Abstract
The vertebrate retina, like most other brain regions, undergoes relatively slow alterations in neural signaling in response to gradual changes in physiological conditions (e.g., activity changes to rest), or in response to gradual changes in environmental conditions (e.g., day changes into night). As occurs elsewhere in the brain, the modulatory processes that mediate slow adaptation in the retina are driven by extrinsic signals (e.g., changes in ambient light level) and/or by intrinsic signals such as those of the circadian (24-h) clock in the retina. This review article describes and discusses the extrinsic and intrinsic modulatory processes that enable neural circuits in the retina to optimize their visual performance throughout day and night as the ambient light level changes by ~10 billion-fold. In the first synaptic layer of the retina, cone photoreceptor cells form gap junctions with rods and signal cone-bipolar and horizontal cells (HCs). Distinct extrinsic and intrinsic modulatory processes in this synaptic layer are mediated by long-range feedback of the neuromodulator dopamine. Dopamine is released by dopaminergic cells, interneurons whose cell bodies are located in the second synaptic layer of the retina. Distinct actions of dopamine modulate chemical and electrical synapses in day and night. The retinal circadian clock increases dopamine release in the day compared to night, activating high-affinity dopamine D4 receptors on cones. This clock effect controls electrical synapses between rods and cones so that rod-cone electrical coupling is minimal in the day and robust at night. The increase in rod-cone coupling at night improves the signal-to-noise ratio and the reliability of very dim multi-photon light responses, thereby enhancing detection of large dim objects on moonless nights.Conversely, maintained (30 min) bright illumination in the day compared to maintained darkness releases sufficient dopamine to activate low-affinity dopamine D1 receptors on cone-bipolar cell dendrites. This non-circadian light/dark adaptive process regulates the function of GABAA receptors on ON-cone-bipolar cell dendrites so that the receptive field (RF) surround of the cells is strong following maintained bright illumination but minimal following maintained darkness. The increase in surround strength in the day following maintained bright illumination enhances the detection of edges and fine spatial details.
Keywords: GABAA receptors, gap junctions, receptive field surround, circadian rhythms, cone and rod photoreceptor cells, bipolar cells, horizontal cells, dopamine D1 and D4 receptors
Introduction
A major goal of research on the retina and other brain regions is to understand the mechanisms that underlie the modulation of neuronal properties (e.g., transmitter receptors, ion channels, gap junction channels, transporters, second messenger pathways), synaptic communication, and neural network activity in response to changes in the environment or physiological conditions. Most regions of the central nervous system including the retina undergo relatively slow alterations in neural signaling in response to gradual changes in physiological conditions, as when activity changes to rest, or in response to gradual changes in environmental conditions, as when day changes into night. The retinal response to daily changes in the visual environment due to rotation of the Earth are particularly intriguing because the ambient (background) light level changes a great deal (~10 billion-fold) and because visual performance needs at midday are very different than those on a moonless night. Survival requires high acuity at midday and sensitivity to very dim objects on moonless nights. As occurs elsewhere in the brain, the modulatory processes that mediate slow adaptation in the retina are driven by extrinsic signals (e.g., changes in ambient light level) and/or by intrinsic signals such as those of the circadian (24-h) clock in the retina.
This review will focus on extrinsic and intrinsic signal modulation in the first synaptic layer (or outer plexiform layer) of the retina. In this portion of the retina, cone photoreceptor cells initiate visual processing when the ambient (background) illumination is bright and rod photoreceptor cells initiate visual processing when it is very dim or dark (Mangel and Ribelayga, 2010; Dowling, 2012). Cones form gap junctions with rods and use glutamate to signal the dendrites of cone bipolar cells (cBCs) and horizontal cells (HCs; Figure 1). HCs also form gap junctions with each other. Distinct extrinsic and intrinsic modulatory processes in the outer plexiform layer are mediated by long-range dopamine feedback from the second synaptic layer (inner plexiform layer). Both light and the retinal circadian clock increase dopamine release from dopaminergic cells (Witkovsky, 2004; Dowling, 2012), interneurons whose cell bodies are located in the inner nuclear layer. Distinct actions of dopamine via activation of specific dopamine receptor types on cones, rods, cBCs and HCs (Figure 1) modulate chemical and electrical synapses in day and night. This review describes and discusses the dopamine-mediated extrinsic and intrinsic modulatory processes that enable neural circuits in the outer retina to optimize their visual performance throughout day and night as the ambient illumination gradually changes.
Dopamine Function in The Outer Retina
Dopamine Receptors, Dopamine Release, and Dopamine Pathways in the Retina
Dopamine binds and acts through two dopamine receptor families, i.e., the D1 receptor family that includes D1 and D5 receptors and the D2 receptor family that includes D2, D3, and D4 receptors. All dopamine receptors are metabotropic, G protein coupled receptors, whose activation either enhances or blocks downstream signaling pathways. Activation of the D1 receptor family (Gs receptor type) increases adenylyl cyclase activity, whereas activation of the D2 receptor family (Gi receptor) decreases adenylyl cyclase activity (Figure 2). In addition, the D2 receptor family is 100–500 times more sensitive to dopamine than the D1 receptor family (Kebabian and Calne, 1979; Missale et al., 1998). Dopamine D4 receptors are the most sensitive dopamine receptor type, binding endogenous dopamine in the low nM range (Figure 2). The difference in sensitivity of the various dopamine receptor subtypes may be an under-appreciated, but nonetheless, fundamental functional characteristic of these receptors.
In the outer plexiform layer, rods and cones express D4Rs (Figure 1), but not dopamine D1Rs (Nguyen-Legros et al., 1999; Witkovsky, 2004; Iuvone et al., 2005). Conversely, the dendrites of HCs and cBCs (both ON- and OFF-cBCs) express D1Rs but not D4Rs.
All vertebrate species have a single type of dopaminergic cell, which may contain several subtypes (Zhang et al., 2007). These cells, which in most species are called dopaminergic amacrine cells, and in other species dopaminergic interplexiform cells (Dowling and Ehinger, 1978) have cell bodies among amacrine cells in the inner nuclear layer. Dopaminergic interplexiform cells, which are found in fish and primates including humans, are so-called because one of their output processes travels to the outer plexiform layer where it makes synaptic contact with HCs and/or photoreceptors (Dowling and Ehinger, 1975). In contrast, these output processes in dopaminergic amacrine cells are shorter; in some species they barely leave the inner plexiform layer (e.g., rabbit) and in other species they travel a relatively short distance towards the outer retina (e.g., mouse). Both dopaminergic amacrine and interplexiform cells release dopamine onto other neurons from processes in the inner plexiform layer.
Interestingly, evidence suggests that dopamine reaches most retinal neurons via volume diffusion and not via direct synaptic contact (Ribelayga et al., 2002; Witkovsky, 2004). Moreover, dopamine and tyrosine hydroxylase, the rate limiting enzyme in dopamine synthesis, are observed throughout most, and possibly all, processes of dopaminergic cells, suggesting that dopamine may be synthesized and released all along the processes, and that dopamine release involves Na+-spiking (Dowling and Ehinger, 1978; Puopolo et al., 2001; Witkovsky, 2004). There is evidence that the synaptic terminals/release sites of dopaminergic cells express D2Rs (a member of the D2R family), which function as dopamine autoreceptors, i.e., activation of D2Rs decreases dopamine release (Harsanyi and Mangel, 1992; Wang et al., 1997). In addition, retinal ganglion cells express both D1 and D2 receptors (Veruki, 1997; Koulen, 1999; Ogata et al., 2012; Van Hook et al., 2012).
Dopaminergic amacrine and dopaminergic interplexiform cells receive inputs from rod and cone pathways as well as input from intrinsically photosensitive retinal ganglion cells (ipRGCs; Marshak, 2001; Dumitrescu et al., 2009; Qiao et al., 2016; Zhao et al., 2017). Dopaminergic amacrine cells exhibit a variety of response properties that make them functionally diverse. Dopaminergic cells receive both On and Off inhibitory responses from BCs via GABAergic and glycinergic amacrine cells in the inner plexiform layer (Qiao et al., 2016). In the presence of light, dopaminergic amacrine cells exhibit two kinds of light responses—On sustained and On transient responses (Zhang et al., 2007). In dim light, dopaminergic amacrine cells also receive inhibitory input from the rod pathway via glycinergic amacrine cells (Newkirk et al., 2013). Some On-BCs make ectopic synapses ontodopaminergic amacrine cells and ipRGCs in the Off sub-lamina of inner plexiform layer (Dumitrescu et al., 2009; Hoshi et al., 2009). Somatostatin amacrine cells also form inhibitory synapses on dopaminergic amacrine cells as well as ipRGCs through somatostatin sst2 and sst4 receptors, respectively (Vuong et al., 2015). ipRGCs also provide retrograde signals to dopaminergic amacrine cells that can eventually alter the visual responses retinal ganglion cells (Prigge et al., 2016). Sustained light responses in some dopaminergic neurons may be mediated by inputs from ipRGCs in the inner plexiform layer (Zhang et al., 2008). Conversely, dopamine also alters the visual responses of ipRGCs through D1Rs (Van Hook et al., 2012).
Two Dopamine Receptor Systems in the Retina and Their Distinct Roles in Extrinsic and Intrinsic Modulatory Processes
Evidence suggests that there are two dopamine systems in the retina (Figure 2) that function in a complementary fashion. This idea arose from consideration of the extant literature on the circadian and non-circadian effects of dopamine in the retina and from measurements of the modulation of gap junction coupling between rods and cones, on the one hand, and between HCs on the other hand (Ribelayga and Mangel, 2003, 2007, 2010; Ribelayga et al., 2008). Taken together, these studies indicated that the retinal circadian clock, which increases dopamine release in the day by ~3× compared to night (Ribelayga et al., 2002; Witkovsky, 2004), acts through high-affinity D4Rs on rods and cones (Ribelayga et al., 2002, 2008, 2004; Witkovsky, 2004; Mangel and Ribelayga, 2010; Ribelayga and Mangel, 2010). In contrast, the increase in clock-mediated dopamine release in the day is not sufficient to affect coupling between cone HCs or between rod HCs (Ribelayga and Mangel, 2003, 2007, 2010). cHC-cHC coupling and rod HC-rod HC coupling are high in the dark in both day and night (i.e., coupling is not controlled by a circadian clock) and greatly reduced by bright illumination, which activates low-affinity D1Rs on the cells. Another dopamine-mediated example of neuromodulation in the retina that is not controlled by the retinal clock, but is regulated by the level of background illumination is the receptive field (RF) surround. Specifically, it has been shown recently that dopamine D1Rs mediate light-dark modulation of the strength of ON-cBC receptive field surrounds by regulating GABAARs on the dendrites of the cells (see below; Chaffiol et al., 2017).
These above observations of how dopamine acts as a neuromodulator in the retina thus provide evidence for the notion that there are two dopamine receptor systems in the retina. In one of these systems, dopamine, by activating high-affinity D4Rs, functions as an effector of an intrinsic molecular process (i.e., the retinal circadian clock). In the second system, the extracellular concentration of dopamine, by activating low-affinity D1Rs, constitutes a response to extrinsic changes in the visual environment (i.e., changes in the background illumination). We focus for the remainder of this review, on these dopamine-mediated extrinsic and intrinsic neuromodulatory processes, which involve these two dopamine receptor systems.
Dopamine-Mediated Extrinsic Modulatory Processes in The Outer Retina
Dopamine-Mediated Light-Dark Modulation of GABAA Receptors and the Receptive Field Surround of ON-cBCs
A fundamental feature of most neurons in the visual, auditory, and somatosensory systems is that nearby sensory cells inhibit each other. This phenomenon, which is called lateral inhibition, was first reported by Hartline and his colleagues from observations of how adjacent photoreceptors in the horseshoe crab, Limulus, inhibited each other’s light responses (Thoreson and Mangel, 2012). A similar lateral inhibitory process in vertebrate retinas was reported decades ago in in vivo cat ganglion cells, which were found to exhibit a center-surround receptive field organization (Kuffler, 1953). Lateral or surround inhibition was found to improve spatial discrimination and the detection of edges. Interestingly, it was also reported many decades ago that the strength of receptive field surrounds of in vivo cat ganglion cells depends on the maintained light level, i.e., surrounds were the strongest following maintained bright illumination, became gradually weaker following a change to dark-adapted conditions, and eventually became minimal after ~30 min in the dark (Barlow et al., 1957; Barlow and Levick, 1969). In addition, as surrounds became weaker during the change to darkness, the receptive field center became larger in size (Troy and Shou, 2002), in agreement with the finding that surrounds laterally inhibit center light responses. It was also observed that the receptive field surround has three different states that depend on the background light level (see below). Similar findings have also been obtained in other species (e.g., rabbit ganglion cells; Muller and Dacheux, 1997).
Cone bipolar cells, interneurons that receive visual input from cones and relay it to ganglion cells, have also been shown to exhibit receptive field surrounds with characteristics similar to those of ganglion cells (Werblin and Dowling, 1969; Dacey et al., 2000; Fahey and Burkhardt, 2003; Chaffiol et al., 2017). The center-surround receptive field characteristics of one type of cBC, ON-center cBCs (ON-cBCs; and ON-center ganglion cells), under three levels of maintained background illumination, are shown in Figures 1, 3. For each light level, the center-surround receptive field profile is shown in Figures 1A2–C2, center-surround light responses are depicted in Figure 3A, and chemical and electrical synaptic mechanisms that underlie changes in center and surround profiles and responses are shown in Figures 1A1–C1.
The surround light responses of ON-cBCs under maintained bright background illumination have two different inhibitory characteristics. As shown in Figures 1A2, 3A, surround stimulation in the presence of center stimulation (spot and annulus or ring of light) reduces the center response size of ON-cBCs, a phenomenon known as “surround antagonism” (Mangel, 1991; Thoreson and Mangel, 2012; Chaffiol et al., 2017) Also, ON-cBCs, which have depolarizing center light responses, produce hyperpolarizing responses to surround stimulation alone (only annulus of light is flashed) that are opposite in polarity to those produced by center (spot) stimulation alone. This kind of surround response is known as “surround activation” (Mangel, 1991; Chaffiol et al., 2017) Following maintained dim illumination, ON-cBCs exhibit surround antagonism but not surround activation. As can be seen by comparing Figures 1A2,B2, surround size and center size are both larger under dim illumination compared to bright illumination. It is worth noting that an important feature of the surround under maintained bright illumination is that in addition to being stronger (compared to under dim illumination), it is also smaller. This and its increased strength cause center size to also decrease, and the combination of smaller center and surround improves spatial discrimination and edge detection (see “Functional Considerations” section below). As also shown in Figures 1C1,C2 and 3A, following maintained darkness, ON-cBCs exhibit center responses but minimal or no surround (Thoreson and Mangel, 2012). However, despite observations over the course of many decades that surround light responses depend on the intensity of maintained background illumination (Barlow et al., 1957; Barlow and Levick, 1969; Werblin and Dowling, 1969; Hammond, 1975; Troy and Shou, 2002; Fahey and Burkhardt, 2003; Thoreson and Mangel, 2012), the mechanisms that underlie how light and dark adaptation modulate surround strength remained unclear.
A recent study has shown that the intensity of maintained background illumination modulates the surround light responses of rabbit ON-cBCs by regulating activation of dopamine D1Rs and GABAARs on the dendrites of the cells (Chaffiol et al., 2017). Dark-adapted retinal slices were bathed in dopamine to mimic the effect of maintained bright background illumination. In addition, because GABAARs are located on the dendrites of ON-cBCs (Greferath et al., 1994; Vardi and Sterling, 1994; Haverkamp et al., 2000; Shields et al., 2000) and GABAAR activation opens chloride channels, micropipettes that were used for whole-cell recording contained 23.7 mM Cl−, so that ECl = −42 mV (= average resting membrane potential of ON-cBCs at the start of recording). Under these conditions, ON-cBCs produced center and surround light responses, including surround activation and surround antagonism (Figure 3B). Blockade of D1Rs, but not blockade of D2/3/4Rs, eliminated both surround activation and antagonism. In addition, the cells in dark-adapted slices did not exhibit surround responses when the superfusion solution lacked dopamine. Other experiments demonstrated that when synaptic transmission was eliminated ON-cBCs exhibited GABAAR activity (i.e., ON-cBCs responded to direct GABA application) when dopamine was in the bath but not when D1Rs were blocked or when dopamine was not added to the bath (Figure 4). In addition, GABAARs were expressed on the dendrites-including dendritic tips-of ON-cBCs in the day following maintained bright illumination, but expressed minimally following maintained darkness or following maintained bright illumination after D1Rs were blocked for 30 min.
In addition, Chaffiol and colleagues (Chaffiol et al., 2017) showed that when D1Rs were activated and cone to ON-cBC transmission was blocked, the conductance of ON-cBCs was reduced by gabazine (GABAAR antagonist) and during hyperpolarizing surround light responses (Figure 5). These conductance measurements suggest that GABA tonically depolarizes ON-cBC dendrites following maintained D1R activation (i.e., maintained bright illumination) and that hyperpolarizing responses to surround stimulation can be attributed to reduced GABAAR excitation. It is worth noting that these results are inconsistent with the idea that surround stimulation evokes a GABA-mediated conductance that inhibits the cells (Chaffiol et al., 2017). The findings also suggest that the intracellular chloride concentration of ON-cBC dendrites following maintained bright illumination (when D1Rs are strongly activated) is such that EGABA is more positive than the resting membrane potential, possibly due to activity of the chloride cotransporter NKCC on the dendrites of the cells (Vardi et al., 2000).
Considered together, these findings demonstrated that light and dark adaptation modulate the surround light responses of ON-cBCs, as has been observed for ganglion cells in in vivo cat retina. Moreover, the results also suggest that maintained bright illumination increases ON-cBC dendritic D1R activation, which increases intracellular PKA, so that the expression and activity of GABAARs on ON-cBC dendrites are enhanced, producing ON-cBC surrounds (Figure 6). Conversely, maintained darkness decreases D1R activation, which decreases PKA, reducing GABAAR expression and activity and weakening ON-cBC surrounds (Figure 6). It is worth noting that although Chaffiol et al. (2017) showed that activation of D1Rs on ON-cBC dendrites increases GABAAR expression and activity and mediates surround activation and surround antagonism, the findings do not address the mechanisms by which maintained dim illumination produces surround antagonism but not surround activation. Moreover, in addition to the classic surround of cBCs and ganglion cells that is modulated by gradual changes in the maintained light level, other types of surround with different response characteristics are produced in the inner retina (Thoreson and Mangel, 2012).
Dopamine-Mediated Light-Dark Modulation of HC Coupling
Current injections into HCs have directly demonstrated the contribution of HCs to BC surround antagonism and activation in the following ways: (1) changing the membrane potential of HCs modulates the membrane potential of nearby BCs and the spiking of nearby ganglion cells; and (2) artificially hyperpolarizing HCs, as occurs when they respond to light stimuli, antagonizes the center light responses of nearby BCs and ganglion cells (Naka and Nye, 1971; Toyoda and Kujiraoka, 1982; Mangel and Miller, 1987; Mangel, 1991; Mangel and Brunken, 1992).
Although it is accepted that cBC dendrites express GABAARs and respond to exogenous GABA (Wässle et al., 1998; Shields et al., 2000), evidence that HC dendrites express synaptic vesicles, the transmitter GABA, and synaptic machinery to release GABA when the dendrites are depolarized has been difficult to obtain. However, as discussed in detail (Thoreson and Mangel, 2012), recent observations suggest that a GABA signal from HCs activates GABAARs on cBC dendrites: (1) HCs express GABA (Deniz et al., 2011); (2) HCs have synaptic machinery to release GABA when depolarized (Guo et al., 2009, 2010; Hirano et al., 2011); and (3) the close spatial proximity of GABAAR subunits on cBC dendrites (Vardi and Sterling, 1994) to the vesicular GABA transporter on HC dendrites (Haverkamp et al., 2000), a likely GABA release site, suggests that HCs release GABA to activate GABAARs on cBC dendrites. Moreover, the conductance measurements of ON-cBCs described above (see Figure 5) show that during D1R activation, the conductance of ON-cBCs was reduced by gabazine (GABAAR antagonist) and during hyperpolarizing surround light responses (Chaffiol et al., 2017). These results suggest that GABA tonically released from HCs depolarizes ON-cBC dendrites following maintained D1R activation (i.e., maintained bright illumination) and that hyperpolarizing surround responses can be attributed to reduced GABAAR excitation. Moreover, it is well documented that bright light uncouples HCs by activating their D1Rs (Dowling, 2012), thereby reducing the size of their receptive fields (Thoreson and Mangel, 2012). Thus, all together the evidence suggests that HCs use GABA to provide a surround signal to cBCs and that the effectiveness of the HC signal depends on the expression and activity of GABAARs on the dendrites of ON-cBCs (Figure 6). In addition, the size of the ON-cBC surround is dependent on the extent of HC coupling (Figure 1), which itself is dependent on the background light level and the extent of D1R activation. Thereore, as increases in maintained illumination during the morning enhance ON-cBC surround strength, the size of cBC center and surround and the size of HC receptive fields decrease (Chaffiol et al., 2017). These light-adaptive processes improve detection of edges and small spatial details. Conversely, as maintained illumination gradually decreases during the afternoon, cBC surround strength decreases, and the size of cBC center and surround and the size of HC receptive fields increase (Figures 1, 6; Thoreson and Mangel, 2012; Chaffiol et al., 2017).
Recent work has suggested that D1Rs are expressed by most mouse cBCs, but not by all cBC subtypes (Farshi et al., 2016) and that D1R effects may be cBC subtype-specific (Hellmer et al., 2020). These results raise the interesting possibility that one important effect of D1Rs is to decorrelate the activity of different cBC subtypes, implying that ganglion cell subtypes and their post-synaptic targets through the visual system (Caldwell and Daw, 1978; Mangel et al., 1983; Troy and Shou, 2002; Wienbar and Schwartz, 2017) may be differentially affected as well. Further work is needed in this area of research.
Dopamine-Mediated Intrinsic Modulatory Processes in The Outer Retina
Circadian Clock Pathways
A simplified version of a circadian clock pathway that consists of a circadian clock, inputs to it such as the light/dark cycle, and clock outputs, which are referred to as circadian rhythms, is shown in Figure 7. We include this figure for readers new to the field of circadian biology but it is important to remember that all three components of a retinal circadian clock pathway are far more complex than is depicted here. Readers interested in the molecular components (or clockwork) of the retinal circadian clock, input pathways to the retinal clock, or diverse effects of the retinal clock not discussed here should refer to reviews that explore these topics in detail (Iuvone et al., 2005; Besharse and McMahon, 2016; Ko, 2018). This section will focus on the role of dopamine as an effector of the intrinsic retinal circadian in one of its output pathways.
Roles of Melatonin and Dopamine as Effectors of the Retinal Circadian Clock
Figures 8A,B depict the same cell types, transmitters, transmitter receptors, and chemical and electrical synapses as shown in Figure 1. However, Figures 8A,B show that the gap junctions between rods and cones are closed in the day in the dark but open at night in the dark due to the action of the retinal clock. In addition, although the receptive field center of cBCs is large in the day in the dark (Figure 8A), it is hypothesized to become even larger at night (Figure 8B) due to the increase in rod-cone coupling and the resultant increase in the size of cone receptive fields (Ribelayga et al., 2008). No other day/night changes are shown in Figures 8A1,B1, i.e., the retinal clock does not affect HC coupling or GABAAR expression and activity on the dendrites of ON-cBCs. These processes are not affected by the retinal clock because the clock-elicited increase in dopamine release in the day is not sufficient to activate low-affinity D1Rs, which control HC coupling and GABAAR function on ON-cBC dendrites (see Figures 1–3).
The retinal circadian clock does not directly control dopamine levels in the retina. Rather, it affects dopamine through its action on the hormone melatonin. Dopamine release from the retina exhibits a circadian rhythm in which it is higher in the day than at night (Figure 9 here; also see Doyle et al., 2002b; Ribelayga et al., 2004). Melatonin has been shown to also have a circadian rhythm (Mangel and Ribelayga, 2010; Besharse and McMahon, 2016; Ko, 2018), but it is higher at night than in the day. The retinal circadian clock controls the synthesis of melatonin by controlling the activity of N-acetyl transferase (NAT), the rate-limiting enzyme in melatonin production. Because melatonin inhibits dopamine release in the retina (Dubocovich, 1983; Reppert et al., 1995), the melatonin rhythm produces a dopamine rhythm that is opposite in phase, i.e., when melatonin is high at night, dopamine is lower, and when melatonin is lower in the day, dopamine is higher. This relationship between the rhythms of melatonin and dopamine is shown by the experiments depicted in Figure 9. When goldfish retinas were maintained for ~52 h in constant darkness and temperature, a rhythm of dopamine was observed in the cultured medium that was sampled every 4 h (Figure 9A). However, when melatonin was continuously applied, it abolished the rhythm in dopamine release by suppressing it in day to the low level typical of the night (Figure 9A). Conversely, continuous application of the melatonin receptor antagonist, luzindole, abolished the rhythm in dopamine release by increasing dopamine release at night to its typically higher level in the day (Figure 9B). Although it has been reported that dopamine reciprocally inhibits melatonin (Cahill and Besharse, 1991; Hasegawa and Cahill, 1999; Tosini and Dirden, 2000; Doyle et al., 2002a), the overall interaction between melatonin and dopamine is that endogenous melatonin inhibits dopamine release and produces the daily rhythm in dopamine release. Therefore, dopamine acts as a circadian clock signal for the day, while melatonin acts as a circadian signal for the night.
Dopamine D4R-Mediated Regulation of Rod Input to Cone Horizontal Cells
Diverse cellular and molecular processes in the vertebrate retina display circadian rhythms and many of these rhythms are regulated by the circadian clock in the retina (Mangel, 2001; Iuvone et al., 2005; Mangel and Ribelayga, 2010; Besharse and McMahon, 2016; Ko, 2018). Some early studies had reported that cone-connected HCs could respond to dim light stimuli (low scotopic) following maintained dark adaptation (e.g., cat: Steinberg, 1969; goldfish: Mangel et al., 1994), but the mechanism underlying their sensitivity to scotopic stimuli remained unclear. “Scotopic” refers to the range of dim light intensities in which rods, but not cones, initiate the visual process. The first report at the single neuron level that the retinal clock affects the light responses of individual neurons in the vertebrate retina was the finding that the light responses of cone horizontal cells (cHCs), which make synaptic contact with cones, but not with rods (Stell and Lightfoot, 1975), exhibit a day/night difference in constant darkness (Wang and Mangel, 1996). As shown in Figures 10A,B, goldfish cHCs respond to very dim light stimuli (low scotopic) at night in the dark but not in the day in the dark (Wang and Mangel, 1996; Ribelayga et al., 2002). In this series of experiments, an important control was performed to demonstrate that this daily difference in sensitivity to dim light stimuli is controlled by a circadian clock. Specifically, even though the above experiments were performed in constant darkness, it is possible that the observed day/night difference was not due to a circadian clock but to a day/night difference in an environmental factor, such as a decrease in temperature at night. This possibility was ruled out by showing that prior reversal of the light/dark cycle for 10 days reversed the circadian rhythm in sensitivity (Figure 10C; Wang and Mangel, 1996), i.e., after light/dark cycle reversal. peak sensitivity occurred during what used to be the day (even though other factors such as daily temperature changes had not been reversed). Spectral sensitivity measurements also showed that a specific type of goldfish cHC, the L-type (H1) cHC, which receives synaptic contact primarily from red cones (Stell and Lightfoot, 1975), had a spectral sensitivity similar to that of goldfish rods at night, but similar to that of red cones in the day (Wang and Mangel, 1996). These findings thus strongly suggested that rod input reaches cHCs at night but not in the day.
Because isolated cones require absorption of 100–1,000 times more photons compared to rods to produce small light responses (Dowling, 2012), the finding that cHCs in intact retina had sensitivity to very dim light stimuli similar to that of rods was striking. Because goldfish cHCs do not make synaptic contact with rods (Stell and Lightfoot, 1975), we hypothesized that rod input reaches cHCs at night via open rod-cone gap junctions and that rod input does not reach cHCs in the day because the gap junctions close (Wang and Mangel, 1996). This idea was strengthened by subsequent studies on goldfish cHCs (Ribelayga et al., 2002, 2004) that showed that the circadian rhythms in light responses, spectral sensitivity, and dim light sensitivity depended on dopamine D2-like receptors (i.e., D4Rs), which are on cones but not HCs (Witkovsky, 2004). If the hypothesis that rod input reaches cHCs at night via open gap junctions is correct, then cones should respond to dim light at night like cHCs.
Dopamine D4R-Mediated Regulation of Rod-Cone Gap Junction Coupling
Rod-cone gap junctions have been observed in diverse vertebrate species such as fish, amphibia, and mammals including primates (Raviola and Gilula, 1973; Bloomfield and Völgyi, 2009). Injections of tracer into individual goldfish cones in day and night under dark- adapted conditions with or without spiperone (selective D2R family antagonist) or quinpirole (selective D2R family agonist) have confirmed the hypothesis that the retinal circadian clock controls rod-cone coupling through activation of cone D4Rs (Ribelayga et al., 2008). Specifically, tracer diffused into an average of 1,200 rods and 100 cones during the subjective night (SN) and during the subjective day (SD) in the presence of spiperone but was restricted to an average of two cones and two rods during the subjective day and during the subjective night in the presence of quinpirole (Figure 11). In addition, use of a technique (Choi et al., 2012) called “cut loading” in which a razor blade dipped in neurobiotin tracer cut through goldfish and mouse retinal tissue showed that tracer had diffused through photoreceptors further from the cut at night in the dark than in the day in the dark (Ribelayga et al., 2008).
Interestingly, similar results were obtained when low-mesopic light stimuli, such as occur naturally right before dawn or just after dusk, were flashed onto the retinas for >60 min before tracer injections (Figure 11F). This result strongly suggests that the retinal clock, and not the retinal response to the normal visual environment at night, controls rod-cone coupling. Note that brighter light such as occurs typically during the day (but not naturally at night) closed rod-cone gap junctions in both day and night (Figure 11F). It is common for bright illumination to block circadian clock effects, a phenomenon known as “masking” (Ribelayga et al., 2008).
Patch-clamp recordings from goldfish cones yielded results similar to those obtained from goldfish cHCs, i.e., cone spectral sensitivity was similar to that of rods during the subjective night and during the subjective day in the presence of spiperone, but during the day in the dark or following bright light adaptation green-sensitive, red-sensitive, and blue-sensitive cone spectra were recorded (Figure 12). These spectral sensitivity data demonstrate that rod-cone gap junctions are functionally open at night in the dark. In addition, patch-clamp recordings showed that cones were able to respond to very dim (low scotopic) light stimuli at night in the dark but not in the day (Figure 13A). It is worth noting that application of spiperone had no effect on cones at night in the dark (Ribelayga et al., 2008), as reported previously for cHCs (Ribelayga et al., 2002), indicating that the retinal clock decreases extracellular dopamine at night below the threshold of D4R activation (Figure 2). In addition, measurements indicated that the receptive fieldsize of cones was larger at night in the dark compared to the day in the dark (Figure 13B), consistent with the finding that rod-cone electrical synapses are open at night.
It is worth noting that a recent study of day/night differences in cone to cHC synaptic transmission in goldfish retina reported that although changes in rod-cone coupling can account for some day/night changes, such as changes in spectral tuning and response threshold of cones and cHCs, other day/night differences may result from distinct clock effects (Ribelayga and Mangel, 2019). For example, at night compared to the day cone to cHC synaptic transfer was highly non-linear and of lower gain. As a result, cHC light responses saturated at a lower intensity at night than in the day, and at a lower intensity than cones at night. These characteristics restrict cone to cHC signaling to very dim light stimuli, making the cone to cHC synapse more sensitive to small changes in dim light intensity at night (Ribelayga and Mangel, 2019).
Considered together, these results demonstrate that the retinal clock increases dopamine release in the day by decreasing melatonin production in the day. Dopamine released from dopaminergic interplexiform cells (goldfish) or dopaminergic amacrine cells (mouse, rabbit) activates cone D4Rs, which decreases cAMP/PKA and closes rod-cone gap junctions (Figure 14). In contrast, during the subjective night, the retinal clock increases melatonin release, which reduces dopamine release. As a result, cone D4Rs are not activated. This results in an increase in intracellular cAMP/PKA, which opens rod-cone gap junctions so that rod input reaches cones and then cHCs (Figure 14).
It is important to emphasize that cones (and cHCs) are able to respond to very dim scotopic light stimuli at night in the dark due to the action of the retinal clock. In other words, cones and post-synaptic neurons in cone pathways respond to very dim (low scotopic) light stimuli at night because the conductance of the rod-cone electrical synapse is high. This phenomenon was observed by maintaining retinas under dark-adapted conditions with no illumination present brighter than low mesopic (i.e., not even a single brief flash; Wang and Mangel, 1996; Ribelayga et al., 2002, 2004, 2008; Ribelayga and Mangel, 2003, 2010). “Mesopic” refers to the range of light intensities in which both rods and cones initiate the visual process. It was assumed for years that rod-cone gap junctions open when background illumination reaches the mesopic range in the morning. This idea was based in part on the observation by many that bright light stimulation of dark-adapted retinas introduces a “rod plateau potential” or “depolarizing afterpotential” into cone and cHC light responses by slightly increasing rod-cone coupling (e.g., Yang and Wu, 1989; Krizaj et al., 1998; Witkovsky, 2004). However, as has been shown (Figures 5A,B in Ribelayga et al., 2008), rod plateau potentials in response to bright light stimulation occur when retinas are previously dark-adapted but not when retinas are previously light-adapted. Moreover, rod plateau potentials that occurred following dark adaptation were eliminated following 5 min of bright light stimulation (Figure 5B in Ribelayga et al., 2008). In addition, rod plateau potentials occur when retinas are dark adapted in the late afternoon or evening (when the retinal clock has begun to slowly open rod-cone gap junctions), but not when retinas are previously dark-adapted in the morning or at midday (Mangel, unpublished observations). Considered together, these results show that the presence of rod plateau potentials in cone (and cHC) responses to bright light stimulation following dark adaptation depends on the time of day and does not indicate that rod-cone coupling has been increased by bright illumination. Rather, the results suggest that rod plateau potentials in response to bright light stimulation following dark adaptation in the afternoon or evening reveal that rod-cone gap junctions are slightly open due to action of the retinal clock. In fact, bright light stimulation over the course of ~5 min eliminates rod plateau potentials of cones and cHCs by closing rod-cone gap junctions (Wang and Mangel, 1996; Ribelayga et al., 2008).
Cone Dopamine D4 and Adenosine A2A Receptors Work Together to Produce a Large Day/Night Difference in Rod-Cone Coupling
In addition to the melatonin/dopamine system, the purine adenosine also acts as an effector of the circadian clock in the retina (Cao et al., 2021). Adenosine, which is converted enzymatically from extracellular ATP that has been synaptically released with other transmitters (Ribelayga and Mangel, 2005; Cao et al., 2021), has an opposite phase compared to dopamine (Ribelayga and Mangel, 2005; Cao et al., 2021). In contrast to dopamine, extracellular adenosine levels increase during the night and as more adenosine binds to A2A receptors (A2ARs; a Gs protein receptor) on photoreceptors, there is downstream activation of cAMP and PKA and hence increased rod-cone coupling (Li et al., 2013; Cao et al., 2021). Because dopamine levels fall below the threshold of D4R activation at night, the large increases in intracellular cAMP/PKA and rod-cone coupling are not due simply to the lack of D4R activation. Rather, endogenous activation of A2A receptors plays an important role in producing a large day/night difference in rod-cone coupling (Cao et al., 2021).
The circadian clock-induced increase in extracellular adenosine at night in the dark occurs in concert with an increase in intracellular adenosine (Ribelayga and Mangel, 2005; Cao et al., 2021). Because a circadian clock increases energy metabolism in both fish (Dmitriev and Mangel, 2000, 2004) and rabbit retina (Dmitriev and Mangel, 2001), it is likely that the clock-induced increase in the level of intracellular adenosine at night is due to a circadian-induced increase in energy metabolism. An attractive hypothesis is that neural activity and oxygen consumption may increase at night due to the action of the clock so that a slightly hypoxic condition is generated, thereby triggering the intracellular accumulation of AMP, a substrate for adenosine. In support of this, anoxic and hypoxic experimental conditions increase adenosine content and overflow in rabbit retinas (Ribelayga and Mangel, 2005). Evidence also suggests that the increase in extracellular adenosine at night in the dark occurs because the increase in intracellular adenosine at night is sufficient to stop the uptake of adenosine (Ribelayga and Mangel, 2005; Cao et al., 2021).
Both adenosine and dopamine levels are regulated by a circadian clock in the goldfish retina itself (Ribelayga et al., 2004; Cao et al., 2021). However, adenosine levels are not altered by short-term (1–3 h) application of dopamine and melatonin receptor agonists and antagonists (Cao et al., 2021), suggesting that adenosine levels in the day and night are independent of melatonin and dopamine receptors. Both the cone A2ARs and D4Rs, which have opposite effects on intracellular adenylyl cyclase/PKA activity, might modulate rod-cone coupling via a simple additive effect on PKA activity at all times of day and night. Alternatively, cone A2ARs and D4Rs might interact in their modulatory effects on rod-cone coupling (Li et al., 2013). For example, cone D4Rs signal through adenylyl cyclase 1 (Jackson et al., 2009), an isoform of adenylyl cyclase that is stimulated by Ca2 +-calmodulin and very sensitive to intracellular Ca2 +. Conversely, adenylyl cyclase 1 is poorly activated by Gs protein linked receptors (Sadana and Dessauer, 2009) such as A2ARs, which inhibit Ca2 +influx into cone synaptic terminals (Stella et al., 2007). Because light adaptation produces a large decrease in intracellular Ca2 + in cone synaptic terminals (Johnson et al., 2007), the increase in ambient illumination at dawn may augment the inhibitory effect of Gi on adenylyl cyclase 1. Moreover, this interactive process may run in reverse at dusk. Such an interaction might speed up transitions to cone vision at dawn and rod vision at dusk as coupling is decreasing and increasing, respectively. It has also been suggested that rhythmic expression of the genes for D4Rs and A2ARs contributes to the regulation of rod-cone coupling at dawn and dusk (Li et al., 2013).
Functional Considerations
Increased rod-cone coupling at night not only transmits very dim rod signals to cones and other neurons in cone pathways, but it also improves detection of very dim large objects at night by improving the signal to noise ratio and the reliability of rod responses to very dim light. Biological systems that increase in sensitivity typically become noisier. A considerable challenge for sensory systems is the difficulty detecting faint signals and distinguishing them from noise. Increased photoreceptor coupling at night may thus represent a significant evolutionary innovation. Because intrinsic noise in each photoreceptor cell is independent of the noise in other nearby coupled photoreceptors, but dim objects produce correlated photoreceptor signals, photoreceptor coupling reduces photoreceptor noise more than it reduces their output signals, especially for signals in response to large dim objects (Ribelayga et al., 2008; Jin et al., 2015). The increased coupling between photoreceptors at night therefore enhances the signal to noise ratio and the reliability of rod responses to large dim objects. Moreover, the increase in signal to noise ratio is greater the more cells that are coupled.
It is worth noting that both the extrinsic (D1R) and intrinsic (D4R) dopamine systems function in a complementary manner and unfold slowly, i.e., .they only need to keep pace with the rotation of the Earth. In the outer retina, D1Rs and D4Rs, which have opposite effects on intracellular cAMP/PKA when activated (Kebabian and Calne, 1979; Missale et al., 1998), are located on different cell types, and due to their different affinities for endogenous extracellular dopamine, essentially function at different times of the day. That is, during the night in the dark when only stars are present, the retina clock does not activate D4Rs. As a result, rods and cones are coupled, cBC receptive field centers are large, and retinal neurons have high sensitivity to very dim large objects. As night then turns to dawn, the retinal clock slowly increases extracellular dopamine and endogenous activation of cone D4Rs. As a result, rod-cone coupling gradually decreases, slowly transforming rod vision to cone vision.
Then, when the ambient light level elicits sufficient dopamine release to activate D1Rs, HCs begin to uncouple and ON-cBC dendrites begin to express GABAARs. This process slowly increases the strength of ON-cBC surrounds. At the same time, as D1R activation continues to increase, HCs, which use GABA to send a receptive field surround signal to ON-cBC dendrites, communicate a progressively smaller and smaller surround to ON-cBCs, The reduction in the size of receptive field centers and surrounds of cone-driven BCs and ganglion cells as the maintained background light level increases (Hammond, 1975; Troy and Shou, 2002; Thoreson and Mangel, 2012) suggests the interaction between center and surround spatially differentiates progressively smaller regions of the visual scene as ambient illumination gradually increases. This D1R-mediated modulatory process likely enhances the ability of BCs and ganglion cells to discriminate fine spatial detail and edges when maintained illumination is bright.
Finally, it is important to note that the modulatory effects of dopamine in the outer retina are likely conserved across vertebrate species, including mammals and non-mammals. Specifically, circadian pathway components and effects and the location of D1Rs and D4Rs in the outer retina have been observed in many vertebrate species that contain both rods and cones (Iuvone et al., 2005; Besharse and McMahon, 2016). For example, D4Rs (but not D1Rs) are located on rods and cones, and D1Rs (but not D4Rs) are located on the dendrites of cone-connected BCs and HCs (Witkovsky, 2004). In addition, the retinal circadian clock in goldfish, rabbit, and mouse regulates rod-cone coupling via D4Rs (Ribelayga et al., 2008; Ribelayga and Mangel, 2010). Also, light and dark adaptation, by modulating activation of dopamine D1Rs on the dendrites of cBCs and HCs in goldfish and rabbits regulates GABAAR expression and activity on the dendrites of these cells (Witkovsky, 2004; Chaffiol et al., 2017). It is therefore likely that the distinct modulatory actions of dopamine D1Rs and D4Rs in the outer retina discussed in this review can be generalized across species that contain both rods and cones.
Author Contributions
MG and SM wrote the manuscript. All authors contributed to the article and approved the submitted version.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Footnotes
Funding. This work was supported in part by a grant from the NIH (National Eye Institute; R01-EY029777) to SM.
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