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BMJ - PMC COVID-19 Collection logoLink to BMJ - PMC COVID-19 Collection
. 2022 Dec 1;12(12):e066766. doi: 10.1136/bmjopen-2022-066766

SARS-CoV-2 antibody responses post-vaccination in UK healthcare workers with pre-existing medical conditions: a cohort study

Victoria Ward 1,2, Jia Wei 1,3, William Gordon 2, Eleanor Barnes 1,2, Susie Dunachie 1,2, Katie Jeffery 2,4, David Eyre 2,5,, Anne-Marie O’Donnell 5,6
PMCID: PMC9716410  PMID: 36456004

Abstract

Objectives

To examine antibody responses after the second vaccination in healthcare workers (HCWs) with underlying health conditions.

Design

Cohort study.

Setting

Oxford University Hospitals in the United Kingdom.

Participants

Healthcare workers who had SARS-CoV-2 serological data available and received two SARS-CoV- 2 vaccinations.

Primary outcome

Peak SARS-CoV-2 anti-spike IgG responses after the second vaccination and associations with underlying health conditions and the estimated risk of severe COVID-19 using an occupational health risk assessment tool.

Methods

We used univariable and multivariable linear regression models to investigate associations between antibody levels and demographics (age, sex, ethnicity), healthcare role, body mass index, underlying health conditions, vaccination status, prior infection and the Association of Local Authority Medical Advisors COVID-age risk score.

Results

1635 HCWs had anti-spike IgG measurements 14–84 days after second vaccination and data on any underlying health conditions. Only five HCWs (0.3%), all on immunosuppressive treatment, (including four organ transplant recipients), did not seroconvert after second vaccination. Antibody levels were independently lower with older age, diabetes, immunosuppression, respiratory disorders other than asthma and markedly so in organ transplant recipients. Levels were independently lower in ChAdOx1 versus BNT162b2 recipients and higher following previous infection. HCWs with ‘very high’ COVID-age risk scores had lower median antibody levels than those with ‘low’, ‘medium’ or ‘high’ risk scores; 4379 AU/mL, compared with 12 337 AU/mL, 9430 AU/mL and 10 524 AU/mL, respectively.

Conclusions

Two vaccine doses are effective in generating antibody responses among HCWs, including those with a high occupational risk. However, HCWs with underlying health conditions, especially diabetes, immunosuppression and organ transplant, had lower antibody levels, and vaccine response monitoring may be needed.

Keywords: COVID-19, EPIDEMIOLOGY, OCCUPATIONAL & INDUSTRIAL MEDICINE


STRENGTHS AND LIMITATIONS OF THIS STUDY.

  • The study focuses on antibody levels after vaccination in healthcare workers (HCWs) with underlying health conditions.

  • The study examines the association between the Association of Local Authority Medical Advisors COVID-age tool and vaccine response.

  • The study only examines the peak anti-spike IgG levels after the second vaccination and does not assess antibody waning longitudinally.

  • The study may not be widely generalisable given the study population is predominantly working-age HCWs.

Introduction

Healthcare workers (HCWs) have played a central role in the response to the SARS-CoV-2 global pandemic. In many settings, HCWs have been shown to be at an increased risk of SARS-CoV-2 infection, with risks relating both to proximity to infected patients and also to increased contact with colleagues compared with those working from home.1–3

Several interventions have been made to protect HCWs, including risk assessments, improved access to personal protective equipment (PPE) and training, better understanding of effective PPE selection, and modifications to working environments including social distancing and improved ventilation. One widely used UK tool that has been developed to assist in SARS-CoV-2 occupational health risk assessments is the Association of Local Authority Medical Advisors (ALAMA) COVID-age score,4 which uses demographic and medical history factors to estimate the risk of death if an HCW were to become infected. For those at the highest risk, restriction of patient contact or alternative working patterns may be recommended.

Additionally, multiple vaccines have been developed that show good protection against COVID-19 infection, hospitalisation and death,5–8 including in studies specifically looking at HCWs. Vaccination therefore plays an important role in facilitating those HCWs at higher risk of adverse outcomes from infection to remain in their usual work. Some HCWs, however, may not generate protective immunity following vaccination because of underlying medical conditions, especially those at the highest risk of adverse outcomes.

One potential way to assess which HCWs have responded to vaccination is to look at their antibody levels post-vaccination. Various studies have examined antibody responses in HCWs, including looking at the duration, magnitude and response trajectories,9–12 to understand the level of protection induced from vaccination, and its association with age, sex and ethnicity.13 However, few studies have examined the antibody responses in HCWs with underlying comorbidities. In particular, the association between estimated vulnerability of HCWs and antibody response to vaccination has not been studied.

Here we report findings from a retrospective observational study looking at anti-spike IgG antibody responses after second COVID-19 vaccination in HCWs with underlying health conditions, specifically focusing on the association between peak antibody levels with the pre-existing underlying health conditions.

Methods

Participants and settings

Oxford University Hospitals (OUH) consists of four teaching hospitals in Oxfordshire UK, providing acute and specialist services and employing 13 500 staff members. OUH offered vaccination to all HCWs. The programme began on 8 December 2020, initially prioritising those at highest risk of severe COVID-19, starting with the Pfizer-BioNTech BNT162b2 vaccine, with Oxford-AstraZeneca ChAdOx1 nCoV-19 added from 4 January 2021 and predominately provided to all staff at one acute hospital. Some HCWs received the Oxford-AstraZeneca vaccine in clinical trials beginning 23 April 2020 and were included following unblinding if receiving active vaccine.

OUH has offered SARS-CoV-2 testing to all symptomatic and asymptomatic staff. SARS-CoV-2 PCR testing of combined nasal and oropharyngeal swabs for symptomatic staff (those with a new persistent cough, temperature ≥37.8°C, anosmia or ageusia) was offered from 27 March 2020 onwards. Asymptomatic HCWs were invited to participate in voluntary nasal and oropharyngeal swab PCR testing and serological testing from 23 April 2020 to 30 June 2021, as previously described.9 14 All swabbing was performed by trained staff rather than self-administered. Additional serological testing of HCWs was undertaken by the Occupational Health Department based on clinical assessment (results are included from 9 April 2020 onwards).

For occupational health purposes, all HCWs were asked to complete an individual COVID-19 risk assessment and those with underlying health conditions had more detailed risk assessments undertaken by the Occupational Health Department. Staff members completed an online questionnaire about their age, sex, ethnicity, body mass index (BMI), underlying health conditions, smoking and pregnancy status, vaccination details, job role and location. COVID-age risk scores4 were calculated based on this information to enable an appropriate risk assessment to be made by the Occupational Health Team.

A total of 5968 HCWs had serological data available between 9 April 2020 and 26 August 2021, among which 2878 received two vaccinations. A total of 1635 HCWs had anti-spike IgG measurements after second vaccination and provided data on any underlying health conditions; these HCWs were included in the study (online supplemental figure S1).

Supplementary data

bmjopen-2022-066766supp001.pdf (142KB, pdf)

Laboratory tests

Post-vaccination anti-trimeric spike IgG antibody levels were measured using the Abbott SARS-CoV-2 IgG II Quant antibody test (Abbott, Maidenhead, UK) targeting the spike receptor-binding domain, with the cut-off of ≥50 AU/mL reported as positive and a linear quantification of detected results from 50 to 40 000 AU/mL.15 Anti-spike IgG levels above 40 000 AU/mL were truncated at 40 000 AU/mL. The conversion between AU/mL and BAU/mL provided by the manufacturer is: 7 AU/mL=1 BAU/mL. Pre-vaccination anti-nucleocapsid IgG levels were measured using the Abbott Architect i2000 chemiluminescent microparticle immunoassay (Abbott, Maidenhead, UK), with antibody levels ≥1.40 manufacturer’s arbitrary units reported as positive. Pre-vaccination anti-trimeric-spike IgG levels were measured using an ELISA developed by the University of Oxford,16 with ≥8 million units reported as positive.

PCR was performed using the Public Health England SARS-CoV-2 assay (targeting the RdRp gene) or one of five commercial assays: Abbott RealTime (targeting RdRp and N genes; Abbott, Maidenhead, UK), Altona RealStar (targeting E and S genes; Altona Diagnostics, Liverpool, UK), Cepheid Xpert Xpress SARS-CoV-2 (targeting N2 and E; Cepheid, California, USA), BioFire Respiratory 2.1 (RP2.1) panel with SARS-CoV-2 (targeting ORF1ab and ORF8; Biofire diagnostics, Utah, USA), Thermo Fisher TaqPath assay (targeting S and N genes, and ORF1ab; Thermo Fisher, Abingdon, UK) or using the ABI 7500 platform (Thermo Fisher, Abingdon, UK) with the US Centers for Disease Control and Prevention Diagnostic Panel of two probes targeting the N gene.

Outcome

We included HCWs aged 17–77 years who completed an occupational health risk assessment, received a two-vaccination course and had antibody measurements after their second vaccination. The vaccination type was divided into a homologous ChAdOx1 course, homologous BNT162b2 course, and other vaccine types or mixed vaccination.

We used the peak antibody level 14–84 days after second vaccination as the outcome. Antibody response was divided into three groups: high response (peak anti-spike IgG level >700 AU/mL, converted from 100 BAU/mL which is associated with 67% protection against Delta infection17), low response (50–700 AU/mL) and no response (<50 AU/mL).

Antibody measurements after breakthrough infections after first vaccination were excluded from the analysis: 26 HCWs had evidence of infection at least 14 days after their first vaccination but prior to their second vaccination, and 37 HCWs had evidence of infection at least 14 days after their second vaccination.

Covariates

HCWs’ sex (grouped into male, female and non-disclosed), ethnicity (white, Asian, black, mixed, other and not stated) and BMI (<16, 16–24.9, 25–29.9, 30–34.9, 35–39.9 and 40+) were included. Job role was grouped into nurse or healthcare assistant, doctor, administrative staff, physical, occupational or speech therapist, laboratory staff, porter or domestic worker, medical or nursing student, or ‘other’, which included security, estates, catering staff, pharmacists, midwives and other allied healthcare professionals.

Medical conditions and other potential risk factors included in the analysis were smoking and pregnancy status, and whether each HCW had asthma, hypertension, a thyroid disorder excluding malignancy, diabetes, immunosuppression, psoriasis, heart disease, a non-haematological malignancy, a rheumatological disorder, a respiratory disease other than asthma, a haematological disease excluding malignancy, liver disease, a neurological disorder, chronic kidney disease stage 3, 4 or 5, lupus, a splenic disorder excluding traumatic splenectomy, a haematological malignancy and an organ transplant. Prior infection was defined as having had a positive PCR result or a positive anti-spike antibody result or a positive anti-nucleocapsid antibody result before the first vaccination dose.

The ALAMA COVID-age risk score was calculated based on age, sex, ethnicity and presence of comorbidities. It estimates the probability of death should infection occur in the absence of vaccination or previous infection. We used the COVID-age risk score as a proxy for HCWs’ vulnerability to a poor outcome following SARS-CoV-2 infection and examined its association with antibody levels. A score ≥85 indicates very high vulnerability, 70–84 high vulnerability, 50–69 moderate vulnerability and <50 low vulnerability. Details of the calculation formula and methods can be found online.4

Statistical analysis

We first used the Kruskal-Wallis rank test to compare the outcome by different covariate groups. We then built univariable and multivariable linear regression models to examine the association between the outcome on the log10 scale and demographics (age, sex, ethnicity), healthcare role, BMI, underlying health conditions, vaccination status, prior infection and COVID-age risk score. Age was truncated at the 2.5th and 97.5th percentile to avoid undue outlier influence and modelled with and without natural cubic splines to test for the non-linear effects. For the multivariable model, backward elimination was used and the model with the lowest Akaike information criteria was selected. COVID-age score was not included in the multivariable model as it is based on other factors already included in the model.

All analyses were performed in R (V.4.1), using the following packages: tidyverse (V.1.3.1), splines (V.4.0.5) and stats (V.4.0.5).

Patient and public involvement

The oversight committee of the research database used by the study has patient and public representation who participated in reviewing and approving a study summary and analysis plan.

Results

Among 1635 HCWs, the median (IQR) (range) age was 46 (33–56) (17–77) years. A total of 1344 (82.2%) were female, 1169 (71.5%) were of white ethnicity, and 779 (47.6%) worked in a nursing or healthcare assistant role. Eight hundred seventy-two (53.3%) did not have any underlying medical condition. The proportion reporting each condition ranged from 0.2% to 19.3%, with asthma being the most common comorbidity. Two hundred eighty-six (17.5%) HCWs had evidence of infection prior to their first vaccination. The median (IQR) (range) COVID-age score was 50 (35–59) (16–124), with 120 (7.5%) and 22 (1.4%) HCWs falling in the ‘high’ and ‘very high’ risk groups, respectively. A total of 1234 (75.5%) and 387 (23.7%) HCWs received two BNT162b2 and ChAdOx1 vaccinations, respectively, and 13 HCWs (0.8%) received other combinations, including mRNA-1273 (tables 1 and 2). The characteristics were generally similar to the larger group of 5968 HCWs with serological data, so the cohort included in the analysis should be representative (online supplemental table S1).

Table 1.

Characteristics of the study population according to the peak anti-spike IgG levels post-second vaccination

Total (n=1635) Peak antibody levels >700 AU/mL (n=1555) Peak antibody levels 50–700 AU/mL (n=75) Peak antibody levels <50 AU/mL (n=5) Peak antibody levels 14–84 days post-second vaccination (AU/mL) P value
Median IQR
Age (years)
 Median 46 46 49 34 (Overall) 10 763 3925–22 017
 Q1, Q3 33, 56 33, 56 36, 56 33, 43
Age group
 17–34 457 (100.0%) 439 (96.1%) 15 (3.3%) 3 (0.7%) 14 668 5359–25 801 <0.001
 35–54 723 (100.0%) 682 (94.3%) 39 (5.4%) 2 (0.3%) 10 153 3773–20 578
 55–77 455 (100.0%) 434 (95.4%) 21 (4.6%) 0 (0.0%) 9328 3461–19 046
Sex
 Female 1344 (100.0%) 1271 (94.6%) 68 (5.1%) 5 (0.4%) 10 779 3856–22 541 0.7
 Male 290 (100.0%) 283 (97.6%) 7 (2.4%) 0 (0.0%) 10 710 4524–19 026
 Non-disclosed 1 (100.0%) 1 (100.0%) 0 (0.0%) 0 (0.0%) 5438
Ethnicity
 White 1169 (100.0%) 1110 (95.0%) 56 (4.8%) 3 (0.3%) 10 971 3907–22 009 0.3
 Asian 304 (100.0%) 290 (95.4%) 14 (4.6%) 0 (0.0%) 10 433 4180–21 829
 Black 50 (100.0%) 45 (90.0%) 4 (8.0%) 1 (2.0%) 7081 2104–14 388
 Mixed 36 (100.0%) 36 (100.0%) 0 (0.0%) 0 (0.0%) 10 725 4573–29 932
 Other 55 (100.0%) 53 (96.4%) 1 (1.8%) 1 (1.8%) 8581 4703–20 589
 Not stated 21 (100.0%) 21 (100.0%) 0 (0.0%) 0 (0.0%) 15 786 5686–25 064
Role <0.001
 Administrative staff 245 (100.0%) 236 (96.3%) 8 (3.3%) 1 (0.4%) 11 653 5660–15 013
 Doctor 106 (100.0%) 102 (96.2%) 4 (3.8%) 0 (0.0%) 12 003 6677–22 113
 Laboratory staff 61 (100.0%) 58 (95.1%) 2 (3.3%) 1 (1.6%) 20 279 8790–31 137
 Medical or nursing student 12 (100.0%) 12 (100.0%) 0 (0.0%) 0 (0.0%) 7933 6061–20 103
 Nurse/HCA 779 (100.0%) 737 (94.6%) 39 (5.0%) 3 (0.4%) 10 844 3897–21 515
 Other 331 (100.0%) 314 (94.9%) 17 (5.1%) 0 (0.0%) 9208 2533–20 284
 Porter or domestic worker 31 (100.0%) 27 (87.1%) 4 (12.9%) 0 (0.0%) 8476 1533–15 644
 OT/PT/SLT 70 (100.0%) 69 (98.6%) 1 (1.4%) 0 (0.0%) 11 849 6021–24 371
BMI 0.3
 <16 3 (100.0%) 2 (66.7%) 1 (33.3%) 0 (0.0%) 17 716 9195–18 471
 16–24.9 698 (100.0%) 667 (95.6%) 28 (4.0%) 3 (0.4%) 11 587 4186–22 134
 25–29.9 517 (100.0%) 491 (95.0%) 24 (4.6%) 2 (0.4%) 10 169 3404–19 046
 30–34.9 261 (100.0%) 247 (94.6%) 14 (5.4%) 0 (0.0%) 10 149 4318–24 585
 35–39.9 85 (100.0%) 81 (95.3%) 4 (4.7%) 0 (0.0%) 10 743 4534–27 281
 >40 71 (100.0%) 67 (94.4%) 4 (5.6%) 0 (0.0%) 11 199 5877–28 260
Vaccine combination
 ChAdOx1/ChAdOx1 387 (100.0%) 315 (81.4%) 70 (18.1%) 2 (0.5%) 1603 879–3521
 BNT162b2/BNT162b2 1234 (100.0%) 1227 (99.4%) 4 (0.3%) 3 (0.2%) 14 824 8432–25 853
 Other 13 (100.0%) 13 (100.0%) 1 (0.0%) 0 (0.0%) 6993 4693–13 212
Evidence of COVID-19 infection at baseline <0.001
 No 1349 (100.0%) 1269 (94.1%) 75 (5.6%) 5 (0.4%) 9960 3302–20 056
 Yes 286 (100.0%) 286 (100.0%) 0 (0.0%) 0 (0.0%) 17 227 7111–28 277
COVID-age score groups <0.001
 Low 769 (100.0%) 737 (95.8%) 32 (4.2%) 0 (0.0%) 12 337 4634–23 170
 Medium 696 (100.0%) 659 (94.7%) 35 (5.0%) 2 (0.3%) 9430 3693–19 302
 High 120 (100.0%) 114 (95.0%) 5 (4.2%) 1 (0.8%) 10 524 3106–23 939
 Very high 22 (100.0%) 17 (77.3%) 3 (13.6%) 2 (9.1%) 4379 889–11 214
COVID-age score
 Median 50 50 53 76
 Q1, Q3 35, 59 35, 60 36, 57 54, 85

Other for vaccine included mRNA-1273 and other vaccine combinations.

Bold indicates a significant p value of <0.05.

BMI, body mass index; HCA, healthcare assistant; OT/PT/SLT, occupational therapist, physiotherapist, and speech and language therapist.

Table 2.

Comorbidity status of the study population according to the peak anti-spike IgG levels post-second vaccination

Total (n=1635) Peak antibody levels >700 AU/mL (n=1555) Peak antibody levels 50–700 AU/mL (n=75) Peak antibody levels <50 AU/mL (n=5) Peak antibody levels 14–84 days post-second vaccination (AU/mL) P value
Median IQR
Comorbidity 0.009
 No 872 (100.0%) 830 (95.2%) 42 (4.8%) 0 (0.0%) 11 681 4362–23 299
 Yes 763 (100.0%) 725 (95.0%) 33 (4.3%) 5 (0.7%) 9637 3493–19 750
Smoking 106 (100.0%) 99 (93.4%) 7 (6.6%) 0 (0.0%) 7588 1828–19 639 0.003
Pregnant 23 (100.0%) 23 (100.0%) 0 (0.0%) 0 (0.0%) 14 684 8199–19 453 0.6
Asthma 316 (100.0%) 300 (94.9%) 16 (5.1%) 0 (0.0%) 10 161 4296–19 559 0.2
Hypertension 176 (100.0%) 168 (95.5%) 8 (4.5%) 0 (0.0%) 8770 3272–18 746 0.01
Thyroid disorder (excluding malignancy) 137 (100.0%) 128 (93.4%) 9 (6.6%) 0 (0.0%) 10 395 3280–25 672 0.9
Diabetes 95 (100.0%) 89 (93.7%) 5 (5.3%) 1 (1.1%) 8748 2950–19 346 0.04
Immunosuppression 80 (100.0%) 68 (85.0%) 7 (8.8%) 5 (6.2%) 7451 1503–17 695 0.002
Psoriasis 48 (100.0%) 43 (89.6%) 5 (10.4%) 0 (0.0%) 7435 2573–13 850 0.06
Heart disease 34 (100.0%) 32 (94.1%) 2 (5.9%) 0 (0.0%) 13 925 4999–22 430 0.7
Non-haematological malignancy 41 (100.0%) 40 (97.6%) 1 (2.4%) 0 (0.0%) 13 159 9261–23 955 0.3
Rheumatological disorder 27 (100.0%) 24 (88.9%) 2 (7.4%) 1 (3.7%) 5691 1770–15 567 0.05
Respiratory disease (excluding asthma) 37 (100.0%) 33 (89.2%) 4 (10.8%) 0 (0.0%) 6993 2302–12 927 0.01
Haematological disease (excluding malignancy) 36 (100.0%) 35 (97.2%) 1 (2.8%) 0 (0.0%) 12 236 6738–20 060 1
Liver disease 11 (100.0%) 11 (100.0%) 0 (0.0%) 0 (0.0%) 11 419 5818–13 705 0.4
Neurological disorder 12 (100.0%) 12 (100.0%) 0 (0.0%) 0 (0.0%) 6035 5258–12 886 0.3
CKD stage 3, 4 or 5 6 (100.0%) 5 (83.3%) 0 (0.0%) 1 (16.7%) 10 129 5672–17 965 0.7
Lupus 7 (100.0%) 5 (71.4%) 1 (14.3%) 1 (14.3%) 1478 695–13 582 0.1
Splenic disorder (excluding traumatic splenectomy) 4 (100.0%) 4 (100.0%) 0 (0.0%) 0 (0.0%) 1796 1040–9695 0.2
Haematological malignancy 3 (100.0%) 3 (100.0%) 0 (0.0%) 0 (0.0%) 7731 7230–16 186 0.9
Organ transplant 5 (100.0%) 1 (20.0%) 0 (0.0%) 4 (80.0%) 11 6–21 <0.001

Bold indicates a significant p value of <0.05.

CKD, chronic kidney disease.

Among 1635 HCWs, the median (IQR) peak anti-spike binding antibody level 14–84 days after second vaccination was 10 763 (3925–22 017) AU/mL. The distribution of peak antibody levels is shown in online supplemental figure S2. Observed antibody levels were different across age groups, healthcare roles, vaccination types, with or without evidence of prior infection, and COVID-age scores (p<0.001). HCWs with ‘very high’ vulnerability according to COVID-age scores had the lowest median level of 4379 AU/mL, compared with 12 337 AU/mL, 9430 AU/mL, and 10 524 AU/mL in the ‘low’, ‘moderate’, and ‘high’ vulnerability groups (table 1 and figure 1A). HCWs with medical conditions and other risk factors had lower median antibody levels than those without (9637 AU/mL vs 11 681 AU/mL, p=0.009); specifically, antibody levels were lower in smokers (7588 AU/mL, p=0.003), those with hypertension (8770 AU/mL, p=0.01), diabetes (8748 AU/mL, p=0.04), immunosuppression (7451 AU/mL, p=0.002), a respiratory disease other than asthma (6993 AU/mL, p=0.01) and those who had an organ transplant (11 AU/mL, p<0.001) (table 2 and figure 1B). There was no evidence of an association between pregnancy and antibody levels (14 684 AU/mL, p=0.6).

Figure 1.

Figure 1

Box and whisker plot of peak anti-spike IgG levels 14–84 days post-second vaccination according to COVID-age score (A) and comorbidities (B). The number on top of each panel indicates the total number of HCWs in each group. Thyroid disorder excludes malignancy, respiratory disease excludes asthma, haematological disease excludes malignancy, splenic disorder excludes traumatic splenectomy. CKD, chronic kidney disease; HCWs, healthcare workers.

A total of 1555 (95.1%) HCWs had a peak anti-spike IgG level >700 AU/mL, that is, a level associated with >67% protection from infection (see the Methods section). Seventy-five (4.6%) HCWs had a suboptimal antibody level between 50 and 700 AU/mL, and five (0.3%) HCWs did not generate a positive antibody response (<50 AU/mL) after the second vaccination. Of the 75 and 5 HCWs with low or no antibody response, the median COVID-age risk score was 53 (IQR 36–57) and 76 (IQR 54–85), respectively—higher than in the high response group (50, IQR 35–60) (p=0.03), but not sufficiently different for the low response group for COVID-age score alone to identify those likely to be in this group. Among the 80 HCWs with low or no antibody response, 72 received two ChAdOx1 vaccinations, accounting for 18.6% of all the ChAdOx1 recipients, while the proportion having a low response was only 0.5% of all the BNT162b2 recipients (table 1). HCWs with specific medical conditions were more likely to be in the low or no response groups including 15% of those reporting taking immunosuppression and several other conditions that may also be treated with immunosuppression, including low/no antibody responses in 10% with psoriasis, 11% with rheumatological disorders, 11% with other (non-asthma) respiratory disorders, 29% with lupus and 80% with an organ transplant. Of the five HCWs with no detectable serological response, all were female and immunosuppressed, four HCWs had had organ transplants and the other HCW having an autoimmune disease for which they received rituximab (table 2).

Associations between log10 antibody levels and covariates in univariable linear regression models are shown in table 3. Older age, black ethnicity, working as a porter or domestic worker, and receiving two ChAdOx1 vaccines were associated with lower peak anti-spike antibody levels 14–84 days after second vaccination. Smoking, diabetes, a respiratory disease other than asthma, chronic kidney disease stage 3, 4 or 5, a rheumatological disorder, lupus, being immunosuppressed or having had an organ transplant were all associated with lower antibody levels. A higher COVID-age score, which indicated higher risk of mortality from infection, was also associated with lower antibody levels (p<0.001). Having evidence of COVID-19 infection prior to vaccination, as well as being a laboratory staff worker, were both associated with having higher antibody levels. No evidence of an association was found between antibody levels and sex or BMI.

Table 3.

Association between the peak anti-spike IgG antibody levels 14–84 days post-second vaccination with each characteristic from the univariable model and multivariable model

Univariable Multivariable
Coefficient P value 95% CI Coefficient P value 95% CI
Age
 Per 10-year older −0.034 0.002 −0.06 −0.01 −0.03 <0.001 −0.05 −0.01
Sex
 Female 1 (ref)
 Male 0.02 0.6 −0.06 0.09 −0.04 0.14 −0.09 0.01
Ethnicity
 White 1 (ref)
 Asian 0.01 0.7 −0.06 0.09
 Black −0.22 0.009 −0.38 −0.05
 Mixed 0.07 0.5 −0.13 0.26
 Other −0.07 0.4 −0.23 0.09
Role
 Nurse/HCA 1 (ref)
 Doctor 0.1 0.1 −0.02 0.22
 Administrative staff 0.07 0.1 −0.01 0.15
 OT/PT/SLT 0.11 0.1 −0.03 0.26
 Laboratory staff 0.24 0.002 0.09 0.39
 Porter or domestic worker −0.23 0.03 −0.44 −0.03
 Medical or nursing student 0.07 0.7 −0.26 0.4
 Other −0.06 0.1 −0.14 0.01
BMI
 <16 −0.13 0.7 −0.8 0.53
 16–24.9 1 (ref)
 25–29.9 −0.06 0.1 −0.12 0.01
 30–34.9 0.01 0.9 −0.08 0.09
 35–39.9 0.01 0.9 −0.12 0.14
 40+ 0.05 0.5 −0.09 0.19
Comorbidity
 Yes vs no
 Smoking −0.17 0.003 −0.29 −0.06 −0.06 0.12 −0.14 0.02
 Pregnant 0.13 0.3 −0.11 0.37
 Asthma 0.005 0.9 −0.15 0.04
 Hypertension −0.06 0.2 −0.15 0.03 −0.06 0.09 −0.12 0.01
 Thyroid disorder (excluding malignancy) 0.01 0.9 −0.09 0.11 0.05 0.13 −0.02 0.12
 Diabetes −0.14 0.03 −0.26 −0.01 −0.14 <0.001 −0.22 −0.05
 Immunosuppression −0.38 <0.001 −0.51 −0.25 −0.22 <0.001 −0.31 −0.13
 Psoriasis −0.13 0.1 −0.3 0.04
 Heart disease 0.05 0.6 −0.14 0.25
 Non-haematological malignancy 0.14 0.1 −0.04 0.32 0.13 0.04 0.01 0.25
 Rheumatological disorder −0.28 0.01 −0.5 −0.06
 Respiratory disease (excluding asthma) −0.22 0.02 −0.41 −0.03 −0.17 0.01 −0.3 −0.04
 Haematological disease (excluding malignancy) 0.06 0.6 −0.14 0.25
 Liver disease −0.03 0.9 −0.38 0.32
 Neurological disorder −0.001 0.9 −0.33 0.33
 CKD stage 3, 4 or 5 −0.84 <0.001 −1.3 −0.37
 Lupus −0.68 0.002 −1.1 −0.24
 Splenic disorder (excluding traumatic splenectomy) −0.42 0.2 –1 0.15
 Haematological malignancy 0.13 0.7 −0.53 0.79
 Organ transplant −3.06 <0.001 −3.55 −2.57 −2.66 <0.001 −3.01 −2.31
Vaccination
 BNT162b2/BNT162b2
 ChAdOx1/ChAdOx1 −0.9 <0.001 −0.95 −0.85 −0.91 <0.001 −0.96 −0.87
Evidence of COVID-19 infection at baseline (yes vs no) 0.25 <0.001 0.18 0.33 0.29 <0.001 0.24 0.34
COVID-age score
 Per 10 score higher −0.05 <0.001 −0.06 −0.03

Bold indicates a significant p value of <0.05. The outcome was modelled in log10 scale. Variables in the multivariable model were selected using backward selection by Akaike information criteria.

BMI, body mass index; CKD, chronic kidney disease; HCA, healthcare assistant; OT/PT/SLT, occupational therapist, physiotherapist, and speech and language therapist.

A total of 1593 HCWs with complete information on all variables were included in the multivariable model. The baseline intercept in log10 scale was 4.25. Older age (−0.03 per 10 years older, 95% CI: −0.05 to –0.01), diabetes (−0.14, 95% CI: −0.22 to –0.05), a respiratory condition other than asthma (−0.17, 95% CI: −0.3 to –0.04), an organ transplant (−2.66, 95% CI: −3.01 to –2.31), being immunosuppressed (−0.22, 95% CI: −0.31 to –0.13) and receiving two ChAdOx1 vaccinations (−0.91, 95% CI: −0.96 to –0.87) were all independently associated with lower peak spike antibody levels 14–84 days after second vaccination. Having evidence of prior infection was associated with having higher antibody levels (0.29, 95% CI: 0.24 to 0.34) (table 3).

Discussion

While SARS-CoV-2 vaccination generates antibody responses for most HCWs, we found several risk factors associated with lower antibody levels after vaccination, including older age, diabetes, respiratory diseases other than asthma, being immunosuppressed and having had an organ transplant. Given antibody levels are associated with vaccine efficacy and protection against SARS-CoV-2 infection,18 19 HCWs with these risk factors could have a higher risk of infection. Infection before the first vaccination led to higher antibody levels post-vaccination.

Only five (0.3%) HCWs did not seroconvert after second vaccination, which is a smaller proportion than the approximately 1% of the general population who do not seroconvert after two vaccinations,17 and reflects the effectiveness of two vaccine doses in generating antibody responses in this population of predominantly healthy adults of working age.

Receiving two ChAdOx1 vaccine doses yielded lower antibody levels than receiving two BNT162b2 vaccine doses. Although this has been previously reported17 and may not reflect overall vaccine effectiveness, it was potentially an important factor in many of the 75 (4.6%) HCWs with low antibody responses. These HCWs had peak antibody levels lower than the level associated with 67% protection against the Delta variant infection in a previous study (100 BAU/mL, 700 AU/mL).17 Further, with new variants circulating, such as Omicron, with higher antibody levels required for the same level of protection,20 21 two doses of vaccination may not provide good levels of protection for this group.

Among the 80 HCWs who had no or low antibody response, most had underlying medical conditions, including immunosuppression or organ transplant, and 72 had received ChAdOx1 vaccination. These were also identified as the main risk factors for having lower antibody levels in the multivariable regression model, similar to previous studies reporting lower anti-spike IgG levels in HCWs with any comorbidity compared with healthy HCWs,22 and low antibody levels or seroconversion rates in organ transplant or immunosuppressed patients,23 24 leading to a higher risk of mortality following SARS-CoV-2 infection.25 26 Therefore, it may be helpful to routinely assess post-vaccination antibody levels in HCWs with comorbidities, especially immunosuppression or organ transplantation. Booster mRNA vaccine doses should be prioritised for this population, in particular those with two prior ChAdOx1 doses, as evidence has shown that a third or fourth dose could significantly improve the suboptimal immune response in organ transplant recipients.27–29

Other comorbidities independently associated with lower antibody levels post-vaccination were diabetes and respiratory diseases other than asthma. Antibody response and seropositivity rates in patients with diabetes were also found to be lower than in the healthy population after vaccination in a recent systematic review.30 However, adequate glycaemic control after vaccination improved immunological responses and may even restore the protection against SARS-CoV-2 infection.31 We did not find an association between peak antibody levels with BMI, but a study in Scotland suggested that obesity could lead to faster waning of immunity after vaccination, which may explain increased disease severity from breakthrough infections in people with obesity.32 Previous studies also found that hypertension33 and smoking34 35 were associated with lower antibody responses post-vaccination; there was marginal evidence for a similar effect in our population (p=0.09; 0.12).

We also examined the relationship between a COVID-age risk stratification score and vaccine response. The ALAMA COVID-age score is based on OpenSAFELY data4 36 and assesses demographic and health-related risk factors to calculate personal vulnerability to COVID-19, which can be quantified as the probability of death should infection occur in the absence of vaccination or previous infection. In our cohort, 6%–7% of HCWs had a high risk, and 1%–2% of HCWs had a very high risk based on the scoring system. Overall, higher risk groups had lower antibody levels after second vaccination. The COVID-age score can thus potentially be used to identify HCWs at risk of lower antibody levels. However, in most instances, these were still at levels associated with high levels of protection against infection, with a median peak level of around 10 000 for the low to high-risk groups. The peak level was lower in the ‘very high’ risk group, but more than 75% of HCWs in this group still generated peak levels >700 AU/mL (associated with 67% protection against the Delta variant infection).17 Therefore, vaccination (or previous infection) could provide good immunity and potentially reduce the personal vulnerability to COVID-19 for most HCWs. However, a small minority of HCWs may not be well protected by vaccination and these individuals are also potentially at higher risk of adverse outcomes if infected. Therefore, HCWs assessed as at ‘very high’ risk of more severe outcome from COVID-19 infection who do not have a history of COVID-19 infection should have further vaccine outcome assessment as part of their occupational risk assessment. In those with limited antibody responses, if these remain after booster vaccinations, it may be appropriate to put in place enhanced additional risk mitigation for those HCWs wishing to remain in their current role.

Limitations of this study include that we only examined the peak anti-spike IgG levels after the second vaccination and did not assess antibody waning longitudinally. We therefore did not assess antibody responses after a third booster dose, and this requires further study. We only measured anti-spike IgG levels using a single assay and did not measure neutralising antibodies or T cell responses. Vaccine induces a broad range of both B and T cell responses and measure of quantitative IgG antibody is only a surrogate for a broad range of immune response.37 However, the assay is commercially available and well-calibrated as previously described,15 and neutralising antibodies are strongly correlated with anti-spike antibodies.17 The wider generalisability of the analyses is limited given the cohort included in this analysis was predominantly working-age HCWs with 82% being female and 72% of white ethnicity. However, this cohort had diverse healthcare roles and comorbidities and provides useful data for decision-making related to HCWs. Future work with HCWs could focus on creating risk models that adjust for vaccination status, and ideally markers of vaccination response such as antibody levels.

The study has several implications for occupational health assessment. Most HCWs seroconverted after their second vaccination including those who had a high risk of adverse outcomes from COVID-19, indicating that two vaccinations are generally effective in generating antibody responses among HCWs, such that large-scale antibody testing is not necessary. However, HCWs with ‘very high’ COVID-age risk score had lower antibody levels, suggesting the COVID-age tool may help to identify HCWs at risk of lower antibody levels and prioritise which HCWs require further assessment of vaccine responses. Multiple factors are associated with whether an HCW mounts a sufficient response to COVID-19 vaccination. Assessment of these may be pertinent to decisions regarding workplace controls to support HCWs at high risk working safely. Given the high exposure to SARS-CoV-2, routine antibody assessments among high-risk HCWs, such as immunosuppressed patients or organ transplant recipients, could be important, and further booster vaccinations should be prioritised for these groups to improve their immune response alongside careful use of other protective measures.

Supplementary Material

Reviewer comments
Author's manuscript

Acknowledgments

This work uses data provided by healthcare workers and collected by the UK’s National Health Service as part of their care and support. We thank all the people of Oxfordshire who contribute to the Infections in Oxfordshire Research Database. Research Database Team: L Butcher, H Boseley, C Crichton, DW Crook, D Eyre, O Freeman, J Gearing (community), R Harrington, K Jeffery, M Landray, A Pal, TEA Peto, TP Quan, J Robinson (community), J Sellors, B Shine, AS Walker, D Waller. Patient and Public Panel: G Blower, C Mancey, P McLoughlin, B Nichols.

Footnotes

Contributors: The study was designed and planned by WG, EB, SD, KJ, DE and A-MO. This specific analysis was designed by VW, JW and DE. VW and JW contributed to the statistical analysis of the data. VW, JW, DE and A-MO drafted the manuscript. DE is the guarantor of the manuscript and accept full responsibility for the work and conduct of the study, had access to the data, and controlled the decision to publish. All authors contributed to interpretation of the data and results and revised the manuscript. All authors approved the final version of the manuscript.

Funding: This work was supported by the National Institute for Health Research Health Protection Research Unit (NIHR HPRU) in Healthcare Associated Infections and Antimicrobial Resistance at Oxford University in partnership with the UK Health Security Agency (NIHR200915), and the NIHR Biomedical Research Centre, Oxford. EB is an NIHR Senior Investigator. SD is funded by an NIHR Global Research Professorship (NIHR300791). DE is a Big Data Institute Robertson Fellow.

Disclaimer: The views expressed are those of the authors and not necessarily those of the NHS, the NIHR, the Department of Health or the UK Health Security Agency. The funders had no role in study design, data collection and analysis, decision to publish or preparation of the manuscript.

Competing interests: DE declares lecture fees from Gilead, outside the submitted work. No other author has a conflict of interest to declare.

Patient and public involvement: The oversight committee of the research database used by the study has patient and public representation who participated in reviewing and approving a study summary and analysis plan.

Provenance and peer review: Not commissioned; externally peer reviewed.

Supplemental material: This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.

Data availability statement

Data may be obtained from a third party and are not publicly available. The data analysed during the current study are not publicly available as they contain personal data but are available from the Infections in Oxfordshire Research Database (https://oxfordbrc.nihr.ac.uk/research-themes-overview/antimicrobial-resistance-and-modernising-microbiology/infections-in-oxfordshire-research-database-iord/), subject to an application and research proposal meeting the ethical and governance requirements of the Database.

Ethics statements

Patient consent for publication

Obtained.

Ethics approval

This study involves human participants. Following approval from the OUH’s Caldicott guardian, deidentified data were obtained from the Infections in Oxfordshire Research Database (IORD), which has approvals from the National Research Ethics Service South Central–Oxford C Research Ethics Committee (19/SC/0403), the Health Research Authority and the National Confidentiality Advisory Group (19/CAG/0144). Participants gave informed consent to participate in the study before taking part.

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Supplementary Materials

Supplementary data

bmjopen-2022-066766supp001.pdf (142KB, pdf)

Reviewer comments
Author's manuscript

Data Availability Statement

Data may be obtained from a third party and are not publicly available. The data analysed during the current study are not publicly available as they contain personal data but are available from the Infections in Oxfordshire Research Database (https://oxfordbrc.nihr.ac.uk/research-themes-overview/antimicrobial-resistance-and-modernising-microbiology/infections-in-oxfordshire-research-database-iord/), subject to an application and research proposal meeting the ethical and governance requirements of the Database.


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