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Biophysical Journal logoLink to Biophysical Journal
. 2008 Mar 7;94(11):4173–4183. doi: 10.1529/biophysj.107.116392

Prokaryotic Gene Finding Based on Physicochemical Characteristics of Codons Calculated from Molecular Dynamics Simulations

Poonam Singhal *, B Jayaram *, Surjit B Dixit , David L Beveridge
PMCID: PMC2480686  PMID: 18326660

Abstract

An ab initio model for gene prediction in prokaryotic genomes is proposed based on physicochemical characteristics of codons calculated from molecular dynamics (MD) simulations. The model requires a specification of three calculated quantities for each codon: the double-helical trinucleotide base pairing energy, the base pair stacking energy, and an index of the propensity of a codon for protein-nucleic acid interactions. The base pairing and stacking energies for each codon are obtained from recently reported MD simulations on all unique tetranucleotide steps, and the third parameter is assigned based on the conjugate rule previously proposed to account for the wobble hypothesis with respect to degeneracies in the genetic code. The third interaction propensity parameter values correlate well with ab initio MD calculated solvation energies and flexibility of codon sequences as well as codon usage in genes and amino acid composition frequencies in ∼175,000 protein sequences in the Swissprot database. Assignment of these three parameters for each codon enables the calculation of the magnitude and orientation of a cumulative three-dimensional vector for a DNA sequence of any length in each of the six genomic reading frames. Analysis of 372 genomes comprising ∼350,000 genes shows that the orientations of the gene and nongene vectors are well differentiated and make a clear distinction feasible between genic and nongenic sequences at a level equivalent to or better than currently available knowledge-based models trained on the basis of empirical data, presenting a strong support for the possibility of a unique and useful physicochemical characterization of DNA sequences from codons to genomes.

INTRODUCTION

Genome analysis, the problem of finding genes and locating control regions in DNA sequences, has received wide attention in recent years (15). Although there is no substitute for molecular biology for determining the exact locations of genes and control sequences in a genome, diverse computational methods (622) have been shown to have reasonably successful predictive power. Most of the proposed prediction protocols are based on prior empirical knowledge of sequence characteristics and are thus “knowledge based.” Among the most popular of these involve training on a set of known genic sequences using techniques such as hidden Markov (10,11) or machine learning (13) and have achieved specificities as high as ∼80%. However, the lack of large enough samples of known genes, as typically seen in a newly sequenced genome, can lead to suboptimal level of prediction, and knowledge-based protocols may be organism specific.

In this article we describe an essentially ab initio model for gene prediction in prokaryotic genomes based on a set of three physicochemical characteristics of codons—by codon is meant here the double-helical trinucleotide in DNA space in a given reading frame—calculated from molecular dynamics (MD) simulations. By use of this approach, information on the sequence-dependent properties of genomic segments can be introduced effectively. The resulting gene-finding program, called ChemGenome2 (CG2), is shown to differentiate genes from nongenes at a level equivalent to or better than previously reported gene-finding methods, underlining the possibility of a unique and useful ab initio characterization of DNA sequences from codons to genomes.

BACKGROUND

Gene finding using knowledge-based approaches has been reviewed in the recent comprehensive text by Mount (1), and an updated view has been presented by Ussery and Hallin and others (27). Remarkable advances have been made in this area using statistical methods, mathematical models, and artificial intelligence techniques in the design of computational protocols. Further improvements in this general type of approach to gene finding depend on enlarging the database of known genes.

This article is concerned with an alternative approach: ab initio methods based on physicochemical properties and geometrical structures of codons. Some of the changes involved in gene expression are unwinding or melting of DNA helix, interactions with RNA polymerase/transcriptional factors, and short-term interactions with the transcribed RNA molecule. For transcription and replication, base pair opening and DNA unwinding need to occur, which brings into consideration DNA melting and hence relative stability of DNA (gene sequences) vis-à-vis promoter or nongenic regions. In a simple model, stability is attributed to hydrogen bonding between bases and base-stacking interactions. It is also known that stacking energies have been correlated with DNA melting temperature (23). Previous research in this vein has been done by Dutta et al. (24), who developed a simple three-parameter model for gene finding based on Watson-Crick hydrogen bond energies, base-stacking energies, and a protein-DNA interaction parameter. The hydrogen bonding (x dimension) and stacking energies (y dimension) for each codon were assigned based on finite-difference Poisson-Boltzmann calculations, assuming canonical B-form structures. The parameters were taken as a basis for a three-dimensional “j-vector” for each three-base-pair sequence, with the third parameter (z dimension) chosen to give the maximum separation in orientation of summation j-vectors (J-vectors) for genes and nongenes in a training set of 1500 gene/nongene pairs in the Escherichia coli K12 genome. In this regard, the method of Dutta et al. is not purely ab initio but involves a knowledge-based component in the assignment of the z parameter. However, the z parameter is observed to be consistent with the general rule of conjugates proposed earlier, which has a stereochemical basis (25). Dutta et al. calculated j-vectors for all trinucleotides in 331 prokaryotic, 21 eukaryotic, and 18 viral genomes. Summing up, they found J-vectors for gene and nongene regions to be markedly different in orientation, with gene/nongene classification accuracies comparable to those of purely knowledge-based methods. A general specification of the procedure is referred to as the ChemGenome algorithm.

The work of Dutta et al. (24) can be considered a proof of the concept that gene finding based on a physicochemical model of codons is a viable idea. However, there are several possible improvements. One is to introduce the sequence dependence of the solution structures of codons in the x and y parameters, and the second is to render the j-vector approach into a fully ab initio gene-finding tool by reframing the z parameter as representing the propensity of a codon for intermolecular interactions. The problem of the sequence-dependent structures of codons could be approached by crystallographic (26) or NMR structure determination, but a full set of experimental results based on these methods is not yet available. Three base-pair oligonucleotide systems are readily accessible to computational modeling via MD simulations, and force field and simulation protocols have improved to the point that quite accurate results have been obtained. The problem of sequence effects on DNA structure in general has been recently investigated based on MD simulations, and the results can be applied to sequence-dependent structures of codons. Treating the problem in general involves, at a minimum, the study of the sequence-dependent structures of all 10 unique dinucleotide steps. Because each step may be sensitive to the immediate sequence context, a minimal study of the problem requires a consideration of all 136 unique tetranucleotide steps. MD has been applied to this problem by a consortium of researchers who collectively performed 15-ns trajectories on 39 different 15-base-pair DNA sequences in which multiple copies of all the 136 tetranucleotides are represented. This required a total of roughly 0.6 μs of simulation for systems containing ∼24,000 atoms. Details of the MD simulations and analysis of results are presented elsewhere (27,28), and a Web-accessible database of the results is available at http://humphry.chem.wesleyan.edu:8080/MDDNA. Most relevant here is that the MD results on sequence-dependent structures of trinucleotide sequences required for codons can be obtained as a special case of the results on tetranucleotides.

METHODS

Each of the 64 codons is represented by a three-dimensional j-vector, with each dimension representing a characteristic of DNA structure or recognition as shown in Fig. 1. The x, y, and z components of the j-vector for each codon are nucleotide base-pairing energy, the base pair stacking energy, and an index of the propensity of a codon for intermolecular interactions, each defined on the interval of −1 to +1. The x, y, and z parameters of the j-vector for each codon are listed in Table 1 and are developed as follows.

FIGURE 1.

FIGURE 1

The three-dimensional physicochemical vector calculated for each DNA sequence.

TABLE 1.

The x (hydrogen-bonding energy), y (stacking energy), and z (protein-nucleic acid interaction propensity parameter) values assigned for each of the 64 codons

Codon x y z Codon x y z
CCC −1.0 0.97 −1 TCC −0.85 0.66 −1
CCG −0.85 0.14 1 TCG −0.41 −0.10 −1
CCT −0.03 1.00 1 TCT −0.15 0.74 −1
CCA −0.02 0.81 −1 TCA −0.18 0.23 −1
CGC −0.98 −1.00 −1 TGC −0.49 −0.38 −1
CGG −0.85 0.14 1 TGG −0.02 0.81 −1
CGT −0.30 −0.71 1 TGT −0.13 0.07 −1
CGA −0.41 −0.10 −1 TGA −0.18 0.23 −1
CTC 0.07 0.75 −1 TTC −0.19 0.50 −1
CTG 0.03 −0.20 1 TTG 0.18 0.26 −1
CTT 0.82 0.87 1 TTT 0.93 0.56 −1
CTA 0.33 0.12 −1 TTA 0.85 0.65 −1
CAC 0.07 −0.25 −1 TAC 0.20 −0.11 −1
CAG 0.03 −0.20 1 TAG 0.33 0.12 −1
CAT 0.15 0.15 1 TAT 0.94 0.41 −1
CAA 0.18 0.26 −1 TAA 0.85 0.65 −1
GCC −0.90 −0.13 1 ACC −0.86 0.49 1
GCG −0.98 −1.00 1 ACG −0.30 −0.71 −1
GCT −0.27 −0.24 1 ACT −0.01 −0.48 −1
GCA −0.49 −0.38 1 ACA −0.13 0.07 1
GGC −0.90 −0.13 1 AGC −0.27 −0.24 1
GGG −1.0 0.97 1 AGG −0.03 1.00 −1
GGT −0.86 0.49 1 AGT −0.01 −0.48 −1
GGA −0.85 0.66 1 AGA −0.15 0.74 1
GTC −0.09 −0.01 1 ATC 0.25 0.10 1
GTG 0.07 −0.25 1 ATG 0.15 0.15 −1
GTT 0.57 −0.10 1 ATT 1.0 0.29 −1
GTA 0.20 −0.11 1 ATA 0.94 0.41 1
GAC −0.09 −0.01 1 AAC 0.57 −0.10 1
GAG 0.07 0.75 1 AAG 0.82 0.87 −1
GAT 0.25 0.10 1 AAT 1.0 0.29 −1
GAA −0.19 0.50 1 AAA 0.93 0.56 1

Universal plane equation identified for prokaryotes and used for gene prediction in all the 372 genomes studied: nx = 0.698451, ny = 6.82635, nz = 22.8116, d = 1.0.

Hydrogen bond energies (the x component)

The Watson-Crick hydrogen bond energies are calculated from the MD trajectories using ptraj and anal modules of the AMBER software. With the successive bases of a trinucleotide denoted as i, j, and k, and their Watson-Crick partners on the complementary strand as l, m, and n, the hydrogen bond energy is calculated from the simulation data as follows.

graphic file with name M1.gif

where Ei-l refers to the electrostatic plus van der Waals interactions of all the hydrogen-bonding atoms of base i with those of base l. The hydrogen bond energy for all the 32 unique trinucleotides was calculated from all the 39 sequences in the ABC database, and the data were averaged out from the multiple copies of the same trinucleotide. These energies span a range of values from −17.4 kcal mol−1 to −10.7 kcal mol−1. The resultant energies were then linearly mapped onto the [−1, 1] interval giving the x coordinate as

graphic file with name M2.gif

where E[i] is the hydrogen-bonding energy for ith codon, and i ranges from 1 to 64. Edesired range here is 2, and Edesired min is −1.

Basepair stacking energies (the y component)

The stacking energies, which comprise electrostatic and van der Waals interactions of all the atoms with each other in a codon excluding interactions within the same base pair, were calculated for all 32 unique double-helical trinucleotide sequences in a similar manner.

graphic file with name M3.gif

After averaging out the energies of multiple copies of the same trinucleotide obtained from the MD trajectories, the energies were seen to span the range of −56.2 kcal mol−1 to −52.9 kcal mol−1. The resultant energies were mapped onto the interval [−1, 1], giving the y coordinate for each codon.

graphic file with name M4.gif

where E[i] is the base pair stacking energy for the ith codon, and i ranges from 1 to 64.

Intermolecular interaction propensities (the z component)

Initially for the development of the z parameter (24), we took a training set of 1500 gene-nongene (shifted-gene) pairs (where a gene is at least 100 nucleotides long) of the E. coli K12 genome. These parameters are based on the conjugate rule (25) according to which a codon and its conjugate codon are assigned equal and opposite values (+1 for codon and −1 for its conjugate codon). Codons starting with G are assigned +1. Codons starting with C and ending with G or T are assigned +1, and those ending with A or C −1. The rule of conjugates fixes the remaining 32 values. Conjugate rule extends the wobble hypothesis to capture the general spirit of the molecular events at the recognition site—the dynamics of the third base of the codon on mRNA in the presence of the anticodon.

A plot of codon usage (frequency of occurrence of codons) in 854 experimentally verified genes of E. coli (29) is shown in Fig. 2. Note that with the exception of a few, the majority of the codons with +1 value for z have a higher propensity of occurrence in gene sequences compared with those codons with −1 for z, which have a higher propensity for the nongene sequences. The z parameter assignment is found to correlate with the MD calculated solvation energies (Fig. 3 a) and flexibility (Fig. 3 b) of each trinucleotide. The solvation energies of the DNA structural units as observed in the MD simulations were carried out on the basis of the proximity criterion (30), which permits a unique definition of the solution environment of each identifiable substructure—atom, functional group, or residue of any polyfunctional solute molecule or macromolecule (31,32). Specifically, the set of solvent molecules closer to a solute atom A than any other solute atom is referred to as the total primary solvation shell of A. With the proximity indices thus defined for the solute and solvent molecules, the interaction energy between a particular subunit of the solute and the corresponding solvent molecules in its proximity region provides an indicator of the interaction potential. For this analysis, the solute-solvent interaction energies of different trinucleotides of interest were derived on the basis of the MD trajectories. All the proximity analysis calculations presented here have been performed using the MMC program (33), and a detailed analysis of the solvation properties of the various DNA sequences has been reported recently (S. B. Dixit, M. Mezei, and D. L. Beveridge, unpublished data). On average, the trinucleotides with +1 for z have weaker solute-solvent interaction energy (1.1 kcal/mol overall) than their conjugate trinucleotides assigned −1 for z (Fig. 3 a). The flexibility of the different trinucleotide units (Fig. 3 b) has been analyzed on the basis of the average angular mean-square fluctuations in the backbone conformational angles derived from the multiple copies of each trinucleotide unit available in the simulation dataset (28,34). The majority of codons with −1 for z tend to lag behind their conjugate codons assigned +1 in terms of flexibility, although the difference between the averages in this case is small.

FIGURE 2.

FIGURE 2

(a) Frequency of occurrence of the 64 codons in 854 experimentally verified E. coli genes is presented as black dots, and the corresponding frequency of these codons in the frame-shifted nongenic sequences is presented as open squares. (b) Difference in codon frequencies between genes and nongenes.

FIGURE 3.

FIGURE 3

(a) The solvation energies of trinucleotides (codons) with +1 for z are presented as diamonds, and those with −1 for z as solid squares. (b) The flexiblity of trinucleotides (codons) with a z value of +1 are presented as diamonds, and those with a z value of −1 are shown as solid squares.

A further analysis of the z parameter (Fig. 4) in terms of Swissprot (35) amino acid composition frequencies observed in 175,000 proteins and the frequency of occurrence of codons that are assigned +1 value in the E. coli dataset mentioned above (29) shows a remarkable similarity. Thus, the z parameter in a sense combines the DNA-protein recognition properties, mRNA-tRNA recognition, and amino acid frequencies in functional proteins. One could envisage a separate set of parameters for each of the above properties, but in CG2, a simple three-dimensional physicochemical model, the z parameter appears to capture the essentials of gene recognition and expression together with x and y.

FIGURE 4.

FIGURE 4

Correlation between the amino acid frequency in 175,000 Swissprot protein sequences (diamonds) and frequency of occurrence of codons with +1 value for z parameter in the E. coli data set (open squares) for each amino acid.

The essential steps involved in gene prediction using CG2 are given in the form of a flowchart in Fig. 5 and, together with Table 1, provide all the information necessary to carry out genome analysis with the CG2 model. To begin the process, a complete genome file is processed for the required format. The genome is then scanned for all possible open reading frames (ORFs) with some minimum length of ORF in all six reading frames. We have currently set the threshold length at 100, although the methodology can work with much smaller lengths. Corresponding to each ORF position, a sequence is extracted from the processed genome file. The physicochemical J-vector is calculated for all the ORF sequences by accumulating the x, y, and z components of the individual codons by vector summation of j-vectors. The orientation of the resultant J-vector is given by the direction cosines. The best universal plane covering the maximum number of genomes with sensitivity greater than 95% is generated using a pocket algorithm (36) and is utilized to segregate these ORF vectors into gene and nongene vectors. The universal plane equation (common to all the 372 prokaryotic systems studied here) is given under Table 1. Irrespective of the species, all vectors lying above this plane are classified as genes, and those below the plane as nongenes (DNA space). These gene vectors include a large number of false positives; however, false negatives are nearly absent.

FIGURE 5.

FIGURE 5

A flow chart describing the ChemGenome algorithm for gene prediction.

Although the j-vectors for each codon and J-vectors for sequences of codons are purely ab initio, some knowledge-based screening may be applied at a general level to further reduce false positives, i.e., elements that are gene-like but lack promoter sequences and those that are partially mutated to an extent to be incapable of producing functional proteins. One preliminary screen is introduced based on stereochemical properties of protein sequences (protein space) to reduce false positives (B. Jayaram, unpublished data). An analysis of 175,000 Swissprot protein sequences was carried out in terms of the stereochemical properties of the amino acid side chains (linear or branched, hydrogen bond donors, conformationally flexible, and short or long), and it was found that side chains with hydrogen bond donor groups and without branching occur less frequently than the rest. These observations were converted into a computational filter to reduce false positives.

A second screen has also been introduced to reduce false positives based on the frequencies of occurrences of codons via their corresponding amino acids from 175,000 Swissprot proteins. A query nucleotide sequence is converted into amino acids, and their frequency of occurrence is compared with the Swissprot data (Swissprot space). Both the Swissprot amino acid frequency and query nucleotide amino acid frequency are normalized for 100 amino acids, and the difference in the frequencies of Swissprot and query sequence is calculated for each amino acid, as is the overall standard deviation. After validation on a large dataset of experimentally verified genes and nongenes from 372 prokaryotic genomes, we found that a standard deviation (cutoff) of <3.5 captures 95% of genes with 35% of nongenes, whereas a value of <4.0 captures 98% of genes with 47% of false positives. A cutoff of 3.5 is chosen so that the number of false positives is minimum and the precision is maximum. Identification of exact start sites of genes (37) can reduce the false positives in gene prediction considerably. A preliminary attempt is made to map the physicochemical properties of promoter sequences on the basis of j-vector protocol. Fig. 6 shows the octant analysis of mRNA, shifted mRNA (nongenes), and promoter sequences. Promoters dominate in first and fifth octants (i.e., X+, Y+, Z+/Z−), whereas mRNA dominates in first and second octants (i.e., X+/X−, Y+, Z+). A clear difference in octant distribution of the J-vectors for mRNA and shifted mRNA sequences (nongenes) is discernible. However, promoters (regulatory region) and mRNA sequences show a little overlap in the first octant, which needs to be resolved. Work is in progress in this vein. Table 2 and Table S2 in Supplementary Material, Data S1 give the number of ORFs screened after each step along with sensitivity and specificity values.

FIGURE 6.

FIGURE 6

Octant analysis of DNA sequences. Capital letters on abscissa indicate positive values for the three parameters; small letters indicate negative values. Black bars represent mRNA genes, gray bars represent nongenes (shifted mRNA genes), and white bars represent E. coli promoters.

TABLE 2.

Number of genes predicted and the corresponding sensitivity and specificity at each step in ChemGenome2.0 in the whole genome analyses of 372 prokaryotic genomes

S.No. NCBI_ID Initial ORFs SS SP ChemGenome (DNA space) SS SP ChemGenome (protein space) SS SP ChemGenome (Swissprot space) Annotated gtenes SS SP
1 NC_000117 6773 0.99 0.13 4558 0.98 0.19 2135 0.95 0.40 1284 895 0.92 0.64
2 NC_000853 15,104 0.99 0.12 10,688 0.99 0.17 4991 0.97 0.36 3037 1858 0.92 0.57
3 NC_000854 11,774 1.00 0.16 9616 0.99 0.19 5273 0.91 0.32 2282 1841 0.81 0.65
4 NC_000868 11,066 1.00 0.17 6598 0.99 0.28 3524 0.97 0.52 2232 1896 0.90 0.77
5 NC_000907 11,945 1.00 0.14 6582 0.97 0.24 3064 0.93 0.50 1926 1657 0.91 0.78
6 NC_000908 3866 1.00 0.12 1906 0.96 0.24 871 0.85 0.47 491 477 0.81 0.79
7 NC_000909 7829 1.00 0.22 3786 0.99 0.45 2450 0.97 0.68 1488 1729 0.80 0.93
8 NC_000911 28,534 1.00 0.11 20,656 0.98 0.15 10,459 0.95 0.29 5891 3167 0.93 0.50
9 NC_000912 6856 1.00 0.10 3798 0.95 0.17 1331 0.82 0.43 792 689 0.77 0.67
10 NC_000913 41,399 1.00 0.10 30,642 0.99 0.14 15,618 0.97 0.27 8500 4311 0.94 0.48
11 NC_000915 9647 0.98 0.16 5829 0.96 0.26 3227 0.90 0.44 1807 1576 0.86 0.75
12 NC_000916 14,586 1.00 0.13 10,537 0.99 0.18 6315 0.97 0.29 3024 1873 0.91 0.57
13 NC_000917 17,584 0.99 0.14 11,988 0.99 0.20 6121 0.96 0.38 3584 2420 0.90 0.61
14 NC_000918 10,140 1.00 0.15 6591 0.99 0.23 2784 0.98 0.54 1749 1529 0.91 0.80
15 NC_000919 11,875 1.00 0.09 8694 0.99 0.12 4200 0.94 0.23 2165 1036 0.90 0.43
16 NC_000921 9384 0.99 0.16 5682 0.98 0.26 3155 0.92 0.44 1763 1491 0.89 0.75
17 NC_000922 7505 0.99 0.14 5040 0.98 0.21 2484 0.94 0.40 1504 1054 0.91 0.64
18 NC_000961 10,026 1.00 0.19 5869 0.97 0.32 3317 0.94 0.55 2096 1956 0.86 0.80
19 NC_000962 45,751 1.00 0.87 39,813 0.99 0.10 21,629 0.96 0.18 6342 3999 0.85 0.54
20 NC_000963 4307 1.00 0.19 2148 0.97 0.38 1271 0.93 0.61 805 835 0.86 0.89

Data for the first 20 genomes in the order of NCBI IDs are shown in this table. Data for all 372 genomes are provided in Table S2 in Data S1.

RESULTS AND DISCUSSION

In the CG2 model, each of the 64 codons is assigned a hydrogen bonding, stacking, and interaction propensity parameter based on MD simulation data and the conjugate rule. The values of these three parameters in the cumulative resultant normalized unit vector (the J-vector) are capable of distinguishing genes from nongenes. In Fig. 7, we present the normalized distribution of hydrogen bonding, stacking, and interaction components for 854 experimentally verified genes in the E. coli genome. The frame-shifted nongene sequences derived from these gene sequences as well as a set of 75,000 computationally derived random sequences, each 300 nucleotides long, constitute the reference set of nongene sequences for this analysis. The three graphs highlight the fact that the composition of gene sequences vis-à-vis the nongene and random sequences can be differentiated on the basis of each of the three parameters independently. The combined use of these three parameters in terms of the “J-vector” further improves our ability to differentiate genes from nongene sequences.

FIGURE 7.

FIGURE 7

Normalized distribution of the (X) hydrogen bond component, (Y) stacking component, and (Z) interaction parameter for 854 experimentally verified genes (black), their corresponding frame-shifted nongene sequences (gray), and 75,000 randomly generated sequences (black dots).

The results of gene finding using CG2 on an already annotated genome with experimentally verified genes are assessed in this study on the basis of true positives (TP, genes identified as genes), false positives (FP, nongenes identified as genes), true negatives (TN, nongenes identified as nongenes), and false negatives (FN, genes identified as nongenes). It is useful to define some derived quantities based on these parameters, viz.

graphic file with name M5.gif
graphic file with name M6.gif
graphic file with name M7.gif
graphic file with name M8.gif

From these quantities the conventional descriptors of assessment can be calculated; i.e.,

graphic file with name M9.gif
graphic file with name M10.gif

where sensitivity refers to the fraction of correct predictions and specificity to the true positive rate. A final assessment parameter for this study, the correlation coefficient, is defined as:

graphic file with name M11.gif

The initial assessment of the CG2 model was carried out on the basis of 372 prokaryotic genomes available in the Genbank (38). The sensitivity, specificity, and correlation coefficients averaged over 356,208 genes and an equal number of frame-shifted genes (nongenes) were found to be 97.5%, 97.20%, and 94.25%, respectively (Table 3 and Table S1 in Data S1). The observed average sensitivity, specificity, and correlation coefficient for gene and pregene (intergenic regions preceeding genes) separation are found to be 92.41%, 82.16%, and 73.30%, respectively (data not shown). The differences in the separation accuracies for gene/shifted gene and gene/pregene may be attributed to the fact that the pregene regions are typically very small in prokaryotic genomes. Usage of a genome-specific plane as opposed to a common (universal) plane for genomes of all species is observed to yield even better accuracies. Overall, the accuracy in the prediction of protein-coding genes in a genome based on a simple three-parameter model capturing the inherent properties of DNA without any prior knowledge of coding regions or database training may be noted.

TABLE 3.

Gene evaluation data for prokaryotic genomes for experimentally verified genes and nongenes

Serial No. NCBI_ID Genes TP FN SS SP CC
1 NC_000117 455 447 8 0.98 0.96 0.94
2 NC_000853 638 627 11 0.98 0.99 0.97
3 NC_000854 560 544 16 0.97 0.97 0.94
4 NC_000868 619 598 21 0.97 0.98 0.94
5 NC_000907 953 921 32 0.97 0.97 0.94
6 NC_000908 186 182 4 0.98 0.95 0.93
7 NC_000909 713 702 11 0.98 0.98 0.97
8 NC_000911 1351 1298 53 0.96 0.96 0.92
9 NC_000912 238 222 16 0.93 0.93 0.86
10 NC_000913 1914 1217 697 0.64 0.73 0.41
11 NC_000915 731 704 27 0.96 0.96 0.93
12 NC_000916 715 700 15 0.98 0.97 0.95
13 NC_000917 784 774 10 0.99 0.98 0.97
14 NC_000918 594 585 9 0.98 0.98 0.97
15 NC_000919 455 439 16 0.96 0.96 0.92
16 NC_000921 499 488 11 0.98 0.95 0.93
17 NC_000922 619 583 36 0.94 0.95 0.89
18 NC_000961 475 458 17 0.96 0.97 0.93
19 NC_000962 1895 1876 19 0.99 0.99 0.98
20 NC_000963 449 444 5 0.99 0.98 0.97

Data for the first 20 genomes in the order of NCBI IDs are shown in this table. Data for all 372 genomes are provided in Table S1 in Data S1.

The performance of the model with all the three parameters taken together is shown graphically for the 854 experimentally verified genes (genes where both 5′ and 3′ positions are experimentally verified and function identified) in the E. coli genome as a plot of orientations of predicted cumulated (J) vector over a unit sphere in Fig. 8 a. The clustering of gene vectors (Fig. 8) indicates that genes are characterized by a specific combination of hydrogen-bonding energy, stacking energy, and protein-nucleic acid interaction propensity. For instance, it may be noted from Fig. 6 that genes occur in the first and second octants predominantly. The physicochemical properties of DNA considered in CG2, namely hydrogen-bonding energy and stacking energy together with the z parameter, which correlates with solvation energy and flexibility, seem to embed sufficient information for gene identification. To further gauge the efficacy of the physicochemical model, we deleted all start and stop sites in a genome and tested for gene identification by CG2. The results are shown in Table 4. CG2 identifies gene regions to within ±10 codons with an accuracy exceeding 90%.

FIGURE 8.

FIGURE 8

(a) Representation of cumulative physicochemical codon vectors on a unit sphere for 854 experimentally verified genes in E. coli and (b) their corresponding frame-shifted nongene sequences. (c) Second view for genes on unit sphere.

TABLE 4.

Accuracy of ChemGenome2.0 in locating the start and stop positions without a prior knowledge of start and stop sites

Percentage of genes whose start site is identified to within
Percentage of genes whose stop site is identified to within
S.No. NCBI_ID Number of experimentally verified genes ±10 bases ±20 bases ±30 bases ±10 bases ±20 bases ±30 bases
1 NC_000117 602 66.0 78.0 83.1 60.8 79.0 85.0
2 NC_000853 1084 91.0 95.0 96.3 87.2 93.1 97.1
3 NC_002570 2143 82.0 90.2 93.3 82.0 89.0 93.0

The CG2 algorithm as described herein has been programmed into a Web-enabled gene prediction software suite that can be accessed at www.scfbio-iitd.res.in/chemgenome/chemgenomenew.jsp. A mirror site has also been created at http://chemgenome.wesleyan.edu. A linux version of the software is also available for free download. A click on the Chemgenome2.0 server opens into a window wherein a user can input the whole genome sequence or a part of the genome of an organism. The sequence can be uploaded or alternatively pasted or typed into the query window of the browser. Acceptable characters are A, G, C, and T. The user can select the minimum ORF length to scan the entire genome. A tabular output displays the strand name and the predicted gene boundaries. A karyogram of the whole genome demarcating protein-coding and noncoding regions is also displayed.

SUMMARY AND CONCLUSIONS

An ab initio model for gene prediction in prokaryotic genomes is proposed based on the assigned j-vectors for each codon and of the orientation of the cumulative J-vectors for a nucleotide sequence element (putative gene). The components of each j-vector correspond to base pair hydrogen bonding, base stacking, and an index representing a propensity for intermolecular interactions. The parameters are calculated from MD simulations and a quantification of the wobble hypothesis. The latter correlates well with MD-calculated solvation energies and flexibility of codon sequences as well as amino acid composition frequencies in ∼175,000 protein sequences in the Swissprot database. Assignment of these three parameters for each codon enables the calculation of the magnitude and orientation of a cumulative three-dimensional vector for a DNA sequence of any length in each of the six genomic reading frames. Analysis of 372 genomes comprising ∼350,000 genes shows that the orientations of the gene and nongene vectors are well differentiated and make a clear distinction feasible between genic and nongenic sequences. Moreover, the success achieved in differentiating genes from nongenes is equivalent to or better than the currently available knowledge-based models trained on the basis of empirical data, presenting a strong support for the possibility of a highly useful physicochemical characterization of DNA sequences from codons to genome.

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Acknowledgments

Funding from the Department of Biotechnology is gratefully acknowledged. Ms. Poonam Singhal is a recipient of a senior research fellowship from the Council of Scientific and Industrial Research, India. Help received from Mr. Shailesh Tripathi, Ms. Neelam Singh, and Mr. Henk in web enabling and creating a mirror site is gratefully acknowledged. We thank the members of the Ascona B-DNA Consortium for their contributions to the database that forms the basis for this project. D.L.B. acknowledges support from R-01 GM37909 and R-15 GM076490.

Editor: Angel E. Garcia.

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