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PLOS Neglected Tropical Diseases logoLink to PLOS Neglected Tropical Diseases
. 2022 Dec 12;16(12):e0010982. doi: 10.1371/journal.pntd.0010982

Case-control investigation of invasive Salmonella disease in Malawi reveals no evidence of environmental or animal transmission of invasive strains, and supports human to human transmission

Leonard Koolman 1,2,#, Reenesh Prakash 1,2,#, Yohane Diness 1, Chisomo Msefula 3, Tonney S Nyirenda 3, Franziska Olgemoeller 1,4, Paul Wigley 2, Blanca Perez-Sepulveda 2, Jay C D Hinton 2, Siân V Owen 2, Nicholas A Feasey 1,4, Philip M Ashton 1,2,*, Melita A Gordon 1,2,3
Editor: Andrew S Azman5
PMCID: PMC9779717  PMID: 36508466

Abstract

Background

Invasive Salmonella infections cause significant morbidity and mortality in Sub-Saharan Africa. However, the routes of transmission are uncertain. We conducted a case-control study of index-case and geographically-matched control households in Blantyre, Malawi, sampling Salmonella isolates from index cases, healthy people, animals, and the household environment.

Methodology

Sixty index cases of human invasive Salmonella infection were recruited (March 2015-Oct 2016). Twenty-eight invasive Non-Typhoidal Salmonella (iNTS) disease and 32 typhoid patients consented to household sampling. Each index-case household was geographically matched to a control household. Extensive microbiological sampling included stool sampling from healthy household members, stool or rectal swabs from household-associated animals and boot-sock sampling of the household environment.

Findings

1203 samples from 120 households, yielded 43 non-Typhoidal Salmonella (NTS) isolates from 25 households (overall sample positivity 3.6%). In the 28 iNTS patients, disease was caused by 3 STs of Salmonella Typhimurium, mainly ST313. In contrast, the isolates from households spanned 15 sequence types (STs). Two S. Typhimurium isolates from index cases closely matched isolates from their respective asymptomatic household members (2 and 3 SNP differences respectively). Despite the recovery of a diverse range of NTS, there was no overlap between the STs causing iNTS disease with any environmental or animal isolates.

Conclusions

The finding of NTS strains from index cases that matched household members, coupled with lack of related animal or environmental isolates, supports a hypothesis of human to human transmission of iNTS infections in the household. The breadth of NTS strains found in animals and the household environment demonstrated the robustness of NTS sampling and culture methodology, and suggests a diverse ecology of Salmonella in this setting. Healthy typhoid (S. Typhi) carrier state was not detected. The lack of S. Typhi isolates from the household environment suggests that further methodological development is needed to culture S. Typhi from the environment.

Author summary

Invasive Salmonella infections cause the loss of millions of disability adjusted life years (DALYs) every year globally. The two main types of invasive Salmonella infections in Africa are i) typhoid fever, caused by Salmonella Typhi, and ii) invasive Non-Typhoidal Salmonella (iNTS) disease, primarily caused in our setting by Salmonella Typhimurium. Despite the high disease burden, and the observed differences between the epidemiology of typhoid and iNTS disease, we lack an understanding of the reservoirs and transmission routes of iNTS. Therefore, we carried out extensive microbiological sampling of the household members, domestic animals, and living environments of patients with invasive Salmonella infections, and of geographically-matched control households, and investigated the genetic relationships between household Salmonella and index-case blood-stream isolates by whole genome sequencing (WGS). We identified a wide range of NTS serovars / sequence types across all households and sample-types, but only identified Salmonella that matched iNTS that matched invasive cases strains in the stool of healthy people from the same households. Our findings support, but cannot prove, the hypothesis that iNTS-associated strains are transmitted from person-to-person. Boot-sock sampling of the household environment gave the highest yield of Salmonella of any of our sampling strategies. None of the 41 environmental Salmonella isolates from non-human sources, including 4 domestic animal-associated isolates, matched the disease-causing sequence types. Our findings are consistent with a hypothesis that the reservoir of Typhimurium iNTS infections is the human gastrointestinal tract, and transmission occurs within households. Longitudinal studies are required, however, to confirm this hypothesis.

Introduction

In High Income Countries (HICs), a range of non-typhoidal Salmonella (NTS) serovars are predominantly associated with enterocolitis and diarrhoeal disease which is often self-limiting, and is associated with zoonotic transmission through industrialised food production. In marked contrast, in Low-Middle Income Country (LMIC) settings Salmonella are an important cause of invasive bloodstream infections (BSI) associated with substantial morbidity and mortality. There are two distinct and contrasting clinical illnesses in the African setting; typhoid fever is a long-recognised illness, caused by the human-restricted pathogen Salmonella Typhi, while invasive non-typhoidal Salmonella (iNTS) disease is a more recently emerged syndrome in Africa, caused by several NTS serovars that have a wide potential host-range [1,2].

There were an estimated 14.3 million cases of typhoid and paratyphoid fever globally in 2017, resulting in 135,900 deaths, 15.8% of which were in Sub-Saharan Africa [1]. Salmonella Typhi is a cause of BSI across the continent, with high incidence and multiple outbreak reports since 2012 [37], and Malawi has a very high endemic incidence of 444/100,000 person-years of observation [8].

Globally in 2017, invasive NTS (iNTS) disease was estimated to cause 535,000 illnesses and 77,500 deaths, reflecting its devastating estimated case-fatality of 14.7% [2] [9]. Sub-Saharan Africa (SSA) carries the highest burden disease [1015], and accounts for 85.8% of global iNTS deaths [2]. While susceptibility to typhoid fever is not associated with underlying conditions, iNTS disease in SSA is particularly associated with immunocompromise, particularly HIV in adults, and malaria, malnutrition or HIV in young children [12,14,16,17].

Two Salmonella serotypes, Typhimurium and Enteritidis, are the dominant causes of iNTS across SSA. Data from Malawi, South Africa, Kenya, Mozambique and Mali, show S. Typhimurium Sequence Type (ST) 313 (ST313) to be the most common (approximately 80%), and S. Enteritidis ST11 to be the next most frequent (approximately 15%) [1725].

The transmission routes, sources and reservoirs of these specific strains of NTS responsible for iNTS disease in Africa remain uncertain, but are critical to planning preventive measures. Although they might be transmitted in a zoonotic fashion (analogous with diarrhoeal disease in HICs), previous household or food-chain studies have failed to find any evidence to link the NTS strains responsible for invasive disease with either domestic animals or with food production, while disease case-control studies have established genomic links between isolates from cases and from their healthy household family-members. This raises the possibility that transmission is predominantly human to human rather than zoonotic.

To address the knowledge gap concerning the reservoirs and transmission of NTS Salmonella strains responsible for invasive Salmonella infections, we conducted a cross-sectional case-control study following iNTS and typhoid disease, in index-case households and geographically-matched control households across Blantyre, Malawi. This is the first such study to combine simultaneous human, animal, and bootsock household-environmental sampling. Whole genome sequencing of the resulting isolates was used to interrogate at high resolution the relationships between isolates causing invasive disease and isolates from human, animal and environmental household sources.

Methods

Ethics

We sought written informed consent from adults, and written consent from the parent or guardian of minors. Ethical permission for this study was granted by the University of Malawi College of Medicine Research Ethics Committee, application number COMREC P.08/14/1617.

Setting

Queen Elizabeth Central Hospital (QECH) provides free healthcare to the approximately 1.3 million inhabitants of Blantyre District, Malawi, and is the tertiary referral hospital for the southern region of Malawi. Since 1998, the Malawi-Liverpool-Wellcome Trust Clinical Research Programme has provided a quality assured diagnostic blood culture service for febrile adult and paediatric medical patients admitted to QECH. This service is provided for admitted adults (>16 years old) with axillary temperature over 37.5°C or clinical suspicion of sepsis, and for children (<16 years old) who were malaria slide negative, or positive and critically ill, or with clinical suspicion of sepsis. Maps were obtained from https://data.humdata.org/dataset/cod-ab-mwi, with the exact link https://data.humdata.org/dataset/20eb8e5b-134d-41d8-a56f-4f358f7faf16/resource/50f185b1-b028-4787-a591-80c8db81cfed/download/mwi_adm_nso_20181016_shp.zip. The map shape files are licenced under the Creative Commons Attribution for Intergovernmental Organisations licence - https://creativecommons.org/licenses/by/3.0/igo/legalcode.

Case and control recruitment

The first two eligible cases of blood culture-confirmed adult or paediatric invasive Salmonella infection (one each of iNTS and typhoid fever) presenting each week at QECH during two periods of recruitment (February to May 2015 and November 2015 to October 2016) were recruited. On 2 weeks when no iNTS case presented, it was replaced with a second case of typhoid. Patients living outside the Blantyre district, and those with recurrent iNTS disease (a known second blood culture positive episode in the previous 30 days) were excluded. Following recruitment, the field team visited the index cases in their households, where GPS co-ordinates were taken and a household socio-demographic questionnaire was completed. Index case households were sampled within a maximum of 14 days following initial presentation of the index case to QECH. Control households were then selected by random bottle-spin and pacing 100 m from the index case household, recruited with informed consent, and GPS and questionnaire data were also collected. Exclusion criteria for individual household members were current treatment for recent invasive Salmonella disease, or declining consent. In the event of exclusion criteria being met, the next-nearest house in the same direction was selected. Household members were defined as people who usually sleep in the household.

Sampling methodology

We carried out a microbiological survey of the index-case household and the control household, comprising stool from household members, stool or rectal swabs from domestic and household-associated animals and systematic boot-sock sampling of the living environment (latrine, rubbish area, bedroom, cooking area and the house perimeter).

Stool (humans): Sample containers were provided 24–48 hours before the main sample-collection visit, and we requested that up to three consecutive stools were collected from each individual in the household who was available during that time period. The three samples belonging to each person were pooled, to maximise recovery of Salmonella.

Stool (animals): Fresh stool or rectal swab samples were collected from domestic or household-associated animals (cows, chickens, goats, pigs, dogs, cats, rats, doves, guinea pigs or gecko lizards).

Environmental: The investigator’s shoe was first covered with a waterproof sterile bag to prevent cross-contamination, then a sterile bootsock was put over this, moistened with sterile water, and single bootsocks were used to collect samples from each of the follow sites: pit-latrine, outdoor rubbish area, cooking and bedroom areas, and from the outside perimeter of the household, using a standardised protocol for location and number of paces (10 paces), and a step and twist motion. Bootsocks were then removed and placed into a sterile plastic bag for transport.

All samples were transferred from the field to the laboratory in cool boxes and processed on the same day.

Sample enrichment and culture

S1 Fig shows a schematic of sample processing. A portion (~1g) of stool was emulsified in 9ml of Selenite F selective enrichment broth (Oxoid, UK) and incubated at 37°C for 18–24 hours. For samples other than stool (i.e. bootsocks, swabs), we used a pre-enrichment step; these samples were incubated in Buffered Peptone Water (BPW) at 37°C for 18–24 hours. One ml of the BPW sample was then transferred into 9 ml Selenite broth and incubated for a further 18–24 hours at 37°C.

After incubation, 100μl of bacterial culture taken from the surface of the Selenite broth was sub-cultured onto Xylose Lysine Deoxycholate (XLD) agar, incubated at 37°C for 18–24 hours and examined for suspected colonies of Salmonella (red/pink colonies with black centres). Pure candidate colonies were biochemically confirmed as Salmonella species using API 20E (BioMerieux). Putative Salmonella isolates were sub-cultured onto Nutrient agar (Oxoid, UK) and incubated for 24 hours at 37°C. Following growth, a drop of 0.85% saline was placed onto a microscope slide and a single colony from the Nutrient agar was emulsified into the saline. Serotyping was performed by the slide agglutination technique. Positive serotyping was confirmed if agglutination occurred in antigens O4, O9, Vi, Hd, Hg, Hi, Hm. If an organism was positive for Vi antigen but negative for O9 antigen, a dense suspension of the organism was prepared in 0.85% saline, autoclaved at 121°C for 15 minutes and the agglutination repeated. S. Typhi was differentiated from NTS isolates if agglutination occurred for O9, Vi and Hd antigens. All API 20E confirmed Salmonella isolates which were not S. Typhi were sent to the University of Liverpool, UK, for WGS.

Whole Genome Sequencing (WGS)

Bacterial genomic DNA was extracted from overnight cultures in LB (1% tryptone, 0.5% yeast extract, 0.5% NaCl; pH 7.0) using the DNeasy Blood and Tissue kit (Qiagen), as per the Gram-negative bacteria protocol for the Quick-DNA Universal Kit (Zymo Research), Biological Fluids & Cells protocol. Sequencing libraries were constructed using the TruSeq DNA PCR-free library preparation kit (Illumina) or the TruSeq Nano DNA HT library preparation kit (Illumina) using a target insert size of 550bp. Libraries were sequenced on an Illumina MiSeq instrument using a 2x250bp paired end protocol at the Centre for Genomic Research, University of Liverpool, UK. Raw sequencing reads were trimmed to remove Illumina adapter sequences using Cutadapt [26] and further trimmed to remove poor quality sequence using Sickle [27] version 1.2 with a minimum window quality score of 20, discarding reads which were less than 10 bp after trimming. Trimmed reads were submitted to Enterobase (https://enterobase.warwick.ac.uk/) for draft genome assembly, MLST assignment, in silico serotype prediction and phylogenetic analysis [28]. SNP identification within Enterobase was carried out via a mapping and SNP calling pipeline, and phylogenetic tree construction done with RAxML [2932] Determinants of antimicrobial resistance genes were identified using the amr-finder-plus software version 3.9.8, using database version 2020-12-17.1 [33].

Results

Sixty-seven index-case households (i.e. the households of people diagnosed with invasive Salmonelloses) associated with 35 typhoid and 32 iNTS patients were eligible for enrolment between March 2015 and October 2016. Seven index-case households declined to participate, leaving 32 typhoid index-case households with 32 paired control households, and 28 iNTS index case households, with 28 paired control households recruited for the study, giving a total of 120 households (for geographic distribution of cases and controls, see Fig 1A). All households were in high-density low-income housing locations within Blantyre. No cases of recurrent iNTS disease were excluded, and no household members were excluded because of current antibiotic treatment for iNTS disease. Table 1 summarises demographic details and sampling across the study for cases and controls.

Fig 1.

Fig 1

The geographic location of samples in this study a) & b) are for typhoid fever case and control households, while c) and d) are for iNTS case and control households. a) and c) indicate the number of households (case + control) that were sampled from each area, in parentheses is the number of households where Salmonella was isolated (not including the index case isolate). b) and d) indicated the sequence type of all the Salmonella isolated from that location, including the index case isolates. STs are coloured by the type of sample they were isolated from. Red is invasive Salmonella, blue is a household member of an invasive Salmonella case, purple is in both invasive Salmonella and a household member, brown is the environment and orange is animal. Map shapefile obtained from https://data.humdata.org/dataset/20eb8e5b-134d-41d8-a56f-4f358f7faf16/resource/50f185b1-b028-4787-a591-80c8db81cfed/download/mwi_adm_nso_20181016_shp.zip. The map shape files are licenced under the Creative Commons Attribution for Intergovernmental Organisations licence - https://creativecommons.org/licenses/by/3.0/igo/legalcode.

Table 1. Summarised demographic information about cases, and case and control households.

Cases Controls
Median age of index case, years (IQR) 5 (3–10) NA*
Number of male index cases (percentage of total) 25 (48%) NA*
Median number of people in household (IQR) 5 (4–6) 5 (3–6)
Percentage of household under 15 years old (IQR) 42% (33–50%) 50% (33–53%)
Proportion of stool samples from people under 15 years old 53% 48%

* NA = non-applicable.

Isolation of Salmonella by culture

Salmonella bacteria (all NTS) were isolated from 25/120 (21%) households, however, no S. Typhi were isolated from any category of household samples, including healthy human family members. We collected a total of 1203 samples from the 120 households (a mean of 10 samples per household), yielding 43 isolates (all NTS) which were confirmed as Salmonella by WGS, giving an overall sample positivity of 3.6% (Table 2). Overall, sample positivity was similar for human, animal and bootsock environment samples (human stool 16/491, 3.3%; animals 4/110, 3.6%; bootsocks 23/620, 3.8%), and across different household categories i.e. iNTS vs typhoid fever, case vs control (Table 2). Consistent sample positivity rates suggest that sampling methods were robust. Animal sampling was from 110 animals in 71/120 (59%) households, and included both domesticated and non-domesticated species (cows, chickens, pigs, dogs, cats, rats, doves, guinea pigs and geckos). The reason for non-sampling from some households was non-ownership of domestic animals.

Table 2. Sources of Salmonella isolates from case and paired control households linked to iNTS and typhoid patients.

HH stands for household, and an index case refers a diagnosed case of invasive Salmonellosis.

iNTS Index Case Households (HH) (n = 28) iNTS Control Households (HH) (n = 28)
Total samples No. samples with Salmonella % positive samples No. HH tested No. HH with Salmonella % Positive HH Total samples No. samples with Salmonella % positive samples No. HH tested No. HH with Salmonella % Positive HH
Human Stool 116 9 7.8 28 4 14.3 97 0 0.0 28 0 0.0
Animal stool/swab 27 0 0.0 20 0 0.0 38 0 0.0 17 0 0.0
HH environment 137 0 0.0 28 0 0.0 131 6 4.6 28 3 10.7
Total 280 9 3.2 28.0 4 14.3 266 6 2.3 28 3 10.7
Typhoid Index Case households (HH) (n = 32) Typhoid Control households (HH) (n = 32)
Human Stool 157 4 2.5 32 2 6.3 121 3 2.5 32 3 9.4
Animal stool/swab 22 2 9.1 18 2 11.1 23 2 8.7 16 2 12.5
HH environment 168 5 3.0 32 4 12.5 166 12 7.2 32 9 28.1
Total 347 11 3.2 32 7 21.9 310 17 5.5 32 11 34.4

Relatedness of sequence types from different sample categories

We isolated a wide wide diversity and relationships of Sequence Types (STs) from different sample categories (invasive disease, healthy human stool, animals, and the household environment) (Fig 1 and Table 3, full line list in S1 Table). Among invasive NTS disease cases, 8 of 27 index case NTS isolates could not be resuscitated from the freezer archive and so could not be genome-sequenced. The remaining 19 typed index NTS isolates were all S. Typhimurium and included just 3 STs; 13 were ST313, 5 were ST3257 and 1 was ST19. ST3257 varies from ST313 by only a single MLST locus. One representative typhoid index strain (ST2) was also included for reference. Among healthy household members, 16 isolates represented 8 STs; among animals there were 4 isolates from 3 STs; and from environmental samples there were 23 isolates from 9 different STs.

Table 3. The number of isolates belonging to each ST identified in this study, from each niche.

ST Animal Boot sock Family member stool Index case Grand Total
2 1 1
14 1 1
19 1 1
293 2 2
313 1 13 14
316 1 1
473 3 3
2152 1 2 3
2347 2 2
3257 1 5 6
3261 1 2 3
3262 2 10 1 13
3263 2 7 9
3608 1 1
3609 1 1
3610 1 1
3611 1 1
Grand Total 4 23 16 20 63

Of the 19 index iNTS case isolates from blood culture, 19/19 were S. Typhimurium, of 3 different STs; ST313 (n = 13), ST3257 (a Single Locus Variant of ST313, n = 5) and ST19 (n = 1) (S1 Table and Fig 2). There were two instances of the same sequence type of S. Typhimurium being isolated from both invasive index-case isolates and healthy human household samples. Specifically, 2 cases of invasive disease caused by S. Typhimurium ST313 and ST3257 were linked to isolates from 2 healthy household members who shared the same address and also had ST313 and ST3257 respectively isolated from their stools (Fig 2). In both cases the household member carrying a matching isolate was an adult, whereas stool isolates of Salmonella from household members were found equally among adults (n = 7) and children (n = 8).

Fig 2. Minimum spanning tree based on seven MLST genes showing the genetic similarity between different niches–the only non-clinical niche where STs associated with human invasive disease were present was the gut of household contacts.

Fig 2

Each circle represents a sequence type, the size of the circle is proportional to the number of isolates of that ST. STs that vary by one locus are joined by a black bar. Two invasive disease index isolates had a matched isolate from a healthy human sample of the same ST from the same household. These isolates are indicated by black and red outlines. In cases where there were multiple isolates of the same sequence type isolated from the same household, these “slices” of pie have had a border of the same colour. I.e. There were two isolates of ST3257 isolated from the same household, one from human invasive disease, and one from human nont invasive disease. Therefore, on the ST3257 pie, one slice of orange (not-invasive) and one slice of light blue (invasive) have been bordered in red.

Fig 2 demonstrates the relationships of all sequence types and sample categories. Fig 1 additionally demonstrates the geographical spread of sampling and of isolation of Salmonellae across Blantyre, and the geographical distribution of all STs isolates across different wards of the city. We found no overlap in STs between isolates causing invasive human disease with any animal or environmental isolates, despite evenly-spread geographical sampling and a well distributed and consistent rate of isolation from all 3 sample-types. We did identify non-co-localised overlap between some STs from healthy humans and household-associated animals. A monophasic ST3262 was found in a cat, a gecko, and a human, but in geographically distinct households (see Fig 1 map and S1 Table). Similarly, ST3261 (serovar Agoueve/Cubana) was isolated from 2 healthy humans and a chicken, but these were in different households (Table 2). ST316 (serovar Montevideo) was found only in an animal (gecko).

ST/serovars (as identified in silico) that were carried by healthy human family members were ST3263 (Havana, n = 7), ST313 (Typhimurium, n = 2), ST2152 (Gaminara, n = 2), ST3261 (Agoueve/Cubana, n = 2), ST14 (Seftenberg, n = 1) and ST3608 (Ogbete, n = 1). The wide range of ST/serovars found across the household environment included monophasic II42:r:-|IIIb 42:r:-:[z50] (10), ST473 (Hadar n = 3), ST3263 (Havana, n = 3), ST293 (Amager, n = 2), ST3347 (Mgulani, n = 2) ST3609 (Djama, n = 1) and ST3610 (Aberdeen, n = 1).

Some STs isolated from the environment overlapped with those from healthy humans, and household animals. Of 9 STs found in the environment, 3 (ST3262 monophasic; ST3263 Havana; ST2152 Gaminara) showed some overlap with healthy human or animal isolates. However, a further 6 STs were found only in the household environment, revealing the diversity of Salmonella strains in this setting.

There was a wide diversity of ST/serovars, and many STs/serovars were represented by just a single isolate. Where there were multiple isolations of the same serovar, however, a large proportion were co-localised within the same household. Striking examples of this are: of 9 isolates of ST 3263 (S. Havana), 6 arose from a single household (9S), representing 6 out of 7 children sampled; of 3 isolates of ST 473 (S. Hadar), all arose from the same household (25C, latrine, bedroom and cooking area); of 12 isolates of monophasic II42:r:-|IIIb 42:r:-:[z50] there were multiple positive samples in three households, originating from both animal and environmental samples in the same households. Similarly, 2 isolates each of ST23347 (S. Mgulani) and ST 293 (S. Amager) isolates were isolated only from the same respective households (16C and 56C). Thus the data indicated a very marked geographical diversity between households, and a degree of homogeneity within households among NTS that were not linked to invasive disease.

Whole genome phylogeny of index/household pairs

We used whole genome-derived phylogenetics to infer the high-resolution relationship between the human invasive disease cases of S. Typhimurium ST313 & ST3257 and the stool carriage isolates of their respective index household members. In both the ST313 and ST3257 pairs, the isolate that caused the invasive disease formed a monophyletic group with the carriage isolate from the same index household (Fig 3). The SNP distance was 2 SNPs in one case, and 3 SNPs in the other (Fig 3).

Fig 3. The close relationship between the index case and family member isolates from households 25 and 44 shown with a phylogenetic tree.

Fig 3

Whole genome maximum likelihood tree of 19 S. Typhimurium isolates described in Table 2. The numbers at the end of each branch indicate household, as described in the first column of Table 2 (all these households are case households). Sequencing read sets were compared against the reference genome D23580 as described in Methods.

A summary of antimicrobial resistance genes present from WGS data for 63 isolates from index cases of human invasive disease and household sampling is available in S1 Table.

Discussion

Our findings support the overarching hypothesis that iNTS disease in sub-Saharan Africa is transmitted from person to person. We studied 60 index cases of invasive Salmonella disease (32 typhoid and 28 iNTS disease), and took 1203 samples from 120 index and geographically-matched control households, including samples from 110 animals and 491 family members. Nineteen bloodstream isolates sequenced from iNTS cases were of just 3 STs of S. Typhimurium. 43 NTS strains were isolated, including 16 from the stool of healthy household members, of which two closely matched the strains from their corresponding household invasive index-case, being within a 2–3 SNP distance from the index case isolate. None of the 27 other Salmonella isolates from the environment and animals could be linked to iNTS case isolates.

The reservoirs and transmission route of the pathogens responsible for iNTS in SSA remains unknown. Seasonal patterns of iNTS, and the close domestic association of humans and animals in parts of SSA might suggest that environmental factors could play a role [34,35]. However, numerous studies have failed to establish any convincing link between strains causing invasive disease, with domestic or household animals or with meat-production. Serotypes associated with iNTS have been isolated from animals in South Africa, but these lacked higher-resolution genetic characterisation at sequence level [36,37]. An early study from Kenya using Pulsed field Gel Electrophoresis (PFGE) also found that iNTS-linked serotypes were only rarely found in environmental samples such as water from nearby rivers, household and market vendor food, or from household animals, but PFGE is a low resolution method that is now superseded by Whole Genome Sequencing (WGS) [38]. More recently, iNTS infections caused by Salmonella Typhimurium or Enteritidis in an informal urban settlement in Kenya were not found to be epidemiologically associated with the rearing of any domestic animals [39]. In The Gambia, no overlap was observed between STs from iNTS cases and those from the rectal swabs from domestic animals in the households of cases [40], while in Tanzania and Kenya, extensive sampling of “meat pathway” isolates and human disease isolates only isolated ST313 from human samples [41]. Although ST313 was isolated from pigs in Nairobi, this was genomically related to an ST313 variant from the UK that is not associated with invasive disease [42,43].

In contrast, in keeping with our study, several previous studies have provided evidence of a link between strains causing a case of iNTS disease and strains from their healthy family members. In a recent study in Burkina Faso of the households of 29 iNTS cases, 500 samples from humans, domestic animals and water yielded 34 Salmonella isolates of a diversity of serovars. No matched-control households were studied. The only isolates that matched corresponding index cases were obtained from the stool of 3 household members, which corresponded to 4 index cases (2 cases from one house). Salmonella was not isolated from any water sample, and environmental bootsock samples were not taken [44]. Recent microbiological investigations in Kenya, based on whole genome sequencing, found isolates in the stool of healthy age-matched control children that were genomically very closely related to index cases of iNTS disease in the same community. These children were not, however, co-located in the same households [45].

The Global Enteric Multicentre Study of moderate-severe diarrhoea also found strains of invasive disease-related NTS in the stool of 42 children with diarrhoea and 17 healthy control children, highlighting the potential role of the human gut as a source of iNTS infections, but these cases were not directly linked to cases of invasive disease [46].

The findings in relation to S. Typhi the human-restricted causative agent of typhoid fever in Africa, provide an interesting epidemiological and biological contrast to our findings for iNTS disease. Although asymptomatic human carriage is known to be one source of transmission of typhoid, we found no evidence of this in any household, including the households of cases. This is unsurprising since a much larger community-based study in a population of approx 100,000 individuals in Blantyre also found no evidence of asymptomatic carriage in any age-group [8]. Since S. Typhi is known to be human-restricted, it is likely that transmission of typhoid in Malawi is via stool shedding from acute cases. S. Typhi is believed to be transmitted by poor sanitation and contaminated water, entering a unique viable but non-culturable state outside the human host, making it unsurprising that we did not isolate this organism from an of our household samples. Delineating the relative contributions of long-cycle transmission (i.e. waterborne or environmentally mediated) and short cycle transmission (i.e. within the household) has remained difficult for typhoid, for these specific biological and technical reasons [47,48]. It is, however, notable that there was a high rate of isolation of NTS from all sample-types in both typhoid case and control households.

This study also provides some wider insights into household and environmental niches for NTS. Whilst previous case-control studies have focused on domestic animals, adults and children in the same household, here we have additionally studied the household environment. This yielded a similar culture positivity-rate to other sample-types, suggesting that our culture methods were robust, and environmental samples yielded a wide range of ST/serovar strains. Salmonellae appear to have a wider range of relatively unique niches in the household environment than has been previously appreciated in this setting. Although we identified a diversity of serovars, the complete lack of overlap of strains causing invasive disease with either animal or environmental strains was very striking. Overall, there was also a surprising lack of mutual overlap between the ecological niches of serovars colonising the household lived-in environment, health humans and animals. This suggests that NTS strains in general are relatively adapted to their own niches, and this is perhaps in keeping with the very narrow range of STs that are known to cause human invasive disease [49]. Where overlap in strains between healthy humans, animals and the environment did occur, it appeared to be mostly localised to a single household, or a few households.

This study has several important strengths. It is the first to use a case-control approach, and the first to link index case isolates with sampling from such a wide range of simultaneous sources—healthy humans, domestic animals and the lived-in household environment. Sampling was geographically well distributed across all areas of the city. The average household size in Blanyre is 4.3, with 48% of the population under the age of 18 [8]. Based on this, we would predict 528 “available” people in 60 households, and we actually obtained 491 samples, suggesting that 93% of predicted total possible samples were collected (range 81%-113% of predicted in each category), indicating good overall coverage of household members. From the same census, we would expect 48% of the community to be aged less than 18, and the actual percentage of samples from children was 46.6%, again suggesting highly representative coverage of sampling between adults and children. Yield was similar across all sample-categories, and similar across all areas of the city, suggesting that our culture methods were robust and consistent.

Our methodology was able to identify microbiological connections between people and their household environments at both the individual household level and the community level. The presence of the same STs in multiple samples from the same household indicates that our methodology can resolve this connectivity when it is present in this setting, and this strengthens the significance the “negative” finding of the absence of a link between Salmonella causing iNTS disease and animals or the environment. This excellent yield from bootsocks for detecting Salmonella in other contexts has been reported elsewhere [50], and substantially enriched the diversity of data and environmental resolution in our study. We recommend that similar studies carried out in the future also use this method.

There are also some limitations to our study. Both the index case and the ST313 colonised household members could have been simultaneously infected from an unsampled environmental reservoir or source. In addition, there was a lag-time of a maximum of 14 days between the presentation of the index case and investigation of the household, which could mean that a common source might be missed. However, this study provides the most comprehensive results from a wide range of simultaneous potential household sources yet to be published, but despite consistent positive yields from all categories of samples we were still unable to find evidence of a “common source”. If the index-case were infected outside the home e.g. at work, school, or nursery, which is a possible risk factor in our setting [47], then our study would not identify that microbiological source. Another limitation of our sampling is that it is possible that some household members were on antibiotics at the moment of sampling, additionally, we did not collect information on the precise number of bowel motions sampled by each participant, which could lead to differences in yield between participants.

In addition, an intrinsic limitation of a cross sectional study is that it is not possible to definitely demonstrate the transmission of isolates between reservoirs, sources and cases, and a more comprehensive longitudinal study would be required to prove a transmission route. The accumulated body of “negative” evidence from this and previous cross-sectional studies may now justify the greater resources that would be required to demonstrate “positive” proof of transmission. We had hoped to sample food, but we found that in practice most households lacked refrigeration, and there was rarely food in the house to sample, as meals were eaten at one sitting, so this objective was not realistic in this study. Although previous household studies have not achieved yield of NTS from household water, drinking and washing/cleaning water-sources could be involved in the transmission of organisms causing iNTS, as is seen for S. Typhi [47,51], but further methodological development to filter large volumes would be required for these studies.

Conclusions

In summary, we conducted comprehensive environmental and contact sampling within the households of patients with invasive Salmonella disease, and geographically matched control households. Despite comparable yield from all sample types, the only household isolates that matched iNTS cases came from the stool of household members. This study contributes to accumulating evidence that the reservoir of iNTS infections in Africa is likely to be the human gastrointestinal tract. Significantly, no strains associated with human iNTS disease were identified among any household-associated animals, despite extensive sampling and consistent recovery from animal samples. The use of bootsocks to sample the lived-in household environment uncovered a much wider range of NTS isolates that were not associated with invasive disease, across all sampling sites, than has previously been appreciated. This is consistent with a diverse ecology for Salmonella in the household environment, with multiple ST/serovars apparently occupying relatively distinct niches.

Supporting information

S1 Table. Salmonella isolates sequenced as part of this study. HH stands for household.

(XLSX)

S1 Fig. Flow diagram of sample processing.

(PPTX)

Acknowledgments

We are grateful to Alistair Darby, John Kenny and staff at the Centre for Genomic Research at the University of Liverpool for assistance with genome sequencing.

Data Availability

All sequencing data is available from ENA in the BioProject PRJNA818086: https://www.ebi.ac.uk/ena/browser/view/PRJNA818086. Per sample BioSample accessions are listed in S1 Table.

Funding Statement

This project was funded by a knowledge-gap grant from the Bill and Melinda Gates Foundation. The Malawi-Liverpool-Wellcome Programme is core-funded by a grant from Wellcome (206545/Z/17/Z). This work was supported in part by a Wellcome Trust Senior Investigator award [grant number 106914/Z/15/Z] to JCDH. MAG is supported by a Research Professorship from the UK Department of Health National Institute of Health Research (NIHR300039). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010982.r001

Decision Letter 0

Andrew S Azman

10 May 2022

Dear Dr Ashton,

Thank you very much for submitting your manuscript "Case-control investigation of invasive Salmonella disease in Africa reveals no evidence of environmental or animal reservoirs of invasive strains" for consideration at PLOS Neglected Tropical Diseases. As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. In light of the reviews (below this email), we would like to invite the resubmission of a significantly-revised version that takes into account the reviewers' comments.

We cannot make any decision about publication until we have seen the revised manuscript and your response to the reviewers' comments. Your revised manuscript is also likely to be sent to reviewers for further evaluation.

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Sincerely,

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Deputy Editor

PLOS Neglected Tropical Diseases

***********************

Reviewer's Responses to Questions

Key Review Criteria Required for Acceptance?

As you describe the new analyses required for acceptance, please consider the following:

Methods

-Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

-Is the study design appropriate to address the stated objectives?

-Is the population clearly described and appropriate for the hypothesis being tested?

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Were correct statistical analysis used to support conclusions?

-Are there concerns about ethical or regulatory requirements being met?

Reviewer #1: Methods:

- Line 145-146: Are predefined criteria for suspicion of sepsis used?

- Line 152: "with recurring iNTS disease were excluded". Do you mean deduplication or first presentation also excluded?

- Line 155: Sociodemographic data were collected. Please provide some basic sociodemographic data here (including household size and age of household members).

- Line 157: GPS coordinates were collected. To allow insights in the geographical distribution of households and geographical interrelatedness of isolates, I strongly suggest to provide a map displaying all sampled households and isolation of iNTS.

- Line 158-159: "Exclusion criteria for control households were current treatment for invasive Salmonella disease for any family member" Were there any household members from index cases who were receiving antibiotics?

Also exclusion if antibiotic treatment ongoing for an illness not caused by Salmonella?

- Line 169: "Available household members". Please be more specific: at home during the visit? what was the coverage: how many household members out of all household members were sampled? was there a difference in coverage between adults and children?

- Line 199: Suggestion to move sentence "Serotyping was performed by the slide agglutination technique." to line 203 (after discussion of subculturing).

- Supplementary Figure 1 does not specify the place of serotyping in the laboratory work-up.

- Line 224: All serotype data in the paper were inferred from WGS and phenotypic serotyping only used to decide whether or not the isolate should be shipped to the UK (line 209)? Please clarify.

Reviewer #2: The objective of this study—to examine potential household sources of invasive non-typhoidal Salmonella (iNTS) infection—is clearly laid out, and the approach of examining diversity of Salmonella isolates from the environment, animals, and humans living in households of index iNTS cases is appropriate to address it.

A strength of the approach is extensive environmental sampling, which supports their conclusions that household environmental sources harbor diverse NTS strains but are not major sources of iNTS. A limitation of the design (which the authors discuss) is that in was not feasible to examine community, food, and/or water sources. Another unknown is timing of infections given the sampling delay of up to 2 weeks following index case enrollment, and it’s possible that there were additional sources of infection/matched isolates that were missed.

In addition, there are several areas where more detail is needed on the study population and sample collection:

- How was household membership defined?

- It would be helpful to include a table summarizing characteristics of the recruited participants, including age group, sex, household size, symptoms in index cases, timing between index enrollment and household sampling, and any other pertinent information from the socio-demographic questionnaire.

- The authors collect 3 consecutive stool samples from humans, 1 from animals, and use environmental “boot-sock” sampling. Recovery rate of Salmonella isolates is similar between human, animal, and environmental sources in aggregate, but I’m unsure if this alone indicates that sampling was sufficient. Are there other measures or control sequences that could be used to compare the level of sampling between households and sources?

- Line 256. “Sample positivity was…similar across different household categories.” In Table 1, positivity rates vary from 0 to 28% between different categories—what do the authors mean in this sentence?

- Line 257. Animal sampling was from 59% of households. Did the rest of the households not have animals, or not perform animal sampling?

Reviewer #3: Study would have benefited from enrolling additional households (cases and controls). But statistical comparisons were not made between groups so small sample size not a concern from a statistical perspective.

--------------------

Results

-Does the analysis presented match the analysis plan?

-Are the results clearly and completely presented?

-Are the figures (Tables, Images) of sufficient quality for clarity?

Reviewer #1: - Please include a flow chart/table to clarify enrollment, yield and characteristics of index cases and households: specify total patients eligible (blood culture sampled), NTS and S. Typhi blood culture positivity, enrolled households, household size, number of samples per household member, age of household members (sampled). If possible, additional data on household members would be interesting to provide more insights on fecal carriage: median interval between sampling and clinical presentation/fever start, presence of fever/gastro-intestinal symptoms in household members and antibiotic treatment.

- Line 256: Not clear what you mean with "similar accros different household categories", because the yield varies from 10-34%

- Line 259 - 261: "Salmonella bacteria ... household samples". Suggestion to integrate these sentences in first part of paragraph describing overall yield.

- Table 1: Please provide data on the proportion of household members from whom NTS were isolated, if possible stratified according to age.

- Table 2: Please specify that serotypes were inferred from WGS in the table header.

- Table 2: Suggestion to add to the table caption that the table only contains information on Salmonella "resuscitated from the freezer"

- Table 2: Last column is same as first column.

- Line 280 - 285: "There were two instances .... from their stools (Figure 1). Suggestion to rephrase, not clear that first and second sentence are about the same 2 pairs.

- Figure 1: What does the dark red color refer to?

- Line 305: ST325 is not mentioned in Table 2 or Figure 1

- Line 308 -310: "Some STs isolated ... human or animal isolates.": Already described in Table 1 and previous paragraph, isn't it?

- Line 336: "This indicates a very marked geographical diversity between households". I don't fully understand what you mean and don't see how the data shown allow statements on geographical diversity. See comment above on providing a map with geographic distribution of sampled households and isolates.

- Line 361: The paragraph on AMR is a bit out of the scope and methodologically relatively weak due to the absence of phenotypic testing. If kept in the manuscript, I strongly suggest to be more specific: which molecular mechanisms were assessed but not present, provide numbers of isolates in which each mechanism was retrieved (instead of "all or some of the isolates") and add for each mechanism the antibiotic (class) to which it confers resistance. Is the presence of fosA7 gene clinically/epidemiologically relevant?

Reviewer #2: Overall, the tables and figures are clear and match the analysis plan. Two areas for improvement:

- In Figure 1, it would be helpful to additionally visualize the household similarity among NTS not linked to invasive disease (results in paragraph 327-338). For example, delineating households where environmental, animal and/or healthy human samples match using purple, green, or dashed lines (as was done in black and red for the matched invasive disease isolates).

- The individual-level isolate data provided in Table 2 is great, but it’s also hard to digest all this information at once. It would be helpful to have an additional table summarizing the serogroups by source of infection. For example: for each sequence type/serovar/serogroup (in rows) what number & percent were isolated from each household sample type (in columns).

Reviewer #3: (No Response)

--------------------

Conclusions

-Are the conclusions supported by the data presented?

-Are the limitations of analysis clearly described?

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

-Is public health relevance addressed?

Reviewer #1: Abstract:

- Line 48: "healthy humans were the source of iNTS infections in the household". The study results support indeed the hypothesis of human to human transmission, albeit only based on 2 pairs. This association however does not allow statements on the source of infection/direction of transmission. I also suggest to integrate the hypothesis on a common source of infection in the abstract conclusion.

- Line 51 - 53: In addition to the absence of Salmonella Typhi isolated from the environment, the zero positivity from human faeces is remarkable and might indicate limited sensitivity for isolation of iNTS from faecal samples too.

Introduction:

- The introduction is long and its readability and storyline can be improved. Please restructure the paragraphs, so that each paragraph focusses on one topic.

- Information on NTS in HICs vs typhoid fever vs iNTS is a bit scattered across the paragraphs. To help the reader, it might help to focus on main concepts, e.g. "NTS in HICs = zoonotic transmission, intestinal infection" vs. "typhoid fever = human-to-human transmission, invasive disease" vs "iNTS= transmission not fully elucidated yet but human-to-human transmission hypothesized, invasive disease".

- Available evidence on iNTS transmission is discussed in the introduction and discussion section. Suggestion to keep in-depth discussion of transmission for the discussion section and only briefly refer to possible transmission routes in introduction. When discussing available evidence, please group evidence as much as possible by hypothesis, e.g. all data in favor of human-to-human transmission together. It is a bit hard to follow now due to jumping back and forth between isolates from animals, healthy children and the environment.

Discussion:

- The discussion would benefit from restructuring, e.g. according to the recommendations of Docherty and Smith: BMJ 1999;318:1224-5 (summary of findings; comparison with previous literature ; strengths and limitations ; meaning of the study and understanding possible mechanism; implications for practice, policy and future research).

- Suggestion to shorten the summary of the evidence in the introduction and move the details on current evidence on NTS transmission to the discussion, so you can discuss all evidence at once here and compare your data with it.

- Line 412 - 415: "While we failed ... in this area". Do you think the technical challenges with isolation of S. Typhi might have affected the yield of NTS too? If so, do you think it might have caused a bias towards less iNTS isolation compared to non-invasive NTS? It would be interesting to know how many stool samples you finally obtained per household member, as you expect incremental yield if multiple stool samples are analysed.

- Line 420: Is it possible to assess the hypothesis on ST313 Lineage 3 based on your WGS data?

Reviewer #2: The conclusions that this study provides evidence for household transmission of iNTS and no evidence for animal or environmental household reservoirs are supported.

The evidence for person-to-person transmission comes from only 2 of the 28 index iNTS cases, and not all potential sources including food, water, and community sources could be sampled (which the authors discuss in the limitations). So, the conclusion on lines 374-375 that “Our findings support the hypothesis that humans are the primary reservoir for iNTS in sub-Saharan Africa” is not strongly supported, and the authors may consider rephrasing.

In addition, the paper would be strengthened by:

- Including the limitation of potential delays between infection/exposure and sampling.

- Discussing what is needed in future studies to test the hypothesis that healthy humans were the source of iNTS infections in the household (e.g., prospective sampling) and what the results of such a study would mean for iNTS prevention and control.

Reviewer #3: (No Response)

--------------------

Editorial and Data Presentation Modifications?

Use this section for editorial suggestions as well as relatively minor modifications of existing data that would enhance clarity. If the only modifications needed are minor and/or editorial, you may wish to recommend “Minor Revision” or “Accept”.

Reviewer #1: Minor modifications:

- Line 78: suggestion to harmonize typhoidal and non-typhoidal (both without capital)

- Line 97-99: "In Sub-Saharan Africa (SSA), however, the epidemiological picture... carries an estimated case-fatality of 14.7%." Split sentence to improve readability.

- Line 101-104: "Two Salmonella serotypes ... ST11 being the most frequently identified." Split sentence to improve readability. Furthermore the list with countries from which data on the serotype distribution are available is incomplete. To avoid the suggestion that enteritidis and typhimurium are not the main serotypes in other, non-listed sub-Saharan African countries, either complete the list or use more general wording.

- Line 305: Suggestion to replace "associated with different households" by "sampled in different households"

- Line 329 - 334 "Striking examples ... in the same households". Hard to read, please split in multiple sentences and rephrase.

- Line 364: "52 genomes" sounds a bit strange to me

- Line 365: Please harmonize, either addition of s to abbreviation for plural or not ("9 ST313s, 3 ST3257")

- Line 397 - 399: "The lack of overlap ... very striking". Please correct sentence.

- Line 403-406: "The presence of the same STs... from iNTS cases". Please split sentences and rephrase.

Reviewer #2: The paper is mostly very well written. Some comments:

- Please make sure to define all acronyms the first time they are presented in the text.

- Suggest including study location (Blantyre, Malawi) and dates (Mar 2015-Oct 2016) in the abstract.

- Suggest replacing “Africa” in the title with “Malawi”.

Reviewer #3: (No Response)

--------------------

Summary and General Comments

Use this section to provide overall comments, discuss strengths/weaknesses of the study, novelty, significance, general execution and scholarship. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. If requesting major revision, please articulate the new experiments that are needed.

Reviewer #1: The study provides additional insights to an important knowledge gap, i.e. transmission of iNTS in SSA. It strenghtens the hypothesis that non-typhoidal Salmonella in sub-Saharan Africa have adapted to the human host and human-to-human transmission.

Major comments (see section-specific comments) on the study and manuscript are :

- The manuscript is relatively long, contains redundancies and might benefit from restructuring. Some sentences should be rephrased to improve clarity. Avoid discussion of the data in the results section. Review by one of the native English speaking co-authors is required.

- A flow chart clarifying patient and household enrollment and sampling should be added, including a brief sociodemographic description of cases and households.

- A map should be added to display the geographical distribution of households.

Reviewer #2: This is an important paper that provides evidence for household transmission of invasive Salmonella infections in Blantyre, Malawi, and no evidence for household environmental or animal reservoirs. This is consistent with previous work in Kenya, Burkina Faso, and The Gambia, and could support a future study that investigates Salmonella household transmission prospectively. As described above, there are several areas where additional details are needed, including:

1) Further detail on sample collection and population in a new table and in the methods.

2) Further detail on isolate diversity/similarity by household (Figure 2) and sampling sources (new table corresponding current Table 2).

3) Given the limitations of this study, discussion of what additional information/studies are needed to inform iNTS mitigation.

Reviewer #3: (No Response)

--------------------

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Reviewer #1: No

Reviewer #2: Yes: Kirsten E Wiens

Reviewer #3: No

Figure Files:

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Attachment

Submitted filename: PNTD-D-22-00359_Rev.pdf

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010982.r003

Decision Letter 1

Andrew S Azman

18 Oct 2022

Dear Dr Ashton,

Thank you very much for submitting your manuscript "Case-control investigation of invasive Salmonella disease in Malawi reveals no evidence of environmental or animal transmission of invasive strains, and supports human to human transmission." for consideration at PLOS Neglected Tropical Diseases. As with all papers reviewed by the journal, your manuscript was reviewed by members of the editorial board and by several independent reviewers. The reviewers appreciated the attention to an important topic. Based on the reviews, we are likely to accept this manuscript for publication, providing that you modify the manuscript according to the review recommendations.

Please prepare and submit your revised manuscript within 30 days. If you anticipate any delay, please let us know the expected resubmission date by replying to this email.

When you are ready to resubmit, please upload the following:

[1] A letter containing a detailed list of your responses to all review comments, and a description of the changes you have made in the manuscript.

Please note while forming your response, if your article is accepted, you may have the opportunity to make the peer review history publicly available. The record will include editor decision letters (with reviews) and your responses to reviewer comments. If eligible, we will contact you to opt in or out

[2] Two versions of the revised manuscript: one with either highlights or tracked changes denoting where the text has been changed; the other a clean version (uploaded as the manuscript file).

Important additional instructions are given below your reviewer comments.

Thank you again for your submission to our journal. We hope that our editorial process has been constructive so far, and we welcome your feedback at any time. Please don't hesitate to contact us if you have any questions or comments.

Sincerely,

Andrew S. Azman

Section Editor

PLOS Neglected Tropical Diseases

***********************

Reviewer's Responses to Questions

Key Review Criteria Required for Acceptance?

As you describe the new analyses required for acceptance, please consider the following:

Methods

-Are the objectives of the study clearly articulated with a clear testable hypothesis stated?

-Is the study design appropriate to address the stated objectives?

-Is the population clearly described and appropriate for the hypothesis being tested?

-Is the sample size sufficient to ensure adequate power to address the hypothesis being tested?

-Were correct statistical analysis used to support conclusions?

-Are there concerns about ethical or regulatory requirements being met?

Reviewer #1: No remaining pertinent comments on the methods in the revised version

Reviewer #2: - The definition for household membership was provided in response to my comment, but not added to the methods. Please add this definition to the methods.

- I now understand what the authors mean in the sentence “Sample positivity was…similar across different household categories” based on the authors' response, but the text in the manuscript is still unclear. I suggest editing this sentence to clarify what “household categories” refers to and why having comparable sample positivity is important.

Reviewer #3: With these revisions, this study and manuscript appear to satisfy these criteria. The overarching study goal/hypothesis is clear, and the study design and population appropriate. Explicit statistical hypothesis testing was not undertaken, so sample size is not a major concern. No ethical concerns.

--------------------

Results

-Does the analysis presented match the analysis plan?

-Are the results clearly and completely presented?

-Are the figures (Tables, Images) of sufficient quality for clarity?

Reviewer #1: • Table 1: Please add a legend explaining the abbreviations: NA is not applicable or not available?

• Figure 1: I suggest the authors to reconsider how the data can be better visualized to be more informative.

o Part A: If feasible, I suggest harmonization with categories used in table 2: e.g. distinguish between index (typhoid fever), index (iNTS) and control households by using small pie charts with size adjusted to number of households per area. If not feasible, numbers stating the numbers of households might be more informative than the bubbles that are now used.

o Part B: It is very hard for the reader to grasp the data here, since the information is scattered around the map instead of geographically visualized. The times 2 or 3 to indicate multiple isolates from the same sequence type is a bit lost amidst all the labels. Please reconsider how you can visualize this more clearly without losing the granularity on source and ST. Maybe working with multiple chloropleth maps (one per source and one for invasive + household member) might be a solution.

• Line 321-322 (legend figure 2): “Isolates of the same ST from different niches within the same household are indicated by purple, green and magenta outlines.” It is not clear to me how I should interpret this. Can you please explain in more detail to facilitate a better understanding?

• Line 338: I suggest the authors to specify that serotypes mentioned in the following paragraphs were determined in silico.

Reviewer #2: (No Response)

Reviewer #3: This version of the manuscript is much clearer than the previous version. Necessary tables and figures are provided and labeled appropriately. The analysis appears to match the original plan.

--------------------

Conclusions

-Are the conclusions supported by the data presented?

-Are the limitations of analysis clearly described?

-Do the authors discuss how these data can be helpful to advance our understanding of the topic under study?

-Is public health relevance addressed?

Reviewer #1: • Line 450 – 452: The high positivity rate on household level in typhoid fever index- and control households compared to iNTS index- and control households is an interesting finding and largely resulted from a difference in yield of animal and environmental samples. Do the authors have any hypothesis/potential explanation for this finding? And what about the absence of Salmonella in fecal samples of iNTS-control households?

• Limitations:

o The authors now explicitly state that none of the household members was treated with antibiotics for iNTS disease, so that no household members had to be excluded for this reason. However, if I understood it correctly, it is possible that some household members were on antibiotics at the moment of sampling. If so, I recommend mentioning this as a limitation.

o The authors explained in their rebuttal letter that it was not feasible to collect data on stool frequency/consistency of household members or to know how many stool motions were sampled per household member. Since this might impact the yield, I recommend adding this to the limitation section.

Reviewer #2: - Suggest rephrasing lines 75-77 to something like: “Our findings support a hypothesis that invasive Salmonella infections are transmitted within households from non-animal or environmental sources.”

Reviewer #3: The strengths, weaknesses, and limitations of available data are thoroughly discussed. Conclusions are well aligned with results and don't over-generalize. Findings are well situated in our existing knowledge of the topic and clearly describe what this study adds to our understanding. Authors have also done a good job of highlighting what understanding this study design is not able to support (ie cross sectional so not able to definitely show transmission pathways).

--------------------

Editorial and Data Presentation Modifications?

Use this section for editorial suggestions as well as relatively minor modifications of existing data that would enhance clarity. If the only modifications needed are minor and/or editorial, you may wish to recommend “Minor Revision” or “Accept”.

Reviewer #1: (No Response)

Reviewer #2: - Suggest removing “, and supports human to human transmission” from the title.

- The “tracked changes” version of the manuscript does not correspond to the clean version of the manuscript provided. Please upload a manuscript that shows what changes were made to arrive at the revised manuscript.

Reviewer #3: (No Response)

--------------------

Summary and General Comments

Use this section to provide overall comments, discuss strengths/weaknesses of the study, novelty, significance, general execution and scholarship. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. If requesting major revision, please articulate the new experiments that are needed.

Reviewer #1: o The manuscript has much improved after restructuring and addition/modification of tables/figures. Congratulations to the authors for their thorough revision!

o There are still some typos or syntax errors due to the textual modifications. I advise the authors to scan the manuscript one more time to correct these.

Reviewer #2: I thank the authors for their extensive revisions and detailed responses. My remaining comments are minor and refer to areas of the text where further clarity would be helpful.

Reviewer #3: Overall edits are very good. This updated version of the manuscript is much clearer and persuasive while being explicit about what conclusions are and are not supported by the findings. The Author Summary is excellent.

--------------------

PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

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Reviewer #1: No

Reviewer #2: Yes: Kirsten E. Wiens

Reviewer #3: No

Figure Files:

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Data Requirements:

Please note that, as a condition of publication, PLOS' data policy requires that you make available all data used to draw the conclusions outlined in your manuscript. Data must be deposited in an appropriate repository, included within the body of the manuscript, or uploaded as supporting information. This includes all numerical values that were used to generate graphs, histograms etc.. For an example see here: http://www.plosbiology.org/article/info%3Adoi%2F10.1371%2Fjournal.pbio.1001908#s5.

Reproducibility:

To enhance the reproducibility of your results, we recommend that you deposit your laboratory protocols in protocols.io, where a protocol can be assigned its own identifier (DOI) such that it can be cited independently in the future. Additionally, PLOS ONE offers an option to publish peer-reviewed clinical study protocols. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols

References

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article's retracted status in the References list and also include a citation and full reference for the retraction notice.

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010982.r005

Decision Letter 2

Andrew S Azman

23 Nov 2022

Dear Dr Ashton,

We are pleased to inform you that your manuscript 'Case-control investigation of invasive Salmonella disease in Malawi reveals no evidence of environmental or animal transmission of invasive strains, and supports human to human transmission.' has been provisionally accepted for publication in PLOS Neglected Tropical Diseases.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow up email. A member of our team will be in touch with a set of requests.

Please note that your manuscript will not be scheduled for publication until you have made the required changes, so a swift response is appreciated.

IMPORTANT: The editorial review process is now complete. PLOS will only permit corrections to spelling, formatting or significant scientific errors from this point onwards. Requests for major changes, or any which affect the scientific understanding of your work, will cause delays to the publication date of your manuscript.

Should you, your institution's press office or the journal office choose to press release your paper, you will automatically be opted out of early publication. We ask that you notify us now if you or your institution is planning to press release the article. All press must be co-ordinated with PLOS.

Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Neglected Tropical Diseases.

Best regards,

Andrew S. Azman

Section Editor

PLOS Neglected Tropical Diseases

***********************************************************

PLoS Negl Trop Dis. doi: 10.1371/journal.pntd.0010982.r006

Acceptance letter

Andrew S Azman

7 Dec 2022

Dear Dr Ashton,

We are delighted to inform you that your manuscript, "Case-control investigation of invasive Salmonella disease in Malawi reveals no evidence of environmental or animal transmission of invasive strains, and supports human to human transmission.," has been formally accepted for publication in PLOS Neglected Tropical Diseases.

We have now passed your article onto the PLOS Production Department who will complete the rest of the publication process. All authors will receive a confirmation email upon publication.

The corresponding author will soon be receiving a typeset proof for review, to ensure errors have not been introduced during production. Please review the PDF proof of your manuscript carefully, as this is the last chance to correct any scientific or type-setting errors. Please note that major changes, or those which affect the scientific understanding of the work, will likely cause delays to the publication date of your manuscript. Note: Proofs for Front Matter articles (Editorial, Viewpoint, Symposium, Review, etc...) are generated on a different schedule and may not be made available as quickly.

Soon after your final files are uploaded, the early version of your manuscript will be published online unless you opted out of this process. The date of the early version will be your article's publication date. The final article will be published to the same URL, and all versions of the paper will be accessible to readers.

Thank you again for supporting open-access publishing; we are looking forward to publishing your work in PLOS Neglected Tropical Diseases.

Best regards,

Shaden Kamhawi

co-Editor-in-Chief

PLOS Neglected Tropical Diseases

Paul Brindley

co-Editor-in-Chief

PLOS Neglected Tropical Diseases

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Salmonella isolates sequenced as part of this study. HH stands for household.

    (XLSX)

    S1 Fig. Flow diagram of sample processing.

    (PPTX)

    Attachment

    Submitted filename: PNTD-D-22-00359_Rev.pdf

    Attachment

    Submitted filename: 2022.08.26 Response to reviewers MG PA.docx

    Attachment

    Submitted filename: 2022.10.27 response to review.docx

    Data Availability Statement

    All sequencing data is available from ENA in the BioProject PRJNA818086: https://www.ebi.ac.uk/ena/browser/view/PRJNA818086. Per sample BioSample accessions are listed in S1 Table.


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