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. Author manuscript; available in PMC: 2016 May 1.
Published in final edited form as: Nat Rev Immunol. 2015 Apr 7;15(5):295–307. doi: 10.1038/nri3824

The Development and in vivo function of TH9 cells

Mark H Kaplan 1, Matthew M Hufford 1, Matthew R Olson 1
PMCID: PMC4445728  NIHMSID: NIHMS688233  PMID: 25848755

Abstract

The specialized cytokine secretion profiles of T helper (TH) cells are the basis for a focused and efficient immune response. On the 20th anniversary of the first descriptions of cytokine signals that act to differentiate interleukin-9 (IL-9)-secreting T cells, this review focuses on the extracellular signals and transcription factors that promote the development of what we now term TH9 cells, which are characterized by the production of this cytokine. We summarize our current understanding of the contribution of TH9 cells to both effective immunity and immunopathological disease and propose that TH9 cells could be targeted for the treatment of allergic and autoimmune disease.


T helper (TH) cell subsets differentiate from CD4+ T cells that have been exposed to a specialized cytokine environment (Box 1, Figure 1). Among the TH cell subsets that have been characterized, the development and function of TH9 cells, which are characterized by their secretion of interleukin-9 (IL-9), are only beginning to be understood. Schmitt et al first described IL-9 production by activated murine T cells, and subsequently defined the cytokines that promote the differentiation of IL-9-producing TH cells in culture 1, 2. IL-9-producing T cells were first thought to be associated with TH2-type responses in vivo and because initial surveys of IL-9 function suggested that this cytokine had restricted effects during immune responses, it was not as extensively studied as many other cytokines that are associated with TH cells 3-5. Moreover, the lack of an understanding of how to derive highly polarized TH cells producing IL-9 hampered further investigation of the molecular control of Il9 gene expression.

Box 1. STAT proteins and T helper cell subsets.

The differentiation of CD4+ T cells into T helper cells is initiated when naive CD4+ T cells are stimulated by antigen in the context of MHC class II molecules and acquire the ability to respond to a cytokine environment that promotes the development of specialized effector cell phenotypes. The specialized or polarized effector cell, termed a T helper cell subset, is identified by the production of signature cytokines and expresses a characteristic transcriptional signature. Polarized T helper subsets develop largely in response to a specific cytokine environment, although activation signal strength and non-cytokine signals also impact differentiation. The cytokine environment activates signal transducer and activator of transcription (STAT) family members that induce the expression of lineage-specific genes, modify local chromatin architecture, and establish a genome-wide enhancer profile 106-111. Among the genes activated by STAT proteins are cytokines that confer specific functions to the T helper cell subset, chemokine receptors and adhesion molecules that allow the T cell to migrate into sites of inflammation, and additional transcription factors that function to further establish and maintain the characteristic pattern of gene expression. STAT proteins, although transiently activated, are gateways to the process of T helper cell differentiation and are the first step on the road to commitment to a specific T helper cell phenotype.

Figure 1. The influence of cytokine environment on TH cell differentiation.

Figure 1

While the strength of TCR signaling and the quality of co-stimulation have been demonstrated to influence naïve CD4+ T cell polarization, the cytokine environment largely dictates TH differentiation. The prototypical cytokines and their corresponding signaling pathways (STATs, Smads) regulating each TH fate are depicted. Additional cytokine and signaling pathways influencing TH differentiation exist but have effects on the development of multiple TH subsets. For example, IL-2, through the STAT5 signaling pathway, is important during TH1, TH2, TH9, and Treg development but inhibits TFH and TH17 differentiation.

The initial description of polarized IL-9-secreting TH cells was made from experiments in which T cells were cultured in the presence of IL-2, IL-4 and transforming growth factor β (TGFβ) 1. Although IL-4 stimulation of T cells alone was not sufficient for IL-9 production, it primed cells to produce IL-9 when they were stimulated with additional cytokines. Veldhoen et al. 6 revisited this paradigm by showing that fully differentiated IL-4-producing TH2 cells that are cultured in the presence of TGFβ subsequently produce IL-9. Dardalhon et al. 7 observed that the same combination of cytokines can prime IL-9 production by T cells and they demonstrated that IL-4 signalling promoted TH9 cell differentiation, in part, by suppressing the ability of TGFβ to induce the expression of the T regulatory (TReg) cell-associated transcription factor forkhead box P3 (FOXP3). Thus, the balance of signals from these stimuli determines the extent of TH9 cell generation.

In this Review, we integrate our current understanding of the factors that control the development and function of TH9 cells with the role of TH9 cells in immune responses and disease. We focus on some of the more recent functions described for TH9 cells in atopic disease, inflammatory bowel disease and in promoting effective anti-tumor immunity.

Regulation of TH9 cell development

Downstream of T cell receptor (TCR) signalling, co-stimulatory molecule signalling (Table 1, Figure 2), and cytokine signals (Table 2) that promote TH9 cell differentiation, are a network of transcription factors that regulate the expression of TH9 cell signature genes, including IL-9 (Figure 2). In contrast to co-stimulatory surface proteins and cytokines that induce the transient activation of transcription factors such as NF-κB and NFAT to acutely stimulate IL-9 production, cytokines including IL-4 and TGFβ regulate multiple genes in TH9 cells leading to the generation of a Il9 locus poised to be activated in response to subsequent stimulation (Box 2). This section of the review will focus on how cytokine-induced signals regulate TH9 cell generation, including through the activation of signal transducer and activator of transcription (STAT) proteins, which is a first step in TH cell subset differentiation (Box 1), and through TGFβ-induced activation of SMAD proteins, which can alter the outcome of STAT signalling in TH9 cell differentiation.

Table 1. TCR and co-stimulatory molecules that are involved in TH9 differentiation. NA, data not available.

Ligand on
APC
Receptor
on

T cells
Signalling
components
induced by
molecule
Effects on
TH9 cell
development
Reference
Peptide-MHC
class II
TCR NFAT1/NF-
κB
Promotes
TH9 cells
122
CD80 or
CD86
CD28 PI3K/NF-κB Promotes
TH9 cells
123, 124
OX40L OX40 TRAF6/NF-
κB/(p52-
RelB)
Promotes
TH9 cells
125
4-1BBL 4-1BB TRAF2 and
NF-κB ?
Promotes
TH9 cells
126
Delta-like
Ligand
Jagged
Notch NICD1 Promotes
TH9 cells
37
PDL2 PD1 SHP2 Inhibits TH9
cells
54

APC, Antigen presenting cell. MHC, Major histocompatibility complex. NFAT, Nuclear factor of activated T cells. NF-kB, Nuclear factor kappa B. PDL2, Programmed cell death ligand 2.

Figure 2. Cytokine and signal transduction pathways that promote IL-9 production and TH9 differentiation.

Figure 2

The differentiation of IL-9-secreting T cells requires IL-2/STAT5 and IL-4/STAT6 signaling and polarized from Th2 differentiation via TGF-β-derived signals. Although this combination of cytokines is sufficient for differentiation of TH9 cells, a number of other signaling pathways have been identified that further enhance IL-9 production by these cells. Accessory cytokines act to induce NF-κB (IL-1, IL-25 and IL-33) or act through STAT1 to induce IRF1 expression (type I IFNs, IL-1β). TCR and co-stimulatory molecules also play an important role in Il9 transcription upon interaction with antigen presenting cells, largely by activation of NFAT (TCR, CD28-mediated co-stimulation) and NF-κB (TCR, 41BB and OX40 co-stimulation).

Table 2.

Soluble factors that influence the differentiation of TH9 cells.

Cytokine/
Soluble
Factor
Receptor Signaling
Component
Effect on TH9 Reference
IL-1α IL-1R1
/IL-1RAcP
MyD88
IRAK
Promotes
  • -

    NF-κB?

1, 97
IL-1β IL-1R1
/IL-1RAcP
MyD88
IRAK
NF-κB
STAT1
IRF1
Promotes
  • -

    STAT1-dependent induction of IRF1 to transactivate Il9

32, 60, 86, 96, 97
IL-2 IL-2Rα/
IL-2Rβ/
γc chain
STAT5 Promotes
  • -

    STAT5 binding to Il9 promoter

  • -

    Represses BCL6

  • -

    Enhances IRF4 and GATA3

1, 22-24, 127
IL-4 IL-4Rα/
γc chain
STAT6 Promotes
  • -

    STAT6 binding to Il9 promoter

  • -

    Inhibition of FOXP3 and T-bet expression

  • -

    Required for expression of most TH9-associated genes

1, 6-8, 10
IL-6 IL-6R/
Gp130
STAT1/STAT3 Promotes
  • -

    In human cells, possibly through induction of IL-21


Inhibits
6, 31
IL-10 IL-10R1/
IL-10R2
STAT1/STAT3 Promotes

Inhibits
20, 31, 128
IL-21 IL-21R/
γc chain
STAT1
STAT3
Promotes
  • -

    induced by IL-1β


Inhibits
  • -

    via BCL6 induction

22, 32
IL-23 IL-23R
IL-12Rβ1
STAT3 Inhibits 79, 82
IL-25 IL-17RB Act1/TRAF6? Promotes
  • -

    NFAT/ NF-κB

56
IL-27 IL-27R
/gp130
STAT1 Inhibits
  • -

    STAT1 and T-bet dependent

30
IL-33 ST2/
IL-1RAcP
Promotes 129
IFN-γ IFNγRI/II STAT1 Inhibits
  • -

    Limits IL-4 sensitivity

1, 30
IFN-α/β IFNαRI/II STAT1 Promotes
  • -

    induction of IL-21

31
TGF-β TGFβRII SMAD/Non-
SMAD
Promotes
  • -

    SMAD binding to the Il9 locus

  • -

    Induction of PU.1


Inhibits
  • -

    Induction of FOXP3

6, 8, 18, 36
TSLP TSLPR/
IL-7Rα
STAT5 Promotes
  • -

    Enhances STAT5 binding to Il9 promoter

24
Activin A ACTRII/ALK4 SMAD Promotes
  • -

    SMADs?

  • -

    redundant function with TGF-β in vivo

47
CGRP NA PKA/NFATc2 Promotes
  • -

    PKA to induce NFATc2, GATA3 and PU.1

130
Nitric
Oxide
NA p53 Promotes
  • -

    Induces IL-2 production, STAT5 activation, IL-4Rα and TGFβRII expression

26
TL1A DR3 Promotes
  • -

    induces IL-2 production and STAT5 activation

25

IL-1RacP, IL-1R Accessory Protein. IRAK, IL-1R-Associated Kinase. TRAF6, tumor necrosis factor receptor-associated factor 6. IRF1, Interferon regulatory factor 1. IFN-γ, Interferon gamma. IFNγR, Interferon gamma receptor. IFNαR, Interferon alpha receptor. TGFβRII, Tumor growth factor beta receptor II. TSLP, Thymic stromal lymphopoietin. ACTRII, Activin receptor II. ALK4, Activin-like kinase 4. CGRP, calcitonin gene-related protein. PKA, Protein kinase A. NA, Not applicable.

Box 2. Distinguishing acute expression of a cytokine and commitment to a Th subset.

T helper subsets are often identified solely by the expression of the hallmark cytokine, typically assessed following stimulation of the cell with T cell receptor ligation or surrogate pharmacological activators such as PMA and ionomycin. This stimulation results in acute activation of a particular cytokine locus (or loci) that is programmed or poised to be expressed upon stimulation. Among the factors activated by these pathways are NFAT and NF-κB family members that, in the case of TH9 cells, can bind directly to the Il9 locus (see Figure 2 and Tables 1 and 2). In addition to T cell receptor ligation, several other ligands can induce IL-9 production through mechanisms that have been proven or are likely to require NF-κB family members including OX40 and other TNF superfamily members, IL-1 and related family members, and IL-25 (see details and references in Table 2). The details of NF-κB family members in these IL-9 co-stimulatory pathways have recently been reviewed 112.

The effects of the ligands that acutely induce IL-9 production are likely distinct from those responsible for the programming of the Il9 locus that requires many of the transcription factors described in detail in this review, including STAT5, STAT6, PU.1, BATF, IRF4, and Smad proteins. These subset-promoting transcription factors induce genes other than Il9 and initiate changes in chromatin structure characteristic of differentiated cells. It has been difficult, however, to examine the commitment of T cells to the IL-9-secreting phenotype because the TH9 phenotype appears to be transient in vitro and in some autoimmune disease models 79, 83. Despite these observations, IL-9-producing T cells have been identified in both healthy and diseased human skin 48, 91 and in a number of mouse models of disease 62, 70. Moreover, IL-9+ T cells, that are negative for other cytokines (including IL-13 and IFNγ) are observed in vivo from patient samples 47. Adoptive transfer of in vitro-derived TH9 cells display IL-9-dependent effector function in allergic lung inflammation 10, 13, 24. Thus, there is considerable evidence for the in vivo stability of the TH9 phenotype, and it is possible that the inability to examine the stability of the TH9 subset in vitro is a result of the technical limitations of the current culture systems.

STAT6 in Th9 cell development

STAT6 is the major signalling component of the IL-4 receptor, and is required for the in vitro generation of TH9 cells 6-8. Although STAT6 might bind the Il9 locus directly 8, 9, it is clear that STAT6 also has a much more profound role in governing the TH9 cell phenotype. STAT6 suppresses TGFβ-induced FOXP3 expression, and the expression of the TH1 cell-associated transcription factor T-bet, both of which repress IL-9 production 6-8. IL-4 and STAT6 also play a critical role in the induction of the TH9 cell developmental programme. Recent work defined a TH9-specific gene signature that distinguishes TH9 cells from their closely related TH2 and in vitro-derived Treg (iTreg) cell counterparts. Interestingly, the majority of the genes that were enriched in TH9 cells were STAT6-dependent 10, including the genes encoding the transcription factors interferon regulatory factor 4 (IRF4) and B cell activating transcription factor-like (BATF).

IRF4 expression is critical for TH9 cell differentiation, in addition to a previously documented requirement in the differentiation of TH2 and TH17 cells 11-13. IL-9-secreting T cells were decreased in TH9 cell cultures derived from naive IRF4-deficient T cells, or cells treated with Irf4-specific siRNA 13. Moreover, ectopic expression of IRF4 increases IL-9 production in TH9 cell cultures 10. IRF4 bound directly to the Il9 promoter and increased Il9 transcription in a reporter assay, suggesting that a major role of IRF4 in TH9 cells is to directly induce transcription of the Il9 gene 10, 13. Despite its requirement for Il9 expression, IRF4 only regulates a subset of other TH9 cell-associated genes 10. Interestingly, deletion of STAT6 or IRF4 from T cells results in increased expression of T-bet and IFNγ, which suppress TH9 cell development 10, 13. Therefore, it is likely that IRF4 supports TH9 cell development by directly inducing Il9 transcription as well as by blocking the expression of Th1 cell-associated transcription factors that may inhibit TH9 differentiation.

In addition to IRF4, BATF is required for TH9 cell development 10 and this parallels a similar requirement seen in the generation of TH17 cells 14, where BATF and IRF4 operate as a transcriptional module 15-17. Naïve CD4+ T cells isolated from mice lacking BATF exhibited a marked impairment in TH9 cell differentiation, and ectopic expression of BATF in naïve CD4+ T cells or in T cells from BATF-transgenic animals exhibited an enhanced propensity to produce IL-9 when cultured under TH9 cell-inducing conditions 10. Similar to IRF4, BATF bound the Il9 promoter and activated Il9 transcription in reporter assays 10. However, in contrast to IRF4, which regulates a relatively small number of TH9 cell-associated genes, BATF-deficiency resulted in a profound defect in the expression of nearly all of the TH9 cell-associated genes that were examined, which mirrored observations in STAT6-deficient T cells 10. The difference in impact of BATF and IRF4 in the overall scope of altering the TH9 cell-specific gene signature highlights that although BATF and IRF4 can function as a transcriptional module 15-17, it is likely that IRF4 and BATF also provide unique contributions to establishing the TH9 cell phenotype.

Although GATA3 expression is lower in TH9 cells than in TH2 cells 6, 8, it is an important STAT6 target gene involved in TH9 cell differentiation. Dardalhon et al 7 demonstrated that GATA3-null cells failed to produce IL-9 when cultured under TH9 skewing conditions concomitant with increased FOXP3 expression linked to a possible physical interaction with GATA3. However, the function of GATA3 in TH9 cell differentiation remains unclear as some studies detected little GATA3 mRNA in TH9 cells, compared with in TH2 cells, and ectopic expression of GATA3 in TH9 cells increased IL-9 production in some studies but not in others 6, 8, 18. The differing results in these studies may reflect the amount of GATA3 within the cell. Despite GATA3 expression in all T cells, induced expression of GATA3 might repress FOXP3 induction without activating TH2 genes. In higher amounts, GATA3 might activate TH2 gene expression and repress the ability of PU.1 (a TH9-inducing factor discussed below) to activate IL-9 19-21. Thus a gradient of GATA3 expression might be instrumental in establishing the identity of multiple T helper subsets.

STAT5 in TH9 cell development

STAT5 impacts the development of TH9 cells downstream of several extracellular factors. IL-2 activates STAT5 in T cells and promotes the development of TH9 cells. IL-2-deficient CD4+ T cells exhibit a complete loss of IL-9-secreting cells in vitro 1, a finding that was revisited 20 years later 22. In both reports, the addition of exogenous IL-2 rescued IL-9 production from IL-2-deficient T cells that were cultured in the presence of TGFβ alone or with both TGFβ and IL-4 1, 22. The role of STAT5 in IL-9 production was directly demonstrated by studies showing that the deletion of STAT5 in cultured TH9 cells resulted in a dramatic decrease in IL-9 production 1, 22. These findings were corroborated by the use of STAT5 inhibitors and Stat5-targetting siRNAs to block IL-9 production by naïve CD4+ T cells cultured under TH9 cell-skewing conditions 23. These studies demonstrated significant STAT5 binding within the Il9 promoter using chromatin immunoprecipitation, and further showed that a constitutively active STAT5 could directly activate the Il9 promoter in reporter assays. In addition to direct effects on Il9, STAT5 likely impacts other components of TH9 cell differentiation. Blockade of IL-2 or inhibition of STAT5 resulted in a decrease in IRF4 and PU.1 expression, both of which are transcription factors that are required for TH9 cell differentiation 10, 13, 20. Further the IL-2—STAT5 signalling pathway is intimately linked with cellular proliferation and metabolism, processes that also impact TH cell differentiation, and approaches to distinguish direct and indirect effects of this pathway will be complex.

Although IL-2 is likely a primary activator of STAT5 in T cells, thymic stromal lymphopoietin (TSLP) also promotes IL-9 production by cells cultured under TH9 cell-inducing, but not TH2 cell-inducing conditions 24. TH9 cells express the TSLP receptor, which is further upregulated after TSLP stimulation 24. TSLP also augmented levels of phosphorylated STAT5 throughout the course of TH9 cell differentiation and resulted in increased STAT5 binding to the Il9 locus 24. Importantly, inhibition of STAT5 via siRNA abrogated the capacity of TSLP to augment IL-9 production by TH9 cells 24. Interestingly, TSLP was still capable of augmenting IL-9 production when IL-2 was blocked by monoclonal antibodies in these cultures. These data suggest that IL-2 and TSLP may work together to promote IL-9 production in T cells, particularly in vivo, and that TSLP might substitute for IL-2 under some conditions.

Additional factors also induce IL-9 production by augmenting IL-2 production. The TNF superfamily member TL1A enhanced IL-9 production independently of STAT6 and PU.1, factors important for in vitro and in vivo TH9 generation 25. Ligation of the TL1A receptor, DR3, resulted in enhanced IL-2 production and STAT5 activation that was required for the induction of IL-9 25. Nitric oxide also functions by increasing endogenous IL-2 production and STAT5 activation 26. Thus, in some environments TL1A or nitric oxide might enhance IL-9 production by activating the IL-2—STAT5 pathway.

STAT5 also has broader effects in TH9 cell programming. Studies found that blockade of IL-2 or inhibition of STAT5 resulted in an increase in the mRNA and protein expression of the transcriptional repressor BCL6. BCL6 was originally identified as a proto-oncogene in B cell lymphomas and was later identified as a primary transcriptional regulator in CD4+ T follicular helper (TFH) cells 27, 28. TH9 cells exhibited the lowest levels of BCL6 expression as compared with other in vitro-generated TH cells, and BCL6 expression inversely correlates with Il9 and Il2 mRNA levels in TH9 cells 22, 23. Moreover, retroviral-mediated expression of BCL6 in TH9 cells inhibited both TH9 cell differentiation and IL-2-induced Il9 transcription, although only one report demonstrated increased IL-9 production from T cells that had diminished BCL6 expression 22, 23. However, both studies demonstrated that BCL6 bound the Il9 promoter at overlapping or adjacent regions to STAT5, and repressed the ability of STAT5 to promote Il9 transcription when co-transfected in reporter assays 22, 23. These data suggest a molecular circuit whereby early IL-2 production activates STAT5 binding to the Il9 promoter that outcompetes BCL6 binding to the promoter, while at the same time repressing BCL6 expression. As IL-2 exposure and STAT5 activation wane, the STAT5-mediated suppression of BCL6 diminishes and allows greater access of the Il9 promoter to BCL6 that subsequently limits IL-9 production.

STAT1 in TH9 cell development

STAT1 is activated in T cells by a number of cytokines, including IFNγ, type I IFNs, IL-6, IL-10, IL-21, and IL-27 that have varying influences on TH9 cell development. Activation of STAT1 by treatment of naïve mouse T cells cultured under TH9 cell-inducing conditions with IFNγ dramatically suppressed IL-9 production by reducing the sensitivity of these cells to IL-4 1. In an asthma model, deficiency in Tyk2, the Janus kinase required for type I IFN signalling and STAT1 activation, resulted in increased IL-9 production 29. In an experimental autoimmune encephalomyelitis (EAE) model system, IFNγ induced IL-27 production by dendritic cells (DCs) that suppressed TH9 cell differentiation both in vivo and in vitro in a STAT1 and T-bet-dependent manner 30. Although treatment of TH9 cells with IL-27 induced the production of IFNγ and IL-10, which are cytokines that suppress TH9 cell differentiation, the inhibition of IL-9 production by IL-27 was independent of these cytokines 30. Further work must be done to understand how STAT1 acts downstream of IFNγ and IL-27 to suppress IL-9 production in TH9 cells.

In contrast to the inhibitory effect of STAT1 on TH9 cell differentiation following IFNγ or IL-27 exposure, other reports suggest that a distinct subset of STAT1-activating cytokines may promote IL-9 production in T cells. Naïve human CD4+ T cells that were cultured under TH9 cell-inducing conditions with the STAT1-activating cytokines IFNα, IFNβ, IL-6 or IL-21 showed a marked increase in their capacity to produce IL-9 31. Similarly, the treatment of mouse TH9 cell cultures with IL-1β resulted in the indirect activation of STAT1, which induced expression of IRF1 32; IRF1 subsequently bound the Il9 promoter and, in combination with IRF4 and PU.1, directly enhanced Il9 transcription in a reporter assay. It has also been shown that IL-21 can have either positive or negative effects on IL-9 production depending on the culture conditions 22, 31, 32. Thus, the effects of STAT1-activating cytokines on TH9 cell development are complex and are shaped by additional cytokine signals present in the environment.

TGFβ and SMAD signaling in TH9 cell development

Studies have shown that TGFβ can ‘re-programme’ Th2 cells into IL-9-secreting TH9 cells 6, 7. Both SMAD-dependent and SMAD-independent pathways are required for TReg cell and TH17 cell differentiation 33-35. Wang et al. 36 and Tamiya et al. 18 demonstrated that SMAD2, SMAD3 and SMAD4 are required for optimal TH9 cell differentiation. SMAD2 and SMAD4 deficiencies in T cells resulted in increased expression of genes encoding Th2 cell-associated cytokines and a loss of IL-9 expression 36. SMAD2 and SMAD3 bind multiple conserved non-coding regions within the Il9 promoter 18, and SMAD2, SMAD3 and SMAD4 were also demonstrated to alter the chromatin structure of the Il9 locus. However, these reports described distinct mechanisms for SMAD activity. Wang et al. 36 observed an increase in repressive histone marks in the Il9 promoter in the absence of either SMAD2 or SMAD4, due to enhanced polycomb protein (EZH2) recruitment to the Il9 promoter. In contrast, Tamiya et al. 18 showed a loss of permissive histone marks in the absence of SMAD2 and SMAD3 and no change in repressive marks. Interestingly, the SMAD pathway might also provide a link to other TH9 cell-inducing pathways. Notch proteins were required for the binding of SMAD3 to the Il9 gene 37. Moreover, SMAD2 or SMAD3 can form a physical complex with IRF4, and IRF4 and SMADs were reciprocally required for optimal binding to the Il9 promoter. IRF4 was also required for SMAD-mediated Il9 transcription in a reporter assay 18. These data provide the beginning of a model to explain how the IL-4—STAT6-induced activation of IRF4 and the TGFβ-driven activation of SMADs work synergistically to transactivate the Il9 gene.

PU.1 is an ETS family transcription factor that is also induced by TGFβ, in conjunction with antigen receptor stimulation, and it is critical for TH9 cell differentiation 8, 19-21, 38. PU.1-deficient CD4+ T cells have a diminished capacity to produce IL-9 and an increased propensity to produce TH2 cell-related cytokines, whereas ectopic PU.1 expression in either TH2 or TH9 cells increases IL-9 production 20. Therefore, to date, PU.1 is the only transcription factor that induces IL-9 production in other T helper cell subsets. Similarly to the other factors described above, PU.1 binds the Il9 promoter and likely acts to enhance gene transcription by recruiting histone acetyl transferases (HATs) and enhancing permissive chromatin structure 20, 38. Interestingly, PU.1 is one of the few genes that is not induced by IL-4–STAT6 signalling in TH9 cells, but is instead induced downstream of TGFβ signalling 8, 10. Reports that compared SMAD-deficient and wild-type T cells that were cultured under TH9 cell-inducing conditions failed to observe differential expression of the PU.1-encoding Sfpi1 gene, suggesting that PU.1 may be regulated by SMAD-independent TGFβ signalling mechanisms.

In summary, the development of TH9 cells involves the coordinated function of key transcription factors downstream of IL-4-STAT6 and IL-2-STAT5 signalling including IRF4 and BATF. There is a requirement as well for TGFβ-induced SMAD proteins and the SMAD-independent induction of PU.1 in the generation of IL-9-secreting T cells. These pathways converge in the ability of IRF4 to interact with BATF and SMAD proteins. How these factors contribute to the stability of the TH9 phenotype is still unclear (Box 2). The outcome of the activity of these transcription factors in TH cell function is discussed in the following sections focusing on the role of TH9 cells in inflammatory disease and immunity.

TH9 cells in immunity and disease

As IL-9 is a pleiotropic cytokine (Box 3), TH9 cells might contribute to both protective immunity and immunopathological disease through a myriad of pathways. However, it is important to remember that TH9 cells are not the only source of IL-9 during an immune response and, accordingly, the relative importance of TH9 cells in vivo has been hard to define. The remainder of this review will emphasize our current understanding of TH9 cell immune activity in specific diseases using human patient data. We also describe the complementary experimental research in mouse models of disease that has supported a role for TH9 cell-mediated inflammation in human diseases (Figure 3).

Box 3. IL-9: Sources and functions.

Although this review focuses on TH9 cells, there are other sources of interleukin-9 (IL-9) within the immune system (see Box Figure). Type 2 innate lymphoid cells (ILC2) potently produce IL-9 in mice challenged with papain, helminthic parasites, and in vitro following stimulation with IL-2 55, 62. Mast cells also produce IL-9 in response to TLR and cytokine signals 113-115. CD8+ T cells can acquire an IL-9-producing phenotype and these cells have been referred to as ‘TC9’ cells 116, 117. Natural killer T (NKT) cells express IL-9 in models of allergic and autoimmune inflammation 77, 118. Finally, other CD4+ T cells, including TH2, TH17, and regulatory T cells have been reported to produce IL-9, although the amounts of IL-9 produced by each of these cell types is generally less than that produced by a TH9 cell 20, 81, 119. The relative abundance of IL-9 from each of these cell types, and the contribution of each cell type during various immune responses, is only beginning to be defined (see Box Figure).

IL-9, like many cytokines, is pleiotropic in function. On hematopoietic cells, IL-9 signals through a specific IL-9 receptor chain (IL-9Rα) and the gamma common chain shared with the receptors for related cytokines include IL-2, IL-4, and IL-21 120, 121. IL-9 promotes mast cell and T cell growth, stimulates mast cell accumulation in tissues, promotes ILC survival, enhances class switching to IgE in B cells, and alters hematopoietic progenitor cell activity 4, 5, 65. Although some in vivo IL-9 functions require TH2 cytokine production, IL-9 can promote the differentiation of IL-17-secreting cells in vitro 24, 68, 82. IL-9Rα is also expressed on non-hematopoietic cells including airway and intestinal epithelial cells, smooth muscle cells, and keratinocytes 4, 5. If there are additional signaling requirements for IL-9 function in non-hematopoietic cells, they are not yet defined. IL-9 stimulates chemokine production from all of these cell types, enhances mucus production from airway epithelial cells and alters barrier function in the intestine 4, 5, 70. Thus, IL-9 is instrumental in the ability of many cells to orchestrate inflammation and immunity by affecting many cell types.

Figure 3. TH9 cells in immunity and disease.

Figure 3

Proposed effector activity of TH9 cells in human disease. (I) Th9 cells, present in the draining lymph nodes and airways, are strongly linked in contributing to asthmatic disease. Th9-derived IL-9 can exacerbate the immune response by enhancing antibody production and increasing immune cell infiltration and activity within the respiratory tract. Furthermore, IL-9 can increase collagen deposition, induce smooth muscle hyperplasia, and alter respiratory epithelial cell function. (II) Th9 cells have been implicated in contributing to IBD particularly ulcerative colitis. Th9 cells, through IL-9 production, can impair tissue repair process, increase intestinal permeability, and may enhance inflammatory Th responses (III) Depending on the parasite, Th9 cells can exhibit potent anti-helminth activity through the production of IL-9. IL-9 mediates anti-parasitic activity by altering epithelial cell function, increasing immune cell infiltration into infected locations, and augmenting leukocyte immune function. (IV) Murine studies have strongly implicated Th9 cells in exhibiting anti-tumor activity, particularly in melanoma. Th9 cells, through IL-9 production, can increase lymphocyte infiltration into the tumor and enhance the anti-tumor activity of mast cells. Furthermore, Th9-derived IL-21 can limit tumor growth by stimulating lymphocyte anti-tumor activity, and Th9-derived IL-3 can promote DC survival, potentially enhancing the induction of anti-tumor adaptive immune responses. The location of TH9 effector activity (draining lymphoid tissue and/or inflammatory site) has not been clearly determined.

TH9 cells in atopic disease

Atopic diseases, including atopic dermatitis and asthma, are associated with TH2-type cytokine responses and IgE-mediated immediate hypersensitivity. More recently, reports have identified TH9 cells as major contributors to human atopic disease. Genes related to TH9 cell development and function (for example, IL4RA, STAT6, IL9, IL9R, SMAD3, IL33, IL1RL1) have been linked to the development of asthma and food allergies in humans 39-45. Allergic patients have elevated numbers of circulating T cells that are capable of producing IL-9 in response to pollen, cat dander, peanuts and house dust mite (HDM) extract 39, 46-50, and DCs isolated from these patients were more likely to stimulate IL-9 production from T cells51. Furthermore, IL-9-producing T cells from atopic patients expressed the TH9 cell-related proteins IL-17RB, IRF4, and PU.1 but did not express the TH2-type cytokine IL-5 (Table 2) 51, 52. The numbers of TH9 cells and the serum levels of IL-9 in atopic individuals directly correlate with allergen-specific IgE titers 24, 46, 47, 49. Additionally, TH9 cell numbers and T cell IL-9 production are significantly elevated, with respect to control patients, in atopic children 20, 49 and sufferers of atopic dermatitis and psoriasis 48.

In mouse models of asthma (in which HDM, Aspergillus and ovalbumin (OVA) are used as sensitizers), TH9 cells are detectable in the respiratory tract and draining lymph nodes, particularly during early stages of the disease 47, 53, 54. In the OVA sensitization model, TH9 cells are a principal in vivo source of IL-9 during allergic airway disease as determined by an IL-9 fate reporter mouse 55. The presence of TH9 cells and IL-9 in these models is elevated when the pro-allergic cytokines IL-25 and TSLP (Table 2) are ectopically or exogenously expressed, and IL-9 is inhibited by the activity of cyclooxygenase-2, which may decrease IL-25R expression 24, 56, 57. Furthermore, inhibiting TH9 cell differentiation in vivo by neutralizing TGFβ or Activin A, a TGFβ-family member that also induces TH9 differentiation, impairs development of allergic disease 47. Moreover, inflammation is attenuated in mice with conditional deficiencies in PU.1 and IRF4, or in mice with germ line deficiencies in BATF 10, 13, 18, 20, 24, 47, 58, 59. Importantly, PU.1-deficient mice, which have more specific defects in TH9 cell development, develop normal TH2 cell responses but still do not develop severe inflammation in an OVA sensitization model 20.

Mouse atopic disease models indicate that TH9 cells mediate disease through the production of IL-9. The adoptive transfer of TH9 cells promotes mast cell and eosinophil accumulation, mucus production, TH2-type cytokine production and bronchial hyperresponsiveness 10, 13, 24, 26, 60; however, these effects are negated upon transfer of Il9−/− TH9 cells or following IL-9 neutralization 10, 13, 24, 26. Furthermore, adoptive transfer of TH9 cells promotes significantly more mast cell accumulation compared to Th2 cells, a function that is dependent on IL-9 but not IL-13 59. In an HDM-induced asthma model requiring an endogenous T cell response, IL-9 neutralization or PU.1-deficiency within the T cell compartment significantly reduced mucus hyperplasia, mast cell accumulation, lung remodelling, and airway hyperreactivity 59, 61. IL-9 stimulates mast cell proliferation and activity in vivo 62-64 and can promote cytokine production by type 2 innate lymphoid cells (ILC2s)55, 65. Furthermore, transgenic expression of IL-9 is sufficient in itself to cause bronchial hyperresponsiveness via its effects on the respiratory epithelium and the enhancement of TH2-type cytokine release 66-68. Collectively, these models indicate that although other cells can produce IL-9, TH9 cells are critical in a diverse set of pulmonary atopic disease models, serve a distinct role in atopic disease development from that of TH2 cell immune responses, and in transfer models are sufficient to generate allergic inflammation.

TH9 cells in inflammatory bowel disease

Crohn’s disease and ulcerative colitis are the principal forms of inflammatory bowel disease (IBD), which is defined as a chronic relapsing inflammation of the gastrointestinal tract that is independent of specific pathogen infection. Patients with Crohn’s disease exhibit a pronounced TH1-type immune response (associated with IFNγ and TNF production), whereas patients with ulcerative colitis have elevated levels of TH2 cell-derived cytokines. In both diseases, patients have been shown to have increased numbers of TH17 cells and diminished TReg cell numbers 69.

Recently, TH9 cells were also found to have a critical role in the pathogenesis of IBD. Patients with Crohn’s disease or ulcerative colitis that show ongoing inflammation have elevated numbers of CD4+PU.1+ and CD4+IRF4+ T cells within the gastrointestinal tract compared to control patients or patients in remission 70-72. Interestingly, IL-9 production by these cells was only observed in patients with ulcerative colitis, and there was an association of IL-9 expression and IL-9+ T cells with the severity of pathology 70, 72.

In mouse models of IBD, the co-transfer of CD4+CD45RBhi T cells and in vitro-derived TH9 cells into recombination-activating gene (Rag)-deficient hosts resulted in increased development of colitis compared to control animals receiving CD4+CD45RBhi T cells alone 7, in a mechanism dependent on IL-9 70. In an oxazolone-induced colitis model 73, 74, IRF4-deficient and IL-9-deficient mice had significantly reduced colitis scores 70, 75. The impact of IRF4 deficiency on colitis is at least partially due to reduced TH17 cell responses 71.However, the fact that attenuated colitis is seen in mice that lack PU.1 expression in T cells indicates that TH9 cells are also important in the development of colitis 70. In these experiments, the ability of TH9 cells to mediate colitis was IL-9-dependent as IL-9-deficient T cells and IL-9 neutralization attenuated colitis 70. IL-9R expression is also elevated in gastrointestinal epithelial cells in patients with ulcerative colitis 70, 72. Treatment of Caco-2 cells, a human epithelial cell line, with IL-9 was shown to inhibit cellular proliferation 72. Gerlach et al not only substantiated the negative impact of IL-9 on epithelial cell proliferation but also noted that topical administration of recombinant IL-9 attenuated epithelial cell tissue repair mechanisms in vivo. Furthermore, IL-9 increased intestinal permeability, which may be a result of IL-9 altering tight junction protein composition in the gastrointestinal epithelial layer 70. Collectively, these results indicate Th9 cells and IL-9 directly alter epithelial cell biology within the gastrointestinal tract, potentially contributing to the pathology of IBD. The relative impact of TH9 cells on colitis via epithelia versus the immune system is not defined, although some effects of IL-9 on epithelial cells could be indirect, as noted by mast cell-dependent effects in a model of antigen-induced anaphylaxis 76.

It is interesting to note that in a TH1 cell-mediated colitis model that shares some of the hallmarks of Crohn’s disease 74, IL-9 attenuates disease development77. The role of TH9 cells in this disease model remains to be explored although the investigators did demonstrate that NKT cells were a significant source of IL-9. Although NKT cell-derived IL-9 production appears to be limited in human UC disease 72, it may be that the role of IL-9, and TH9 cells themselves, can be protective or inflammatory in the gastrointestinal tract depending on the inflammatory milieu (Crohn’s disease versus ulcerative colitis).

TH9 cells in EAE

EAE is an experimental animal model of multiple sclerosis that is characterized by T cell-dependent demyelination. EAE is associated with TH1 and TH17 cell responses, and TH17 cells have been identified in the central nervous system (CNS) of patients with multiple sclerosis 78. TH9 cells are present in the draining lymph nodes and CNS of mice administered myelin proteolipid protein (PLP)180-199 peptide to induce EAE 53, and the adoptive transfer of myelin oligodendrocyte glycoprotein (MOG)-specific T cells cultured under TH9 cell-inducing conditions into RAG-deficient mice promoted EAE disease 23, 30, 79. Although TH9 cell-mediated EAE is not as severe as the EAE disease induced by TH17 cells 79, adoptive transfer of TH9 cells can trigger peripheral neuropathy that is not as apparent in recipients of TH1 or TH17 cells 7, 79.

TH9 cell-mediated EAE is dependent on IL-9 30, which has a well-documented role in EAE pathogenesis in its ability to enhance TH1 and TH17 cell immune responses during disease progression 37, 80, 81. In contrast, additional studies have suggested a protective effect of IL-9 when activity is blocked prior to the induction of EAE, possibly through affects on enhancing TReg activity 37, 82. Further complicating the interpretation of these studies, subsequent to adoptive transfer in an EAE model, many TH9 cells acquire the capacity to produce IFNγ and IL-17 23, 79, and the acquisition of IFNγ production, in part, promotes EAE severity 23. This parallels observations from a model of autoimmune uveitis 83. Furthermore, it is unclear in non-adoptive T cell transfer models whether the cellular source of IL-9 is TH9 cells or another cell type such as TH17 cells 81. Further use of non-adoptive transfer models will be required to validate the role of TH9 cells in EAE and ultimately define their role in multiple sclerosis.

Th9 cells in helminth infections

Parasitic helminth infections affect over one billion people worldwide, with a documented contribution of TH cells in exacerbating or limiting pathology 84, 85. Circulating antigen-specific TH9 cells have been detected in individuals with lymphatic filariasis, a chronic helminth infection 86. In a Trichuris muris murine infection model, mice with a dominant negative TGFβRII receptor in CD4+ T cells have reduced IL-9 levels, decreased mast cell numbers, and a significantly increased worm burden, indicating that TH9 cells may be important in immunity to helminths6. TH9 cells, but not TH2 cells, were able to reduce Nippostrongylus brasiliensis worm burdens upon adoptive transfer into Rag-deficient hosts 62. In this model, TH9 cell transfer enhanced numbers of infiltrating eosinophils, basophils, and mast cells. Furthermore, TH9 cells increased ILC2 numbers and activity 62, which may be due to the impact of IL-9 in promoting ILC2 survival in vivo 55, 65.

In the current paradigm, TH9 cells mediate anti-helminth immunity though the local or systemic production of IL-9. During T. muris and N. brasiliensis infections, IL-9 is required for worm expulsion 62, 63, 87, and transgenic expression of the cytokine enhances resistance to T. muris infections 88. During Trichinella spiralis infection, IL-9 facilitates, although is not essential, for overall worm expulsion. In this model, IL-9 modulates intestinal muscle contraction, epithelial cell mucus production, and mast cell activity, which, in particular, is required for IL-9 mediated worm expulsion 87, 89, 90.

The relative contributions of TH9 cells and ILC2s to systemic IL-9 production in helminth infections are still not clear. In pulmonary N. brasiliensis infection where an IL-9 fate reporter was used, IL-9 is derived from ILC2s that were previously reported as an IL-9 source in a T cell-independent asthma model 55, 65. In contrast, Licona-Limon et al., using a transcriptional reporter mouse, noted that CD4+ T cells were the principal producers of IL-9 within the gastrointestinal tract in a similar N. brasiliensis infection model 62. Furthermore, transfer of TH9 cells into Il9−/− mice rescued any defect associated with worm expulsion. Thus, TH9 cells are likely a significant source of protective IL-9 in certain helminth infections. However, IL-9 may not be essential for protection in all helminth infections and may even be detrimental for host health as parasite-specific TH9 cell numbers positively correlated with disease severity in individuals suffering with lymphatic filariasis 86.

Th9 cells in tumour immunity

An intriguing function of TH9 cells is their highly potent antitumour activity, particularly in melanoma. TH9 cells in the blood and skin are significantly reduced in patients with melanoma 91, and an IL9 SNP is associated with an increased risk of cutaneous malignant melanoma 92. In the B16-F10 melanoma models, several labs have demonstrated that adoptive transfer of TH9 cells dramatically reduced tumour masses and disease severity compared to controls 32, 91, 93. Through the administration of neutralizing antibody or recombinant protein, researchers have demonstrated that IL-9 has potent antitumour effects in the melanoma murine model. Furthermore, TH9 cells and IL-9 are protective in a lung adenocarcinoma model 32, 91, indicating TH9 cells may have anti-tumour properties within a number of tissues.

Although there are conflicting reports indicating that TH9 cells can directly induce tumour cell death 91, 93, the capacity of TH9 cells to limit tumour growth appears to be largely dependent on the production of cytokines including IL-9, IL-3 and IL-21 to enhance developing and existing tumor immunity. IL-9 can induce expression of CC-chemokine ligand 20 (CCL20) within the tumour site and CCR6 expression on leukocytes to facilitate tumour infiltration and rejection 93. Furthermore, IL-9 antitumour activity is mast cell dependent 91. TH9 cells are also potent producers of IL-3 upon TCR stimulation 10. TH9 cell-derived IL-3 has been shown to promote DC survival, which could potentially enhance antitumour immunity 94. Végran et al. recently showed that IL-21 derived from TH9 cells promotes tumour inhibition even in the absence of IL-9 production 32. In the in vitro setting, TH9 cells can produce amounts of IL-21 comparable to TH17 cells upon TCR stimulation 10, 95, and Végran et al. 32 showed that IL-1β enhances TH9 cell production of IL-21 to inhibit tumour growth, in part, by enhancing CD8+ T cell responses and IFNγ production. Because IL-1β may also augment IL-9 production 31, 32, 60, 96, 97, the antitumour microenvironment might further amplify TH9 cell immune responses and thus antitumour immunity.

The protective effects of TH9 cells in tumour immunity might be restricted to solid tumours, such as melanoma and lung adenocarcinoma. In contrast, IL-9 has been linked with the promotion of certain cancers, particularly lymphomas. IL9 gene expression is strongly expressed in a subset of patients with anaplastic lymphoma and Hodgkin’s disease 98. Transgenic IL-9 expression promotes the development of spontaneous lymphomas in mice, and in a T-lymphoblastic lymphoma mouse model, IL-9 can enhance tumour development 99. In vitro studies indicate IL-9 promotes tumour growth by both enhancing proliferation and inhibiting apoptosis of tumours 100, 101. It is unclear whether TH9 cells are a relevant source of IL-9 during lymphoma development, but it may indicate that TH9 cells can be both pro- and anti-tumorigenic depending on the cancer type. The basis for IL-9, and potentially TH9 cells, to have discriminatory effects on different cancers is unexplored but could be linked to the differential expression of IL-9R on the cancer cell type.

Concluding remarks

Signals from TGFβ and IL-4 promote TH9 cell differentiation, but neither cytokine is sufficient by itself to generate the TH9 cell transcriptional profile or to induce high relative amounts of IL-9 expression in T cells 10. Among the transcription factors that respond to these cytokine signals, none can be regarded as ‘master regulators’ in the same way that T-bet, GATA3 or FOXP3 can be associated with their respective TH cell lineages. However, it is still possible that there is an unidentified TH9 cell lineage-defining transcription factor. Another possibility is that these cytokine signals work cooperatively in promoting Il9 gene expression. The TGFβ-induced SMADs and PU.1 remodel chromatin and might function to allow the IL-4-induced transcription factors BATF and IRF4 to transactivate gene expression. As noted in the description above, there is cooperation at the level of inducing transcription and factors activated by both signals are likely critical in recruiting RNA polymerase to target loci to cooperate in generating the phenotype and function of the TH9 cell subset.

Our understanding of the biology of TH9 cells is rapidly developing in multiple human diseases and mouse disease models. It is becoming clear that as is the case with many other TH cell subsets, TH9 cells can perform both beneficial and detrimental functions in the body. Where they mediate these effects is not entirely clear, but some emerging paradigms suggest that TH9 cells are found in the skin and express receptors that would facilitate their recruitment to mucosal surfaces 10, 48, 53, 91. Among the beneficial effects TH9 cells mediate is their ability to initiate immunity to helminth parasites and effective antitumour immunity. In contrast, TH9 cells promote allergic inflammation and mediate some types of autoimmunity. These latter functions raise the questions of where TH9 or IL-9-targeted therapies might be useful. MEDI-528, a humanized IL-9 neutralizing antibody, has an acceptable safety profile and exhibits some promise in minimizing exacerbations in adult patients with mild to moderate asthma102, 103 although no positive effects were noted in severe adult asthmatics 104. The discrepancy in the effects of treatment might be in the subtypes of asthma studied; it is possible that the mild-moderate group had disease that might be more dependent on the function of IL-9 such as a requirement for mast cells in disease exacerbations. Furthermore, targeting IL-9 in other allergic diseases has not been reported. Because increases of IL-9 are seen early in life in an atopic population of infants and increases are associated with early changes in airway responsiveness 24, 105, an acceptable safety profile might provide a basis for early intervention in high-risk infants to limit the development of atopic diseases. The recent descriptions of TH9 cells in IBD suggest that targeting IL-9 might be a potential treatment in this disease. Thus, even in our infancy of understanding their development and function, TH9 cells are revealed to be important mediators in multiple diseases and the cells, and the cytokines they produce, remain intriguing targets for therapy.

Box 2.

Box 2

Acknowledgements

Work in the Kaplan lab and preparation of this review was supported by Public Health Service grant AI057459 to M.H.K. M.M.H. and M.R.O. were supported by Public Health Service T32 Training grants AI060519 and AR062495, respectively.

Footnotes

The authors declare that they have no competing financial interests.

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