and Krüiken found that several types of mirror behaviors (ie, imitative resonance with others' movements and emotional expressions, resonance in imagination and dream imagery) during waking are correlated with DEB and involve the activation of a common neural network that mediates enactment of dream imagery in sleep and emotional empathy while awake.29
When highly emotional dream content occurs, there would be expected to be a greater activation of the centers of the amygdala. This relative overactivity may escalate to an intensity that escapes the normal REM-sleep de-activation.32 This may partly explain the frequent finding of DEB in psychiatric patients.33 This may be a primary explanation for the DEB seen in patients with posttraumatic stress disorder (PTSD) without concomitant brain injury. This, with the physical and environmental sleep disruption that occurs in pregnancy and the postpartum period, might explain the high prevalence of DEB in this otherwise normal population (its brief, benign and episodic nature may illustrate that both intense dream activity and sleep disruption are required). The characteristic hyperarousal seen in PTSD may span both the waking and sleeping life of the affected individual. It has been proposed that the neurobiological basis of the sleep disturbances in PTSD stem from “overdrive” during sleep and nightmares originate in or are amplified by the amygdala and medial prefrontal cortex,34 which is distinct from the degenerative neurobiological basis of RBD in the context of synucleopathies. This hyper-functioning of the amygdala and medial prefrontal cortex is also proposed as the neurobiological basis of trauma associated sleep disorder (TASD).35 As such there is no classical “lesion” in TASD and PTSD, but disturbed functioning due to the original trauma, conditioning and memory consolidation. This suggests that the hyper-functioning neuropsychological basis of these disorders in conjunction with normal anatomy may be amenable to therapy.
Disrupted sleep has been long considered a trigger of sleepwalking in sleepers who are at risk with either sleep terrors or somnambulism. It may also provoke episodes of DEB when the sleeper is at risk of other parasomnias. This has been seen with environmental noise, an individual waking the sleeper, as well as co-incident sleep fragmentation by another sleep disorder such as obstructive sleep apnea. The explanation proposed is that a transient period of mixed sleep states coincide in the sleeper where activated motor systems typical of the waking state are coincident with a dream sleep state of consciousness. Chronic sleep fragmentation by severe obstructive sleep apnea can clinically mimic RBD.36
Medication and certain states of intoxication may variably affect the sleeper who may be anatomically at risk (such as pre-symptomatic Parkinson disease) and modify the balance of sleep and motor inhibition that normally occurs in REM sleep. This has been one of the proposed mechanisms of the etiology of DEB associated with SSRI and other antidepressant medications (see below).
Frequency and prevalence of dream enactment behavior
Information about the prevalence and characteristics of DEB in both healthy and clinical populations has relevance in the diagnosis of RBD and other parasomnias (Table 2). Identifying DEB may be an important clinical clue in recognizing psychiatric or neurological conditions. For example, it is well established that RBD is an early symptom of future onset Lewy body dementia, while full diagnosis of RBD is often preceded by many years of DEB.37 It is also known that individuals with autism spectrum disorder or with major depressive disorder may experience DEB at least once a week (Table 3).
Table 2.
Prevalence rates of dream enactment behavior in normal populations.
Population | Age | Definition | Prevalence | Reference |
---|---|---|---|---|
University students | Mean age 20 | Any motor activity associated with dream imagery | 66% | 37 |
Pregnant women | Mean age 31 | Any motor activity associated with dream imagery | 40% | 38 |
Postpartum women | Mean age 30 | Any motor activity associated with dream imagery | 63% | 38 |
Adult population | 24 or older | Moving in dreams | 5.9% in men, 4.1% in women | 39 |
Older adults | 45 to 85 | Moving in dreams | 10.9% | 40 |
Adult farmers | Moving in dreams | 7.9% | 41 |
Table 3.
Psychological and psychiatric causes of dream enactment behavior.
Cause | DSM-5 Category | Associated Features | Frequency of DEB | Reported Correlates | References |
---|---|---|---|---|---|
Anxiety | Anxiety disorders | (This section does not refer to anticipatory nocturnal anxiety or “sleep phobia”)
|
No information |
|
5,49,53 |
Autistic disorder, Asperger disorder, or pervasive developmental disorder not otherwise specified | Autism spectrum disorder |
|
May occur nightly |
|
54–59 |
Bereavement | Major depressive disorder and depressive episodes |
|
No information |
|
60 |
Depression | Major depressive disorder and depressive episodes |
|
At least once weekly |
|
5,33,49,61–65 |
Postpartum state | Not applicable |
|
At least once in the 12 weeks postpartum |
|
38,60 |
Posttraumatic stress disorder | Trauma-associated sleep disorder (trauma- and stressor-related disorders) |
|
1 Event every 4–6 weeks |
|
52,66–69 |
Sleep-related dissociative disorder | Dissociative disorders |
|
No information |
|
70–73 |
BDI = Beck Depression Inventory, DSM-5 = Diagnostic and Statistical Manual of Mental Disorders, 5th ed., BDS = Behavior Dimensions Scale, HADS = Hospital Anxiety and Depression Scale, OSA = obstructive sleep apnea, RBD = REM sleep behavior disorder, REMREEA = sREM-related EMG activity, SSRI = selective serotonin reuptake inhibitor, SNRI = serotonin-norepinephrine reuptake inhibitor, TBI = traumatic brain injury.
In healthy populations, no clear link has been shown between frequency of DEB and future RBD symptoms while frequency and prevalence of DEB among the elderly is unknown. The goal of the following sections is to clarify what is known about DEB in relation to sleep and psychiatric and neurological disorders.
Common situations where dream enactment behavior may be considered normal
Children may have occasional DEB, but no known prevalence estimates have been published. In early adulthood, the majority of university students report some form of occasional DEB.37 These behaviors were often simple and not disruptive and could include brief somniloquy or sexual arousal. Compared to women without pregnancy, of whom 56% report DEB, pregnant women reported less DEB (40%), but postpartum women reported more DEB (63%).38 More overt motor activity was reported in postpartum women (57%) compared to a quarter of both women without pregnancy and pregnant women. The more recent sleep studies in pregnant populations, however, did not report about DEB.42–44 A study based on a Canadian epidemiology cohort, the Canadian Longitudinal Study of Aging,45 has estimated that among older adults aged 45–85, DEB occurs in 11% of the population, of which a majority may be normal episodic events while a minority may be due to neurological desease.40 A common health condition associated with DEB is fever.46,47 In one of the early studies, febrile illness was found to be associated with an increase in events of night terror and sleepwalking in children.47
Psychological and psychiatric causes of recurrent dream enactment behavior
Episodes of DEB may be reported in distressing or emotionally charged situations, such as sleep deprivation or bereavement. They can also occur in the context of psychiatric and psychological disorders, of which the most common are depression and posttraumatic stress disorder (Table 3).32,48 The close association between DEB and antidepressants suggests that the sleep disorder is secondary to antidepressant medication.10,11 However, REM-related muscle atonia is often not fully restored after the withdrawal of antidepressants, suggesting that the medication may precipitate diagnosis rather than cause sleep disorder in susceptible individuals,32 suggesting there may be an underlying neurodegenerative condition that is exposed by antidepressants.3,49,50 There have been several case reports showing association between DEB and psychiatric disorders such as PTSD, anxiety, and depression; these studies describe REM motor abnormalities that do not meet specific criteria for RBD.51,52
The type and the frequency of DEBs present in normal populations may be different from DEBs in patients with neurological disease. In a study of 1140 undergraduate students, Nielsen et al had documented behaviors that resemble those seen routinely in RBD evaluations but was found less frequent than previously estimated.37 Similar to patients with RBD, student participants reported behaviors such as speaking, laughing, motor activity, and sexual activity as well as negative emotional responses, such as crying, anger and fear. Participants reported manifesting these behaviors on an average of 6 times per year (unlike patients with RBD who can experience DEBs several times a night).74 The authors interpret their findings as forms of dream enactment behaviors reflecting a predispositio to heightened attentional engagement with imagery processes.37 They suggest that recurrent DEB may serve to regulate affect. In a review paper published in 2008, Cartwright suggested that DEB is a phenomenon in response to an overload of new challenges to a system, combined with a genetic deficit in sustaining sleep motor atonia; this model proposes that DEB is a mixed picture of psychological precipitating factors superimposed on a genetic vulnerability.75
Nightmare disorder with DEB is often misdiagnosed as psychiatric disorder. Nightmare disorder involves recurrent nightmares producing awakenings usually in the second half of the night and difficulty returning to sleep.76 Various primary sleep disorders may also contribute to symptoms of nightmares and dream enactment behaviors; various mental health issues may also contribute to nightmares (eg, PTSD, substance abuse, stress, anxiety, borderline personality disorder, and schizophrenia).76 PTSD-associated nightmares have been the most studied and, in fact, nightmares are part of the diagnostic criteria symptom cluster of intrusive/re-experiencing of the traumatic event.76–78 Eighty percent of patients with PTSD reported PTSD-associated nightmares.76 Although they may be difficult to differentiate, both DEB and nightmares may result in adverse health effects, psychological disturbances, and disrupted sleep; therefore, treatment of the sleep disorder is often recommended.79 Sleep-related dissociative disorder is an altered state of consciousness characterized by dissociative episodes that occur near sleep-wake transitions that arise from wakefulness. These episodes are commonly associated with a history of trauma and other psychiatric disorders (eg, PTSD, borderline personality disorder).70–73 Episodes may include walking, self-mutilation, and driving, with subsequent amnesia for these events. Episodes may also involve violent re-enactments of previous traumas and can result in violence and injury.
Dream enactment behavior due to neurological conditions
Besides psychiatric conditions, DEB is mostly commonly reported in patients with neurological conditions. Since apnea, RLS, and sleep epilepsy may often be confused as DEB when assessment of DEB is by questionnaires, the following section prioritizes the prevalence of DEB based on studies with video-polysomnography–confirmed cases (Table 4). For rare diseases or genetic diseases, case series will be presented if available. A series of questionnaire-based studies are presented when video-polysomnography studies are absent.
Table 4.
Prevalence of dream enactment behavior in neurological diseases based on video-polysomnography.
Disease | Subform | Ethnicity | Types of DEB | Frequency of DEB | Note | References |
---|---|---|---|---|---|---|
Movement disorder | ||||||
Amyotrophic lateral sclerosis | RBD | 0–2.44% | 80,81 | |||
Creutzfeldt–Jakob disease | RBD | 14.3% | 82 | |||
Huntington disease | RBD | 0–12% | 83–85 | |||
Pallidopontonigral degeneration | RBD | 0% | 86 | |||
Progressive supranuclear palsy | RBD | 0–35% | 87–89 | |||
Synucleinopathy | Dementia with Lewy bodies | Mixed | RBD | 40–83% | 90–97 | |
26.9–44.6% | Phenoconversion rate from iRBD: 43.5% Based on the 2019 multiple center study |
|||||
Multiple system atrophy | Mixed | RBD | 69.2–100% 3.08–21.4% |
Pooled prevalence and 95% CI at 88% [79%,97%] Phenoconversion rate from iRBD: 4.55% |
65,90,96–104 | |
Parkinson disease | Mixed | RBD | 26.9–46.0% 4.3–69.4% |
From iRBD Cohort 52.0% from the 2019 multiple center study |
90,96,97,99,100,105–111 | |
Spinocerebellar ataxia | Machado–Joseph disease (type 3) | RBD | 1.19%* | From iRBD Cohort | 97 | |
Dementia | ||||||
Alzheimer disease | Mixed | RBD | 3.57–7.82% | From iRBD Cohort Probable Alzheimer disease (may or may not have Lewy body) |
96,97,112–114 | |
Autoimmune disorders | ||||||
Narcolepsy | Mixed | RBD | 1–38.4% | Mixed of both types of narcolepsy | 99,115–122 | |
Some patients may be on medication during the study | ||||||
Night terror | 62.5% | 123,124 | ||||
Autoimmune encephalitis | RBD | 31.6% | 125 | |||
Genetic disorders | ||||||
Down syndrome | RBD | 0% | 126 | |||
Sleeptalking | 42.6% | |||||
Wilson disease | RBD | 0–14.3% | 127,128 |
DEB = dream enactment behavior, RBD = REM sleep behavior disorder.
Synucleinopathies and degenerative movement disorders
Both RBD and NREM sleep DEB may be common presentations in neurological disorders. RBD is often reported with synucleinopathies and dementia. Of all reported synucleinopathies, the pooled prevalence is highest among those with multiple system atrophy (88%),98 followed by dementia with Lewy bodies (DLB) (76%)129 and Parkinson disease (PD) (23.6%; range 4.3–69.4%) (Table 4).130 From the largest video-polysomnography study in PD, it is estimated that close to half of the PD patients (46%) may experience dream enactment during REM sleep.109 Approximately 25% of newly diagnosed PD patients have RBD.110 There have also been case reports of DEB in juvenile PD.131 Night-terrors and sleepwalking have also been reported in patients with PD.111,132,133 Based on the existing results, the prevalence for sleepwalking (2–3.6%) and night terror may not be different from the estimated prevalence in adults.134
Other than synucleinopathy-related movement disorders, DEB occurs uncommonly patients with amyotrophic lateral sclerosis (ALS)135; in one sample, 2 of 41 ALS patients (4.9%) showed signs of DEB during REM sleep and another 2 had REM sleep without atonia.80 Most studies of DEB on patients with movement disorders focused primarily on RBD. These include: tauopathies such as progressive supranuclear palsy,88,89,99 Huntington chorea,136 Creutzfeldt-Jakob disease,137,138 and Guadeloupean atypical parkinsonism.139 However, studies to date were all either case reports or case series; larger cohort studies will be needed to determine the prevalence rate.
Alzheimer disease (AD) is the most common form of dementia, followed by vascular dementia and DLB.140 The relationship between AD and dream enactment behavior is relatively unclear; there have been case series on RBD but the association remains unclear since most studies were performed without video-polysomnography or a definite diagnosis of AD.112,113,141 Of the current report, idiopathic RBD patients rarely phenoconvert into AD.114 In the autopsy report by Schenck and his colleagues, 2 AD-RBD patients both showed DLB pathology, which may indicate that the AD-RBD patients may be a subtype of Lewy body disease.142 The most definitive study comes from a neuropathological series of 172 patients with RBD associated with neurodegenerative disease. In this series, 98% of those with polysomnogram-confirmed RBD had Lewy body deposition in brain.143 For this reason, in the DLB consensus criteria, any dementia patient with polysomnography-proven RBD by definition meets criteria for probable DLB.144 DEB was also reported in patients with frontotemporal dementia.145 To our knowledge, it is relatively rare and we were therefore unable to assess the prevalence.
Narcolepsy
Based on the largest video-polysomnography study to date, 27% of patients with narcolepsy type 1 also had RBD.119 Up to 15% of patients with narcolepsy type 1 and RBD may also exhibit complex motor activities during NREM sleep, a characteristic which is not typical in the idiopathic RBD patients.146 A prospective polysomnographic study over 2 consecutive nights found that 40% of children with narcolepsy type 1 exhibited simple gesturing during NREM sleep and 70% during REM sleep.147 The prevalence of RBD in adults with narcolepsy type 2, relative to type 1, is believed to be less common, ranging from 0.3 to 15%.120,121,148 However, the prevalence rates of both RBD and any movements during nocturnal sleep were lower in drug-naïve narcolepsy.121 Other types of parasomnia, including nightmare disorder and night terror, during NREM sleep may also be common, as described in one of the earliest studies.124 Nightmares have been found to occur in a third of patients with narcolepsy, 52% of the time reported in narcolepsy type 1 and 20% in type 2.122
Autoimmune disorders and infectious diseases
DEBs have not been reported in most of the common autoimmune disorders, other than multiple sclerosis (1.4%)149,150 but have been found in some rare autoimmune diseases, most notably in narcolepsy. With advances in the characterization of autoimmune diseases, descriptions of DEB have been published in a few patients with anti-IgLON5,151,152 or other paraneoplastic and autoimmune encephalitis. In one of the first case series, all anti-IgLON5 patients showed abnormal sleep behaviors,152 but in a later case series of 20 participants the prevalence was much lower, 27%.153 Prevalence of apnea symptoms greatly increases during the course of the disease, introducing a possible confounder of apnea-induced sleep disruption/dream-related movement.154 Further investigation will be needed to clarify the impact of treating sleep apnea and persistent DEBs in these patients.
Complex DEB has also been reported in autoimmune and paraneoplastic cerebellar degeneration,155 anti-Ma2 encephalitis,156 voltage-gated potassium channel complex autoimmunity,157 LIG1-related limbic encephalitis,158,159 as well as anti‐NMDA receptor encephalitis.125 Among 19 participants with autoimmune encephalitis (mostly anti-LIG1 or NMDA receptor encephalitis) evaluated with video-polysomnography, only 3 showed REM sleep without atonia. One possible explanation for the absence of video-polysomnographic DEB may be the reduction of N3/N4 and REM sleep stages commonly seen in these patients.
In addition to autoimmune encephalitis, parasomnias and DEB have been described in some other more common autoimmune diseases. Graves’ disease, an HLA-DQA1-related autoimmune hyperthyroidism, was associated with sleepwalking in 2 studies, where all symptoms were resolved after thyrostatic treatments.160,161 Guillain-Barre syndrome is an autoimmune disorder targeting primarily the myelin sheath. Varied sleep disturbances have been reported, with reduced sleep time and increased sleep fragmentation commonly seen in 2 hospital-based studies,162,163 with some patients displaying RBD-like movements as well as status dissociatis.
Cerebrovascular events and neoplastic lesions of the brain
Although less common than apnea, insomnia, and hypersomnia in poststroke patients,164 parasomnia have been reported in patients with brainstem stroke25,165–174 and ischemic events of the thalamus.22 A questionnaire-based study revealed that 11% of patients with ischemic stroke also experienced possible RBD.175 Multiple possible sleep disorders can occur during the acute phase of ischemic stroke and require hospitalization, including RBD confirmed by polysomnography.176 Overall, the most commonly reported lesion area in DEB occurs in the midpons. This is also the most commonly reported region of tumor-associated DEB.165,166,177,178 Therefore, it is likely that associations between stroke/tumors and DEB are predominantly driven by focal damage in brainstem nuclei that regulate REM sleep (Table 5).
Table 5.
Lesions in patients with history of ischemia/hemorrhagic stroke, or brain tumor, aneurysm.
Lesion Location and Near-by Region | Type of DEB | Number of Subjects Identified | References |
---|---|---|---|
Medulla* | RBD, possible sleepwalking, possible NREM behavior disorder | 5 | 165,167,171,179 |
Pons* | RBD, possible sleepwalking, possible NREM behavior disorder | 20 | 25,165–174,178,180 |
Cerebellum* | RBD, night terror, sleepwalking | 4 | 165,179,181,182 |
Midbrain | RBD | 1 | 165 |
Thalamus | Night terror, sleep behavior disorder | 2 | 22,183 |
Some patients had lesions affecting multiple regions due to the position. NREM = non–rapid eye movement, RBD = REM sleep behavior disorder.
Pediatric neurology, hereditary diseases, and genetic mutations
In children, DEBs occur more frequently during NREM sleep than in REM sleep. This can be due to relative preponderance of N3 sleep in childhood. The prevalence of self-reported parasomnias gradually decreases with age.184 To date, only a few video-polysomnography studies have examined DEB in children, most often focusing on NREM sleep dream enactment. In RBD, several case series have been reported (Table 6). The most notable association is narcolepsy (as described earlier). Psychological distress and anxiety are also common inducers of DEB in both NREM and REM sleep (as described in the previous section).184,186,187
Table 6.
Reports of pediatric dream enactment behavior associated with specific conditions.
Classification | Diseases/Disorders | DEB Type | References |
---|---|---|---|
Developmental disorder | Smith-Magenis syndrome, Type 1 Chiari, Moebius syndrome | Nightmare disorder, RBD | 57,179 |
Cancer | Pilocytic astrocytoma, midline cerebellar astrocytoma | Nightmare disorder, RBD | 57 |
Movement disorder | Tourette, juvenile Parkinson disease | Nightmare disorder, RBD | 57,131,138 |
Autoimmune disease | Narcolepsy | Nightmare disorder, RBD | 57 |
Other genetic mutation | Type 1 neurofibromatosis | Nightmare disorder, RBD | 57 |
Other health events | Pituitary cyst, TBI, hyperthyroidism | Nightmare disorder, RBD | 57,160 |
*Some cases have more than one comorbid disorders. DEB = dream enactment behavior, RBD = REM sleep behavior disorder, TBI = traumatic brain injury.
Among 57 children with Tourette syndrome, the prevalence of sleepwalking was reported at 18%, as opposed to 3.5% of those with learning disabilities and 1.8% of those with seizure.188 A later study found more sleepwalking in participants with comorbid Tourette syndrome and attention deficit hyperactivity disorder.189 An unusually high prevalence of sleeptalking has been reported in several other studies.190–192 A later video-polysomnography study found that during sleep both tics and regular movements remain common in patients with Tourette syndrome,193 although not clearly associated with severity of daytime tics.194,195 Possible DEB-like movements may be associated with the increase in hyperarousal in this population.196–198 An increase in movements during the REM sleep and even RBD has been reported.138,196
Another frequently noted health event associated with sleepwalking/sleep terror in children is migraine (estimated prevalence based on questionnaires ranged between 22 and 71%).199–201 One hypothesis that may explain this phenomenon is the abnormal changes in serotonin level during slow wave sleep.200,202 However, not all questionnaire studies found similar results. Rather than sleepwalking and DEB during the NREM sleep, migraine was linked to narcolepsy and insomnia in one report.203 Further studies will still be needed to assess this association.
Parasomnia, apnea, and sleep-epilepsy are common challenges for many parents of children with developmental disorders.204,205 In a questionnaire report of 147 children with intellectual disabilities, it was estimated that 2% were possible sleepwalkers and 6–16% had other possible DEB manifestations.206 Neurodevelopmental disorders in which DEB has been studied include Down syndrome, Angelman syndrome,207 cri du chat, cerebral palsy, Rett syndrome,208 aspartylglucosaminuria,209 autistic spectrum disorder, and several other genetic disorders.
Several questionnaire-based studies had been performed to investigate sleep disturbances in children with Down syndrome.210–213 In an Edinburgh study,211 children with Down syndrome had on average more parasomnia symptoms than shown in the normalized data of the healthy children around the same age, which is similar to the findings from several other European studies210,212,213 and a Korean study.214 Of the suggested symptoms of DEB, sleeptalking (30–57%) is the most commonly shared phenomenon across the studies. Sleepwalking was generally uncommon except in the Korean study (42%). In a video-polysomnographic study, 43% of adults with Down syndrome sleeptalked during NREM sleep. None showed overt RBD, although 6% had REM sleep without atonia.126
Several studies have indicated a possible increase in DEB events in children with cerebral palsy.215–218 In an Italian study, children with cerebral palsy scored higher in parasomnia indices (9% screening positive) than typically developing children. Furthermore, when comparing within the disease group, they found that those with active epilepsy had even higher score on the Sleep Disturbance Scale for Children than those without (odds ratio of 14.0 with 95% confidence interval of [1.26–157]).217 Another study of 100 children with cerebral palsy found that two types of DEB (sleeptalking and moving in a nightmare) seem to increase with age, which is the opposite in typically developing children. This was, however, not confirmed in the later studies.218,219
Rett syndrome is caused primarily by a spontaneous mutation in the MECP2 on the X chromosome. Sleep disorders, including sleep apnea, nocturnal seizure, and parasomnia, were found as relatively common among children with Rett syndrome, in most studies.208,220 However, DEB prevalence and features have not been described in video-polysomnography case series. In the large questionnaire-based Australia Rett Syndrome Database study, night laughing occurred in up to 68%; sleeptalking, 32%; night screaming, 46%; night terror, 40%; and sleepwalking, 7%.221 It is unlikely that the DEB is induced by apnea, which appears rarely as a cause of DEB in children.57
Chiari malformation is a genetic disorder affecting primarily the cerebellum, lower pons, and medulla. In a Brazilian cohort, 23 patients (22%) with Chiari malformation (type I, 19%, and type II, 24%) had dream enactment episodes during REM sleep.222 DEB during NREM sleep among children with Chiari malformation had also been reported in several studies.179 However, since sleep apnea is common in patients with this disorder, it is unclear if some DEB is actually apnea-induced movement.223
Sanfilippo syndrome is a neurodegenerative disease caused by mutations in SGSH, NAGLU, HGSNAT, and GNS genes. Previous questionnaire-based studies revealed that possible DEB-like symptoms occur in 18%–38% of Sanfilippo patients.224,225 In a polysomnography study, 3/6 children revealed histories of possible DEB.226 However, many children were taking benzodiazepines, and based on the available polysomnography results and medical history, it may be that the apparent DEB were actually the common posthyperarousal responses seen in children (note that 3 did not have slow wave sleep).
Possible DEB events were also reported in children with cri du chat disorder,227 tuberous sclerosis complex,228,229 neuronal ceroid lipofuscinosis,230 Smith-Magenis syndrome229 and fragile X syndrome.231 Yet the descriptions suggest a differential diagnosis, including epilepsy, apnea, or circadian rhythm disorder; therefore, it remains unclear if there is any clear association of these syndromes with DEB.232–236
Finally, there have been a few reports of video polysomnography–confirmed DEB, mostly RBD, in adults with genetic disorders. These include autosomal dominant leukodystrophy,237,238 Niemann-Pick disease type C,239 fatal familial thalamic degeneration,183 spinocerebellar ataxia (types 2, 3, 31),240–243 Wilson disease (12.5%, n = 40).127 The few cases described make it impossible to estimate the prevalence of DEB.
With regard to mechanism, several genes have been linked with DEB, including:
NREM sleep: HLA-DQB1,244,245 GLRA1,246 autosomal dominant trait of genetic loci at chromosome 20q12-q13.12,247 and TFAP2B mutation248
REM sleep: Narcolepsy: HLA-DQB1,249 Idiopathic: GBA,250,251 PARK2,252 PINK1, SCARB2,253 MAPT,253,254 TMEM175 p.M393T,255 C9orf72256,
In the case of overt RBD, most genes found to date are associated with neurodegenerative synucleinopathy. On the other hand, genes associated with NREM parasomnias are more diverse. The one gene seemingly “shared” by the two types of DEB is HLA-DQB1. DQB1*05:01 allele was associated with both sleepwalkers and sleep terror,244,245,257 and DQB1*06:02 allele258 to narcolepsy type 1. Interestingly, the two alleles seem to have an opposite direction of association between sleepwalking and narcolepsy type 1. DQB1*06:02 was slightly less common among sleepwalkers. However, the DQB1*05:01 allele was associated with a lower risk of narcolepsy type 1 in the presence of DQB1*06:02 allele.146 Since HLA-DQA1 and HLA-DQB1 each encode the α and the β chains of the same surface antigen, one may consider cells expressing HLA-DQ to be potentially associated with DEB. Against this potential cause of the genetic propensity to DEB is the low expression of HLA-DQ in the brain.259
Dream enactment behavior due to medication and substances
Behaviors consistent with sleepwalking, confusional arousals, and DEB have been related to alcohol and substance use/withdrawal have all been described in numerous case reports. Dream enactment behavior associated with medication may be due to a reversible side effect of the medication; alternatively, the medication may “unmask” an inherent propensity to DEB. A compilation of the studies is in Table 7.
Table 7.
Substance-induced or withdrawal symptoms related dream enactment behaviors.
Drug or Compound | Names of Drugs | Types of DEB | Accumulated Subjects |
---|---|---|---|
Drug-induced DEB | |||
Antiepileptic drug | Topiramate | Sleepwalking | 2 |
Hypnotic | Choral hydrate | Sleepwalking | 2 |
Methaqualone | Sleepwalking | 3 | |
Sodium oxybate | Sleepwalking | 3 | |
Suvorexant | Sleepwalking | 1 | |
Z-Drug | Zaleplon | Sleepwalking | 2 |
Zolpidem | Sleepwalking | 57 | |
Zopiclone | Sleepwalking | 1 | |
Aminoketone antidepressant | Bupropion | Sleepwalking | 2 |
Monoamine oxidase inhibitor | Phenelzine | RBD | 7 |
Selective serotonin reuptake inhibitor | Citalopram | RBD | 1 |
Fluoxetine | RBD, sleepwalking | 7 | |
Paroxetine | RBD, sleepwalking, night terror | 3 | |
Sertraline | RBD, Sleepwalking | 1 | |
Venlafaxine | RBD | 1 | |
Serotonin-norepinephrine reuptake inhibitor | Mirtazapine | RBD, Sleepwalking | 5 |
Reboxetine | Sleepwalking | 1 | |
Serotonin receptor agonist | Tandospirone | RBD | 1 |
Tricyclic antidepressant | Amitriptyline | Sleepwalking | 1 |
Clomipramine | RBD, possible night terror | 11 | |
Imipramine | RBD | 2 | |
Nortriptyline | RBD | 1 | |
Lithium | Sleepwalking | 39 | |
Antipsychotic and atypical antipsychotic medication | Chlorprothixene | Sleepwalking | 1 |
Olanzapine | Sleepwalking | 3 | |
Perphenazine | Sleepwalking | 2 | |
Quetiapine | Sleepwalking | 8 | |
Thioridazine | Sleepwalking | 2 | |
Ziprasidone | Sleepwalking | 1 | |
Beta-blockers | Bisoprolol | RBD | 2 |
Metoprolol | Sleepwalking | 2 | |
Propranolol | RBD, sleepwalking | 9 | |
Stimulant | Methylphenidate | Sleepwalking | 1 |
Dopamine agonist | Bromocriptine | Sleepwalking | 1 |
Lisuride | Sleepwalking | 1 | |
Leukotriene receptor antagonist | Montelukast | Sleepwalking | 1 |
Antibiotics | Ciprofloxacin | Sleepwalking | 1 |
Other | Alcohol | RBD | 6 |
Chocolate | RBD, sleepwalking | 1 | |
Coffee | RBD, sleepwalking | 1 | |
DEB related to withdrawal symptoms | |||
Barbiturates | RBD/RSWA | NA* | |
Meprobamate | RBD/RSWA | NA* | |
Nitrazepam | RBD/RSWA | 1 | |
Pentazocine | RBD/RSWA | 1 | |
Phenelzine | RBD/RSWA | NA* | |
Alcohol | RBD/RSWA | 10 |
Unable to determine numbers of subjects affected due to inability to achieve an original article or the original article was not written in English. Modified and combined based on the information from previous review articles260,261 and publications from the international RBD study group.262 DEB = dream enactment behavior, RBD = REM sleep behavior disorder, RSWA = REM sleep without atonia.
The most well-described relationship is with antidepressants, with specific reports for fluoxetine,263,264 venlafaxine,265 and paroxetine,266 and evidence of a broad link between numerous types of antidepressants and REM sleep without atonia.267,268 This may occur especially in younger participants with RBD.51 In polysomnography studies, onset may be gradual; sertraline gradually increases REM sleep without atonia when measured over serial nights in patients with depression.269 Although the serotonergic antidepressants dominate the literature, other antidepressants have been described. This includes clomipramine,270–273 phenelzine,274 selegiline,275 amitriptyline, nortriptyline, imipramine, desipramine, protriptyline, trimipramine,263 mirtazapine,276 nortriptyline,277 and imipramine.277
The hypnotic suvorexant278 has also been reported to cause RBD in Parkinson disease. Opioids (oxycodone and morphine) have been associated with the onset of dream enactment behavior in patients with cancer.279 Beta-blockers have also been reported to induce RBD280; since propranolol has been proposed for treating posttraumatic stress disorder, future studies will be needed to assess the possible adverse effect of this medication.66,281
The mechanism for the loss of REM sleep without atonia with antidepressants remains unconfirmed. The mechanisms may be distinct from those seen in degenerative neurologic disorders and may vary according to medication.268 The ventral portion of the sublaterodorsal nucleus project to the spine and result in the motor inhibition that is most pronounced in REM sleep.282,283 Serotonergic activity in the descending pathways progressively decreases from waking, to NREM sleep, to REM sleep in parallel with observed atonia. Cholinergic, glutaminergic, and glycinergic neurons actively inhibit the postsynaptic lower motor neurons in REM sleep; this includes both descending systems interacting with the brainstem and direct synapses between the serotonergic system and the spinal interneurons. It has been proposed that in humans with REM sleep without atonia the selective serotonin reuptake inhibitor and similar medications facilitate motor disinhibition through the serotonergic system and silencing of the subcoeruleus nucleus, while tricyclic antidepressant medications interrupt the atonia through the parallel anticholinergic release of the glutaminergic-glycinergic system.268
Several types of medications have been reported to induce parasomnias more typical of sleepwalking than true dream enactment. The cases of sleepwalking and confusional arousals have most commonly related to “z-type” medications (cyclopyrrolones and imidazopyridine zolpidem) as well as lithium (Table 7).260,261,284 Of the z-type hypnotics, zolpidem has the most case reports of sleepwalking. Lithium, by itself, had been linked with sleepwalking in 39 cases. Sleepwalking had also been linked with several antipsychotic medications, especially quetiapine. It is likely that the mechanism of this link is a global increase in sleep drive, resulting in only partial arousals to external stimuli that might otherwise wake the individual.
Both substance use and withdrawal may alter sleep and thereby induce dream enactment behavior. Identifying specific changes can be difficult due to the difference in the quantity, frequency, and total time of exposure. Heavy alcohol usage, along with tobacco, is a relatively consistent risk factor for idiopathic RBD across most studies.40 On the other hand, for sleepwalking, in the ICSD-3, the link is sufficiently strong that alcohol intoxication is an exclusion criteria for diagnosing sleepwalking.285 This makes it relatively difficult to perform a systematic study of relationships between sleepwalking and alcohol use; future work will be needed to establish a workable model for the influence of alcohol on parasomnia.286
To our knowledge, there is no known link between dream enactment behavior and isolated cannabis use. Cannabidiol usage have been reported to suppress RBD in a case series of patients with Parkinson disease.287 This may be due to reduction in REM sleep (found in a small study).288 However, the effect may be dosage-dependent like alcohol, as shown in previous studies.289 Similarly, a few studies had also suggested that cannabis products may help reduce PTSD-related nightmares.289 More studies will be needed to evaluate the usage of cannabis products for DEB since some studies have indicated high prevalence of “rebound” dreaming issues after the withdrawal.290
Sleep-related violence and dream enactment behavior
The movements made in sleep by most sleepers with parasomnias are usually brief and benign. Yet some movements may be violent such as thrashing, punching and kicking; with the presence of another person sleeping in proximity or intervening with the sleeper, choking and a headlock maneuver have been documented in detailed reviews of sleepwalking and of RBD.94,291 Aggressive behavior with recall of threatening mental imagery that may be interpreted as a dream may also follow night terrors.292 Once the sleeper is wandering out of bed, the final diagnosis is sleepwalking the great majority of time.293 The disorders that may cause sleep-related violence and injury include a wide range of parasomnias, other sleep disorders and malingering.294,295 The most common final diagnoses are sleep terrors or sleepwalking, RBD, obstructive sleep apnea, dissociative disorder, and sleep epilepsy.294 Although this may be a behavior seen in the majority of patients with parasomnias attending sleep clinics.50,297,298 Sleep-related violence appears to be occurring in approximately 1-2% of adults when the population outside of sleep clinics is systematically surveyed and is often associated with dream imagery.299
Alcohol, hypnotics and other medications, sleep deprivation, recent life stress, and provocation of arousal or a defense reaction during sleep have been factors cited in contributing to more violent acts. The basic management requires diagnosis, as well as education of the patient and bed-partner. Avoidance of sleeping in proximity to others, a safe bed environment including the purging of any possible weapons from the sleeping environment, reducing life stressors and avoiding sleep disruption all generally can be recommended. Bed partners and others who may encounter the agitated sleeper should avoid confrontation and physical contact. Judicious medications have been beneficial once a diagnosis is established.64 A bed alarm has reduced injury in patients with recurrent violent episodes due to RBD.300
DISCUSSION
Limitations of this review
Several limitations should be noted in documenting links between DEB and other conditions/medications. First, clear documentation of DEB under video-polysomnography is mostly limited to RBD. In practice, polysomnography has been used primarily in diagnosis for sleep-related breathing disorders; any lack of clinical awareness of DEB and sleep-related movement disorders in general may limit prevalence estimates of DEB. Other possible limitations are confounders that mimic DEB (ie, DEB induced by arousal, lack of sleep, apnea, circadian disruption, and use of medication) that may have been counted as dream enactment in questionnaire-based studies.301 This can be especially problematic primarily in case reports, as not all articles clearly specify the exclusion criteria when reporting DEB. Therefore, we suggest that all future DEB studies state whether they have excluded potential differential diagnoses. Another limitation was the nonuniform terms employed across the many fields that study DEB (eg, pulmonology, neurology, psychiatry). For this review, we defined our terms based on the referenced works although some research groups may have defined DEB differently where unspecified.
Management of recurrent dream enactment behavior
The most important clinical step in evaluating DEB is describing in detail the events, with attention to any past or potential harm that may have been done to the patient or any bed partner. The intensity and frequency are also important to evaluate with respect to distress and any disturbance the DEB may cause. The characteristics of the sleeping environment are very important when potential harm is considered, such as surfaces that may cause injury with major body movements like swinging arms or kicking legs. Falls may occur and should be documented; safety-oriented flooring is recommended if there remains a significant risk of falling. Blows to a bed partner need to be documented with a view to prevent future injuries.
DEB in otherwise normal participants are described as infrequent isolated episodes. These may include speech, twitches beyond a few fingers, kicks, and body jerks with little sustained or directed movement. Physical signs of sexual arousal may also be noted, which are considered normal REM-sleep physiology.302 If no potentially dangerous activity is described, no more intervention beyond education and reassurance is necessary. When injurious or potentially dangerous behavior is described, education to promote a safe sleeping environment is necessary to avoid future injury. This should be tailored to the individual and their environment, but include education of the bed partner, removal of dangerous objects from the sleeping area, and changes to the bedroom to avoid falls.303
Non-pharmacological therapy should be considered after a DEB diagnosis. Psychotherapy may be useful for addressing prior trauma, eliminating antidepressant medication or for treating ongoing mental illness.304 In addition, psychotherapy may address the potential anxiety elicited by a sleep diagnosis itself.304 However, psychotherapy is a lengthier form of treatment compared to pharmacological therapy and, therefore, potentially may limit both access to therapy and treatment adherence.
If associated nightmares contribute to DEB, then management of the nightmares or associated sleep disorder should be initiated.305–307 If an associated neurological or sleep disorder is suspected or diagnosed, such as RBD, then treatment of the disorder should be initiated without undue delay and treatment response followed. As there are dedicated clinical guides and summaries for treatment of nightmares, PTSD and RBD, a brief summary follows.
Most high-level evidence in the treatment of nightmares comes from randomized trials of participants with PTSD79,305,308–313 The psychological approach with the best evidence for an important treatment effect is imagery rehearsal therapy (IRT), which may be combined with formal cognitive behavioral therapy for insomnia (CBT-I). Variants of IRT have shown beneficial effect, such as exposure, relaxation, and rescripting therapy (ERRT). Often SSRI therapy is initiated for the anxiety or depressive symptoms but are often poorly tolerated and can exacerbate DEB. The only medication with consistent high-level controlled evidence of important effect on nightmare reduction in this population was nightly prazosin.79,305,308 Considering immediate side effects and serious adverse effects of long-term use of prazosin, nonpharmacologic therapy is preferred when possible.79,312 A short term adjunctive pharmacologic therapy with propranolol administered before each of 6 weekly brief memory reactivation sessions showed improved clinician and self-rated scores of PTSD, which both include troublesome dreams.281
In the case of confirmed or probable REM sleep behavior disorder every effort to diagnose an underlying cause should be made, and modifications to the sleeping environment should be prescribed with a view to preventing injuries and distress.303 This considers the recurrent and at times injurious nature of the DEB seen in RBD that improves but rarely resolves with pharmacotherapy. The best evidence for medication remains from case series and small trials for nightly clonazepam or melatonin. Clonazepam nightly as primary pharmacotherapy is based upon more than 25 years of anecdotal observation documenting important changes before and after clonazepam in DEB occurrences according to published series.314 For melatonin, a small trial of 8 participants with mixed causes of RBD found that clinician global ratings improved.315 But two more recent placebo-controlled trials have demonstrated no significant improvement. In a trial of patients with iRBD, no significant global improvement was noted, without significant change in secondary outcomes on questionnaires.316 Another randomized parallel group placebo-controlled trial of patients with Parkinson disease and RBD found no significant improvement in number of RBD events noted on participant diaries as well as the number of injuries.317 A placebo-controlled 4-week trial of 0.5 mg of nightly clonazepam in 40 patients with RBD showed no significant differences in the primary outcome of the global rating scale as well as secondary outcomes.318 An international consensus statement has been published to guide the design of future trials in this field.319
Future directions
Video-polysomnography provides a great complexity of information and will continue to be the gold standard for diagnosing sleep disorders. However, since video-polysomnography is costly and very time-consuming, more accessible tools are needed. Potential tools include portable polysomnography, smart wearable devices,320 video analytics tools,321 machine learning algorithms,322,323 and questionnaires.324–326 In the case of portable polysomnography and machine-learning algorithms, they each provide unique perks in speeding up the time needed for diagnosis. Of the available sleep questionnaires, those for adults have been better developed than those for preadolescents and children. Although wearable tools and questionnaires may potentially be more efficient triage procedures, more work will still be needed to document reliability. Wearable devices are more cost-efficient and accessible, but future research will have to address several of their limitations, such as low accuracy, poor standardization, and low within/between device reliability before they can even be considered as diagnostic or screening tools.327
DISCLOSURE STATEMENT
All authors have seen and approved the manuscript. The authors report no conflicts of interest. Mr. Yao was supported by research fellowship awards from the Research Institute of McGill University Health Centre and the Canadian Institutes of Health Research. Dr. Rizzo was supported by research fellowship awards from the Lady Davis Institute for Medical Research, Ministère des transports du Québec and the Canadian Institutes of Health Research.
ABBREVIATIONS
- AD
Alzheimer disease
- DEB
dream enactment behavior
- NREM
non–rapid eye movement
- PD
Parkinson disease
- PTSD
posttraumatic stress disorder
- RBD
REM sleep behavior disorder
- REM
rapid eye movement
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