Abstract
Idiopathic normal pressure hydrocephalus (iNPH) is a neurological syndrome characterized by the clinical triad of gait disorder, cognitive impairment and urinary incontinence. It has attracted interest because of the possible reversibility of symptoms, especially with timely treatment. The main pathophysiological theory is based on a vicious circle of disruption in circulation of cerebrospinal fluid (CSF) that leads to the deceleration of its absorption. Data regarding CSF biomarkers in iNPH are contradictory and no definite CSF biomarker profile has been recognized as in Alzheimer’s disease (AD), which often co-exists with iNPH. In this narrative review, we investigated the literature regarding CSF biomarkers in iNPH, both the established biomarkers total tau protein (t-tau), phosphorylated tau protein (p-tau) and amyloid peptide with 42 amino acids (Aβ42), and other molecules, which are being investigated as emerging biomarkers. The majority of studies demonstrate differences in CSF concentrations of Aβ42 and tau-proteins (t-tau and p-tau) among iNPH patients, healthy individuals and patients with AD and vascular dementia. iNPH patients present with lower CSF Aβ42 and p-tau concentrations than healthy individuals and lower t-tau and p-tau concentrations than AD patients. This could prove helpful for improving diagnosis, differential diagnosis and possibly prognosis of iNPH patients.
Keywords: normal pressure hydrocephalus, biomarkers, cerebrospinal fluid, Alzheimer’s disease, vascular dementia, tau proteins, beta amyloid
1. Introduction
Hydrocephalus is a condition in which an excess of cerebrospinal fluid (CSF)—the organic liquid that surrounds the brain and spinal cord—accumulates within the subarachnoid space and the ventricles of the brain [1,2]. The term hydrocephalus is derived from the Greek words “hydro” meaning water and “cephalus” meaning the head, understood as “water in the brain” in free translation. Hydrocephalus may be the result of increased production, decreased absorption or obstruction of normal CSF flow. There are two main types of hydrocephalus, obstructive or non-communicating and communicating, referring to intraventricular or extraventricular obstruction, respectively [1,2,3].
Normal pressure hydrocephalus (NPH) is a special type of communicating hydrocephalus occurring more frequently in elderly patients. It is classified into idiopathic normal pressure hydrocephalus (iNPH) and secondary, which can be a complication of previous subarachnoid hemorrhage, traumatic brain injury, infection and/or tumor [4,5].
Clinically, iNPH was first described by Hakim and Adams in 1965 as a syndrome characterized by a triad of symptoms, namely gait disorder, cognitive impairment and urinary incontinence [6,7]. Radiologically, it is characterized by enlarged lateral and third ventricles, disproportionally to cortical sulci enlargement, as depicted by brain imaging, either with computed tomography (CT) or magnetic resonance imaging (MRI) [8]. Increased Evans index, temporal horns dilation, periventricular white matter lesions, narrow callosal angle and sulci in the convexity, focally enlarged sulci and dilated Sylvian fissures are additional imaging findings that have been described [9,10,11,12,13,14].
More than 50 years after its initial description, the exact etiopathogenesis of iNPH remains controversial. Various theories attribute the pathogenesis of iNPH to reduced CSF resorption. Some of them suggest that increased venous resistance is the initial “hit”, while others correlate ischemic white matter lesions to deceleration of CSF flow through the extracellular spaces, resulting in a “back-pressure” effect, leading to ventricular enlargement [15]. The common denominator of these studies seems to be the fact that iNPH is caused by a vicious circle of CSF circulation disruption that leads to a deceleration of its absorption and enlargement of the ventricles [5,16].
In recent years, there has been a surge of interest in iNPH, as in many cases this syndrome may be a reversible condition following a ventriculoperitoneal (VP) shunt or third ventriculostomy for those patients predicted to respond. Under this perspective, a great deal of effort has been placed towards early diagnosis and timely treatment. One of the most well-established diagnostic tests and at the same time a prognostic factor of successful response to shunt surgery is the “tap test” [5,17]. Nevertheless, a significant number of iNPH patients fail to respond. A reason for this may be the fact that iNPH often coexists with other neurodegenerative and/or vascular disorders, such as Alzheimer’s disease and vascular dementia (VD), known to present with similar clinical features. The latter also seems to share some pathophysiological mechanisms with iNPH. Krauss et al. (1996) found a significant association between iNPH and arterial hypertension, hypothesizing that arterial hypertension could be involved in the pathogenesis of iNPH [18]. Atherosclerosis could also play a role as it can increase systolic and pulse pressure via causing arterial stiffness, a fact that can eventually lead to ventricular enlargement [19,20].
Alzheimer’s disease (AD) is the most common neurodegenerative dementia entering in iNPH differential diagnosis [5,13,21,22]. Although AD and iNPH have long been considered distinct entities, recent studies suggest that they might share a common pathophysiologic mechanism [23,24]. Pathological studies have shown that the two disorders co-exist in a percentage up to 75% [25,26,27,28,29]. In the era of successful CSF biomarker development for AD, major interest is focused on how these biomarkers could be useful in studying co-occurrence of a neurodegenerative process, which could contribute to a better selection of patients as candidates for surgical treatment. There are a number of studies analyzing CSF biomarkers (established and emerging) in iNPH, although with contradictory results.
Therefore, we conducted the present narrative review, based on research and conceptual studies, in order to outline the general principles about the potential use of specific molecules as CSF biomarkers in patients with iNPH and their likely role in diagnosis, differential diagnosis and perhaps prognosis of this potentially reversible neurological disorder.
2. Materials and Methods
A search was performed to select studies in the PUBMED database from study inception to June 2022. There were no restrictions performed during the literature search. Keywords used to query the database included: “idiopathic normal pressure hydrocephalus”, “cerebrospinal fluid” and “biomarkers”, in all combinations. Editorials, case reports, case series, reviews, and case-control and cohort studies were also evaluated, and relevant information was selected. Duplicate publications were excluded from further assessment. Reference lists of all articles that met the criteria and references of relevant review articles were examined to identify studies that may have been missed by the database search. We summarized and synthesized the findings from the relevant articles and extracted their key findings.
3. Results
3.1. Biomarkers for Diagnosis and Differential Diagnosis of iNPH
3.1.1. Established AD Biomarkers: Tau Proteins and Beta-Amyloid
Currently, the “AD CSF biomarker profile” is widely recognized and is characterized by increased concentrations of CSF tau proteins (total Tau protein and phosphorylated Tau protein), along with decreased concentration of CSF amyloid beta peptide with 42 amino acids (Aβ42) [30]. Total tau protein (t-tau) is generally considered a non-specific marker of neuronal/axonal degeneration, while phospho-tau (p-tau), mainly phosphorylated at a threonine residue at position 181, reflects tau hyperphosphorylation as well as tangle formation [31,32]. Aβ42 is indicative of the presence of amyloid pathology and correlates inversely with plaque burden [33].
Since the CSF amyloid and tau concentrations had already been established as diagnostic biomarkers in AD, the idea to explore their profile in NPH was reasonable. Kudo et al. (2000) were the first to report that CSF t-tau concentration in NPH patients was significantly higher than in controls [34]. Lins et al. (2004) found that CSF Aβ42 concentration was decreased in both NPH and AD patients, but similar (non-significantly different) between controls and patients with VD. They also reported that CSF t-tau concentration was increased in AD, but similar to controls in NPH and VD patients [35]. To our knowledge, the first study, analyzing all three CSF biomarkers in iNPH, was conducted by Kapaki et al. (2007), which showed that t-tau was significantly increased in iNPH and highly increased in AD as compared with the control group, whereas Aβ42 was decreased in both neurological diseases. CSF p-tau was significantly increased only in AD vs. healthy controls, but not in iNPH [36]. Agren-Wilsson et al. at the same time reported that CSF concentrations of t-tau, p-tau and Aβ42 were lower in iNPH compared to VD and healthy subjects [37], while Ray et al. (2011) showed a significant decrease in CSF Aβ42 concentration in NPH patients vs. healthy controls, but no significant difference in t-tau or p-tau between these two groups [38].
More recently, another study on iNPH was conducted by Jeppsson et al. (2013), which showed that patients with iNPH had low CSF concentrations of t-tau and p-tau and also low CSF concentrations of all the amyloid precursor protein (APP) fragments, including Aβ42. In addition, the authors of this study suggested that the concentrations of these proteins were lower in ventricular compared to lumbar CSF [39]. Miyajima et al. (2013) concluded that t-tau, p-tau and soluble amyloid precursor protein (sAPP) and its fragments (sAPPa and sAPPb) in CSF were lower in patients with iNPH than in patients with AD, while p-tau, sAPP, sAPPa and sAPPb CSF concentrations were lower in patients with iNPH than in healthy controls [40]. Tsai et al. (2014) found that p-tau was significantly lower in patients with iNPH than those with AD, using a univariate analysis, a difference that disappeared when multi-variate analysis was applied. Aβ42 and t-tau did not differ between groups [41].
Schirinzi et al. (2015) found that Aβ42 concentration was lower in iNPH than in healthy individuals but higher than in AD, and that t-tau and p-tau were lower in iNPH compared to AD [42]. Santangelo et al. (2017) reported that CSF Aβ42 concentration was lower in NPH patients than in controls but did not differ significantly compared to AD patients. However, according to the same study, t-tau and p-tau CSF concentrations were lower in NPH than in AD patients but did not differ significantly compared to controls [43]. Additionally, Jeppsson et al. (2019) showed that patients with iNPH had lower concentrations of t-tau and APP-derived proteins compared to patients with other causes of movement and dementing disorders and healthy individuals [44]. Taghdiri et al. (2020) suggested that lower concentrations of CSF Aβ42 and p-tau were observed in iNPH patients compared to controls. Lower concentrations of CSF p-tau and t-tau were also found in patients with iNPH compared to patients with AD, while CSF Aβ42 concentration was low in both groups. This study also highlighted a correlation of CSF-Aβ42 with age and Evans-index only in iNPH group [45].
Another proposed biomarker for amyloid pathology is Aβ42 toxic conformer ratio (Aβ42 toxic conformer/Aβ42 × 100). Aβ42 toxic conformer has a “toxic turn” structure at positions 22–23, causing quick β-sheet formation and thus neurotoxicity and synaptotoxicity. The aforementioned ratio has been reported higher among iNPH patients compared to healthy individuals and AD patients [46].
In an attempt to use CSF biomarkers to differentiate iNPH from subcortical ischemic vascular disease (SSVD), Manniche et al. (2020) suggested that lower concentrations of Aβ42 and t-tau were found in patients with iNPH compared to patients with subcortical vascular dementia, while concentration of p-tau in the CSF was similar in both diseases [47]. Said et al. (2022) suggested that in iNPH patients CSF concentration of Aβ42 was higher and those of t-tau and p-tau were lower than in AD patients [48], while Mazzeo et al. (2022) found that Aβ42/Aβ40, p-tau, and t-tau were significantly lower in iNPH than in AD and that Aβ42 concentration was similar in these two diseases [49]. Finally, all amyloid fragments’ CSF concentrations were found to be decreased in iNPH and SSVD compared to healthy individuals, with iNPH patients having lower concentrations than those with SSVD [50].
The differences of CSF concentrations of t-tau, p-tau and Aβ42, found in the above-mentioned studies, among iNPH patients and their discrepancies among healthy controls, patients with AD and patients with VD are summarized in Table 1.
Table 1.
iNPH | AD | VD | Reference | ||||||
---|---|---|---|---|---|---|---|---|---|
t-tau | p-tau | Aβ42 | t-tau | p-tau | Aβ42 | t-tau | p-tau | Aβ42 | |
↑ | na | na | na | na | na | na | na | na | [34] |
- | na | ↓ | ↑ | na | ↓ | - | na | - | [35] |
↑ | - | ↓ | ↑↑ | ↑ | ↓ | na | na | na | [36] |
↓↓ | ↓↓ | ↓↓ | na | na | na | ↓ | ↓ | ↓ | [37] |
- | -/↑ * | ↓ | na | na | na | na | na | na | [38] |
- | ↓ | - | ↑ | ↑ | - | na | na | na | [40] |
↓ | ↓ | ↓ | na | na | na | na | na | na | [39] |
↑† | ↓ | ↓ | ↑ | ↑ | ↓ | na | na | na | [41] |
↓† | ↓ | na | ↑ | ↑ | na | na | na | na | [51] |
↓ | ↓ | ↓ | ↑ | ↑ | ↓↓ | na | na | na | [42] |
- | - | ↓ | ↑ | ↑ | ↓ | - | - | - | [43] |
↓ | ↓ | ↓ | ↑↑ | ↑↑ | ↓↓ | ↑ | ↑ | ↓ | [44] |
↑ | ↓ | ↓ | ↑ | ↑ | ↓ | na | na | na | [45] |
↓↓ | ↓ | ↓↓ | ↑ | ↑ | ↓↓ | ↓ | ↓ | ↓ | [47] |
↓† | ↓ | ↑ | ↑ | ↑ | ↓ | na | na | na | [48] |
na | na | ↓↓ | na | na | na | na | na | ↓ | [50] |
↓† | ↓ | - | ↑ | ↑ | - | na | na | na | [49] |
iNPH: idiopathic normal pressure hydrocephalus; AD: Alzheimer’s disease; VD: vascular dementia; t-tau: total tau protein; p-tau: phosphorylated tau protein; Aβ42: amyloid peptide with 42 amino acids; * in iNPH patients that have symptoms >1 year; na: non-applicable; - represents similar values; ↓ represents low values; ↓↓ represents lower values; ↑ represents high values; ↑↑ represents higher values; †: iNPH biomarkers are compared to healthy individuals except for these three lines in which iNPH profile is compared only to AD.
3.1.2. Emerging CSF Biomarkers in iNPH
Several other molecules related to neurodegeneration, neuroinflammation, demyelination and vascular pathology have been investigated as surrogate biomarkers.
Neurofilaments (NFs) are structural proteins consisting of three components with different molecular weight (high, medium or low) and degrees of phosphorylation [52]. Over the past two decades, an increasing number of studies have shown that neurofilament light chain (NFL) is associated with axonal injury or degeneration, and its CSF concentration has been found to be increased in various neurological disorders [53]. The majority of such studies have shown that iNPH patients exhibited higher CSF NFL concentration than healthy subjects [37,39,54,55,56,57], with the exception of Jeppsson et al. (2016), reporting that NFL concentration did not differ between iNPH patients and healthy individuals [58]. Lower concentrations of NFL in CSF have been reported in patients with iNPH compared with SSVD patients [47]; however, a more recent study concluded that NFL concentrations were similarly elevated in both diseases [50].
Another protein, proposed as a possible biomarker in NPH, is glial fibrillary acidic protein (GFAP). GFAP is the principal intermediate filament in mature astrocytes that seems to have a structural role in normal white matter architecture and blood–brain barrier integrity [59]. An early study reported increased CSF GFAP concentrations in NPH patients compared to patients with neurodegenerative dementia and healthy individuals [60]. However, two more recent studies, which compared GFAP concentrations in NPH patients and patients with subcortical arteriosclerotic encephalopathy, showed that there was no significant difference [50,61].
Furthermore, molecules related to neuroinflammation have been found increased in iNPH patients compared to healthy controls, such as interleukins (IL)-1β, IL-6 and IL-10, transforming growth factor (TGF)-β1 and TGFβ-type II receptor (TR-II). This later pathway might be involved in the pathogenesis of the disease, especially because of the direct correlation among TGF-β1, TR-II and LRG [62,63]. Leucine-rich-alpha-2-glykoprotein (LRG), a substance produced by astrocytes known to increase with aging and inflammation [64], have been found elevated in CSF of iNPH patients compared to healthy subjects [62,64,65,66]. Monocyte Chemoattractant Protein-1 (MCP-1), known to be over-expressed in glial cells during neuroinflammation or brain injury, was found increased in the CSF of iNPH patients compared to controls and patients with other neurological diseases [44].
Additionally, lipocalin-type prostaglandin D synthase (PGDS), also known as b-trace protein, considered to be mainly produced in the leptomeninges playing a role in prostaglandin metabolism and in retinoids’ transfer, has been found to have significantly lower concentration in CSF of NPH patients than in patients with other causes of dementia, such as AD, patients with depression and healthy individuals [67,68].
Myelin basic protein (MBP) is a structural component of the myelin sheath [69]. As an indicator of subcortical damage, it has been found to be increased in the CSF of iNPH patients [39,50,54]. Homocysteine is a thiol-containing amino acid, precursor of methionine whose metabolism depends mostly on co-factors, such as folate or vitamin B12 [70]. CSF concentration of homocysteine in iNPH patients was found significantly elevated compared to healthy subjects [71].
Proteins of the extracellular matrix (ECM) have also been studied in iNPH. ECM is produced by neurons and glial cells and is the material that “fills” the extracellular space. Typical components of the brain ECM are hyaluronic acid, heparan sulfate and chondroitin sulfate proteoglycans (including aggrecan, brevican, neurocan and versican), link proteins and glycoproteins [72]. The increase of ECM brevican and neurocan in CSF after shunt placement in iNPH might reflect normalization of the impaired ECM dynamics through restoration of CSF dynamics [73]. Matrix metalloproteinases (MMPs) are important for the morphogenesis and tissue repair caused by injury or by diseases [74]. MMP-10 has been found increased both in iNPH and SSVD compared to healthy individuals [50]. The fact that CSF MMPs-2 and -12 concentrations are found to be similar in patients with iNPH and patients with traumatic brain injury could mean that they reflect common pathways between iNPH and traumatic brain injury [75].
Transthyretin is a protein that acts mainly as a vehicle for the transport of thyroxin and retinol binding protein complex to different areas of the human body [76]. Its CSF concentration was found to be decreased only in AD and NPH and not in other causes of dementia by Gloeckner et al. (2008) [77]. Futakawa et al. (2012) showed that the ratio of two CSF transferrins (Tf), Tf-2/Tf-1 (Tf-1 with a unique N-glycan and Tf-2 with a N-glycan similar to that of serum transferrin), was significantly higher in iNPH compared to AD patients [78]. Furthermore, Nagata et al. in 2018 found significantly increased concentrations of serine and 2-hydroxybutyrate and significantly decreased concentrations of glycerate and N-acetylneuraminate in the CSF of iNPH patients compared to the CSF of AD patients [79].
Finally, CSF concentrations of protein tyrosine phosphatase receptor type Q (PTPRQ) in patients with iNPH were significantly higher than those of healthy individuals and those with Parkinson’s disease (PD) but did not differ significantly when compared to AD patients according to one study [80], while according to another study PTPRQ concentration in the CSF was significantly higher in patients with iNPH compared with those with AD [81].
3.2. Possible Correlations of Biomarker Concentrations with Severity of Symptoms, Prognosis, Tap Test and Shunt Responsiveness
The “gold standard” therapy for NPH is CSF diversion via a ventriculo-atrial or ventriculo-peritoneal shunt (VPS). Regarding established biomarkers, Agren-Wilsson et al. (2007) showed that t-tau and p-tau were significantly elevated after shunt surgery, whereas Aβ42 was not [37]. According to Jeppsson et al. (2013), all proteins were increased in the ventricular CSF except for t-tau, which was decreased [39]. Tullberg et al. (2008) concluded that there were no differences in any of the CSF biomarkers between patients that improved after surgery and those that did not [55]. In 2014, Pyykko et al. showed that sAPP was lower in shunt responsive iNPH than non-NPH patients [54].
However, there are some more recent studies suggesting that NPH patients who improved after shunt surgery showed a greater increase of APP-derived proteins in ventricular CSF after shunting than those who did not improve [39,82]. Golomb et al. (2000) concluded that concomitant AD pathology in iNPH patients does not significantly affect the clinical response to shunt surgery [27], while Lim et al. in 2014 found that concomitant AD pathology in iNPH patients might contribute to tap-test or shunt unresponsiveness, especially regarding cognitive impairment [83]. In 2020, Müller-Schmitz et al. concluded that iNPH patients with a CSF profile typical for AD improved significantly in cognition and gait following CSF removal, whereas iNPH patients without a typical AD profile did not, suggesting that patients with mixed iNPH–AD have a better prognosis than those with pure iNPH pathology [84]. Nevertheless, a most recent metanalysis made by Thavarajasingam et al. (2022), did not support the aforementioned conclusion, suggesting that CSF concentrations of t-tau and p-tau are significantly higher among iNPH patients that did not respond to shunt surgery compared to those who responded [85]. Finally, in 2022, Darrow et al. concluded that lower CSF concentrations of p-tau, t-tau and Aβ40 are associated with long-term improvement of kinetic symptoms [86].
Alterations in concentrations of various other substances, such as increased concentrations of a2HS glycoprotein, a1antichimotrypsin and a1beta glycoprotein, as well as decreased concentrations of GFAP, apolipoproteins (A-1, AIV, J and E), prostaglandin-H2 D-isomerase, Alpha-1-antitrypsin, serotransferrin complement C3c, anti-thrombin, a2 antiplasmin and albumin, have been reported to be associated with a positive response to surgery [87,88]. Furthermore, the PTPRQ concentration was lower in the CSF of non-responders to shunt operation compared with that in the CSF of responders [71].
Regarding the correlation of CSF biomarker concentrations to the severity of symptoms and the tap test responsiveness of iNPH patients, studies are scarce. Kang et al. (2014) found that lower CSF Aβ42 concentration correlated with worse cognitive impairment and lower CSF p-tau concentration correlated with gait difficulties. The CSF p-tau/Aβ-42 ratio was higher among CSF tap test non-responders compared to responders [89]. This is in contrast to the conclusion of Santangelo et al. (2017) that NPH patients with pathological Aβ42 concentration have the same cognitive performance with those with normal Aβ42 concentration [43]. As already mentioned, concentration of t-tau is connected to the severity of symptoms in NPH, suggesting that CSF t-tau may serve as a stage biological marker for NPH, useful to determine the level of neuronal degeneration [34]. Additionally, Ray et al. (2011) suggested that CSF p-tau concentration was significantly increased in the NPH patients with disease duration of more than one year and that the ratio of p-tau to Aβ42 may be a useful tool for predicting the possibility of NPH patients to also develop other neurodegenerative disorders including AD [38]. CSF p-tau has also been found to reflect cognitive prognosis, with increased concentrations correlating with cognitive deterioration two years postoperatively [46].
As regards NFL, higher concentrations were correlated with more extensive periventricular pathological density, worse gait, balance, wakefulness and neuropsychological performance, while lower concentrations were correlated to long-term kinetic improvement. Postoperatively, a greater improvement in gait and balance performance correlated with a greater reduction in NFL [55,56,86]. Despite the above, Jeppsson et al. (2013) concluded that NFL concentrations were increased after shunt surgery [39]. LRG is also considered a consistent indicator of brain damage in iNPH [64]. Finally, according to another study, the degree of improvement of iNPH symptoms correlated positively to the extent of the decrease of CSF homocysteine after CSF removal [71].
Summarized results of the aforementioned studies are shown in Table 2.
Table 2.
CSF Biomarker | Clinical Correlation | Reference |
---|---|---|
t-tau high concentration | More severe symptoms | [34] |
p-tau high concentration | Worse cognitive prognosis | [46,49] |
p-tau high concentration | Longer disease duration (more than one year) | [38] |
p-tau low concentration | Worse gait difficulties | [89] |
APP-derived proteins increase in ventricular CSF | Shunt responder status | [39,82] |
sAPP concentration | Lower in shunt responsive iNPH than non-NPH patients | [54] |
Aβ42 concentrations low concentration | Worse cognitive impairment | [89] |
Aβ42 concentration | No effect on cognitive prognosis | [43] |
p-tau/Aβ42 high ratio | Shunt non-responder status | [89] |
p-tau/Aβ42 high ratio | Higher possibility to develop a neurodegenerative disease | [38] |
CSF biomarkers | No differences in any of them between responders and non-responders | [55] |
AD profile | No effect on shunt responsiveness | [27] |
AD profile | Negative effect to tap-test and shunt responsiveness | [83] |
AD profile | Better gait and cognitive improvement after CSF removal | [84] |
NFL high concentration | More extensive periventricular pathological density, worse: gait, balance, wakefulness and neuropsychological performance | [55,56,86] |
NFL low concentration | Long term kinetic improvement | [55,56,86] |
NFL reduction after shunt | Greater improvement in gait and balance | [55,56,86] |
LRG high concentration | Brain damage | [64] |
Homocysteine decrease after CSF removal | Greater symptoms improvement | [71] |
a2HS glycoprotein, a1antichimotrypsin and a1beta glycoprotein increased concentration | Shunt responder status | [87,88] |
GFAP, apolipoproteins (A-1, AIV, J and E), prostaglandin-H2 D-isomerase, Alpha-1-antitrypsin, serotransferrin complement C3c, anti-thrombin, a2 antiplasmin and albumin decreased concentration | Shunt responder status | [87,88] |
PTQRP low concentration | Shunt non-responder status | [81] |
CSF: cerebrospinal fluid; t-tau: total tau protein; p-tau: phosphorylated tau protein; APP: amyloid precursor protein; Aβ42: amyloid beta with 42 amino acids; AD: Alzheimer’s disease; NFL: neurofilament light chain; LRG: leucine-rich-alpha-2-glykoprotein; GFAP: glial fibrillary acidic protein; PTQRP: protein tyrosine phosphatase receptor type Q.
4. Discussion
While recognized for many years, CSF biomarkers have not been widely used in the diagnosis and management processes of iNPH. In this narrative review, we studied the available data from the English-speaking literature on the use of both established and emerging CSF biomarkers in diagnosis, differential diagnosis and possibly prognosis of iNPH patients.
Neurochemical diagnosis of iNPH relies so far on the established AD biomarkers, (t-tau and p-tau proteins and Aβ42 peptide), compared to healthy individuals. Research results from several studies agree on lower concentrations of Aβ42 and p-tau vs. controls [37,39,42,44,45,47], whereas t-tau concentration is either increased or decreased (Table 1). When comparing iNPH patients to AD patients, the majority of the studies agree with lower concentrations of t-tau and p-tau, whereas Aβ42 is either higher or similar/non-significantly different [36,37,38,39,41,42,45,48,54]. This is in accordance with the conclusions drown by Manniche et al. in 2019 that Aβ42 is lower in iNPH patients compared to healthy subjects but does not differ between iNPH and AD patients, whereas t-tau and p-tau are lower in iNPH than in AD [90]. Moreover, when comparing iNPH patients to patients with VD, the results, although rare, are suggestive of lower concentrations of t-tau and Aβ42 and inconclusive regarding the concentration of p-tau [37,44,47].
Aβ42 is well known to be implicated in the amyloid cascade hypothesis of AD, which states that the imbalance between the production and clearance of Aβ in the brain leads to neurodegeneration and cognitive impairment [91]. Patients with iNPH have decreased CSF concentrations of Aβ and sAPP fragments, sAPPα, sAPPβ. This is considered to be caused by a downregulation of APP in the periventricular parenchyma, possibly due to distorted amyloid metabolism and/or a decreased clearance of extracellular fluid into CSF [39]. Nevertheless, Aβ42, although considered a biomarker with molecular specificity for AD, has been also reported to be decreased in other neurodegenerative and non-degenerative disorders, such as Dementia with Lewy bodies, Frontotemporal dementia, VD and Creutzfeldt-Jakob disease [92,93,94,95,96], rendering Aβ42 a biomarker of low diagnostic power when used alone.
Phospho-tau on the other hand, is now considered a biomarker with molecular specificity for AD, reflecting neurofibrillary degeneration, and it is usually normal in other neurological diseases [92,93,97], including pure iNPH [37]. Increased CSF p-tau concentration reflects probably an AD coexistence as in mixed AD/VD dementia [36,98]. Total tau, on the contrary, is a non-specific marker of neurodegeneration/axonal damage like many other molecules, e.g., NFs, 14-3-3 protein and neuron specific enolase [99].
Although there are a good number of studies investigating AD biomarkers in iNPH, the data about other substances in the CSF of these patients with a potential diagnostic or prognostic role are relatively scarce. Differences in concentration of other CSF markers of neuronal damage, such as NFL, LRG, MBP and MCP-1 as well as many other CSF molecules have also been investigated in a limited number of studies, with contradictory results so far [37,39,54,55,56,57,62,64,65,66]. Thus, it is difficult to draw safe conclusions as per their suitability as diagnostic biomarkers for iNPH.
As regards the correlation of CSF biomarkers with the severity of symptoms, prognosis, tap test and shunt responsiveness, only a few indications can be highlighted. Greater increase of Aβ42 after shunt surgery seems to correlate positively with shunt responsiveness [39,82], even though Kang et al. in 2014 suggested that lower concentrations of Aβ42 were associated with worse cognitive performance [89]. Lower concentrations of t-tau, reflecting less neuronal damage, are correlated with less severe symptoms and greater possibility of kinetic improvement [34,86]. NFL concentration seems to positively correlate both with the severity of iNPH symptoms and the periventricular load of pathological densities, whereas the extent of reduction of its concentration after shunt surgery correlates positively with patients’ functional improvement [55,56].
We have to recognize the fact that there is a great heterogeneity among various such studies, regarding, in many cases, the inclusion criteria used for the characterization of the different patients’ cohorts, the methodology applied, including laboratory techniques, and the lack of appropriate control group for comparisons in many of such studies, thus making it difficult to reach firm conclusions.
In the era of personalized and precision medicine, coordinated efforts for the establishment of a unifying profile of CSF biomarkers would be very important, as it could not only shed more light on pathophysiological aspects of this complex neurologic syndrome and on concomitants pathologies, but could also become the basis for the timely and accurate diagnosis of this syndrome that would consequently lead to individualized treatment plans and better treatment outcomes
5. Conclusions
Most of the analyzed studies agree that iNPH patients present with lower concentrations of Aβ42 and p-tau than healthy individuals and lower concentrations of t-tau and p-tau than AD patients. New molecules are arising as possibly promising biomarkers, but more data regarding their sensitivity and specificity are definitely required. Thus, further studies are needed with strict inclusion criteria and well-standardized methodology to improve the value of CSF biomarkers in diagnosis, differential diagnosis and prognosis in iNPH, and to possibly contribute to a better selection of patients to submit for VPS.
Author Contributions
Conceptualization, E.-S.P., G.P.P., V.C.C., F.B., M.P., S.G.P., L.S. and E.K.; critical review of the literature, E.-S.P., E.K. and G.P.P.; original draft preparation, E.-S.P., E.K. and G.P.P.; manuscript review and editing, E.-S.P., E.K., M.P., S.G.P., V.C.C., F.B., L.S. and G.P.P.; supervision, E.K., F.B., G.P.P. and L.S. All authors have read and agreed to the published version of the manuscript.
Institutional Review Board Statement
This review article has been written in the context of doctoral thesis of PhD candidate Pyrgelis Efstratios-Styianos about NPH, which is approved by the Ethics Committee and the Scientific Board of “Eginition” Hospital (protocol code 589, date of approval: 22 October 2020).
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
G.P.P. received fees from Biogen International as a consultant of the advisory board. The other authors declared no potential conflicts of interest with respect to the research, authorship and/or publication of this article.
Funding Statement
This research received no external funding.
Footnotes
Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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