Abstract
Topographic organization of the cerebellum is largely segregated into the anterior and posterior lobes that represent its “motor” and “non-motor” functions, respectively. Although patients with damage to the anterior cerebellum often exhibit motor deficits, it remains unclear whether and how such an injury affects cognitive and social behaviors. To address this, we perturbed the activity of major anterior lobule IV/V in mice by either neurotoxic lesion or chemogenetic excitation of Purkinje cells in the cerebellar cortex. We found that both of the manipulations impaired motor coordination, but not general locomotion or anxiety-related behavior. The lesioned animals showed memory deficits in object recognition and social-associative recognition tests, which were confounded by a lack of exploration. Chemogenetic excitation of Purkinje cells disrupted the animals’ social approach in a less-preferred context and social memory, without affecting their overall exploration and object-based memory. In a free social interaction test, the two groups exhibited less interaction with a stranger conspecific. Subsequent c-Fos imaging indicated that decreased neuronal activities in the medial prefrontal cortex, hippocampal dentate gyrus, parahippocampal cortices and basolateral amygdala, as well as disorganized modular structures of the brain networks might underlie the reduced social interaction. These findings suggest that the anterior cerebellum plays an intricate role in processing motor, cognitive and social functions.
Keywords: cerebellum, lesion, chemogenetics, object recognition, social memory, functional connectivity
Introduction
The cerebellar cortex is folded into discrete lobules composed of the anterior (lobules I-V), posterior (lobules VI-IX) and flocculonodular (lobule X) regions [1]. Classically, each of the cerebellar divisions is viewed as a unit for executing a specific function ranging from sensorimotor to cognitive, affective and social behaviors [2–6]. In general, the anterior cerebellum preferentially interacts with the motor and somatosensory cortices, which is responsible for sensorimotor functions [1–6]. The posterior cerebellum particularly interacts with the prefrontal, parietal and temporal cortices, which subserves the processing of language, working memory and social cognition [1–6]. The functional separation is also found in patients with damage to the anterior cerebellum showing ataxic motor disability, while those with damage to the posterior cerebellum exhibiting cognitive and affective, but rarely motor, impairments [7–9]. The anterior and posterior lobes can be further divided into a central vermis, intermediate paravermis and lateral hemispheres [1]. The vermis and paravermis are connected to the limbic system [10], which can be activated during motor and emotional tasks [11–13]. Moreover, they are implicated in “non-motor” symptoms of autism [14], schizophrenia [15] and other psychiatric disorders [16, 17].
Social behaviors consist of complex processes, such as intentions, emotions and memories of encounters, which relate to social perception, interaction and recognition [18, 19]. The medial prefrontal cortex (mPFC), anterior cingulate cortex (ACC), orbitofrontal cortex (OFC), hippocampus, amygdala, temporal cortex and cerebellum are important areas recruited in the organization of social behaviors [6, 20–23]. The cerebellum projects to several nuclei, including the thalamus and ventral tegmental area (VTA), which further connect to all the aforementioned cortical regions that participate in social activities [24–26]. Optogenetic manipulation of the cerebellum was able to modulate motor, cognitive and social performances by influencing neuronal activities in the VTA, thalamus, motor cortex, mPFC and parietal association cortex [25, 27–29]. In addition, a study using functional magnetic resonance imaging (fMRI) revealed that optogenetic stimulation of the cerebellar cortex altered the activation of the ACC, hippocampus, primary motor cortex and retrosplenial cortex [30]. Chemogenetic inhibition of dopamine D1 receptor-positive neurons in the lateral cerebellar nucleus disrupted spatial navigation, working memory, response inhibition and social novelty [24]. Impaired social interaction is a common phenotype in neuropsychiatric disorders. Studies in autism illustrated that the cerebellar vermis and Crus I were critical neural correlates to autistic behaviors [14, 29, 31]. Noninvasive brain stimulation of the vermis produced therapeutic effects on patients with schizophrenia [32, 33]. Optogenetic stimulation of thalamic synaptic terminals of the cerebellar nucleus compensated abnormal neuronal firing in the mPFC and cognitive deficits in an animal model relevant to schizophrenia [28]. These lines of evidence suggest that by integrating into the cerebello-cerebral network, the cerebellum (mainly the posterior lobe) is causally linked to social functions [6]. However, it remains elusive whether and how the anterior cerebellum, a representation of sensorimotor control [34], contributes to social processing.
To this end, we manipulated the activity of major lobules (IV/V) in the mouse anterior cerebellar cortex either by a conventional neurotoxic lesion method (analogous to cerebellar injuries) or by a contemporary chemogenetic approach of increasing the excitability of the output neurons, Purkinje cells (PCs) (analogous to cerebellar stimulation). Subsequently, we evaluated their impacts on mouse behaviors, including motor coordination, object recognition, social interaction and social memory. Following a free social interaction test, we conducted functional mapping of the cerebello-cerebral axis with an immediate early gene expression c-Fos [35]. Although both of the maneuvers impaired motor coordination and social interaction, the effects of the chemogenetic excitation of PCs, unlike the lesion, were not confounded by exploratory or motivational factors. This decoupling from the influence on the general activity supports the notion that the anterior cerebellum is engaged in social cognition.
Materials and Methods
Subjects
C57BL/6J mice were obtained from Jackson Laboratories (Bar Harbor, ME). They were grouped 3–5 per cage with free access to food and water. They were kept with controlled temperature and humidity under a light-dark cycle (light on from 7:00 to 19:00). They underwent the surgery (see below) at 6–8 weeks old. All procedures were in compliance with the Institutional Animal Care and Use Committee, University of Minnesota, and the Guide for the Care and Use of Laboratory Animals, National Institute of Health. As sex can be a potential variable, we only used male mice here to derive group differences. Future studies are needed to carefully examine sex difference by including male and female mice.
Surgery
Animals were randomly divided into 3 groups for microinjections of AAV5-hSyn-EGFP (control; n=10), N-Methyl-d-aspartate (NMDA; n=8) and AAV8-Pcp2-hM3Dq-mCherry (n=10). AAV5-hSyn-EGFP was purchased from Addgene (#50465, a gift from Dr. Bryan Roth). NMDA (M3262; Sigma-Aldrich, St. Louis, MO) is known to induce persistent lesions because of its neurotoxicity [36]. AAV8-Pcp2-hM3Dq-mCherry (titer >4.0×1013) was prepared by the University of Minnesota Viral Vector and Cloning Core following standard packaging procedures. Minimal Pcp2/L7 promoter was inserted into pAAV-CaMKIIa-hM3D(Gq)-mCherry (Addgene #50476, a gift from Dr. Bryan Roth) to confer specific expression of a human M3 muscarinic receptor (hM3Dq) to PCs (PC-M3) [31, 37]. The hM3Dq receptor can be activated by clozapine-N-oxide (CNO) to increase PC excitability, as attested in our laboratory [31]. Animals were anaesthetized with a cocktail of ketamine and xylazine (100 and 10 mg/kg, respectively, i.p.). Meloxicam (5 mg/kg, s.c.) was administrated as an analgesic. Animals were fixed on a stereotactic frame (Stoelting, Wood Dale, IL) and an incision was made to expose the skull. Holes were drilled above the cerebellum according to the coordinates: AP: −6.1 mm, ML: ±1.0 mm, relative to the bregma [38]. The viral vectors or NMDA solution (10 μg/μl in phosphate-buffered solution, PBS) were infused bilaterally into the cerebellum with a 33-gauge steel cannula inserted 1 mm below the dura via a 10 μl Hamilton syringe connected to a microinjection pump (CMA 100, Holliston, MA; 0.2 μl per side with a flowrate of 0.1 μl/min). After each infusion, the needle was left in place for >7 min and then slowly retracted. The wound was sutured and disinfected with 70% ethanol and iodine. Animals were placed on a heating pad (37°C) to maintain body temperature until awake. Behavioral testing was conducted 3 weeks later. Animals were excluded (n=1–2/group) if the injection sites were outside the cerebellar lobule IV/V, according to the mouse brain atlas [38].
Apparatus
An elevated plus maze consisted of a central platform (5 × 5 cm), two walled arms (25 × 5 × 25 cm) and two arms without walls (25 × 5 cm) in the shape of a cross. It was elevated 30 cm high and the two types of arms were situated opposite to each other. A digital rotarod (Rotamex, Columbus Instruments, Columbus, OH) was used to test motor coordination. A transparent box (40 × 40 × 30 cm) made of polyvinyl chloride was used for open field, object recognition and social associative recognition tests. Different sets of objects with variable textures (smooth or rough), sizes (diameter 7–9 cm, height 14–17 cm) and shapes (column, irregular) were used for object recognition. The objects were weighed enough to prevent being moved by animals. Assignment of the objects was counterbalanced to minimize object and/or place preference. Metal grid cups (diameter 10 cm, height 12 cm) were used to constrain a stranger mouse for social-associative recognition and context-biased social tests. Placement of the stranger mouse was counterbalanced between subjects. A box contained three chambers (each 20 × 40 × 30 cm) was used for context-biased social tests. Different cues, black circles or horizontal stripes, were attached to either side of the box to make two distinct contexts. Animals could freely explore the box through passages (5 × 5 cm) between the chambers. A camera was set 1.5 m above and connected to a computer for tracking animals and recording videos with ANY-maze software (Stoelting). All tests were done in a sound-attenuated room (<40 decibels) under dim light (~50 lx) during 10:00–16:00. Apparatus was cleaned with 70% ethanol between animals.
Behavioral testing
As CNO metabolite clozapine per se could affect animal behaviors [39, 40], we controlled this factor by administrating CNO (Enzo Life Sciences, Farmingdale, NY) 30–40 min prior to each test in all the groups (1 mg/kg, i.p.). CNO was stored in aliquots at −20°C. Before use, CNO was diluted in saline (adjusted to the dose in a volume of 10 ml/kg), kept on ice and protected from light. Parameters for object exploration, social exploration and social interaction were counted by experimenters who were blind to the design. Other measurements were automatically made with the ANY-maze software. Durations of the tests were based on previous studies using similar experimental protocols [41–43] .
Elevated plus maze
This test was used to measure anxiety-like behavior [44]. The subject was placed onto the central platform (facing an open arm) and allowed to freely explore for 5 min. Distance travelled, time spent in the center, open and closed arms and entries into these areas were analyzed. A ratio (time spent in the open arms / time spent in the open and closed arms) was calculated to indicate anxiety levels.
Open field
This test was used to assess exploratory and locomotor activity. The subject was put into the center of the open field and tested for 10 min. Distance travelled, rearing, thigmotaxis, duration of grooming and travelling were analyzed. Rearing is a sign for non-selective attention [45]. Self-grooming is a measure of repetitive behavior [46]. Thigmotaxis is an index of sensorimotor function and/or anxiety [47, 48]. The test was conducted for three consecutive days, while CNO was given on day 1 only. The tests on days 2–3 were served as a procedure of habituation to the open field before the object recognition and social associative recognition tests.
Rotarod
This test was used to evaluate motor coordination and motor learning. The subject was placed on the rotarod rotating at a constant speed of 4 rpm and it was ensured that the subject could stay on it for at least 1 min (all animals reached the standard). Then, the speed was accelerated from 4 to 40 rpm in 5 min, which was taken as one trial. Three trials were conducted with an inter-trial-interval of 15 min. Speed of rotation and duration of staying on the rotarod before falling were recorded.
Object recognition
This test was used to estimate object-based recognition memory [49, 50], composed of a learning trial and a test trial with an inter-trial-interval of 45 min. Two distinct objects were placed in the open field and the subject was allowed to freely explore them for 7 min in the learning trial. In the test trial, one of the objects was replaced with a novel object and the animal was given another 7 min to explore. Preference to the novel object over the familiar one indicated that the animal recognized the familiar object. Object exploration was defined as physical contacts to the object with the head, nose or forelimbs, but not other behaviors, such as climbing the object or sitting next to it.
Social associative recognition
This test was designed to assess social recognition memory, including a sociability trial, an association trial and a recognition trial, with inter-trial-intervals of 45 min. In the sociability trial, an age matched male C57BL/6J mouse (social stimulus), that was never encountered by the subject, was placed underneath a cup in the open field, along with another identical empty cup (non-social stimulus). The subject was then put into the arena and allowed to freely explore them for 7 min. Normal rodents explore the social stimulus more than the non-social one [31, 43]. In the association trial, two identical objects were placed in the same locations where the two cups previously occupied and the subject was allowed to explore for 7 min. More exploration of the object located in the previous “social” place implies the subject has formed an associative memory of which object is related to the stranger mouse. In the recognition trial, the same mouse used in the sociability trial was placed again underneath the cup, while a novel mouse (never contacted by the subject) was covered by the other cup. Locations of the cups and the previously contacted stranger were identical to the sociability trial. The subject was allowed to explore them for 7 min. More exploration of the novel stranger than the familiar one indicates that the subject recognizes the “contacted/familiar” stranger. Subjects that explored for less than 10 sec in either trial were excluded (n=1–2/group).
Context-biased social test
This test was designed to evaluate sociability in a challenging situation by presenting a stranger mouse in a less-preferred context. In the pre-test trial, the subject (drug-free) was placed into the middle chamber of the three-chambered box (neutral context) and was free to explore either side of the box with a distinct context for 15 min. Time spent in each chamber was recorded to determine the contextual preference (less versus more time spent in either context). Next day, a stranger mouse was placed underneath a cup located in the non-preferred side (less-preferred context), while an identical empty cup was located on the other side (preferred context), based on the individual preference shown in the pre-test trial. In the test trial, the subject was administered CNO 30 min before being placed into the box and allowed to explore for 7 min. Time spent in each chamber and exploring the stranger or the empty cup were counted.
Free social interaction
This test was used to measure social behavior in a native situation without physical limitations. The subject was placed into the open field for 10 min together with another age matched male C57BL/6J mouse (stranger) that was never contacted by the subject. An interaction was defined as either part of the animal’ head being in physical contacts with any body part of the other’s, except for the tail. Behavioral subtypes, such as nose-to-nose/head (either animal’s nose contacted the other’s nose or head), nose-to-anogenital (either animal’s nose contacted the base of the tail or anus of the other’s), crawl over/under (either animal climbed over or below the other’s back or abdomen) and following (either animal chased the other), were recorded. To map neurons activated by the free social interaction, all the groups were sacrificed 90 min after the test and used for c-Fos immunostaining (n=5–6/group, randomly chosen from each group). The 90-min time window was applied because c-Fos expression peaks 1–2 hours after stimulation [51].
Histology and immunohistochemistry
Mice were deeply anaesthetized, perfused with ice-cold PBS followed by 4% paraformaldehyde solution. The brain was removed, immersed in 4% paraformaldehyde solution at 4°C overnight, transferred into 30% sucrose solution and stored at 4°C until processed. The cerebellum was dissected out for examining the extent of lesions and the distribution of fluorescent proteins. Therefore, it was not used for c-Fos immunostaining. The brain was coronally sectioned into 40 μm-thick slices with a microtome (Leica SM2010 R, Buffalo Grove, IL). Slices were cover-slipped with a mounting medium containing DAPI (H-1200, Vector Lab, Burlingame, CA), and imaged with a Zeiss LSM 710 confocal microscope. Cell presence was identified by DAPI positive signals.
For c-Fos immunostaining, brain sections were pretreated with 0.3% H2O2 PBS for 10 min and incubated in blocking solution (2% goat serum and 0.2% Triton X-100 in PBS) at 37°C for 30 min. They were then incubated in blocking solution containing a primary antibody (1:2000, rabbit anti-c-Fos, ab190289, Abcam, Cambridge, MA) at 4°C for 24–48 h. They were washed with 0.2% Triton X-100 and incubated with biotinylated anti-rabbit IgG (1:200, BA-1000, Vector Lab) at room temperature for 2 h. After being washed with 0.2% Triton X-100, they were incubated for 1 h in the ABC kit (PK-4000, Vector Lab) and 3,3’ diaminobenzidine chromogen (for visualization). They were cover-slipped with a mounting medium (H-5000, Vector Lab) and imaged with a Leica DMi8 light microscope under a 10x lens. Brain regions were identified according to a mouse brain atlas [38]. Experimenters who were blind to the design counted the number of c-Fos-positive cells with ImageJ (NIH). Each brain region was counted bilaterally across 2–4 consecutive sections. To minimize variability, the number of c-Fos-positive cells in each group was divided by the average value of the control group within the same region and defined as fold change.
Interregional c-Fos correlations and graph theoretical analysis
Matrices of correlation were created by calculating Pearson coefficients (r) from the number of c-Fos-positive cells inter-regionally within each group. Pearson coefficients were Fisher z-transformed and statistics was conducted to compare average values between groups. Positive and negative r were color-coded in red and indigo respectively in a gradient spectrum. Each node represented a brain region and each connecting line represented the Pearson correlation between regions.
Graph theoretical analysis was performed to identify properties of the brain networks activated by free social interaction. The networks were constructed by unweighted adjacency matrices for each group produced by significant (uncorrected p<0.1) and positive correlations (r>0.7) of interregional c-Fos counts. Due to a small size of the networks (12 nodes in total), we here chose p<0.1 over p<0.05 as statistical significance to preserve interregional connections derived from the graph theoretical analysis. Although this might overestimate the network structures, we opted for a strict r value (>0.7) to control the mathematical modeling error. Graph theoretical indices of degree and betweenness were calculated to reveal network centrality, which denotes the number of edges/connections that are incident to the node and the number of shortest paths that pass through the node, respectively. Within-module Z-scores (a measure of the degrees of a given node connecting with other nodes in the community; intramodule connectivity) and participation coefficient (a measure of the diversity of each node’s connections across the network’s communities; intermodule connectivity) were determined for the brain regions in the networks. Clusters/modules which optimized the modularity through enumeration of all potential community structures were identified. Graph theoretical analysis was conducted in MATLAB (R2015b) with the Brain Connectivity Toolbox (https://sites.google.com/site/bctnet/). Calculation details were described previously [52–54].
Statistics
Mixed two-way ANOVAs with between factors (“group”) and within factors (“object” or “trial”) were applied to analyze behaviors. One-way ANOVAs were applied to analyze c-Fos and behavior data when appropriate. Paired t-tests, independent t-tests and Mann-Whitney U tests (if disobeying homogeneity or normality of variance) were used when main effects were revealed. The lesion and the PC-M3 groups were compared to the control animals, separately. All analyses were two-tailed statistics with p set <0.05. Values were expressed as mean ± standard error of mean (SEM).
Results
Selective targeting of cerebellar lobule IV/V
To examine the efficacy of NMDA-induced lesions and AAV-mediated transduction of hM3Dq and/or fluorescent proteins, the cerebellar slices were imaged several weeks after surgical infusions and behavioral tests (Fig. 1a). The cerebellar cortex comprises three well-defined layers: the granular layer (GL), Purkinje cell layer and molecular layer (ML) [1]. We found that in the control group EGFP was present in all types of neurons within lobule IV/V, with a majority of expression in granule cells and interneurons (Fig. 1b). This is expected as AAV5-hSyn-EGFP can induce neuron-specific but not neuronal type-specific expression [55]. In the lesioned group, the damage was localized in lobule IV/V as reflected by a lack of clear structure of the cerebellar layers (Fig. 1b). Presumably all the cells in the region were lost [36]. The PC-M3 group exhibited robust expression of hM3Dq (visualized with mCherry) selectively in PCs of lobule IV/V, covering the soma, dendrites and axons of PCs (Fig. 1b). This is consistent with our early report on the efficiency and specificity of AAV8-Pcp2-hM3Dq-mCherry in targeting PCs with the help of a Pcp2 promoter [31]. Fig. 1c illustrated a coronal view of the distribution of NMDA-induced lesions and AAV-mediated transductions near the vermis (bilateral paravermis) along the rostral-caudal axis. We quantified the affected area by normalizing it to the total area of lobule IV/V across the sections, and noticed that 33.6 ± 9 %, 26.1 ± 8 % and 18.4 ± 5 % of lobule IV/V were targeted in the control (n=9), lesion (n=7) and PC-M3 (n=9) groups, respectively.
Effects of manipulation of lobule IV/V on anxiety-related behavior, locomotor activity, motor coordination and object memory
One-way ANOVA tests of mouse behavior on the elevated plus maze did not show significant “group” effects in all the measured parameters (p>0.05), except for time spent in the center (F2, 22=4.263, p=0.027; Fig. 2a). A further analysis of the time spent in the center with independent t-tests did not reveal a significant difference for the lesion or the PC-M3 group when compared to the control group, separately (p>0.05). Overall, similar levels of anxiety were found among all the cohorts.
In the open field, there were significant “group” effects in thigmotaxis (F2, 21=3.641, p=0.044) and duration of grooming (F2, 21=7.515, p=0.003), but not in distance travelled, rearing and duration of travelling (p>0.05; Fig. 2b). A following analysis of thigmotactic behavior failed to detect any significant differences between the lesion, PC-M3 and control groups (p>0.05, independent t-tests). Interestingly, the lesion, but not the PC-M3, group spent more time on self-grooming than the control animals did (t14=3.093, p=0.008). Thus, while general locomotor activities were not affected by either of the manipulations, the neurotoxic lesion, but not chemogenetic excitation of PCs, in lobule IV/V, induced excessive repetitive behavior [46].
In the rotarod test, there were significant effects of “group” (F2, 21=5.78, p=0.01) and “trial” (F2, 42=8.651, p=0.001), but not “group × trial” interaction (p>0.05), in the analysis of time stayed on the rotarod (Fig. 2c). Neither the lesion (F1,14=6.529, p=0.023) nor the PC-M3 (F1,15=7.144, p=0.017) group stayed as long as the control group (repeated one-way ANOVAs, separately). Similarly, significant effects of “group” (F2, 21=5.901, p=0.009) and “trial” (F2, 42=8.765, p=0.001), but not their interaction (p>0.05), were found in the analysis of maximal speed reached before falling. The lesion (F1,14=6.899, p=0.02) and PC-M3 (F1,15=6.97, p=0.019) groups attained lower speed than the control group. The results suggest that both of the maneuvers in lobule IV/V led to deficits in motor coordination.
In the object recognition test, there were significant effects of “group” (F2, 17=12.822, p<0.001), “object” (F1, 17=26.744, p<0.001) and “group × object” (F2, 17=9.576, p=0.002), in the analysis of object exploration (Fig. 2d). As the main effect of “group × object” or “object” was found, paired t-tests were used within each group, separately. The control (t7=−2.498, p=0.041) and PC-M3 (t6=−5.217, p=0.002) groups, but not the lesion group (p>0.05), explored the novel object more than the old one, indicating intact object recognition. One-way ANOVA revealed significant effects of “group” in the analysis of distance traveled and total object exploration time in the learning (F2, 18=4.864, p=0.02; F2, 18=7.192, p=0.005, respectively) and in the test (F2, 18=8.484, p=0.003; F2, 17=12.822, p<0.001, respectively) trials. The lesion group showed less distance travelled and total exploration than the control group in the learning (t12=3.152, p=0.008; t12=3.447, p=0.005, respectively) and in the test (t12=4.853, p<0.001; t12=4.137, p=0.001, respectively) trials. By contrast, the PC-M3 group did not exhibit such differences when compared to the control mice in all the trials (p>0.05). Taken together, the neurotoxic lesion in lobule IV/V impaired animals’ novel object preference, which was likely confounded by their deficient motivation and/or attention, whereas the chemogenetic excitation of PCs did not compromise the object recognition memory.
Perturbation of lobule IV/V disrupted social memory and social interaction
The social associative recognition test was designed to understand the complexity of social behaviors including social approach, social association and social memory. In the sociability trial, significant effects of “group” (F2, 19=5.48, p=0.013) and “object” (F1, 19=60.212, p<0.001), but not their interaction (p>0.05), were found in the analysis of exploration performance. All the groups showed a preference for the stranger over the empty cup (control, t7=8.619, p<0.001; lesion, t6=5.822, p=0.001; PC-M3, t6=2.779, p=0.032), suggestive of intact social approach (Fig. 3a(i)). In this trial, there was a significant “group” effect in total exploration (F2, 19=5.48, p=0.013), but not in distance travelled (p>0.05). Overall, the lesion group explored less than the control group (t13=2.273, p=0.041), while the PC-M3 group did not (p>0.05). In the association trial, there were significant effects of “group” (F2, 19=7.042, p=0.005) and “object” (F1, 19=12.971, p=0.002), but “group × object” interaction (p>0.05) in the analysis of object exploration. The control group explored the socially associated object more than the non-associated one (t7=3.954, p=0.006), while the lesion and PC-M3 groups did not (p>0.05), indicating impaired social associative memory by the interfering of lobule IV/V (Fig. 3a(ii)). Moreover, significant “group” effects were found in the analysis of distance travelled (F2, 19=6.617, p=0.007) and total exploration (F2, 19=7.042, p=0.005). The lesioned animals travelled and explored less than the controls (t13=3.469, p=0.004; t13=4.828, p<0.001, respectively), in line with the finding in the object recognition test (Fig. 2d). Yet, the PC-M3 animals were not different from the control group in distance travelled or total exploration (p>0.05). In the recognition trial, there were significant effects of “group” (F2, 19=4.761, p=0.021) and “group × object” (F2, 19=5.728, p=0.011), but not “object” (p>0.05), in the analysis of exploratory behavior. The control group explored the novel stranger more than the familiar one (t7=−3.867, p=0.006), but the lesion and PC-M3 groups did not (p>0.05), implying defective social recognition following the perturbation of lobule IV/V (Fig. 3a(iii)). Additionally, there was a significant effect of “group” in the analysis of total exploration (F2, 19=4.761, p=0.021), but not distance travelled (p>0.05). The lesioned mice showed less exploration than the controls (t13=2.21, p=0.046), whereas the PC-M3 group did not differ from the controls in total exploration (p>0.05). Collectively, although both NMDA-induced lesion and chemogenetic excitation of PCs in lobule IV/V disrupted social association and recognition memory, the underlying mechanisms might be different. The performance of the lesion group was highly compromised by their low motivation and exploration levels. However, the behavior of the PC-M3 animals was unlikely influenced by these factors as their general motor and exploratory activities were comparable to the control group, which reinforced the engagement of the anterior cerebellum in social behaviors.
As all the groups showed intact sociability (Fig. 3a(i)), we challenged them with the context-biased social test. In the pre-test trial, all the groups stayed in one of the contexts longer than the other (control, t7=−4.255, p=0.004; lesion, t6=−2.912, p=0.027; PC-M3, t7=−3.482, p=0.01), suggesting that they were able to differentiate the contexts and form a natural contextual preference (Fig.3 b(i)). In the test trial, significant effects of “group” (F2,20=11.512, p<0.001) and “object” (F1,20=17.67, p<0.001), but not their interaction, were found in the analysis of exploration. The control (t7=5.662, p<0.001) and lesioned (t6=3.73, p=0.01) animals explored the stranger located in the non-preferred context more than the empty cup located in the preferred context, but the PC-M3 group did not (p>0.05; Fig. 3b(ii)). A further scrutiny of the PC-M3 animals confirmed that they did not have a strong preference for the social stimulus across the time periods of the test (p>0.05). There was a significant effect of “group” in the analysis of total exploration (F2,20=11.512, p<0.001), but not distance travelled (p>0.05; Fig. 3b(iii–iv)). The lesion (t13=4.176, p=0.001) and PC-M3 (t14=4.45, p<0.001) groups had higher total exploration than the control group. No differences were found in time spent in each chamber (p>0.05), except that the lesion group stayed longer in the center chamber than the controls (t13=3.093, p=0.009; Table 1). Despite that the exploratory behavior appeared to be facilitated by the manipulations of lobule IV/V under the condition of combined contextual and social stimuli, chemogenetic excitation of PCs specifically weakened the animals’ social approach in the challenging situation.
Table 1.
center | cup side | stranger side | |||
---|---|---|---|---|---|
control | 67.68 ±9.43 | 156.50 ±22.67 | 195.84 ±20.99 | ||
lesion | 115.17 ±12.41** | 160.31 ±20.42 | 143.59 ±12.79 | ||
PC-M3 | 105.90 ±16.42 | 166.48 ±16.77 | 145.91 ±25.27 |
p<0.01, compared to controls.
In the free social interaction test, one-way ANOVA revealed a significant “group” effect in the duration of interaction (F2,21=30.59, p<0.001). The lesion (t13=4.492, p<0.001) and PC-M3 (t15=7.122, p<0.001) groups spent less time on social interaction than the control mice (Fig. 4a). In the analysis of frequencies of nose-to-nose/head, nose-to-anogenital, crawl-over/under and following, significant “group” effects were found for all the parameters (nose-to-nose/head, F2,21=6.942, p=0.005; crawl-over/under, F2,21=16.324, p<0.001; following, F2,21=15.083, p<0.001) except for nose-to-anogenital (p>0.05). The lesion group displayed a higher frequency of nose-to-nose/head than the control group (t13=3.763, p=0.002). The lesion and PC-M3 groups showed lower frequencies of crawling-over/under (t13=3.082, p=0.009 and t15=4.817, p<0.001, respectively) and following (t13=3.353, p=0.005 and t15=4.667, p<0.001, respectively) than the control group (Fig. 4a). The results indicate that perturbing lobule IV/V decreased animals’ social activities when they encountered a freely behaving stranger. Behavior results from the manipulations in the cerebellar lobule IV/V are summarized in Table 2.
Table 2.
lesion | PC-M3 | |||
---|---|---|---|---|
Elevated plus maze | --- | --- | ||
Rotarod | X | X | ||
Open field | --- | high grooming | --- | |
low exploration | ||||
social recognition | X | low exploration | X | |
context-biased sociability | --- | high exploration | X | high exploration |
Free social interaction | X | X |
No effect compared to controls; X: deficient effect compared to controls.
Interference of lobule IV/V disorganized brain network structure for free social interaction
To understand how the anterior cerebellar lobules are involved in social behaviors, we probed the brain network activity 90 min after the free social interaction test by immunostaining the protein product of an immediate early gene, c-Fos, as a marker for neuronal activity [35]. The 90-min time window was applied because c-Fos expression peaks 1–2 hours after stimulation [51]. Fig. 4b illustrated diagrams of brain regions where c-Fos-positive cells were imaged and counted. They were the mPFC subregions (prelimbic cortex, PL; infralimbic cortex, IL), OFC, ACC, dorsal hippocampal subregions (CA1, CA3 and dentate gyrus, DG), dorsal retrosplenial cortex (RSD), parietal association cortex (PtA), entorhinal cortex (Ent), perirhinal cortex (Prh) and basolateral amygdala (BLA). These regions were selected because of their well-known functions in social behaviors [20, 21, 56–58].
In the analysis of fold changes of c-Fos, there were significant “group” effects for the regions PL (F2, 14=4.847, p=0.025), IL (F2, 14=29.008, p<0.001), ACC (F2, 14=23.864, p<0.001), CA1 (F2, 14=4.097, p=0.04), DG (F2, 14=5.626, p=0.016), RSD (F2, 14=8.24, p=0.004), PtA (F2, 14=12.214, p=0.001), Prh (F2, 14=5.074, p=0.022) and BLA (F2, 14=51.086, p<0.001), but not OFC, CA3 and Ent (p>0.05). Compared to the control group, the c-Fos levels in all the regions, except in the CA1 (p>0.05), were reduced in the lesion group (PL: U=4, p=0.052 [marginally significant]; IL: U=0, p=0.004; ACC: U=0, p=0.004; DG: U=3, p=0.03; RSD: U=2, p=0.017; PtA: U=2, p=0.017; Prh: U=3, p=0.03; BLA: U=0, p=0.004) and in the PC-M3 group (PL: U=0, p=0.004; IL: U=0, p=0.004; ACC: U=0, p=0.004; DG: U=2, p=0.017; RSD: U=3, p=0.03; PtA: U=1, p=0.009; Prh: U=4, p=0.052 [marginally significant]; BLA: U=0, p=0.004; Mann-Whitney U tests) (Fig. 4c). The decrease in c-Fos expression was in accordance with the impaired free social interaction by the perturbations of lobule IV/V (Fig. 4a).
Matrices of interregional correlations for each group were depicted in Fig. 4d. The Pearson’s r from 1 to −1 was color-coded in red and indigo respectively in a gradient spectrum. Network graphs were constructed with the brain regions (nodes) and their connections (edges; significant interregional correlations), based on their c-Fos expression. The positive (r>0.7) and negative (r<−0.7) correlations were shown in solid and dashed lines, respectively. The control group had more edges with proportionally more positive correlations than the lesion or the PC-M3 group (pie charts in Fig. 4d). One-way ANOVA confirmed that there was a significant “group” effect in the mean r values (F2, 195=8.223, p<0.001). The r values for the lesion (t130=3.989, p<0.001) and PC-M3 (t130=2.366, p=0.019) groups were lower than that for the control group, implicating that the manipulations of lobule IV/V disorganized the brain-wide interregional connectivity required for free social interaction.
We performed graph theoretical analysis to characterize the neural networks by focusing on the positive correlations of the matrices for each group. The graph theoretical parameters, degree (the number of edges of a given node) and betweenness (the number of shortest paths passing through a given node), were calculated. The control and PC-M3 groups had higher ranks of degree in the DG and IL and higher ranks of betweenness in the IL, whereas the lesion group showed higher ranks of degree and betweenness in the BLA and Ent (Fig. 5). The community structure of the networks for each group was built upon the within-community Z-scores (the extent of a node connected within its own community) and participation coefficients (the extent of a node connected to other communities) [53]. If a node (brain region) has a higher value of both within-community Z-score and participation coefficient, it is considered as a key hub in the modulation of the interactions between disparate parts of a network [59]. In the control group, two major modules were identified, namely IL and RSD, as the functional hubs mediating free social interaction (Fig. 5). The IL module, including the mPFC, hippocampus and BLA, is known for cognitive, mnemonic and emotional processing [50, 60]. The RSD module, containing the parahippocampal cortices and CA3, may play a role in integrating multiple sensory information for memory establishment in the hippocampus [61, 62]. These modules were not formulated in the lesion and PC-M3 groups. Instead, the lesion group had a module of parahippocampal cortices and BLA; and the PC-M3 group had a less organized (“weaker”) module, IL and parahippocampal cortices-DG (Fig. 5). These findings suggest that the lesions in lobule IV/V interrupted the social interaction network “in quality” as the presence of the Ent-BLA module might alter sensory integration, memory and emotion, whereas the chemogenetic excitation disrupted the modular organization of the network “in quantity”. It should be noted with caution that the values of participation coefficient for the two groups were zero, and thus, they did not form >1 module by the analysis. Yet, it was clear that the interference of the anterior cerebellum destructed the modular structure of brain networks for free social interaction.
Discussion
Our results demonstrate that perturbation of lobule IV/V in the cerebellum impairs animals’ motor coordination, social memory and social interaction, but not general locomotion or anxiety. For the NMDA-induced lesion group, the impaired social memory and social interaction were likely confounded by a lack of motivation or attention to the stimuli, as manifested by the changes in total exploration and motor activity. However, the social deficits caused by the chemogenetic excitation of PCs were unlikely attributed to these factors as they were comparable to the control group. This new approach of interfering the cerebellar activity has provided supporting evidence for an intricate role of the anterior cerebellum in social behaviors. Furthermore, c-Fos functional mapping shows that the anterior cerebellum is an essential component in the cerebello-cerebral pathway enabling free social interaction.
In agreement with the classical view on the functionality of the anterior cerebellum [63, 64], our manipulation of lobule IV/V, either by lesion, or by increasing PC firing, resulted in an impairment in the coordination of delicate and adaptable movements (Fig. 2c). The result from the distinct types of manipulation further confirms that the accurate output information from the cerebellar cortex is important for motor control [65]. Meanwhile, the localized perturbations did not alter basic motor activity in non-challenging conditions, e.g., in the open field test (Fig. 2b). Interestingly, lesion of lobule IV/V generated the stereotyped behavior of self-grooming. Excessive grooming is a characteristic feature in animal models for studying psychiatric disorders, including autism and obsessive-compulsive disorder [46]. For example, in an autistic-like mouse model, we have shown that excessive grooming can be rectified by selectively boosting the excitability of PCs [31]. The lesioned animals also exhibited less exploration in the object- and social-memory tests (Fig. 2d & 3a), which may reflect the deficits in motivation/attention or sensorimotor function. The latter is compatible with the perspective that the anterior cerebellum modulates sensorimotor integration [27] by connecting to the sensory and motor systems [66, 67]. Clinical evidence corroborates that patients with injuries in the anterior cerebellum dominantly show motor defects [7–9].
By contrast, the chemogenetic manipulation did not have such an effect on overall exploration (Fig. 2–3). A possible explanation is that the method was designed to elevate the output activity of lobule IV/V [31], opposite to the intended outcome of the neurotoxic lesions [36]. Thereby, this operation was able to isolate the “cognitive” and “social” aspects of the anterior cerebellum from other perplexing variables, including anxiety (Fig. 2). The posterior vermis/paravermis is extensively connected to the limbic system for processing affective information [11–13]. The lack of effect on anxiety-relevant behavior following the perturbation of the anterior counterpart (lobule IV/V) may relate to its different anatomical organizations with the cerebrum, and/or the limited alterations made by this approach.
Social behaviors rely on social perception, interaction and recognition [18, 19]. Although the interpretation of social approach itself is vague due to its involvement in affiliative, territorial or aggressive behaviors [68, 69], the fact that the lesion and PC-M3 groups explored the stranger mouse more than the empty cup during the sociability trial suggests that they had intact discrimination and preference between social and non-social stimuli (Fig. 3a). Interestingly, the social approach of the PC-M3 animals diminished when the stranger was placed in a less-preferred context, despite that they showed a higher level of total exploration (Fig. 3b). Since the stranger, a naturally preferred stimulus, was located in the less-preferred context, the combined stimuli could cause a conflict in information handling, which seemed to be exacerbated by the cerebellar disturbance. This may be interpreted as such that the conflict response processed in the PFC [70, 71] interacts with the cerebellum-dependent motor planning [72] to decide which side to visit in the context-biased social test. It is also possible that the chemogenetic maneuver amplified the animals’ contextual preference. Future studies are required to test the hypotheses. Memory capacity is another prerequisite for normal social behaviors. The PC-M3 group showed intact object recognition (Fig. 2d), precluding the possibility that they lacked recognition memory in general. Thus, the impaired social memory in this group (Fig. 3a) is likely accounted by the detriments in social association and/or social recognition per se.
In the free social interaction test, nose-to-nose or nose-to-anogenital contacts were unchanged in the PC-M3 group (Fig. 4a), implying the animals had the intact ability to “identify” the stranger with their nose. However, the lesion group had slightly more nose-to-nose contacts with the stranger, which may indicate a sensory defect (taking an extra effort to “identify” a conspecific). Both of the groups showed less crawling and following the stranger, which can serve as signs of flawed social play [73, 74] or reduced territorial and aggressive behavior [75]. Nevertheless, the decrease in overall physical contacts suggests a deficiency in properly “reacting” to the conspecific as a result of the cerebellar perturbations.
Following the free social interaction test, we conducted c-Fos functional mapping of the brain networks activated by the native social acting. We found that the cerebellar lobule IV/V were essential for coordinating the networks of mPFC, hippocampus and amygdala in the processing of social information (Fig. 4–5). The identified mPFC-hippocampus-BLA and parahippocampal-hippocampus modules may represent social conceptual information and multi-sensory information integrated into the hippocampal memory system, respectively. As a hub, the IL interacts with the hippocampus and amygdala to control cognition and emotion [60, 76]. The RSD being another hub functions to encode the context-specific ensembles [61], in association with episodic memory [62]. The susceptibility of these two modules to the manipulations of lobule IV/V implicates that the anterior cerebellum influences social interaction through the cerebello-cerebral axis. Since sensorimotor is a necessary component of free social interaction, the network structure inevitably embeds the processing of sensory and motor information. The shifted module in the lesion group (the parahippocampal cortices and BLA) may represent a functional compensation in light of the close relationship of cerebellar vermis-limbic system [10] , whereas the chemogenetic PC excitation did not produce such a shift, probably because of its minimal impact on the exploratory activity (Fig. 2–3). In spite of being a validated tool to detect activated neurons, c-Fos-based functional mapping has limitations. For instance, it has low temporal resolution as c-Fos expression is a slow transcriptional consequence of behavioral induction [51]. Therefore, it cannot provide real-time measurements of neuronal activity. Future investigations using multichannel in vivo electrophysiology, Ca2+ imaging and fMRI are needed to address how certain populations of neurons become simultaneously active in a task-related manner with temporal precision. Although c-Fos is commonly viewed as a marker for neuronal activation, the basal level of c-Fos in the brain is low [77] and an increase of c-Fos is not simply due to enhanced firing activity of neurons but requires changes in afferent inputs [78], implying a degree of specificity of c-Fos to external stimuli. Even so, other factors such as stress and pain can affect c-Fos expression. The conceptualized network model of social interaction built upon c-Fos labelling shall be taken with caution (Fig. 5). Nevertheless, to minimize the variables, we conducted the free social interaction test in the same condition for all the groups and normalized the c-Fos counts to the average value of the control group for each brain region. Thereby, the structural breakdown of the networks may largely result from the cerebellar interventions.
The different behavior phenotypes associated with the lesion and PC-M3 groups can be explained by the obvious distinctions between the two manipulations (Fig. 2b, 2d & 3b). Exposure to NMDA leads to permanent damage and presumably decreases the output from the cerebellar cortex [36], whereas chemogenetic excitation of PCs transiently increases the output activity upon CNO administration [31, 37]. Yet, it is unclear how the different maneuvers generated similar deficits in motor coordination (Fig. 2c) and social behaviors (Fig. 3a & 4a). As discussed earlier, this may indicate that the precise cerebellar output information is crucial for executing these functions [65]. It may also relate to potential effects outside the targeted region due to functional reorganization of brain circuits and compensation from non-transduced or non-injured PCs. It is worth noting that similar behavior manifestations are not necessarily mediated by the same neural basis. For example, both of the operations reduced free social interaction but yielded different network structures (Fig. 4 & 5).
It is well accepted that the posterior cerebellum acts as a primary mediator for social cognition [6]. Neuroimaging studies have pinpointed the double motor (lobules I-VI and VIII) and triple non-motor (lobules VI/Crus I, Crus II/VIIB and IX/X) representations in the topographic arrangement [79, 80]. Although our current finding of the anterior lobule IV/V underlying social behavior seems surprising, it is resonant with recent evidence that lobule IV/V are associated with hippocampus-dependent object location memory [81], and attention and working memory [82]. Within the scope of this study, we cannot ensure that the behavioral outcomes exclusively resulted from the dysfunctions of the anterior cerebellum because our manipulations might have affected other lobules via the cerebellar intrinsic circuitry or extensive reciprocal projections between the cerebellum and other brain areas [1]. Future inquiries, for instance, with anatomical tracing, will establish comprehensive structural and functional networks that enable the intricate functions of the anterior cerebellum.
Conclusion
We uncover a complex role of the anterior cerebellum in converging motor and social functions. Knowing that the cerebellum is broadly involved in motor, neurodevelopmental and neuropsychiatric disorders [83–86], our findings may help develop novel strategies for their clinical interventions.
Acknowledgements
AAV8-Pcp2-hM3Dq-mCherry was generated by Dr. Ezequiel Marron Fernandez de Velasco in the University of Minnesota Viral Vector and Cloning Core with a plasmid from Addgene (a gift from Dr. Bryan Roth). AAV5-hSyn-EGFP was purchased from Addgene (a gift from Dr. Bryan Roth). We thank Dr. Matthew Slattery in our department for his invaluable inputs.
Funding information
This study was supported by the National Institute of Neurological Disorders and Stroke (NINDS) of the National Institutes of Health (NIH) grant R15NS112964 to YMY, the Winston and Maxine Wallin Neuroscience Discovery Fund to YMY, and the University of Minnesota faculty start-up fund to YMY. We also appreciate funding support from the DFG to JPH (HU 306/27-3).
Footnotes
Conflict of interests
The authors declare no competing financial and non-financial interests.
Availability of data and materials
All the data are available upon request.
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