Abstract
Aims
To evaluate, using quantitative and qualitative approaches, published data on the design and conduct of decentralised clinical trials (DCTs).
Methods
We searched MEDLINE, EMBASE, CENTRAL, PsycINFO, ProQuest Dissertations and Theses, ClinicalTrials.gov, OpenGrey and Google Scholar for publications reporting, discussing, or evaluating decentralised clinical research methods. Reports of randomised clinical trials using decentralised methods were included in a focused quantitative analysis with a primary outcome of number of randomised participants. All publications discussing or evaluating DCTs were included in a wider qualitative analysis to identify advantages, disadvantages, facilitators, barriers and stakeholder opinions of decentralised clinical trials. Quantitative data were summarised using descriptive statistics, and qualitative data analysed using a thematic approach.
Results
Initial searches identified 19 704 articles. After removal of duplicates, 18 553 were screened, resulting in 237 eligible for full‐text assessment. Forty‐five trials were included in the quantitative analysis; 117 documents were included in the qualitative analysis. Trials were widely heterogeneous in design and reporting, precluding meta‐analysis of the effect of DCT methods on the primary recruitment outcome. Qualitative analysis formulated 4 broad themes: value, burden, safety and equity. Participant and stakeholder experiences of DCTs were incompletely represented.
Conclusion
DCTs are developing rapidly. However, there is insufficient evidence to confirm which methods are most effective in trial recruitment, retention, or overall cost. The identified advantages, disadvantages, facilitators and barriers should inform the development of DCT methods. We recommend further research on how DCTs are experienced and perceived by participants and stakeholders to maximise potential benefits.
Keywords: clinical trials, decentralised clinical trials, recruitment, retention, systematic review
What is already known about this subject
Decentralised clinical trials (DCTs) have been suggested to improve participant centricity, recruitment, retention and generalisability.
Many clinical trials already perform some trial activities away from conventional in‐person investigational site visits.
We do not know if DCTs are better for recruitment or retention than conventional site‐based trials.
What this study adds
DCTs using various operational and technological approaches have been used in many therapeutic areas and patient groups.
There is a lack of published comparable data to determine if DCTs improve recruitment and retention.
The convenience of at‐home participation must be balanced against transferring burden to study participants.
1. INTRODUCTION
Clinical trials are increasingly adopting technologies to allow trial activities to take place in or nearer to participants' homes. 1 These decentralised clinical trials (DCTs), where some or all elements of a trial are selected to reduce the need for clinical trial site attendance, aim to reduce the burden of trial participation, boost trial accessibility and recruitment, and improve the generalisability of trial‐generated evidence. 2 , 3 Whilst the use of decentralised trial designs is not new, the tools and approaches available to achieve these have changed dramatically since the introduction of postal‐based clinical trials in the 1980s. 4 , 5 This systematic review aims to summarise and evaluate published evidence on the conduct of DCTs to inform future clinical trial design.
More people than ever before own a mobile phone or smart device; 85% of Americans now own smartphones, and an estimated 85% of the European population are mobile subscribers. 6 , 7 The number of mobile devices operating worldwide is expected to reach 17.72 billion by 2024. 8 In 2019, an estimated 22% of the population owned wearable devices, such as smartwatches and fitness trackers, and 67% used them daily. 9 These enormous technological and social changes have opened new opportunities for researchers. Clinical trials must be ready to adopt new approaches and strategies to engage with a public who are increasingly at ease with technology and keep pace with a continually evolving digital climate. At the same time, it should not be forgotten that some people are either unable or unwilling to access or use digital technologies and online environments, the so‐called technologically disadvantaged, which can lead to digital exclusion and selection bias.
DCTs are a pragmatic trial concept that combines participant‐centred design with innovative technologies to reduce or remove the need for physical in‐person interaction between participants and researchers. As a result, DCTs can make clinical trials more accessible to a broader demographic of participants who may not otherwise be willing or able to take part in more conventional research site‐based trials. Whether fully decentralised (fully remote, participant never attends a clinical trial site) or combining conventional and decentralised elements (hybrid, still requiring some physical site attendance), DCTs offer an opportunity to improve recruitment and retention, enhance engagement and diversity, and lower the overall costs of clinical research and medicines and medical device development.
This review comprises 2 parts. Firstly, a focused review of randomised clinical trials using decentralised methods. The objective of this focused review was to identify the methods used to achieve fully remote and hybrid DCTs; and evaluate their effectiveness in terms of recruitment, retention and relative financial cost, compared to conventional (site‐based) methods. Secondly, a wider review of the literature around decentralised clinical trials. The objectives of the wider review were identifying facilitators and barriers, advantages and benefits of DCTs, and summarising participant and stakeholder experiences and opinions.
This review was conducted as part of Work Package 1 (BEST) of the Trials@Home project (https://trialsathome.com) to inform best practices in designing DCTs.
2. METHODS
A systematic review protocol was developed a priori and registered on the International Prospective Register of Systematic Reviews (PROSPERO, CRD42020166710).
2.1. Literature screening
We developed a single search strategy based on all authors' knowledge and experience of conducting decentralised trials and an initial scoping search of MEDLINE. The search strategy comprised 2 search term sets: technical terms to search for remote or decentralised technologies and methods; terms to search for clinical studies and trials (see Supplemental File p4). The terms within each set were searched first using the Boolean operator OR. The results from each set were then combined using the Boolean operator AND to obtain the final search results. The search used both free‐text words and Medical Subject Headings (MeSH), and the search strategy was modified as appropriate for each electronic database.
One reviewer conducted the database searches in MEDLINE, EMBASE, CENTRAL and PsycINFO on 11 and 12 February 2020. Additionally, 2 reviewers searched ProQuest Dissertations and Theses, ClinicalTrials.gov, OpenGrey, and Google Scholar during March 2020 to identify relevant grey literature. We also sought further grey literature by searching the public‐facing websites of pharmaceutical companies and academic departments known to be involved in conducting or promoting DCTs. SCOPUS and Web of Science were also used for forwards and backwards citation searching from all included papers reporting clinical trials using DCT methods. We included articles published only in English, with no restrictions on age, therapeutic area or date.
2.2. Inclusion and exclusion criteria
For the focused review, we included only reports of individually randomised controlled clinical trials using decentralised methods. We included trials where the intervention was a drug (licensed or investigational medicinal product), medical device or other medical intervention (including diagnostics and screening testing, and dietary supplements or herbal medicines). Studies evaluating only psychological, behavioural, educational or social interventions were excluded. We also excluded comparisons of remotely delivered healthcare delivery with usual care that used nonremote, site‐based trial methods. For example, a trial comparing the acceptability of neurological assessment using telemedicine vs. in‐person clinic‐based examination for clinical care delivery would not be included. Many recent conventional trials already use some decentralised elements. This review only included trials if the decentralised element was explicitly used to minimise or replace in‐person site visits. For example, a hybrid trial that used a smartphone‐based e‐diary to collect data between in‐person visits would only be included if the available documentation indicated that the e‐diary was being used to reduce site visits. A trial using an e‐diary to replace a paper‐based diary, reviewed with the participant at each visit, would not be included.
For the wider review, we included all publications reporting, discussing or evaluating decentralised methods; this included all types of clinical research (randomised, nonrandomised, qualitative studies and mixed‐methods studies) as well as editorials, letters, commentaries, blogs, marketing/pharmaceutical reports, guidelines and reviews.
2.3. Screening
All the articles identified from the individual database searches were exported to EndNote X9.2 reference management software. 10 After removing duplicates, the articles were imported to Rayyan QCRI, a web‐based systematic review software tool. 11 Two reviewers independently screened titles and abstracts. Where there was disagreement, this was resolved by consensus with at least 1 additional reviewer. Full texts were then retrieved for all included sources and the process repeated. A study eligibility form (Supplemental file p5) was created to guide and record decisions on full‐text inclusion. Reasons for exclusion at each stage were noted. Articles that met the eligibility criteria were included.
2.4. Data extraction
We developed and pilot‐tested a data extraction tool for the focused review using Microsoft Access (Supplemental file pp6–10). Data extraction was carried out independently by at least 2 reviewers, and discrepancies were resolved on discussion with a third reviewer. Two reviewers verified the extracted data for consistency.
For the wider review, we developed and tested a separate data extraction tool using Microsoft Forms. Two reviewers independently extracted qualitative data, in the form of text excerpts, from each source document. A third reviewer combined their data, removing duplicates and expanding excerpts when necessary to maintain context.
2.5. Outcomes
A list of outcomes for the focused assessment is provided in Table 1. Outcomes included in the wider qualitative assessment are as follows:
Reported facilitators to conducting DCTs
Reported barriers to conducting DCTs
Perceived advantages of DCT methods (when compared to traditional trial methods)
Perceived disadvantages of DCT methods (when compared to traditional trial methods)
Participant experiences of taking part in DCTs
Stakeholder opinions of DCTs (including individuals or organisations affected by DCTs other than trial participants, investigators, research staff, or sponsors)
TABLE 1.
List of outcomes and definition for focused assessment of decentralised clinical trials
Outcome | Definition/expression used |
---|---|
Primary outcome | |
Number of randomised participants | Number (n) |
Secondary outcomes | |
|
Number (n) |
|
Number (n) |
Proportion of potential trial participants (%) | |
|
Number (n, primary outcome) |
Proportion of screened individuals (%) | |
Proportion of prespecified target sample size (%) | |
|
Mean number randomised/month during recruitment period (n/mo) |
|
Proportion of randomised participants lost to follow up at 1 mo, 3 mo and 1 y (%) |
Proportion of randomised participants completing trial (%) | |
|
Total cost of trial (US$) Cost of trial per randomised participant (US$) |
|
Fully remote vs. partially remote |
Description of remote methods used, broken down by trial activity |
2.6. Assessment of methodological quality
We assessed the risk of bias for the primary outcome of all trials included in the focused review as a proxy measure of the overall risk of bias. The risk of bias for the primary trial outcome of all completed and reported trials with full results was assessed using the Cochrane Risk of Bias (RoB 2) tool for randomised trials. 12 We created a modified version (mRoB) of Cochrane's RoB 2 tool to assess trials for which final results were not yet available (Supplemental file p11). These tools were also used, as applicable, to evaluate the risk of bias in any quantitative methodological comparison outcomes reported. Quality assessments for each outcome were carried out independently by at least 2 reviewers, and any disagreements were resolved by discussion with a third reviewer.
2.7. Analysis
2.7.1. Quantitative analysis
Due to the heterogeneity of the design and reporting of included trials, we decided a meta‐analysis approach would be inappropriate; a narrative approach was adopted. Data were exported from Microsoft Access for analysis using STATA 15.1 for Windows. 13 The ‐metaprop‐ and ‐metan‐ commands were used for descriptive statistical analysis. 14 , 15
2.7.2. Qualitative analysis
Data were exported from Microsoft Forms (via MS Excel) to NVivo (Release 1.3) software for qualitative analysis. 16 Facilitators and barriers to DCTs, and advantages and disadvantages, were identified and categorised. Two coauthors identified initial broad themes with reference to an earlier qualitative analysis of DCT case studies performed as part of the Trials@Home project. 130 The data were first assessed using these broad themes, and the themes then adapted based on observed similarities, differences and clustering. Data were then coded to describe narrower themes agreed with a second author before presenting to all authors and refining until consensus was reached.
3. RESULTS
Our searches initially identified 19 704 articles. After removing duplicates, 18 553 were screened for title and abstract, resulting in 237 eligible for full‐text assessment. Of these, 138 met the inclusion criteria, from which 45 randomised clinical trials were identified for quantitative analysis and 117 source documents for qualitative analysis (55 documents about trials included in the quantitative analysis were included in the qualitative analysis). The results of this process are described in greater detail in a PRISMA flow diagram (Figure 1).
FIGURE 1.
Prisma flowchart of systematic review. Fifty‐five articles associated with the 45 randomised controlled trials included in the quantitative analysis also contained qualitative data and were included in the qualitative analysis
3.1. Focused review
3.1.1. Description of included trials
We extracted data from documents on the 45 randomised clinical trials included in the focused review. The reviewers sourced as many documents connected to the main study as possible (e.g., final reports, conference abstracts, protocols or methods papers, participant‐facing materials, and blog posts) to extract all available information. A complete list of source documents identified can be found in the Supplemental file (p12). Table 2 summarises the included trials.
TABLE 2.
List of trials included in the focused review. Trials are identified by the first author; where multiple sources were identified for a single trial, the trial is identified by the first author of the published results, protocol, or other paper (in order of availability), or Academic Investigator/Company Sponsor if unpublished. Status is at the time of data extraction (8–25 May 2020). Year corresponds to the date of earliest publication or source identified for each trial
Trial | Year | DCT classification | Primary therapeutic area | Intervention(s) | Target population | Location of participants | Status |
---|---|---|---|---|---|---|---|
Peto et al. 48 | 1988 | Fully remote | Cardiovascular | Aspirin | Adults (18–60) | UK | Complete |
Steering Committee of the Physicians' Health Study Research Group 22 | 1989 | Fully remote | Cardiovascular | Aspirin, betacarotene | Adults (18–60) | USA | Complete |
Ulrich et al. 20 | 1997 | Hybrid | Musculoskeletal | Bisphosphonate | Elderly (>60) | USA | Complete |
Ridker et al. 23 | 1999 | Fully remote | Cardiovascular | Aspirin, vitamin E | Adults (18–60) | USA | Complete |
Pepine et al. 24 | 2003 | Hybrid | Cardiovascular | Verapamil, atenolol, trandolapril, hydrochlorothiazide | Elderly (>60) | USA, Australia, New Zealand, Germany, Canada, Mexico, Italy, France, Spain, Israel, South Africa | Complete |
Eilenberg et al. 25 | 2004 | Hybrid | Urology | Tadalafil | Adults (18–60) | USA | Complete |
Formica et al. 26 | 2004 | Fully remote | Dermatology | Dioctyl sodium sulfosuccinate ointment | Adults (18–60) | USA | Complete |
McAlindon et al. 19 | 2004 | Fully remote | Musculoskeletal | Glucosamine | Elderly (>60) | USA | Complete |
Jacobs et al. 27 | 2005 | Fully remote | Mental health | Kava, valerian | Adults (18–60) | USA | Complete |
Cook et al. 28 | 2007 | Fully remote | Cardiovascular | Vitamin C, vitamin E, betacarotene | Adults (18–60) | USA | Complete |
Oxman et al. 59 | 2007 | Fully remote | Sleep | Valerian | Adults (18–60) | Norway | Complete |
Brophy et al. 49 | 2008 | Fully remote | Musculoskeletal | Oral probiotic | Adults (18–60) | UK | Complete |
Sesso et al. 29 | 2008 | Fully remote | Cardiovascular | Vitamin C, vitamin E, multivitamin | Adults (18–60) | USA | Complete |
Bailey et al. 51 | 2011 | Fully remote | Sexual health | Interactive website + screening test | Adolescents (12–18) | UK | Complete |
Orri et al. 31 | 2011 | Fully remote | Women's health | Tolterodine | Adults (18–60) | USA | Complete |
MacDonald et al. 50 | 2011 | Hybrid | Musculoskeletal | Febuxostat, allopurinol | Elderly (>60) | UK, Denmark | In progress |
Manson et al. 63 | 2012 | Fully remote | Cardiovascular | Vitamin D, omega‐3 fatty acids | Adults (18–60) | USA | Complete |
Krischer et al. 33 | 2013 | Fully remote | Musculoskeletal | Prednisolone | Adults (18–60) | USA, Canada | In progress |
Mackenzie et al. 52 | 2013 | Hybrid | Cardiovascular | Allopurinol | Elderly (>60) | UK | In progress |
Bent et al. 34 | 2014 | Fully remote | Mental health | Omega‐3 fatty acids | Paediatric (0–12) | USA | Complete |
Blake et al. 35 | 2014 | Hybrid | Respiratory | Fluticasone/salmeterol | Adolescents (12–18) | USA | Complete |
Rorie et al. 53 | 2014 | Fully remote | Cardiovascular | Anti‐hypertensive dosing time | Adults (18–60) | UK | In progress |
Steinhubl et al. 36 | 2015 | Fully remote | Cardiovascular | Screening test (ECG monitoring) | Elderly (60>) | USA | Complete |
Woodcock et al. 56 | 2015 | Hybrid | Respiratory | Fluticasone/vilanterol | Adults (18–60) | UK | Complete |
Dumbleton et al. 54 | 2015 | Hybrid | Gastrointestinal | Lansoprazole/clarithromycin/metronidazole | Elderly (60>) | UK | In progress |
Esserman et al 37 | 2015 | Hybrid | Oncology | Risk‐based breast cancer screening | Adults (18–60) | USA | In progress |
AOBiome 38 | 2016 | Fully remote | Dermatology | Ammonia oxidising bacteria topical spray | Adults (18–60) | Not Reported | Complete |
Gelfand et al. 21 | 2016 | Hybrid | Neurology | Melatonin | Adolescents (12–18) | USA | Complete |
Marquis‐Gravel et al. 18 | 2016 | Fully remote | Cardiovascular | Aspirin | Adults (18–60) | USA | In progress |
Pasman et al. 60 | 2017 | Fully remote | Neurology | Caffeine | Adults (18–60) | Not Reported | Complete |
Sanofi 39 | 2017 | Fully remote | Diabetes | Insulin glargine | Adults (18–60) | USA, Canada | Complete |
Olden et al. 30 | 2017 | Fully remote | Mental health | D‐cycloserine | Adults (18–60) | USA | In progress |
Preiss et al. 55 | 2017 | Hybrid | Diabetes | Fenofibrate | Adults (18–60) | UK | In progress |
Charvet et al. 40 | 2018 | Hybrid | Neurology | Transcranial direct current stimulation | Adults (18–60) | USA | Complete |
Bowman et al. 57 | 2018 | Fully remote | Diabetes | Aspirin, omega‐3 fatty acids | Adults (18–60) | UK | Complete |
Sharma et al. 42 | 2019 | Hybrid | Neurology | Transcranial direct current stimulation | Adults (18–60) | USA | Complete |
Tarolli et al. 46 | 2018 | Hybrid | Neurology | Isradipine | Adults (18–60) | USA, Canada | Complete |
Spartano et al. 47 | 2019 | Hybrid | Cardiovascular | Remote vs. in‐person data collection device set‐up | Adults (18–60) | USA | Complete |
Liu et al. 62 | 2019 | Hybrid | Musculoskeletal | Herbal remedy | Adults (18–60) | USA | In progress |
Tanner et al. 43 | 2019 | Fully remote | Neurology | Zoledronic acid, calcium, vitamin D3 | Elderly (60>) | USA | In progress |
NightWare 41 | 2019 | Fully remote | Mental health | Digital therapeutic device | Adults (18–60) | USA | Not yet started |
Pfizer 44 | 2019 | Fully remote | Dermatology | Crisaborole ointment | Adults (18–60) | USA | Not yet started |
Janssen Scientific Afffairs 45 | 2020 | Fully remote | Cardiovascular | Canagliflozin | Adults (18–60) | USA | In progress |
Redzic et al. 61 | 2020 | Hybrid | Dermatology | AV2‐salicylic acid | Adolescents (12–18) | Belgium | In progress |
Blis Probiotics 58 | 2020 | Fully remote | Infectious disease, ENT | Probiotic supplement | Adults (18–60) | Not reported | Not yet started |
Abbreviations: DCT, decentralised clinical trials; ECG, electrocardiogram; ENT, ear, nose and throat.
3.1.2. Results of quantitative analysis
All sources were published between 1988 and 2020. At the time of data extraction, 29 studies (64%) had been completed, 13 studies (29%) were in progress and 3 studies (7%) had not yet started. Twenty‐eight studies (62%) were conducted using fully remote methods, enabling at‐home participation with no site‐based physical interaction with the study team. Seventeen studies (38%) were performed using hybrid approaches.
Table 3 summarises the primary and secondary outcomes. We extracted data for our primary outcome for 34 trials; the remaining 11 trials did not report this outcome because they were yet to start or were still in progress without any interim reporting. There were minimal data for 2 of the secondary outcomes: retention and cost. The proportion of randomised participants lost to follow up at 1 month, 3 months and 1 year was not specified in most trials, or retention was reported using different noncomparable metrics. We were, however, able to extract data related to the proportion of randomised participants completing 21 trials. Only 2 trials 17 , 18 reported a rough estimate of overall cost, and only 3 studies 19 , 20 , 21 reported the cost associated per randomised participant.
TABLE 3.
Summary of focused review outcomes (number of trials, n = 45)
Outcome | Median | Range |
---|---|---|
Primary outcome | ||
1. Number of randomised participants (n = 34, n) | 375 | 10–39 876 |
Secondary outcomes | ||
2. Identification of potential trial participants (n = 22, n) | 3350 | 31–453 878 |
3. Potentially eligible participants screened (n = 31, n) | 456 | 401 605 |
|
36 | 13.67–100 |
3. Randomised participants | ||
|
71 | 2.59–100 |
|
100 | 6.36–190 |
4. Recruitment rate | ||
|
141 | 0–11 035 |
5. Retention | ||
|
Insufficient data | Insufficient data |
|
93 | 1.1–100 |
6. Cost | ||
|
‐ | Less than 13–14 million |
|
914 | 155–3400 |
Data for this outcome were strongly skewed; therefore, we have reported median (instead of the prespecified outcome mean).
Stated trial target sample sizes varied between 30 and 100 000 participants (n = 35, median = 283), and just over half of trials reporting sufficient data (n = 24) met their recruitment target (54%). Eighteen trials that recruited both males and females reported separately by sex, ranging from 12 to 79% female (mean 51.75%). Thirty‐five trials reported durations that ranged from 1 month to 13 years (median 11 mo). The lead investigators of over half (30) of the trials were based in North America, 18 , 19 , 20 , 21 , 22 , 23 , 24 , 25 , 26 , 27 , 28 , 29 , 30 , 31 , 32 , 33 , 34 , 35 , 36 , 37 , 38 , 39 , 40 , 41 , 42 , 43 , 44 , 45 , 46 , 47 11 were in the UK, 48 , 49 , 50 , 51 , 52 , 53 , 54 , 55 , 56 , 57 , 58 3 in other European countries 59 , 60 , 61 and 1 in Australia. 62 Most trials (40) included participants only in the country of the lead investigator; however, 4 trials included participants in 2 countries, 33 , 39 , 46 , 50 and 1 reported participants in more than 2 countries (11 countries, 5 continents). 24
Forty trials reported methods used in recruitment; a wide variety of recruitment methods were used (Tables S1‐3), with half of these trials (n = 20) using at least 2 recruitment methods and 7 trials having used 5 or more. Ten trials reported using routinely collected data to identify potential participants. 18 , 21 , 36 , 37 , 43 , 50 , 52 , 55 , 56 , 57 Sixteen trials reported using online participant registration 18 , 21 , 24 , 25 , 26 , 27 , 31 , 33 , 34 , 36 , 37 , 47 , 51 , 53 , 59 , 60 ; other methods used included in‐person registration, phone and postal. Seven trials offered an incentive to participants, such as money, 35 , 40 , 44 vouchers 51 or free herbal supplements. 27 Fifteen trials reported having verified participant identity, 18 , 19 , 25 , 26 , 27 , 31 , 35 , 36 , 37 , 49 , 50 , 51 , 52 , 53 , 55 with a range of different methods (Tables S4‐6). Fifteen trials used online electronic consent, 18 , 24 , 25 , 27 , 33 , 34 , 36 , 37 , 39 , 43 , 47 , 51 , 53 , 59 , 62 but only 2 trials reported using a dynamic form of consent with functionality for participants to review and alter their consent to participation in line with changing preferences. 18 , 35
Trials tested a variety of interventions: 14 trials used medicines prescribed within their licensed indications 17 , 18 , 22 , 23 , 24 , 25 , 31 , 33 , 35 , 39 , 48 , 50 , 53 , 54 ; 12 tested dietary supplements 19 , 21 , 27 , 28 , 29 , 32 , 34 , 49 , 58 , 59 , 60 , 62 or herbal medicines; 6 tested licensed medicines for new or extended indications 43 , 44 , 45 , 46 , 52 , 55 ; and 6 tested not yet licensed medicines. 20 , 26 , 30 , 38 , 56 , 61 Of the remainder, there were 3 device trials, 40 , 41 , 42 3 screening trials 36 , 37 , 51 and 1 trial testing a methodological intervention (remote set‐up of mobile health technology for a longitudinal cohort study). 47 Over half of trials (n = 26) used a placebo comparator, 6 used usual care or no additional treatment, 33 , 37 , 48 , 52 , 56 , 61 and 5, an active drug comparator. 18 , 24 , 35 , 39 , 50 The 3 device trials used sham device comparators. Screening intervention trials employed delayed screening, 36 attention control (educational website without screening test), 51 or usual care. 37 Thirty of the trials delivered the intervention directly to participants at home (Tables S7‐13).
Six trials used a bring‐your‐own‐device model, employing participants' own devices such as smartphones, 21 , 39 , 40 , 41 , 45 , 47 wearables 41 or blood pressure monitors 53 for data collection. Eleven trials used routinely collected healthcare or administrative data sources for study data collection 18 , 28 , 29 , 32 , 37 , 48 , 50 , 52 , 54 , 55 , 56 ; 13 collected blood samples, 23 , 25 , 31 , 35 , 39 , 46 , 50 , 55 , 57 6 collected urine, 31 , 39 , 46 , 51 , 55 , 57 and 8 collected other physical samples such as swabs or saliva, 30 , 35 , 37 , 38 , 53 , 54 , 58 , 61 all using a variety of collection methods (Tables S14–18). Most trials (n = 37) collected participant reported outcomes, using a variety of methods including postal and web‐based questionnaires, and smartphone apps (Table S19).
Forty‐four percent of trials (n = 20) reported using an external vendor to deliver all or part of the trial (Table S20).
Thirty‐five trials were registered: 27 on ClinicalTrials.gov, 7 on ISRCTN.com, 2 on both registers and 1 on ANZCTR. Of the 9 trials for which we could find no trial registration, 3 were within the last 10 years.
3.1.3. Risk of bias
Of the completed trials reporting only nonmethodological primary trial outcomes (n = 24), we assessed 5 as being at a high risk of bias. 21 , 26 , 38 , 42 , 60 Eleven trials presented some bias concerns, 19 , 22 , 23 , 24 , 25 , 27 , 28 , 31 , 40 , 48 , 56 and 8 were assessed as at low risk of bias. 29 , 34 , 36 , 49 , 51 , 57 , 59 , 63 Two trials reported methodological comparisons, 1 assessed as low risk, 39 and 1 high. 35 Three completed trials were feasibility studies with insufficient available information to allow risk of bias assessment. 20 , 46 , 47
None of the incomplete trials (n = 16) was assessed as being at a high risk of bias. We evaluated 3 as being at low risk of bias, 54 , 61 , 62 while the remaining 14 presented some concerns, primarily due to limited available information.
A summary of the risk of bias assessments can be found in the Supplemental file, pp31–49.
3.2. Wider review
3.2.1. Description of included documents
Characteristics of source documents included in the wider review are summarised in Table 4. 117 publications were identified between 1988 and 2020; the median year of publication was 2017, demonstrating a clear skew towards recent years. Fifty‐four publications discussed at least 1 of the 37 trials included in the focused review; 25 based in the USA, 11 in Europe (8 based in the UK) and 1 in Australia. A complete list of included documents can be found in the Supplemental file, pp 49–54.
TABLE 4.
Summary of types of documents included in the wider qualitative review
Description | Intended primary audience (n) | |||
---|---|---|---|---|
Academic | Industry | Public | ||
Source | Journal | 88 | 7 | 0 |
Institutional/company website | 2 | 7 | 0 | |
News/magazine website | 0 | 9 | 1 | |
Blog | 0 | 2 | 0 | |
Public slide sharing website | 1 | 0 | 0 | |
Type | Research article | 58 | 0 | 0 |
Commentary | 11 | 17 | 1 | |
Conference abstract | 18 | 0 | 0 | |
Press release | 1 | 3 | 0 | |
Promotional feature | 0 | 2 | 0 | |
Report | 0 | 2 | 0 | |
Slide set | 1 | 1 | 0 | |
Recommendation/guidelines | 1 | 0 | 0 | |
Research presentation (recorded) | 1 | 0 | 0 | |
Country | North America | 68 | 16 | 1 |
Europe | 20 | 8 | 0 | |
Asia | 1 | 1 | 0 | |
Australia | 2 | 0 | 0 |
3.2.2. Advantages and disadvantages of DCTs
We identified 4 major themes in the advantages and disadvantages cited in source documents: research value, burden, safety and equity. Twenty‐eight advantages and 25 disadvantages of DCTs were cited; we coded these under the major themes and broke them down into the narrower themes described in Table 5 (see Tables S34, 35 for representative quotations). Many authors cited ease of trial participation as a major advantage of decentralised methods; for example, “[enabling activities to be carried out at a time convenient to the participant] dramatically reduces 1 of the major barriers to recruitment and retention—the time invested by a patient in a trial”, 64 and “monitoring can occur passively without any additional work required of the participant beyond wearing and occasionally charging the device”. 65 However, a few acknowledged a potential to simply transfer the burden of trial activities from site‐based study staff onto individual participants; for example, “Burden factors unique to remote study protocols include, for example, the imposition of recurrent performance of home‐based tasks or requirement for consistent reporting on symptoms and drug intake times” 66 and “Participants having to activate, charge and wear the digital sensors for long hours may be a significant obstacle to success of the virtual trials”. 65
TABLE 5.
Advantages and disadvantages of decentralised clinical trials
Broad themes | Narrow themes | Advantages |
---|---|---|
Value | Improving research quality | Generalisability of trial results (real‐world data, representative cohorts) 67 , 72 , 86 , 87 , 88 |
Data quality (more data, timeliness, sensitivity, objectivity) 64 , 66 , 67 , 74 , 79 , 80 , 82 , 86 , 89 , 90 , 91 , 92 | ||
Novel biomarkers (new endpoints, multidimensional data) 76 , 88 , 89 , 93 , 94 , 95 , 96 | ||
Better participant engagement | Enabling self‐management 65 , 95 | |
Improved communication between participants and research personnel 97 | ||
Building trust 72 , 98 | ||
Enabling otherwise infeasible research | Permitting data‐driven adaptive trial designs 99 | |
Allowing trials in rare diseases with geographically dispersed patients 33 , 90 | ||
Knowledge generation | Improving scientific understanding of disease (new data types, real‐world data collection, longitudinal and multidimensional data) 67 , 75 , 79 , 95 , 100 | |
Improving healthcare | Better evidence for decision making 92 , 101 | |
Generating useful individual patient data 54 | ||
Faster answers to clinical questions 21 , 92 | ||
Better understanding of patient experience 67 | ||
Promoting remote health care delivery 40 | ||
Commercial advantage | Faster drug development timelines 21 , 102 | |
Burden | Reducing burden of trial participation | Offering participants choice/flexibility in how to participate 72 , 103 |
Fewer in‐person study visits 64 , 104 | ||
Passive data collection 65 , 90 | ||
Reducing burden of trial conduct | Less costly training (of staff and participants) 105 | |
Less staff required to run each trial 106 | ||
Fewer investigative sites 106 , 107 | ||
Lower quality assurance/monitoring costs 25 , 106 | ||
Automation of tasks 76 , 89 , 105 | ||
Reducing waste (efficiency) | Data‐informed trial management 66 , 92 , 97 , 108 | |
Reducing burden of trials on healthcare professionals | Easier identification of eligible patients 26 , 54 , 91 , 109 | |
Safety | Maintaining privacy | Confidential nature of online interactions 72 , 73 |
Preventing physical harm | Continuous monitoring of potential adverse events 66 , 90 | |
Equity | Broadening access to clinical trials | Removing barriers to participation (geographical, time, travel) 36 , 42 , 72 , 90 , 97 , 104 |
Broad themes | Narrow themes | Disadvantages |
Value | Suitability for research question | Not suitable for all research questions 86 , 94 , 100 , 104 , 110 |
Risk to research quality | Difficulty ensuring eligibility 60 , 105 , 111 | |
Lack of suitable devices to collect data remotely 74 | ||
Lack of researcher control over data collection 94 , 112 , 113 | ||
Risk of poor comprehension of study purpose by participants and resulting in reduced adherence 49 , 72 , 77 , 80 , 94 , 105 | ||
Commercial value of research | Lack of involvement of prescribing physicians in research may reduce familiarity of product and post‐approval sales 106 | |
Burden | Increasing the burden of trial participation | Reduced participant choice 72 , 94 |
Limited communication opportunities 72 | ||
Financial cost of technology use 51 | ||
Volume of trial activities 66 , 77 , 93 | ||
Complexity of trial activities 47 , 60 , 81 | ||
Burden of wearing and charging devices 65 , 77 , 81 | ||
Emotional burden of responsibility for trial conduct 77 | ||
Lack of in‐person support 107 | ||
Increased burden on trial staff | Challenges in providing technical support to participants 60 , 77 , 80 , 81 , 95 | |
Learning to manage trials using new technologies 104 , 106 , 114 | ||
Higher cost of trial conduct | Initial investments in equipment and training 77 , 94 , 106 | |
Unforeseen costs 80 , 81 , 106 | ||
Safety | Risk of physical harm to participants | Potential for inappropriate/unsafe administration of trial medicines 111 |
Risk of harm to autonomy | Lack of face‐to‐face interaction to check understanding 60 , 94 , 111 | |
Loss of protective doctor‐patient relationship 111 | ||
Potential for breach of confidentiality | Home delivery of trial materials may be identifiable 73 | |
Vulnerability of electronic data transmission 60 , 72 , 96 , 105 , 107 , 114 | ||
Risk of harm to patients | Implementation of healthcare interventions based on potentially inaccurate research findings 111 | |
Equity | Excluding groups of potential participants | Differential technological barriers 80 , 91 , 115 |
3.2.3. Facilitators and barriers of DCTs
We identified 25 facilitators and 34 barriers in the following categories: technological, logistical, regulatory, societal and other. These are summarised in Table 6.
TABLE 6.
Summary of decentralised clinical trial (DCT) facilitators and barriers
Facilitators of DCTs | |
---|---|
Technological | Specific examples cited |
Devices with wireless connectivity | Tablet computers, 31 smartphones, 82 , 107 wearables, 45 , 60 , 64 , 65 , 74 , 77 , 79 , 82 , 88 , 91 , 95 , 101 , 104 , 113 , 116 other sensors, 21 , 47 , 64 , 67 , 79 , 82 , 93 , 95 , 100 , 102 , 108 , 117 wireless connectivity 35 , 74 , 79 |
Software | Open‐source app development platforms, 67 , 76 , 79 , 97 , 118 electronic health records (EHR) and patient portals, 54 , 56 , 88 , 91 , 101 , 114 , 119 electronic case report forms (eCRF), 35 , 95 integrated clinical trial platforms, 45 , 89 , 96 , 100 , 102 , 103 , 120 electronic participant‐reported outcomes (ePRO), 21 , 66 , 91 , 116 online neurocognitive testing, 60 encryption, 65 , 114 , 121 social engagement platforms 99 , 107 |
Telecommunications | Widespread and accessible internet infrastructure and mobile telephone networks, 69 , 82 , 90 , 108 , 118 , 122 cloud computing, 79 telemedicine 46 , 47 , 89 , 91 , 100 , 102 , 115 , 116 |
Databases | Administrative healthcare datasets, 96 , 114 , 119 disease and procedure registries, 91 research biobanks and databases 47 , 105 , 119 |
Data science | Blockchain, 113 natural language processing, 91 machine learning and artificial intelligence 66 , 91 , 97 , 101 |
Regulatory | |
Formal regulation/legislation | FDA Federal Regulations, 100 laws governing telemedicine, 94 FDA approvals of medical devices for home use 102 |
Regulatory guidance | FDA guidance on electronic source data, 105 risk‐based monitoring, 100 electronic signatures and informed consent, 99 , 100 , 105 mobile medical applications 79 , 105 ; MHRA guidance on risk‐adapted approaches to clinical trials 54 |
Reflection papers | EMA reflection paper on risk‐based quality management 100 |
Initiatives and programmes | FDA Real‐world Evidence Program, 91 , 97 , 113 FDA Digital Health Innovation Action Plan, 79 , 98 FDA Center of Excellence for Digital Health 91 ; EMA workshop “Identifying opportunities for ‘big data’ in medicines development and regulatory science.” 79 |
Training | Training for ethics committees/IRBs 105 |
Positive regulatory attitudes towards novel trials | “Most companies are finding the FDA to be very supportive of virtual trials” 99 |
Independent legal/regulatory consultants | “[legal] expertise may be obtained from external legal consultants and/or companies that track and report state‐by‐state changes in laws and regulations” 94 |
Logistical | |
Speciality vendors | CROs with DCT capabilities 45 , 98 , 100 , 102 , 110 , 116 , 117 ; home nursing and phlebotomy services 94 , 104 , 116 ; temperature controlled courier delivery 113 ; Cloud‐based hybrid mail services 54 ; speciality logistics companies 117 |
Tech‐enabled logistics | Tech‐enabled IMP accountability systems, e.g., RFID tags 64 , 94 , 104 , 113 , 117 , 123 |
Research networks | InSite platform (EU), CancerLinQ (US), PCORNet (US) 91 , 120 |
Social | |
Familiarity with DCT components | Internet usage, 35 , 36 , 69 , 105 , 107 telemedicine, 94 , 113 mobile and wearable devices 66 , 79 , 107 , 113 , 124 |
Ownership of consumer electronic devices | Smartphones, 36 , 60 , 66 , 67 , 76 , 91 , 93 , 105 wearables 124 |
Attitudes | Positive attitudes towards remote research 35 |
Other | |
International standards | International Council for Harmonisation, 100 Fast Healthcare Interoperability Standard (FHIR) 96 |
Collaboration and knowledge sharing between stakeholders | Public–private partnerships, consortia and associations 97 ; Clinical Trials Transformation Initiative, 79 , 94 , 100 Patient‐Centered Outcomes Research Institute, 100 Transcelerate, 82 , 125 International Consortium for Health Outcomes Measurement, 86 Intensive Longitudinal Health Behavior Network 96 |
Strategic research funding | US NIH “Strategic transformation of population studies” and “Digital clinical trials” 47 , 96 |
Commercial investment | Pharmaceutical companies, 90 , 107 venture capital, 91 tech companies 91 |
Recommendations | CTTI recommendations on Mobile Technology and Novel Endpoints, 79 , 94 , 100 reporting guidelines e.g., CONSORT extension for trials using cohorts and routinely collected data (forthcoming) 91 |
Open Innovation | Crowdsourcing for protocol development and new indication finding 126 |
Appropriately trained research workforce | Medical computer scientists, technically‐trained clinicians 106 |
Barriers to DCTs | |
Technological | Specific examples cited |
Immature digital infrastructure | Lack of interoperability between EHR systems 91 , 97 , 105 , 113 , 119 ; lack of high‐speed internet coverage 26 , 59 , 68 , 69 , 90 |
Lack of suitable devices | Limited battery life 66 , 79 ; lack of ease in operation 65 , 66 , 82 ; lack of simple user interface 31 , 66 ; insufficient data storage capability 67 , 82 ; inaccurate/inconsistent data 74 , 76 , 127 ; wearables not comfortable in extended use 36 , 81 ; frequent required firmware updates 80 |
Difficulties in managing data | Difficulties transmitting large data files from devices to study database 67 , 74 , 81 ; lack of data standardisation 79 , 97 , 105 ; lack of accepted methods for analysis 79 , 82 , 91 |
Novel endpoints | Lack of validated objective measures that can be captured electronically 67 , 91 ; lack of suitable reference comparators 67 |
Limitations of routinely collected data | Limited validation of clinical trial endpoints 91 , 119 ; sub‐optimal accuracy and completeness of data 91 , 105 |
Regulatory | |
Perceptions of regulatory barriers | Assumptions that regulation will prevent DCT use 71 , 94 ; worries about meeting requirements 64 |
Uncertainty about how to apply existing regulations | Unclear data ownership 79 ; uncertainties about oversight and liability of mobile healthcare providers, and other vendors 94 ; lack of clarity on validation requirements 94 , 100 ; lack of clarity on the use of central monitoring systems and real‐time data 100 ; changing regulatory requirements and import procedures |
Need to prove data reliability and validity to regulators | Uncertainty about the acceptability of novel endpoints 64 ; complexity of hardware/sensors/algorithm interplay makes evaluation difficult 97 , 112 ; proprietary/closed algorithms 97 , 112 |
Variation of legislation between jurisdictions | Differing rules about distributing, returning and destroying IMP 31 , 94 , 100 , 104 , 117 ; local physician licensing requirements (for prescribing and telemedicine) 94 , 100 ; restricted shipping of devices 80 ; app usage 92 |
Lack of applicable regulatory provisions | Specific regulatory provisions for remote methods 82 , 87 , 100 , 103 , 105 , 111 ; lack of explicit requirements for electronic data capture and transmission 100 ; lack of standards for collection of subjective data 100 |
Regulation or legislation that explicitly prevents DCT activities | Delivery of IMP or prescription of drugs across jurisdictions without local licensing not allowed in several US states 94 , 100 ; prohibition of central distribution of IMP direct to study participants without local site dispensing in some countries 104 ; current requirements for waivers 31 |
Multiple responsible bodies | Fragmented IRBs requiring multiple approvals 119 |
Regulatory standards for clinical trials increasing the cost of trial conduct | Resourcing requirements for quality (monitoring, event adjudication etc) and regulatory adherence 113 , 114 , 117 |
Lack of evidence to support fully remote trials | Need for validation to confirm results obtained through remote and conventional trials are comparable 94 |
Challenges in proving data attribution to individual participants | Perceptions that devices may be mis‐used e.g., worn by nonparticipants 64 |
Regulators unfamiliar with remote methods | “Though the FDA has stated that they see benefits in the appropriate use of technology in clinical trials, they are still in the process of learning about virtual clinical trials, the bring‐your‐own‐device (BYOD) model of provisioning and other aspects of today's tech‐enabled research environment.” 99 |
Logistical | |
Availability of flexible, global, specialty logistics support | Smaller companies may have limited resources and/or local exposure to differing regulatory environments 117 |
Scaling up existing research site capabilities | Sites may need additional resources to enrol larger numbers of participants 71 , 94 |
Societal | |
Limited experience with DCTs | Lack of patient and clinician familiarity with technology‐enabled trials 87 , 92 , 99 , 105 |
Inequalities in digital access | Excluding people in rural areas or on low incomes 69 , 92 |
Privacy concerns | Concerns about identifiable mail or deliveries 51 , 73 ; reluctance to enter personal information online 96 , 107 , 128 ; perceptions of unrestricted access to medical information 91 ; concerns about wearable visibility 47 |
Public attitudes towards digital/online activities | Tendency toward lack of prolonged engagement with digital apps 76 ; cultural preferences against apps 76 ; suspicion that unsolicited email contacts may be scams 72 , 80 |
Healthcare system attitudes to research | Lack of recognition of value of research and financial incentives to increase care volume 119 |
Poor computer literacy in target groups | Older people 64 , 92 , 115 |
Participant preference | Preference for in‐person trial activity 64 , 129 ; perceived benefits of in‐person trial activity 49 |
Other | |
Lack of consensus on data requirements | No widely accepted margin of error on data attribution 91 |
Cost of investment | Investment needed to develop suitable technology platforms 91 , 106 , 107 , 119 ; pharmaceutical companies and CROs will need to invest in upgraded systems to handle big data 82 , 107 ; public investment in infrastructure 91 , 119 |
Conservative corporate culture | Burden of innovation risk on single companies 82 ; rigid systems 64 ; “regulatory paralysis” 128 ; “industry resistant to change” 64 |
Information governance approval requirements for access to routinely collected data | Resource intensive approvals for EHR data access 114 |
Lack of experience with DCTs | Limited methodological research 105 ; lack of evidence to support remote recruitment, retention and engagement 93 ; limited experience with remote clinical diagnosis 87 |
Lack of suitable trained and experienced workforce and leadership | Lack of highly skilled interdisciplinary leadership and technology experts 97 ; clinicians and PIs who are not confident using technology 92 ; |
Current clinical trials financial arrangements | Conventional research generates revenue for research centres 64 , 96 |
Conservative research funding agencies and decision makers | “ongoing funding of clinical research depends almost solely on the decision of trial funders, whether grant reviewers or medical industry leaders, who historically tend to support the status quo rather than drive innovation” 96 |
Abbreviations: CRO, clinical research organisation; FDA, Food and Drug Administration; IMP, Investigational Medicinal Products; IRB, institutional review board.
3.2.4. Participant, patient and other stakeholder opinions
Thirteen sources contained qualitative data on participant experiences or opinions of DCT methods gained from participant satisfaction questionnaires. 25 , 34 , 47 , 65 , 67 , 68 , 69 , 70 , 71 , 72 , 73 , 74 , 75 Fourteen had subjective assessments of participant experience, 30 , 34 , 47 , 51 , 72 , 73 , 74 , 75 , 76 , 77 , 78 , 79 , 80 , 81 e.g., “The teleconsultation visits were well received by the patients in both the decentralised and conventional settings, especially when an effort was made to arrange calls outside the participant's working hours.” 81 Only 3 sources contained verbatim quotations from patients or participants including experiences or opinions of DCTs 33 , 69 , 72 ; these are summarised in Table 7.
TABLE 7.
Participant experiences and patient opinions of decentralised clinical trials (DCTs)
Theme | Sentiment | Experience of taking part in a DCT |
---|---|---|
Burden | Positive | “I can choose the time of the day I'll answer the questions, and the environment is familiar (I do it at home or work, and not a hospital or clinic).” 72 |
“Despite the lack of physical presence, a warm, reassuring environment was established. To tell the truth, I was very surprised” 69 | ||
“Easy to participate as it was Internet‐based. Also as a runner and researcher I was interested in the research question” 72 | ||
“The comfort of my own home… I felt more relaxed and felt I communicated better” 69 | ||
Negative | “I went through a bunch of hoops to get my doctor to say he would participate in it … I gave her the paperwork and stuff, and then I get e‐mails from the TAPIR trial thing. They hadn't heard from her, and I'd call her and—or the next time I'd see her. And then eventually she said, well, she had given it to her people in her office to do it, and they would've—they only did them as they came in, and so they were working down the pile to mine” 33 | |
“Just the time effort and 1 more task you, however little, you should do in a busy week.” 72 | ||
“it is not as personal as being in the same room with a person” 69 | ||
Safety | Positive | “But I felt that you guys did a good job in identifying yourselves as a legitimate group conducting a genuine research study and that eased my mind on the matter.” 72 |
Value | Negative | “The lack of feedback. If my response had been given in person or over the phone, there would probably have been some chat about how the survey was going. Because of the lack of this, I never really felt part of the research.” 72 |
Opinion of DCTs | ||
Burden | Positive | “I could be involved in more studies, as it is now I am limited to places real close or have my husband drive me” 69 |
Value | Negative | “Organiser does not know who is really taking part—I could be 15 year old boy or 80 year old woman … (am neither!).” 72 |
Value + Burden | Mixed | “My initial reaction was, ‘gee, this is really great… it’s gonna be a lot cheaper to be able to access the information used in computers than it is to have a 15 minute visit in a doctor’s office every 3‐6 months… I thought, ‘this is really a great idea… but it also has a great problem’. To understand this, you have to think about what happens between a doctor and an individual patient. That patient is supposed to have a certain amount of trust and confidence in that doctor… an average patient is gonna say, ‘why in the world should I do this?’… so it’s very important to think of ways we can try to humanise this.” 129 |
Safety | Negative | “The disadvantage would be the fact that I may not be able to tell whether the study was genuinely conducted by the University or just a hoax. […] As you may know, the Internet has a lot of evil people trying to get access to personal information via similar methods.” 72 |
Equity | Positive | “I just think it's neat! Being able to use the Internet for medical surveys allows people all over the world to participate in studies that they would otherwise not be able to, especially when the surveys do not require extensive medical testing or histories. It's a small world after all.” 72 |
While several sources suggested how DCTs may impact or be perceived by other stakeholders, such as usual healthcare providers, payers, regulators and ethical review boards, only 2 contained specific quotations from stakeholders other than participants and researchers (including pharmaceutical industry representatives). A qualitative study of a remote trial in a nursing home described in detail the specific burdens of the trial on nursing home staff in terms of comprehension, time, communication, emotional load, logistical burden and product accountability. 77 In a public‐facing online magazine article, a Food and Drug Administration (FDA) representative was quoted as having written, “The FDA is open to innovative trial designs that create efficiencies, serve the needs of patients while protecting their interests and safety, and create data that will be fit for use for regulatory decisions”. 82
4. DISCUSSION
To our knowledge, this is the first systematic review of both quantitative and qualitative literature on the strategies and approaches used to conduct decentralised clinical trials.
We identified 45 individually randomised clinical trials using a variety of wholly or partially decentralised methods ranging from relatively low‐tech postal trials, with participants supplying their own medication and completing paper‐based questionnaires, to trials deploying an array of wearable internet‐connected devices to collect multidimensional longitudinal data. The trials were also diverse in their cohort size, therapeutic area, completion status, purpose and funding source. However, geographically, most trials were led by investigators in the USA and Europe (mainly UK).
Although we assessed several trials as being at high risk of bias, this does not necessarily indicate poor methodological quality as there were often insufficient data available to make a clear risk of bias assessment. Future adherence to applicable reporting standards, such as CONSORT and its extensions, 83 , 84 will improve transparency.
As with the included trials, sources eligible for the wider qualitative review were dominated by USA and European authors. While this may be due to the relative volume of trial activity in these places, there may be barriers to DCT development elsewhere, such as technological limitations, regulatory impediments or societal preferences. As many of the purported advantages of DCTs should be applicable worldwide, further specific investigation of DCTs in other countries may be warranted.
We identified comparable numbers of unique advantages and disadvantages. However, it should be noted that the literature was positive overall towards DCTs; this may well reflect publication bias as unsuccessful experiments with DCT methods may be less likely to be published, or there could be a bias towards novelty, particularly in news and commentary sources.
As might be expected, technology features heavily as both facilitators and barriers to DCTs; developments in this field are likely to continue to present new challenges and solutions. However, it is also clear that the regulatory climate, both formal legislation and its interpretations, impacts both perceptions and practicalities of DCT conduct. Regulators are now producing specific guidance addressing DCTs, e.g., “The Danish Medicines Agency's guidance on the implementation of decentralised elements in clinical trials with medicinal products”. 3 We expect these and any future guidance to influence further DCT development. Similarly, the societal background against which DCTs take place can both encourage and discourage their use. For instance, the COVID‐19 pandemic has had significant impacts on the use and perception of communications technologies and the willingness of people to attend busy clinical settings. 85
While often referring to positive participant experiences of DCTs, the included papers contained minimal exploration of what it means to be a DCT participant. A deeper understanding of this, gained through qualitative research, could inform the successful implementation of DCTs. Similarly, we found little examination of how DCTs impact external stakeholders, such as healthcare providers, how funders and review boards view DCTs, or how the results of DCTs will be treated by decision‐makers such as regulators and healthcare payers.
4.1. Limitations
DCTs are a relatively new concept with terminology that has not yet settled. Despite including several known terms to describe DCT methods, our searches may have missed relevant source documents employing other terms, particularly where authors have not explicitly drawn attention to DCT elements. In addition, we restricted our searches to the English language only; this may have introduced bias. As noted above, our findings are likely to be subject to publication bias. The collected data were not suitable for a meta‐analytic approach to publication bias assessment. The high variability in quantitative data availability and reporting also meant that we could not make meaningful comparisons between methods in terms of recruitment, retention, or other trial performance metrics. As a result, this review presents only a descriptive analysis. Data on the financial costs incurred in running trials were sparse; this is unsurprising given the potential commercial sensitivity of such information, but it does mean that we have not confirmed the oft‐cited advantage of DCTs being less costly than conventional site‐based trials.
We did not do a formal quantitative analysis of the number of times each advantage, disadvantage, barrier or facilitator was cited, nor have we made any assessment of their validity. Such judgements may be misleading because the number of times commentators say something, such as that DCTs will be better at recruitment than conventional trials, does not necessarily mean it will be proved true. Similarly, something perceived as an advantage by 1 person, such as not having any in‐person contact with a study doctor, may be a disadvantage to another. By reporting all of the advantages, disadvantages, barriers and opinions that we found, we have produced a resource to inform DCT approaches.
5. CONCLUSION
DCTs are a developing field with a wide variety of approaches that can be applied to various therapeutic areas and research questions. Many commentators have identified the great potential of DCTs in harnessing technological developments to improve the efficiency, generalisability and participant experience of clinical trials. However, there remains a lack of directly comparable data on key performance indicators such as recruitment, retention, adherence and cost metrics to confirm these benefits. We urge investigators conducting research using DCT methods to publish their findings, including negative results and data regarding the operational aspects of DCTs. Such data would allow investigators, sponsors and regulators to make informed decisions about future DCTs. By combining operational data with insights from patients, trial participants and other stakeholders, we stand to maximise the potential gains of this approach.
COMPETING INTERESTS
The authors declare current or recent research income to their institution from Novartis, Pfizer, GSK, Menarini, IMI, EMA, NIHR HTA, BHF, Amgen, RTI, CSO Scotland, Tenovus Scotland, George Clinical, Sanofi and HDR UK, and consultancy income to their institution from AstraZeneca. ISM declares personal consultancy income from AstraZeneca. TMM declares consulting or speaking fees in the last 5 years from Novartis, Takeda, Servier, Shire, Menarini and AstraZeneca.
CONTRIBUTORS
All authors made a significant contribution to the concept, design, analysis, writing and revision of the manuscript, and have agreed to be listed as authors.
Supporting information
TABLE S1 Recruitment methods reported
TABLE S2 Number of recruitment methods used in each trial
TABLE S3 Use of routinely collected data for recruitment
TABLE S4 Methods used to verify participant identity
TABLE S5 Number of identity verification methods used by each trial
TABLE S6 Forms of evidence used to verify identity
TABLE S7 Mode of intervention delivery
TABLE S8 Number of intervention delivery methods used in each trial
TABLE S9 Types of comparators used
TABLE S10 Delivery of comparators
TABLE S11 Number of comparator delivery methods used by each trial
TABLE S12 Methods used for medicines reconciliation or adherence checking
TABLE S13 Number of reconciliation or adherence checking methods used by each trial
TABLE S14 Routine data collection methods
TABLE S15 Blood sample collection methods
TABLE S16 Urine sample collection methods
TABLE S17 Other physical sample types
TABLE S18 Other physical sample collection methods and locations
TABLE S19 Methods used to collect participant‐reported outcomes
TABLE S20 Vendors used in included trials
TABLE S21 Risk of bias arising from randomisation process, parallel group trials (n = 23)
TABLE S21a Risk of bias arising from randomisation process, crossover trial (n = 1)
TABLE S22 Risk of bias due to deviations from intended interventions, parallel group trials (n = 23)
TABLE S22a Risk of bias due to deviations from intended interventions (crossover trial n = 1)
TABLE S23 Risk of bias due to missing outcome data, parallel group trials (n = 23)
TABLE S23a Risk of bias due to missing outcome data, crossover trials (n = 1)
TABLE S24 Risk of bias in measurement of outcome, parallel group trials (n = 23)
TABLE S24a Risk of bias due in measurement of outcome, crossover trials (n = 1)
TABLE S25 Risk of bias in selection of the reported result, parallel group trials (n = 23)
TABLE S25a Risk of bias in selection of reported result, crossover trials (n = 1)
TABLE S26 Risk of bias (methodological outcomes) arising from randomisation process (n = 2)
TABLE S27 Risk of bias (methodological outcomes) due to deviations from intended interventions, (n = 2)
TABLE S28 Risk of bias (methodological outcomes) due to missing outcome data (n = 2)
TABLE S29 Risk of bias (methodological outcomes) in measurement of the outcome (n = 2)
TABLE S30 Risk of bias (methodological outcomes) in selection of reported result (n = 2)
TABLE S31 Risk of bias arising from the randomisation process (n = 17)
TABLE S32 Risk of bias due to deviations from intended intervention (n = 17)
TABLE S33 Risk of bias in measurement of outcome (n = 17)
TABLE S34 Advantages of DCTs—representative quotations
TABLE S35 Disadvantages of DCTs—representative quotations
FIGURE S1 Overall risk of bias—parallel group trials (n = 23)
FIGURE S2 Overall risk of bias—crossover trials (n = 1)
FIGURE S3 Risk of Bias—parallel group comparisons with methodological outcomes (n = 2)
FIGURE S4 Modified risk of bias assessment (n = 17) for ongoing trials
ACKNOWLEDGEMENTS
The authors thank several individuals who have contributed to this project: Kimberley Hawkins, industry lead of Trials@Home WP1 BEST, for her support and leadership; Tatiana Macfarlane, University of Dundee for her assistance in planning the quantitative data extraction and analysis; Stephen MacGillivray, University of Dundee, for sharing his expertise on planning complex systematic reviews; and Hannah Prill, Lorna Haddon‐McMillan and Elizabeth Cowan for their time and dedication in extracting data.
The research leading to these results is conducted as part of the Trials@Home consortium. This paper only reflects the personal views of the stated authors. The Trials@Home project has received funding from the Innovative Medicines Initiative 2 (www.imi.europa.eu) Joint Undertaking under grant agreement No. 831 458. This Joint Undertaking receives support from the European Union Horizon 2020 research and innovation programme and EFPIA.
Rogers A, De Paoli G, Subbarayan S, et al. A systematic review of methods used to conduct decentralised clinical trials. Br J Clin Pharmacol. 2022;88(6):2843-2862. doi: 10.1111/bcp.15205
Amy Rogers and Giorgia de Paoli should be considered joint first authors.
Principal Investigator: Professor Isla Mackenzie.
Funding information Innovative Medicines Initiative, Grant/Award Numbers: 831458, 831 458
DATA AVAILABILITY STATEMENT
The data that support the findings of this study are available from the corresponding author upon reasonable request.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
TABLE S1 Recruitment methods reported
TABLE S2 Number of recruitment methods used in each trial
TABLE S3 Use of routinely collected data for recruitment
TABLE S4 Methods used to verify participant identity
TABLE S5 Number of identity verification methods used by each trial
TABLE S6 Forms of evidence used to verify identity
TABLE S7 Mode of intervention delivery
TABLE S8 Number of intervention delivery methods used in each trial
TABLE S9 Types of comparators used
TABLE S10 Delivery of comparators
TABLE S11 Number of comparator delivery methods used by each trial
TABLE S12 Methods used for medicines reconciliation or adherence checking
TABLE S13 Number of reconciliation or adherence checking methods used by each trial
TABLE S14 Routine data collection methods
TABLE S15 Blood sample collection methods
TABLE S16 Urine sample collection methods
TABLE S17 Other physical sample types
TABLE S18 Other physical sample collection methods and locations
TABLE S19 Methods used to collect participant‐reported outcomes
TABLE S20 Vendors used in included trials
TABLE S21 Risk of bias arising from randomisation process, parallel group trials (n = 23)
TABLE S21a Risk of bias arising from randomisation process, crossover trial (n = 1)
TABLE S22 Risk of bias due to deviations from intended interventions, parallel group trials (n = 23)
TABLE S22a Risk of bias due to deviations from intended interventions (crossover trial n = 1)
TABLE S23 Risk of bias due to missing outcome data, parallel group trials (n = 23)
TABLE S23a Risk of bias due to missing outcome data, crossover trials (n = 1)
TABLE S24 Risk of bias in measurement of outcome, parallel group trials (n = 23)
TABLE S24a Risk of bias due in measurement of outcome, crossover trials (n = 1)
TABLE S25 Risk of bias in selection of the reported result, parallel group trials (n = 23)
TABLE S25a Risk of bias in selection of reported result, crossover trials (n = 1)
TABLE S26 Risk of bias (methodological outcomes) arising from randomisation process (n = 2)
TABLE S27 Risk of bias (methodological outcomes) due to deviations from intended interventions, (n = 2)
TABLE S28 Risk of bias (methodological outcomes) due to missing outcome data (n = 2)
TABLE S29 Risk of bias (methodological outcomes) in measurement of the outcome (n = 2)
TABLE S30 Risk of bias (methodological outcomes) in selection of reported result (n = 2)
TABLE S31 Risk of bias arising from the randomisation process (n = 17)
TABLE S32 Risk of bias due to deviations from intended intervention (n = 17)
TABLE S33 Risk of bias in measurement of outcome (n = 17)
TABLE S34 Advantages of DCTs—representative quotations
TABLE S35 Disadvantages of DCTs—representative quotations
FIGURE S1 Overall risk of bias—parallel group trials (n = 23)
FIGURE S2 Overall risk of bias—crossover trials (n = 1)
FIGURE S3 Risk of Bias—parallel group comparisons with methodological outcomes (n = 2)
FIGURE S4 Modified risk of bias assessment (n = 17) for ongoing trials
Data Availability Statement
The data that support the findings of this study are available from the corresponding author upon reasonable request.