Abstract
Objective
Caesarean section was initially performed to save the lives of the mother and/or her baby. Caesarean section rates have risen substantially worldwide over the past decades. In this study, we set out to compile all available caesarean section rates worldwide at the country level, and to identify the appropriate caesarean section rate at the population level associated with the minimal maternal and neonatal mortality.
Design
Ecological study using longitudinal data.
Setting
Worldwide country‐level data.
Population
A total of 159 countries were included in the analyses, representing 98.0% of global live births (2005).
Methods
Nationally representative caesarean section rates from 2000 to 2012 were compiled. We assessed the relationship between caesarean section rates and mortality outcomes, adjusting for socio‐economic development by means of human development index (HDI) using fractional polynomial regression models.
Main outcome measures
Maternal mortality ratio and neonatal mortality rate.
Results
Most countries have experienced increases in caesarean section rate during the study period. In the unadjusted analysis, there was a negative association between caesarean section rates and mortality outcomes for low caesarean section rates, especially among the least developed countries. After adjusting for HDI, this effect was much smaller and was only observed below a caesarean section rate of 5–10%. No important association between the caesarean section rate and maternal and neonatal mortality was observed when the caesarean section rate exceeded 10%.
Conclusions
Although caesarean section is an effective intervention to save maternal and infant lives, based on the available ecological evidence, caesarean section rates higher than around 10% at the population level are not associated with decreases in maternal and neonatal mortality rates, and thus may not be necessary to achieve the lowest maternal and neonatal mortality.
Tweetable abstract
The caesarean section rate of around 10% may be the optimal rate to achieve the lowest mortality.
Keywords: Caesarean section rate, maternal mortality, neonatal mortality
Tweetable abstract
The caesarean section rate of around 10% may be the optimal rate to achieve the lowest mortality.
Introduction
Caesarean section rates have risen substantially worldwide since the 1980s.1, 2, 3, 4 In some countries the rate has increased several‐fold since 1985, when the World Health Organization (WHO) suggested a caesarean section rate of 10–15% as the upper limit at the population level.5 Although some less developed countries, mostly in Africa, still have the rate below 10%, the majority of the countries have surpassed this recommendation and some have exceeded it by a wide margin.1, 2, 4 The reasons for such dramatic increases are multifactorial, including medical as well as non‐medical reasons.3, 6, 7 It has been suggested that non‐medical factors, such as social, cultural, or unequal accessibility to health services, as well as clinical practice patterns/styles, might have been major contributors to the wide variation in caesarean section rates across different countries.1, 2, 6, 7, 8, 9, 10 On the other hand, we can presume that the rates of medically necessary caesarean section associated with the lowest maternal and neonatal mortality should vary less among countries, if the same indications for caesarean section had been applied across all nations.4, 11 What, then, should be the appropriate caesarean section rate?
In an attempt to identify such a caesarean section rate, several ecological studies have analysed the association between mode of delivery and maternal, neonatal and infant mortality.2, 4, 12, 13, 14, 15, 16, 17, 18 They used different statistical methods for the analysis (e.g. piecewise regression, exponential models, quadratic models, locally weighted scattered plot smoothing, and fractional polynomial regression models), and found a nonlinear relationship between caesarean section and maternal, neonatal, and infant mortality.2, 4, 13, 17, 18 It was observed that high caesarean section rates were associated with lower maternal and infant mortality till a specific point, above which caesarean section rates were not significantly associated with these outcomes. This inflection point was considered as a necessary caesarean section rate from a medical viewpoint to minimise mortality; however, the results and interpretations of these studies were limited by the cross‐sectional nature of the ecological data. Moreover, most of these studies did not control for socio‐economic conditions, which can have a great impact on both the availability of caesarean section and maternal and perinatal mortality, and thus confound the association between caesarean section rates and adverse outcomes.2, 12, 13, 16, 17, 18 We therefore set out to compile available caesarean section rates worldwide at the country level, and assess the association between mode of delivery and maternal and neonatal mortality using a longitudinal approach and adjusting for socio‐economic development.
Methods
Definitions and data sources
The rate of caesarean section is defined as a percentage calculated by dividing the number of caesarean deliveries over the total number of live births in a period of time, normally 1 year. We compiled all nationally representative data on caesarean section rates available since 1980. The sources of data for the caesarean section rate for each country are presented in Table S1. In brief, information on caesarean section rates was obtained from several data sources.
Caesarean section rates reported in the Demographic and Health Surveys (DHS) programme (www.measuredhs.com) or Multiple Indicator Cluster Surveys (MICS, mics.unicef.org). These surveys represent the largest worldwide effort to obtain demographic and health data from nationally representative household surveys in developing countries. DHS are conducted about every 5 years since 1984. MICS has been carried out in more than 100 countries every 5 years since 1995. The technical teams developing and supporting MICS and DHS are in close collaboration. Data from these surveys are highly comparable.19
The European Health for All Database (www.who.dk), maintained by the WHO European Regional Office, which includes basic demographic, socio‐economic and health‐related indicators that are obtained from routine national registries.
Caesarean section rates reported in routine statistical surveillance system reports or national surveys from government health offices. For example, in the USA, Australia, and New Zealand, information on maternal health indicators was regularly updated on government websites. Data are obtained from routine national registries.
For the few countries that do not routinely publish caesarean section rates, we searched journal articles in MEDLINE, EMBASE, and reference lists to collect nationally representative data (e.g. caesarean section rates based on national surveys officially reported by National Bureau of Statistics or Ministry of Health).
Maternal and neonatal mortality data for all countries were obtained from the World Health Statistics Report. The World Health Statistics Report is published yearly by the WHO and presents a series of health‐related indicators for all member states (www.who.int/gho/publications/world_health_statistics/en/). The maternal mortality ratio (MMR; maternal deaths per 100 000 live births) and the neonatal mortality rate (NMR; neonatal death within 28 days of birth per 1000 live births) were the outcome indicators used in this analysis. Country, regional, and global estimates are produced by WHO in an inter‐agency coordinated effort, and are used for international monitoring efforts and the Millennium Development Goals.
The information on country‐level Human Development Index (HDI) was obtained from the Human Development Reports published by the United Nations Development Programme (hdr.undp.org/en/data). HDI measures average achievements in a country in three basic dimensions of human development: a long and healthy life; access to knowledge; and a decent standard of living (gross national income, GNI, per capita). It evaluates development not only by economic advances but also by improvements in human wellbeing. It provides a proxy for important confounding factors in this analysis, such as health status of pregnant women, and the availability and actual provision of healthcare services. As an index of social welfare, some authors have used HDI data to measure the impact of economic policies on quality of life.20 We assumed that the HDI could provide a more comprehensive proxy for confounding factors, such as availability and the actual provision of healthcare services, in this analysis than its constituents: life expectancy, education index, and GNI/gross domestic product (GDP).
We compiled all available nationally representative caesarean section rates from 1980 to 2012; however, because of the incompleteness of information on caesarean section rate, mortality outcomes, and HDI, especially in developing countries before 2000, we restricted our analyses to the time period between 2000 and 2012. These data also represent the contemporary situation of caesarean section rates and mortality better. Countries, year, and caesarean section rates of the first and last observation, the number of caesarean section rates available, and the original source of the data for the latest year are presented in Table S1.
Statistical methods
In our study, most countries have provided the caesarean section rate, and maternal and neonatal mortality, more than once; many developed countries reported a series of annual data points. Such data offered us an opportunity to carry out an ecological study using a longitudinal approach with a repeated‐measures analysis. Each country represented one unit of analysis. Country‐level caesarean section rates, socio‐economic conditions, and mortality outcomes were repeated measurements of each country. Of the least and the less developed countries, 76 and 61% had less than three data points of caesarean section rates available, respectively. Of the less and the more developed countries, 20 and 81% had more than ten data points, respectively. None of the least developed countries had more than six data points available.
We described the changes of caesarean section rates, mortality outcomes, and HDI over time. The number of annual live births of each country was used as weighting to calculate the average global/regional caesarean section rate, maternal mortality ratio, and neonatal mortality rate. The regional coverage was calculated as the proportion of total regional live births for which nationally representative data on caesarean section were available. In the descriptive analysis, if the caesarean section rate in 2012 was not available, the newest data after 2008 was presented instead. Caesarean section rate and HDI were not always available, whereas the mortality data were available for each country. We therefore performed a linear interpolation of caesarean section rates and HDI for each country. The proportions of interpolated caesarean section rates during the study period (2000–2012) in the least, less, and more developed countries were 85.9, 68.8, and 22.4%, respectively. Missing values after the last observation available were not imputed in the analysis of association between caesarean section rates and mortality rates. Observations with missing values of caesarean section rate, mortality rate, or HDI were excluded from the regression analysis. Sensitivity analyses were performed using the original data set (without interpolation) to detect potential impact of imputation on the relationship between caesarean section rates and mortality outcomes.
Two‐level mixed models were used to describe the relationship between caesarean section rate and maternal and neonatal mortality rates, with and without adjusting for HDI, in a longitudinal analysis. Caesarean section rates, socio‐economic conditions, and mortality outcomes nested within countries were repeated measurements at level 1. Each country represented one unit at level 2. Because maternal death was a very rare outcome, the maternal mortality ratio was transformed to a log scale for the analysis of its association with caesarean section rates, whereas a linear model was used for the association between caesarean section rates and neonatal mortality.
Fractional polynomial regression models were used to fit the nonlinear relationship between caesarean section rates and mortality outcomes. Fractional polynomial regression is an extension of polynomial regression models. The power term of the independent variable can take integer or non‐integer values, so that the fractional polynomial regression model provided more flexible and better fitting than the other methods. The powers are chosen from a predefined set of values (–2, –1, –0.5, 0, 0.5, 1, 2, 3). The best‐fitting model is defined as the one that maximises the likelihood (minimises the deviance). The details of the methods were described elsewhere.21, 22 Second‐degree fractional polynomials transformation was performed for caesarean section rates to obtain more flexibility. HDI was standardised and entered as a linear effect in the adjusted models. The best model (with minimum –2 log‐likelihood) was chosen from all alternative second‐degree fractional polynomial models.21, 22 Deviance residuals plotted against caesarean section rates showed no non‐random trends or patterns for the selected models. Because it is difficult to interpret the meaning of coefficients of the fractional polynomial transformation of caesarean section rates, we presented the results of the second‐degree fractional polynomial models for mortality rates as a function of caesarean section rates in Table S2 and the predicted mortality rates in Table S3.
We conducted the analyses for all countries first and then performed stratified analyses within subgroups of least, less, and more developed countries according to UN classification.23 All analyses were performed using sas 9.2 (SAS Institute Inc., Cary, NC, USA).
Results
A total of 159 countries reporting at least one caesarean section rate during the study period were included in the analyses, representing 98.0% of global live births in 2005. Among them, 41, 75, and 43 were least, less, and more developed countries, respectively. The coverage of our data in these categories was 91.8, 99.7, and 99.2%, respectively.
Table 1 shows the changes of caesarean section rate, mortality rates, and HDI in the 13–year period. A total of 120 countries had records of caesarean section rate in 2000, representing 90.1% global live births. The coverage of live births in the least, less, and more developed countries was 74.1, 93.2, and 98.9%, respectively. The average world caesarean section rate was 12.0%, with the highest average recorded in the more developed countries (19.5%) and the lowest rate recorded in the least developed countries (2.0%).
Table 1.
World total | Least developed | Less developed | More developed | |
---|---|---|---|---|
Caesarean section rate, % (range) | ||||
2000 | 12.0 (0.5–38.0) | 2.0 (0.5–6.4) | 13.1 (1.5–38.0) | 19.5 (7.5–33.3) |
2012 | 15.5 (1.4–55.6) | 5.2 (1.4–17.9) | 16.9 (1.7–55.6) | 26.9 (13.9–38.1) |
Relative changeb | 1.3 | 2.6 | 1.3 | 1.4 |
Maternal mortality, per 100 000 live births (range) | ||||
2000 | 309.8 (4.0–1100.0) | 607.0 (340.0–1100.0) | 288.8 (9.0–970.0) | 17.5 (4.0–57.0) |
2010c | 208.7 (2.0–1100.0) | 432.3 (79.0–1100.0) | 175.6 (7.0–690.0) | 16.2 (2.0–41.0) |
Neonatal mortality, per 1000 live births (range) | ||||
2000 | 28.1 (1.7–54.0) | 39.4 (26.9–54.0) | 29.1 (3.5–48.5) | 5.0 (1.7–13.5) |
2012c | 20.6 (0.8–49.5) | 29.4 (18.2–49.5) | 20.7 (1.6–42.2) | 3.5 (0.8–8.6) |
Mean human development index (range) | ||||
2000 | 0.63 (0.23–0.91) | 0.35 (0.23–0.44) | 0.61 (0.37–0.86) | 0.81 (0.59–0.91) |
2011c | 0.65 (0.29–0.94) | 0.41 (0.29–0.57) | 0.66 (0.38–0.90) | 0.84 (0.65–0.94) |
Coverage of live births | ||||
2000 | 90.1 | 74.1 | 93.2 | 98.9 |
2012 | 74.3 | 85.4 | 67.3 | 99.2 |
Based on data points available in 2000 and 2012, respectively. For countries that did not provide data in 2012, the latest available data after 2008 was used instead. Countries providing latest data before 2008 were not included in the description in 2012.
Relative changes were expressed as data observed in 2012 divided by that in 2000.
The latest available data: maternal mortality in 2010; neonatal mortality in 2012; human development index in 2011.
A total of 132 countries were included in the analysis of 2012, representing 74.3% of global live births. The coverage of live births in the least, less, and more developed categories was 85.4, 67.3, and 99.2%, respectively. A total of 13 countries included in the description of 2000 had no records in 2012 (or after 2008) and, therefore, were not included in the analysis of 2012. Some of these counties had a large number of live births (e.g. India), which may lead to dramatically decreased coverage. The average global caesarean section rate increased to 15.5%, with a range from 1.4% in Niger to 55.6% in Brazil. In the least developed category, caesarean section rates increased slightly to an average rate of 5.2%. All more developed countries had caesarean section rates higher than 15%, except for Bosnia and Herzegovina (13.9%) and Finland (14.7%). Less developed countries provided more diverse data with caesarean section rates ranging from 1.7% in Timor‐Leste to 55.6% in Brazil. Although more developed countries had the largest absolute increase in caesarean section rates (7.4%), the least developed countries showed the greatest relative changes of caesarean section rate (caesarean section rates increased 160% compared with the baseline) during the study period.
In 2000, maternal mortality in the least, less, and more developed categories was 607.0, 288.8 and 17.5 per 100 000 live births, respectively (Table 1). By 2012, maternal mortality had declined sharply to 432.3 and 175.6 per 100 000 in the least and the less developed categories, respectively, but only slightly in more developed countries, to 16.2 per 100 000. The pattern of decrease in neonatal mortality rate was similar to that of maternal mortality.
In all development categories, maternal and neonatal mortality rates decreased sharply with increasing caesarean section rates when caesarean section rates were below 5–10% (Figures 1, 2, 3). The curves became flatter when caesarean section rates exceeded 10%. The association between caesarean section rates and mortality rates was even weaker after adjustment for HDI. The least developed countries had much higher maternal and neonatal mortality than the less and the more developed countries with the same caesarean section rates. The predicted neonatal mortality rates of the adjusted model in the least developed category declined significantly from 41.8 (95% confidence interval, 95% CI 39.5–44.0) to 36.4 (95% CI 33.9–38.9), per 1000 live births, with an increasing caesarean section rate from 1 to 10%. The corresponding maternal mortality rates decreased from 681.9 (95% CI 592.4–785.1) to 480.1 (95% CI 415.4–554.9) per 100 000 live births. In less developed countries, the predicted neonatal mortality rates decreased from 23.3 (95% CI 21.3–25.2) to 20.3 (95% CI 19.1–21.5), per 1000 live births, when caesarean section rates increased from 1 to 10%, whereas maternal mortality rates decreased from 183.1 (95% CI 70.8–473.3) to 118.6 (95% CI 101.9–138.0), per 1000 live births.
All more developed countries had a caesarean section rate higher than 10%, whereas only two of the least developed countries had caesarean section rates higher than 10% (Bhutan, 12.4%; Bangladesh, 17.9%). In the less and the more developed countries, neonatal mortality decreased monotonically (but not significantly for every 5% increase in caesarean section rate). In contrast, maternal mortality increased slightly when caesarean section rates were higher than 10% (Table S3). Models and predicted values of these curves were presented in Tables S2 and S3.
We conducted sensitivity analyses using the original data (without imputation) to detect the effects of interpolation on the results. The trends and cut points of curves fitted to the models were essentially unchanged (Figures S1–S3).
Discussion
Main findings
The rates of caesarean section have increased in most countries in the world over the last 12 years. More developed countries had higher baselines and greater increases in caesarean section rates than least and less developed countries in absolute terms; however, maternal and neonatal mortality rates in these countries changed only slightly during the corresponding period. On the other hand, the least developed countries showed the most relative increase in caesarean section rates. There was a substantial decrease in maternal and neonatal mortality with a small absolute increase of caesarean section rates in the least developed countries. The significant and negative relationship between caesarean section rates and mortality was only found when the caesarean section rate was below 5–10%. After adjusting HDI the association was less pronounced, i.e. the crude association appears to be mainly explained by socio‐economic conditions. In addition, our analysis suggests that a caesarean section rate higher than around 10% at a population level may not be significantly correlated with maternal and neonatal mortality.
Strengths and limitations
Determining what is the appropriate caesarean section rate at the population level is a very challenging task, especially when it is not currently feasible to obtain perfect data worldwide. Socio‐economic conditions, cultural, and health system factors have a large impact on both caesarean section rates and maternal and neonatal mortality rates, and, therefore, are significant confounding factors.4, 18, 24 To minimise their confounding effects, we conducted a longitudinal data analysis with a mixed model to adjust for HDI. In contrast to a cross‐sectional ecological study that compared data from different countries, our analysis was based on changes observed within each country. As such, the model controlled automatically for characteristics of the country that did not change over time. Adjusting for HDI in each year allowed us to control for changing socio‐economic conditions within the country (to the degree to which they were reflected in HDI development over time). Furthermore, we used the fractional polynomial regression model to fit the association between caesarean section rate and mortality outcomes. The power term of the independent variable can take integer or non‐integer values, which provided more flexible and better fitting than the other methods.21
Our study has several limitations. Ecological studies may establish an association but not necessarily causality. The validity of an ecological association depends on the ability to control for differences among countries in the joint distribution of confounding factors. The correlation of confounding factors at the population level is usually higher than that at the individual level, and more difficult to disentangle.25, 26 In the current study, socio‐economic conditions, represented by the HDI, were adjusted when we modelled the relationship between caesarean section rates and mortality; however, residual confounding as a result of socio‐economic conditions may still exist. Moreover, for all countries, the last available values of HDI were in 2011. Thus, caesarean section rates and mortality rates in 2012 were not used in the adjusted models.
In addition, stillbirth was not used as an outcome in this study because of a lack of longitudinal information on this outcome from most countries. Furthermore, it may be argued that maternal and neonatal deaths are extreme and rare outcomes. They may still be good indicators for less developed countries, but not sensitive enough for countries with low mortality, in which health professionals are more concerned with morbidity and quality of life as outcome indicators.27, 28, 29 Therefore, the caesarean section rate threshold identified in this analysis is not applicable to outcomes other than mortality. It is likely that to prevent such outcomes as near miss, maternal and perinatal morbidity, and long‐term adverse outcomes, a higher threshold of caesarean section rate may be needed. It would be important in the future to assess the association of caesarean section rates with short‐ and long‐term maternal and perinatal morbidity at the population level.
Interpretation
Over the past three decades the WHO‐proposed caesarean section rate of 10–15% was used as a threshold,5 despite the lack of concrete evidence to support this statement. Several ecological studies have analysed the association between the mode of delivery and maternal, neonatal, and infant mortality, and identified an inflection point below which there was a strong association between caesarean section rates and mortality outcomes.2, 4, 12, 13, 14, 15, 16, 17, 18 A systematic review of ecological studies concluded that this point ranged from 9 to 16%, and at caesarean section rates above this threshold, there was no longer an association between caesarean section rates and maternal or infant mortality.30 Among the eight studies found, only two previous ecological studies controlled for socio‐economic conditions. One of them found a negative association between caesarean section rates and maternal mortality, even after adjusting for gross national income, proportion of deliveries with skilled attendance, and proportion of literate population in low‐income countries.14 The observed negative association between caesarean section rates and neonatal mortality became statistically non‐significant after adjusting for socio‐economic conditions. But the authors did not demonstrate an inflection point of caesarean section rate based on adjusted models.14
The second study supported the WHO's reference, and suggested a caesarean section rate at 10–15% based on its association with mortality outcomes after adjusting for GDP and HDI.4 Our analysis demonstrated a substantially less pronounced association after adjusting for socio‐economic development, and suggested an even lower threshold for a significant association between caesarean section rates and maternal and neonatal mortality at the population level.
The difference in the inflection points suggested by these studies may result from the different covariates used in the analyses. In previous studies GNI and proportion of literate population, or GDP and HDI, were adjusted.4, 14 GDP, GNI, and proportion of literate population are all components of the HDI. We assumed that HDI could provide a more comprehensive proxy for confounding factors such as availability and actual provision of healthcare services, which should be adjusted when we study the relationship between caesarean section rate and mortality. Our study found that the association between caesarean section rates and mortality was strongly influenced by socio‐economic status. Therefore, socio‐economic differences may be an important factor that could explain most of the crude association between caesarean section rate and mortality outcomes. After adjusting for HDI, the significant and negative association between caesarean section rate and mortality was observed when the caesarean section rate was lower than around 10%. The inflection point appears lower than the numbers reported by other investigators.4, 13, 16, 17, 18
Nonetheless, we need to caution against the potential misinterpretation of these results. Caesarean section percentages and ranges obtained from this analysis are an approximation not an ‘exact’ number for the optimal rate of caesarean section. In addition, the interpretation and implications of these findings in particular countries warrant specific assessment. For example, in countries with high or very high caesarean section rates, the goal of reducing their caesarean section rate to 10% may not be safe or advisable over a span of just a few years. On the other hand, in countries with very low caesarean section rates, and in settings where there are not enough skilled health professionals, and/or equipment or infrastructure, when trying to increase caesarean section rates at the population level, the focus needs to be on ensuring the safe provision of caesarean sections and not just on increasing numbers.
Conclusion
Pending potential analyses with relevant morbidity outcomes, our ecological study suggests that, at the population level, caesarean section rates higher than around 10% are not associated with substantial decreases in maternal and neonatal mortality after controlling for socio‐economic conditions. Based on the available ecological evidence, higher caesarean section rates may not be necessary to achieve the lowest maternal and neonatal mortality rates at the population level.
Disclosure of interests
None declared. Completed disclosure of interests form available to view online as supporting information.
Contribution to authorship
JZ and APB conceived this study. JY analysed the data and drafted the article. RM and JZ supervised the data analysis. JY, JZ, RM, MRT, AMG, and APB provided critical feedback on the interpretation of the results and helped with the writing of the article.
Details of ethics approval
Country level data were obtained from public sources, rendering ethics approval unnecessary.
Funding
Funding for this project was provided by a grant from UNDP, UNFPA, UNICEF, WHO, World Bank Special Programme of Research, Development and Research Training in Human Reproduction, Department of Reproductive Health and Research, World Health Organization, Geneva, Switzerland. The funding agency had no role in: the design and conduct of the study; the collection, management, analysis, and interpretation of the data; the preparation, review, or approval of the article; and the decision to submit the article for publication.
Supporting information
Acknowledgements
The authors are grateful to Dr Cinthia Stanton, Catherine Spong and Mr Daniel Wojdyla, who provided critical comments on data analysis and interpretation, and provided feedback on the draft article.
Ye J, Zhang J, Mikolajczyk R, Torloni MR, Gülmezoglu AM, Betran AP. Association between rates of caesarean section and maternal and neonatal mortality in the 21st century: a worldwide population‐based ecological study with longitudinal data. BJOG 2016; 123:745–753.
The copyright line for this article was changed on 2 October 2015 after original online publication.
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