Abstract
The nasal epithelium expressing enriched angiotensin-converting enzyme II (ACE2), the key cell entry receptor of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), could serve as the first barrier to protect the airway from viral infection. Recent studies have demonstrated that higher viral loads were detected in the nasal cavity than the pharynx in coronavirus disease 2019 (COVID-19) patients, and otolaryngologists should carefully consider infection prevention in clinical practice for the treatment of nasal conditions. Moreover, several studies have indicated that anosmia is one of the clinical characteristics of COVID-19, but the precise prevalence and mechanism remain unclear. Thus far, comorbidity of allergic rhinitis and chronic rhinosinusitis do not seem to be a major risk factor for severe COVID-19. However, we should develop strategies in clinical practice for the treatment of nasal diseases during the pandemic. In this article, we reviewed current evidence of the relationship between COVID-19 and nasal conditions, such as COVID-19-related olfactory dysfunction, allergic rhinitis, and chronic rhinosinusitis.
Keywords: SARS-CoV-2, COVID-19, olfactory dysfunction, ACE2, rhinitis, review
Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) was identified as the pathogen of pneumonia of unknown etiology that was discovered in December 2019 in Wuhan, China (1). It is classified as a beta coronavirus along with severe acute respiratory syndrome coronavirus (SARS-CoV) and Middle East respiratory syndrome (MERS)-CoV. The disease caused by SARS-CoV-2 infection was named coronavirus disease 2019 (COVID-19) by the World Health Organization (WHO) (2). COVID-19 has rapidly spread all over the world with over 92.5 million cases and has killed more than 2.0 million people worldwide as of January 2021.
The pandemic of COVID-19 has greatly impacted several aspects of the clinical field of otolaryngology, including infection prevention and patient management of both inpatients and outpatients. It has been confirmed that risk factors impacting the severity of COVID-19 included comorbidity of malignant tumors, chronic obstructive pulmonary disease, chronic kidney disease, liver disease, obesity, hyperlipidemia, hypertension, type 2 diabetes, and immunosuppression after transplantation of organs, as well as older age and smoking, compared to healthy persons (3-11). We should also consider comorbidity of HIV, pregnancy, and continued use of systemic corticosteroids or biological disease-modifying antirheumatic drugs (bDMARDs) targeting inflammatory mediators including tumor necrosis factor (TNF) and IL-6 (12-15). However, knowledge about the relationship between SARS-CoV-2 infection and upper airway disease remains limited. Nasal conditions, including allergic rhinitis and chronic rhinosinusitis (CRS), are highly prevalent worldwide, affecting up to 40% of the population (16). Otolaryngologists should know and update the characteristics and countermeasures of COVID-19, because airway passages of the nasal cavity and nasopharynx are two of the main pathways of viral infection, including SARS-CoV-2. In this review, we summarized previous reports and knowledge on the relationship between COVID-19 and nasal conditions, including COVID-19-related anosmia, allergic rhinitis, and CRS.
The Nasal Cavity and SARS-Cov-2
It is reported that two human host factors have a crucial role in SARS-CoV-2 infection. For viral entry to human cells, spike (S) protein expressed on the surface of SARS-Cov-2 binds to the angiotensin-converting enzyme II (ACE2) receptor, like in SARS-CoV (17). Transmembrane serine protease serine 2 (TMPRSS2) cleaves and activates the S protein of SARS-CoV-2 to allow virus-cell fusion (18). In other words, ACE2 is the receptor-binding domain of SARS-CoV-2, and it is essential for docking to the S protein of SARS-CoV-2, while TMPRSS2 is essential to cleave to the docked S protein for virus entry into the cell by membrane fusion (Figure 1). It has been revealed that the antibody blocking these signals of entry could prevent viral infection in vitro and that antibody is expected to be a therapeutic agent candidate (18,19). It is also identified that the antiparasitic compound ivermectin could interfere with the attachment of the spike to the cell membrane and the several clinical trials to determine the efficacy of ivermectin on COVID-19 are still undergoing (20). ACE2 and TMPRSS2 expression have been detected in both nasal and lung tissue in humans by immunohistochemistry (21). Specifically, human nasal epithelial cells showed the highest ACE2 expression among all investigated cells in the upper and lower airway tract (22). Ziegler et al. revealed that ACE2 expression was increased by the stimulation of interferons (IFNs) and influenza viral infection in human nasal epithelial cells (23). It was demonstrated that IL-13, key cytokines of type 2 inflammation, reduced ACE2 expression in air-liquid-interface cultured nasal cells collected from asthmatic children by brushing (24). Smith et al. revealed that cigarette smoke exposure dose-dependently increased ACE2 expression in lung tissue (25). The regulation of ACE2 expression was also associated with various other factors, such as obesity, gender, and comorbidity of chronic diseases including allergic diseases (26). These findings could be related to the difference between individuals in susceptibility to SARS-CoV-2 infection or severity of COVID-19. Besides being the receptor of SARS-CoV-2, ACE2 has been identified as a tissue-protective peptide to prevent vasoconstriction, fibroproliferation, and apoptosis of epithelial cells and expression of inflammatory mediators by regulating the change of angiotensin (Ang) II to Ang 1-7 in the lungs (27-29). However, the precise role of ACE2 in nasal diseases has not yet been elucidated.
The nasal cavity serves as the first barrier to protect the lower airway tract from allergens and pathogens such as bacteria and viruses. Higher viral loads were detected in the nose than in the throat from swabs collected from patients with COVID-19 soon after onset of symptoms (30). These findings may suggest that the nasal cavity expresses enriched receptors of virus and contains high viral load, and it is an important organ for SARS-CoV-2 entry and COVID-19 development. Therefore, we should be familiar with countermeasures for clinical management of rhinology during the pandemic.
Olfactory Dysfunction in COVID-19
Early common symptoms of COVID-19 are fever, cough, fatigue, and shortness of breath, which are like influenza and cold symptoms. Therefore, it seems difficult to clearly distinguish those diseases and COVID-19 during the epidemic season. However, it is notable that some patients with COVID-19 show olfactory dysfunction (anosmia or dysosmia) and dysgeusia, so these may be significant clinical features of COVID-19. According to previous reports, clinical features of olfactory dysfunction related to COVID-19 have the following features: (1) acute onset without any triggers, (2) severity of anosmia or severe disability, (3) not accompanied by other nasal symptoms such as nasal obstruction and rhinorrhea, and (4) resolving in the relative short term (Table I) (31-33).
Table I. Representative articles on the relationship between COVID-19 and nasal diseases.
Lechien et al. reported that 357 of 417 (85.6%) European mild-to-moderate COVID-19 cases had olfactory-related symptoms related to the infection (34). Alternatively, olfactory dysfunction was reported in only 5.1% of 214 cases in China (35). According to a meta-analysis, the prevalence of olfactory dysfunction is estimated to be 38.5% in patients with COVID-19. It is most likely not associated with age but with disease severity and race. Compared to the East Asian population, the prevalence of olfactory dysfunction in individuals of Caucasian descent is reported to be approximately threefold higher. The authors speculated that this result could be due to SARS-CoV-2 mutation and ethnic differences in host factors, including virus receptor, but further investigations are required (35). Although the actual frequency of olfactory dysfunction in patients with COVID-19 remains unknown, these results could be due to differences in research methods, such as subjective or objective evaluation of olfactory function. In another study, an online survey used a self-reported questionnaire about loss of smell in 382 patients with COVID-19. Results suggested that 86.4% reported complete loss of smell when first surveyed, but 11.5% reported complete recovery, and 80.1% reported partial recovery of loss of smell 1 week after the first survey (36). It has also been reported that approximately 63% of patients with COVID-19 who complained for loss of smell reported partial or complete improvement in the first 30 days after onset (37). As shown in these clinical studies, olfactory function in COVID-19 seems to be relatively recoverable. However, some patients show a prolonged or permanent disability of smell, and the precise probability and degree of this type of dysfunction are unknown.
Eliezer et al. reported that radiological images of patients with COVID-19-related anosmia showed bilateral inflammatory obstruction of the olfactory clefts, and no significant abnormal findings were detected in other parts of the nasal cavities, paranasal sinuses, and intracranial areas including the olfactory bulbs (38). It has been recently reported that ACE2 and TMPRSS2 gene expression and protein were confirmed in the olfactory epithelium but were strongly expressed in sustentacular cells surrounding the neuron rather than in olfactory sensory neuron (39,40). In vivo, Bryche et al. revealed that isolated nasal invasion of SARS-CoV-2 induced extensive damage in sustentacular cells in the olfactory epithelium but not in olfactory sensory neuron in a hamster model. In addition, it was also reported that the damaged olfactory epithelium induced by SARS-CoV-2 infection was partially restored at 14 days post-infection (41). Thus far, it has been speculated that the mechanism of olfactory dysfunction in COVID-19 was not caused by olfactory sensory damage but by sustentacular cell damage. This speculation could support the phenomenon of prompt recovery of normal function and the clinical feature that patients do not usually complain of other nasal symptoms such as nasal obstruction and rhinorrhea.
COVID-19 and Allergic Rhinitis
Allergic rhinitis is a type I allergic disease, characterized by sneezing, rhinorrhea, and nasal obstruction. Besides these main symptoms, allergic responses in the upper and lower airway may cause various symptoms, such as headache, fatigue, anosmia, discomfort in the throat, and cough. Approximately 80% of patients with COVID-19 experience a mild clinical course that is similar to a common cold in clinical presentation, and they recover without any specific treatment (42). It could sometimes be difficult to clearly distinguish mild acute respiratory airway infectious diseases (including COVID-19 and influenza) from allergic rhinitis based only on clinical symptoms, because these conditions share many symptoms (Figure 2). To make a precise diagnosis of allergic rhinitis, physicians should combine clinical history, serum IgE antibody measurement, skin reaction test, nasal eosinophil staining of the nasal secretion, and nasal mucosa provocation test (16). However, the European Academy of Allergy and Clinical Immunology (EAACI) and the Allergic Rhinitis and its Impact on Asthma (ARIA) initiative produced a position paper proposing that these aerosol-generating procedures, as high-risk procedures (including nasal cytology and nasal provocation test), should be avoided and rescheduled during the COVID-19 pandemic (Table I) (43).
There is limited knowledge about the relationship between susceptibility to SARS-CoV-2 infection, the risk of severe COVID-19 development, and allergic rhinitis. It has been demonstrated that expression of ACE2, the receptor of SARS-CoV-2, in nasal epithelial cells is lower in patients with allergic rhinitis and asthma than in healthy individuals (44). Reduced ACE2 expression in nasal brushing samples following an allergen challenge in patients with allergic rhinitis was also reported. In contrast, TMPRSS2, the serine protease activating S protein of SARS-CoV-2, is up-regulated by interleukine-13, a type 2 cytokine that is one of the key effectors of allergic diseases (45). In a report from China, it has been demonstrated that comorbidity of allergic rhinitis and asthma were not risk factors for SARS-CoV-2 infection in 140 hospitalized adult patients (46). Interestingly, ACE2 and TMPRSS2 expression is modulated by type 2 cytokines, but there is no concrete evidence thus far that allergic rhinitis modifies susceptibility to SARS-CoV-2 infection or severity of COVID-19.
The pharmacotherapy of allergic rhinitis mainly consists of chemical mediator receptor antagonists such as second-generation H1-antihistamines and intranasal corticosteroids (INS). The EAACI/ARIA position paper proposed continued use of antihistamines and INS for therapy of allergic rhinitis in both non-infected patients and those diagnosed with COVID-19. In an approved dose, INS did not increase susceptibility to SARS-CoV-2 infection or the severity of COVID-19 (43,47). Therefore, it is recommended that patients with allergic rhinitis continue to use antihistamines and INS to manage their symptoms. Controlling symptoms of allergic rhinitis, such as sneezing and rhinorrhea, could contribute to prevention of SARS-CoV-2 infection from the aspect of reducing aerosol-generating events.
Allergen immunotherapy (AIT) is the only disease-modifying therapy that confers long-term benefit on allergic rhinitis when given by subcutaneous (SCIT) or sublingual (SLIT) administration. The EAACI/ARIA position paper also proposed that special consideration should be applied for the management of AIT during the COVID-19 pandemic. For patients treated by SLIT administration, telemedicine could be a valuable option to reduce the chance of contact with other patients. Especially, it is a useful way to check a patient’s status and maintain their adherence for patients treated by SLIT, since it is self-administered at home during the maintenance phase. For patients treated by SCIT administration, it is proposed that the possibility of lengthening the injection interval in the continuation phase during the pandemic be considered, although it is recommended to continue SCIT therapy to control allergic status. If patients are diagnosed with COVID-19 or suspected of SARS-CoV-2 infection, AIT should be stopped until the resolution of the disease (43,48).
Omalizumab, a humanized anti-IgE antibody, was approved in 2019 as add-on therapy for severe cases of Japanese cedar pollinosis. According to the adequate usage guideline, we usually provide omalizumab as add-on therapy in addition to chemical mediator receptor antagonist and INS in the short term for severe Japanese cedar pollinosis, although it is administered for refractory allergic asthma and urticaria throughout the year (49). There is no evidence about the incidence of SARS-CoV-2 infection or impact on COVID-19 severity in patients with allergic rhinitis receiving omalizumab therapy. Physicians should use their appropriate clinical judgment for biologics therapy for allergic rhinitis, depending on a patient’s status.
COVID-19 and CRS
CRS is defined as a condition that shows prolonged chronic inflammation in the paranasal sinuses for more than 12 weeks. The pathophysiology of CRS is heterogeneous, and various endotypes have been demonstrated, showing their inflammation patterns including type 2 inflammation dominant, non-type 2 inflammation dominant, or mixed type (50). In Japan, the diagnostic criteria for eosinophilic CRS (ECRS) as refractory CRS were established according to the multicenter large-scale epidemiological study called the “Japanese Epidemiological Survey of Refractory Eosinophilic Chronic Rhinosinusitis Study” (JESREC Study) (51). It has been reported that type 2 inflammation has an important role in the pathophysiology of ECRS and non-eosinophilic CRS shows non-type 2 inflammation, such as neutrophil dominant (52). Frequently occurring symptoms of ECRS are nasal discharge, nasal blockage, post-nasal drip, and loss of smell. The mechanism of the olfactory dysfunction in ECRS had been considered a combined impairment, with sensory dysfunction in olfactory nerves and obstructed olfactory clefts. Compared to COVID-19, the clinical history of loss of smell in ECRS involves chronic onset and frequently co-occurring nasal obstruction and rhinorrhea.
Although ACE2 receptor and TMPRSS2 expression in nasal epithelial cells seem to be modulated by type 2 inflammation, it is unknown whether they are up-regulated or down-regulated in patients with CRS who show a heterogeneous inflammation background. Chhiba et al. reported that comorbidity of rhinosinusitis in patients with COVID-19 was associated with a significantly lower risk of hospitalization compared to the absence of rhinosinusitis (Table I) (53). However, they did not define rhinosinusitis as chronic and acute, and they also considered the endotype background in their study. CRS does not appear to be a major risk for COVID-19; however, its actual risk may depend on phenotype and/or endotype. Thus far, there is limited evidence of a relationship between CRS and COVID-19.
We should consider infection prevention measures when we proceed with nasal endoscopy and tissue biopsy to diagnose and evaluate the nasal cavity findings of CRS. During the pandemic, it had been proposed that we should avoid or reschedule high-risk procedures such as aerosol-generating events and should wear full-body personal protective equipment (PPE) if we proceed and cannot rule out the possibility of COVID-19 (43).
For CRS treatment, we usually perform combined pharmacotherapy including antibiotic therapy, INS, and short-term systemic corticosteroids (SCS), as well as biologics targeting type 2 inflammations, and endoscopic sinus surgery (ESS). Several organizations have proposed that it is important to continue to prescribe long-term control medications including topical corticosteroids, SCS, and biologics to maintain good management for patients with chronic airway inflammatory diseases (43,54). The Global Initiative for Asthma (GINA) suggests that prescribed inhaled corticosteroids and the lowest possible dose of SCS should be continued to prevent a potential risk of exacerbation in patients with severe asthma (55). There are no sufficient data that biologics targeting type 2 inflammation (including dupilumab) increase the risk of SARS-CoV-2 infection or severity of COVID-19. The American Academy of Allergy Asthma & Immunology suggests that patients with asthma continue to use biologics to control their symptoms during the pandemic. Physicians should judge and reevaluate need and prescribe the lowest dose of SCS to manage symptoms, and biologics therapy should be continued for refractory cases that qualify for them to limit the need for SCS as much as possible.
We should consider rescheduling operations for stand-by cases, and preoperatively screen for COVID-19, because ESS is a high-risk procedure that generates aerosols. If we cannot rule out the possibility of SARS-CoV-2 infection, we should use appropriate full-body PPE, including masks, eye protectors, and gowns during surgery.
Conclusion
Although there have been some previous reports focusing on the relationship between COVID-19 and nasal conditions, this report summarizes the current guidance and proposals for medical management of nasal diseases and conditions during the pandemic. The nasal cavity shows high viral load and high levels of ACE2 receptor expression. It has an important role in the spread of SARS-CoV-2 infection, and otolaryngologists should pay attention to infection prevention in clinical situations with nasal conditions and diseases. The mechanism of COVID-19-related olfactory dysfunction is thought to be damage of sustentacular cells expressing ACE2 receptor rather than damage of olfactory sensory neuron, but further investigations are needed. For the treatment of nasal conditions during the pandemic, we should choose the appropriate treatment to maintain adequate control of symptoms, considering potential influence on SARS-CoV-2 infection and the severity of COVID-19. Patients should be motivated to notify their healthcare provider in case of exacerbation or changes in their usual symptoms to maintain their quality of life, although nasal conditions such as allergic rhinitis and CRS do not appear to be high risk for COVID-19.
Conflicts of Interest
The Authors declare no conflicts of interest in association with the present study.
Authors’ Contributions
I.S. collected data and prepared the article. H.K. revised it critically for important intellectual content. All Authors approved the final version.
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