Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2021 Aug 11;16(8):e0255382. doi: 10.1371/journal.pone.0255382

Psychological characteristics and the mediating role of the 5C Model in explaining students’ COVID-19 vaccination intention

Annelot Wismans 1,2,*, Roy Thurik 1,2,3, Rui Baptista 4, Marcus Dejardin 5,6, Frank Janssen 5, Ingmar Franken 2,7
Editor: Camelia Delcea8
PMCID: PMC8357093  PMID: 34379648

Abstract

To achieve herd immunity against COVID-19, it is crucial to know the drivers of vaccination intention and, thereby, vaccination. As the determinants of vaccination differ across vaccines, target groups and contexts, we investigate COVID-19 vaccination intention using data from university students from three countries, the Netherlands, Belgium and Portugal. We investigate the psychological drivers of vaccination intention using the 5C model as mediator. This model includes five antecedents of vaccination: Confidence, Complacency, Constraints, Calculation and Collective Responsibility. First, we show that the majority of students have a positive propensity toward getting vaccinated against COVID-19, though only 41% of students are completely acceptant. Second, using the 5C model, we show that ‘Confidence’ (β = 0.33, SE = 03, p < .001) and ‘Collective Responsibility’ (β = 0.35, SE = 04, p < .001) are most strongly related to students’ COVID-19 vaccination intention. Using mediation analyses, we show that the perceived risk and effectiveness of the vaccine as well as trust in the government and health authorities indirectly relate to vaccination intention through ‘Confidence’. The perceived risk of COVID-19 for one’s social circle and altruism, the need to belong and psychopathy traits indirectly relate to vaccination intention through ‘Collective Responsibility’. Hence, targeting the psychological characteristics associated with ‘Confidence’ and ‘Collective Responsibility’ can improve the effectiveness of vaccination campaigns among students.

Introduction

The development of a vaccine has been recognized as a crucial means to halt the spread of coronavirus disease 2019 (COVID-19). Since effective vaccines against COVID-19 have been developed [1, 2], the greatest challenge is to ensure sufficiently high vaccination rates to establish herd immunity. The estimates of the needed vaccination rates to achieve herd immunity range from 67% to 95% [35].

In 2019, the World Health Organization declared ‘vaccine hesitancy’ one of the top ten threats to global health [6]. Vaccine hesitancy is defined as the refusal or reluctance to get vaccinated despite the availability of a vaccine [7]. Vaccine hesitancy has become more problematic in recent decades [8], with the highest levels of skepticism being found in Europe [9]. In a sample of over 7,000 Europeans, 18.9% of respondents reported being unsure about getting vaccinated against COVID-19, while 7.2% indicated that they will certainly not get vaccinated [10]. Even more pessimistic numbers have been shown in a British and Irish sample, with only 65% and 69% of respondents fully willing to get vaccinated, respectively [11].

Governments and public health agencies must be prepared to address COVID-19 vaccine hesitancy [12]. Given its novelty, much is still unknown about the acceptance and motivation behind COVID-19 vaccination. The COVID-19 vaccines differ from previous vaccines in many respects: development speed, innovativeness of the techniques used, uncertainty regarding the magnitude and extent of its effectiveness, and potential side effects. As vaccination willingness is context-, time-, place-, and vaccine-dependent [13], research on COVID-19 vaccination intention and its antecedents is needed, preferably across a variety of target groups and countries.

Previous literature reports potential barriers to vaccine acceptance at different levels [14], ranging from the political and sociocultural levels to the individual level. At the aggregate level, in addition to factors such as the availability and cost of vaccines [7], trust in health officials, the media and governments play an important role in vaccination intention [8]. At the individual level, studies have, among others, shown the relevance of psychological theories of behavior for vaccine acceptance, like the theory of planned behavior [1517]. Several models have been developed to integrate previous literature on vaccination behavior, such as the 3C [7], 4C [15] and 5C models [18]. Grounded in previous theoretical models, the 5C model aimed at providing a tool useful for both research and practice, reflecting a broad scope of predictors of vaccination intention and behavior [18]. The model includes five psychological antecedents of vaccination, of which the first one, Confidence, relates to trust in the effectiveness and safety of vaccines, in the system that delivers these and in the motivations of policymakers. Secondly, Complacency reflects the perceived risk and perceived level of threat of vaccine-preventable diseases. Thirdly, Constraints reflects the structural psychological and physical barriers, such as those related to geographical accessibility, ability to understand (language and health literacy), and affordability. Fourthly, Calculation relates to individuals’ engagement in extensive information searching, which can lead to lower vaccination willingness due to the high availability of anti-vaccination information. Finally, Collective responsibility reflects one’s willingness to protect others by getting vaccinated by means of herd immunity [18]. The scale designed to assess these five drivers explained more variance in vaccination behavior compared to previous measures that have focused almost solely on Confidence. Moreover, it was shown that the pattern of the most important Cs within the 5C model varies across vaccines, target groups and countries [18].

Regarding COVID-19 vaccination, previous studies have shown that women, younger adults, unemployed individuals and those with a lower socioeconomic status are less likely to get vaccinated [11, 19, 20]. Moreover, it was recently shown that psychological profiles play a role: vaccine-hesitant and vaccine-resistant individuals are less altruistic, conscientious, more disagreeable, emotionally unstable, and self-interested than are vaccine-acceptant individuals [11]. Finally, higher COVID-19 vaccination intention is associated with more positive general and COVID-19 vaccination beliefs, as well as higher perceived vaccine efficacy and safety [2022].

The importance of studying psychological variables to understand vaccination intention and inform effective interventions has been advocated [14]. A deeper understanding of the underlying psychology of vaccine-resistant and vaccine-hesitant groups can enhance the potential effectiveness of the public health messages targeting these groups. In this study, we aim to increase the understanding of COVID-19 vaccination by studying the 5C model and its psychological drivers. Since younger people are less likely to suffer from the negative health consequences of COVID-19 infection [23], it is important to know what the main drivers of getting vaccinated are for these individuals. Based on a sample of university students from the Netherlands, Belgium, and Portugal, we pursue the following four objectives.

First, we assess the intention to get vaccinated in our international student sample by using a seven-point scale, ranging from completely resistant to completely acceptant.

Second, as shown in previous research, the antecedents of vaccine hesitancy differ across vaccines, target groups and countries [18]. We are the first to study which Cs—Confidence, Complacency, Calculation, Constraints, Collective Responsibility (5C’s)–are most important for COVID-19 vaccination intention in a sample of university students.

Third, as stressed by the authors of the 5C model, knowing the relative importance of the Cs is just a first step, which should be followed by further exploration of the potential levers of these drivers [18]. Using mediation analyses, we investigate which psychological variables, including COVID-19 vaccine-related and COVID-19-related attitudes and personality traits, affect vaccination intention through the 5Cs. This will improve our understanding of vaccination antecedents and, consequently, for which groups reaching desirable levels of these 5Cs and, thereby, vaccination intention may be problematic. The mediation analyses we performed are summarized in Fig 1. Previous studies have shed light on several bivariate relationships between the 5Cs and psychological constructs [18] (presented by the orange arrows in Fig 1). We study whether these constructs indeed affect vaccination intention through the suggested C. Additionally, we study the new indirect relationships represented by the blue arrows in Fig 1. Direct and total relationships are excluded from Fig 1 for clarity reasons.

Fig 1. Overview of expected mediation relationships.

Fig 1

Direct effects are excluded for clarity reasons. (C-19 = COVID-19).

Finally, integrating all results, we formulate advice for governments and public health officials on which Cs would probably best be targeted, while taking their drivers into account when aiming at increasing vaccination intention among students. Knowing for which students’ psychological profiles in our sample the Cs are less likely to be present may facilitate the design of targeted public health vaccination campaigns.

We find that Confidence and Collective Responsibility are most important in explaining COVID-19 vaccination among students of our sample. The perceived risk and effectiveness of the vaccine and trust in the government and health authorities indirectly affect vaccination intention through Confidence. The perceived risk of COVID-19 for one’s social circle and altruism, the need to belong and psychopathy traits indirectly affect vaccination intention through Collective Responsibility. Thus, vaccination campaigns targeted at students should aim to increase both Confidence and Collective Responsibility, while considering their underlying psychological characteristics.

Materials and methods

Data

For the current study, we make use of data from university students. While we acknowledge this group may not be representative of all young adults, especially in terms of education level, we do believe that this will provide a fairer picture of the drivers of vaccination intention among young adults than studies focusing on the general population. As the severity of the consequences of COVID-19 are largely age-dependent, we expect that the motives for COVID-19 vaccination will strongly differ between older and younger populations. The data used in this study are part of the Erasmus University Rotterdam International COVID-19 Student Survey. This is a longitudinal study on COVID-19-related behaviors and attitudes among university students from multiple countries [24]. Thus far, data have been collected at two points in time. For both data collections, approval was obtained by the Internal Review Board of the Erasmus University Rotterdam. All students signed an informed consent form before starting the survey.

For the current study, we make use of data collected at both moments (T1 and T2) focusing on students from three countries (The Netherlands, Belgium, and Portugal) that participated in both measurement waves. The second survey concentrated on vaccination intention and attitudes.

The first data collection took place during the early days of the pandemic (weeks 17–19, 2020, T1). In total, data from 7,404 university students in ten countries worldwide were collected, amongst which the Netherlands, Belgium and Portugal. At this time, students were approached through university student systems and invitations sent to university e-mail addresses. During this first survey, students could indicate whether they wanted to participate in a follow-up study by sharing their e-mail address. This follow-up study (T2) took place in December 2020 (weeks 51–52). This time, we approached only students from the Netherlands, Belgium and Portugal who participated at T1 and agreed to be contacted for follow-up. Other country samples were not reapproached since the number of students who agreed to be contacted for follow-up was insufficient to assure large enough samples at T2. Students were contacted through invitations that were sent to the e-mail addresses they provided at T1. In total, 2,902 survey invitations were sent via e-mail at the start of week 51, 2020. Two reminders were sent to those students who did not yet finish or start the survey three and seven days after the first invitation. In total, data were collected from 1,137 students (the Netherlands N = 185; Belgium = 658; Portugal N = 294), for a response rate of 39.2%. This sample is used for the current study. In the analyses, sample sizes can be slightly lower due to the limited presence of missing values and the use of pairwise deletion.

We briefly discuss the data collection method per country at T1 and T2. At T1, Dutch students from the Erasmus University Rotterdam were approached through two university research platforms for students in Psychology and students in Business Administration. For these students it is compulsory to participate in research for a number of hours, and they were thus incentivized to participate in the study. Moreover, the study was shared with all students from the Economics faculty by e-mail. In total, we collected 1,090 responses from Dutch students at T1, of which 633 students (58.1%) shared their e-mail address to be contacted for a follow-up study. 185 Dutch students (response rate = 29.2%) participated at T2. At T1, data from the Belgian sample was collected by systematically contacting all students (around 40,000) via student e-mail addresses from the University of Namur and the Université catholique de Louvain. Students from all faculties and degrees were approached. In total, 3,645 responses were collected at T1, of which 1,660 approved to be contacted for follow-up (45.5%). From these 1,660 students, 658 participated in the second survey (response rate = 39.6%). Finally, the Portuguese students were contacted at T1 by sending invitations to around 9,000 student e-mail addresses of the Instituto Superior Técnico and the Instituto Superior de Economia e Gestão of the University of Lisbon. In total, we collected 1,275 responses at T1 of which 609 agreed to be contacted for follow-up (47.8%), of which 294 participated again at T2 (response rate = 48.3%).

As we did not use a completely probabilistic sample, it should be noted that our findings may not be generalizable to all students. However, we believe that, as we approached representative and large groups of students, risk of bias mostly arises from voluntary participation. It is therefore probable that students who are more agreeable and show more socially desirable behavior are more likely to join in both surveys. To check whether this has affected our outcomes, we conducted all analyses presented in the paper, controlling for scores on the adapted 13-item short (form C) Social Desirability Scale of Marlow-Crowne [25, 26]. The use of social desirability scales has been advocated to check the robustness of results based on self-report data [27]. Based on these additional analyses, we find that all conclusions drawn in the current study remain the same.

At both T1 and T2, surveys were shared using the online survey software Qualtrics. At T1, the survey contained questions on COVID-19-related attitudes, compliance with COVID-19 regulations, and several personality traits. For the current study, only the T1 data on personality traits are used. As personality traits are relatively stable over time [28], we suppose that this is not a problem for the validity of our outcomes. If anything, using multiple measurement times decreases the probability of common method bias [29]. At T2, the survey contained similar questions on COVID-19-related attitudes and compliance with regulations. In addition, questions on COVID-19 vaccination intention and vaccination attitudes were posed. Finally, several personality traits were assessed. The surveys could be completed in English, Dutch or French.

On average, students were 22.92 years old, and 59.3% of the sample was female.

Measures

The operationalization of all variables is explained in this section.

Vaccination intention (T2)

Participants were asked the following question: ‘If a coronavirus vaccine that was approved safe and effective was available to you free at cost, would you get vaccinated?’ Answers could be given on a seven-point scale: ‘definitely not’ (1), ‘very probably not’ (2), ‘probably not’ (3), ‘unsure–neutral’ (4), ‘probably yes’ (5), ‘very probably yes’ (6) and ‘definitely yes’ (7). A higher score thus indicates a higher intention to get vaccinated against COVID-19. The continuous scale is used instead of grouping students as being acceptant, hesitant, or resistant. This approach offers a more accurate understanding of vaccination intention, as grouping all students who indicate somewhere between ‘probably will not’ and ‘probably will’ under hesitant conditions will lower the unique variation that can be exploited.

5C scale (T2)

The 5Cs were assessed using the previously validated 5C scale [18]. The scale consists of 15 items. Each of the Cs—Confidence, Constraints, Calculation, Complacency and Collective responsibility—is captured by three items. Answers are given on a seven-point Likert scale, ranging from ‘strongly disagree’ to ‘strongly agree’. The scale was adapted to specifically focus on COVID-19 vaccinations. A French translation was available [30], while a Dutch translation was performed by two native Dutch speakers individually, after which a consensus meeting took place to discuss and decide on inconsistencies. All items are scored in a way such that a higher score indicates a higher degree of the C assessed. The scores of one of the items of the Collective Responsibility subscale was reversed to be in line with this scoring (‘When everyone is vaccinated, I don’t have to get vaccinated too’). Internal consistency, as reflected by Cronbach’s alpha, is acceptable in our sample: Confidence α = .87, Complacency α = 70, Constraints α = .69, Calculation α = .76, Collective responsibility α = .71.

Perceived risk of the COVID-19 vaccine

Bipolar questions were used to assess the perceived risk of the COVID-19 vaccine. Students were asked the following: ‘To what extent do you think the following characteristics apply to COVID-19 vaccines?’ Answers could be given on a seven-point scale using bipolar adjectives, which is common practice when assessing attitude [31]. An average score was taken for the following three characteristics: safety (‘very unsafe’ (1) to ‘very safe’ (7)), likeliness of side effects (‘side effects are very likely’ (1) to ‘side effects are very unlikely’ (7)) and riskiness (‘very risky’ (1) to ‘not risky at all’ (7)). The score on safety was reversed before analysis, such that a higher score indicates a higher perceived risk of the vaccine. Internal consistency is very good (α = .85).

Perceived effectiveness of the COVID-19 vaccine

A similar question was used to assess the perceived effectiveness of the COVID-19 vaccine. Students were asked the following: ‘To what extent do you think the following characteristics apply to COVID-19 vaccines?’ Answers could be given on a seven-point scale, ranging from ‘very ineffective’ (1) to ‘very effective’ (7).

Normative beliefs about the COVID-19 vaccine (T2)

The descriptive social norms in students’ social environment regarding getting vaccinated against COVID-19 was assessed using two questions, distinguishing between the norm among family and that among friends. The following questions were used: ‘In general, if a coronavirus vaccine that was approved safe and effective was available to your friends for free, what would most of your friends do?’ and ‘In general, if a coronavirus vaccine that was approved safe and effective was available to your family for free, what would most of your family do?’. Answers were given on a scale from 1 (definitely not get vaccinated) to 7 (definitely get vaccinated). An average of the two answers was taken (Spearman’s rho = .62, p < .001).

Perceived benefits of the COVID-19 vaccine (T2)

A question was asked on the perceived personal versus social benefits of COVID-19 vaccination using a bipolar seven-point scale. We asked students to complete a statement—‘Getting vaccinated against the coronavirus will mainly benefit:’, with answer options ranging from ‘myself’ (1) to ‘(vulnerable) others around me’ (7).

Perceived risk of COVID-19 for oneself and for others (T2)

Three questions were asked about the risk of COVID-19 for the students themselves. These questions asked about the perceived likelihood of getting infected with COVID-19, getting severely ill if infected and being hospitalized if infected. The same three questions were asked about the risk of COVID-19 for the friends and family of the student. Answers could be given on a seven-point Likert scale ranging from ‘no chance at al’ (1) to ‘absolutely certain’ (7). Average values of the three items were taken to create a general COVID-19 risk score for oneself and for others. Internal consistency is acceptable (COVID-19 risk: self α = .67; others α = .71).

COVID-19 infection (T2)

Students were asked whether they had been infected with the coronavirus before (1 = yes, either confirmed by a test or only expected; 0: no or have not been aware of it).

General risk attitude (T2)

General risk attitudes were assessed by using the risk propensity scale [32], which consists of seven items. All statements were rated in terms of agreement on a nine-point Likert scale, ranging from ‘totally disagree’ (1) to ‘totally agree’ (9), except for the final item, which was rated on a scale ranging from ‘risk avoider’ (1) to ‘risk seeker’ (9). Higher scores indicate a higher risk-seeking tendency. Internal consistency was good, at α = .77. A French translation was previously presented based on a back translation approach [33]. The scale was translated to Dutch by two native speakers who first translated the scale individually, after which a consensus meeting took place to discuss and decide on inconsistencies.

Delay discounting (T1)

Delay discounting is a behavioral measure related to impulsivity and reflects the degree to which people are able to delay rewards, i.e., a measure of impatience. Delay discounting was assessed by the discount rate, with a higher rate reflecting a faster devaluation of delayed rewards and thus greater impulsivity. To capture the discount rate in a fast and accurate manner, the 5-trail Adjusting Delay Discounting Task was used, in which students had to make five consecutive hypothetical choices between receiving €1,000 after a specific delay and receiving €500 directly [34]. The task starts with a delay of 3 weeks, which is increased or decreased based on previous choices. The discount rate is calculated using the hyperbolic discounting model [35] and is log-transformed before analysis, as is commonly done in previous research [34, 36].

Impulsivity (T1)

The Barratt Impulsiveness Scale-Brief, which is a short unidimensional version of the BIS-11, was used to assess the personality construct of impulsivity [37, 38]. It consists of 8 items scored on a four-point scale, ranging from ‘rarely/never’ (1) to ‘almost always/always’ (4). Half of the items were reverse scored. Validated French and Dutch translations were used [39, 40]. The reliability was good, at α = .75.

Optimism (T1)

Using the Life-Orientation Test-Revised, dispositional optimism was measured [41]. Both Dutch and French translations were already available [42, 43]. The scale consists of 10 items, of which four are filler items. Answers are given on a five-point scale, ranging from ‘strongly disagree’ (1) to ‘strongly agree’ (5). Higher scores indicate a higher level of dispositional optimism. Internal consistency was good, as reflected by Cronbach’s alpha (α = .81).

Self-efficacy (T1)

General self-efficacy was measured using the General Self-Efficacy Scale, which was designed to predict individuals’ coping with daily hassles and adaptation after stressful events [44]. The scale consists of ten items scored on a four-point scale (1: not at all true; 4: exactly true). French and Dutch translations were available [45, 46]. Internal consistency was very good, at α = .85.

Psychopathy (T1)

To assess subclinical psychopathy, the psychopathy subscale of the Short-Dark Triad was used [47]. The scale generally consists of 9 items. One item (‘I enjoy having sex with people I hardly know’) was not included due to cultural controversy. Answers were given on a five-point scale, ranging from ‘strongly disagree’ (1) to ‘strongly agree’ (5). Previously made Dutch and French translations were used [48]. Internal consistency was relatively low but acceptable (α = .64).

Altruism (T1)

The altruism (versus antagonism) subscale of the 100-item version of the HEXACO Personality Inventory-Revised was used, which consists of four questions scored on a five-point scale (1: ‘strongly disagree’; 5: ‘strongly agree’) [49]. Two questions were reverse coded and then transformed; higher scores indicate higher levels of altruism (i.e., being sympathetic and kind). Dutch and French translations were available [50, 51]. Internal consistency was low, at α = .58. Previous studies have found similar low alphas of the altruism subscale while also showing high test-retest reliability and validity [49, 52]. There has been a debate on the relevance of alpha values in evaluating brief personality constructs in such cases [53, 54].

Need to belong (T2)

The need to belong was assessed using the single-item Need to Belong scale (SIN-B) [55]. It is shown that the SIN-B explains most of the reliable variance of the longer Need to Belong scale [55]. The psychometric properties of the scale are good. Participants indicated to what extent they agreed with the statement ‘I have the strong need to belong’ on a five-point scale (1: strongly disagree; 5: strongly agree). A French translation was taken from a French version of the full Need to Belong scale [56], and a Dutch translation was made by two native speakers and decided upon after a consensus meeting.

Trust in government and health authorities (T2)

Trust in government was measured using the following item: ‘In general, how much trust do you personally have in the [name country] government on a scale from 1 (no trust at all) to 10 (full trust)?’ Trust in health authorities was assessed using a similar question and scale: ‘In general, how much trust do you personally have in health authorities on a scale from 1 (no trust at all) to 10 (full trust)?’ Since the two scores were highly correlated (r = .68), we used an average of the two scores for analyses.

International student (T1)

We inferred that students who answered ‘no’ to the question ‘Have you lived in [name country] for more than 5 years? were international students, which was coded with a value of 1.

Gender (T1)

Gender was included as a dummy variable, with female (1) and male (0) as answer options.

Descriptive statistics

The means and standard deviations of all variables and correlations of all variables with vaccination intention and the 5C scale are presented in Table 1 below.

Table 1. Range, Mean (M) and Standard Deviations (SD) of all variables and correlations of all variables with vaccination intention and the 5C scale.

 Variable (range) M SD 1 2 3 4 5 6
1. Vaccination intention (1–7) 5.79 1.43 -
2. Confidence (1–7) 4.97 1.48 .63*** -
3. Complacency (1–7) 2.08 1.09 -.50*** -.41*** -
4. Constraints (1–7) 1.88 1.01 -.47*** -.49*** .53*** -
5. Calculation (1–7) 4.79 1.44 -.29*** -.32*** .21*** .25*** -
6. Collective Responsibility (1–7) 6.04 1.08 .65*** .56*** -.59*** -.51*** -.24*** -
7. Perceived Risk C-19 Vaccine (1–7) 3.57 1.32 -.57*** -.79*** .33*** .45*** .35*** -.50***
8. Perceived Effectiveness C-19 Vaccine (1–7) 5.17 1.20 .42*** .66*** -.34*** -.35*** -.20*** .42***
9. Descriptive Norm C-19 Vaccine (1–7) 5.37 1.33 .61*** .53*** -.33*** -.38*** -.28*** .45***
10. Benefits C-19 Vaccine: self vs others (1–7) 5.45 1.41 -.05 .04 .06** -.02 .003 .07**
11. Perceived Risk C-19: Self (1–7) 3.09 0.93 -0.01 -.10*** -.20*** .03 .03 .08***
12. Perceived Risk C-19: Others (1–7) 4.23 0.92 .001 -.06** -.19*** -.02 .04 .13***
13. Infection C-19 (0/1) 0.21 0.40 -.09*** -.10*** .12*** .09*** .02*** -.07**
14. Risk attitude (1–9) 3.69 1.24 -.12*** -.09*** .24*** .07** -.002 -.18***
15. Delay Discounting (ln(.00011)–ln(24)) -6.11 1.78 -.03 -.06*** .08** .07** .01 -.06*
16. Optimism (1–5) 3.29 0.75 .01 .12*** .05 -.08*** .03 .01
17. Impulsivity (1–4) 1.96 0.46 -.10*** -.09*** .11*** .06** -.09*** -.10***
18. Self-Efficacy (1–4) 3.08 0.45 -.01 .04*** .05* -.10*** .12*** .03
19. Psychopathy (1–5) 1.89 0.52 -.09*** -.10*** .21*** .15*** .02 -.16***
20. Altruism (1–5) 4.06 0.59 0.01 -.03 -.13*** -.02*** .12*** .13***
21. Need to Belong (1–5) 3.40 1.03 .08*** .01 -.06* .003 .02 .09***
22. International Student (0/1) 0.13 0.33 .02 .04 .04 .06** .001 -.03
23. Trust Government & Health Authorities (1–10) 6.61 1.86 .43*** .67*** -.32*** -.35*** -.22*** .40***
24. Female (0/1) 0.59 0.49 -.12*** -.21*** -.04 .05 .10*** -.03

*: p < .10

**: p < .05

***: p < .01, C-19 = COVID-19

Methodology

The analyses used are linked to the first three objectives of the study. For the first objective, to assess the willingness to get vaccinated in our sample, the percentage of students who indicated a certain degree of willingness to get vaccinated against COVID-19 were calculated and discussed. For the second objective, studying the link between the 5C model and vaccination intention, one-sided ordinary least squares (OLS) regression analyses were conducted with the 5C subscales as independent variables, vaccination intention as a dependent variable, and country and gender as control variables. We controlled for country differences by including country dummies, and Dutch students were used as a reference group. The standardized coefficients of the regression analysis were used to assess the effect sizes of all Cs to conclude which of these components is most important in explaining COVID-19 vaccination intention among students. Finally, for the third objective, to study the indirect effects of a set of psychological characteristics on vaccination intention through the 5C model, mediation analyses were conducted following the procedure suggested by Hayes using the PROCESS macro in SPSS [57]. For each C of the 5C model, three individual regression models were carried out to estimate the indirect effects of the psychological variables expected to be mediated by the C of interest. The first regression model estimated, Model 1, includes the independent variables and control variables, with vaccination intention as the dependent variable. This model presents the total effect of the independent variables (path c, see Fig 2). The second regression model, Model 2, includes all independent variables and control variables, with the mediator as the dependent variable. This model includes path ‘a’ (Fig 2) and presents the relationship between the psychological variable and the C of interest. Finally, Model 3 is similar to Model 2, but includes—next to the independent variables and controls—the mediator as a predictor, with vaccination intention as the dependent variable. This model contains the direct effect (path c’, Fig 2), representing the link between the psychological variable and vaccination intention now controlling for the mediator, and path b (Fig 2), representing the link between the mediator and COVID-19 vaccination intention. Inference on the indirect effect should not be based on the significance of the paths that define it (a and b), but on explicit estimation of the effect by using bias-corrected bootstrapping, which is now considered the standard for testing mediation [58, 59]. Therefore, to estimate the point estimates and confidence intervals of the indirect effects (a*b), we estimated 95% bias-corrected confidence interval (95% BC-CI) using PROCESS. We conclude that indirect effects are statistically significant if the 95% BC-CI excludes zero. As the unstandardized indirect effect cannot be interpreted as a measure of effect size [60], we present standardized indirect effects for all continuous independent variables and partially standardized indirect effects for all binary independent variables [57, 60]. Each of the three regression models were estimated including all the psychological variables expected to be related to a particular C at the same time. Consequently, the direct and indirect effects were estimated whilst controlling for the other predictors of the C. All resulting paths can therefore be interpreted as if they had been estimated simultaneously using simultaneous equation modeling [57]. All data analyses were conducted using IBM SPSS for Windows Version 25.0 [61].

Fig 2. All paths involved in the mediation analyses, excluding covariates.

Fig 2

Results

COVID-19 vaccination intention among students

Vaccination intention was measured on an ordinal scale, ranging from definitely not to definitely yes. We asked about intention under the condition that the COVID-19 vaccine was approved as being safe and effective and could be received free of cost. Fig 3 shows the percentage per vaccination intention category and cumulative percentages indicated with a dashed orange line (from positive to negative propensity). While the majority of students (85.49%) indicated that they intended to get vaccinated within a range between ‘probably’ and ‘definitely’, only 40.9% of the students were totally convinced to get vaccinated (‘definitely yes’). Only a very small group was totally resistant to COVID-19 vaccination (1.58%) and indicated that they will ‘definitely not’ get vaccinated. Almost 1 out of 10 students (9.41%) indicated a negative propensity toward COVID-19 vaccination, as they answered within a range between ‘probably not’ and ‘definitely not’. A total of 5.10% of students indicated being unsure about getting the COVID-19 vaccination and had neither positive nor negative vaccination intention.

Fig 3. Vaccination intention in percentages per category and cumulative percentages.

Fig 3

5C model and COVID-19 vaccination intention

Table 2 presents the results of an OLS regression analysis containing the 5Cs as independent variables and vaccination intention as the dependent variable while controlling for gender and country. The regression model shows good fit and high explained variance (R2 = 0.54). Variance inflation factors of the model are all between 1.1 and 2.1, indicating that there is no multicollinearity.

Table 2. OLS regression analysis with vaccination intention (1–7) as the dependent variable.

  B 95%-CI β SE p
Intercept 2.25 [1.62, 2.88] 0.32 < .001
Confidence 0.32 [.27, .37] 0.33 0.03 < .001
Complacency -0.16 [-.23, -.09] -0.12 0.04 < .001
Constraints -0.08 [-.15, -.003] -0.05 0.04 .042
Calculation -0.06 [-.10, -.01] -0.06 0.02 .009
Collective Responsibility 0.46 [.39, .53] 0.35 0.04 < .001
Female (= 1) -0.11 [-.23, .01] -0.04 0.06 .078
Belgium dummy (= 1) -0.003 [-.17, .16] -0.001 0.09 .968
Portugal dummy (= 1) -0.03 [-.21, .16] -0.01 0.10 .788
R2 0.54
F 163.680 (p < .001)  
N 1,127

Note: B is the unstandardized beta, and β is the standardized beta. Dutch students serve as the reference group.

The table shows that all Cs are significantly related to vaccination intention in the expected direction based on the previous literature. Higher Confidence in the vaccine and higher feelings of Collective Responsibility both relate to higher intentions to get vaccinated against COVID-19, while Complacency, Calculation and Constraints are negatively related to COVID-19 vaccination intentions. Relative to the other Cs, the effect sizes of Confidence (B = .32, β = .33, SE = .03, p < .001) and Collective Responsibility (B = .46, β = .35, SE = .04, p < .001) are largest. We therefore infer that the levels of Confidence and Collective Responsibility play the most important role in explaining the intention to get vaccinated against COVID-19 among students.

The 5C model as a mediator in explaining vaccination intention

For the third objective, mediation analyses were conducted [57]. Models were estimated for all expected predictors of a particular C at the same time. In this way, we could ascertain the direct and indirect effects of the variables of interest while accounting for the effects of the other predictors of the studied C. In Tables 37, the results of mediation analyses are presented, while each table presents the analyses of a particular C.

Table 3. Mediation analyses with Confidence as the mediator and vaccination intention as the dependent variable (N = 1124).

Model 1 Model 2 Model 3 Indirect effect
Dependent variable Vaccination Intention Confidence Vaccination Intention
Paths c (total effect) a b and c’ (direct effect) a*b
Coefficient β p β p β p Indirect effect [95% BC-CI]
Predictors
Trust in government & health authorities 0.11 < .001 0.29 < .001 -0.004 .88 0.11 [0.08, 0.14]
Normative beliefs 0.41 < .001 0.08 < .001 0.38 < .001 0.03 [0.02, 0.05]
Perceived risk of vaccine -0.29 < .001 -0.44 < .001 -0.12 < .001 -0.17 [-0.22, -0.13]
Perceived effectiveness of vaccine 0.07 .01 0.23 < .001 -0.02 .51 0.09 [0.07, 0.12]
Optimism -0.04 .08 0.03 .08 -0.05 .02 0.01 [-0.001, 0.02]
Control variables
Female (= 1) 0.03 .26 -0.04 .02 0.04 .07
Belgium dummy (= 1) 0.08 .01 -0.05 .01 0.10 < .001
Portugal dummy (= 1) 0.01 .63 -.002 .28 0.02 .43
Mediator
Confidence 0.39 < .001
R2 0.48 0.76 0.51

Note: The indirect effects that are bold printed do not contain zero in their 95% bias-corrected confidence intervals (95% BC-CI) and are interpreted as being statistically significant. β is a standardized coefficient. The indirect effect is completely standardized for continuous variables and partially standardized for binary variables.

Table 7. Mediation analyses with Collective Responsibility as the mediator and vaccination intention as the dependent variable (n = 1127).

Model 1 Model 2 Model 3 Indirect effect
Dependent variable Vaccination Intention Collective Responsibility Vaccination Intention
Paths c (total effect) a b and c’ (direct effect) a*b
Coefficient β p β p β p Indirect effect [95% BC-CI]
Predictors
Perceived risk of C-19: others 0.03 .27 0.13 < .001 -0.05 .04 0.08 [0.04, 0.13]
Benefits vaccine: self vs others -0.04 .13 0.05 .09 -0.08 < .001 0.03 [-0.01, 0.07]
Pyschopathy -0.10 < .001 -0.13 < .001 -0.02 .35 -0.08 [-0.13, -0.04]
Altruism 0.01 .66 0.09 .01 -0.04 .09 0.06 [0.01, 0.10]
Need to Belong 0.14 < .001 0.11 < .001 0.06 .01 0.07 [0.03, 0.11]
Control variables
Female (= 1) -0.14 < .001 -0.08 .01 -0.08 < .001
Belgium dummy (= 1) -0.14 < .001 -0.09 .04 -0.09 .01
Portugal dummy (= 1) 0.03 .41 0.06 .12 -0.01 .82
Mediator
Collective Responsibility 0.65 < .001
R2 0.07 0.08 0.45

Note: The indirect effects that are bold printed do not contain zero in their 95% bias-corrected confidence intervals (95% BC-CI) and are interpreted as being statistically significant. β is a standardized coefficient. The indirect effect is completely standardized for continuous variables and partially standardized for binary variables.

Fig 4 shows an example of all relationships presented in the tables, using the example of the perceived safety of the vaccine as an independent variable and Confidence as a mediator (Table 3). In Fig 4, we do not show the covariates for clarity reasons, while they are controlled for in the analyses. As shown above, Confidence is strongly positively related to COVID-19 vaccination intention among students. The results of the mediation analyses in Table 3 show that the perceived risk of the COVID-19 vaccine is most strongly associated with vaccination intention through Confidence (ab = -.17; 95% bias-corrected confidence interval (95% BC-CI) = [-.22, -.13]), of which all corresponding relationships are visually presented in Fig 4. Additionally, the perceived effectiveness of the vaccine (ab = .09; 95% BC-CI = [.07, .12]) and trust in the government and health authorities (ab = .11; 95% BC-CI = [.08, .14]) are positively and significantly related to vaccination intention through Confidence. Moreover, a higher descriptive norm (normative beliefs) surrounding COVID-19 vaccination among students’ family and friends (ab = .03., 95% BC-CI = [.02, .05]) is also significantly related to higher COVID-19 vaccination intention through Confidence, although the indirect effect is small. Finally, the descriptive norm has a very strong direct relationship with vaccination intention, even after controlling for Confidence (β = .38, p < .01).

Fig 4. Example of all paths involved in mediation analyses using the independent variable ‘perceived risk of vaccine’ and mediator ‘Confidence’ (Table 3), excluding covariates.

Fig 4

Table 4 presents the analyses involving Calculation as a mediator. The perceived risk of the COVID-19 vaccine is significantly and negatively related to vaccination intention through Calculation (ab = -.04, 95% BC-CI = [-.06, -.02]). A higher perceived risk of the vaccine is related to more Calculation, which is subsequently related to a lower intention to get vaccinated against COVID-19. Moreover, a small indirect effect is present for the level of impulsivity, and more impulsive students show lower levels of Calculation, which is related to lower vaccination intention (ab = .01, 95% BC-CI = [.01, .02]). Other indirect effects, which were expected, are insignificant.

Table 4. Mediation analyses with Calculation as the mediator and vaccination intention as the dependent variable (N = 1129).

Model 1 Model 2 Model 3 Indirect effect
Dependent variable Vaccination Intention Calculation Vaccination Intention
Paths c (total effect) a b and c’ (direct effect) a*b
Coefficient β p β p β p Indirect effect [95% BC-CI]
Predictors
Perceived risk of C-19: self 0.06 .02 -0.06 .08 0.06 .04 0.01 [-0.001, 0.01]
Perceived risk of C-19: others 0.01 .76 0.03 .37 0.01 .68 -0.003 [-0.01, 0.004]
Perceived risk of vaccine -0.57 < .001 0.35 < .001 -0.53 < .001 -0.04 [-0.06, -0.02]
Risk attitude -0.07 .01 -0.02 .53 -0.07 .01 0.002 [-0.01, 0.01]
Optimism -0.03 .18 0.04 .20 -0.03 .23 -0.004 [-0.01, 0.002]
Impulsivity -0.06 .03 -0.11 < .001 -0.07 .01 0.01 [0.01, 0.02]
Psychopathy 0.002 .94 0.02 .50 0.004 .87 -0.002 [-0.01, 0.004]
Control variables
Female (= 1) -0.02 .38 0.02 .47 -0.02 .42
Belgium dummy (= 1) -0.01 .77 0.03 .51 -0.01 .83
Portugal dummy (= 1) 0.001 .98 -0.03 .41 -0.003 .94
Mediator
Calculation -0.11 < .001
R2 0.34 0.14 0.35

Note: The indirect effects that are bold printed do not contain zero in their 95% bias-corrected confidence intervals (95% BC-CI) and are interpreted as being statistically significant. β is a standardized coefficient. The indirect effect is completely standardized for continuous variables and partially standardized for binary variables.

Analyses with Complacency as a mediator are presented in Table 5. All expected indirect effects are significant. Stronger indirect effects are present for the descriptive norm surrounding COVID-19 vaccination among students’ social circles (ab = .12, 95% BC-CI = [.09, .15]). A higher descriptive norm surrounding COVID-19 vaccination is related to lower Complacency and therefore to higher vaccination intention. Moreover, the perceived risk of COVID-19 for both students themselves (ab = .05, 95% BC-CI = [.03, .08]) and for their social environment (ab = .05, 95% BC-CI = [.02, .07]) is associated with higher vaccination intention through lower Complacency. Having been infected with COVID-19 is related to higher Complacency and, therefore, lower vaccination intention (partially standardized ab = -.05, 95% BC-CI = [-11, -.003]). Students’ general risk attitude (ab = -.05, 95% BC-CI = [-.08, -.03]) and discount rate (ab = -.03, 95% BC-CI = [-.05, -.01]) are also indirectly negatively associated with COVID-19 vaccination intention through higher Complacency.

Table 5. Mediation analyses with Complacency as the mediator and vaccination intention as the dependent variable (N = 1128).

Model 1 Model 2 Model 3 Indirect effect
Dependent variable Vaccination Intention Complacency Vaccination Intention
Paths c (total effect) a b and c’ (direct effect) a*b
Coefficient β p β p β p Indirect effect [95% BC-CI]
Predictors
Perceived risk of C-19: self 0.03 .33 -0.15 < .001 -0.03 .33 0.05 [0.03, 0.08]
Perceived risk of C-19: others 0.04 .13 -0.12 < .001 0.0003 .99 0.05 [0.02, 0.07)
Normative beliefs 0.60 < .001 -0.33 < .001 0.49 < .001 0.12 [0.09, 0.15]
C-19 Infection -0.03 .24 0.06 .02 -0.01 .76 -0.05 [-0.11, -0.003]
Risk attitude -0.07 .003 0.15 < .001 -0.02 .40 -0.05 [-0.08, -0.03]
Delay discounting -0.02 .47 0.09 < .001 0.01 .51 -0.03 [-0.05, -0.01]
Control variables
Female (= 1) -0.05 .08 -0.04 .18 -0.06 .01
Belgium dummy (= 1) 0.02 .60 -0.11 .003 -0.02 .49
Portugal dummy (= 1) -0.01 .75 -0.15 < .001 -0.06 .05
Mediator
Complacency -0.35 < .001
R2 0.38 0.23 0.48

Note: The indirect effects that are bold printed do not contain zero in their 95% bias-corrected confidence intervals (95% BC-CI) and are interpreted as being statistically significant. β is a standardized coefficient. The indirect effect is completely standardized for continuous variables and partially standardized for binary variables.

Table 6 shows the mediation analyses with Constraints as a mediator. We only find a small significant indirect effect of self-efficacy (ab = .03, 95% BC-CI = [.003, .07]). Students with a higher level of self-reported self-efficacy perceive fewer constraints, which is related to higher vaccination intention. However, a significant direct effect of self-efficacy on vaccination intention remains after controlling for Constraints (β = -.09, p < .01). Optimism, impulsivity and being an international student do not indirectly relate to vaccination intention through Calculation as the confidence intervals corresponding to these variables contain zero.

Table 6. Mediation analyses with Constraints as the mediator and vaccination intention as the dependent variable (n = 1129).

Model 1 Model 2 Model 3 Indirect effect
Dependent variable Vaccination Intention Constraints Vaccination Intention
Paths c (total effect) a b and c’ (direct effect) a*b
Coefficient β p β p β p Indirect effect [95% BC-CI]
Predictors
Optimism 0.02 .62 -0.05 .11 -0.01 .78 0.02 [-0.003, 0.05]
Impulsivity -0.11 < .001 0.03 .42 -0.10 < .001 -0.01 [-0.04, 0.02]
Self-efficacy -0.06 .10 -0.07 .03 -0.09 .003 0.03 [0.003, 0.07]
International Student 0.01 .64 0.06 .05 0.04 .11 -0.09 [-0.18, 0.01]
Control variables
Female (= 1) -0.10 < .001 0.01 .63 -0.10 < .001
Belgium dummy (= 1) -0.08 .07 0.05 .22 -0.05 .16
Portugal dummy (= 1) 0.06 .14 -0.09 .03 0.02 .60
Mediator
Constraints -0.47 < .001
R2 0.05 0.03 0.26

Note: The indirect effects that are bold printed do not contain zero in their 95% bias-corrected confidence intervals (95% BC-CI) and are interpreted as being statistically significant. β is a standardized coefficient. The indirect effect is completely standardized for continuous variables and partially standardized for binary variables.

Analyses with Collective Responsibility as a mediator are presented in Table 7. We show that the risk of COVID-19 for family and friends, as perceived by students, is positively related to vaccination intention through Collective Responsibility (ab = .08, 95% BC-CI = [.04, .13]). Moreover, several personality traits are indirectly associated with vaccination intention through Collective Responsibility. Higher levels of psychopathy traits are negatively related to vaccination intention through lower levels of Collective Responsibility (ab = -.08, 95% BC-CI = -.13, -.04]). Conversely, higher levels of altruism (ab = .06, 95% BC-CI = [.01, .10]) and the need to belong (ab = .07, 95% BC-CI = [.03, .11]) positively indirectly relate to vaccination intention through Collective Responsibility.

Discussion

According to the results, the majority of the 1,137 Dutch, Belgian and Portuguese students in our sample do not have a full and definite intention to get vaccinated against COVID-19. More than half of them (57.7%) fall on a continuum between leaning toward acceptance and leaning toward resistance. Although a large majority of our sample has a positive propensity toward getting vaccinated against COVID-19 (85% of students indicate intentions between ‘probably’ and ‘definitely’), the group of students who are completely acceptant of the vaccine (41%) is quite small. At the same time, only a very small group indicates to refuse a vaccination (1.6%). To achieve herd immunity through vaccination, it is crucial that more students shift their intention toward a more positive definite answer. Most gains can be achieved by targeting students who already have a positive propensity toward vaccination but are not completely certain. As previous studies mostly use yes/no scales to assess vaccination intention, it is not possible to directly compare our results to those of previous studies. For example, using a yes/no format, 95% of respondents indicate a willingness to be vaccinated against COVID-19 in a sample of students in Italy [62].

5C drivers of students’ COVID-19 vaccination intention

We show that all five components of the 5C model—Confidence, Calculation, Complacency, Constraints and Collective Responsibility—are related to COVID-19 vaccination among students in our sample. Confidence, i.e., the degree of trust in the vaccine and the system that delivers it, and Collective Responsibility, i.e., the willingness to protect others by getting vaccinated, are most strongly related to COVID-19 vaccination intention. This suggests that campaigns targeted at increasing vaccination intention among students will likely be most successful when focused on enhancing the levels of both Confidence and Collective Responsibility. Smaller negative links are present between vaccination intention and Complacency, Constraints, and Calculation.

Psychological profiles underlying COVID-19 vaccination intention

We show that psychological profiles indeed play an important role in explaining vaccination intention. As vaccination campaigns will likely be most successful when targeted at Confidence and Collective Responsibility, we discuss which psychological variables underlie these drivers and should therefore be considered when designing interventions.

First, we show that the perceived risk and effectiveness of the vaccine both affect vaccination intention through changes in Confidence levels. We find that the level of Confidence is lower for students in our sample who perceive the vaccine as being riskier (e.g., less safe and with a higher risk of side effects) and less effective. Moreover, trust in the government and health authorities plays an important role in explaining vaccination intention through Confidence. Students with lower trust in these institutions report lower levels of Confidence, which translates into lower vaccination intention. Finally, the descriptive norm in students’ environment—the degree to which family and friends intend to get vaccinated—has a small effect on intention through Confidence. Moreover, we show that the descriptive norm also has a strong direct relationship with vaccination intention.

With respect to Collective Responsibility, it is evident that the perceived risk of COVID-19 for people in a student’s social circle indirectly relates to his/her vaccination intention through Collective Responsibility. Students in our sample who perceive the risk of COVID-19 for their environment to be low indicate a lower intention to get vaccinated against COVID-19, motivated by a lower willingness to protect others. Moreover, we show that personality plays an important role in explaining the perception of vaccination as a Collective Responsibility. Psychopathy traits, which are related to antisocial behavior caused by deficits in empathy, emotion, and self-control [47], negatively relate to Collective Responsibility and, therefore, to a lower intention to get vaccinated. Similarly, students with more altruistic personalities, e.g., those who feel more sympathy toward others and want to help those in need, have a higher intention to get vaccinated against COVID-19, through higher levels of Collective Responsibility. Additionally, the degree to which students feel the ‘need to belong’ indirectly relates to higher vaccination intention through Collective Responsibility. The need to belong relates both to the human needs of wanting to affiliate with others and wanting to be accepted by others [63]. We expect that both a need to be in contact with others at risk for COVID-19 without worrying and signaling prosocial behavior to be accepted by others underlie the indirect positive relationship between the need to belong and vaccination intention through Collective Responsibility.

Implications for vaccination campaigns and interventions

What implications can these results have for public health policy? First, the data suggest that seeking to increase both Confidence and Collective Responsibility simultaneously will be worthwhile since vaccination interventions that address multiple underlying drivers have been shown to be more successful [64]. We provide several suggestions for both drivers separately.

Based on the findings of our study, in targeting Confidence it is important to influence the perceived safety and effectiveness of the COVID-19 vaccine. In our survey, the most prevalent reasons for not getting vaccinated were related to worries about safety, side effects, development speed and the wish for the vaccine to be proven effective and safe over a longer period. By challenging the misinformation surrounding the vaccine and providing factual information on, for example, the reasons that the vaccine was able to be developed so fast, Confidence in the vaccine can be increased. However, it is important to think about how and who communicates this information because, for people with a strong prior opinion, a correction of information could backfire and lead to even more divided attitudes [65]. Since we showed that low Confidence is related to lower trust in the government and health authorities in our sample, information about safety and efficacy should preferably be communicated by people not within traditional positions of authority. A good strategy would be to use ‘surprising validators’, i.e., people seen as credible to the target audience but who are not expected to share this information [65]. To reach students, one could, for example, think of campaigns including peers or celebrities.

We find Collective Responsibility to be the strongest predictor of COVID-19 vaccination among students of our sample. It is logical that this is an important driver for this group since students are less at risk of developing severe health consequences if infected by COVID-19. Willingness to protect others by getting vaccinated is thus a strong motivator. We show that the perceived risk of COVID-19 for others in a student’s social circle indirectly affects his or her vaccination intention through Collective Responsibility. Students with at-risk family members may thus be more likely to get vaccinated to protect those around them. Vaccination campaigns aimed at students may therefore be more successful by showing the risks for those in the close environment of students. Explaining the concept of herd immunity through vaccination is an important approach, as was also experimentally shown [66]. Students can and should be made aware that they are not just making an individual decision but also a collective decision when deciding whether to get vaccinated. To increase identification, campaigns could discuss reasons why certain groups are unable to get vaccinated (e.g., people with allergic reaction to vaccines, autoimmune diseases or other conditions). Nevertheless, our results also indicate that students in our sample with less altruistic, emphatic, and social personalities were less likely to feel Collective Responsibility. Influencing these personality traits is likely to be very difficult, maybe even impossible. But one should consider that, as these students feel less empathy toward others, campaigns focused on stressing the prosocial consequences of vaccination may not be sufficient to influence certain groups as strongly and could even promote the idea of free riding [67]. Therefore, it remains important to communicate the personal risks of COVID-19 for young adults, for example, by communicating the possibilities of long-lasting adverse consequences of COVID-19, also known as ‘long COVID’ [68].

In addition to positively affecting vaccination intention through Confidence and Complacency, we show that the descriptive norm has a strong direct relationship with vaccination intention. Descriptive norms have been proven to be strong drivers of behavior, especially in times of uncertainty [69]. Vaccination campaigns may be more successful if they make the norm among students more salient by stressing that the majority of students intend to get vaccinated.

In most countries, young adults will be the last in line for vaccination. Although this makes sense from a health perspective, governments should realize that by the time students must actively decide whether to get vaccinated, the vaccination strategy may have already led to decreased infection rates and, therefore, also to a lower perceived risk of COVID-19. Importantly, when family members are already vaccinated, the level of Collective Responsibility may decrease through a lower perceived risk of COVID-19 for others. It is therefore vital that campaigns focused on students start early on since the necessity of vaccination is most salient at that stage, and, therefore, positive intentions can be formulated. Studies show that once a strong enough intention to get vaccinated is formed, this likely translates into action [70]. In terms of policy, to enhance the transition from intention to behavior, the process of getting vaccinated should be easy, fast and without unforeseen barriers [71].

Limitations and future research

The study has several limitations. First, we measure vaccination intention and not actual vaccination behavior. As the intention-behavior gap shows us that not all intentions translate into behavior [72], it would be interesting to research whether our results also hold with actual vaccination behavior as the dependent variable. Second, as we did not use a probabilistic sample, the use of inferential techniques is not entirely justifiable [73, 74]. While we used a large sample of students from three countries and, during the sampling process, approached large and representative groups of students, participation was (mostly) on a voluntary basis. Since we expected students with higher levels of social desirability to be more likely to participate, we conducted all analyses controlling for social desirability. The fact that our conclusions remained the same strengthen our belief in the validity of our results. However, it is possible that our sample suffers from other type of non-response bias and that our results should therefore be interpreted with caution. Third, as discussed, vaccination intention is context- and time-dependent. Since we use a snapshot of vaccination intention assessed in December 2020, attitudes and intention toward vaccination may have shifted over time. Finally, for future research, an important next step will be to design and test which interventions have the best outcomes in both experimental and real-life settings.

Despite its limitations, our study provides governments and public health officials with much needed levers of the important drivers of COVID-19 vaccination intention among students. Given the suggested rate of COVID-19 vaccination acceptance in our sample, we hope that our findings will contribute to the designing and improving of effective public health messaging to increase the acceptance above the percentages needed to achieve herd immunity.

Acknowledgments

We thank Karl Wennberg, Srebrenka Letina, Enrico Santarelli, Andrew Burke, Jinia Mukerjee, José María Millán, Jorge Barrientos Marín, Joern Block and Olivier Torrès for their involvement in the T1 data collection in countries not used in the present study.

Data Availability

The survey data that support the findings of this study are available from the EUR Data Repository (doi: 10.25397/eur.14356229).

Funding Statement

The author(s) received no specific funding for this work.

References

  • 1.Polack FP, Thomas SJ, Kitchin N, Absalon J, Gurtman A, Lockhart S, et al. Safety and efficacy of the BNT162b2 mRNA Covid-19 vaccine. New England Journal of Medicine. 2020;383: 2603–2615. doi: 10.1056/NEJMoa2034577 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 2.Voysey M, Clemens SAC, Madhi SA, Weckx LY, Folegatti PM, Aley PK, et al. Safety and efficacy of the ChAdOx1 nCoV-19 vaccine (AZD1222) against SARS-CoV-2: an interim analysis of four randomised controlled trials in Brazil, South Africa, and the UK. The Lancet. 2021;397: 99–111. [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3.Melinda Mills, Charles Rahal, David Brazel, Jiani Yan, Sofia Gieysztor. COVID-19 vaccine deployment: Behaviour, ethics, misinformation and policy strategies. 2020. [Google Scholar]
  • 4.Randolph HE, Barreiro LB. Herd immunity: understanding COVID-19. Immunity. 2020;52: 737–741. doi: 10.1016/j.immuni.2020.04.012 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5.Anderson RM, Vegvari C, Truscott J, Collyer BS. Challenges in creating herd immunity to SARS-CoV-2 infection by mass vaccination. The Lancet. 2020;396: 1614–1616. doi: 10.1016/S0140-6736(20)32318-7 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 6.World Health Organization. Ten threats to global health in 2019. 2019. Available: https://www.who.int/news-room/spotlight/ten-threats-to-global-health-in-2019 [Google Scholar]
  • 7.MacDonald NE. Vaccine hesitancy: Definition, scope and determinants. Vaccine. 2015;33: 4161–4164. doi: 10.1016/j.vaccine.2015.04.036 [DOI] [PubMed] [Google Scholar]
  • 8.Dubé E, Laberge C, Guay M, Bramadat P, Roy R, Bettinger JA. Vaccine hesitancy. Human Vaccines & Immunotherapeutics. 2013;9: 1763–1773. doi: 10.4161/hv.24657 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 9.Larson HJ, de Figueiredo A, Xiahong Z, Schulz WS, Verger P, Johnston IG, et al. The State of Vaccine Confidence 2016: Global Insights Through a 67-Country Survey. EBioMedicine. 2016;12: 295–301. doi: 10.1016/j.ebiom.2016.08.042 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Neumann-Böhme S, Varghese NE, Sabat I, Barros PP, Brouwer W, van Exel J, et al. Once we have it, will we use it? A European survey on willingness to be vaccinated against COVID-19. The European Journal of Health Economics. 2020;21: 977–982. doi: 10.1007/s10198-020-01208-6 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 11.Murphy J, Vallières F, Bentall RP, Shevlin M, McBride O, Hartman TK, et al. Psychological characteristics associated with COVID-19 vaccine hesitancy and resistance in Ireland and the United Kingdom. Nature Communications. 2021;12. doi: 10.1038/s41467-020-20226-9 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 12.Lazarus J v, Ratzan SC, Palayew A, Gostin LO, Larson HJ, Rabin K, et al. A global survey of potential acceptance of a COVID-19 vaccine. Nature Medicine. 2020. doi: 10.1038/s41591-020-1124-9 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13.Dubé E, Gagnon D, Nickels E, Jeram S, Schuster M. Mapping vaccine hesitancy—Country-specific characteristics of a global phenomenon. Vaccine. 2014;32: 6649–6654. doi: 10.1016/j.vaccine.2014.09.039 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Schmid P, Rauber D, Betsch C, Lidolt G, Denker M-L. Barriers of Influenza Vaccination Intention and Behavior–A Systematic Review of Influenza Vaccine Hesitancy, 2005–2016. PLOS ONE. 2017;12. doi: 10.1371/journal.pone.0170550 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15.Betsch C, Böhm R, Chapman GB. Using Behavioral Insights to Increase Vaccination Policy Effectiveness. Policy Insights from the Behavioral and Brain Sciences. 2015;2: 61–73. doi: 10.1177/2372732215600716 [DOI] [Google Scholar]
  • 16.Gerend MA, Shepherd JE. Predicting human papillomavirus vaccine uptake in young adult women: comparing the health belief model and theory of planned behavior. Annals of Behavioral Medicine. 2012;44: 171–180. doi: 10.1007/s12160-012-9366-5 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17.Xiao X, Wong RM. Vaccine hesitancy and perceived behavioral control: A meta-analysis. Vaccine. 2020;38. doi: 10.1016/j.vaccine.2020.04.076 [DOI] [PubMed] [Google Scholar]
  • 18.Betsch C, Schmid P, Heinemeier D, Korn L, Holtmann C, Böhm R. Beyond confidence: Development of a measure assessing the 5C psychological antecedents of vaccination. PloS one. 2018;13. doi: 10.1371/journal.pone.0208601 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19.Malik AA, McFadden SM, Elharake J, Omer SB. Determinants of COVID-19 vaccine acceptance in the US. EClinicalMedicine. 2020;26: 100495. doi: 10.1016/j.eclinm.2020.100495 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Rhodes A, Hoq M, Measey M-A, Danchin M. Intention to vaccinate against COVID-19 in Australia. The Lancet Infectious Diseases. 2020. doi: 10.1016/S1473-3099(20)30724-6 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Karlsson LC, Soveri A, Lewandowsky S, Karlsson L, Karlsson H, Nolvi S, et al. Fearing the disease or the vaccine: The case of COVID-19. Personality and Individual Differences. 2021;172: 110590. doi: 10.1016/j.paid.2020.110590 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 22.Sherman SM, Smith LE, Sim J, Amlôt R, Cutts M, Dasch H, et al. COVID-19 vaccination intention in the UK: results from the COVID-19 vaccination acceptability study (CoVAccS), a nationally representative cross-sectional survey. Human Vaccines & Immunotherapeutics. 2020; 1–10. doi: 10.1080/21645515.2020.1846397 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Verity R, Okell LC, Dorigatti I, Winskill P, Whittaker C, Imai N, et al. Estimates of the severity of coronavirus disease 2019: a model-based analysis. The Lancet Infectious Diseases. 2020;20. doi: 10.1016/S1473-3099(20)30243-7 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 24.Wismans A, Letina S, Thurik R, Wennberg K, Franken I, Baptista R, et al. Hygiene and social distancing as distinct public health related behaviours among university students during the COVID-19 Pandemic. Social Psychological Bulletin. 2020;15: 1–26. [Google Scholar]
  • 25.Crowne DP, Marlowe D. A new scale of social desirability independent of psychopathology. Journal of consulting psychology. 1960;24: 349. doi: 10.1037/h0047358 [DOI] [PubMed] [Google Scholar]
  • 26.Reynolds WM. Development of reliable and valid short forms of the Marlowe‐Crowne Social Desirability Scale. Journal of clinical psychology. 1982;38: 119–125. [Google Scholar]
  • 27.van de Mortel TF. Faking it: social desirability response bias in self-report research. Australian Journal of Advanced Nursing, The. 2008;25: 40–48. [Google Scholar]
  • 28.Costa PT Jr, McCrae RR. Set like plaster? Evidence for the stability of adult personality. 1994. [Google Scholar]
  • 29.Podsakoff PM, MacKenzie SB, Podsakoff NP. Sources of method bias in social science research and recommendations on how to control it. Annual review of psychology. 2012;63: 539–569. doi: 10.1146/annurev-psych-120710-100452 [DOI] [PubMed] [Google Scholar]
  • 30.Guillot C, Phirmis L, Servy H, Duputel B, Bauduceau B, Sultan A. Représentations et pratiques de vaccinations : enquête auprès de 3721 personnes diabétiques. Revue d’Épidémiologie et de Santé Publique. 2020;68: S81–S82. 10.1016/j.respe.2020.04.036 [DOI] [Google Scholar]
  • 31.Ajzen I. Constructing a theory of planned behavior questionnaire. 2006. [cited 16 Feb 2021]. Available: http://people.umass.edu/aizen/pdf/tpb.measurement.pdf. [Google Scholar]
  • 32.Meertens RM, Lion R. Measuring an Individual’s Tendency to Take Risks: The Risk Propensity Scale1. Journal of Applied Social Psychology. 2008;38: 1506–1520. 10.1111/j.1559-1816.2008.00357.x [DOI] [Google Scholar]
  • 33.Ferrero MCA, Bessière V. T he Implementation of Creative ideas: an Experimental Investiation of the Role of Entrepreneurs’ Confidence and Risk-Taking Behaviour. Frontiers of Entrepreneurship Research. 2017;37: 11. [Google Scholar]
  • 34.Koffarnus MN, Bickel WK. A 5-trial adjusting delay discounting task: accurate discount rates in less than one minute. Experimental and clinical psychopharmacology. 2014;22: 222. doi: 10.1037/a0035973 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 35.Mazur JE. An adjusting procedure for studying delayed reinforcement. Commons ML; Mazur JE; Nevin JA. 1987; 55–73. [Google Scholar]
  • 36.Yoon JH, Higgins ST. Turning k on its head: Comments on use of an ED50 in delay discounting research. Drug and Alcohol Dependence. 2008;95: 169–172. doi: 10.1016/j.drugalcdep.2007.12.011 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 37.Steinberg L, Sharp C, Stanford MS, Tharp AT. New tricks for an old measure: The development of the Barratt Impulsiveness Scale–Brief (BIS-Brief). Psychological assessment. 2013;25: 216. doi: 10.1037/a0030550 [DOI] [PubMed] [Google Scholar]
  • 38.Patton JH, Stanford MS, Barratt ES. Factor structure of the Barratt impulsiveness scale. Journal of clinical psychology. 1995;51: 768–774. doi: [DOI] [PubMed] [Google Scholar]
  • 39.Bayle FJ, Bourdel MC, Caci H, Gorwood P, Chignon JM, Ades J, et al. Factor analysis of french translation of the Barratt impulsivity scale (BIS-10). Canadian journal of psychiatry Revue canadienne de psychiatrie. 2000;45: 156–165. doi: 10.1177/070674370004500206 [DOI] [PubMed] [Google Scholar]
  • 40.Lijffijt M, Barratt ES. Unpublished Translation of the Barratt Impulsiveness Scale. 2005. [Google Scholar]
  • 41.Scheier MF, Carver CS, Bridges MW. Distinguishing optimism from neuroticism (and trait anxiety, self-mastery, and self-esteem): a reevaluation of the Life Orientation Test. Journal of personality and social psychology. 1994;67: 1063. doi: 10.1037//0022-3514.67.6.1063 [DOI] [PubMed] [Google Scholar]
  • 42.ten Klooster PM, Weekers AM, Eggelmeijer F, van Woerkom JM, Drossaert C, Taal E, et al. Optimisme en/of pessimisme: factorstructuur van de Nederlandse Life Orientation Test-Revised. Psychologie en Gezondheid. 2010;38: 89–100. [Google Scholar]
  • 43.Trottier C, Trudel P, Halliwell WR. Présentation des deux principales théories nord-américaines sur l’optimisme. Staps. 2007; 9–28. [Google Scholar]
  • 44.Schwarzer R, Jerusalem M. Generalized self-efficacy scale. Measures in health psychology: A user’s portfolio Causal and control beliefs. 1995;1: 35–37. [Google Scholar]
  • 45.Teeuw B, Schwarzer R, Jerusalem M. Dutch general self-efficacy scale. 1994. Available: http://userpage.fu-berlin.de/~health/dutch.htm [Google Scholar]
  • 46.Dumont M, Schwarzer R, Jerusalem M. French Adaptation of the General Self-Efficacy Scale-Auto-efficacité Généralisée. 2000. Available: userpage. fuberlin. de/~ health/french. htm [Google Scholar]
  • 47.Jones DN, Paulhus DL. Introducing the short dark triad (SD3) a brief measure of dark personality traits. Assessment. 2014;21: 28–41. doi: 10.1177/1073191113514105 [DOI] [PubMed] [Google Scholar]
  • 48.Atitsogbe KA, Hansenne M, Pari P, Rossier J. Normal Personality, the Dark Triad, Proactive Attitude and Perceived Employability: A Cross-Cultural Study in Belgium, Switzerland and Togo. Psychologica Belgica. 2020;60: 217. doi: 10.5334/pb.520 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 49.Lee K, Ashton MC. Psychometric properties of the HEXACO-100. Assessment. 2018;25: 543–556. doi: 10.1177/1073191116659134 [DOI] [PubMed] [Google Scholar]
  • 50.Boies K, Yoo T-Y, Ebacher A, Lee K, Ashton MC. Validity studies psychometric properties of scores on the French and Korean versions of the Hexaco personality inventory. educational and Psychological Measurement. 2004;64: 992–1006. [Google Scholar]
  • 51.de Vries RE, Lee K, Ashton MC. The Dutch HEXACO Personality Inventory: Psychometric properties, self–other agreement, and relations with psychopathy among low and high acquaintanceship dyads. Journal of personality assessment. 2008;90: 142–151. doi: 10.1080/00223890701845195 [DOI] [PubMed] [Google Scholar]
  • 52.Romero E, Villar P, López-Romero L. Assessing six factors in Spain: Validation of the HEXACO-100 in relation to the Five Factor Model and other conceptually relevant criteria. Personality and Individual Differences. 2015;76: 75–81. 10.1016/j.paid.2014.11.056 [DOI] [Google Scholar]
  • 53.de Vries RE. The 24-item Brief HEXACO Inventory (BHI). Journal of Research in Personality. 2013;47: 871–880. 10.1016/j.jrp.2013.09.003 [DOI] [Google Scholar]
  • 54.McCrae RR, Kurtz JE, Yamagata S, Terracciano A. Internal consistency, retest reliability, and their implications for personality scale validity. Personality and social psychology review. 2011;15: 28–50. doi: 10.1177/1088868310366253 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 55.Nichols AL, Webster GD. The single-item need to belong scale. Personality and Individual Differences. 2013;55: 189–192. 10.1016/j.paid.2013.02.018 [DOI] [Google Scholar]
  • 56.Sanquirgo N, Oberle D, Chekroun P. The Need to Belong scale: French validation and impact on reactions to deviance. Annee Psychologique. 2012;112: 85–113. [Google Scholar]
  • 57.Hayes AF. Introduction to mediation, moderation, and conditional process analysis: A regression-based approach. Guilford publications; 2017. [Google Scholar]
  • 58.Shrout PE, Bolger N. Mediation in experimental and nonexperimental studies: new procedures and recommendations. Psychological methods. 2002;7: 422. [PubMed] [Google Scholar]
  • 59.Hayes AF, Scharkow M. The relative trustworthiness of inferential tests of the indirect effect in statistical mediation analysis: Does method really matter? Psychological science. 2013;24: 1918–1927. doi: 10.1177/0956797613480187 [DOI] [PubMed] [Google Scholar]
  • 60.Cheung MWL. Comparison of methods for constructing confidence intervals of standardized indirect effects. Behavior Research Methods. 2009;41: 425–438. doi: 10.3758/BRM.41.2.425 [DOI] [PubMed] [Google Scholar]
  • 61.IBM SPSS Statistics for Windows, Version 25.0. Armonk, NY: IBM Corp.; 2017. [Google Scholar]
  • 62.Pastorino R, Villani L, Mariani M, Ricciardi W, Graffigna G, Boccia S. Impact of COVID-19 Pandemic on Flu and COVID-19 Vaccination Intentions among University Students. Vaccines. 2021;9: 70. doi: 10.3390/vaccines9020070 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 63.Baumeister RF, Leary MR. The need to belong: desire for interpersonal attachments as a fundamental human motivation. Psychological bulletin. 1995;117: 497. [PubMed] [Google Scholar]
  • 64.Frew PM, Lutz CS. Interventions to increase pediatric vaccine uptake: An overview of recent findings. Human vaccines & immunotherapeutics. 2017;13: 2503–2511. doi: 10.1080/21645515.2017.1367069 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 65.Glaeser E, Sunstein CR. Does more speech correct falsehoods? The Journal of Legal Studies. 2014;43: 65–93. [Google Scholar]
  • 66.Betsch C, Böhm R, Korn L, Holtmann C. On the benefits of explaining herd immunity in vaccine advocacy. Nature human behaviour. 2017;1: 1–6. [Google Scholar]
  • 67.Ibuka Y, Li M, Vietri J, Chapman GB, Galvani AP. Free-riding behavior in vaccination decisions: an experimental study. PloS one. 2014;9: e87164. doi: 10.1371/journal.pone.0087164 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 68.Mahase E. Covid-19: What do we know about “long covid”? bmj. 2020;370. doi: 10.1136/bmj.m2815 [DOI] [PubMed] [Google Scholar]
  • 69.Cialdini RB. Influence: Science and practice. Pearson education; Boston, MA; 2009. [Google Scholar]
  • 70.Auslander BA, Meers JM, Short MB, Zimet GD, Rosenthal SL. A qualitative analysis of the vaccine intention–behaviour relationship: parents’ descriptions of their intentions, decision-making behaviour and planning processes towards HPV vaccination. Psychology & Health. 2019;34: 271–288. doi: 10.1080/08870446.2018.1523408 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 71.daCosta DiBonaventura M, Chapman GB. Moderators of the intention–behavior relationship in influenza vaccinations: Intention stability and unforeseen barriers. Psychology & Health. 2005;20: 761–774. doi: 10.1080/14768320500183368 [DOI] [Google Scholar]
  • 72.Sheeran P. Intention—behavior relations: a conceptual and empirical review. European review of social psychology. 2002;12: 1–36. [Google Scholar]
  • 73.Copas JB, Li HG. Inference for non‐random samples. Journal of the Royal Statistical Society: Series B (Statistical Methodology). 1997;59: 55–95. [Google Scholar]
  • 74.Smith TMF. On the validity of inferences from non‐random samples. Journal of the Royal Statistical Society: Series A (General). 1983;146: 394–403. [Google Scholar]

Decision Letter 0

Camelia Delcea

21 Jun 2021

PONE-D-21-15022

Psychological characteristics associated with students’ COVID-19 vaccination intention

PLOS ONE

Dear Dr. Wismans,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

In the revised version of the paper please focus more on improving and better explaining the statistical analysis as mentioned in the reviewers' comments listed at the bottom of this email.

Please submit your revised manuscript by Aug 05 2021 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: http://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Camelia Delcea

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

Reviewer #3: Yes

Reviewer #4: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: No

Reviewer #3: Yes

Reviewer #4: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: -the authors should be write the abbreviation lists example: COVID-19,UK,IBM,SPSS etc.

- the authors give a gap or the space appears the line of the text in the references.

-clarify the statistical model used for this study.

- how to determine the sample size and which sampling technique is applied?

Reviewer #2: The authors describe partial results from the Erasmus University Rotterdam International COVID-19 Student Survey (EURICSS), related specifically to vaccination intention in university students from three countries: the Netherlands, Belgium and Portugal. They use the questions related to scales measuring the 5C model and some personality trait questions, along with a measure of vaccination intention, to perform a regression analysis and a mediation analysis.

The paper is written in a clear manner and presents enough details about the definition of each of the variables, and how they were measured in the survey. Two things are of concern in my opinion: 1) the authors are not using a probabilistic sample, or at least it was not explained as such in the methods section, and thus using or calculating standard errors and p-values for the regression model and the mediation analysis is not entirely justifiable. 2) All the figures in the paper need to have a better quality: figures 1 and 3 do not have an appropriate resolution to be readable. Fig 3 does not include a clear label on the x axis. Figs 2 and 4 do not include the paths, and thus are not very useful.

The description of the results per question should be included in the paper. This table is now in the supporting information, but it could be added to the main article without the correlations, and a heat plot can be used to represent the correlations between variables. This description is specially useful when presenting the regression model results. In this case, Table 1 is giving inferential statistics details (that should be calculated only if this was a probabilistic sample), but it is not very illustrative about 1) the assumptions of the model and 2) the complete description of each of the variables.

The mediation analysis are hard to follow without Fig 2 and 4 and/or a model equation. In any case they have the same problem as the regression model: a clear description of the variables (are there extreme values that could be affecting the analysis, for example?) and the fact that the authors are using inferential techniques on what looks like a convenience sample.

In summary, without a probabilistic sample the inferential results should be taken with a grain of salt. The authors do note in the limitations of the study that the sample might not be completely generalizable to all young adults, but they do interpret their results in a matter that leads to believe that they are generalizable to all the students from these three countries. My question is: if this is the case, and if so, how would the authors argue that this is true.

If this is clarified, and the recommendations about the results and figures are implemented, I think this manuscript can be technically sound.

Reviewer #3: Comments

The paper examines an interesting area, as it examines the psychological characteristics associated with students’ COVID-19 vaccination intention. Having read through the paper, I do not believe it needs any grammar editing.

Having read through the article, I have the following comments and suggestions.

Overall

The article has too many words in its current state. The authors should try to reduce the word count of the article.

Title

The title should reflect the 5C model used to make it catch the attention of the readers.

Abstract

As the study is a quantitative one, the abstract should contain the relevant coefficients showing the relationships between variables.

Introduction

A stronger justification should be given for using university students a representation of young persons, as they are only a fraction of all young persons.

Also, more information should be given about the 5C model. A brief summary of the theory should be added to the paper for readers not already familiar with the model.

Methodology

The methodology is adequate to answer the research objectives.

Discussion and Conclusion

This section is also adequate.

Reviewer #4: Reviewer Comments

1. In the abstract part line 25 the countries and the model connected by and please write separately.

In introduction

1. In your introduction part line 53, which vaccine is different? Please specify

2. The paragraph stated from line 74- 80 seems like discussion and it is better to take it to discussion part of your study.

Materials and methods

1. In material and methods part in line 135-141 you say that the data were collected on two survey and you collect data first from 10 countries. So what are those 10 countries and do the three countries namely (Netherland, Belgium and Portugal) include in the first survey or not? Please specify.

2. In line 151 you stated that your total sample size is 1,137 which is obtained from three countries (Netherlands N= 195, Belgium N= 745, and Portugal N=294) the total value here is 1,234 which is different from the sample size you stated before. How? Specify you sample size clearly.

3. The sampling method you used is not clear. Please write what type of sampling method you use.

4. In line 206 you write r=0.62 and p<0.01. What are r and p? If r is correlation coefficient how could you do correlation likert skale data?

Result

1. On your result part line 329-341 the descriptive statistics about COVID-19 vaccination intention of students is not similar with the result of the bar graph, in the bar graph in fig 3 the highest frequency is “defiantly not” but you interpretation is different.

2. In line 557 You use the model OLS regression for intention of students for COVID-19 vaccination on independent variables. But you did not mention model adequacy please write how could you check your model is adequate.

3.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

Reviewer #4: No

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Attachment

Submitted filename: Comments for PLoS paper.docx

Attachment

Submitted filename: PONE-D-21-15022_reviewer.pdf

PLoS One. 2021 Aug 11;16(8):e0255382. doi: 10.1371/journal.pone.0255382.r002

Author response to Decision Letter 0


12 Jul 2021

Dear Dr. Camelia Delcea,

Thank you for allowing us to revise and resubmit our manuscript. Below we list the comments from the reviewers in bold text, followed by our responses in plain text.

We believe that the changes made have significantly improved the manuscript. In our response to each comment, we outline how we have addressed the issues raised by the reviewers. We hope that you and the reviewers agree that the revised version of the manuscript addresses the concerns raised in a transparent and satisfactory way.

Best regards,

The authors

Reviewer #1:

1.1 the authors should be write the abbreviation lists example: COVID-19,UK,IBM,SPSS etc.

Thank you for pointing this out. We have scanned the document and removed unnecessary use of abbreviations. Moreover, we now introduce COVID-19 as abbreviation of coronavirus disease 2019 at the start of the paper. We believe that the use of other abbreviations in the current version is so limited that a list is not necessary. We hope you agree.

1.2 the authors give a gap or the space appears the line of the text in the references.

We no longer indent the first line of the references. Thank you.

1.3 clarify the statistical model used for this study.

We have extended the description of the statistical methods used. We hope this makes our analyses easier to follow.

1.4 how to determine the sample size and which sampling technique is applied?

We have added more information on the sampling process to the paper. As you know, we use data of two surveys (T1, April-May 2020, and T1, December 2020). For our study, we make use of data collected from participants that responded both at T1 and T2. In the paper, we now describe the sampling process at T1 per country, sample sizes that were acquired in our first survey (T1), the number of students sharing their e-mail address for potential participation in a follow-up and finally the response rate acquired at T2 which led to the final sample used in our study.

Conducting a power analysis using G*power 3.1.9.7 to estimate the required sample size given an effect size of .02, alpha of .05, a power of .90, and 11 predictors (our most extensive model in the paper), we find that a sample of 1,053 participants would be required. Our sample consists of 1,137 participants, which meets this requirement. We admit that we did not conduct this power analysis upfront. However, we made a motivated decision in only inviting Dutch, Belgian and Portuguese participants for follow-up, as these countries were the only countries for with a sufficient number of students indicated to be willing to participate again at T1.

We would like to express our gratitude to you for reviewing our manuscript and helping to identify weaknesses in the earlier version. We hope that the revised version of the manuscript addresses the concerns you have raised in a transparent and satisfactory way.

/The authors 

Reviewer #2:

The authors describe partial results from the Erasmus University Rotterdam International COVID-19 Student Survey (EURICSS), related specifically to vaccination intention in university students from three countries: the Netherlands, Belgium and Portugal. They use the questions related to scales measuring the 5C model and some personality trait questions, along with a measure of vaccination intention, to perform a regression analysis and a mediation analysis.

The paper is written in a clear manner and presents enough details about the definition of each of the variables, and how they were measured in the survey.

Two things are of concern in my opinion:

2.1 The authors are not using a probabilistic sample, or at least it was not explained as such in the methods section, and thus using or calculating standard errors and p-values for the regression model and the mediation analysis is not entirely justifiable.

Thank you for this remark. As this point is also addressed in several comments below, we choose to extensively address it in response to the present comment.

We agree that the use of a non-probabilistic sample is a limitation of our study and that, strictly speaking, the use of inferential statistics is not completely justifiable (Copas & Li, 1997; Smith, 1983). We now more prominently acknowledge this limitation in our paper and have moderated our language and claims. Firstly, we do not longer generalize the results of our sample to all young adults. Moreover, we are less strong in our claims on the generalizability of the results to all students. In social science research such as the present study - involving participants who we have to recruit and ask for permission -, we almost never use pure probabilistic samples (they are more or less probabilistic) and we always have to deal with some form of sampling bias. Completely disregarding our study because of the use inferential statistics would not be in line with the tradition in social sciences. Several studies have shown that samples gathered using Internet methods are at least as diverse as many of the sample used in psychological research and are usually not maladjusted (e.g. Gosling et al., 2004). We believe that there are multiple reasons why the analyses shown in our paper are still valuable and that bias in our sample is limited. We list them below.

First, as the first wave of data collection took place during the early phase of the COVID-19 pandemic, our main focus was to collect timely data capturing valuable information related to the COVID-19 pandemic. There was no time to acquire sufficient funds to incentivize students and, thereby, to collect a survey that was not based on voluntary participation. While our sample is not entirely probabilistic, we did use a sampling method which makes our sample close to random and which is more solid than most methods employed in a large share of social sciences research, such as sharing via social media, word of mouth and ‘snowball sampling’ (Christner et al. 2021, Coroiu et al., 2020, Wang et al., 2020 – all published in PLOS One). In our study, during the first wave of data collection, large and representative groups of students were systematically approached in all three countries (Netherlands, Belgium, and Portugal). In contrast to the social media and snowball sampling techniques, this means that we did approach a representative group of students. However, as participation was mostly voluntary, we agree that we must address the limitation of using a non-probabilistic sample in our paper and justify why our sample is valid. In the revised version of our manuscript, we now give an extensive explanation of the sampling method and inform the reader about the limitations of our sample in the methods and discussion section. See below the text that was added to the manuscript related to this (part 3 and part 4).

Second, because participation in the survey was on a voluntary basis, we believe that the only bias that may arise in our sample is that we recruited students with high levels of social desirability. In other words, it is possible that students who are more agreeable and showing socially desirable behaviour were more likely to participate and also remain in the study during follow-up than students that did not participate. To control for this aspect, we collected data on the level of social desirability of students using the 13-item short form (C) of the Marlow-Crowne Social Desirability Scale (SDS) during the T2 survey (Crowne & Marlowe, 1960; Reynolds, 1982). SDS’s have been advocated as a means to check the robustness of results based on self-report data (Van de Mortel, 2008). Therefore, we repeated all analyses presented in the paper (Tables 2-7) controlling for social desirability by including scores on the short form SDS and find that all our conclusions presented in the paper stay the same. For the reviewer’s information, the results are presented in Tables 1-6 below under the header ‘Robustness Check - Social Desirability Scale’ (part 1).

Third, while the response rate of our follow-up study was very high (39.2%) and therefore it is less likely to be affected by non-response bias, we conducted additional analyses to compare some demographic and general variables between the T1 and T2 sample. To test whether the participants who participated in the follow-up (of which we use the data in our study) differ from those who only participated at T1, we compared the T1 sample of Belgian, Portuguese, and Dutch students excluding those that participated during follow-up (T2) and compared them to this T2 sample. Continuous variables were compared using independent samples t-tests (Table 7), whereas categorical variables were compared using Pearson Chi-square tests (Table 8). The results of these analyses are presented in part 2 (‘Robustness check – follow-up respondents versus T1 only respondents’).

Overall, we see that T1 and T2 samples did not differ regarding age, government trust, and risk perception of COVID-19 for family and friends. With respect to gender, although the follow-up sample contains less females, the difference is not statistically significant at 5% level. As females were overrepresented in the first wave, the relative decrease in female participants makes the sample we use more representative with respect to gender. Finally, we only find a small difference with respect to risk perception of COVID-19 for oneself. The follow-up sample had a lower risk perception of COVID-19 for oneself than the group that did not participate in T2 (p=.03). We conclude that the differences between the two samples are limited to lower risk perception of COVID-19 for oneself.

In conclusion, we believe that our results are valuable and can be published in their current form. As mentioned, we do agree that we should have been clearer about our sampling method and the accompanying limitations. We now address this both in the methods and discussion (see below for the text that was added to the manuscript (part 3 and 4)). Finally, as indicated above, we have moderated our language throughout the paper and we no longer draw strong conclusions on the generalizability or our results.

1. Robustness Check - Social Desirability Scale

In Table 1 below, we present the results of the regression analysis of Table 1 in the paper, excluding and including the SDS. One can see that the effect sizes and significance levels of the variables of interest (5C model) and therefore the conclusions drawn in the paper remain the same when including the SDS.

In Tables 2-6 we present the indirect effects of all mediation analyses both including and excluding social desirability in the analyses. Table 1 corresponds to Table 2 in the paper, Table 2 to Table 3 and so on. For reasons of brevity, we have omitted the 30 regression models underlying these indirect effects (three regression models for each set of indirect effects, as presented in the paper). As one can see from the Tables, the conclusions on the indirect effects of the psychological variables on vaccination intention through the 5C’s stay the same for all 5C’s when including the SDS as additional control variable. The 95% Bias corrected confidence intervals all lead to the same conclusions. As in the paper, we have bold-printed those confidence intervals excluding zero. Moreover, the effect sizes of the indirect effects are virtually the same for all indirect effects. Minor differences with a maximum of .02 are present, only increasing the effect sizes and consequently strengthening the conclusions drawn in the paper.

Table 1. OLS regression analyses with vaccination intention as dependent variable – Including and excluding social desirability

- See Tables in response letter file

Table 2. Mediation analyses with Confidence as mediator, excluding and including social desirability

- See Tables in response letter file

Table 3. Mediation analyses with Calculation as mediator, excluding and including social desirability

- See Tables in response letter file

Table 4. Mediation analyses with Complacency as mediator, excluding and including social desirability

- See Tables in response letter file

Table 5. Mediation analyses with Constraints as mediator, excluding and including social desirability

- See Tables in response letter file

Table 6. Mediation analyses with Collective Responsibility as mediator, excluding and including social desirability

- See Tables in response letter file

2. Robustness Check – follow-up respondents versus T1 only respondents

Table 7. T-tests comparing follow-up respondents and T1 only respondents

- See Tables in response letter file

Table 8. Pearson Chi-Square tests comparing follow-up respondents and T1 only respondents

- See Tables in response letter file

3. Added text Limitation section

“Second, as we did not use a probabilistic sample, the use of inferential techniques is not entirely justifiable [70,71]. While we used a large sample of students from three countries and during the sampling process approached large and representative groups of students, participation was (mostly) on a voluntary basis. Since we expected students with higher levels of social desirability to be more likely to participate, we conducted all analyses controlling for social desirability. The fact that our conclusions remained the same strengthen our belief in the validity of our results. However, it is possible that our sample suffers from other type of non-response bias and that our results should therefore be interpreted with caution.”

4. Added text Methods section

“As we did not use a completely probabilistic sample, it should be noted that our findings may not be generalizable to all students. However, we believe that as we approached representative and large groups of students, risk of bias mostly arises from voluntary participation. It is therefore probable that students who are more agreeable and show more socially desirable behavior are more likely to join in both surveys. To check whether this has affected our outcomes, we conducted all analyses presented in the paper controlling for scores on the adapted 13-item short (form C) Social Desirability Scale of Marlow-Crowne [25,26]. The use of social desirability scales has been advocated to check the robustness of results by controlling for response bias [27]. Based on these additional analyses, we find that all conclusions drawn in the current study remain the same.”

2.2 All the figures in the paper need to have a better quality: figures 1 and 3 do not have an appropriate resolution to be readable. Fig 3 does not include a clear label on the x axis. Figs 2 and 4 do not include the paths, and thus are not very useful.

Thank you for pointing this out. By accident, the x-axis of Figure 3 was replaced by numbers. This has been corrected. Moreover, something seems to have gone wrong with respect to the paths between uploading and sharing the Figures as they are visible in our images. We have made sure the resolution is higher and we expect the paths to be visible now.

2.3 The description of the results per question should be included in the paper. This table is now in the supporting information, but it could be added to the main article without the correlations, and a heat plot can be used to represent the correlations between variables. This description is specially useful when presenting the regression model results. In this case, Table 1 is giving inferential statistics details (that should be calculated only if this was a probabilistic sample), but it is not very illustrative about 1) the assumptions of the model and 2) the complete description of each of the variables.

We have shifted the table including descriptive statistics of all variables of our study from the supporting information to the manuscript. We agree this information is important in interpreting the regression analyses. We now present mean, standard deviations, range of all variables. Moreover, we decided to include the correlation table instead of the heat plot. Finally, we have added the F-statistic of the regression analysis to the table and now describe the variance inflation factors and R2.

2.4 The mediation analysis are hard to follow without Fig 2 and 4 and/or a model equation. In any case they have the same problem as the regression model: a clear description of the variables (are there extreme values that could be affecting the analysis, for example?) and the fact that the authors are using inferential techniques on what looks like a convenience sample.

We have extended the explanation of the mediation analyses. We hope that the extended explanation together with the Figures (including paths) will clarify the analyses performed. As indicated above, we have now added a description of the variables (range, Mean, SD and correlations) to the paper.

For a response to your critique on the use of non-probabilistic sample, we refer to our reply to comment 2.1

2.5 In summary, without a probabilistic sample the inferential results should be taken with a grain of salt. The authors do note in the limitations of the study that the sample might not be completely generalizable to all young adults, but they do interpret their results in a matter that leads to believe that they are generalizable to all the students from these three countries. My question is: if this is the case, and if so, how would the authors argue that this is true.

As indicated above, we no longer generalize our findings to all young adults and are more prudent in our interpretations. We have moderated our language and have addressed the limitations that come with the use our sample in the revised version of our manuscript. For an extensive reply, we refer to our response to comment 2.1 in which we address the use of non-probabilistic sample.

If this is clarified, and the recommendations about the results and figures are implemented, I think this manuscript can be technically sound.

We would like to express our gratitude to you for reviewing our manuscript and helping to identify weaknesses in the earlier version. We hope that the revised version of the manuscript addresses the concerns you have raised in a transparent and satisfactory way.

/The authors

References

Christner, N., Essler, S., Hazzam, A., Paulus, M. (2021). Children’s psychological well-being and problem behavior during the COVID-19 pandemic: An online study during the lockdown period in Germany. PLOS One, 16(6), e0253473.

Coroiu, A., Moran, C., Campbell, T., & Geller, A. C. (2020). Barriers and facilitators of adherence to social distancing recommendations during COVID-19 among a large international sample of adults. PLOS One, 15(10), e0239795.

Copas, J. B., & Li, H. G. (1997). Inference for non‐random samples. Journal of the Royal Statistical Society: Series B (Statistical Methodology), 59(1), 55-95.

Crowne, D. P., & Marlowe, D. (1960). A new scale of social desirability independent of psychopathology. Journal of Consulting Psychology, 24(4), 349.

Gosling, S. D., Vazire, S., Srivastava, S., & John, O. P. (2004). Should we trust web-based studies? A comparative analysis of six preconceptions about internet questionnaires. American Psychologist, 59(2), 93.

Reynolds, W. M. (1982). Development of reliable and valid short forms of the Marlowe‐Crowne Social Desirability Scale. Journal of Clinical Psychology, 38(1), 119-125.

Smith, T. M. F. (1983). On the validity of inferences from non‐random samples. Journal of the Royal Statistical Society: Series A (General), 146(4), 394-403.

Van de Mortel, T. F. (2008). Faking it: social desirability response bias in self-report research. Australian Journal of Advanced Nursing, The, 25(4), 40.

Wang, H., Xia, Q., Xiong, Z., Li, Z., Xiang, W., Yuan, Y., ... & Li, Z. (2020). The psychological distress and coping styles in the early stages of the 2019 coronavirus disease (COVID-19) epidemic in the general mainland Chinese population: A web-based survey. PLOS One, 15(5), e0233410.

Reviewer #3: Comments

The paper examines an interesting area, as it examines the psychological characteristics associated with students’ COVID-19 vaccination intention. Having read through the paper, I do not believe it needs any grammar editing.

Having read through the article, I have the following comments and suggestions.

Overall

3.1 The article has too many words in its current state. The authors should try to reduce the word count of the article.

Thanks for the hint, you are right. In view of the many constructive suggestions of the referees, the length of the manuscript became slightly longer. We will discuss with the editor how to go about.

Title

3.2 The title should reflect the 5C model used to make it catch the attention of the readers.

Thank you, we agree that adding the 5C model to the title is important to catch readers’ attention and give a better description of our study. We have changed the full title to: ‘Psychological characteristics and the mediating role of the 5C Model in explaining students’ COVID-19 vaccination intention’. The short title – which should consist of less than 100 characters - is: Psychological characteristics, the 5C Model and students’ COVID-19 vaccination intention’.

Abstract

3.3 As the study is a quantitative one, the abstract should contain the relevant coefficients showing the relationships between variables.

We added the standardized coefficients relating to the relationships between the 5C model and vaccination intention presented in Table 1 to the abstract. However, adding the 95% Bias Corrected-Confidence interval for the other seven relationships presented would make the abstract overly long and would lower readability.

Introduction

3.4 A stronger justification should be given for using university students a representation of young persons, as they are only a fraction of all young persons.

Upon receiving the comments of the reviewers, we have realized that it is not justifiable to generalize the findings of our study to all young adults. Therefore, we decided to no longer talk about young adults in the paper, but rather discuss our results with respect to the student population. Additionally, we also mention the use of our non-probabilistic sample as a limitation both in the data and discussion section. Finally, we have moderated our language throughout the paper and we no longer draw strong conclusions on the generalizability or our results.

3.5 Also, more information should be given about the 5C model. A brief summary of the theory should be added to the paper for readers not already familiar with the model.

We have extended the explanation of the 5C model in the introduction. We now also explain its aim and more extensively describe the 5C’s. Thank you for this suggestion.

Methodology

3.6 The methodology is adequate to answer the research objectives.

Thank you.

Discussion and Conclusion

3.7 This section is also adequate.

Thank you.

We would like to express our gratitude to you for reviewing our manuscript and helping to identify weaknesses in the earlier version. We hope that the revised version of the manuscript addresses the concerns you have raised in a transparent and satisfactory way.

/The authors

Reviewer #4: Reviewer Comments

4.1 In the abstract part line 25 the countries and the model connected by and please write separately.

Thank you for pointing this out. We have split this sentence into two.

In introduction

4.2 In your introduction part line 53, which vaccine is different? Please specify

This has been clarified. Thank you.

4.3 The paragraph stated from line 74- 80 seems like discussion and it is better to take it to discussion part of your study.

These lines present previous findings of (the limited range of) studies on COVID-19 vaccination intention. We feel that this information should be briefly addressed in the introduction of our paper. We have tried to make it clearer that we talk about previous literature and not about our own results by adding the bold printed words:

‘Regarding COVID-19 vaccination, previous studies have shown that women, younger adults, unemployed individuals and those with a lower socioeconomic status are less likely to get vaccinated [11,19,20]. Moreover, it was recently shown that psychological profiles play a role: vaccine-hesitant and vaccine-resistant individuals are less altruistic, conscientious, more disagreeable, emotionally unstable, and self-interested than are vaccine-acceptant individuals [11]. Finally, higher COVID-19 vaccination intention is associated with more positive general and COVID-19 vaccination beliefs, as well as higher perceived vaccine efficacy and safety [20–22].’

Materials and methods

4.4 In material and methods part in line 135-141 you say that the data were collected on two survey and you collect data first from 10 countries. So what are those 10 countries and do the three countries namely (Netherland, Belgium and Portugal) include in the first survey or not? Please specify.

We understand that this should be clarified. We have now added some additional explanation to make sure it is clear that the follow-up survey was conducted with only students from the Netherlands, Belgium and Portugal that also participated in the first wave of data collection. Moreover, we now mention the T1 sample size of these countries, the number of Dutch, Belgian and Portuguese students sharing their e-mail address at T1 and the T2 response rate. We hope sharing this information makes the sampling process clearer. We do not want to specifically mention the other seven countries (which are Spain, Ireland, Italy, Sweden, France, India, Colombia), as we think this would be confusing.

4.5 In line 151 you stated that your total sample size is 1,137 which is obtained from three countries (Netherlands N= 195, Belgium N= 745, and Portugal N=294) the total value here is 1,234 which is different from the sample size you stated before. How? Specify you sample size clearly.

The total sample size is indeed 1,137. We made a mistake in communicating the sample sizes for the countries and this has been corrected. Thanks a lot for noting and pointing this out. Moreover, due to missing values, the sample sizes of analyses can be lower. We now mention this in the method section.

4.6 The sampling method you used is not clear. Please write what type of sampling method you use.

Thank you for this comment. We substantially extended the description of our sampling method.

4.7 In line 206 you write r=0.62 and p<0.01. What are r and p? If r is correlation coefficient how could you do correlation likert skale data?

We indeed present Pearson’s correlation coefficient to justify taking the average of the two items, instead of studying them individually. It is advised to report inter-item correlation when computing composite measures of two items, as coefficient alpha is meaningless in this case (Sainfort & Booske, 2000; Verhoef, 2003). Instead of reporting Pearson’s correlation, we now report Spearman’s rho in a clearer manner.

Result

4.8 On your result part line 329-341 the descriptive statistics about COVID-19 vaccination intention of students is not similar with the result of the bar graph, in the bar graph in fig 3 the highest frequency is “defiantly not” but you interpretation is different.

An issue occurred with the x-axis of Figure 3. In the previous version the x-axis was by accident replaced by numbers instead of the vaccination intention categories. We have changed this and now Figure 3 corresponds to the text in the descriptive statistics. Our apologies, this was a sloppy mistake. Thank you for noticing.

4.9 In line 557 You use the model OLS regression for intention of students for COVID-19 vaccination on independent variables. But you did not mention model adequacy please write how could you check your model is adequate.

We have now added the F-statistic of our regression model to Table 2, which shows our model is a significant improvement compared to a model without predictors. Moreover, the high R2 value (0.54) shows the 5C model explains a large share of the variation in vaccination intention. Finally, we have described the Variance inflation factors of the model, which all lie between 1.1 and 2.1 indicating that there is no multicollinearity.

We would like to express our gratitude to you for reviewing our manuscript and helping to identify weaknesses in the earlier version. We hope that the revised version of the manuscript addresses the concerns you have raised in a transparent and satisfactory way.

/The authors

References

Sainfort, F., & Booske, B. C. (2000). Measuring post-decision satisfaction. Medical Decision Making, 20(1), 51-61.

Verhoef, P. C. (2003). Understanding the effect of customer relationship management efforts on customer retention and customer share development. Journal of Marketing, 67(4), 30-45.

Attachment

Submitted filename: Response letter PLOS One.docx

Decision Letter 1

Camelia Delcea

15 Jul 2021

Psychological characteristics and the mediating role of the 5C Model in explaining students’ COVID-19 vaccination intention

PONE-D-21-15022R1

Dear Dr. Wismans,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Camelia Delcea

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Camelia Delcea

19 Jul 2021

PONE-D-21-15022R1

Psychological characteristics and the mediating role of the 5C Model in explaining students’ COVID-19 vaccination intention

Dear Dr. Wismans:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Camelia Delcea

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Comments for PLoS paper.docx

    Attachment

    Submitted filename: PONE-D-21-15022_reviewer.pdf

    Attachment

    Submitted filename: Response letter PLOS One.docx

    Data Availability Statement

    The survey data that support the findings of this study are available from the EUR Data Repository (doi: 10.25397/eur.14356229).


    Articles from PLoS ONE are provided here courtesy of PLOS

    RESOURCES