Abstract
Polyunsaturated fatty acids (PUFAs) may be pertinent to the development of mental disorders, for example via modulation of inflammation and synaptogenesis. We wished to examine cross-sectional and longitudinal associations between PUFAs and mental disorders in a large cohort of young people. Participants in the Avon Longitudinal Study of Parents and Children were interviewed and provided blood samples at two sampling periods when approximately 17 and 24 years old. Plasma PUFA measures (total omega-6 [n-6], total omega-3 [n-3], n-6:n-3 ratio and docosahexaenoic acid [DHA] percentage of total fatty acids) were assessed using nuclear magnetic resonance spectroscopy. Cross-sectional and longitudinal associations between standardised PUFA measures and three mental disorders (psychotic disorder, moderate/severe depressive disorder and generalised anxiety disorder [GAD]) were measured by logistic regression, adjusting for age, sex, body mass index and cigarette smoking. There was little evidence of cross-sectional associations between PUFA measures and mental disorders at age 17. At age 24, the n-6:n-3 ratio was positively associated with psychotic disorder, depressive disorder and GAD, while DHA was inversely associated with psychotic disorder. In longitudinal analyses, there was evidence of an inverse association between DHA at age 17 and incident psychotic disorder at age 24 (adjusted odds ratio 0.44, 95% confidence interval 0.22–0.87) with little such evidence for depressive disorder or GAD. There was little evidence for associations between change in PUFA measures from 17 to 24 years and incident mental disorders at 24 years. These findings provide support for associations between PUFAs and mental disorders in early adulthood, and in particular, for DHA in adolescence in relation to prevention of psychosis.
Subject terms: Molecular neuroscience, Schizophrenia, Depression
Introduction
Fatty acids are the major metabolic products of lipid metabolism. They are categorised by number of carbon-carbon double bonds: saturated fatty acids have none, monounsaturated fatty acids have one and polyunsaturated fatty acids (PUFAs) have two or more. PUFAs are further subdivided by the position of the first carbon-carbon double bond from the methyl end of the molecule. This occurs at the sixth carbon atom in omega-6 PUFAs and the third in omega-3 PUFAs. Omega-6 (n-6) PUFAs, such as linoleic acid and arachidonic acid, produce n-6 eicosanoids which have broadly pro-inflammatory effects. Omega-3 (n-3) PUFAs, including alpha-linolenic acid (ALA), eicosapentaenoic acid (EPA) and docosahexaenoic acid (DHA), produce n-3 eicosanoids which are generally anti-inflammatory1. Alpha-linolenic acid cannot be synthesised by humans and thus must be obtained directly from dietary intake. Although humans can convert ALA into EPA and DHA, the efficiency of this conversion is limited and thus EPA and DHA must also be obtained from the diet to maintain adequate levels2. Dietary sources of ALA include flaxseed and soybean oils, while EPA and DHA are found in oily fish or supplements.
Humans may have evolved on a diet with a relatively balanced ratio of n-6:n-3 PUFAs, but in the average modern Western diet this ratio may be 10:1 or higher3. Given the broadly opposing pro- and anti-inflammatory effects of their lipid mediators1, the balance of n-6 and n-3 fatty acids is thought to be relevant to disease states characterised by inflammation such as cardiovascular disease4. There is a body of evidence implicating low-grade inflammation in association with the presence or risk of mental disorders such as schizophrenia and depression, at least in a subset of affected patients5,6. The precise biological mechanisms by which inflammation may contribute to the development of mental disorders are complex, but may include modulation of hypothalamic-pituitary-adrenal axis activity, neurotransmission, neurodegeneration and microglial activation7,8. A lower ratio of n-6 to n-3 fatty acids may be associated with reduction in inflammation4 and thus presents one possible mechanism by which dietary factors can modulate inflammatory processes.
Aside from their effects on inflammation, PUFAs have several other biological actions which may be of relevance to mental disorders. For example, through reorganisation of lipid rafts (clusters of membrane proteins and receptors that contribute to signal transduction), n-3 PUFAs can modulate intracellular and intercellular signalling, cytokine secretion and immune activation9,10. n-3 PUFAs also contribute to the structural integrity and fluidity of neuronal membranes11. Of the n-3 PUFAs, DHA is particularly important in the brain, where it comprises ~90% of n-3 PUFA content and 10–20% of the brain’s total lipids12. In addition to its neuronal membrane effects, DHA may protect against oxidative damage13 and promote neurite growth and synaptogenesis14.
Observational studies provide evidence of decreased n-3 PUFA levels in patients with schizophrenia15, depressive16 and anxiety disorders17 relative to controls. PUFA deficiency has also been implicated in conditions such as attention deficit hyperactivity disorder18, autism spectrum disorder19 and Alzheimer’s disease20. It is however unclear whether PUFA abnormalities precede the onset of mental disorders. In addition, factors such as body mass index (BMI), smoking and socio-economic status (which may be associated with both dietary quality and, independently, mental disorders) may confound observed associations21–23. In clinical trials, n-3 supplementation for treatment or prevention of mental disorders has produced mixed results24. For example, in individuals at clinical high-risk of psychosis, n-3 supplementation initially showed beneficial effects in reducing transition to psychotic disorder25. This finding was not replicated in a subsequent trial26, although on further analysis several PUFA measures were associated with severity of psychopathology27,28. Associations between PUFAs and mental disorders in adolescence and early adulthood have not been extensively studied, even though most mental disorders have their onset during this critical period of development29.
We sought to address three main questions regarding temporal associations between plasma PUFA measures and three mental disorders (psychotic disorder, depressive disorder and generalised anxiety disorder) in adolescence and early adulthood: (1) Are PUFAs associated with these disorders cross-sectionally at age 17 years? (2) Are PUFAs associated with these disorders cross-sectionally at age 24 years? (3) Are PUFAs at age 17 years associated with these disorders longitudinally at age 24 years?
Methods
Participants and study design
The Avon Longitudinal Study of Parents and Children (ALSPAC) is a prospective birth cohort study30–32. The study website contains details of all data available through a fully searchable data dictionary and variable search tool (http://www.bristol.ac.uk/alspac/researchers/access). Pregnant women in Avon, UK with expected delivery dates between 1st April 1991 and 31st December 1992 were invited to participate. A total of 14,541 pregnancies were enroled with 13,988 children alive at 1 year of age. When the oldest children were ~7 years old, an attempt was made to bolster the initial sample with eligible cases who did not join originally. The total sample size for data from age 7 is 15,454 pregnancies with 14,901 children alive at 1 year of age. Data were collected and managed using REDCap electronic data capture tools33,34.
Participants were invited to attend clinics at multiple timepoints where anthropometric measurements, questionnaires, interviews and blood sample collection were completed. The current study was based primarily on data from two such clinics: first when the participants were approximately 17 years old, and subsequently when they were approximately 24 years old.
Exposures
Participants were requested to fast overnight or for at least 6 h prior to attendance at both the age 17 and age 24 clinics. Blood samples were collected according to a standardised protocol. Samples were obtained between 0800 hours and 14 hours in > 99% of cases at both clinics. Following collection, samples were centrifuged and stored at −80 °C until analysis. For the age 17 clinic, the range of storage time between plasma collection and analysis was 2.4–5.1 years. For the age 24 clinic, this range was 0.3–2.7 years.
Summary and specific fatty acid plasma levels were measured using a high-throughput nuclear magnetic resonance spectroscopy platform35. We considered four PUFA measures as exposures in the current study: total n-6 fatty acids (mmol/l); total n-3 fatty acids (mmol/l); n-6:n-3 fatty acid ratio; and DHA expressed as percentage of total fatty acids.
Outcomes
We examined three non-mutually exclusive outcomes.
Psychotic disorder
At the age 17 and age 24 clinics, participants completed the semi-structured Psychosis-Like Symptoms Interview (PLIKSi) to assess for psychotic experiences36. The PLIKSi asks 12 core questions regarding psychotic experiences comprising hallucinations, delusions and experiences of thought interference. Participants who answered ‘yes’ or ‘maybe’ to stem questions were cross-questioned to establish whether the experiences were psychotic, and these were coded according to the Schedules for Clinical Assessment in Neuropsychiatry37. Trained interviewers rated symptoms as ‘not present’, ‘suspected’ or ‘definite’ and coded whether the experience was attributable to sleep or fever. In line with previous studies from this sample38,39, psychotic disorder was defined as having at least one definite psychotic experience not attributable to sleep or fever which recurred at least once per month over the previous six months, and was associated with severe distress, marked impairment of the participant’s social or occupational functioning, or led them to seek help from a professional source.
Depressive disorder
At the age 17 and age 24 clinics, participants completed the self-administered computerised version of the Clinical Interview Schedule Revised (CIS-R)40. The CIS-R includes questions about the recent occurrence, severity, duration and onset of depressive symptoms providing diagnoses of mild, moderate or severe depressive disorder according to the International Classification of Diseases version 10 (ICD-10)41. In the current study, this outcome was defined as meeting ICD-10 criteria for moderate or severe depressive disorder.
Generalised anxiety disorder (GAD)
The CIS-R also contains questions pertaining to anxiety symptoms to determine diagnosis of GAD according to ICD-10 criteria41. In the current study, this outcome was defined as meeting ICD-10 criteria for GAD.
Confounders
Based on a systematic review of non-dietary factors associated with n-3 PUFA levels42 we considered the following as a minimal set of confounders: precise age, sex, BMI and cigarette smoking (average number of cigarettes smoked per day in preceding 30 days).
With respect to other candidate confounders, we examined the following additional characteristics contemporaneous with exposures: alcohol intake as measured by Alcohol Use Disorders Identification Test (AUDIT) score43 at 17 years and AUDIT-Concise (AUDIT-C) score44 at 24 years; and regular cannabis use (defined as using cannabis more than once monthly at 17 years, and weekly or daily use at 24 years).
We examined the following prenatal socio-economic factors: family home ownership status during pregnancy (own home or mortgage/rented or other) as measured by a questionnaire completed by mothers at 8 weeks gestation; highest maternal educational qualification (less than O-level/ O-level or higher) as measured by a questionnaire completed by mothers at 32 weeks gestation; and parental social class based on occupation (manual/non-manual) of the participant’s mother or father (whichever was highest) as measured by a questionnaire completed by mothers at 32 weeks gestation.
Finally, we also examined the following characteristics in childhood: average take-home family income as measured by a questionnaire completed by mothers when the participant was approximately 8 years old (<£400 per week/≥£400 per week); and IQ as measured by the Wechsler Intelligence Scale for Children (Third Edition)45 at age 8 years.
Further information regarding the selection of confounding variables is provided in Supplementary Methods.
Statistical analyses
Statistical analyses were performed in Stata 16 (StataCorp).
Descriptive analyses
We compared sociodemographic characteristics in participants who attended either the age 17 or age 24 clinics versus the rest of the ALSPAC cohort. We also compared characteristics at both 17 and 24 years according to whether PUFA data were available. Finally, we compared characteristics at both ages according to whether participants met criteria for at least one mental disorder, and stratified by type of disorder.
Categorical variables were summarised using proportions and compared using chi-squared tests. Continuous variables were summarised using the mean and standard deviation or median and interquartile range and compared using two-tailed t-tests (with unequal variances specified where indicated by Levene’s test p < 0.05) or Mann–Whitney U tests as appropriate.
Multiple imputation
To address potential bias arising from missing data, we imputed missing data for exposures and confounder variables for participants with outcomes data available. Fifty imputed datasets were generated using multiple imputation with chained equations. In addition to the outcomes, exposures and confounders above, several auxiliary variables were included in the imputation model to make the missing-at-random assumption more plausible. Further details are provided in Supplementary Methods.
Logistic regression analyses
Logistic regression was used to determine associations between exposures (PUFA measures) and outcomes (mental disorders) cross-sectionally at 17 years; cross-sectionally at 24 years; and longitudinally from 17 to 24 years. Two sets of models were used to evaluate longitudinal associations: firstly with PUFA measures at 17 years as the exposure variable, and secondly with change in PUFA measures (PUFA measure at 24 years minus PUFA measure at 17 years) as the exposure variable. Participants who met criteria for the relevant outcome at 17 years were excluded from longitudinal models to enable analysis of incident disorders in early adulthood. Estimates were combined across imputed datasets using Rubin’s rules. All PUFA measures were transformed to z-scores such that odds ratios (ORs) derived from logistic regression models may be interpreted per standard deviation increase in PUFA measure.
Confounders
We first assessed crude associations in models that were unadjusted for confounders. The minimum set of confounders (age, sex, BMI and average number of cigarettes smoked per day measured contemporaneously with exposures) were then included as covariates in adjusted models, which were considered as the base models. Longitudinal models examining change in PUFA measures were adjusted for sex, change in BMI (BMI at 24 years minus BMI at 17 years) and change in average number of cigarettes smoked per day (number of cigarettes at 24 years minus number of cigarettes at 17 years). Finally, in sensitivity analyses, the remaining candidate confounders (AUDIT score at 17 years, regular cannabis use at 17 years, homeownership at 8 weeks gestation, parental social class at 32 weeks gestation, family income at 8 years and IQ at 8 years) were included as covariates one at a time and the effect estimates compared to those for the base models to assess for evidence of further potential confounding.
Ethical approval and consent
Ethical approval for the ALSPAC study was obtained from ALSPAC Ethics and Law Committee and local research ethics committees. Consent for biological samples was collected in accordance with the Human Tissue Act (2004). Informed consent for use of questionnaire and clinic data was obtained following recommendations of the ALSPAC Ethics and Law Committee at the time.
Results
Sample characteristics and descriptive analyses
Sample derivation is summarised in Supplementary Fig 1.
Characteristics of participants according to clinic attendance
A total of 9919 participants were invited to the age 17 clinic of whom 5215 (52.6%) attended. In total 9958 participants were invited to the age 24 clinic of whom 4019 (40.4%) attended. Participants who attended one or both clinics (n = 6087) differed compared to the rest of the initially-recruited ALSPAC sample on multiple socio-demographic characteristics (Supplementary Table 1).
Characteristics of participants according to PUFA data availability
Of 5215 participants who attended the age 17 clinic, 3167 (60.7%) had PUFA data available. One participant with clearly outlying PUFA data was excluded, resulting in 3166 participants. Of 4019 participants who attended the age 24 clinic, 3257 (81.0%) had PUFA data available.
There was evidence of differences on several characteristics between participants with and without PUFA data available at 17 years (Supplementary Table 2) and at 24 years (Supplementary Table 3) including precise age, sex, BMI, alcohol intake, smoking status, socio-economic factors, childhood IQ and presence of moderate/severe depressive disorder.
Characteristics of participants according to mental disorder
At 17 years, 79 of 4718 participants assessed (1.7%) met criteria for psychotic disorder; 227 of 4563 (5.0%) met criteria for moderate/severe depressive disorder; and 263 of 4563 (5.8%) met criteria for GAD.
At 24 years, 47 of 3889 participants assessed (1.2%) met criteria for psychotic disorder; 304 of 3966 (7.7%) met criteria for moderate/severe depressive disorder; and 386 of 3957 (9.8%) met criteria for GAD.
Among participants assessed at both 17 and 24 years, 2774 participants did not meet criteria for psychotic disorder at age 17 of which 20 (0.7%) subsequently met criteria for psychotic disorder at age 24. 2662 participants did not meet criteria for moderate/severe depressive disorder at age 17, of which 157 (5.9%) subsequently met criteria for moderate/severe depressive disorder at age 24. 2628 participants did not meet criteria for GAD at age 17, of which 205 (7.8%) subsequently met criteria for GAD at age 24.
There was evidence of differences between participants who met criteria for one or more of these disorders compared to those who did not for several characteristics at both age 17 and age 24 (Table 1) including precise age, sex, BMI, smoking status, alcohol intake, regular cannabis use, and prenatal socio-economic factors. Sample characteristics are further stratified according to specific disorder at age 17 years in Supplementary Table 4 and at age 24 years in Supplementary Table 5.
Table 1.
Met criteria for psychotic disorder, moderate/severe depressive disorder or generalised anxiety disorder at age 17 | Met criteria for psychotic disorder, moderate/severe depressive disorder or generalised anxiety disorder at age 24 | ||||||||
---|---|---|---|---|---|---|---|---|---|
Yes n = 444 | No n = 4490 | p | Missing data, n (%) | Yes n = 549 | No n = 3459 | p | Missing data, n (%) | ||
Age in years, mean (SD) | 17.8 (0.4) | 17.8 (0.4) | 0.303 | 0 (0%) | 24.1 (0.8) | 24.0 (0.8) | 0.015 | 0 (0%) | |
Sexa, n (%) | Female | ≥74.9% | ≥54.7% | <0.001 | ≤0.2%a | ≥75.1% | ≥60.6% | <0.001 | ≤0.2%a |
Male | ≤25.1% | ≤45.3% | ≤25.0% | ≤39.4% | |||||
Ethnicity, n (%) | White | 374 (94.7%) | 3846 (95.7%) | 0.349 | 520 (10.5%) | 460 (95.6%) | 2954 (96.0%) | 0.678 | 451 (11.3%) |
Non-white | 21 (5.3%) | 173 (4.3%) | 21 (4.4%) | 122 (4.0%) | |||||
BMI in kg/m2, mean (SD) | 23.1 (4.8) | 22.8 (4.1) | 0.244 | 100 (2.0%) | 25.7 (6.3) | 24.8 (4.8) | 0.002 | 42 (1.0%) | |
Daily smoker, n (%) | No | 278 (76.2%) | 3385 (88.7%) | <0.001 | 753 (15.3%) | 428 (78.4%) | 3039 (89.1%) | <0.001 | 51 (1.3%) |
Yes | 87 (23.8%) | 431 yes (11.3%) | 118 (21.6%) | 372 (10.9%) | |||||
Average number of cigarettes smoked per day if daily smoker, median (IQR) | 10 (10) | 10(8) | 0.288 | 753 (15.3%) | 10(7) | 9(7) | 0.447 | 51 (1.3%) | |
AUDIT score, median (IQR) | 8 (7) | 7(6) | <0.001 | 1083 (21.9%) | N/A | N/A | N/A | N/A | |
AUDIT-C score, median (IQR) | N/A | N/A | N/A | N/A | 5(4) | 5(3) | 0.068 | 79 (2.0%) | |
Regular cannabis useb, n (%) | No | 307 (85.5%) | 3529 (93.5%) | <0.001 | 801 (16.2%) | 491 (89.6%) | 3238 (94.4%) | <0.001 | 31 (0.8%) |
Yes | 52 (14.5%) | 245 (6.5%) | 57 (10.4%) | 191 (5.6%) | |||||
Home ownership status at 8 weeks gestation, n (%) | Own or mortgage | 315 (80.4%) | 3496 (87.7%) | <0.001 | 554 (11.2%) | 385 (81.2%) | 2688 (88.7%) | <0.001 | 504 (12.6%) |
Rent or other | 77 (19.6%) | 492 (12.3%) | 89 (18.8%) | 342 (11.3%) | |||||
Highest parental social class at 32 weeks gestation, n (%) | Non-manual | 324 (85.9%) | 3420 (87.3%) | 0.283 | 639 (13.0%) | 395 (85.0%) | 2662 (88.9%) | 0.013 | 549 (13.7%) |
Manual | 53 (14.1%) | 498 (12.7%) | 70 (15.0%) | 332 (11.1%) | |||||
Highest maternal educational qualification at 32 weeks gestation, n (%) | O-level or higher | 323 (80.0%) | 3318 (81.4%) | 0.488 | 452 (9.2%) | 403 (83.0%) | 2585 (83.1%) | 0.578 | 406 (10.1%) |
Less than O-level | 81 (20.0%) | 760 (18.6%) | 88 (17.0%) | 526 (16.9%) | |||||
Take-home family income at age 8 years, n (%) | £400+ per week | 158 (52.2%) | 1874 (57.0%) | 0.102 | 1344 (27.2%) | 200 (53.8%) | 1466 (59.0%) | 0.056 | 1151 (28.7%) |
<£400 per week | 145 (47.8%) | 1413 (43.0%) | 172 (46.2%) | 1019 (41.0%) | |||||
IQ score at age 8 years, mean (SD) | 106.2 (16.1) | 107.2 (16.3) | 0.255 | 852 (17.3%) | 107.4 (15.9) | 108.0 (15.9) | 0.461 | 797 (19.9%) |
AUDIT Alcohol Use Disorders Identification Test, BMI body mass index, IQR interquartile range, PUFA polyunsaturated fatty acid, SD standard deviation, N/A not applicable.
aExact numbers suppressed due to small cell counts for missing data.
bRegular cannabis use was defined as using cannabis more than once monthly at age 17 and weekly or daily use at age 24.
Logistic regression analyses
Cross-sectional associations between PUFAs and mental disorders at 17 years
Results from logistic regression analyses examining associations between PUFA measures and mental disorders at 17 years are presented in Table 2 and Fig. 1A. There was little evidence of associations between PUFA measures and psychotic disorder, moderate/severe depressive disorder or GAD at 17 years in crude or adjusted models.
Table 2.
Outcome (n with vs. without outcome) | Exposure | Crude models | Adjusted models | ||||
---|---|---|---|---|---|---|---|
Odds ratio | 95% CI | p | Odds ratio | 95% CI | p | ||
Psychotic disorder (79 vs. 4639) | Total n-6 PUFAs | 0.90 | 0.65–1.26 | 0.544 | 0.72 | 0.49–1.07 | 0.107 |
Total n-3 PUFAs | 0.86 | 0.60–1.23 | 0.396 | 0.83 | 0.57–1.19 | 0.305 | |
n-6:n-3 ratio | 1.04 | 0.76–1.44 | 0.798 | 0.93 | 0.67–1.31 | 0.688 | |
DHA % total fatty acids | 0.78 | 0.57–1.07 | 0.125 | 0.76 | 0.55–1.06 | 0.112 | |
Moderate/severe depressive disorder (227 vs. 4336) | Total n-6 PUFAs | 1.13 | 0.95–1.34 | 0.161 | 0.96 | 0.78–1.16 | 0.648 |
Total n-3 PUFAs | 1.03 | 0.85–1.24 | 0.785 | 0.98 | 0.81–1.20 | 0.861 | |
n-6:n-3 ratio | 1.07 | 0.88–1.30 | 0.497 | 0.98 | 0.80–1.20 | 0.815 | |
DHA % total fatty acids | 0.99 | 0.83–1.18 | 0.918 | 0.98 | 0.82–1.18 | 0.845 | |
Generalised anxiety disorder (263 vs. 4300) | Total n-6 PUFAs | 1.07 | 0.92–1.25 | 0.373 | 0.92 | 0.77–1.10 | 0.347 |
Total n-3 PUFAs | 1.08 | 0.93–1.26 | 0.316 | 1.03 | 0.88–1.21 | 0.691 | |
n-6:n-3 ratio | 0.95 | 0.77–1.16 | 0.582 | 0.88 | 0.72–1.08 | 0.227 | |
DHA % total fatty acids | 1.08 | 0.93–1.25 | 0.299 | 1.03 | 0.88–1.20 | 0.731 |
BMI: body mass index; CI: confidence interval; DHA: docosahexaenoic acid; n-6: omega-6; n-3: omega-3; PUFA: polyunsaturated fatty acid.
PUFA measures were converted to z-scores such that the odds ratios may be interpreted as per standard deviation increase in the PUFA measure at 17 years. Covariates in adjusted models included age at attendance at age 17 clinic, sex, BMI at 17 years and average number of cigarettes smoked per day at 17 years.
Cross-sectional associations between PUFAs and mental disorders at 24 years
Results from logistic regression analyses examining associations between PUFA measures and mental disorders at 24 years are presented in Table 3 and Fig. 1B. There was little evidence of associations between total n-6 or n-3 PUFAs and mental disorders at age 24. However, the n-6:n-3 ratio was positively associated with all three outcomes, with the strongest evidence for psychotic disorder (adjusted OR 1.54, 95% CI 1.16–2.03). There was evidence of an inverse association between DHA % of total fatty acids and psychotic disorder (adjusted OR 0.58, 95% CI 0.36–0.93) with weaker evidence for moderate/severe depressive disorder (adjusted OR 0.86, 95% CI 0.73–1.01) and GAD (adjusted OR 0.89, 95% CI 0.78–1.02).
Table 3.
Outcome (n with vs. without outcome) | Exposure | Crude models | Adjusted models | ||||
---|---|---|---|---|---|---|---|
Odds ratio | 95% CI | p | Odds ratio | 95% CI | p | ||
Psychotic disorder (47 vs. 3842) | Total n-6 PUFAs | 1.15 | 0.82–1.62 | 0.420 | 1.08 | 0.76–1.55 | 0.661 |
Total n-3 PUFAs | 0.66 | 0.41–1.06 | 0.083 | 0.71 | 0.45–1.12 | 0.141 | |
n-6:n-3 ratio | 1.72 | 1.36–2.17 | <0.001 | 1.54 | 1.16–2.03 | 0.003 | |
DHA % total fatty acids | 0.55 | 0.36–0.85 | 0.007 | 0.58 | 0.36–0.93 | 0.025 | |
Moderate/severe depressive disorder (304 vs. 3662) | Total n-6 PUFAs | 1.07 | 0.93–1.23 | 0.366 | 0.99 | 0.85–1.15 | 0.898 |
Total n-3 PUFAs | 0.83 | 0.71–0.98 | 0.026 | 0.85 | 0.73–1.00 | 0.050 | |
n-6:n-3 ratio | 1.37 | 1.20–1.56 | <0.001 | 1.22 | 1.06–1.41 | 0.005 | |
DHA % total fatty acids | 0.85 | 0.73–0.98 | 0.027 | 0.86 | 0.73–1.01 | 0.071 | |
Generalised anxiety disorder (386 vs. 3571) | Total n-6 PUFAs | 1.03 | 0.91–1.16 | 0.692 | 0.96 | 0.85–1.09 | 0.559 |
Total n-3 PUFAs | 0.88 | 0.77–1.00 | 0.053 | 0.88 | 0.77––1.01 | 0.064 | |
n-6:n-3 ratio | 1.27 | 1.13–1.42 | <0.001 | 1.17 | 1.03–1.32 | 0.017 | |
DHA % total fatty acids | 0.90 | 0.79–1.02 | 0.085 | 0.89 | 0.78–1.02 | 0.094 |
BMI body mass index, CI confidence interval, DHA docosahexaenoic acid, n-6 omega-6, n-3 omega-3, PUFA polyunsaturated fatty acid.
PUFA measures were converted to z-scores such that the odds ratios may be interpreted as per standard deviation increase in the PUFA measure at 24 years. Covariates in adjusted models included precise age at attendance at age 24 clinic, sex, BMI at 24 years and average number of cigarettes smoked per day at 24 years.
Longitudinal associations between PUFAs at 17 years and incident mental disorders at 24 years
Results from logistic regression analyses examining associations between PUFA measures at 17 years and incident mental disorders at 24 years are presented in Table 4 and Fig. 1C. There was little evidence of associations between total n-6 fatty acids, total n-3 fatty acids or the n-6:n-3 ratio at age 17 and incident mental disorders at age 24. There was evidence of an inverse association between DHA % total fatty acids at age 17 and psychotic disorder at age 24 (adjusted OR 0.44, 95% CI 0.22–0.87) but comparatively little evidence for depressive disorder (adjusted OR 0.89, 95% CI 0.70–1.13) or GAD (adjusted OR 0.89, 95% CI 0.74–1.06).
Table 4.
Outcome (n with vs. without outcome) | Exposure | Crude models | Adjusted models | ||||
---|---|---|---|---|---|---|---|
Odds ratio | 95% CI | p | Odds ratio | 95% CI | p | ||
Psychotic disorder (20 vs. 2754) | Total n-6 PUFAs | 1.14 | 0.71–1.82 | 0.590 | 1.06 | 0.63–1.78 | 0.824 |
Total n-3 PUFAs | 0.69 | 0.36–1.31 | 0.254 | 0.65 | 0.34–1.25 | 0.196 | |
n-6:n-3 ratio | 1.43 | 0.94–2.16 | 0.092 | 1.42 | 0.93–2.16 | 0.105 | |
DHA % total fatty acids | 0.44 | 0.23–0.86 | 0.016 | 0.44 | 0.22–0.87 | 0.019 | |
Moderate/severe depressive disorder (157 vs. 2505) | Total n-6 PUFAs | 1.11 | 0.90–1.36 | 0.332 | 0.98 | 0.78–1.24 | 0.876 |
Total n-3 PUFAs | 1.04 | 0.84–1.30 | 0.705 | 0.98 | 0.78–1.23 | 0.876 | |
n-6:n-3 ratio | 1.05 | 0.81–1.35 | 0.703 | 1.02 | 0.79–1.32 | 0.852 | |
DHA % total fatty acids | 0.94 | 0.75–1.18 | 0.595 | 0.89 | 0.70–1.13 | 0.334 | |
Generalised anxiety disorder (205 vs. 2423) | Total n-6 PUFAs | 1.26 | 1.07–1.48 | 0.006 | 1.14 | 0.95–1.37 | 0.156 |
Total n-3 PUFAs | 1.04 | 0.87–1.24 | 0.672 | 0.98 | 0.81–1.18 | 0.815 | |
n-6:n-3 ratio | 1.17 | 0.97–1.41 | 0.096 | 1.14 | 0.95–1.37 | 0.169 | |
DHA % total fatty acids | 0.91 | 0.77–1.09 | 0.311 | 0.89 | 0.74–1.06 | 0.193 |
BMI body mass index, CI confidence interval, DHA docosahexaenoic acid, n-6 omega-6, n-3 omega-3, PUFA polyunsaturated fatty acid.
PUFA measures were converted to z-scores such that the odds ratios may be interpreted as per standard deviation increase in the PUFA measure at 17 years. Covariates in adjusted models included age at attendance at age 17 clinic, sex, BMI at 17 years and average number of cigarettes smoked per day at 17 years.
Longitudinal associations between change in PUFAs from 17 to 24 years and incident mental disorders at 24 years
Results from logistic regression analyses examining associations between change in PUFA measures from 17 to 24 years and incident mental disorders at 24 years are presented in Supplementary Table 6. There was little evidence of associations between change in PUFA measures and incident mental disorders.
Sensitivity analyses
There was little evidence of substantial confounding for the candidate variables examined based on change in effect estimates compared to the base models (Supplementary Tables 7–10).
Discussion
We examined associations between plasma PUFAs and psychotic disorder, moderate/severe depressive disorder and GAD in adolescence and early adulthood in a general population sample. In general, there was little evidence of cross-sectional or longitudinal associations between total n-6 or total n-3 plasma PUFAs and mental disorders. There was also little evidence of cross-sectional associations between any PUFA measure and mental disorders at age 17. Cross-sectionally at age 24, the n-6:n-3 fatty acid ratio was positively associated with psychotic disorder, depressive disorder and GAD. There was evidence for an inverse cross-sectional association between DHA % total fatty acids and psychotic disorder at age 24, but little evidence for depression or GAD. In longitudinal analyses, total n-6 fatty acids, total n-3 fatty acids and the n-6:n-3 ratio at 17 years were not associated with incident mental disorders at 24 years. However, DHA % total fatty acids at age 17 was inversely associated with odds of incident psychotic disorder (but not depression or GAD) at age 24. Finally, there was little evidence of associations between change in PUFA measures from 17 to 24 years and incident mental disorders at 24 years.
Total n-6 and total n-3 levels were not associated with mental disorders cross-sectionally or longitudinally. This contrasts with evidence for cross-sectional associations between the ratio of n-6:n-3 fatty acids and mental disorders at age 24. This might suggest that it is the balance of n-6 to n-3 fatty acids that is of greater importance in relation to these disorders in early adulthood rather than their absolute levels. One possible explanation is that a higher n-6:n-3 ratio predisposes to increased inflammation4. Higher levels of circulating inflammatory biomarkers have been detected in association with and preceding the onset of several mental disorders compared to controls46–50. Increasing the proportion of n-3 PUFAs while decreasing n-6 PUFAs could potentially reduce risk of mental illness (at least in part) by reduction of neuroinflammation, for example via increased synthesis of specialised pro-resolving mediators by n-3 fatty acids51. However, it remains unclear whether supplementation with n-3 PUFAs, either alone or in combination with dietary changes to reduce the n-6:n-3 ratio, is sufficient to induce putative protective effects on risk of mental illness as mediated via these inflammatory mechanisms52,53.
We observed cross-sectional associations between DHA and psychotic disorder at age 24, but not age 17. These findings could suggest that adult-onset psychotic disorder is more associated with PUFA abnormalities than early-onset psychosis. Early-onset psychosis may differ from adult-onset illness in terms of genetic liability and neurodevelopmental trajectory54,55, but whether or how these differences relate to PUFA status is unclear and will require further evaluation in future studies. Longitudinally, higher levels of DHA at age 17 were associated with lower odds of psychotic disorder at age 24. Given the low incidence of psychotic disorder in the longitudinal sample (0.7% of participants who were assessed at both timepoints) these results should be interpreted with caution. We can however speculate that any beneficial effects of DHA on reducing psychosis risk are dependent on developmental stage. Indeed, there was little evidence that changes in PUFAs from 17 to 24 years were associated with incident psychosis (Supplementary Table 6). This could indicate that adolescent PUFA status may be of greater importance in relation to psychosis risk in early adulthood than change in PUFA status after adolescence. Such sensitivity to developmental stage could also be one reason why clinical trials of n-3 fatty acids in schizophrenia generally suggest greater efficacy in reducing psychotic symptoms in early stages of the disorder compared to patients with chronic illness56 and is also in keeping with the typical age of onset of schizophrenia in early adulthood57.
Aside from modulating neuroinflammatory processes as discussed above, DHA has further neurobiological effects that may be of particular relevance to psychosis. The process of synaptic pruning extends normatively through adolescence and early adulthood58. Complement system proteins tag synapses for elimination by microglia59. Microglial activation, leading to excessive synaptic pruning, is thought to contribute to the pathogenesis of schizophrenia60. DHA is known to modulate activity of glial cells61. It could be speculated that higher levels of DHA may ‘buffer’ against excessive synaptic pruning through modulation of complement system and microglial activity14,62. DHA is also thought to play a role in dopaminergic neural development and survival63. It has been hypothesised that n-3 PUFA deficiency during critical phases of brain development may give rise to dopaminergic dysfunction as observed in schizophrenia63. It is also possible that DHA depletion occurs as a consequence of underlying biological abnormalities that have been observed in association with schizophrenia, including genetic variation in fatty acid desaturase enzymes, abnormalities in fatty acid binding proteins, pathologically enhanced phospholipase A2 activity, increased oxidative stress and gut microbial dysbiosis (see64 for a review of these factors).
It should be acknowledged that given the observational nature of this study, it is not possible to ascribe causality, especially for the cross-sectional analyses. It may be the case, for example, that participants with mental disorders in early adulthood ate a poorer diet (lower in n-3 PUFAs or with a higher ratio of n-6 to n-3 fatty acids) as a result of the functional impact of their symptoms. Nonetheless, the same associations were not observed cross-sectionally at age 17 years using the same outcome definitions, which together with the longitudinal findings potentially suggests that reverse causality is not the sole explanation, at least in the case of psychotic disorder. On the other hand, in cross-sectional analyses at age 17 years, participants may have been more likely to follow the diet of their family or carers rather than their own individual dietary choices (which might emerge to a greater extent in early adulthood).
It is unlikely that PUFA status measured at a single point in time is sufficient to predict risk of future psychotic illness, but rather that longer-term deficiency in DHA, particularly in early development and adolescence, leads to enhanced risk in concert with other genetic and environmental factors. In interpreting our findings, we make an underlying presumption that the ‘snapshot’ provided by plasma levels at least partially reflects PUFA status over a longer duration of exposure. There is evidence that overall adolescent dietary patterns remain moderately stable over time65–69 but, without access to shorter-interval repeated measures of plasma PUFAs and dietary information, we cannot definitively measure the accuracy of this presumption in the present data.
Previous general population studies have reported on associations between PUFAs and psychosis phenotypes. For example, a longitudinal study of Swedish women found that those who ate fish 3–4 times per week had reduced risk of subsequent high-frequency psychotic experiences compared to women who never ate fish70. However, previous investigations in the ALSPAC cohort have found limited evidence of associations between plasma PUFA measures in childhood or mid-adolescence in relation to psychotic experiences or disorder in late adolescence71,72. Studies have reported inverse associations between dietary PUFA intake and depression73,74 and anxiety disorders75,76 in the general population, although conflicting results have also been reported in studies of samples of predominantly older adults77,78. A study in adolescents reported an inverse association between self-reported n-3 PUFA intake at age 14 years and depressive symptoms at age 17 years, although this did not persist when adjusted for confounding factors79. In a longitudinal study of young adults at clinical high risk for psychosis, higher baseline n-6:n-3 ratio and lower DHA levels were predictive of onset of mood disorder on follow-up, but not anxiety or psychosis80. Mixed results have been reported in trials of PUFAs as treatments for mental disorders, although meta-analyses suggest that EPA (rather than DHA) supplementation may have some efficacy in treatment of depression81 and that high-dose n-3 preparations may reduce anxiety symptoms82. It may be the case that only a subset of patients with already-identifiable PUFA abnormalities benefit optimally from these interventions64.
Regarding implications for prevention, the present data provide tentative evidence to support a role for DHA in adolescence in relation to prevention of psychosis in early adulthood. The results provide less support for prevention of depression or anxiety, in keeping with a systematic review of clinical trials which found that n-3 PUFA supplementation had little effect in prevention of depressive or anxiety symptoms83. Independent validation of the current findings in samples with larger incidence of psychosis (such as in clinical high-risk for psychosis populations)28 is required. While we examined multiple potential confounders, the possibility of residual confounding cannot be excluded. Studies implementing causal methods such as Mendelian randomisation may be helpful in determining whether PUFAs (and particularly DHA) have a causal role in development of psychosis. Further studies examining PUFA exposure earlier in development, such as in early childhood, may be helpful in evaluating longer-term associations with risk of mental disorders in later life. Considering our findings of a longitudinal inverse association between DHA in adolescence and odds of incident psychotic disorder, large-scale adequately powered trials of DHA supplementation or dietary intervention in adolescence with long-term follow-up may facilitate investigation of DHA as a modifiable preventative factor in relation to risk of psychosis and other mental disorders in early adulthood.
Strengths and limitations
Strengths of this study include its focus on a well-characterised large general population cohort of young adults; the use of biomarkers of PUFA status rather than self-reported intake; and the availability of repeated measures enabling longitudinal analyses. However, several limitations should be noted. In common with most longitudinal studies, the ALSPAC sample is subject to attrition. This occurred along a socio-economic gradient and may limit generalisability. Exposure and confounder variables had varying amounts of missing data, and participants differed on several characteristics depending on whether PUFA data were available. We attempted to address this using multiple imputation. Unlike the CIS-R, the PLIKSi does not provide ICD-10-defined diagnoses. However, individuals who fulfilled the definition of psychotic disorder in our study would also likely meet ICD criteria since they were experiencing regular psychotic symptoms associated with severe distress or impairment. The low number of incident cases of psychosis in the longitudinal sample (n = 20) may increase the chance of type I error. We did not have access to data for other PUFAs (for example EPA and nervonic acid) and were unable to assess their influence. It is possible that unmeasured PUFAs have stronger or weaker associations with certain mental disorders that cannot be evaluated in this study14,81. Unobserved dietary components (such as fruit and vegetable intake or supplement use) and non-dietary factors (such as physical activity) may residually confound the observed associations. While nuclear magnetic resonance spectroscopy facilitates high-throughput reproducible analyses, other methods (such as mass spectrometry) may have higher sensitivity84 and it is possible that the observed associations may thus be under-estimated due to measurement error. Samples were stored for variable ranges of time prior to analysis during which degradation could have occurred. There is evidence that PUFAs are reasonably stable for up to seven years of storage85,86, however without access to individual-level data for storage time we were unable to investigate this. Finally, in contrast to much of the existing literature, plasma PUFA levels were measured as opposed to erythrocyte membrane PUFA composition. While plasma measures are considered robust biomarkers of PUFA status87, there are two potential associated limitations. Firstly, plasma levels may correlate less strongly with brain PUFA content in comparison to erythrocyte membrane levels, although this is uncertain in humans88,89. Secondly, plasma levels reflect PUFA status over a shorter timeframe (~1–2 weeks) than membrane composition (~1–2 months) because the latter has slower turnover90. Thus, membrane levels would likely provide a more accurate reflection of long-term PUFA status.
Conclusions
We report evidence of cross-sectional associations between the n-6:n-3 fatty acid ratio and mental disorders in early adulthood, but not late adolescence, in a general population sample. There was evidence of inverse associations between DHA and odds of psychotic disorder cross-sectionally in early adulthood and longitudinally in late adolescence. Long-term trials specifically in adolescent and clinical high-risk for psychosis samples may further clarify the potential role of PUFAs in prevention of mental disorders.
Supplementary information
Acknowledgements
We are extremely grateful to all the families who took part in ALSPAC, the midwives for their help in recruiting them, and the whole ALSPAC team, which includes interviewers, computer and laboratory technicians, clerical workers, research scientists, volunteers, managers, receptionists, and nurses. D.M. is a Fellow on the Irish Clinical Academic Training (ICAT) Programme which is supported by the Wellcome Trust and the Health Research Board (Grant Number 203930/B/16/Z), the Health Service Executive National Doctors Training and Planning and the Health and Social Care, Research and Development Division, Northern Ireland. M.C. is supported by a European Research Council Consolidator Award (iHEAR 724809). C.H. is supported by the Health Research Board (HRB ILP-PHR-2019-009). D.C. is supported by the Health Research Board (HRB POR 2019-0005 and HRB ILP-2017-039). This publication has emanated from research supported in part by a research grant from Science Foundation Ireland (SFI) under Grant Number 16/RC/3948 and co-funded under the European Regional Development Fund and by FutureNeuro industry partners. H.J. and S.Z. are supported by the NIHR Biomedical Research Centre at University Hospitals Bristol and Weston NHS Foundation Trust and the University of Bristol. The views expressed are those of the author(s) and not necessarily those of the NIHR or the Department of Health and Social Care. The UK Medical Research Council and Wellcome Trust (Grant ref: 217065/Z/19/Z) and the University of Bristol provide core support for ALSPAC. This publication is the work of the authors and David Mongan will serve as guarantor for the contents of this paper. A comprehensive list of grant funding is available on the ALSPAC website (http://www.bristol.ac.uk/alspac/external/documents/grant-acknowledgements.pdf). Data collection for primary outcomes data used in this research was funded by the Medical Research Council (MR/M006727/1 and MR/L022206/1) and Wellcome Trust (08426812/Z/07/Z). Data collection for primary exposures data used in this research was joint-funded by the Medical Research Council and Wellcome Trust (102215/Z/13/Z).
Conflict of interest
D.M., M.C. and D.R.C. report a patent-pending (UK Patent Application No. 1919155.0, “Biomarkers to predict psychosis”). C.H., H.J.H. and S.Z. report no financial relationships with commercial interests.
Footnotes
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Supplementary information
The online version contains supplementary material available at 10.1038/s41398-021-01425-4.
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