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PLOS ONE logoLink to PLOS ONE
. 2021 Apr 7;16(4):e0248967. doi: 10.1371/journal.pone.0248967

The pulmonary mycobiome—A study of subjects with and without chronic obstructive pulmonary disease

Einar M H Martinsen 1,*, Tomas M L Eagan 1,2, Elise O Leiten 1, Ingvild Haaland 1, Gunnar R Husebø 1,2, Kristel S Knudsen 2, Christine Drengenes 1,2, Walter Sanseverino 3, Andreu Paytuví-Gallart 3, Rune Nielsen 1,2
Editor: Sanjay Haresh Chotirmall4
PMCID: PMC8026037  PMID: 33826639

Abstract

Background

The fungal part of the pulmonary microbiome (mycobiome) is understudied. We report the composition of the oral and pulmonary mycobiome in participants with COPD compared to controls in a large-scale single-centre bronchoscopy study (MicroCOPD).

Methods

Oral wash and bronchoalveolar lavage (BAL) was collected from 93 participants with COPD and 100 controls. Fungal DNA was extracted before sequencing of the internal transcribed spacer 1 (ITS1) region of the fungal ribosomal RNA gene cluster. Taxonomic barplots were generated, and we compared taxonomic composition, Shannon index, and beta diversity between study groups, and by use of inhaled steroids.

Results

The oral and pulmonary mycobiomes from controls and participants with COPD were dominated by Candida, and there were more Candida in oral samples compared to BAL for both study groups. Malassezia and Sarocladium were also frequently found in pulmonary samples. No consistent differences were found between study groups in terms of differential abundance/distribution. Alpha and beta diversity did not differ between study groups in pulmonary samples, but beta diversity varied with sample type. The mycobiomes did not seem to be affected by use of inhaled steroids.

Conclusion

Oral and pulmonary samples differed in taxonomic composition and diversity, possibly indicating the existence of a pulmonary mycobiome.

Introduction

Fungi are ubiquitous, and are found in indoor and outdoor environments [1]. Due to its direct communication with surrounding air, the respiratory tract is constantly exposed to fungal spores through inhalation [2]. Healthy airways possess effective removal of such spores through mucociliary clearance and phagocytosis. In contrast, impaired defence mechanisms, use of immunosuppressant, and frequent use of antibiotics probably predispose for increased fungal growth [2], and all factors are quite frequent in chronic obstructive pulmonary disease (COPD).

The fungal part of the microbiome, the mycobiome, of the lungs is understudied [3], and only three studies have used next generation sequencing to study the mycobiome of the respiratory tract in COPD particularly [46]. Notably, participants in Cui et al.´s study were also HIV infected, and only ten had COPD [4]. The study by Su et al. [5] and Tiew et al. [6] used sputum samples, which are vulnerable to contamination from the high-biomass oral cavity. By contrast, mycobiome studies of other respiratory diseases have evolved rapidly. For instance, a study on asthma patients showed higher fungal burdens in participants receiving corticosteroid therapy [7], while another study has revealed associations between Aspergillus-specific immunisation and bronchiectasis severity [8]. There is clearly a need for large studies of the mycobiome, with a well-characterised COPD disease population and healthy controls.

The Bergen COPD Microbiome study (short name “MicroCOPD”) fills this scientific void [9]. Samples were collected from the lower airways of participants with and without COPD using bronchoscopy. The aim of the current paper was threefold: 1) To characterise and compare the oral and pulmonary mycobiomes in a large cohort of participants without lung disease (controls). 2) To characterise the oral and pulmonary mycobiomes of participants with COPD, and contrast it to controls, and finally, 3) To examine whether the mycobiomes were affected by the use of inhaled steroids (ICS) in participants with COPD.

Materials and methods

Study design and population

The study design of the MicroCOPD study has previously been published [9]. MicroCOPD was a single-centre observational study carried out in Bergen, Western Norway. Study enrolment was between April 11th, 2013, and June 5th, 2015. The study was conducted in accordance with the declaration of Helsinki and guidelines for good clinical practice. The regional committee of medical ethics Norway north division (REK-NORD) approved the project (project number 2011/1307), and all participants provided written consent.

Both subjects with and without COPD were invited to participate. Participants from two previous cohort studies in our vicinity, the GeneCOPD study and the Bergen COPD cohort study, were contacted regarding participation in the current study, and some participants were recruited through media, the local outpatient clinic, or among hospital staff [9]. Potential participants were excluded if they had increased bleeding risk, unstable cardiac conditions, hypercapnia, or hypoxaemia when receiving oxygen supplement, as specified in the study protocol [9]. We postponed participation for subjects that had used antibiotics or systemic steroids last 2 weeks prior to participation, and COPD patients should not have been admitted to hospital due to COPD last 2 weeks. Furthermore, participants with symptoms of an ongoing systemic or respiratory infection could not attend, but had to postpone participation. COPD was defined as chronic airway obstruction (low FEV1/FVC) in presence of respiratory symptoms [10], and the diagnosis was verified by experienced pulmonologists based on spirometry, radiologic imaging, respiratory symptoms, and disease history. Subjects without COPD or other lung diseases were defined as control subjects. 22 control subjects had a ratio of FEV1/FVC lower than 0.7, but did not have symptoms of COPD.

Data collection

All data collection was performed in our outpatient clinic. A post-bronchodilator spirometry was performed before the bronchoscopy. Study personnel conducted a structured interview regarding contraindications, medication use, comorbidities, smoking habits, and evaluation of dyspnoea. A sterile unsealed bottle of phosphate-buffered saline (PBS) was opened prior to the procedure, and the fluid within was used for all sample fluids, including negative control samples, oral wash (OW), and bronchoalveolar lavage (BAL). The OW sample was taken before the bronchoscopy by gargling 10 ml of the PBS water for 1 minute; collected in a sterile Eppendorf tube. The bronchoscopy was performed with the participant in supine position using oral access. Topical anaesthesia was given by a 10 mg/dose lidocaine oral spray pre-procedurally, and 20 mg/ml lidocaine was delivered per-operatively through a catheter within the bronchoscope’s working channel. Light sedation with alfentanil was offered to all. The details of bronchoscopic sampling have been published previously [9]. The yields of two fractions of protected BAL of 50 mL were collected from the right middle lobe using a sterile catheter (Plastimed Combicath, prod number 58229.19) inserted in the bronchoscope working channel. The second fraction was used for the current mycobiome analysis. Additionally, a sample from the PBS was taken for each participant directly from the bottle used for that particular participant, without entering the bronchoscope or participant. This PBS sample served as a negative control sample.

Laboratory processing

Fungal DNA was extracted using a combination of enzymatic lysis with lysozyme, mutanolysin, and lysostaphin, and mechanical lysis methods using the FastPrep-24 as described by the manufacturers of the FastDNA Spin Kit (MP Biomedicals, LLC, Solon, OH, USA). Libraries were prepared with a modified version of the Illumina 16S Metagenomic Sequencing Library Preparation guide (Part no. 15044223 Rev. B). The internal transcribed spacer (ITS) 1 region was PCR amplified (increased from 25 to 28 cycles) using primer set ITS1-30F/ITS1-217R, which sequences are GTCCCTGCCCTTTGTACACA and TTTCGCTGCGTTCTTCATCG [11]. A subsequent index PCR was performed with 9 cycles instead of 8. Samples underwent 2x250 cycles of paired-end sequencing in three separate sequencing runs on Illumina HiSeq (Illumina Inc., San Diego, CA, USA).

Bioinformatics

Quantitative Insights into Microbial Ecology (QIIME) 2 [12] version 2019.01 and 2019.10 was chosen as the main pipeline for bioinformatic analyses, and additional R packages were utilised as suited [13]. FASTQ files containing all fungal reads were trimmed using the q2-itsxpress plugin [14]. Trimmed reads were then denoised, i.e., identification and removal of low-quality reads and chimeric sequences, using the Divisive Amplicon Denoising Algorithm version 2 (DADA2) q2-dada2 plugin [15]. DADA2 also generated exact amplicon sequence variants (ASVs). LULU, an R package to curate DNA amplicon data post clustering, was used to exclude artefactual ASVs [16]. ASVs present in only one sample, and ASVs with a total abundance less than 10 sequences across all samples, were filtered out. Presumed contaminants were identified using the R package Decontam [17] with the prevalence-based approach (user defined threshold  =  0.5), and then removed. Taxonomic assignments were made using a UNITE database for fungi with clustering at 99% threshold level [18] (via q2-feature-classifier [19] classify-sklearn [20]). Resulting ASVs assigned only as Fungi at kingdom level, or Fungi at kingdom level with unidentified phylum, were manually investigated using the BLASTN program in NCBI [21]. ASVs with unambiguous BLASTN results with a high max score were repeatedly assigned to new taxonomic assignments using UNITE databases with fungi or all eukaryotes with different threshold levels [18, 2224] (via q2-feature-classifier [19] classify-sklearn [20] and classify-consensus-blast [25]), and included for further analyses if the new assignments matched the BLASTN result. ASVs with ambiguous or non-fungal BLASTN results were discarded. Alpha diversity was calculated using Shannon index, and beta diversity metrics (Bray-Curtis dissimilarity and Jaccard similarity coefficient) were estimated using q2-diversity after samples were rarefied (subsampled without replacement) to 1000 sequences per sample. The rarefaction depth was chosen based on testing with multiple different values and resulting alpha rarefaction plots. We aimed to find a rarefaction depth as high as possible while excluding a minimum of samples.

Data analyses

Statistical analyses of demographical data were analysed with Stata version 15 [26]. A flow chart of the bioinformatic process was generated using Flowchart Designer version 3 (http://flowchart.lofter.com). Alpha- and beta diversity analyses including participants with COPD were stratified by GOLD stage [10]. Statistical differences in alpha diversity measured with Shannon index were tested with R using Kruskal-Wallis for unpaired variables, and Wilcoxon signed-rank test for paired analyses. Differences in beta diversity between study groups and ICS use were tested with permuted analysis of variance (PERMANOVA) adjusted for sex, age, and percentage of predicted forced expiratory volume in 1 second (FEV1), and differences in spread with permuted multivariate analysis of beta-dispersion (PERMDISP). Procrustes analyses were performed to check for differences in beta diversity between sample types. PERMANOVA, PERMDISP, and Procrustes were analysed using the Vegan package in R [27]. We used both Bray-Curtis and Jaccard distances for the beta diversity analyses. To compare taxonomic composition between pairs of samples we calculated the Yue-Clayton measure of dissimilarity (1-θYC) [28]. Furthermore, differences in distributions and relative abundances were evaluated by the Microbiome Differential Distribution Analysis (MicrobiomeDDA) omnibus test [29], the second version of analysis of composition of microbiomes (ANCOM v2, https://github.com/FrederickHuangLin/ANCOM) [30], and the second version of ANOVA-Like Differential Expression (ALDEx2) [3133] at genus level. A significance level of 0.05 was used in all analyses.

Results

Demographics of participants

The majority of participants with COPD was regular ICS users, and presented with more comorbidities, higher medication use, and poorer lung function measurements (FEV1/FVC-ratio and mMRC) than controls (Table 1).

Table 1. Demographics of participants providing fungal samples in the MicroCOPD study.

Variable Control, n = 100 COPD, n = 93
Age, mean years (SD) 65.6 (8.5) 67.5 (7.6)
Male, sex (%) 57 (57.0) 50 (53.8)
Number of medications, mean (SD) 1.8 (1.7) 5.2 (3.1)
Use of inhaled steroids (%) - 56 (60.2)
Number of comorbidities, mean (SD) 0.8 (1.0) 1.4 (1.2)
FEV1, mean % of predicted (SD) 104.0 (12.3) 61.1 (17.3)
FVC, mean % of predicted (SD) 111.7 (13.6) 98.6 (18.7)
FEV1/FVC-ratio, mean (SD) 0.7 (0.1) 0.5 (0.1)
Pack years, mean (SD) 16.6 (14.3) 30.0 (17.9)
Smoking status (%)
    Daily 24 (24.0) 22 (23.7)
    Ex-smokers 58 (58.0) 70 (75.3)
    Never 18 (18.0) 1 (1.1)
mMRC Grade 2 and higher (%)*
    Grade 2: Dyspnoea when walking at level ground 3 (3.0) 16 (17.6)
    Grade 3: Dyspnoea when walking 100 meters - 12 (13.2)
    Grade 4: Dyspnoea at rest - 2 (2.2)

FEV1: forced expiratory volume in 1 second, FVC: forced vital capacity, mMRC: modified medical research council dyspnoea scale.

* Two participants with COPD missed information on mMRC.

Flow chart

The bioinformatic processing is shown in Fig 1, and details are given in S1 File. ASVs identified by Decontam as presumed contaminants are listed in S1 Table.

Fig 1. Flow chart of fungal samples, sequences, and fungal ASVs in the MicroCOPD study.

Fig 1

DADA2: Divisive Amplicon Denoising Algorithm version 2, seqs: sequences, ASV: amplicon sequence variant. Samples were sequenced in three different runs before trimming and denoising. Data from different sequencing runs were merged, and then further processed to exclude presumed contaminants and negative control samples prior to analyses.

Taxonomy and abundance/distribution testing

The taxonomic composition of the OW and BAL mycobiomes are displayed on group level in the rank abundance plots (Fig 2A and 2B). Both controls and participants with COPD were dominated by Candida, particularly in the OW samples, reaching nearly 80% of total mean relative abundance. The relative abundances of Malassezia and Sarocladium were high in the control and COPD groups. We also plotted percentage of reads belonging to either Basidiomycota or Ascomycota (S1 Fig). There seemed to be a tendency towards higher proportions of Basidiomycota in the COPD group compared to the control group both in the OW and BAL plot. No consistent differences were found between study groups in terms of differential abundance/distribution, and results varied between available statistical tests (S2 Table).

Fig 2.

Fig 2

Rank abundance plots using most abundant fungi in (A) oral wash and (B) bronchoalveolar lavage. Plots display the nine most abundant taxa in each group. Remaining, low abundance taxa are merged in the “Others” category. Not all sequences could be assigned taxonomy at the genus level and are therefore displayed as o__Malasseziales, p__Ascomycota, and o__Capnodiales.

Taxonomy is displayed for each individual participant in Fig 3A and 3B, enabling us to compare OW and BAL samples from this particular participant. We observed intra-individual differences between the sample types for the plotted taxonomic levels (phylum and genus). This was elaborated with Yue-Clayton testing for each OW/BAL/negative control sample pair (S2 Fig). The Yue-Clayton measure is 0 with perfect similarity and 1 with perfect dissimilarity. The average Yue-Clayton measure from OW and BAL samples was 0.63, and 121 out of 180 sample pairs had a Yue-Clayton measure above 0.2. ANCOM and ALDEx2 (S2 Table) found Candida to differ in abundance between OW and BAL, also stratified by smoking status and ICS usage. The taxonomy of regular ICS users and non-ICS users was not easily distinguishable (Fig 3A and 3B), and no consistent differences were seen in differential abundance/distribution testing (S3 Table).

Fig 3.

Fig 3

Most abundant fungal taxonomic assignments at (A) phylum level and (B) genus level. ICS: inhaled steroids, BAL: bronchoalveolar lavage, OW: oral wash. Taxa are sorted on Ascomycota in bronchoalveolar lavage samples in Fig 3A, and Candida in bronchoalveolar lavage in Fig 3B. Each column represents a sample, and columns from BAL and OW corresponds to each other. That means, a BAL column and the corresponding OW column below show samples from the same participant. Not all sequences could be assigned taxonomy at the phylum or genus level and are therefore displayed as k__Fungi, p__Ascomycota or o__Malasseziales.

Diversity

We found no significant differences in alpha diversities between the different study groups or ICS usage in BAL samples, nor between BAL and OW samples (Fig 4A and 4B, S3 Table). Beta-diversity results resembled those of alpha diversity (S3 Fig). However, principal coordinates analysis (PCoA) plots before and after symmetric Procrustes transformation (S4 Fig), indicated that there were significant differences in the composition between OW and BAL samples from the same individual. The Procrustes transformation yields a sum of squared distances (M^2) that specifies how similar sample pairs are. Generally, a M^2 above 0.3 is interpreted as unsimilar. OW and BAL samples clustered differently, and M^2 were 0.953 and 0.8958 for Bray-Curtis and Jaccard, respectively. However, this was statistically significant only for Jaccard (p = 0.003).

Fig 4.

Fig 4

Alpha diversity plots and comparisons between (A) study groups and (B) sample types. BAL: bronchoalveolar lavage, OW: oral wash. Alpha diversity was evaluated using Shannon index. Statistical differences in alpha diversity were tested using Kruskal-Wallis for unpaired variables (between study groups), and Wilcoxon signed-rank test for paired analyses (between sample types). Number of samples in each group was as follows: Fig 4A (unpaired): Control BAL: 40, control OW: 76, COPD grade I/II BAL: 29, COPD grade I/II OW: 50, COPD grade III/IV OW: 23, COPD grade III/IV BAL: 12. Fig 4B (paired): Control BAL: 31, control OW: 31, COPD grade I/II BAL: 24, COPD grade I/II OW: 24, COPD grade III/IV OW: 9, COPD grade III/IV BAL: 9.

Discussion

We have reported the oral and pulmonary mycobiome in a large bronchoscopy study, the first of its kind on non-immunocompromised patients and with a large healthy control population. The mycobiomes were dominated by Candida, and there were more Candida in OW compared to BAL for both study groups. Observed differences in taxonomic composition were not consistent between three different differential abundance/distribution tests. There was no difference in diversity between study groups. No apparent effects were seen on the mycobiomes from ICS usage.

We observed a high Candida load in OW samples from controls, in good agreement with previously published studies [3436]. None of these studies included more than 20 individuals. Thus, our data from 100 controls adds valuable data to this field. The healthy lung mycobiome is reported to be highly variable between individuals [4, 6, 7, 3739]. Some of the most abundant taxa are Candida [6], Davidiellaceae [37], Cladosporium [3739], Saccharomyces [4, 6], Penicillium [4], Debaryomyces [38], Aspergillus [7, 37], Eremothecium [39], Systenostrema [39], and Malasseziales [7]. The listed studies include few participants, ranging from 10 [7] to 47 [6]. BAL samples from controls in the current study were dominated by Candida, followed by Malassezia and Sarocladium. That Candida, one of the most well-known fungal pathogens [40], resides in the lungs of healthy individuals is clinically interesting. It has been shown that colonising Candida in the gut could become invasive due to certain triggers [41], and similar mechanisms are not unlikely to happen in the lungs. Primer bias might explain some of the observed differences between our study and previous studies [42], and our chosen primer set has shown improved coverage of Candida compared to the ITS1 –ITS2 primer set used by two [37, 38] of the listed papers above [11]. Furthermore, Malassezia are common skin commensals, and despite protected sampling and the bioinformatic contamination removal (Decontam), we cannot exclude contamination per se. Also, some reports indicate that some extraction protocols and primers might be less suited to Malassezia [36, 43]. Different DNA extraction methods and primers could thus explain the observed differences in Malassezia proportions between our study and others.

OW samples differed from the BAL samples for all measures including taxonomy, Yue-Clayton measures, and beta diversity. Cui et al. reported that OW and BAL overlapped in PCoA plots from healthy individuals, while induced sputum (IS) samples clustered separately [4]. In agreement with our result, they also found more Candida in OW and IS, compared to BAL. They discovered that 39 fungal species were disproportionately more abundant in the BAL and 203 species in the IS, as compared with the OW. We could not replicate this latter finding, but differences could be explained by the different methodologies applied.

Only three previous studies have explored the lung mycobiome in COPD [46]. Cui et al. found that the lung mycobiome in HIV-infected individuals with COPD (n = 10) was associated with an increased prevalence of Pneumocystis jirovecii, as compared to HIV-positive individuals without COPD (n = 22) [4]. No Pneumocystis was observed in our data. However, Pneumocystis is known to be associated with HIV, and the Pneumocystis genome only includes one copy of the ITS1 locus, which could result in a negative sequencing result [44].

Both Su et al. [5] and Tiew et al. [6] collected sputum samples from COPD patients. When Tiew compared to healthy subjects they found high abundances of Candida in both groups, but also found increased alpha diversity in COPD [6]. Su investigated samples during exacerbations, and found Candida, Phialosimplex, Aspergillus, Penicillium, Cladosporium, and Eutypella [5]. Both studies utilised sputum samples, which hampers direct comparison to our BAL samples. Indeed, IS samples have been shown to cluster separately from BAL samples in PCoA ordinations [4].

Few differences were seen when we compared the mycobiomes from controls and participants with COPD. However, hypothesis testing of microbiome compositional data is an ongoing research area without standardisation. Thus, we chose to perform three different tests with different foundations. ANCOM v2 and ALDEx2 agreed there was no significantly differential abundant taxa between study groups. MicrobiomeDDA tests the difference in the entire distribution, taking abundance, prevalence, and dispersion all into account, and detected significant taxa differences between study groups both in OW and BAL (S2 Table). These conflicting results complicate a general conclusion.

Some studies on inflammatory bowel disease, and cystic fibrosis (CF) have found dysbiosis to be expressed in terms of the Basidiomycota to Ascomycota ratio [45, 46]. Most known fungal pathogens are found in the Ascomycota phylum. In our study, medians of the Basidiomycota to Ascomycota ratios were all 0 from different study groups in OW and BAL separately, in line with the 0.03 median found in a CF study [46]. That means, despite a higher Basidiomycota fraction in COPD compared to controls in our data (S1 Fig), the majority of samples were dominated by Ascomycota.

Some limitations of the current study deserve mentioning. First, a longitudinal study with analyses on interactions between fungi and other kingdoms, and between fungi and host responses, could have provided more insight into the details of the COPD mycobiome. Secondly, contamination is particularly problematic for mycobiome studies because of airborne particles, and samples from the lower respiratory tract are especially vulnerable due to the low biomass. We countered this by using protected sampling methods, and collecting negative control samples, subject to the same laboratory protocol as the procedural samples, for each procedure. These samples were used for contamination removal through the R package Decontam, and subject to detailed analyses (S2 Fig, S4 Table and S5 Fig). Third, we did not include positive controls or mock communities in our project. Fourth, ITS primers are biased [42, 43], possibly explaining the low prevalence of Aspergillus and difficulties identifying Yarrowia lypolytica in our data. Still, ITS is the recommended marker-gene region for fungal studies [47], though no consensus seems to prevail whether ITS1 or ITS2 should be used [43, 48, 49]. Fifth, all mycobiome studies suffer from a fungal dual naming system [50], and also suffer from incomplete reference libraries and inconsistencies due to taxonomic reassignments [2]. We manually reviewed every sequence assigned only as “k__Fungi” to secure the best possible taxonomy. Finally, confounding factors and batch effects could not be ruled out. We included a thorough examination of diversity and differential abundance/distribution testing to look for potential confounding effects from several important clinical parameters (S3 Table). No apparent effects were seen. We observed no statistically significant difference in alpha diversity between sequencing runs (S5 Fig), but there might have been an effect on beta diversity (S6 Fig), particularly between sequencing run 1 and 2 (S5 Table). In terms of differential abundance/distribution, it seemed that Sarocladium differed in abundance/distribution between sequencing run 1 and 2 (S7 Table).

Studies on the lung mycobiome are still in their infancy, and results from the current study add knowledge to an understudied area. Samples from the mouth differed from pulmonary samples both in controls and participants with COPD, which may indicate the existence of a pulmonary mycobiome. Certain inferences on taxonomic compositions differences between study groups could not be made due to inconsistent results among the differential abundance/distribution tests used. ICS use could not be seen to significantly affect the lung mycobiome. These findings should be confirmed in other study populations before we can conclude that ICS use has no harmful effect on the lung mycobiome.

Supporting information

S1 Fig

Percentage of reads belonging to Ascomycota/Basidiomycota in (A) oral wash and (B) bronchoalveolar lavage.

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S2 Fig

Yue-Clayton measures from (A) controls and (B) participants with COPD. YC: Yue-Clayton measure. OW: oral wash, NCS: negative control sample, BAL: bronchoalveolar lavage. A Yue-Clayton measure of 0 means identical sample pairs, while a Yue-Clayton measure of 1 means unidentical sample pairs.

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S3 Fig

Principal coordinates analysis plots by (A) study group and (B) inhaled steroids use. Differences in beta diversity were tested with permuted analysis of variance (PERMANOVA) adjusted for sex, age, and percentage of predicted FEV1 (permutations = 10000). No significant differences were seen in spread/dispersion (permutations = 1000).

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S4 Fig

Principal coordinates analysis plots by sample type (A) before and (B) after symmetric Procrustes transformation. OW: oral wash, BAL: bronchoalveolar lavage. Arrows are drawn from the OW sample to the BAL sample from the same participant. Non-randomness (“significance”) between the two configurations was tested with the protest function including the three first axis from the PCoA and specifying 999 permutations.

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S5 Fig. Plot of Qubit concentrations and comparisons between sample types.

BAL: bronchoalveolar lavage, NCS: negative control sample, OW: oral wash. Statistical differences in Qubit concentrations were tested using Wilcoxon signed-rank test as a paired test.

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S6 Fig. Alpha diversity plots and comparisons between sequencing runs.

BAL: bronchoalveolar lavage, OW: oral wash. Alpha diversity was evaluated using Shannon index. Statistical differences in alpha diversity were tested using Kruskal-Wallis.

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S7 Fig. Principal coordinates analysis plots divided by sequencing run.

OW: oral wash, BAL: bronchoalveolar lavage.

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S1 Table. Presumed fungal contaminants identified by Decontam in the MicroCOPD study.

ASV: amplicon sequence variant. The R package “Decontam” identified the ASV IDs above as contaminants. ASVs presumed to be contaminants were removed prior to analyses.

(PDF)

S2 Table. Differential abundance/distribution testing on fungi in the MicroCOPD study using ANCOM v2, MicrobiomeDDA, and ALDEx2.

ANCOM v2: the second version of analysis of composition of microbiomes, MicrobiomeDDA: Microbiome Differential Distribution Analysis omnibus test, ALDEx2: the second version of ANOVA-Like Differential Expression, OW: oral wash, BAL: bronchoalveolar lavage. The most conservative value in ANCOM v2 has been used in the analyses (i.e. 0.9). Significance level = 0.05. Never- and ex-smokers were merged into non-smokers. The ALDEx2 approach works poorly if there are only a small number of taxa (less than about 50), so some groups were not analysed.

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S3 Table. Taxonomy and diversity comparisons of selected clinical variables in the MicroCOPD study divided by sample type and study group.

PERMANOVA: permuted analysis of variance, OW: oral wash, BAL: bronchoalveolar lavage, AN: ANCOM v2, M: MicrobiomeDDA, AL: ALDEx2, sign: significant, FEV1: forced expiratory volume in 1 second. Analyses on FEV1 were omitted for each study group separately due to a majority of controls having above 80% of predicted, and a majority of participants with COPD having below 80% of predicted. Diversity analyses on smoking habits in BAL samples from controls were omitted due to a lack of current smokers. Analyses on smoking habits were done by comparing current vs non-current smokers.

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S4 Table. Summary of read/sequence counts in the MicroCOPD study.

NCS: Negative control sample, OW: oral wash, BAL: bronchoalveolar lavage, DADA2: Divisive Amplicon Denoising Algorithm version 2.

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S5 Table. Beta diversity comparisons using Bray-Curtis and Jaccard distances.

Comparisons were done (A) merged and (B) pairwise. OW: oral wash, BAL: bronchoalveolar lavage, yrs: years. Differences in beta diversity were tested with permuted analysis of variance (PERMANOVA) adjusted for sample type, study group, sex, and age (permutations = 10000).

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S6 Table. Permuted multivariate analysis of beta-dispersion using Bray-Curtis and Jaccard distances.

Comparisons were done (A) merged and (B) pairwise. OW: oral wash, BAL: bronchoalveolar lavage.

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S7 Table. Differential abundance/distribution testing on sequencing run using ANCOM v2, MicrobiomeDDA, and ALDEx2.

ANCOM v2: the second version of analysis of composition of microbiomes, MicrobiomeDDA: Microbiome Differential Distribution Analysis omnibus test, ALDEx2: the second version of ANOVA-Like Differential Expression, OW: oral wash, BAL: bronchoalveolar lavage. The ALDEx2 approach works poorly if there are only a small number of features (less than about 50). The most conservative value in ANCOM v2 has been used in the analyses (i.e. 0.9).

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S1 File. Bioinformatic processing.

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Acknowledgments

The MicroCOPD is a large study with many co-workers. The authors wish to give their thanks to Per Sigvald Bakke, Harald G Wiker, Øistein Svanes, Sverre Lehmann, Marit Aardal, Tuyen Hoang, Tharmini Kalananthan, Randi Sandvik, Eli Nordeide, Hildegunn Bakke Fleten, Tove Folkestad, Ane Aamli Gagnat, Solveig Tangedal, Kristina Apalseth, Stine Lillebø, and Lise Østgård Monsen (Haukeland University Hospital and University of Bergen).

Data Availability

The dataset and code supporting the conclusions of this article is available in the DRYAD repository. Age and sex are omitted from the metadata due to privacy concerns. Available from: https://doi.org/10.5061/dryad.w3r2280nz.

Funding Statement

The MicroCOPD study was funded by unrestricted grants and fellowships from Helse Vest, GlaxoSmithKline, Bergen Medical Research Foundation, and the Endowment of Timber Merchant A. Delphin and Wife through the Norwegian Medical Association. The MicroCOPD funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. Sequentia Biotech SL provided support in the form of salaries for authors Walter Sanseverino and Andreu Paytuví-Gallart, but not study design or data collection. All funding of data collection and laboratory analyses were from the MicroCOPD Study. Walter Sanseverino and Andreu Paytuví-Gallart both contributed to interpretation of results, and preparation of the manuscript. The specific roles of all authors are articulated in the ‘author contributions’ section.

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Decision Letter 0

Sanjay Haresh Chotirmall

30 Dec 2020

PONE-D-20-36443

The pulmonary mycobiome - a study of subjects with and without chronic obstructive pulmonary disease

PLOS ONE

Dear Dr. Martinsen,

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"I have read the journal's policy and the authors of this manuscript have the following competing interests:

EMHM, EOL, IH, GRH, KSK, CD, WS, and APG declare no conflict of interest.

RN reports grants from The endowment of timber merchant A. Delphin and wife (The Norwegian Medical Association) and grants from GlaxoSmithKline during the conduct of the study, and grants and personal fees from AstraZeneca, grants and personal fees from GlaxoSmithKline, grants and personal fees from Boehringer Ingelheim, and grants from Novartis outside the submitted work.

TMLE reports grants from Helse Vest (Western Norway Regional Health Authority) during the conduct of the study, and personal fees from Boehringer Ingelheim outside the submitted work."

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Reviewer #1: Yes

Reviewer #2: Partly

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #1: No

Reviewer #2: No

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Reviewer #1: No

Reviewer #2: Yes

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Reviewer #1: Martinsen EMH et al; evaluated the oral wash and BAL mycobiome in COPD (n=93) and control subjects (n=100) from a single center in Western Norway. Candida was the dominant genus in all samples with higher abundance in oral compared to BAL samples. No difference in alpha and beta-diversity between study groups and ICS used.

This is the first study using BAL to access the airway mycobiome in COPD, however there were numerous weakness which need to be address

Major comments

• The control subjects were defined as no COPD and other lung diseases, however 22 of the control subjects had FEV/FVC <0.7, is this group of patient smoker? why are their lung function obstructive? Any underlying bronchiectasis or asthma which explained the abnormal lung function? As their spirometry is abnormal is hard to believe that these individuals have no underlying lung diseases, perhaps they should be removed from the control group and reanalyzed.

• The author mention that PBS was obtained as negative control samples, and contamination removed with Decontam, but it seems that negative control samples are also dominated by Candida (Figure S2), what was the abundance of Candida in the negative control samples?

• What is the clinical relevance and impact of this study finding?

• Was the sample collected at stable COPD? how many weeks post exacerbations were patients allow to be recruited for the study?

• Is there any patient on long term oral corticosteroid, antifungal or antibiotics?

• What is the breakdown of patient in each group (Figure 4) how many patients in COPD grade I/II and COPD grade III/IV?

• Please ensure sequencing data is publicly available

• The weakness including cross-sectional nature, interaction between various kingdom and host responses were not access in this study and should be discuss

Reviewer #2: General comments:

The authors present an ITS amplicon sequencing study of involving COPD patients and controls (n = 93 vs n = 100). From each subject, mycobiome profiles were derived for BAL, oral was, and a negative controls. While, the analysis of this data reveals difference between the BAL and Oral rinse samples, control and COPD patients do not significantly differ. No association between the mycobiome and clinical outcome is observed.

I have some specific comments and suggestions below;

1. What DNA yields were achieved in samples (OW and BAL) vs negative extraction blanks? This is a critical point. This data should be plotted and included in the manuscript. Both the DNA and fungal yields need to be quantified in some way to demonstrate that the sampling technique actually works i.e. a significantly higher DNA/fungal/Fungal DNA yield is obtained in samples relative to background contamination. Any samples where this cannot be safely concluded should probably be excluded.

2. What was the total raw sequencing depth and total read count in samples (OW and BAL) vs negative extraction blanks (NCS)? Please include a figure/table. Figure S2 shows only relative abundance i.e. the stacked bar charts are proportionally scaled and there is no way to determine how many reads were detected in the NCS compared to samples. A single figure representing aggregate read numbers for each taxonomic classification (genus level) for OW NCS and BAL would be useful. The multiple graphs in figure S2 are informative but a little difficult to digest at first glance. An accompanying graph summarising the aggregate comparison would help – i.e. Total read counts for NCS, OW and BAL for all reported OTUs.

3. For many subjects, negative controls (NCS) are highly similar to the samples (BAL/OW). Unless there is some other evidence for a signal in these samples (i.e. much higher DNA yield/read count in the samples vs NCS) then these must be excluded from analysis. If NCS profiles match either a BAL or OW sample and have comparable yield in terms of DNA yield or total number of classified reads then there is no way to tell whether this signal is coming from the sample or represents stochastic background contamination signal. Such cases should be systematically identified, excluded and the analysis repeated. This could impact interpretation regarding clinical association.

4. Data and code repository not accessible (https://doi.org/10.5061/dryad.w3r2280nz)

5. Batch effects. The authors assessed batch effects associated with sequencing runs. Assuming the DNA extractions were not all done as a single batch, the same analysis should be performed for DNA extraction batch effects (between-batch effects).

6. Confusing statement in the discussion concerning “medians were dominated by zeros, comparable to the 0.03 found in the CF study”. Please revise and state clearly what is meant by this without requiring the reader to refer to another paper.

7. Final paragraph; “still in its infancy” > “still in their infancy”

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Reviewer #1: No

Reviewer #2: No

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PLoS One. 2021 Apr 7;16(4):e0248967. doi: 10.1371/journal.pone.0248967.r002

Author response to Decision Letter 0


12 Feb 2021

Thank you for the valuable comments to our paper, and for giving us the possibility to submit a revised version. We do believe that we have been able to address all comments from the reviewers, and that these comments have led to improvement of the manuscript. I have not submitted a new cover letter, as this was not specifically mentioned in the Decision Letter, but included the initial cover letter as this was mandatory by Editorial Manager to proceed with the submission. All information including updated COI and Funding statements, for both editor and reviewers, is found in the Response to Reviewers document which could be considered an updated cover letter. Please note that the temporarily URL for the review process is:

https://datadryad.org/stash/share/1V9eIhBEDmwNdcOqTGfyewO_lcfQlhlyodHDiizTC0U

I have had some issue by clicking the link above in the PDF built by Editorial Manager, but the link works fine if you copy and paste into a Firefox Internet browser or follow the link at the end of the PDF.

Regarding the content permission form requested upon revision as of 12th of February 2021:

I contacted the European Respiratory Journal and asked them to complete the form to which they replied:

For ERS congress abstracts, authors retain copyright. This is stated in the footnote of the published abstract.

You therefore do not need to request permission from ERS.

We hope that you find the revision satisfactory.

Attachment

Submitted filename: response_to_reviewers_and_editor_Martinsen.docx

Decision Letter 1

Sanjay Haresh Chotirmall

9 Mar 2021

The pulmonary mycobiome - a study of subjects with and without chronic obstructive pulmonary disease

PONE-D-20-36443R1

Dear Dr. Martinsen,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Sanjay Haresh Chotirmall, MD PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

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The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

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3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #2: The authors have provided a detailed and extensive rebuttal that has satisfactorily addressed my concerns in so far as possible. I comment the authors on the thoroughness of the response.

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Reviewer #2: No

Acceptance letter

Sanjay Haresh Chotirmall

12 Mar 2021

PONE-D-20-36443R1

The pulmonary mycobiome - a study of subjects with and without chronic obstructive pulmonary disease

Dear Dr. Martinsen:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Assistant Professor Sanjay Haresh Chotirmall

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig

    Percentage of reads belonging to Ascomycota/Basidiomycota in (A) oral wash and (B) bronchoalveolar lavage.

    (PDF)

    S2 Fig

    Yue-Clayton measures from (A) controls and (B) participants with COPD. YC: Yue-Clayton measure. OW: oral wash, NCS: negative control sample, BAL: bronchoalveolar lavage. A Yue-Clayton measure of 0 means identical sample pairs, while a Yue-Clayton measure of 1 means unidentical sample pairs.

    (PDF)

    S3 Fig

    Principal coordinates analysis plots by (A) study group and (B) inhaled steroids use. Differences in beta diversity were tested with permuted analysis of variance (PERMANOVA) adjusted for sex, age, and percentage of predicted FEV1 (permutations = 10000). No significant differences were seen in spread/dispersion (permutations = 1000).

    (PDF)

    S4 Fig

    Principal coordinates analysis plots by sample type (A) before and (B) after symmetric Procrustes transformation. OW: oral wash, BAL: bronchoalveolar lavage. Arrows are drawn from the OW sample to the BAL sample from the same participant. Non-randomness (“significance”) between the two configurations was tested with the protest function including the three first axis from the PCoA and specifying 999 permutations.

    (PDF)

    S5 Fig. Plot of Qubit concentrations and comparisons between sample types.

    BAL: bronchoalveolar lavage, NCS: negative control sample, OW: oral wash. Statistical differences in Qubit concentrations were tested using Wilcoxon signed-rank test as a paired test.

    (PDF)

    S6 Fig. Alpha diversity plots and comparisons between sequencing runs.

    BAL: bronchoalveolar lavage, OW: oral wash. Alpha diversity was evaluated using Shannon index. Statistical differences in alpha diversity were tested using Kruskal-Wallis.

    (PDF)

    S7 Fig. Principal coordinates analysis plots divided by sequencing run.

    OW: oral wash, BAL: bronchoalveolar lavage.

    (PDF)

    S1 Table. Presumed fungal contaminants identified by Decontam in the MicroCOPD study.

    ASV: amplicon sequence variant. The R package “Decontam” identified the ASV IDs above as contaminants. ASVs presumed to be contaminants were removed prior to analyses.

    (PDF)

    S2 Table. Differential abundance/distribution testing on fungi in the MicroCOPD study using ANCOM v2, MicrobiomeDDA, and ALDEx2.

    ANCOM v2: the second version of analysis of composition of microbiomes, MicrobiomeDDA: Microbiome Differential Distribution Analysis omnibus test, ALDEx2: the second version of ANOVA-Like Differential Expression, OW: oral wash, BAL: bronchoalveolar lavage. The most conservative value in ANCOM v2 has been used in the analyses (i.e. 0.9). Significance level = 0.05. Never- and ex-smokers were merged into non-smokers. The ALDEx2 approach works poorly if there are only a small number of taxa (less than about 50), so some groups were not analysed.

    (PDF)

    S3 Table. Taxonomy and diversity comparisons of selected clinical variables in the MicroCOPD study divided by sample type and study group.

    PERMANOVA: permuted analysis of variance, OW: oral wash, BAL: bronchoalveolar lavage, AN: ANCOM v2, M: MicrobiomeDDA, AL: ALDEx2, sign: significant, FEV1: forced expiratory volume in 1 second. Analyses on FEV1 were omitted for each study group separately due to a majority of controls having above 80% of predicted, and a majority of participants with COPD having below 80% of predicted. Diversity analyses on smoking habits in BAL samples from controls were omitted due to a lack of current smokers. Analyses on smoking habits were done by comparing current vs non-current smokers.

    (PDF)

    S4 Table. Summary of read/sequence counts in the MicroCOPD study.

    NCS: Negative control sample, OW: oral wash, BAL: bronchoalveolar lavage, DADA2: Divisive Amplicon Denoising Algorithm version 2.

    (PDF)

    S5 Table. Beta diversity comparisons using Bray-Curtis and Jaccard distances.

    Comparisons were done (A) merged and (B) pairwise. OW: oral wash, BAL: bronchoalveolar lavage, yrs: years. Differences in beta diversity were tested with permuted analysis of variance (PERMANOVA) adjusted for sample type, study group, sex, and age (permutations = 10000).

    (PDF)

    S6 Table. Permuted multivariate analysis of beta-dispersion using Bray-Curtis and Jaccard distances.

    Comparisons were done (A) merged and (B) pairwise. OW: oral wash, BAL: bronchoalveolar lavage.

    (PDF)

    S7 Table. Differential abundance/distribution testing on sequencing run using ANCOM v2, MicrobiomeDDA, and ALDEx2.

    ANCOM v2: the second version of analysis of composition of microbiomes, MicrobiomeDDA: Microbiome Differential Distribution Analysis omnibus test, ALDEx2: the second version of ANOVA-Like Differential Expression, OW: oral wash, BAL: bronchoalveolar lavage. The ALDEx2 approach works poorly if there are only a small number of features (less than about 50). The most conservative value in ANCOM v2 has been used in the analyses (i.e. 0.9).

    (PDF)

    S1 File. Bioinformatic processing.

    (PDF)

    Attachment

    Submitted filename: response_to_reviewers_and_editor_Martinsen.docx

    Data Availability Statement

    The dataset and code supporting the conclusions of this article is available in the DRYAD repository. Age and sex are omitted from the metadata due to privacy concerns. Available from: https://doi.org/10.5061/dryad.w3r2280nz.


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