Abstract
Skilled motor behaviors require orderly coordination of multiple constituent movements with sensory cues towards achieving a goal, but the underlying brain circuit mechanisms remain unclear. Here we show that target-guided reach-grasp-to-drink (RGD) in mice involves the ordering and coordination of a set of forelimb and oral actions. Cortex-wide activity imaging of multiple glutamatergic projection neuron (PN) types uncovered a network, involving the secondary motor cortex (MOs), forelimb primary motor and somatosensory cortex, that tracked RGD movements. Photo-inhibition highlighted MOs in coordinating RGD movements. Within the MOs, population neural trajectories tracked RGD progression and single neuron activities integrated across constituent movements. Notably, MOs intratelencephalic, pyramidal tract, and corticothalamic PN activities correlated with action coordination, showed distinct neural dynamics trajectories, and differentially contributed to movement coordination. Our results delineate a cortical network and key areas, PN types, and neural dynamics therein that articulate the serial order and coordination of a skilled behavior.
Keywords: serial order, movement coordination, cortical network, motor cortex, neuron type, neural dynamics
INTRODUCTION
To survive and thrive in their ethological niche, animals deploy skilled motor behaviors involving the orderly coordination of multiple movements cued by concurrent sensory streams to achieve an intended goal. For example, feeding behaviors in rodents and primates often consist of reaching for a food item with the arm, grasping food with the hand, and withdrawing hand to the mouth to eat 1 While reach and grasp are allocentric movements that coordinate the arm and hand towards the food, withdraw is an egocentric movement that coordinates the hand with orofacial actions to eat 2; thus a set of elemental actions are sequentially and continuously arranged with sensory feedback to compose a skillful natural behavior. The view of behavior as hierarchically organized and involving dynamic unfolding of serially ordered constituent movements was championed by Lashley 3 and has since been thoroughly corroborated 4, but the underlying brain circuit mechanisms, especially the role of cerebral cortex, remains poorly understood.
Beginning with the pioneering work of Evarts 5, motor neuroscience has focused on exploring the cortical encoding and control of relatively simple forelimb movements of the reach or grasp 5–9 Studies have also examined the role of motor cortex in the sequential execution of individual movements of the arm 10–13 or tongue 14, i.e. “discrete action sequences” 15. However, much less effort has been directed toward studying the ordering and coordination of “sequential continuous actions” across the body that compose an integrated and unified ethological behavior 15,16
In exploring the cortical control of arm movements, most previous studies have focused on the broadly defined primary and higher order motor cortex 5,10,17–22 despite the recognition that sensory feedback are inherent and essential components of all skilled behaviors 23,24 Thus a more holistic view of the extended cortical networks in the control and coordination of more complex motor behaviors has yet to be established. Within the motor areas, although decades of research has explored whether and how activities of individual or populations of neurons represent movement 5–9,25–26, as yet little consensus has been achieved on the basic response and encoding properties of cortical neurons 27,28. As an alternative to this representational perspective, the dynamical systems approach seeks to understand how the dynamics of cortical neural populations produce the temporal patterns needed to drive movement 29 and significant experimental and computational work has identified rich structures within the coordinated activity of neural populations across motor areas and species 29–34. Nevertheless, despite these seminal advances, a fundamental limitation in previous studies is the difficulty to resolve the identity of recorded neurons or neural populations at the level of molecular and projection defined neuron types, the basic elements of neural circuit 35. As a consequence, it has been difficult to systematically identify potential neuronal subsets within the heterogeneous population that might encode movement parameters; it is also unclear how neural population dynamics are implemented at the cellular level, how they flow within neural circuits, and how they are transmitted to drive behavior, including the serial order and coordination of actions in behavior.
Laboratory mice display skilled motor behaviors such as reach, grasp, and manipulate to consume food and water 2,36,37. Recent technical advances in machine learning-powered behavior tracking and analysis 38, wide-field imaging of neural activities 39–41 and cell-type targeted recording and manipulation enable a multi-faceted and integrated analysis of the neural circuit basis of these behaviors 42. To date, most neural circuit studies in mice have focused on movement parts, e.g. the forelimb 40,43–48 or orofacial movement 49–55 but not their serial order and coordination across body as an integrated behavior (but see 36,56). Here, through high-resolution quantitative analysis of a chemosensory-guided reach and grasp to drink behavior (RGD) 45, we have revealed the serial ordering and coordination of a set of forelimb (aim, advance, supinate, grasp, withdraw) and oral (mouth open, lick) actions to retrieve water to drink. Combining systematic cell-type resolution widefield imaging, optogenetic manipulation, single neuron recording, and neural population dynamics analysis, we identified a dynamic cortical network that track RGD movement progression and uncovered the key role of MOs in the orderly coordination of forelimb and orofacial actions. We further discovered that activities of distinct PN types within MOs correlate with specific action coordination events, implement distinct features of neural population dynamics, and differentially contribute to the coordination of cross body movements that compose RGD. In particular, we uncovered a key role of cortico-thalamic communication in action ordering and coordination. Our findings reveal a broad concordance of cell type properties from molecular and anatomic features to neural population dynamics in a key area of a cortical network that articulates the action syntax of a complex behavior; they begin to integrate the neural circuit and population dynamics explanations of cortical function.
RESULTS
Target-guided reach and grasp to drink involves serial order and coordination of multiple forelimb and oral actions
The reach, grasp and withdraw-to-drink (RGD) task was performed in head-restrained mice ((Figure 1A). In this task, mice use chemosensory and vibrissae cues to locate a waterspout in the dark with which to guide their left forelimb to grasp a water drop that they then withdraw to the mouth to drink by licking the hand 45. Combining high-speed videography and deep neural network-based behavior tracking 38 ((Figures S1A–H), we analyzed thirteen spatiotemporal profiles of the left hand and its relationship with the waterspout, mouth, and other body parts during RGD (Figure S1I). We thereby annotated four constituent movements: reach, grasp, withdraw, and hand lick (Figure 1B). The reach consists of a mouse aiming its hand after lifting it with the digits closed and flexed, advancing the hand with combined hand supination and digits extension, and grasping the target with digit flexing and closing (Figure 1C, Supplementary video 1). The reach endpoint at which a mouse grasped the water was accurate regardless of the targets changing locations (Figure 1D–E). After water grasping, the mouse withdraws the hand with a partial supination and brings it to the mouth with a further supination and finger opening. The mouth then opens and the tongue protrudes to lick and drink the water from the hand (Supplementary video 1); the hand remains supinated close to the mouth during the multiple subsequent licks that consume the water (Figure 1F). These results indicate that RGD involves the orderly spatial and temporal coordination of multiple movements across the reach, grasp, withdraw and hand lick, such as digit opening during reach in anticipation of grasp, and supination toward the mouth during withdraw that is well-timed with tongue protrusion.
To examine the effect of variation of target location on the RGD movement, we presented the waterspout at five locations (Figure 1A): a central location (P3) aligned to the nose, two ipsilateral locations on the same side of reaching left hand (PI, P2), and two contralateral locations (P4, P5). After initial training with P2, mice retrieved water from each of 5 locations. In doing so, they used different forelimb trajectories that resulted from changing spatiotemporal coordination of the arm, wrist, and digit movements (Figure 1G–I, S1J–L). With changing target location, the mouse adjusts its aim by upper arm abduction or adduction and wrist flexion to point the digits to the target location (Figure 1G). This aiming phase during contralateral reaches occurs farther from the waterspout (Figure 1J) and requires larger angular corrections (Figure S1M) than ipsilateral reaches. The advance further adapts the palm-facing direction with digits opening and extension relative to target (Figure 1G), and both the aim and advance often involve adjusting movements revealed by changes of speed of the reaching hand (Figure 1G, S1N). These results indicate that reaching during RGD is not a ballistic movement but rather involves sensory feedback whereby mice adjust their arm, hand, and digit postures in relation to targets. Tongue protrusion before water grasping was rare, suggesting the orderly timing of forelimb and oral actions (Figure 1K, S10).
Cortical network dynamics tracks RGD movement progression
Whereas the individual actions of reach, grasp, and lick can be elicited from spinal and brainstem motor centers 57,58 their orderly arrangement and coordination to compose a goal-directed RGD behavior likely involves a contribution from the cerebral cortex 59. As RGD involves multiple constituent movements across the body as well as concurrent sensory inputs, its cortical control might include multiple sensory, motor, and other cortical areas. We used widefield calcium imaging to carry out an unbiased screen of neural activity dynamics across the dorsal cortex of mice performing RGD (Figure 2A, S2A, see Methods). By leveraging multiple mouse driver lines that target GCaMP6 expression to a set of molecular and projection defined PN types (Figure 2B), we monitored cortical network dynamics with PN type resolution 60,61. Among these, the Emxl-Cre line targets most if not all PNS, Cuxl-CreER targets L2/3 intratelencephalic (IT) neurons that project largely within the cortex, PlxnDl-CreER targets L2/3/5a IT subset with strong projection to cortex and striatum, Fezf2-CreER targets L5b pyramidal track (PT) and a small set of L6 output neurons, and Tle4-CreER targets L6 cortico-thalamic (CT) neurons (Figure 2B, S2B–C) 62. These PN subpopulation driver lines allowed the detection of neural activity that is masked during whole-population recording (i.e. in the Emxl line); driver line differences also provided physiological insight into the contribution of PN projection patterns.
Following training to reach to P2 with the left hand (Figure S2D), RGD was found to be accompanied by widespread activity dynamics in the contra- as well as ipsi-lateral hemisphere in all five PN populations (Figure S2E–F, Supplementary video 2). We then examined cortical network dynamics as mice reached to the five different locations. Cortex-wide activity patterns in all five PN populations changed with RGD movements (Figure 2D) and were correlated with target location (Figure 2E). To summarize the network dynamics correlated with RGD progression to target locations, we built a generalized linear encoding model (GLM) considering ten forelimb movement profiles, including hand position and its relationship with target and mouth, to predict “pixel-resolution” calcium fluorescent change (Figure S3A). With some regional differences, the model produced higher correlations for PNEmx1, PTFezf2 and CTT1e4 populations than in ITcux1 and ITP1xnD1 populations, as reflected by 10-fold cross-validated variance explained (R2 value) (Figure 2F, S3B). A summary of GLM performance from all PNs revealed three activity nodes that were correlated with moment-by-moment forelimb movements: the central region of the secondary motor cortex (MOs-c, partially overlapping with rostral forelimb area (RFA) 21), forelimb somatosensory area (SSp-ul), and parietal area (Pro (Figure 2C–E, S3B–C). Analysis of and ITPixnD1 calcium signals additionally revealed nodes related to the anterior whisker barrel/unassigned sensory (SSp-bfd/un) and orofacial motor cortex (MO-orf) 63 (Figure S3B–C; see Methods for details of area definitions). Forelimb primary motor area (MOp-ul) 64 was isolated from GLM performance of ITcux1, corroborated by PTFezn activity at the same area (Figure S3B). These results identify a cortical network with PN type resolution in which activity is correlated with the forelimb RGD movements. Analysis of ITCux1 and ITP1xnD1 calcium signals additionally revealed nodes related to the anterior whisker barrel/unassigned sensory (SSp-bfd/un) and orofacial motor cortex (MO-orf) 63 (Figure S3B–C; see Methods for details of area definitions). Forelimb primary motor area (MOp-ul) 64 was isolated from GLM performance of ITCux1, corroborated by PTFezf2> activity at the same area (Figure S3B). These results identify a cortical network with PN type resolution in which activity is correlated with the forelimb RGD movements.
As the target moved from P1 to P5, activity in the right hemisphere motor areas (contralateral to the left reaching hand) remained largely similar, while those in SSP-ul and SSp-bfd displayed decreased activity (Figure 2G), likely reflecting the shift of target locations. In parallel, there was an overall increase of activity in all ipsilateral areas except the parietal area (Figure 2G, Supplementary video 2). In sum, there was an overall relative increase of ipsilateral over contralateral activity as target moved from P1 to P5 (Figure 2G, Supplementary video 2). Indeed, activity of the network nodes decoded target location-related information (Figure S3D). Furthermore, within each area, the peak amplitude and temporal activity patterns of different PN populations were differentially modulated by target location (Figure S3E). The increased activation of ITCux1 and ITP1xnD1 that occurred in ipsilateral sensory areas (SSp-bfd) as the waterspout moved from PI to P5 likely reflects sensory information related to the changing target location (even though it was the left hand that was reaching). The increased activity of PTFezf2 in left parietal and frontal motor areas as target location changed might reflect increased involvement of the right-side body to support more difficult contralateral reaches by the left forelimb. Together, the spatially-related hemispheric changes indicate that cortical network related to RGD includes the sensory and motor events related to the spatial positions of the target.
MOs-c is a necessary hub for the online articulation of RGD
To examine the functional role of each of the 6 network nodes (Figure 2C), we used a closed-loop optogenetic inhibition via light activation of Pvalb inhibitory interneurons in each of the six cortical areas in Pvalb-ires-Cre;Ai32 mice 65 (Figure S4A). Inhibition was presented 129.2±42.8 msec after hand lift. Cortical inhibition contralateral to the reaching hand (cMOs-c) resulted in deficits of multiple RGD actions, including a decrease of grasp (measured by contact) and withdraw (measured by supination) (Figure 3A–B, S4B, Supplementary video 3). Inhibition of contralateral cMOp-ul resulted in a weaker but still significant decrease of supination probability (Figure 3B, S4B). Inhibition of cSSp-ul resulted in deficits of digit closing, supination, and hand licking (Figure 3B, Supplementary video 4), suggesting that online somatosensory input may contribute to action progression and coordination. We did not observe significant effect upon cortical inhibition ipsilateral to the reaching hand (Figure S4B). In summary, among the six contralateral network nodes, MOs-c, MOp-ul, and SSP-ul seem essential for RGD movements.
We further analyzed when and how MOs-c suppression interfered RGD action progression in relation to each of the movements of reach, grasp, and withdraw to drink (Figure 3C). In about 1/5 of the trials, inhibition following hand lift resulted in deviation of subsequent hand movement away from target (Figure 3C, S4C–D). In trials when the hand did reach the target, supination during withdraw and/or hand lick often failed to occur (Figure 3C, S4E–F). Upon termination of inhibition, the mice immediately resumed and completed the RGD act (Figure S4E). To substantiate these results, we examined the effects of inhibiting MOs-c PNs directly by expressing a light sensitive inhibitory opsin GtACR1 66 in Emx1-Cre mice using a Cre-dependent AAV vector (Figure 3D, S4G). Closed-loop inhibition of cMOs-c PNs resulted in similar impairments as those obtained with the activation of cMOs-c Pvalb interneurons (Figure S4H).
To further clarify the role of MOs-c for the RGD act, we gave prolonged inhibition spanning the entire trial, starting from one second before water delivery to the end of drinking. Prolonged inhibition of MOs-c PNsEmx1 only slightly decreased lift probability to more difficult contralateral targets (P4, P5) (Figure S4I), suggesting minor, if any, involvement of MOs-c in the initiation of RGD. On the other hand, consistent with closed-loop inhibition, prolonged inhibition of PNsEmx1 in contralateral or bilateral MOs-c decreased the probability of movement progression at multiple stages from reach, grasp, withdraw (measured as aim, contact, and supination, respectively) to hand lick (Figure 3E). Furthermore, cMOs-c but not iMOs-c PNsEmx1 Inhibition resulted in a target location-dependent decrease in aim and grasp probability, with more severe deficits for more difficult contralateral targets (Figure 3F–G). In trials when the hand did reach the waterspout, we observed reduced digit opening at the reach endpoint in preparation of grasp (Figure 3H), attenuation of supinate during withdraw for drink (Figure 3I), and uncoordinated hand-oral movements for drinking (Figures 3J–O). Indeed, prolonged inhibition resulted in increased premature tongue protrusion before grasp (Figure 3L), abnormal hand posture (Figure 3M) and increased variation of hand position (Figure 3N) upon lick, and decreased correlation between hand and mouth movements during drink (Figure 3O). These deficits were not observed when inhibiting the iMOs-c PNsEmx1 (Figure S4J). Altogether, these results suggest that MOs-c is not crucial for the execution of specific individual actions (e.g. lift, advance, grasp, withdraw, and lick) but is involved in the orderly progression and coordination of these actions, especially the coordination between hand and oral actions.
MOs-c neural population activity correlates with RGD movements
To explore the neural coding properties and population dynamics within MOs-c, we performed electrophysiological recordings with linear probes during the RGD act (Figure 4A). Among a total of 1655 units across layers in 11l sessions from 6 mice, individual neurons were found to exhibit diverse spiking patterns, with varying peak amplitude and latency relative to hand lift (Figure S5A–C). After hand lift, the activity of most activated neurons (86% of 921 units) peaked during reach, grasp and withdraw, only 10% peaked during the licking and drinking (Figure S5D–E). Deep layer neurons tended to be more strongly correlated with forelimb movements (Figure S5F–G), whereas upper layer neurons seemed more strongly modulated by target location (Figure S5H). Whereas some neurons (21.3%) exhibited a relatively brief increase of firing relative to baseline that correlated with more specific actions such as the reach or withdraw, most neurons (52%) exhibited more sustained spiking across adjacent actions, including transitions from one movement to the next, e.g. increasing (33%) or decreasing (19%) activity across reach and withdraw (Figure S5I).
To characterize the activity patterns of MOs-c neurons, we used a model-free computation approach 14 (see Methods) to group the activated neurons (921 units) into 7 clusters, each exhibiting distinct activity patterns in relation to movements and their targets locations (Figure 4B–D, S5J–K). Cluster 1 neuron activity corresponded to lift and decreased before the advance. Cluster 2 and 3 neuron activity peaked right after advance and then declined, but showed differential target modulation - either increased or decreased with more difficult contralateral targets. Cluster 4 neuron activity rose and peaked right after the advance and sustained their activity throughout withdraw and drinking, with little target modulation. Cluster 5 neurons were only mildly activated (187 units). Cluster 6 and 7 were neurons that were not significantly modulated (269 units) or inhibited (465 units) during RGD (Figure 4B–D). Overall, these results suggest that most MOs-c neurons collectively represented the RGD movement, with most neurons reflecting transitions across constituent movements.
To examine whether activity patterns of simultaneously recorded neurons encode moment-by-moment RGD movement progression, we built GLMs to predict the instantaneous hand position and other kinematic parameters within a session using population activity (see Methods). MOs-c population activity significantly decoded a range of arm, hand, and orofacial movement parameters (Figure 4E, S5L–M). The model predicted hand forward/upward movements and their relationship with the mouth and with the waterspout better than movement details such as path length, moving speed or digit open size (Figure 4E). In addition to movement parameters, MOs-c activity decoded target location, beginning even before hand lift, and with increasing accuracy during subsequent actions (Figure 4F, see Methods). These analyses suggest that MOs-c population activity correlates more closely with the relationships of arm movement to the target and with the mouth, than to individual arm or oral actions.
As cortical neural population dynamics have been implicated in forelimb motor control 67,68, we further investigated MOs-c population neural trajectories in high dimensional space during RGD (see Methods). We found that MOs-c population neural dynamics evolved with a smooth C-shaped trajectory in a low-dimension neural manifold along with the progression of RGD movements, turning upon hand lift, and concluding with another turn after advance endpoint before lick (Figure 4G, Supplementary video 5). Between different target locations, these trajectories shared the same geometric shape (not shown, all pairs of dissimilarity measurement Procrustes distances are close to zero) but progressively shifted in the neural manifold with target location (Figure 4G). This result suggests a robust neural substrate within MOs-c for generating a reliable pattern of population neural dynamics during RGD, which is systematically modulated by target location. Therefore, despite the complex relationship between individual neuronal activity and RGD constituent actions, major temporal patterns of MOs population neural trajectories unfold/evolve along with RGD movements, suggesting their role in the orderly coordination of constituent actions that compose RGD.
Distinct coding properties and population neural trajectories of MOs-c PN types
Because conventional silicon probe recordings do not distinguish inhibitory and excitatory neurons reliably nor distinct PN types within excitatory neurons, the resulting data cannot be readily correlated to neural circuit operation. Leveraging our PN type driver lines, we next examined whether different molecular and projection defined PNs exhibit distinct neural coding properties and population dynamics associated with RGD. We used a well-established optical tagging method 69,70 to identify neurons of each of 4 PN types (Figure 5A, S6A–6B, see Methods), 22 ITCux1, 17 ITPixnD1 63 Fezf2 and 30 CTT1e4 neurons (Figure S6C–D). The depth distribution of these neurons matched their expected anatomical location, with deep layer PTFezf2 and CTT1e4 neurons showing higher basal firing frequency (Figure S6E). Although each of these 4 PN types showed some degree of heterogeneity in activity patterns during RGD, they exhibited categorically distinct patterns. For example, the activity of many PT Fezf2 neurons rose before hand lift, peaked during reach, and declined immediately after reach endpoint (Figure 5B–D, S7A–C), while those of CTT1e4 typically rose just before reach endpoint, peaked at grasp-to-withdraw transition, and maintained elevated during withdraw and drinking (Figure 5B–D, S7A–C). Overall, higher fraction of PTFezf2 and CTT1e4 neurons correlated better with movement progression than that of ITCux1 or ITP1xnD1 neurons (Figure S7D). All 4 PN types show target tuning: ITCux1 and ITP1xnD1 showed higher activity during ipsilateral trials, while PTFezf2 activity increased during contralateral trials, and CTT1e4 neurons showed only weak tuning (Figure S7E). A majority of activated PTFezf2 and CTT1e4 neurons can be assigned to different computationally identified activity clusters (Figure 5E), further indicating a physiological distinction between thalamic and corticofugal projecting populations.
To examine whether the 4 PN types manifest distinct population dynamics characteristics, we examined their averaged population neural trajectories during RGD (Supplementary video 5). PTFezf2 exhibited a smooth C-shaped population neural trajectory that was systematically shifted according to target location (Figure 5F, S7G–I); these features closely resemble the neural trajectories of the whole MOs-c population (Figure 4I) but show a more clear “transitional bend” at the advance endpoint. Interestingly, CTT1e4 neurons also exhibited a smooth yet elongated C-shape population trajectory with a sharp transition at the advance endpoint, but was largely unmodulated by target location (Figure 5F, S7G–I). On the other hand, ITCux1 and ITP1xnD1 showed jerky population trajectories that varied according to target location, and their loop-like geometric shapes showed less consistency among target locations (Figure 5F, S7G–I). These results suggest that different PN types give rise to highly distinct population dynamics and likely make unique contributions to the overall population neural trajectories of MOs-c. Given their categorically distinct axon projection patterns, these PN type-characteristic neural dynamics are likely separately conveyed to specific thalamic (CTT1e4) and corticofugal (PTFezf2) target areas that may implement different aspects motor control and coordination. These results extend the distinction of major PN types from their molecular, anatomic, and physiological features to population neural dynamics during behavior.
Distinct roles of MOs-c PN types in action sequence and coordination during RGD
To examine whether and how different PN types contribute to the execution and coordination of RGD, we optogenetically inhibited specific PN populations by virally expressing inhibitory opsin GtACR1 in Cux1-, PlxnD1-, Fezf2-, or Tle4-CreER driver lines, respectively (Figure 6A, S8A). We first used a closed-loop configuration by triggering inhibition following hand lift (Figure S8B). Whereas inhibition of ITCux1 did not interfere action progression, consistent with the weak activation observed in widefield imaging (Figure S2E) and electrophysiology (Figure 5D). Inhibition of the other 3 PN types resulted in significant reduction in the success rate of subsequent actions such as target contact, supination and lick after grasp (Figure S8C). Among the 3 PN types, PTFezf2 and CTT1e4 inhibition produced more and larger deficits in contact after lift than that of ITP1xnD1 (Figure S8C).
To substantiate these results, we then used a prolonged inhibition protocol throughout the RGD act (Figure 6A, as in Figure 3D) and analyzed the effect on the execution and coordination of all constituent actions (Figure 6B–F, Figure S8D–E). Again, ITCux1 inhibition had no significant effect on RGD except a slight increase of digit opening for grasp (Figure 6B, 6D). ITP1xnD1 inhibition led to a mild increase of premature lick (Figure S8E). On the other hand, PTFezf2 and CTT1e4 Inhibition resulted in multiple deficits in action progression and coordination, including decreased grasp following reach, decreased supination following grasp, increased premature lick, and decreased hand-mouth coordination for drinking (Figure 6B–G, S8E). Whereas the deficits of PTFezf2 inhibition were waterspout target location dependent (Figure 6C), i.e. more prominent in more difficult contralateral trials, those of CTT1e4 Inhibition were more consistent and less modulated by waterspout target location (Figure 6C). These results are consistent with the activity patterns of PTFezf2 and CTT1e4 during RGD, the formal being target dependent (i.e. increasing with contralateral P4 and P5) and the latter only weakly modulated by waterspout target location (Figure 5D). In particular, CTT1e4 inhibition led to more prominent deficit in hand-mouth coordination as reflected by increased variance in hand position and hand rotation at the time of tongue protrusion for drinking (Figure 6F–G). Together, these results suggest differential contributions by different PN types in the execution of constituent movements and highlight the key role of cortico-thalamic communication mediated by CTT1e4 in the orderly progression of actions, especially the coordination of hand and mouth movements that compose RGD.
DISCUSSION
Machine learning approaches enable studying the neural basis of serial order in behavior
A prerequisite for understanding the neural basis of serial order is to achieve accurate and quantitative analysis of its hierarchical organization as well as its spatiotemporal coordination of constituent movements, “the syntax of act”, that compose the goal-directed behavior. The mouse reach-to-drink (RDG) behavior is representative of the many consummatory skilled forelimb actions of rodents and primates in that it entails the serial order of getting a hand to an allocentric target then getting the hand to an egocentric mouth target. Combining high-speed videography and machine learning-based pose estimation algorithms 38, we have achieved accurate and automated tracking and quantification of RGD at a fine resolution, including the complete repertoire of forelimb and oral actions (e.g. digit closure/extension, supination, lick), their orderly progression and coordination, target modulation, and trial-by-trial variability. These data reveal the “action syntax” of RGD that arranges a set of elemental actions to integrate the allocentric reach-grasp with egocentric withdraw-drink that compose a reach-to-drink ethological behavior. The automated and quantitative RGD ethogram provide a fine-grained reference frame to relate and interpret neural recording and the effects of functional manipulation, including temporally precise closed-loop feedback control.
A cortical network and key area for serial ordering and coordination of actions in RGD
Whereas elemental forelimb and oral actions (e.g. reach, grasp, lick) can be elicited from spinal and brainstem nuclei 71,72 their orderly arrangement towards goal-directed behaviors is likely orchestrated in higher centers such as the cortex 59, which features a comprehensive motor as well as sensory map across the body and the external world 73. Most previous studies of cortical control of forelimb behaviors have largely (often exclusively) focused on the broadly defined primary forelimb and higher order motor areas 5,10,18–22,44,74, despite the recognition that multiple other areas (e.g. sensory, parietal) also play important roles 23,24,75. Here, through an unbiased areal screen with PN type resolution, we have identified a dynamic cortical network that correlates with the sequential forelimb and orofacial movements that compose RGD. Compared with most previous wide-field imaging studies in the mouse 39,40,76–79, two design features of our study enabled mapping this network. First, the 4 driver lines that target major PN types, in addition to the pan-PN Emxl line, allowed us to resolve PN-characteristic areal activity patterns that were masked in the broad population signal. Second, automated annotation of high-resolution RGD movement profiles enabled revealing the robust correlation between instantaneous behavioral and neural activity signals, thus the modeling approach to delineate the dynamic cortical network.
Importantly, closed-loop photo-inhibition of network nodes indicates that MOs-c, MOp-ul, and SSP-ul play significant and different roles in the execution and coordination of constituent actions of RGD. In particular, MOs-c inhibition resulted multiple deficits not only in the progression and coordination among forelimb actions (reach, grasp, supinate) but also between forelimb and mouth movements (withdraw to hand lick), suggesting it as a key hub in the orderly articulation of RGD. MOs-c is located within the rostral forelimb area (RFA), a broadly defined premotor region in rats 80 and mice 21,22 Implicated in the control of limb movement. Previous studies of RFA have mostly examined its role in the execution of individual reach or grasp movements, but not in the coordination of sequential actions across the body that compose an integrated behavior. MOs-c is densely connected with both primary sensory and motor areas 63,81 thus having access to target as well as body-part information. We suggest that MOs-c might be analogous to primate premotor and/or supplemental motor areas implicated in sensory-guided coordination of complex movement 16,82–84 and in tracking progress throughout a movement 19. Together, these results uncover the dynamics operation of an overarching PN type-resolved cortical network, likely centered around MOs-c, as a cortical substrate for the serial ordering and coordination of a complex motor behavior. Alternative interpretations of our results include that the MOs might be involved in the detailed execution of each constituent movement or may play a more general role in regulating RGD. While our current study is focused on the MOs-c, future efforts will more thoroughly examine the role of each network node and their interactions to discover how they collectively issue motor command, integrate sensory information, and coordinate cross body movements during RGD. As PN types are endowed with their inherent molecular, connectivity, and physiological features, these results further establish a top-level road map for exploring the underlying cellular and neural circuit mechanisms.
MOs-c neural activity decode movements and shape population dynamics during RGD
Our electrophysiology recordings revealed that, despite their diverse firing patterns, MOs-c neurons can be grouped into several clusters with activity modulations integrating across or marking the transition of adjacent actions that compose RGD. Substantiating these observations and leveraging high-resolution and automated annotation of RGD ethogram, our modeling reveals that MOs-c population activities encode the moment-by-moment relationships of arm movement with the allocentric waterspout target and with the egocentric mouth target, more than individual arm and oral actions, during RGD. Importantly, MOs-c population neural dynamics evolved with a smooth trajectory along with the progression of RGD constituent actions in an allocentric target location dependent manner. Similar neural trajectories in the forelimb primary motor cortex has been shown to drive a prehension task 68,85,86. Our results suggest that MOs-c population activities encode the instantaneous movements across forelimb (arm, hand, digit) and orofacial (mouth, tongue, nose) body parts, especially the relationships between arm movements with the allocentric waterspout target and with the egocentric mouth target, and may contribute to the coordination of RGD constituent movements. Future studies will examine and compare the neural coding and population dynamics in other areas (especially MOp-ul and SSp-ul) and manipulate activity in sensory area while recording from motor areas (and vice versa); such studies will facilitate deciphering the dynamic processing across the RGD network that may underlie the behavior.
Cell type contribution to neural population dynamics and action coordination in RGD
Over the past two decades, studies of cortical control of movements have advanced beyond the historically influential “representational perspective” to exploring a “dynamical systems perspective” 29, which has emerged as a powerful candidate framework for understanding motor control and a range of brain functions 30–34,87 However, a fundamental limitation of the current formulation of the dynamical systems framework is its missing link to the diverse cellular constituents and to neural circuits within which neural dynamics emerge, flow, and output 35. To a large extent, this is because most electrophysiology studies provide little information about the genetic and anatomic identity of recorded neuron types, the basic elements of neural circuit. Here, we initiate a genetic dissection of motor cortex population dynamics by targeting 4 major PN types. Previous studies have highlighted their distinctions in transcription profiles 88, projection and local connectivity patterns 89 and intrinsic and synaptic properties 89,90. We now demonstrate that they further manifest distinct features of population dynamics during the execution and coordination of a complex motor behavior. Among these, the PTFezf2 dynamics (Figure 5F) most closely resemble that of the MOs population (Figure 4J), suggesting it as a major component of the MOs neural dynamics. Interestingly, CTT1e4 activities also evolve with a robust neural trajectory that is largely not modulated by target location, suggesting a “generic” form of cortico-thalamic interactions during RGD. On the other hand, ITP1xnD1 and ITCux1 show jerky neural trajectories without a prominent shape. Together, these results suggest that neural population dynamics in MOs may be composed from a set of elemental “dynamic themes” derived from neuronal subpopulations or cell types. It is possible that these cell-type dynamic themes might represent the “neural modes” or “latent variables” thought to constitute the building blocks of the population dynamics “symphony”30
As PN types are endowed with inherent physiological (intrinsic and synaptic) and anatomical (local and long-range connectivity) properties, in part shaped by their gene expression profiles 62,64,90,91, they represent physiological as well as structural building blocks of neural circuit dynamics; their inherent projection pattern further channel the outcome of cortical computation to cascades of brain areas 62,91 that drive behavior. For example, the intrinsic properties 90 and strong recurrent excitation 92–94 among L5B PTFezf2 likely amplify the spiking signals of this circuit “motif’, and their extensive corticofugal axon arbors undoubtedly broadcast their dynamic output across an extensive set of subcortical targets 62 Importantly, targeted optogenetic inhibition further reveal that the 4 MOs PN types differentially contribute to the execution and coordination of RGD behavior. Whereas PTFezf2 mostly contribute to the execution and coordination of forelimb actions especially when reaching for more difficult contralateral targets, CTT1e4 contribute to the orderly coordination of forelimb and oral actions less dependent on target locations. These results are consistent with their activity pattern and neural trajectories and highlight the crucial role of cortico-thalamic communications 95–97 In the coordination of cross body actions that compose RGD. Our findings thus reveal the broad multi-modal concordance of “cell type” properties from genetic, anatomical, and physiological characteristic to corresponding roles in neural population dynamics and behavioral function. They further demonstrate the feasibility of cell-type resolution analysis of population neural dynamics in mammalian cortex.
Altogether, our results delineate a cortical network and a key area and PN types therein that articular the serial order and coordination of a skilled behavior; they begin to integrate the neural circuit and neural manifold explanation of cortical computation that control behavior 98
RESOURCE AVAILABILITY
Animals and materials availability
All mice, reagents and materials are openly available with detail source information listed in the Methods.
Data and code availability
All original data reported in this study and any additional information required to reanalyze the data reported in this paper will be shared by correspondence authors upon request. Customized code related to data analysis will be available on GitHub (https://github.com/liyistart/RGD-2023).
METHODS
Mice
Animal care, use, surgical and behavioral procedures conformed to the guidelines of the National Institutes of Health. The experiments were approved by the Institutional Animal Care and Use Committee of Cold Spring Harbor Laboratory and Duke University. Experiments were conducted with 8-week- to 16-week-old male and female mice. The number of animals used in each experiment is noted in the corresponding section. Mouse strains were: Emxl-Cre (JAX#005628), Pva1b-1RES-Cre (JAX#OI 7320), Tie4-CreER (JAX#036298), FezP-CreER (JAX#036296), cuxl-CreER (JAX#036300), PixnD1-CreER (JAX#036294), Ai148D (JAX#030328), Ai32 (JAX#024109). All mouse driver lines were bred with reporter strains for calcium imaging or electrophysiological recording except for Emxl-Cre mice. They were injected retro-orbitally with AAV-PHP.eB-CAG-DIO-GCaMP7f (2.46 × 1013 GC/mL, Addgene) at postnatal days 14 for as they failed to breed with Ai148D mice. Mice were housed in groups of up to five mice per cage, in a room with a regular 12/12 light/dark cycle. After surgery, mice were housed in a new home cage individually or with familiar groups for at least one week prior to experiments.
Surgery
Materials, including instruments used in surgery, were sterilized, and stereotaxic surgery was performed using aseptic techniques. Surgical anesthesia was maintained using 1%–2% isoflurane via inhalation. The analgesic drug ketoprofen (5 mg/kg, subcutaneous), with an effect lasting up to 24 hours, was administered prior to the beginning of the surgery. The local anesthetic lidocaine was administered subcutaneously at the intended incision site (2–4 mg/kg). Body temperature was maintained at 37° C using a feedback-controlled heating blanket. Eye ointment was applied to prevent the eyes from drying.
After disinfecting with betadine solution (5–10%) and ethanol (70%), a small incision of the scalp was created to expose the skull. A titanium flat head post was implanted for head restraint experiments. For wide field calcium imaging, the skull was cleaned thoroughly with saline, and a thin layer of cyanoacrylate glue (Zap-A-Gap CA+, Pacer Technology) was applied on the skull to clear the bone. After the cyanoacrylate glue was cured, cortical blood vessels were clearly visible. Then, a circular flat head post was attached to the skull using dental cement (C&B Metabond, Parkell; Ortho-Jet, Lang Dental) while leaving most of the dorsal cortex exposed. For inhibition screening experiments, a thin skull preparation 99 was used in Pvalb-IRES-Cre;Ai32 mice. Clear low toxicity silicone adhesive (KWIK-SIL, World Precision Instruments) was applied on the dorsal cortex as protection to dust and scratches. Animals were allowed to recover for one week after surgery before the experiments.
Viral vector injections were performed using a microsyringe pump (Nanoliter 2010 Injector, WPI). A SMARTouch controller (WPI) delivered the virus at a rate of 46 nL/min. For optogenetic manipulation, a 300–500 nL volume of virus (AAVDJ-CAG-DIO-GtACR1-EYFP, 2.43 × 1013 GC/mL, Vigene Biosciences) was injected into the cortex at the central premotor cortex (MOs-c) region. Injection coordinates (AP/ML) of MOs-c were +1.6/±1.4 mm. After injection, the glass pipette was left in place for ten minutes and then slowly withdrawn at a speed of 50 μm per min. Optical fibers (200 μm, 0.37 NA; RWD Life Science Inc.) fitted into an LC-sized ceramic fiber ferrule were implanted. After 12 to 21 days of waiting time for post-surgery recovery and viral expression, the animals were used in experiments.
Tamoxifen induction
Intraperitoneal injection of tamoxifen (two 100 mg/kg injection at 20 mg/ml, prepared in corn oil) was performed to induce Cre recombinase expression for reporter crossed CreER mice. The first induction was on the day of weaning and the second induction was one week later. For Cre recombinase induction in virus injected CreER mice, two injections of tamoxifen were administered intraperitoneally on day 1 and day 3 after virus injection (day 0).
Head-restrained reach-to-drink
The day before behavioral training, animals were weighed and moved to a new cage with new bedding and food while restricting access to water. Animals received supplemental water to meet a daily water need of 1 mL to maintain body weight >80% of the initial weight, monitored by daily weighing and evaluation.
The reach for water task 45 was controlled in real-time with MATLAB (MathWorks). The data acquisition board (USB-6351; National Instruments) communicates between the software and hardware (piezo sensors, water valves, and linear actuators). Two high-speed USB cameras (FL3-U3–13S2C-CS or BFS-U3–04S2C-CS; FLIR) acquired video data from the front and left side of the mouse. The cameras were synchronized and calibrated to enable three-dimensional infrared recording of the animal’s forelimb and orofacial movements. Simultaneous acquisition and storage of the video at 240 frames per second (fps) at a resolution of 640×480 pixels was achieved using Bonsai such that trial information and touch sensor data were shared in real-time with MATLAB and the cameras.
Mice were trained to reach for water in two phases, within which they were required to reach a hit rate > 80%. In phase 1, the waterspout was fixed on the left side of the animal’s snout, and in phase 2, it was moved to one of 5 equidistant locations (identified as left PI, P2, center P3, right P4, P5) with P3 centered and each location approximately 3 mm apart in front of the animal’s nose. Phase 1 training consisted of 1 session each day for 3 days, with 100 trials per session. Pretraining to reach involved placing a waterspout (made from an 21 -gauge needle and providing a drop of sucrose solution, 10% w/v, 20~50 PIZ) ~3 mm to the left side of the snout midline. The waterspout tip was horizontally aligned with the upper point of animal’s mouth, which is about 4 mm below the tip of nose. Animals were trained to use left hand to grasp the water drop with right limb blocked. The waterspout tip was initially close to the mouth but then gradually moved away to 3–5 mm from animal’s mouth. Water was delivered at a random inter-trial interval (12–20 s). The random duration was long enough for the animal to replace its hand to the starting position after consumption. The hand was 20–30 mm posterior and downward from the waterspout tip at the starting position. A piezo sensor detected waterspout contact events. If the animal failed to reach within 8 seconds after water delivery, a new trial began after a 30 second timeout. For phase 2 training, a linear actuator (Ll 6-R Miniature Linear Servo for RC; Actuonix Motion Devices) would move the waterspout to one of the 5 locations.
Wide-field calcium imaging
Wide-field calcium imaging 41,60,100, was performed with an inverted tandem-lens macroscope in combination with a scientific complementary metal-oxide semiconductor (sCMOS) camera (Edge 5.5, PCO). The top lens had a focal length of 105 mm (DC-Nikkor, Nikon) and the bottom lens 85 mm (85M-S, Rokinon), resulting in a magnification of × 1.24. The total field of view was 12.4 mm by 10.5 mm with a spatial resolution of ~20 μm/pixel. To capture GCaMP fluorescence, a 525 nm band-pass filter (#86–963, Edmund optics) was placed in front of the camera. Using alternating excitation light at two different wavelengths, calcium-dependent fluorescence was isolated and corrected for intrinsic signals (for example, hemodynamic responses). Excitation light was projected onto the cortical surface using a 495 nm long-pass dichroic mirror (T4951pxr, Chroma) placed between the two macro lenses. The excitation light was generated by a collimated blue LED (470 nm, M470L3, Thorlabs) and a collimated violet LED (405 nm, M405L3, Thorlabs) that were coupled into the same excitation path using a dichroic mirror (#87–063, Edmund optics). The alternating illumination between the two LEDs and the acquisition by the imaging camera were controlled by an Arduino Uno R3. The camera ran at 50 fps, producing one set of frames with blue excitation and another set with violet excitation, each at 25 fps. The exposure state of each frame was recorded. Excitation of GCaMP at 405 nm resulted in non-calcium-dependent fluorescence, allowing isolation of the true calcium-dependent signal by subtracting fluorescence changes in violet frames from the blue illumination frames by regression, as detailed below. Subsequent analyses were based on this differential signal at 25 fps. A common synchronization signal is shared between behavioral cameras and imaging camera to align real-time behavior and neural data.
Optogenetic manipulation
The open-source guide was used to achieve real-time and closed-loop control based on markerless hand position tracking 101. Briefly, real-time reach behavior was monitored using a USB camera (Flea3; Point Grey) on the left side of the mouse, ipsilateral to the reaching forelimb. A trained deep neural network with ResNet-50 model (the same one used for behavior analysis) for the side view video was embedded in a custom Bonsai workflow to trigger optogenetic stimulation based on real-time detection of hand position (https://github.com/bonsai-rx/deeplabcut). Low-latency control of light was achieved with videos capturing at 25 fps and a resolution of 640 × 480 pixels on a Windows workstation equipped with a GeForce RTX 2080 Ti GPU (NVIDIA). A 200 um optical fiber delivered 473 nm blue (SSL-473–0100-10TM-D, Sanctity Laser) or 532 nm green (SSL-532–0200-1 OTM-D, Sanctity Laser) light.
Inhibition of neural activity of different cortical areas was achieved with Pvalb-IRES-Cre;Ai32 mice that allow optogenetic activation of local PV interneurons for an inhibition screening 65. Blue light pulses (5 msec, 50 Hz, 473 nm) were triggered in 50% of reach trials, as the animal’s real-time hand position crossed a predefined threshold in a closed-loop manner. The light spot size was restricted with a 200 μm optical fiber, with its tip directly contacting the thinned skull. The fiber ferule was positioned with an MP-285 micromanipulator (Sutter Instrument). Light intensity at the tip was adjusted to 5 mW. The triggered light was automatically turned off 4 seconds after the water delivery.
For other inhibition experiments, the inhibitory opsin GtACRl was locally expressed by viral injection and stimulated by green light (532 nm) adjusted to 5–10 mW. Two optogenetic inhibition strategies were applied. l) Closed-loop reach photoinhibition: the light was on when the hand moved across a predefined position during reaching and off when the hand repositioned at the resting bar. 2) Prolonged inhibition: light was turned on I second before water delivery and lasted for the entire trial. Experiments involved either bilateral or unilateral inhibition.
Multielectrode array recording
The surgery procedure was as described in previous sections. To provide a ground reference, an M1 screw connected to a silver wire (A-M systems) was implanted into the skull above the left visual cortex. Before the first recording session, a craniotomy was performed under isoflurane anesthesia. A linear silicon probe was slowly lowered into the cortex with an MP-285 micromanipulator (Sutter Instrument). A clear silicone elastomer (Kwik-Sil, World Precision Instruments) was applied over the craniotomy after the electrode was positioned to the desired position to stabilize the exposed brain. The brain was allowed to settle for 15–30 minutes before recordings began. At the end of the recording session, the probe was retracted and the craniotomy was sealed with silicone elastomer to allow a subsequent session on the following day.
Behavioral videos, light pulses, and electrophysiological data were synchronized with a common synchronization signal. Extracellular spikes were recorded using multielectrode arrays (ASSY-37 H4, Cambridge NeuroTech, or Al ×32–5mm-25–177, A4×8–5mm-100–200-177, NeuroNexus). Voltage signals were continuously recorded at 32 kHz from 32 channels of the silicon probe by a Digital Lynx 4SX recording system (Neuralynx). Raw data was collected and saved using Cheetah software. Neuronal activity was band-pass filtered (300–6000 Hz) for real-time visualization. During the first and last five minutes of the recording session, when animals were not engaged in the behavioral task, 473 nm blue light pulses (2 msec or 5 msec duration) at different frequencies (0.1 or 10 Hz) were delivered through an optical fiber over the craniotomy for optical tagging. Light intensity was adjusted based on the amplitude of light evoked response during the process.
RNA in situ and immunohistochemistry
After the experiments, animals were euthanized with isoflurane. Using a peristaltic pump they were perfused for 15 min with chilled saline (0.9% NaCl) followed by fixative (4% PFA in 0.1 MPBS). Brains of PlxnDl-CreER;Ai148 mice were dissected, fixed, and cut into 10 μm sections. For RNA in situ hybridization chain reaction, brain sections were hybridized with Fezf2 probe (Molecular Instruments) in probe hybridization buffer at 37 °c for 24 hours, washed with probe wash buffer, and incubated with an amplification buffer at 25 °c for 24 hours in a 24-well plate. For immunohistochemistry after RNA in situ, the same brain sections were stained with rabbit anti-Cuxl (l :500, 11733–1-AP, Proteintech) or mouse anti-Tle4 antibody (l :500, Cat#sc-365406, Santa Cruz Biotechnology). Briefly, brain sections were first pretreated with 10% Blocking One (Cat#03953–95, Nacalai Tesque) in PBS with 0.3% Triton X-100 (Blocking solution) at room temperature for 1 hour, then incubated with primary antibody in Blocking solution at 4 °c overnight. The brain sections were washed with PBS the next day and incubated with Cy3 conjugated donkey anti-rabbit (1:500, Cat#711–165-152, Jackson Immunoresearch) or donkey anti-mouse (l:500, Cat#715–165-150, Jackson Immunoresearch) secondary antibody for 2 hours at room temperature. Brain slices were then mounted on slides for confocal imaging (ZEISS Axio Observer).
Data processing and analysis
Data processing and analyses were performed with MATLAB (Mathworks) or Python, unless otherwise specified. Sufficient reach-to-grasp trials were collected for each condition such that all results could be reproduced robustly. No statistical methods were used to predetermine sample size.
High-speed behavior tracking
The reaching behavior was monitored by two high-speed cameras (Flea 3, Point grey) at 240 fps from both the front and the left side of the animal. The geometric relationship between the two cameras was calculated using the Camera Calibrator app in MATLAB (2020a). Real-time videos of the behavior session were acquired and saved using a customized code in Bonsai (version 2.6) for offline analysis. Two deep neural networks were trained separately using DeepLabCut (2.0) to track the body part positions in front and side views. Neural network training was performed using over 2000 frames (1040 front and 1076 side frames) from 20 different recording sessions of 20 individual animals. Images of different animal colors, body sizes, head-restrained setups, illumination conditions from different behavior phases were included to train a relatively robust network. In total, 18 keypoints in the front view and 22 keypoints in the side view were labeled on each frame. These included the digits, nose, mouth, tongue, waterspout, and the water drop. For the front view, 1030000 training iterations were achieved with a training error of 2.1 pixels and test error of 6.6 pixels. At a statistical confidence level of >0.95, the training error was 2.07 pixels and test error 3.89 pixels. For the side view, 1030000 training iterations produced a training error of 1.74 pixels and test error of 5.04 pixels. With a confidence level cutoff of >0.95, the training error was 1.74 pixels, and the test error was 4.16 pixels. The 3D positions of the hand and waterspout were reconstructed through stereo triangulation. Only samples with a network predicting confidence level of >0.95 were used for analyses. In cases of missing samples, the corresponding samples from a cubic spline were used to fill the trajectory (gaps >100 msec were not used).
Analysis of constituent movement components and action segments of RGD
The RGD behavior is a closed loop act in which mice monitor the target location online using olfactory and tactile cues to direct their reach 45, 102 The movement of reach, grasp and withdraw and their constituent actions were identified using a previously described movement classification scheme 103. The reach consists of lift, aim and advance segments and directs the hand to the waterspout. The grasp consists of opening and extending the digits and then closing them to purchase a water drop. The withdraw is an egocentric movement in which the hand is supinated after grasp as hand retracts to the mouth for drinking. The following constituent action segments and critical events (e.g. start and end points of an action) of the RGD are featured in the automated kinematic analysis pipeline for pose estimation after keypoint extraction by DeepLabCut.
Lift.
The hand was raised from the resting position and partially pronated with the digits collected (i.e. lightly closed and flexed). The 3D reconstructed position of digit 3 was used to represent and track hand movement. The first frame in which the vertical hand speed increased above 75 mm/s (upward) defined lift initiation. Left-hand speed was the absolute value of the derivative of 3D left-hand position. The lift phase consisted of the time series from lift initiation to peak speed.
Aim.
The hand was positioned by an elbow-in movement of the upper arm, the digit orientation was rotated and palm aimed toward the waterspout. Hand/digit rotation was characterized using the supination vector that connects the midpoint and tip of digit 3 and digit 4 in the front view (Figure S1B). The vector connecting moment-by-moment hand position and the waterspout position was defined as the range vector (vector r in Figure S1C). The moment-by-moment direction and amplitude change of range vector reflected the hand movement in relation to the waterspout. The waterspout aiming angular deviation (angle δ in Figure S1C) was the angle between the current finger pointing direction (vector p in Figure S1C) and the instantaneous range vector direction (vector r in Figure S1C) at a given moment. A waterspout aiming score was defined as the cosine value of the angular deviation (cos(δ) in Figure S1C). Aim completion was defined as the time point when waterspout aiming score is higher than 0.866 (δ < π/6). The aiming phase was defined as the time points from first hand peak speed point to aim completion.
Advance.
The hand was advanced toward the waterspout by upper arm movement and opening of the elbow with concurrent opening and extension of digits. The advance phase was defined as the time from aim completion to advance endpoint which terminates just before grasp. If an animal failed to reach the waterspout or to grasp water, the hand would usually return to the aim position with the digits closed and flexed for another advance.
Advance endpoint.
The vector direction from the initial hand position to the waterspout was the reference direction (dashed line in Figure 1C). The median hand position during the 2 seconds before water delivery (pre-lift position) was used as the initial hand position. Real-time hand to spout distance was calculated as the projection of the range vector onto this reference direction. The furthest reaching point along reference direction defined the reaching endpoint. At this point the hand was positioned adjacent to the waterspout with the digits extended and the palm in a near vertical orientation in preparation for grasping. The length of the rotation vector (Figure S1D) reflects how much the digits were abducted and is defined as digit-open size. The amplitude and direction of the range vector at the reaching endpoint were characterized to represent reaching endpoint accuracy.
Grasp.
The hand contacted the waterspout and the digits were closed and flexed to purchase a water drop. Grasp completion was defined as the time point when tips of all 4 digit become invisible (confidence level < 0.5) from the lateral view following hand-open and digit-extended state. The waterspout contact event was identified by the piezo sensor attached to the waterspout.
Withdraw and Supination.
The hand was withdrawn to mouth by upper arm movement that lowered the hand to the level of the mouth with the palm in a vertical orientation. It was further supinated by movement at the wrist such that the palm faces upward. Supination was measured as wrist rotation to a position that the palm faces up with the hand rotation score higher than 0.5 (θ < π/3). The rotation score was the cosine value of the direction of the line connecting midpoints of digit 4 and digit 3 in the front view (cos(θ) in Figure S1E).
Licking.
Tongue protrusion events were identified by the trained deep neural network for front view videos with confidence level > 0.95. Most tongue protrusions occurred after animals successfully grasped the waterspout. Withdraw-to-drink phase was the time points between the advance endpoint and the first hand-lick.
Hand-mouth coordination during drinking.
Animals consumed water by licking their left hands. The hand was positioned near the mouth and makes repositioning movements that included digit opening and extending in coordination with licking. The median position of the left and right mouth comers in that session was the mouth position. The distance between moment-by-moment hand position and the reference mouth position in the front view was used as hand to mouth distance. The distance between the hand and tongue (d in Figure S1F) and the hand rotation score (s in Figure S1F) upon tongue protrusion quantified the coordination between hand and tongue movement for drinking.
Other orofacial movements.
Prior to reaching, animals detected the water by sniffing and orienting their nose toward the corresponding waterspout location. Moment-to-moment nose displacement movements were obtained by comparing the median value of nose positions with the left side displacement being positive and right displacement being negative. Mouth open and close movements were identified by calculating the area covered by two mouth corners and upper lip in the front view video (Figure S1G).
Replace.
After drinking, the hand reversed movement direction, lowered from reaching or from the mouth, and returned to the approximate starting position.
Cortex-wide neural dynamics
Analysis of wide field data used methods described previously 41,100,104. The landmarks of the dorsal cortex were marked, and the mask was set in the scope of the dorsal cortex from an example frame. Next, control and GCaMP frames were split from raw videos. Each cropped video frame (size 440 × 440) was transformed to a flat array. Images from different trials were then concatenated resulting in a two-dimensional matrix (size n × t, n = 440 × 440, t is time). Denoising was performed with SVD-based method (singular value decomposition). SVD returned ‘spatial components’ U (of size pixels by components), ‘temporal components’ VT (of size components by frames) and singular values S (of size components by components). To reduce computational costs, all subsequent analyses were performed on the product SVT represented as Vc. Results of the analyses on SVT were later multiplied with U to recover results back to the original pixel space. The denoising step outputs a low-rank decomposition of Yraw = UVc + E represented as an n × t matrix; here UVc is a low-rank representation of the signal in Yraw, and residual E is considered noise. The output matrices U and Vc are much smaller than the raw data Yraw, leading to compression rates above 95%, with minimal loss of the visible signal. Finally, an established regression-based correction method isolated a purely calcium dependent signal by subtracting the control channel signal Yv (405 nm illumination) from the GCaMP channel signal Yg (473nm illumination). With the corrected values for each trial, the signal values in a time window one second before water delivery were used as the baseline to calculate z-score. All wide field imaging data was registered to the Allen reference mouse brain Common Coordinate Framework (CCF3) using five anatomical landmarks: the left, center and right points where anterior cortex meets the olfactory bulbs, the medial point at the base of retrosplenial cortex, and Bregma, labeled manually for each imaging session during mask setting (Figure S2A).
Encoding model for cortex-wide neural dynamics
Generalized linear encoding models (GLM) with ridge regularization were built to predict the cortex-wide neural dynamics with animal behavior (behavior matrix M, size frames by 13) 41. Cortex-wide neural dynamics were represented by all ‘temporal components’ Vc (size components by frames) saved after SVD decomposition. The model was fitted using ridge regression with 10-fold cross-validation to avoid overfitting. The regularization penalty was estimated separately for each component of Vc data on the first fold of validation and used the same value for other folds of validation. A new modeled variable Vm of the same size as Vc was predicted using this GLM process and used to compute Ym = UVm as predicted pixel-wise neural dynamics. The predicted Ym was compared with Yraw and pixel-wise explained variance (R2) was obtained to quantify the cross-validated GLM performance (represented with cvR2).
To construct the behavioral matrix M, movement profiles related to hand, digit, wrist, and orofacial movements were derived from the frame-by-frame labeled points in front and side videos. In addition to the isolated left-hand movements, the hand relationships to the waterspout and to the mouth were included to fully capture the events and their spatiotemporal relationships that constitute RGD. Thirteen analog behavioral variables after kinematic analysis were selected to describe hand, digit, wrist, and orofacial movement during RGD. Those ethologically meaningful behavioral variables were not necessarily orthogonal to each other. Normalized behavior variables were downsampled to match cortex wide activity, combined to make matrix M (size frames by 13), and used to predict cortex-wide neural dynamics. Thirteen continuous variables are listed as follows (Figure S11): 1) forward position of left hand, 2) upward position of left hand, 3) lateral position of left hand, 4) path length moved from left hand onset, 5) moving speed of left hand, 6) digit open size of left hand, 7) moving speed of right hand, 8) nose displacement, 9) mouth open size, 10) supination score of left hand, 11) left hand to mouth distance, 12) waterspout aiming score by digits of left hand, and 13) left hand to waterspout distance. The first 6 variables represent the kinematics of left hand movement. Variables from 7 to 9 depict the movement of other body parts. The last 4 variables (from 10 to 13) reflect the relationship between left reaching hand and target or between left reaching hand and mouth. Reaching forelimb-related variables (1–6 and 10–13) were used to predict calcium dynamics. We also tried predicting neural activity with all thirteen movement variables. Similar results were observed. No time-shifted versions of movement profiles were tested.
Decoding waterspout locations with calcium dynamics
We trained naive Bayes classifiers to predict waterspout locations using calcium activity from individual trials in each area within a session. Cortex-wide neural dynamics of each session were represented with all ‘temporal components’ Vc. The values from 2 seconds before to 4 seconds after waterspout contact were averaged to obtain a single value for each temporal component representing the activity for that trial. For a session of k trials, the predictors would be size k by the number of components. The response variable would be k rows with class information.
The naive Bayes classifiers were trained using MATLAB (fitcnb). Classifiers provided a probabilistic assignment of the input to one of five possible waterspout locations or three classes relative to body sides. The class with the maximum posterior probability was chosen as the predicted class. A cross-validation procedure in which two random trials for each waterspout location were left out were used to train the classifier on the remaining data to predict five waterspout locations. The classifier was then tested on the left-out samples. This procedure was repeated 100 times and the average test performance represented classification accuracy. As a control, the input of validation sample was randomly shuffled to get a shuffled measure. The same prior probability for five waterspout locations was used. Classifiers for body side-based waterspout locations were trained in the same way with the five classes replaced by three waterspout locations relative to body side with different priors.
Cortical network nodes
Masks for regions of interest (ROIs, Figure S3B) were derived by thresholding averaged calcium activity amplitude (Figure 2E) and the GLM encoding model performance (cvR2) (Figure 2F). All neuron types were considered. Activity amplitude or GLM performance larger than 80% of the maximum value of all pixels on the dorsal cortex was used as the high threshold. Activity amplitude lower than −0.4 z-score was used as the low threshold. ROI I (MOs-c, central region of secondary motor cortex, centered at AP/ML: +1.60/±1.37 mm) and ROI 5 (Prt, parietal cortex including part of SSP-Il and SSP-tr, −1.18/+1.63 mm) were overlapping regions with activity amplitude larger than the 80% of maximum activity from Emxl, Fezf2 and Tle4 populations (Figure S3B). ROI 4 (SSp-ul, anterior-lateral forelimb somatosensory cortex and the unassigned region, +0.23/±2.62 mm) was observed in Tle4 activity larger than high threshold and further isolated with GLM performance of Emxl, Fezn and Tle4 populations. ROI 3 (MO-orf, orofacial motor cortex in the lateral part of the anterior cortex, +1.67/±2.08 mm) covered the pixels that were lower than −0.4 z-score in Cuxl activity. ROI 6 (SSp-bfd, anterior part of barrel field and nose primary somatosensory cortex, −0.71/±2.69 mm) switched hemisphere as waterspout was moved from ipsilateral to contralateral side of the animal from both Cuxl and PlxnD1 populations (Figure S3B). ROI 2 (MOp-ul, primary motor cortex for upper limb, +0.41/±1.69 mm) was revealed in the GLM performance of Cuxl population and further verified by the extended Fezf2 activity into MOP on the right hemisphere as compared to the left hemisphere. Because the border of some ROIS overlapped, the coordinates of the center of each ROI relative to Bregma were shown above and used to guide further experiments. The median value of pixels within a 100 μm diameter from the center of a ROI was used to represent its activity.
Waterspout modulation index
Waterspout modulation index reflects the difference in activity amplitude when animals reach for different waterspout locations. Modulation index (MI) was calculated as follows: MI = (Amax − Amin)/Amax; where Amax (maximum activity) and Amin (minimum activity) were computed for different waterspout locations. For wide-field imaging data, pixel-wise MI values were provided at specific behavioral time points. For electrophysiological data, MI values of individual neurons were shown across different behavioral phases.
Spike sorting and optical tagging
Saved raw electrophysiological data was rearranged by the channel depth, median-subtracted across channels and time, and the results were saved in 16-bit binary files for further spike detection and sorting using Kilosort2 software (https://github.com/cortex-lab/KiloSort). A proper probe configuration was created using default parameters for spike detection and sorting. Spikes were further visualized and manually curated in phy2 (https://github.com/cortex-lab/phy). Sorted data was analyzed using custom MATLAB scripts. Several parameters were taken into consideration for cluster quality control: spike shape, average spike firing frequency (> 0.05 Hz), amplitude (> 60 mV), contamination rate (< 0.2), and isolation distance (> 18). Neurons were further curated by only keeping those with correlation coefficient of spike waveform >= 0.85 between random selected spontaneous spikes and light stimulation evoked spikes.
Optical tagging was adopted to confirm the cell type of identified good quality clusters 69,70 Light pulses (5 msec, 0.1 or 10 Hz) were passed through the optical fiber to stimulate the neurons. The light intensity was lowered to reduce spike jitter. The latency and waveform of first spikes after light pulses within 8 msec were used for the validation of optical tagging. We then computed the reliability of light-evoked spiking within 8 msec from light onset (R), the median latency of triggered spikes after light onset (L), the variance of the latency across different light pulses (J), and a statistical p-value to determine whether the spikes were truly evoked by light stimulation. The p-value was determined by comparing the distribution latencies of light evoked spikes and a bootstrapped distribution of latencies of spontaneous spikes. Only neurons with R >= 0.3, J < 2 msec, and p < 0.001 were considered as optically tagged neurons.
PETH
To compute peri-event histograms (PETH) aligned to different behavioral events, the spikes of individual neurons were binned in 10 msec windows and smoothed with a Gaussian kernel (20 msec standard deviation). Average spike rates across trials were used to represent the activity of individual neurons. All spike rates were z-score normalized to the mean and standard deviation of a pooled distribution of binned baseline activity (1 second before water delivery) across all trials. Each unit had twenty PETHs related to four behavioral events: hand lift onset, advance endpoint, first lick, and last lick, each with five different target locations.
Neurons with significant activity increases or decreases were compared to baseline (p < 0.05) during 600 msec around the advance endpoint (300 msec before and 300 msec after advance endpoint) were considered as activated or inhibited neurons, respectively. All other neurons were considered as not significantly modulated. Non-parametric Wilcoxon signed-rank tests were used to compare all trials.
NNMF clustering
Non-negative matrix factorization (NNMF) was used to identify optimal cluster numbers and clustering of temporal neuron activity patterns 14. To construct the input matrix to NNMF, spikes associated with each neuron were binned with a 20 msec window in each trial and were concatenated across time. NNMF was performed using the MATLAB function nnmf using default options. For any rank k, the NNMF algorithm groups the samples into clusters. The key issue is to determine whether a given rank k decomposes the samples into “meaningful” clusters. For this purpose, an approach to model selection that exploits the stochastic nature of the NNMF algorithm was developed. The NNMF algorithm may or may not converge to the same solution on each run, depending on the random initial conditions. If the clustering of k classes is strong, the expectation is that sample assignment to clusters would vary little from run to run. To find the best number of clusters, a range of numbers with bootstrap cross-validation was tested to see what cluster number produced the most consistent cluster membership. In each bootstrap iteration, NNMF with a given cluster number was applied using 90% of the randomly sampled neurons. The extracted activity patterns were used to compute cluster memberships for the other 10% of neurons that were held out. This process was repeated 500 times. The final cluster membership of a neuron was the one that had the highest likelihood of containing that neuron. We ran this method on all activated neurons with the number of clusters set to each value from 4 to 16, and found that 5 clusters achieved the best consistency, quantified as the mean likelihood that a neuron was grouped in the same cluster across all bootstrap iterations.
Encoding and decoding GLM with spikes
To reveal the information encoded by individual neurons, we used Poisson GLM (glmfit) to predict the spike count within 20 msec bins with movement profiles (behavior matrix M) 105.
For decoding, the spiking activity of simultaneously recorded neurons from each session was used to predict thirteen behavioral variables contained in the behavioral matrix M individually with Gaussian GLM (glmfit) within a session. Spiking activity was binned and smoothed with a 20 msec window for each neuron. Behavioral profiles were down sampled to match spiking activity. No lagged versions of movement profiles were tested. Either normalized activity or the principal components explaining over 85% of the variance after PCA in each session was used as regressors, which resulted in the same conclusion.
To avoid overfitting, similar procedures were used to perform cross-validation for both encoding and decoding models, in which 25% of samples were left out in a random trial-based manner with trained GLM on the remaining data. The trained model was used on the left-out sample to predict movement profiles. The predicted movement profile was compared with original behavioral variables to compute the proportion of explained deviance/variance in representation of the model performance. We repeated this procedure 100 times and averaged the explained deviance/variance as cross-validated GLM performance for the session. The proportion of deviance explained in Poisson models is a similar parameter as the variance explained in a Gaussian model (R2) to measure model performance.
Decoding waterspout locations with spikes
Naive Bayes classifiers were used to predict either five waterspout locations directly or three waterspout location classes relative to bodyside 106. For decoding across behavioral phases, spiking activity during six behavioral windows from individual trials within a session was used. The PCA decomposed activity of all simultaneously recorded neurons from the same session. Decoding with smoothed original spikes result in same conclusions. The six behavioral windows for each trial are as follows: 1) water delivery, the 100 msec window after pump onset; 2) pre-lift, the 200 msec window before lift; 3) reach, the window from lift to advance endpoint; 4) grasp/withdraw-to-drink, the window from advance endpoint to the first consumption lick; 5) drink, the window from the first consumption lick to the last consumption lick in the trial. Within each behavioral window, the average of all activities was used to obtain a single value representing the activity for that trial.
To decode the population activity of different neuron types, PCA decomposed and trial-averaged activity of randomly selected neurons from each neuron type. An equal number of neurons (sixteen neurons) was selected from each neuron type to control the impact of neuron number on classifier performance. The random neuron selection process was iterated 1000 times. During each neuron selection process, a 10-fold cross-validated prediction accuracy was computed. Briefly, classifiers were trained on 75% of the activity samples for each waterspout location to predict waterspout locations and then tested on the left-out samples (25%) for cross-validation.
Population neural trajectory
Concatenation was used to visualize and quantify time-evolution of trial-averaged population neural activity for different waterspout locations. Briefly, a data matrix of neural activity X size n × ct was compiled where n = number of neurons, c = the number of waterspout locations, and t = the number of time points (at 20 msec bins). This matrix contained the firing rates of every neuron for every condition and every analyzed time point 67. Principal component analysis (PCA) was used to decompose the centered and normalized X from n × ct to m × ct with m orthogonal dimensions with MATLAB function pca. The normalized X were projected to the m orthogonal dimensions to get score (m × ct) values for all time points along all dimensions. To visualize the time-evolution of population activity, we plotted the projection of the normalized X along the first three principal component.
Geometric properties of population neural trajectories
To quantify the properties of population neural trajectories and eliminate the impact of neuron number on comparisons among different neuron types, an equal number of neurons (sixteen neurons) was randomly selected from each neuron type for PCA. To estimate geometric metrics of the population neural trajectories, the random resampling process was repeated 1000 times for all given measurements. l) The smoothness of a neural trajectory was represented by summed jerk, which is the third time derivative of PCA score. The jerk of different orthogonal PCA dimensions was Euclidean normalized and summed. Lower common logarithm of the summed jerk indicated higher smoothness of a trajectory. 2) The dissimilarity in geometric shapes between a pair of neural trajectories was computed using the best shape-preserving Euclidean transformation between the two trajectories using the MATLAB procrustes function. Procrustes distance was quantified for each pair of neural trajectories at different waterspout locations. Lower values of Procrustes distance reflected higher similarity in shapes. 3) To characterize the spatial closeness between a pair of neural trajectories across different time points, we characterized the response distance between each pair of different neural trajectories using Euclidean distance along orthogonal PCA dimensions. Lower response distances between two samples were computed to represent similar neural activity.
Supplementary Material
ACKNOWLEDGMENTS
We thank Drs. Nuo Li, Stephen Lisberger, Matthew Kaufman for helpful comments on the manuscript; Tatiana Engel, Yanliang Shi, William Galbavy, Shreyas M. Suryanarayana, Katherine S. Matho, and Dhananjay Huilgol for helpful discussions on the project; Ann Churchland and Simon Musall for advice on building wide-field imaging setup; Priscilla Wu, Joshua Hatfield, and Bao-Xia Han for animal preparation and maintenance; Weixin Zhong for schematic drawings. This work was supported by NIMH research project U19MH114823-01 grant to Z.J.H. Z.J.H. is supported by an NIH Director’s Pioneer Award IDPlMH129954-01.
INCLUSION AND DIVERSITY
We support inclusive, diverse, and equitable conduct of research.
Footnotes
DECLARATION OF INTERESTS
The authors declare no competing interests.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
All original data reported in this study and any additional information required to reanalyze the data reported in this paper will be shared by correspondence authors upon request. Customized code related to data analysis will be available on GitHub (https://github.com/liyistart/RGD-2023).