Abstract
Individual reactions to traumatic stress vary dramatically, yet the biological basis of this variation remains poorly understood. Recent studies demonstrate the surprising plasticity of oligodendrocytes and myelin with stress and experience, providing a potential mechanism by which trauma induces aberrant structural and functional changes in the adult brain. In this study, we utilized a translational approach to test the hypothesis that gray matter oligodendrocytes contribute to traumatic-stress-induced behavioral variation in both rats and humans. We exposed adult, male rats to a single, severe stressor and used a multimodal approach to characterize avoidance, startle, and fear-learning behavior, as well as oligodendrocyte and myelin basic protein (MBP) content in multiple brain areas. We found that oligodendrocyte cell density and MBP were correlated with behavioral outcomes in a region-specific manner. Specifically, stress-induced avoidance positively correlated with hippocampal dentate gyrus oligodendrocytes and MBP. Viral overexpression of the oligodendrogenic factor Olig1 in the dentate gyrus was sufficient to induce an anxiety-like behavioral phenotype. In contrast, contextual fear learning positively correlated with MBP in the amygdala and spatial-processing regions of the hippocampus. In a group of trauma-exposed US veterans, T1-/T2-weighted magnetic resonance imaging estimates of hippocampal and amygdala myelin associated with symptom profiles in a region-specific manner that mirrored the findings in rats. These results demonstrate a species-independent relationship between region-specific, gray matter oligodendrocytes and differential behavioral phenotypes following traumatic stress exposure. This study suggests a novel mechanism for brain plasticity that underlies individual variance in sensitivity to traumatic stress.
Subject terms: Molecular neuroscience, Hippocampus
Introduction
Exposure to a traumatic stressor induces a spectrum of outcomes in both humans and animals, ranging from no observable changes in behavior to long-lasting changes across various behavioral domains [1–5]. For example, persistent, trauma-induced changes to avoidance-, fear-, and arousal-related behaviors define the psychiatric criteria for anxiety or post-traumatic stress disorder (PTSD) in humans [6, 7]; however, not all who experience trauma develop subsequent mood and anxiety disorders [2–5]. The underlying physiological mechanisms of this selective susceptibility and resilience to trauma are poorly understood. Furthermore, biomarkers of susceptibility along with novel therapeutic targets for anxiety and PTSD are lacking.
Recent studies have uncovered a surprising role for oligodendrocytes and the myelin they produce in stress, behavior, and experience-dependent plasticity [8–13]. Namely, neuronal activity and hormonal signaling can induce the proliferation of oligodendrocyte precursor cells and the remodeling of existing myelin in regions such as the corpus callosum, somatosensory cortex, and premotor cortex [14–19]. Enhancing or inhibiting this plasticity alters behaviors such as motor function, spatial memory consolidation, and motor learning [14, 20, 21], suggesting that adult myelin plasticity in both white and gray matter regions is necessary for proper synaptogenesis, circuit function, and learning. In addition, oligodendrocytes express glucocorticoid receptors throughout their lineage and are sensitive to various environmental stressors in a region-specific manner [22–28]. For example, chronic stress decreases myelin density in the prefrontal cortex (PFC) [13, 29, 30], while early weaning in mice increases myelin production in the amygdala [31]. In addition, chronic stress or exposure to stress-level glucocorticoids in adult, male rats increases oligodendrogenesis from neural stem cells in the dentate gyrus of the hippocampus [32].
Oligodendrocyte and myelin plasticity may ultimately contribute to fear learning and affective behavior in both rodents and humans [33–44]. For example, conditional ablation of oligodendrocyte precursors in the PFC increases anxiety-like behavior and decreases social behavior in mice [45]. Inhibiting the formation of new myelin in mice impairs remote fear memory recall [26]. In humans, early life stressors such as institutionalization and neglect alter white matter microstructure in the PFC, and these alterations are correlated with PFC-related cognitive deficits [37]. Patients with major depressive disorder display changes to white matter in the frontal-limbic system that correlate with behavioral symptoms such as rumination [39, 40, 44]. Recent evidence has also raised the intriguing possibility that myelination in gray matter regions such as the amygdala and hippocampus plays a role in psychiatric disorders [42, 46]. For example, patients with major depressive disorder display decreased oligodendrocyte cell density in the amygdala [42]. Furthermore, we have shown that patients diagnosed with PTSD have significantly higher myelin content in the hippocampus as compared to trauma-exposed subjects without PTSD, and hippocampal myelin estimates positively correlate with PTSD symptom severity [46]. This suggests that oligodendrocytes and myelin in gray matter regions may correspond to individual differences in trauma-induced psychiatric pathology.
The sensitivity of oligodendrocytes to neuronal activity and stress, coupled with the alterations to oligodendrocytes and myelin seen in various psychiatric disorders, suggests that oligodendrocytes and myelin may serve as a mechanism by which stress produces adverse psychiatric outcomes [10, 47]. The current study tests this concept in a translational framework. First, we utilized a multivariate approach to characterize the variability of individual and domain-specific components of behavior in a rat model of exposure to a single, acute trauma. Next, we performed microstructural analyses of oligodendrogenesis in the hippocampus, amygdala, and corpus callosum in relation to quantitative measures of avoidance, startle, and contextual fear memory. We then conducted Olig1-driven gain-of-function in the hippocampus to test whether altering oligodendrocyte content within the hippocampus is sufficient to induce a behavioral phenotype in the absence of stress exposure. In humans, we extended our analysis of T1/T2-weighted image intensity maps from magnetic resonance imaging (MRI) in the brains of US veterans [46] by including the amygdala and analyzing domain-specific PTSD symptom data.
Materials and methods
Study design—rodents
The aim of this study was to determine the relationship between oligodendrocytes and the behavioral outcomes of trauma. Rats were exposed to an acute, severe stressor, and outcomes were assessed using behavioral (avoidance, fear, and startle assays) and molecular (immunofluorescent staining) measures. An experimental gain-of-function (Olig1 upregulation) was used to investigate whether oligodendrogenesis causally contributes to behavioral outcomes. Complementary estimates of myelin in human subjects (via T1-/T2-weighted MRI) were compared to sub-components of the Clinician Administered PTSD Scale (CAPS). The experimental designs and methodology of outcome measures were chosen prior to initiating each experiment. For all animal experiments, subjects were randomly assigned to experimental groups through random cage selection. Investigators were blind to stress and virus conditions during behavioral assays and data quantification (via independent observers and/or masking of animal numbers). Experiments were conducted once (no replication). The criteria for animal exclusion were surgical complications and unsuccessful viral targeting. Study design and sample sizes used for each experiment are provided in figure legends.
Animals
All animal care and procedures were approved by the University of California, Berkeley, Institutional Animal Care and Use Committee. A total of 70 adult (postnatal day 65) male Sprague-Dawley rats were purchased from Charles River and pair-housed on a 12:12 light–dark cycle (lights on at 0700 h) in our facility at UC Berkeley. Rats had ad libitum access to food and water and were given at least 1 week to acclimate to the facility before testing began. Rats underwent gentle handling (being picked up and held) for 5 days immediately prior to stress. Animals were weighed before and periodically following stress. For the first study, 40 male animals were used (20 control and 20 stress). These numbers were based on previous work with acute stress and behavior profiling in rats [48]. For the fear conditioning study, 12 males were used. This number was based on a power calculation using the correlations detected in the dentate gyrus. Alpha value was set to 0.05 and power to 80%, and the resulting necessary number ranged from 9 to 19 animals. Finally, for the viral work, 18 male rats were used (10 control virus and 8 Olig1 virus). This number was based on a power calculation using our glutathione S-transferase pi (GSTπ) and 5-bromo-2′-deoxyuridine (BrdU) data, which yielded a necessary number ranging from 2 to 6 animals per group.
Stress
To establish a rodent model with which to study acute, severe trauma exposure, we coupled a single exposure to predator scent (fox urine) with 3 h of immobilization in adult, male Sprague-Dawley rats. Pairs of rats were randomly assigned to undergo stress or remain in the home cage with minimal disturbance (BrdU injection and cage change, detailed below). Rats were run in pairs in cohorts of 10 animals each, with numbers of control and stress animals counterbalanced between cohorts. Rats exposed to stress underwent acute immobilization with exposure to predator scent. Cagemates were placed side-by-side in an empty cage inside a fume hood from 0900–1200 h while being restrained in Decapicone bags (Braintree Scientific, Braintree, MA). A cotton ball infused with 1 mL of fox urine (Trap Shack Co. Red Fox Urine, amazon.com) was placed in the center of the cage. Tail vein blood was collected from stress-exposed rats at 0 min, 30 min, and 3 h into acute immobilization stress. After cessation of stress, animals were injected with BrdU (detailed below) and were released to a clean cage to allow for self-grooming. After 1 h, rats were returned to a clean home cage. In order to minimize the transfer of stress and fox odors to the colony, stress-exposed animals were kept in a separate housing room for 3 days prior to being returned to the normal housing room. Rats in the control group received BrdU injections and a cage change at the same time of day.
Serum corticosterone
At 0 min, 30 min, and 3 h into acute immobilization stress, tail vein blood was collected from each rat for corticosterone sampling. Blood samples were centrifuged at 9391g for 20 min at 4 °C, and serum was extracted and stored at −80 °C. Samples were assayed using a Corticosterone EIA kit (Arbor Assays, Ann Arbor, MI). Any sample running below the detection limit of the assay was assigned the value of the detection limit (15.625 ng/mL).
BrdU injections
To quantify oligodendrogenesis and/or oligodendrocyte survival following acute stress exposure, rats were injected intraperitoneally with 100 mg/kg 5-bromo-2′-deoxyuridine (BrdU, Sigma-Aldrich, St. Louis, MI) dissolved in warm 0.9% saline immediately after release from Decapicone bags. They were then injected once each day for the following 2 days within 1 h of the circadian time of the first injection. Control animals were injected at similar times of the day, taking care to avoid transfer of fox and stress odors.
Behavioral battery
Animals underwent a behavioral battery 7 days after stress exposure to characterize the extent of persistent behavioral changes. All behaviors were conducted between 0800 and 1400 h. Prior to all tests, animals were brought to the testing space and allowed at least 30 min to acclimate. One day prior to stress, all animals went through a 5 min baseline open field test (OFT) under dim lighting (15 lux). Seven days after acute immobilization stress, all rats were individually profiled for anxiety-like behaviors using six different behavioral tests: OFT in a brightly lit environment (OFT Light), OFT in a dimly lit environment (OFT Dim), light/dark box (LD), elevated plus maze (EPM) in a bright environment, EPM in a dim environment, and acoustic startle response (ASR). Low-light versions of the OFT and EPM were utilized as low anxiogenic versions of their full light counterparts, allowing for further characterization of exploratory and anxiety-like behavior. The battery spanned 2 days with the following sequence: Day 1 – OFT Light, EPM Light, ASR; Day 2 – OFT Dim, LD, EPM Dim. After placing an animal into an arena, the experimenter exited the room. Animals were given 10 min of rest in the home cage in between each test. Of note, our behavior facility underwent construction over the course of this study, and our apparatuses were moved to a new suite after experiment 1 (corresponding to Figs. 1 and 2). Behavior tests for virus experiments (corresponding to Fig. 3) were conducted in new rooms under identical conditions, except for the EPM Dim, in which dim red light was substituted for dim white light.
Open field test (OFT)
Each rat was placed in an unenclosed plastic box (50 w × 50 l × 58 h in cm) and was given 10 min to explore the arena. All animals were placed along a wall at the beginning of the test. Behavior was recorded with cameras positioned above the arena and connected to GeoVision software (GeoVision Inc., Taiwan). Behavior was scored as latency to, frequency, and total amount of time spent in the center of the box (designated by a 25 × 25 cm square) via EthoVision software (Noldus, Leesburg, VA). In addition, we quantified the duration of rearing (upright posture with both forepaws lifted off the ground) and self-grooming from the OFT Light. The OFT Light was conducted under full lighting (280 lux). The OFT Dim was conducted in a different but identically structured box in the same room under 15 lux. Arenas were cleaned with 1% acetic acid followed by Formula 409 All Purpose Cleaner after each animal.
Elevated plus maze (EPM)
Rats were allowed to explore an EPM for 10 min (arm dimensions: 10 w × 60 l in cm; closed arm enclosed by walls 51 cm in height; apparatus elevated 50 cm off the ground). Behavior was recorded by a JVC Everio camera (JVCKENWOOD, Tokyo, Japan) mounted above the apparatus. The criterion for open arm exploration was placement of more than half of the body (and both forepaws) into the open arm. Latency to and total time spent in the exposed open arms, as well as time spent in the protected closed arms, were quantified by observers blind to condition. The EPM Light was conducted at 240 lux, while the EPM Dim was conducted at 125 lux. The apparatus was cleaned with 1% Process NPD Disinfectant (STERIS Life Sciences) after each animal.
Light–dark box (LD)
Each rat was placed in a structure consisting of an enclosed dark box separated by a divider with a small door leading to an unenclosed light box (each box 15 w × 15 l × 8 h in inches). All animals were placed into the dark half of the box and given 10 min to explore. Behavior was recorded by a JVC Everio camera (JVCKENWOOD, Tokyo, Japan) mounted above the apparatus. Measures for latency to, frequency, and total time spent in the exposed side were quantified via EthoVision software or observers blind to condition. The arena was cleaned with 70% ethanol after each animal.
Acoustic startle response (ASR)
Each rat was placed into an isolated Coulbourn sound-attenuating fear conditioning chamber (12 w × 10 l × 12 h in inches) and was exposed to 5 min of background noise (~55 dB). This was followed by 70–110 dB white noise pulses lasting 10 ms, with an inter-stimulus interval of 15–30 s. All tones were calibrated with a handheld decibel meter each day prior to testing. Behavior was recorded over two different trials: habituation (110 dB tones presented 15 times to assess initial responses and subsequent habituation) and threshold determination (70–110 dB tones presented in pseudo-random order, with each tone played 5 times in total). Behavior was recorded using a Coulbourn Instruments camera connected to a computer with FreezeFrame software (Coulbourn Instruments, Whitehall, PA). The boxes were cleaned with 70% ethanol after each animal. Startle behavior was assessed by EthoVision software analysis of activity change (measured as percent pixel change from frame to frame). The amplitude of startle was quantified as the maximum activity minus baseline activity in the 50 ms surrounding the startle pulse. From the habituation phase, we quantified initial startle (mean startle amplitude to stimuli 1–3); final startle (mean startle amplitude to stimuli 13–15); mean startle (mean of all startle amplitude scores across all 15 stimuli); and sensitization, calculated as 100 × (final startle − initial startle)/(initial startle). Habituation is, therefore, Sensitization × (−1). From the threshold phase, we averaged startle scores from the five presentations of each of the decibel levels (70, 80, 90, 100, and 110 dB) to generate a startle threshold curve for each animal, and we quantified the area under the curve (AUC).
Composite behavior scoring
To standardize and quantify behavior across multiple behavior tests, we adapted the method of Cut-Off Behavioral Criteria developed by Cohen and Zohar [49]. For each measure, a behavioral cutoff criterion was defined as the 20th percentile of the control distribution. For measures in which greater scores indicate greater anxiety-like behavior (latency to an anxiogenic zone, time spent in an anxiolytic zone), the 80th percentile of the control group was used. Binary scoring was applied: Animals falling outside the criterion were marked as “affected” and received a score of 1 for that measure. Scores were then summed across all tests. High scores represent consistent anxiety-like behavior across all tests. We compared these scores to three other methods of composite scoring: Z scoring, principal component analysis (PCA), and ranks. For Z scoring, we converted all measures to Z scores using the mean and standard deviation of the control group; Z scores were then averaged across all measures from all tests. For PCA, we conducted a PCA on all measures from all animals via custom Python scripts and recorded each animal’s value from the first principal component. For ranks, for each measure, we sorted all animals in ascending order and assigned each animal a rank for that measure from 0 (least anxiety-like behavior) to 40 (highest anxiety-like behavior). For example, the animal with the least time spent in the center of the OFT received a rank of 40. Ranks were then averaged across all measures from all tests. Each of these composite scoring methods (Z scores, first principal component values, and average ranks) were compared to composite cutoff scoring via Pearson correlations.
Fear conditioning cohort
A separate cohort of 12 male rats was used to test repeated avoidance profiling coupled with fear conditioning. All animals underwent a one-day profiling battery consisting of the OFT Light, EPM Light, and LD with 10 min in the home cage in between each test (day −19 relative to stress). Eight days later (day −11), the animals went through a second one-day behavior profiling battery. Rats went through the acute, severe stress paradigm (day 0) with blood sampling 11 days later, followed by a third avoidance profiling battery 7 days later (day +7). On day +8 post stress, all animals underwent a three-day fear conditioning protocol. On the first day, animals were placed in a Coulbourn sound-attenuating fear conditioning chamber (12 w × 10 l × 12 h in inches) with an electrified grid floor. Animals were allowed 5 min to acclimate to the box. Following acclimation, 10 unsignaled, 1 mA, 1 s duration shocks were delivered with an inter-stimulus interval of 15–120 s. Rats were left in the chamber for 3 min after the last shock and then returned to the home cage. On the second day (day +9), animals were placed back into the fear context without shock and underwent 5 extinction trials lasting 10 min each. Inter-extinction trial intervals were ~90 min. On the third day (day +10), animals were again placed in the fear context without shock for a single 10 min extinction-retention test (Probe). The fear chamber was cleaned with 70% ethanol in between each animal. The time spent freezing in each trial was quantified by observers blind to condition. Extinction was quantified as AUC from the 5 extinctions trials. Animals underwent the ASR test on day +11, and on day +14, animals underwent a final 15 min LD test prior to perfusion 15 min later.
Olig1 lentivirus and stereotaxic injections
To test whether hippocampal oligodendrogenesis contributes to avoidance behavior, two third-generation lentiviral expression vectors were designed with VectorBuilder (Santa Clara, CA). The control vector was designed to express enhanced green fluorescent protein (EGFP) under the human cytomegalovirus (CMV) promoter. The experimental vector was a bicistronic design with the CMV promoter driving expression of mouse Olig1 (NM_016968.4) followed by a second CMV promoter driving EGFP. Plasmids were packaged by the UC Berkeley High-Throughput Screening Facility in HEK293T cells. Cells were transfected via jetPRIME (VWR, Radnor, PA) with the viral plasmid and three helper plasmids (pCMV-VSVG, pMDL, and pRSV-Rev). The resulting virus-containing media were collected at 48 h and 72 h after transfection. Virus was precipitated with 5% PEG and 0.15 M NaCl and centrifuged at 3000 g for 15 min at 4 °C. The precipitated viral pellet was resuspended in ice-cold phosphate-buffered saline (PBS), aliquoted, and stored at −80 °C. Viral titer was determined with an ABM qPCR Lentivirus Titration Kit (ABM, Vancouver, BC, Canada). Titers were 106–107 infectious particles/mL.
For viral injections into the dentate gyrus, animals were injected with 0.05 mg/kg buprenorphine and anesthetized with isoflurane (2–3%). Using a stereotaxic frame, bilateral craniotomies were made at the following coordinates: −3.5 mm anterior/posterior, ±2.2 mm medial/lateral relative to bregma, and −3.3 mm relative to dura. For viral infusion, 1.3 µL of virus was infused at a rate of 0.1 µL/min into each hemisphere. After the injection, the needle was left in place for 5 min to allow for viral diffusion, then was slowly removed to minimize viral infection along the needle tract. One animal from the Lenti-Olig1 group was removed from further analysis due to unilateral injection failure. One animal from the Lenti-GFP control group was removed for postoperative complications (chronic swelling around the wound site).
Perfusion
Rats were deeply anesthetized with Euthasol Euthanasia Solution (Virbac AH, Inc.) and transcardially perfused with 0.9% saline followed by ice-cold 4% paraformaldehyde (PFA) in 0.1 M PBS. Brains were post-fixed for 24 h at 4 °C in 4% PFA and equilibrated in 30% sucrose in 0.1 M PBS. They were then stored at −80 °C. The brains were sliced into free-floating 40 µm sections on a cryostat in a 1 in 12 series and were subsequently stored at −20 °C in antifreeze solution.
Immunohistochemistry and fluorescence microscopy
Immunohistochemical staining was conducted on free-floating sections. All antibodies were tested and validated by including a negative control (no primary antibody applied) during staining. On the first day, slices were washed in Tris-buffered saline (TBS) and blocked with 3% normal donkey serum (NDS, Jackson ImmunoResearch, catalog number 017-000-121, West Grove, PA) in TBS with 0.3% Triton-X100 for 1 h at room temperature. The slices were then incubated overnight at 4 °C in primary antibodies diluted in TBS with 0.3% Triton-X100 and 1% NDS. Primary antibody incubation for Olig1 was extended to 72 h at 4 °C. Primary antibodies were rat anti-myelin basic protein (MBP; 1:500; Abcam, AB7349, Cambridge, UK), rabbit anti-glutathione S-transferase π (GSTπ; 1:5000; MBL International, catalog number 311, Woburn, MA), sheep anti-carbonic anhydrase II (CAII; 1:10,000; AbD Serotec, AHP206, Hercules, CA), rabbit anti-Olig1 (1:1000; MilliporeSigma, AB15620, Burlington, MA), and chicken anti-green fluorescent protein (GFP; 1:750; Abcam, AB13970, Cambridge, UK). On the second day of staining, the slices were rinsed in TBS and incubated in 1:500 diluted fluorophore-conjugated secondary antibodies for 2 h at room temperature in blocking solution with 1% NDS. Secondary antibodies were Alexa Fluor 647 donkey anti-sheep (Jackson 713-605-147), Cy3 donkey anti-rat (712-165-153), Alexa Fluor 488 donkey anti-rabbit (711-545-152), Alexa Fluor 594 donkey anti-rabbit (711-585-152), and Alexa Fluor 488 donkey anti-chicken (703-545-155; all from Jackson ImmunoResearch). Lastly, the sections were rinsed in TBS and stained with the nuclear marker DAPI (1:40,000 in TBS). Stained sections were mounted onto glass slides and coverslipped with DABCO antifading medium.
For BrdU staining, the first day of staining proceeded as detailed above, and slices were incubated with rabbit anti-Olig2 (1:1000; MilliporeSigma, AB9610, Burlington, MA) overnight at 4 °C in blocking solution with 1% NDS. On the second day of staining, the slices were rinsed in TBS and incubated in 1:500 Alexa Fluor 647 donkey anti-rabbit (Jackson, 711-605-152) for 2 h at room temperature in blocking solution with 1% NDS. Sections were then rinsed in TBS and incubated in 4% PFA for 10 min. Sections were rinsed in TBS 3 times, rinsed in 0.9% saline once, and then incubated in 2 N HCl at 37 °C for 30 min. Sections were then rinsed in TBS and incubated in blocking solution with 3% NDS for 1 h at room temperature. Sections were then incubated overnight at 4 °C in blocking solution with 1% NDS and primary rat anti-BrdU (1:500, Abcam, AB6326, Cambridge, UK). On the third day, sections were rinsed and incubated in blocking solution with secondary Cy3 donkey anti-rat (Jackson ImmunoResearch, 712-165-153) for 2 h at room temperature. Lastly, the sections were rinsed in TBS and stained with the nuclear marker DAPI (1:40,000 in TBS). Stained sections were mounted onto glass slides and coverslipped with DABCO antifading medium.
Imaging of slides was conducted under a 40x objective using a Zeiss 510 AxioImager microscope (Zeiss, Oberkochen, Germany) with MetaMorph software (Molecular Devices, San Jose, CA) and a 10x air objective on a Zeiss AxioScan Slide Scanner (AxioScan.Z1, Zeiss, Oberkochen, Germany) with Zen software (Zeiss). Regions of interest (ROIs) were scanned and automatically stitched. For the dentate gyrus, sections from Bregma −2.9 to −5.28 were imaged, and the granule cell layer (GCL) and hilus (defined as the region within the GCL blades and medial to the stratum pyramidale of CA3) were traced. Cells were counted from 4–8 hemispheres of the dorsal dentate gyrus from each animal with Fiji software [50]. Overall dentate gyrus measures were collected by summing measures from the hilus and GCL. For other brain regions, ROIs of standardized size (75 × 75 µm to 300 × 300 µm) were collected from both hemispheres of 2–6 sections. Cell bodies were counted via automated thresholding and particle analysis in Fiji, and output was visually confirmed by observers blind to condition (via independent observers and/or masking of animal numbers). This allowed for high-throughput cell counting from many regions. For all regions, MBP was measured from the raw images by the integrated fluorescence intensity of MBP immunofluorescence. All measures for all regions were averaged across sections and normalized to area in mm2 (cell densities) or µm2 (MBP intensity).
Study design—humans
MRI data acquisition and processing
Our original publication in humans, Chao et al., 2015 [46], includes detailed methods regarding sample accrual, diagnostic classification, brain structural data acquisition, and analyses. Briefly, 38 male veterans (19 PTSD+, 19 PTSD−) were studied at the Center for Imaging of Neurodegenerative Diseases at the San Francisco Veterans Affairs Medical Center. All participants provided written informed consent approved by the University of California at San Francisco and the Veterans Administrations Committees on Human Research. Screening exclusions included a history of psychosis or bipolar disorder, alcohol abuse/dependence within the last 12 months, and substance abuse/dependence within the last six months. PTSD diagnoses and symptoms were obtained using the Clinician Administered PTSD Scale (CAPS) by trained clinicians. Structural MRI scans were acquired using a Bruker/Siemens Med-Spec 4T MRI system (Bruker BioSpin, Ettlingen, Germany). The image series acquired included a T1-weighted magnetization prepared gradient echo sequence and a volumetric T2-weighted turbospin echo sequence. The images were processed, and T1w/T2w ratios were measured using the methods developed by Glasser and Van Essen, 2011 [51], validated in 1555 brains by Shafee, Buckner, and Fischl, 2015 [52], and outlined by Chao et al., 2015 [46]. The FreeSurfer version 4.5 tissue boundary delineations were used to assign ROIs for the hippocampus, amygdala, and corpus callosum [53].
Statistical Analysis
All data are presented as mean ± standard error of the mean (SEM), except GCL BrdU/Olig2 cell densities (no summary statistics plotted). Analyses were performed using IBM SPSS 19 (SPSS, Inc., Chicago, IL) and GraphPad Prism version 9.1.1 for Mac OS X (GraphPad Software, San Diego, CA, USA, www.graphpad.com). Hierarchical clustering was performed with the Seaborn package in Python (Version 3.7.1, Python Software Foundation, Wilmington, DE). Two animals were excluded from the virus cohort for surgical complications or unsuccessful viral targeting (detailed above); otherwise, all animals were included. For correlations between brain measures and behavior scores, we screened datasets for outliers using the ROUT method in Prism with Q-value set to 1% [54]. Instances in which outliers are excluded are noted in figure legends and the supplemental Excel file. Two-sample comparisons were performed by two-sided Student’s t-test, and multiple group comparisons were conducted by ANOVA, followed by Tukey’s post hoc testing to compare individual groups when a main effect was detected. Data were assumed to have a normal distribution, and the results were similar between parametric and non-parametric statistical tests. Equality of variance was tested with Levene’s test, and a Welch’s corrected t statistic was used in the case of non-homogeneity of variance. Greenhouse-Geisser corrections were used when the assumption of sphericity was broken, as indicated by Mauchly’s test of sphericity. To determine the relationships between measures, we conducted Pearson correlations. In all tests, the alpha value was set at 0.05. For human work, descriptive statistics were performed on the demographic and clinical characteristics across the groups using both the Student’s t-test for continuous variables and the Fisher’s exact test of independence for categorical variables. The relationship between PTSD symptom severity (i.e., CAPS) and hippocampal T1w/T2w ratios was examined with Spearman’s Rank-Order correlation. Descriptive and hypothesis-testing statistics can be found in the supplemental Excel file.
Results
Exposure to acute, severe stress yields a spectrum of anxiety-like behavior in adult rats
To model exposure to acute, severe trauma, we subjected adult, male Sprague-Dawley rats to immobilization with predator scent (fox urine) (Fig. 1A). This is an established model with ethological validity that elicits a large corticosterone response in the rat [28, 55–58]. Twenty rats underwent stress, while 20 served as controls and remained minimally disturbed. Animals exposed to stress had a dramatic increase in circulating corticosterone levels by 30 min and 3 h into exposure (Fig. 1B) and lost significantly more weight than control animals by the day after stress (Fig. 1C), confirming that this paradigm was effective at eliciting an acute, physiological stress response.
Following acute trauma exposure in rodents and humans, the majority of individuals gradually recover to baseline levels of fear and anxiety, while a subset of susceptible individuals displays persistent changes to behavior [4, 49]. To identify stress-susceptible rats, we allowed animals to remain in the home cage with minimal disturbance for 7 days after stress. We then characterized behavioral changes with a suite of tests spanning the domains of exploration, avoidance, startle, rearing, and grooming (Fig. 1D). This paradigm identifies sub-populations of stress-exposed animals displaying persistent and stable changes to different anxiety-like behaviors [49, 59]. Assays included the OFT under highly anxiogenic (brightly lit: OFT Light) and low anxiogenic (dimly lit: OFT Dim) conditions, EPM under bright and dim conditions, LD test, and ASR test. For OFT, EPM, and LD tests, we quantified frequency, duration, and latency of visits to anxiogenic and anxiolytic zones. From the OFT Light, we also quantified rearing and grooming behavior, both of which have been used as ethological measures of general anxiety-like behavior in the rat [60, 61]. From the ASR test, we quantified habituation (and, conversely, sensitization) to repeated startle stimuli, mean startle response, and the startle response curve to tones of increasing decibels [48].
We first sought to characterize this multi-dimensional behavioral dataset. Broadly, animals exhibited considerable variability in each individual metric (Fig. S1). To determine how behavioral metrics from separate domains relate to each other under baseline conditions and following stress exposure, we correlated behavioral measures within and across assays (Fig. 1E). Interestingly, in the control group, avoidance assays showed several cross-assay correlations to startle measures, but not to exploration measures. These correlations were confirmed by unbiased hierarchical clustering (Figs. 1F and S2). In the control group, the first-order branching yielded two clusters. Control Cluster 1 consisted of all OFT measures and grooming, while Control Cluster 2 consisted of all avoidance and startle measures, as well as rearing. Conversely, correlations and hierarchical cluster membership were altered in stress-exposed animals when compared to controls. Specifically, avoidance assays showed cross-assay correlations to exploration, but not to startle measures. Stress Cluster 1 (S1) consisted of all OFT measures and nearly all avoidance measures, while Stress Cluster 2 (S2) consisted of all startle measures, as well as rearing, grooming, and two avoidance latency measures. Broadly, the rodent-specific anxiety-like measures of rearing and grooming showed no strong relationships to measures from other domains in either control or stress-exposed groups. Together, this reveals that acute stress exposure shifts behavioral patterns such that exploration of the open field aligns with measures of avoidance, but not startle, in stress-exposed animals.
Clinical scores such as the Clinician Administered PTSD Scale (CAPS) provide a numeric value that encapsulates many individual, yet related, measures, providing greater descriptive power than a single measure in isolation. To generate a summative index for behavior across all tests, we adapted the concept of Cut-Off Behavioral Criteria to assign a binary score for each anxiety-like behavioral measure (Fig. S3) [48, 49]. Briefly, quantitative measures were compared to the control group distribution and given a score of 0 or 1 depending on whether they fell below a cutoff criterion, defined here as the 20th percentile of the control group (Figs. S1 and S3A, B). This cutoff was chosen to capture animals with the most extreme behavioral responses and to model the prevalence rates of high-anxiety behavior seen in rats and clinical populations [62]. Binary outcomes were then summed across all measures (Fig. S3C). High composite scores reflect that an animal consistently displayed anxiety-like behavior across many measures when compared to control animals. Similar methods have been used to classify rats subjected to predator exposure, and a recent study used cutoff scoring to classify distinct behavioral phenotypes in mice subjected to chronic unpredictable stress [63, 64]. Here, we found that cutoff-based composite scores were strongly correlated with values from three separate methods of quantifying individual variability: Z scoring, PCA, and averaged ranks across measures, providing further validity for this technique (Fig. S3D–F). Using this method, we found that stress-exposed animals displayed a wide range of composite scores that trended higher than controls (p = 0.06, Fig. 1G). Interestingly, scores from stress-exposed animals spanned a large range from minimally affected (composite score = 2) to highly affected (composite score = 19). We then binned scores according to the mean and standard deviation of control scores (4.3 ± 3.2) to yield four bins with cutoffs of 1, 4, and 7 (bins: 0–1, 2–4, 5–6, and 7+). Notably, no stress-exposed animals fell into the lowest bin of scores (0–1), while the percentage of stress-exposed animals falling into the highest bin (7+) was more than double compared to controls (Fig. 1H). To determine whether the upward trend in scores was driven by a particular behavioral cluster, we generated composite scores using measures from either cluster S1 or cluster S2. We found that stress-exposed animals exhibited upward trends in composite scores for both clusters (Fig. 1I). Altogether, this suggests that rats display individual variability in both the type and severity of outcomes after exposure to acute severe stress, with specific shifts in the behavioral domains of avoidance and startle.
Oligodendrocytes and MBP in the dentate gyrus correspond to individual avoidance outcomes in stress-exposed animals
Next, we tested whether oligodendrocyte cell density and myelin protein in select white and gray matter ROIs corresponded to the behavioral variation of individual anxiety-like outcomes after stress. In a subset of stress-exposed animals (n = 11) chosen to span the full range of composite scores, we analyzed cellular immunomarkers of the oligodendrocyte lineage, including glutathione S-transferase π (GSTπ, an intermediate-to-late-stage oligodendrocyte marker), carbonic anhydrase II (CAII, a marker of mature oligodendrocytes), and myelin basic protein (MBP, a marker of myelin) (Fig. 2A, B). We quantified the number of oligodendrocyte cell bodies and MBP staining intensity in multiple hippocampal subregions, including the granule cell layer (GCL) and hilus (polymorphic layer) of the dentate gyrus, molecular layer, CA3, CA2, CA1, stratum lucidum, stratum radiatum, stratum lacunosum moleculare, and stratum oriens. We further quantified oligodendrocyte density and MBP staining in the amygdala lateral subdivision (LA), basolateral subdivision (BLA), and central subdivision (CeA), as well as in the brain’s major white matter tract, the corpus callosum (Fig. 2C).
Interestingly, greater oligodendrocyte cell density and greater MBP intensity specifically in the dentate gyrus of the hippocampus corresponded to greater anxiety-like behavior after stress (Fig. 2D–I). Animals classified as having the highest levels of anxiety-like behavior (composite scores of 7+) had significantly greater GSTπ cell density in the GCL, but not the hilus, when compared to animals with low scores (scores of 2–6; Fig. 2J). In contrast, oligodendrocyte CAII measures were not significantly different across group outcomes (Fig. 2K). Animals with high composite scores also had significantly greater MBP fluorescence in both the GCL and the hilus (Fig. 2L). A correlation matrix revealed that composite scores in stress-exposed animals strongly correlated with GSTπ and MBP in the GCL and hilus (Fig. 2M), suggesting that oligodendrocytes and MBP in the dentate gyrus not only correspond to group-level differences in anxiety-like behavior, but also serve as correlative biomarkers of individual variability after stress. This was not the case for any other region of the hippocampus, amygdala, or corpus callosum, nor was it the case for control animals (Fig. S4). We tested whether composite scores derived from either cluster S1 (Avoidance) or cluster S2 (Startle, Rearing, Grooming) drive the relationship between anxiety-like behavior and dentate gyrus oligodendrocytes. In stress-exposed animals, we found that dentate gyrus GSTπ and MBP significantly positively correlated with composite scores from cluster S1, but not cluster S2, suggesting that dentate gyrus oligodendrocytes and MBP correspond most strongly with individual outcomes of avoidance behavior (Fig. 2N). Overall, these experiments suggest that oligodendrocyte and myelin markers in the rat dentate gyrus correspond to anxiety-like outcomes following exposure to a single, severe stressor.
We have previously demonstrated that stress and glucocorticoids can induce oligodendrogenesis from neural stem cells in the dentate gyrus [32]. Here, we tested whether oligodendrocytes born in the timeframe surrounding the stressor corresponded to individual outcomes of anxiety-like behavior. We injected the thymidine analog BrdU immediately after stress as well as on the 2 days following stress to label actively dividing cells. After perfusion, we stained for BrdU and the oligodendrocyte transcription factor Olig2 (Fig. 2O, P). Animals with high composite scores had significantly greater BrdU/Olig2 cell densities in the hilus than animals with lower scores (Fig. 2Q). The correlation between BrdU/Olig2 cells and composite behavior scores was trending, but not statistically significant with our sample size of 11 (r = 0.522, p = 0.08). Together, this may suggest that oligodendrogenesis and/or oligodendrocyte survival in the dentate gyrus correspond with higher anxiety-like behavior after acute, severe stress at the group level.
Manipulation of hippocampal oligodendrogenesis mimics stress exposure
Given the group-level and correlative relationships between dentate gyrus oligodendrocytes and behavior, we next tested whether manipulating hippocampal oligodendrocytes is sufficient to induce changes in anxiety-like behavior. We developed a lentiviral construct to induce ectopic overexpression of the oligodendrogenic transcription factor Olig1 (Lenti-CMV-mOlig1-CMV-EGFP) or GFP as a control (Lenti-CMV-EGFP; Fig. 3A). We stereotactically delivered virus to the dorsal dentate gyrus of male rats (nGFP = 9, nOlig1 = 7; Fig. 3A). After 6 weeks of recovery to allow for viral expression, animals underwent 2 days of behavior profiling (Fig. 3B).
Viral delivery and expression in the dentate gyrus were confirmed by GFP expression (Fig. 3C, D). We found that viral expression in Lenti-Olig1 animals was largely restricted to the subgranular zone and molecular layer, with some additional expression in the hilus (Fig. 3C, D). To confirm effective upregulation of Olig1 expression, we quantified Olig1 cell density in the GCL and hilus in a subset of animals. Rats that received Lenti-Olig1 virus indeed showed significantly more Olig1 cell density in the dentate gyrus compared to Lenti-GFP animals (Fig. 3E). We calculated composite scores of anxiety-like behavior using Lenti-GFP animal behavior as the reference control distribution. We found that animals that received Lenti-Olig1 virus displayed significantly enhanced anxiety-like behavior scores when compared to Lenti-GFP animals (Figs. 3F and S5). To determine which behavioral domains were altered by viral delivery, we generated composite subscores for avoidance measures and startle measures separately. Lenti-Olig1 animals displayed significantly greater composite avoidance scores than Lenti-GFP animals (Fig. 3G), and these scores were significantly positively correlated with Olig1 cell density (Fig. 3H), echoing the findings from our first experiment. Lenti-Olig1 animals also displayed greater composite startle scores relative to Lenti-GFP animals (Fig. 3I); however, these scores were not correlated with Olig1 cell densities (Fig. 3J). Together, these findings suggest that Olig1 ectopic overexpression in the dorsal dentate gyrus increases both avoidance and startle behavior in rats. Hence, manipulation of the oligodendrocyte population in the absence of exposure to stress was sufficient to phenocopy stress-induced place avoidance and to enhance startle. These findings highlight the relationship between hippocampal oligodendrogenesis and behavioral outcomes and suggest that oligodendrogenesis can contribute to the pathogenesis of enhanced stress reactivity.
Increased MBP in the amygdala and hippocampus is correlated with enhanced contextual fear learning
In addition to avoidance behavior and hypervigilance, trauma can induce long-lasting changes in fear learning and fear extinction [65, 66]. In our first experiments, we identified region-specific relationships between oligodendrocytes and MBP and the behavioral domains of avoidance and startle. Thus, we next sought to expand our behavioral analyses to include fear learning and to test whether regional oligodendrocytes and MBP also correspond to individual outcomes of fear following exposure to acute, severe stress. Furthermore, we hypothesized that baseline behavioral profiles may predict an individual’s susceptibility to stress. Thus, we sought to test whether avoidance behavior prior to stress could predict individual outcomes in fear behavior following stress exposure.
To test these hypotheses, we conducted a study in which 12 male rats underwent behavioral profiling (OFT + EPM + LD) at 3 time points—twice before stress (t1 = −19 and t2 = −11 days) and once following stress (t3 = +7 days) (Fig. 4A). To probe for individual variation in fear learning following stress, animals underwent fear conditioning on day +8 after stress. We quantified freezing behavior during the initial shock session. In addition, contextual fear memory and fear extinction were quantified by measuring freezing behavior during 5 extinction trials, and extinction memory was quantified by measuring freezing during an extinction probe trial. We found that animals displayed a wide range of time spent freezing in each of the trials, suggesting that rats display individual variability in the severity of fear expression and fear learning outcomes after acute, severe stress (Fig. 4B).
We then asked whether individual profiles of avoidance behavior prior to and following stress predict fear outcomes. Broadly, we found that fear conditioning measures did not correlate with avoidance measures from either before or after stress (Fig. S6A, B). In addition, we compared fear conditioning measures to startle behavior after stress and again found that the majority of measures were not significantly correlated (Fig. S6C). Altogether, these findings suggest that avoidance, startle, and fear are separate domains of behavior in this model of acute, severe stress and that an individual’s outcome in one behavioral domain does not predict its outcome in another domain.
To test whether oligodendrocytes and MBP correspond to individual differences in fear-like behavior, we quantified GSTπ and CAII cell density and MBP fluorescence intensity from white and gray matter ROIs as described above and correlated these measures to individual fear-like behavior metrics. This revealed that, in contrast to avoidance and startle behavior, oligodendrocytes and MBP in the dentate gyrus of the hippocampus showed no significant relationships to fear conditioning or extinction measures (Fig. 4C–E). Rather, MBP immunofluorescence in the CA3, CA2, and stratum oriens subregions of the hippocampus were positively correlated with freezing during extinction trials (Fig. 4D). In addition to these hippocampal regions, MBP immunofluorescence in the LA and CeA of the amygdala positively correlated with freezing behavior during extinction trials, but not to the initial fear conditioning trial or extinction probe (Fig. 4C–E). These findings suggest a potential role for hippocampal and amygdala myelin protein in contextual fear memory following exposure to a single, severe stressor in rats.
Hippocampal and amygdala T1w/T2w ratios correspond to avoidance and fear in trauma-exposed male veterans
Previously, we showed that hippocampal T1w/T2w ratios (an MRI-based method for estimating gray matter myelin content [51, 52]) are positively correlated with overall PTSD symptom severity as measured by CAPS scores [46]. CAPS IV scores encompass symptoms for avoidance (Avoidance subscore), fear (Re-experiencing subscore), and hypervigilance (Hyperarousal subscore) [67]. Thus, following our findings in the rat hippocampus and amygdala, we hypothesized that estimates of myelin content in these same regions would regionally correspond to individual behavioral outcomes in human veterans exposed to trauma. To test this, we extended our previous work and correlated T1w/T2w ratios from the hippocampus, amygdala, and corpus callosum with individual sub-components of CAPS scores.
As previously shown [46], there is a significant, positive correlation between overall CAPS scores and T1w/T2w ratios in the hippocampus (Table 1). Here, we additionally found that T1w/T2w ratios from the amygdala, but not the corpus callosum, correlated with overall CAPS scores. When further comparing T1w/T2w ratios to categorical subscores, we found that both hippocampal and amygdala ratios, but not corpus callosum ratios, were positively correlated with Avoidance and Hyperarousal subscores, but not with Re-experiencing subscores.
Table 1.
Hippocampus | Amygdala | Corpus callosum | |
---|---|---|---|
Total CAPS | 0.38* | 0.36* | 0.15 |
Avoidance subscore | 0.39* | 0.40* | 0.20 |
Avoidance of thoughts, feelings, conversations | 0.27 | 0.39* | 0.09 |
Avoidance of activities, places, people | 0.38* | 0.30 | 0.16 |
Inability to recall aspects of trauma | 0.07 | 0.20 | 0.04 |
Diminished interest in activities | 0.33* | 0.35* | 0.16 |
Detachment or estrangement | 0.20 | 0.14 | 0.09 |
Restricted affect | 0.39* | 0.24 | 0.25 |
Sense of foreshortened future | 0.26 | 0.29 | 0.20 |
Re-experiencing subscore | 0.25 | 0.30 | 0.11 |
Intrusive recollection | 0.04 | 0.06 | 0.09 |
Distressing dreams | 0.26 | 0.22 | 0.02 |
Flashbacks | 0.01 | 0.06 | 0.15 |
Psychological distress at exposure to cues | 0.29 | 0.52** | 0.15 |
Physiological distress at exposure to cues | 0.20 | 0.38* | 0.18 |
Hyperarousal subscore | 0.48** | 0.38* | 0.15 |
Difficulty sleeping | 0.45** | 0.31 | 0.12 |
Irritability, frequency | 0.56** | 0.28 | 0.06 |
Difficulty concentrating | 0.35* | 0.29 | 0.05 |
Hypervigilance | 0.15 | 0.17 | 0.03 |
Exaggerated startle response | 0.26 | 0.33* | 0.03 |
T1w/T2w ratios were measured from 38 trauma-exposed male veterans, as described in Chao et al., 2015. In all, 19 trauma-exposed veterans were diagnosed with PTSD, while 19 were without PTSD. All analyses are Spearman’s rank-order correlations (*ρ < 0.05, **ρ < 0.01).
We then determined which individual symptoms correspond with T1w/T2w ratios in the hippocampus, amygdala, and corpus callosum. We found that amygdala and hippocampal T1w/T2w ratios displayed divergent relationships with respect to individual PTSD symptoms. Specifically, hippocampal ratios positively correlated with place avoidance (“Avoidance of activities, places, people”), mood (“Diminished interest in activities,” “Restricted affect”), sleep disruption, irritability, and concentration. In contrast, amygdala T1w/T2w ratios positively correlated with emotional avoidance (“Avoidance of thoughts, feelings, conversations”), mood (“Diminished interest in activities”), psychological and physiological distress at exposure to cues, and startle. Interestingly, corpus callosum T1w/T2w ratios showed no significant relationships to any CAPS measures, a finding consistent with our work in rats.
In sum, hippocampal T1w/T2w ratios in trauma-exposed men positively correlated with individual outcomes relating to place avoidance and hyperarousal, while amygdala T1w/T2w ratios correlated with individual outcomes surrounding cue-associated distress, emotion, and startle. Both regions correlated with aspects of mood, and the corpus callosum, the brain’s largest white matter tract, showed no relationship to any aspects of PTSD symptomology. Together, these findings mirror several aspects of our work in rats. They provide clinical relevance to our findings and point to future avenues of investigation.
Discussion
This study was motivated by the unmet critical need to understand the neural mechanisms that drive behavioral variation in response to acute, traumatic stress. Here, using a translational design, we identified region-specific gray matter oligodendrocytes and myelin histology as correlative indicators and potential contributors to anxiety-like behavior and fear learning after stress. We used a multimodal method of quantifying behavior to demonstrate that acute, severe stress yields individual variation in anxiety-like and fear behavior in rats. We found that persistent increases in place avoidance were positively correlated with dentate gyrus oligodendrocyte and MBP intensity, while individual outcomes of contextual fear learning were positively correlated with MBP intensity in the amygdala and spatial-processing subregions of the hippocampus. Together, these findings suggest that oligodendrocytes and myelin proteins in these regions correspond with differential susceptibility to stress. Indeed, driving oligodendrogenesis in the dentate gyrus was sufficient to enhance avoidance and startle behavior in the absence of a stressor. Similarly, T1w/T2w estimates of gray matter myelin in trauma-exposed veterans positively correlated with PTSD symptomology in a region-specific manner: hippocampal T1w/T2w ratios corresponded with place avoidance, and amygdala T1w/T2w ratios corresponded with cue-associated fear. These findings provide a novel biological framework to understand how individual variance in persistent sensitivity to traumatic stress arises.
Traumatic stressors can be acute events that trigger long-lasting changes to the brain and behavior; however, the biological factors contributing to whether an individual develops mood and anxiety disorders after trauma remain poorly characterized [68]. Modeling exposure to acute, severe stress is critical to understanding these mechanisms of susceptibility. In this study, we utilized a translational rat model in which animals were exposed to 3 h of immobilization with simultaneous exposure to fox odor; this is an inescapable stressor that had been shown to be more severe than immobilization alone [57]. Here, serum corticosterone was elevated throughout the duration of the stressor, and animals displayed significant weight loss by the day after stress, suggesting that this paradigm elicits a robust stress response.
Stress-induced changes to behavior may be isolated to a single domain or coordinated across multiple domains [5, 63, 69]. To evaluate rat behavior after acute stress in a way that models complex and variable human outcomes, we utilized a multivariate approach to quantify exploration, avoidance, hypervigilance behavior, fear learning, and fear extinction. We found that the behavioral domain of avoidance clustered with exploration after acute stress, but not at baseline. This shift in behavioral signatures may speak to the nature of the OFT, which is often used as a means of quantifying either general exploratory locomotion or anxiety-like behavior (avoidance of the center). Our results suggest that under baseline conditions, open field behavior does not reflect anxiety-like behavior as measured by the EPM or LD. However, after stress, avoidance of the center of the open field correlates well with avoidance measurements, hence serving as an assay of approach/avoidance conflict. Interestingly, we did not find strong correlations between avoidance, fear conditioning, and startle measures in stress-exposed animals, suggesting that, at least at the group level, this stress paradigm induces orthogonal behavioral effects with separable underlying neural mechanisms.
In this work, we developed composite cutoff behavior scoring to characterize behavioral profiles in rats. This method, and the Cut-Off Behavioral Criteria from which it was adapted, does not rely upon absolute values of behavior, but instead applies binary scoring after application of a cutoff; summing scores from many measures and assays then allows for the identification of animals that display sensitive, yet consistent, anxiety-like behavior. This method is modeled upon human clinical standards and previous work in rodents [48, 70, 71]. Similar thresholding techniques have been used to define distinct behavioral phenotypes in animals exposed to acute or chronic stress [63, 72]. In our study, this method revealed that 1 week after acute stress exposure, animals display a spectrum of scores, from minimally affected to highly affected. Our approach models the continuous nature of stress effects and provides another means with which to investigate the physiological, neural, and glial factors that correspond and contribute to the continuum of anxiety-like behavior. A limitation of this paradigm is that, because only a subset of animals displays persistent changes to anxiety-like behavior, relatively large numbers of animals are required to identify stress-susceptible animals. Indeed, there were several group-level trends in behavioral and cellular metrics in our study, and future work may benefit from increased sample sizes to capture larger numbers of highly affected and unaffected animals.
A growing number of studies implicate myelin and oligodendrocytes in behavioral outcomes associated with stress [10, 13, 47]. Here, we showed that 2 weeks after an acute stressor, oligodendrocytes and myelin protein histology in the dentate gyrus of the hippocampus corresponded with outcomes of avoidance behavior on both group and individual levels. This relationship was specific to the dentate gyrus and was not present in the amygdala, corpus callosum, or CA regions of the hippocampus. In contrast, greater myelin protein staining in the amygdala and CA2/3 regions of the hippocampus corresponded with greater contextual fear memory. These associations are fitting, as the hippocampus has been implicated in approach/avoidance conflict and anxiety [73–75], while the amygdala and CA hippocampal subregions contribute to associative fear learning and spatial memory, respectively [76, 77]. Notably, in our study, immunohistology conferred the benefit of assessing oligodendrocyte cell density and myelin protein staining with subregion anatomical precision; however, a drawback of this approach is the qualitative nature of immunohistochemical staining for MBP. Future work should incorporate quantitative measures of myelin with electron microscopy, western blotting, or qPCR to confirm the relationships between myelin and behavior.
A question that arises is whether the correlation of oligodendrocytes to behavioral outcomes is merely an epiphenomenon (implying the potential to serve as a biomarker for vulnerability to stress-induced anxiety) or whether increased oligodendrogenesis plays a driving role in the pathogenesis of stress-induced anxiety outcomes (implying the potential to also serve as a therapeutic target). Here, we first showed that dentate gyrus oligodendrocytes born in the timeframe surrounding stress correspond to anxiety-like behavior outcomes at the group level. This may suggest that oligodendrogenesis plays a role in determining stress outcomes, whether via heightened baseline oligodendrogenesis, peri-traumatic oligodendrogenesis, or enhanced oligodendrocyte survival. To begin to parse these hypotheses, we conducted a gain-of-function experiment in which we ectopically overexpressed the oligodendrocyte transcription factor Olig1 in the dentate gyrus of the hippocampus. We demonstrated that heightened oligodendrocytic drive in the dentate gyrus is sufficient to bring about increased avoidance and startle behavior. This moves our findings beyond correlational work and suggests that hippocampal oligodendrogenesis can contribute to anxiety-like behavior. Of note, we chose a constitutive promoter that could target multiple cell types, but a clear limitation of this approach is the non-specificity of transgene expression. In addition, loss-of-function experiments will be needed to address the question of the necessity of oligodendrogenesis for stress-induced anxiety-like behavior, which may ultimately contribute to the development of pharmacological interventions for trauma-induced disorders. Lastly, we focused our gain-of-function experiment on the hippocampus, but future work should seek to conduct additional gain- and loss-of-function experiments in sites such as the amygdala. Nonetheless, this experiment further adds to the growing body of work demonstrating that the oligodendrocyte contributes to neural circuit function.
This study adds an important dimension to a growing body of literature demonstrating that oligodendrocytes outside of white matter tracts are associated with behavior and stress. Notably, several studies show that chronic stress paradigms decrease myelin in regions such as the PFC or in white matter tracts [24, 25]. However, increases in oligodendrogenesis and myelination can be induced by experience and neural activity in regions such as premotor cortex, PFC, hippocampus, retrosplenial cortex, and others [14, 20, 26, 32]. Moreover, inhibiting oligodendrogenesis and the formation of new myelin can impair motor learning, fear recall, and social behavior, suggesting that increases in myelination can alter behavior [14, 21, 26, 45]. Our work expands upon such results by detailing additional gray matter regions in which oligodendrocytes may influence behavior; specifically, we implicate oligodendrocytes and increased myelin protein histology in the hippocampus and amygdala in anxiety-like phenotypes following stress exposure. In addition, our data support and expand upon a recent study that utilized microarray gene expression data from animals exposed to acute stress, which demonstrated that hippocampal oligodendrocyte proportions are elevated in animals displaying PTSD-like behavioral responses [78]. Here, we find similar increases in oligodendrocyte density in the hippocampus of animals with high composite anxiety-like behavior scores. We further demonstrate a correlative relationship between behavioral outcomes and hippocampal oligodendrocyte content, we provide evidence suggesting a causal relationship between the two, and we demonstrate the clinical relevance of this phenomenon. Ultimately, our findings suggest a role for gray matter oligodendrocytes in selective susceptibility to stress-induced anxiety, adding to the growing hypothesis that myelin in the central nervous system contributes to the pathophysiology of psychiatric conditions.
Importantly, we employed a translational approach in this study; our results from rats informed our experiments with humans and vice versa. We previously showed that hippocampal T1w/T2w estimates of myelin positively correlate with overall PTSD symptom severity [46]. Here, we have now modeled this relationship in a controlled rat experiment and extended it to show that oligodendrocytes and myelin histology in the hippocampus as well as the amygdala correspond in a region-specific manner to individual outcomes of avoidance, startle, and fear-like behavior. Given these findings in rats, we then tested whether region-specific T1w/T2w ratios corresponded to individual components of PTSD symptom profiles in a group of trauma-exposed veterans. We found that hippocampal T1w/T2w ratios correlated with place avoidance, sleep disturbances, and concentration. In contrast, amygdala T1w/T2w ratios correlated with cue-associated distress, emotional avoidance, and exaggerated startle. This adds a comparative and translational perspective to our findings in rats. For example, the relationships between hippocampal myelin estimates and avoidance, and between amygdala myelin estimates and contextual fear were observed in both our rat and our human data. These parallels may imply that these relationships between gray matter myelin and behavior are evolutionarily conserved and species independent. In addition, they emphasize that relationships between myelin and individual domains of symptoms and behavior are region-specific. It is also possible, however, that structural and behavioral metrics may differ in their clinical relevance. Additionally, quantifying myelin content and integrity via MRI is difficult, and existing methods, including T1w/T2w ratio calculations used in this study, lack a high degree of precision and accuracy. Future experiments using small mammal MRI coupled with postmortem histology will not only aid in advancing myelin imaging, but also contribute to determining whether myelin imaging can serve as a biomarker for stress susceptibility. Ultimately, this study represents an example of an expressly translational investigation in which similar brain regional biomarkers are correlated with nominally analogous behavioral indices across rats and humans, and the findings illustrate important species similarities and differences that can guide future translational work towards aspects of myelin–behavior relationships that are likely to be conserved.
The relationships observed in this study between oligodendrocytes and behavioral outcomes may reflect different biological scenarios. First, baseline variation in the density of oligodendrocytes may confer variable sensitivity to stress exposure. Alternatively, variability in physiological stress responses may differentially regulate oligodendrogenesis or myelination. A limitation of this study is, thus, the cross-sectional nature of the design, which does not allow for quantification of changes in oligodendrogenesis or myelin over time. Support for either hypothesis will require quantification of oligodendrocytes and myelination in vivo in a longitudinal design, utilizing methods such as MRI or temporally controlled genetic techniques to label new myelin in a way that still allows for behavioral profiling. In addition, future work should seek to incorporate other hippocampal- and amygdala-specific behavioral tasks that show deficits in PTSD-related behavior, such as spatial navigation or cued fear learning [79, 80]. Lastly, this paradigm allows for the investigation of a wide array of biological factors—glial and otherwise—that may contribute to differential susceptibility to stress. For example, future work may expand the ROIs to develop a comprehensive, brain-wide model of how myelin relates to individual stress outcomes in both rats and humans. In addition, several studies have implicated autonomic function [81, 82] and hippocampal volume [83–85] as potential contributors to PTSD outcomes; modeling these in a controlled rodent experiment will aid in elucidating the biological mechanisms underlying these risk factors. This paradigm may also aid in identifying the genetic basis of differential anxiety outcomes. Here, our rodent work benefits from the relative genetic homogeneity of the Sprague-Dawley rat; future work should continue to leverage this translational design to investigate candidate genes uncovered in human populations and/or to uncover new candidate genes in the rat.
Added to these unresolved considerations is the question of sex differences. Our human cohort, both here and in our previous publication, consisted solely of male veterans due to the relative scarcity of female veterans who met all study criteria. We therefore focused our rat work on males, and our results should not be generalized to females. Several studies have contributed to the hypothesis that women are more susceptible to adverse psychiatric and behavioral outcomes after trauma [86, 87]; however, experiments in rodents suggest that females may be either sensitive or resilient depending on the type of stressor and behavioral assay utilized [88, 89]. In addition, males and females display regional differences in oligodendrocyte cell density and rates of oligodendrogenesis and myelination [90–92]. Oligodendrocytes express receptors for estrogens [93], and estrogens influence various stages of oligodendrogenesis [16, 19, 92], providing a potential mechanism by which sex differences arise. Future studies should, therefore, seek to explore both the behavioral outcomes of female rats after acute, severe stress, as well as the relationships between stress-induced behavior and oligodendrocytes in female rat and human populations.
This study ultimately presents important insight for the understanding of psychiatric disorders. Abnormalities in myelin and oligodendrocytes have been implicated in numerous disorders, including PTSD, depression, schizophrenia, autism, and Alzheimer’s disease [10, 44, 46, 94–97]. Our findings here contribute to the growing hypothesis that myelin in the central nervous system contributes to the pathophysiology of psychiatric conditions by suggesting a role for gray matter oligodendrocytes in selective susceptibility to stress-induced anxiety. While molecular phenotyping of tumor markers transformed the field of cancer diagnosis and treatment, the field of psychiatry is lagging far behind any promise of personalized medicine. By identifying regional relationships between oligodendrocytes and behavior, our findings may ultimately lead to much needed imaging-based tools for mechanism-based patient stratification that will aid in identifying and treating the most vulnerable individuals.
Supplementary information
Acknowledgements
We thank Ellen Brooker, Linnea Delucchi, Brian Gallagher, Natalie Musick, David Seo, Chau Pham, Lydia Ross, Katerina Alexander, Anjana Krishnamurthy, Amalia Kaufer Shapira, Anya Fineman, Iris Hart, and Cory Berg for assistance with animal work and data collection. We also thank Kristen Berendzen for thoughtful edits to the manuscript. Slide imaging experiments were conducted at the Cancer Research Laboratory Molecular Imaging Center, supported by the UC Berkeley Biological Faculty Research Fund. We would like to thank Holly Aaron and Feather Ives for their microscopy training and assistance. We thank Mary West, Pingping He, and the UC Berkeley QB3 Cell & Tissue Analysis Facility/High-Throughput Screening Facility for lentiviral packaging. Oligodendrocyte figures were adapted from images created with BioRender.com.
Author contributions
D.K. and K.L. devised experiments. K.L. performed experiments and analyses. L.L.C. conducted and analyzed human MRI. Y.K., A.A., K.H., L.P., D.M., V.R., R.M., C.T., and J.B. performed animal work, immunohistochemistry, and analysis. W.C. and S.M. provided oversight and support for statistical analyses. B.R.H. and S.H.W. supervised human PTSD analyses. T.C.N. and D.K. directed the project. K.L., Y.K., D.M., L.P., and D.K. wrote the paper.
Funding
This research was supported by NIMH R01MH115020 (D.K. and T.C.N.), an NARSAD Independent Investigator Award (D.K.), a Canadian Institute for Advanced Research fellowship (D.K.), an NSF GRFP (K.L.), an American Association of University Women American Dissertation Fellowship (K.L.), and an NSERC-CREATE grant (W.C.).
Data availability
All data associated with this study are available in the main text or the Supplementary materials.
Competing interests
All authors declare no competing interests.
Footnotes
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Supplementary information
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
All data associated with this study are available in the main text or the Supplementary materials.